Beruflich Dokumente
Kultur Dokumente
Keith Townsend
Griffith University, Australia
Sue Hutchinson
University of the West of England, UK
Abstract
Interactions between line managers and subordinate employees are fundamental to the
employment relationship and, therefore, to industrial relations as a field of both study
and practice. Human resource management literature has focused on the responsibil-
ities line managers have as implementers of employment policy and practice, for exam-
ple in dealing with grievance and disciplinary matters, communication and involvement,
the application of discrimination policies, and the management of pay. Thus, it is surpris-
ing that this body of managers has been neglected in recent industrial relations research.
This article fits the theme of the special issue by providing an overview of ‘where we
are’ and sets out a research agenda of ‘Where to next?’, for the study of line managers
in industrial relations research.
Keywords
Frontline managers, human resource management, industrial relations, line managers,
management
Introduction
In the last few decades a growing body of academic literature from a range of
disciplines has focused on the increasingly important role line managers play in
shaping and managing the employment relationship, through their leadership style
and as implementers of employment policies and practices. This includes the
domains of sociology, psychology, management, organisational behaviour and
Corresponding author:
Keith Townsend, Griffith University, Centre for Work, Organisation and Wellbeing, Queensland, Australia.
Email: k.townsend@griffith.edu.au
140 Journal of Industrial Relations 59(2)
UK) to workplace studies that are both qualitative and quantitative in nature.
What is important to note though is that large-scale national surveys are often
designed to understand various aspects of employment relations and use line man-
agers as a data source. This does not necessarily equate with a strong understand-
ing of line managers’ work and their workplace experiences.
Before progressing, we must consider ‘who’ these line managers are. Floyd and
Wooldridge’s (1994: 53) well-cited definition of those who work between the ‘stra-
tegic apex and the operating core’ of the organisation aggregates a wide range of
managers operating at different levels, from frontline managers to middle and
potentially senior managers. This approach, however, ignores differences across
the management levels in terms of responsibilities, influence/power, constraints,
and changes to the role (Hales, 2005; Thornhill and Saunders, 1998; Townsend,
2013; Valverde et al., 2006). Significantly, and of relevance to this article, different
levels of managers have the potential to have different impacts on the employee
experience and the regulation of the employment relationship. In particular, front-
line managers (which includes supervisors, first line managers and team leaders)
have the potential to have the biggest impact on employees because they are in
direct and regular contact with employees and manage the larger teams (Becker
et al., 1996). The implication is that any IR research on line managers must dif-
ferentiate levels for a more nuanced explanation of the events under investigation.
IR theorists from decades past, for example Dunlop (1958), Brewster et al.
(1981), Kinnie (1986) and Purcell and Alhstrand (1994) have made managers a
key part of their analytical framework. Kinnie (1987: 463) made note some three
decades ago that there was a ‘paucity of research’ leading to an ‘ignorance of the
role of management’. Throughout the late 1990s and into this century, there has
been an increase in knowledge through the use of, as two examples, the UK-based
Workplace Industrial/Employment Relations Survey (WIRS/WERS) and the
Australian equivalent (AWIRS). Millward et al. (1998), for example, suggested
at this time that there were almost 200 publications from the WIRS prior to
1998. However, there is an important distinction to be made between research
that uses managers as a data source for what occurs in their workplaces and
that which makes line managers the focus of the research as a means to better
understand their work, experiences, the management of these employees, and the
impact these managerial employees have on the experiences of non-managerial
staff. Line managers, the work of these managers, and the management of these
managers appear to fit in a zone of neglect (Wilkinson et al., 2015).
Furthermore, line managers are not an insignificant proportion of the work-
force. Australian Bureau of Statistics (ABS) data suggest that the proportion of the
workforce employed as a ‘manager’ has hovered consistently around 8% for the
last quarter of a century (ABS, 2014). Almost 1.5 million managers in Australia are
dwarfed by the numbers in the UK of more than 3.2 million managers employed
yet at a similar proportion of 10.3% (Office for National Statistics, 2016). One
difficulty that we have here is the aggregation of data – not all managers are ‘line
managers’ and these statistics tend to encapsulate everyone, from a team leader
142 Journal of Industrial Relations 59(2)
Wilkinson et al.’s (2004: 313) study makes it clear that voice at a workplace level
is dependent upon the HRM systems in operation and therefore reliant upon the
motivations of line managers at any given time. While there is a relationship
between employee voice and power, Dundon et al. (2004: 1153) note that voice
could be seen as a ‘countervailing source of power on management’. The issues
arise for both employees and managers when the increasing desire for informal
voice over formal voice (see Townsend et al., 2013) might equate with ‘lip service’
rather than real change for the actors involved. Informal voice to a frontline man-
ager might be immediate in delivery, but there is limited research to date on its
effectiveness in utilising line management in resolving employee problems and con-
cerns. Employee voice must be managed so that it not only has an ‘instrumentally
effective’ role to play, but also holds intrinsic worth (Budd, 2004: 3).
Senior managers often blame line managers for not implementing voice mech-
anisms effectively (Fenton-O’Creevy, 1998), but from the line manager’s perspec-
tive, cynicism may lead to a lack of commitment which undermines the success of
voice schemes (Fenton-O’Creevy, 2001). It is the frontline managers (and perhaps
their immediate next-level managers) who have the least to gain and/or the most to
lose from employee voice and involvement practices (Kaufman and Taras, 2000).
Equally, though, it is evident that when managers do ‘buy in’ they can have a
positive influence over employee perceptions through including unions in change,
particularly in highly unionised industries (Bryson, 2004).
In contrast, a development in the voice literature comes from Donaghey et al.
(2011), who suggest that managers should be seen as an interest group in the
employment relationship and that their control of the availability and use of
employee voice can lead to employee silence, or unwillingness to speak up. For
line managers, the silence of employees is not necessarily a bad thing and can act in
their favour, as a lack of employee voice and employee desire for change leads to
the maintenance of the status quo for managers. Hence, it may not be simply
cynicism leading to a lack of commitment, but indeed a strategy of inaction that
will assist line managers in avoiding change that effective voice systems may force
upon them (Donaghey et al., 2011).
Line managers have also played a central role in workplace conflict for more
than a century. Montgomery (1987: 92) argues that virtually all industrial dis-
putes in late 19th-century America dealt with wages and/or abusive frontline
managers, and this notion continues in conflict management research today.
Research in Irish firms (Teague and Roche, 2012) confirms that line managers
often lack organisational support in training and performance monitoring and
lack the confidence to act independently in decision-making. There may be legal
consequences of badly handled disciplinary hearings, and workplace grievances
may escalate and require intervention from senior managers and HR specialists.
Research (see e.g. Teague and Roche, 2012) also suggests that work pressures
such as role ambiguity and work intensification indicate that a more nuanced
understanding is needed to explain the impact of these constraints and line man-
agers’ role in causing conflict.
Townsend and Hutchinson 145
Teague and Roche (2012) continue by suggesting a dual role in conflict man-
agement: first, preventing workplace conflict by mentoring and coaching to identify
employees who might be encountering workplace problems (perhaps with work
processes, or interpersonal problems) and intervening early to prevent conflict; and
second, resolving workplace conflict. Usually the focus will be at an individual
level, but it can also be collective with, for example, line managers having to
deal with the consequences of overtime bans, strikes or walkouts. Purcell goes
further, suggesting a wider role in workplace conflict ‘whether causing it, experien-
cing it, dealing with it or coping with its consequences’ (Purcell, 2014), for example
as noted in research that suggests line managers are often reported to be the per-
petrators of bullying behaviours (D’Cruz and Rayner, 2012; Einarsen and
Skogstad, 1996; Lewis, 2006). Furthermore, line managers are not only a manager
of other employees but also a subordinate, and can be in conflict in their relation-
ship with senior managers (Purcell, 2014). We would encourage more research to
understand the extent to which line managers are able to effectively manage their
already ambiguous role of employee and manager.
The growth in performance-related pay alongside the decline in collective pay
bargaining has increased management responsibility for the implementation of pay
systems and other forms of reward. Empirical studies in this area, however, are
limited, and largely confined to line managers’ influence in individual perfor-
mance-related pay, where they play a critical yet challenging role (e.g. Currie and
Procter, 2001; Harris, 2001). Hutchinson and Purcell (2007) show a much wider
involvement encompassing many aspects of reward beyond financial. This includes
recognition, flexible working, training and development opportunities, and other
intrinsic motivators such as more challenging work or more responsibility. The
study also shows a preference for more informal or unofficial forms of reward in
some organisations, particularly where pay levels were determined by collective
bargaining. For example, in one unionised distribution company, an informal
system of ‘job and knock’ applied – which allowed individuals to leave early
when a job was complete (Purcell and Hutchinson, 2007). This job and knock is a
somewhat unusual practice in modern times but common in older IR environments.
This preference of line managers for informality in dealing with issues is evident
in other IR activities (Edwards, 2000; Jones and Saundry, 2012), partly due to an
aversion to the time, cost and complexity surrounding formal procedures, but also
to a preference for relying on gut feeling and a lack of confidence in dealing with
formal procedures (Jones and Saundry, 2012; Saundry et al., 2015). A managerial-
positive reading would suggest that informal approaches allow issues to be dealt
with in a more flexible and contingent manner, allowing managers to be more
responsive to individual circumstances and the work context. However, there is
evidence to suggest a more complex situation with managers facing a ‘paradox’ of
trying to balance formal and informal aspects to policies and procedures (Harris
et al., 2002). On the one hand they face pressures to adhere to formalised (or
regulated) procedure, yet on the other there are expectations to behave proactively
and ‘nip issues in the bud’ quickly before they escalate.
146 Journal of Industrial Relations 59(2)
Women as managers
As previously discussed, research on line managers has been criticised for treating
them as a homogeneous group and differences also need to be considered between
male and female managers. In terms of percentages, the UK has more female than
male managers across all age divisions up to the 45–49-year-old age group, which is
then maintained through to the 70+ age division (Pardey and May, 2013). In
Australia, just over one-quarter (27.4%) of management positions are held by
women, and across all management levels women make up just over one-third of
positions (36.5%). When executive and senior managers are removed from the
analysis the number rises to 40%, while women comprise 48.8% of all employees.
In European countries, 33% of employees (European Working Conditions
Surveys, 2015) have a woman as their immediate line manager, although different
data collection protocols mean that we must be cautious in making accurate inter-
national comparisons.
This underrepresentation of women in many areas of management in many
countries is a complex issue resulting from demand- and supply-side factors, as
well as cultural, institutional and structural factors including organisational cul-
tures that favour masculinity and outdated organisational structures and rules,
preventing progression (Kramer, 2015; Murray, 2011). Women in management
also face more ‘hindrances and interruptions’ to their careers and thus the path-
ways along which their managerial careers develop differ from those of men
(Burke, 2007; Mainiero and Sullivan, 2005). This may account for the proportional
decline in women managers aged 45+ in the UK. Clearly, this is a complex picture
and an important area for further investigation. Questions to investigate include
the extent to which the sectors in which women managers are predominate are
neglected by these studies, and indeed, why there is a tipping point to more male
managers in the 45+ age bracket.
Another potential area for further study is on gender differences in managerial
responsibilities. In a study of Danish organisations, Brandl et al. (2009) found that
the importance assigned by female managers to people management was signifi-
cantly higher than the importance assigned to this by their male counterparts, with
Townsend and Hutchinson 147
the greatest differences in areas of staff well-being and staff development and com-
munication. A surprising finding was that male managers are least interested in
handling conflict compared to other issues. The question of whether men and
women ‘manage’ differently remains under dispute, though Konrad et al. (1997)
found minor gender differences in the approaches that Australian and US man-
agers held in their preferences to the type of managerial work they preferred to do.
Some examples of the differences found in this study include that men were more
likely to prefer decision-making, and monitoring and controlling activities, while
women were more likely to prefer desk-based work and informing activities.
Equally as important, Konrad et al. (1997) found that the differences between
the genders narrowed as managerial careers developed upward throughout the
organisational hierarchy. This article now shifts attention to the future directions
of research on the role and experience of line managers in IR.
Future directions
There is diverse research in a range of areas about line managers and their work,
yet contemporary researchers from the IR field do not tend to focus on these
managers or their work. This provides a significant area to develop a research
agenda to improve our knowledge of line managers in the modern era. While we
are somewhat guilty of it in this review piece, it is important that further research
focusing on managers does not treat them as a single, homogeneous group
(Townsend, 2014). There are many levels of line managers and indeed, many
types of line managers. For example, the managers of small firms have different
experiences from the many line managers in large firms, and franchise firm man-
agers again would face issues specific to their context. It is context that is critical in
understanding the issues that relate to line managers and their experiences and how
this influences employee experiences. As researchers we must not use context as an
excuse for not offering answers to complex problems, but equally, we must not
allow the aggregation of managers to overshadow the nuances and differences
between their experiences. Recently, Kilroy and Dundon (2015) presented a con-
ceptualisation of different frontline manager roles; similar work is required to
better differentiate the issues line managers face as both ‘the managers’ and ‘the
managed’.
More research is needed to understand the role of line managers in a range of IR
activities such as the determination and allocation of reward, redundancy, discrim-
ination and equality policies. As we mentioned earlier, line managers can often be
faced with ambiguous and/or competing responsibilities when they manage and are
managed. This is particularly the case for frontline managers and leads to some
very clear and important areas of future research. We must understand better how
managers are managed, for example what the terms and conditions of the various
levels of line managers’ employment are, how their performance is managed and
supervised by senior managers and how this impacts on line managers’ own man-
agement style. Additionally, there remain questions regarding how line managers
148 Journal of Industrial Relations 59(2)
Funding
The author(s) received no financial support for the research, authorship and/or publication
of this article.
References
Adler P, Forbes L and Willmott H (2007) Critical management studies. The Academy of
Management Annals 1(1): 119–179.
Alvesson M and Sveningsson S (2003) Managers doing leadership: The extra-ordinization of
the mundane. Human Relations 56(12): 1435–1459.
Townsend and Hutchinson 149
Australian Bureau of Statistics (ABS) (2014) Labour force, Australia, Detailed, Quarterly,
February 2014, Catalogue No 6291.0.55.003, Australian Government, Canberra.
Balogun J and Johnson G (2004) Organizational restructuring and middle manager sense-
making. Academy of Management Journal 47(4): 523–549.
Becker T, Billings R, Eveleth D, et al. (1996) Foci and bases of employee commitment:
Implications for job performance. Academy of Management Journal 39: 464–482.
Boxall P and Purcell J (2016) Strategy and Human Resource Management, 4th edn.
Basingstoke and New York: Palgrave Macmillan.
Bozionelos N and Baruch Y (2015) Managing managerial careers. In: Wilkinson A,
Townsend K and Suder G (eds) Handbook of Research on Managing Managers.
Cheltenham: Edward Elgar, pp. 62–84.
Brandl J, Madsen M and Madsen H (2009) The perceived importance of HR duties to
Danish line managers. Human Resource Management Journal 19(2): 194–210.
Brewster CJ, Gill CG and Richbell S (1981) Developing an analytical approach to industrial
relations policy. Personnel Review 10(2): 3–10.
Bryson A (2004) Managerial responsiveness to union and non-union worker voice in Britain.
Industrial Relations 43(1): 213–241.
Budd JW (2004) Employment with a Human Face: Balancing Efficiency, Equity, and Voice.
New York: Cornell University Press.
Burke R (2007) Career development of managerial women: Attracting and managing talent.
In: Bilimoria D and Piderit SK (eds) Handbook on Women in Business and Management.
Cheltenham and Northampton, MA: Edward Elgar, pp. 109–131.
Burke R and Cooper C (2000) The new organizational reality: Transition and renewal.
In: Burke R and Cooper C (eds) The Organization in Crisis: Downsizing, Restructuring,
and Revitalization. Oxford: Blackwell, pp. 1–12.
Conway E and Monks K (2010) The devolution of HRM to middle managers in the Irish
health service. Personnel Review 29: 361–374.
Currie G and Procter S (2001) Exploring the relationship between HR and middle managers.
Human Resource Management Journal 11(3): 53–69.
D’Cruz P and Rayner C (2012) Bullying in the Indian workplace: A study of the ITES-BPO
sector. Economic and Industrial Democracy 34(4): 597–619.
Donaghey J, Cullinane N, Dundon T, et al. (2011) Reconceptualising employee silence:
Problems and prognosis. Work, Employment and Society 25(1): 51–67.
Dundon T, Wilkinson A, Marchington M, et al. (2004) The meanings and purpose of
employee voice. International Journal of Human Resource Management 15(6):
1149–1170.
Dunlop J (1958) Industrial Relations Systems. New York: Holt.
Edwards P (2000) Discipline: Towards trust and self-discipline? In: Bach S and Sisson K
(eds) Personnel Management: A Comprehensive Guide to Theory and Practice in Britain,
3rd edn. Oxford: Blackwell, pp. 317–339.
Einarsen S and Skogstad A (1996) Bullying at work: Epidemiological findings in public and
private organizations. European Journal of Work and Organizational Psychology 5:
185–202.
European Working Conditions Survey (2015) First Findings: Sixth European Working
Conditions Survey. Dublin: Eurofund.
Fenton-O’Creevy M (1998) Employee involvement and the middle manager: evidence from a
survey of organizations. Journal of Organizational Behavior 19(1): 67–84.
150 Journal of Industrial Relations 59(2)
Kramer R (2015) Women in management. In: Wilkinson A, Townsend K and Suder G (eds)
The Edward Elgar Handbook of Managing Managers. Cheltenham: Edward Elgar,
pp. 307–326.
Larsen HH and Brewster C (2003) Line management responsibility for HRM: What is
happening in Europe? Employee Relations 25: 228–244.
Lewis MA (2006) Nurse bullying: Organizational considerations in the maintenance and
perpetration of health care bullying cultures. Journal of Nursing Management 14: 52–58.
McGovern F, Gratton L, Hope-Hailey V, et al. (1997) ‘Human resource management on the
line? Human Resource Management Journal 7(4): 12–29.
Mahoney TA, Jerdee TH and Carrroll SJ (1965) The job(s) of management. Industrial
Relations 4(2): 97–110.
Mainiero L and Sullivan S (2005) Kaleidoscope careers: An alternative explanation for the
opt-out revolution. Academy of Management Executive 19(1): 106–123.
Millward N, Woodland S, Bryson A, et al. (1998) The British Workplace Industrial Relations
Survey Series: A Bibliography of Research Based on WIRS. London: Policy Studies Institute.
Mintzberg H (1980) The manager’s job: Folklore and fact. Harvard Business Review March–
April: 63–84.
Montgomery D (1987) The Fall of the House of Labor: The Workplace, the State, and
American Labor Activism, 1865–1925. Cambridge: Cambridge University Press.
Murray P (2011) Executive women, gendered behavior and adaptive social structures.
In: Murray P, Kramar R and McGraw P (eds) Women at Work: Research, Policy,
Practice. Melbourne: Tilde University Press, pp. 202–238.
Office for National Statistics (2016) EMPo4: Employment by Occupation. London: Office for
National Statistics.
Pardey D and May T (2013) ILM Research Paper 3: UK managers’ profile, 2013. London:
Institute of Leadership & Management.
Perry EL and Kulik CT (2008) The devolution of HR to the line: Implications for percep-
tions of people management effectiveness. International Journal of Human Resource
Management 19: 262–273.
Purcell J (2014) Line managers and workplace conflict. In: Roche W, Teague P and Colvin A
(eds) The Oxford Handbook of Conflict Management in Organizations. Oxford: Oxford
University Press, p. 233.
Purcell J and Ahlstrand B (1994) Human Resource Management in the Multi-divisional
Company. Oxford: Oxford University Press.
Purcell J and Hutchinson S (2007) Frontline managers as agents in the HRM-Performance
causal chain: Theory, analysis and evidence. Human Resource Management Journal 17:
3–20.
Purcell J, Kinnie N, Swart J, et al. (2009) People and Performance. Abingdon: Routledge.
Renwick D (2003) Line manager involvement in HRM: An inside view. Employee Relations
25: 262–280.
Rhoades L and Eisenberger R (2002) Perceived organizational support: A review of the
literature. Journal of Applied Psychology 87(4): 698–714.
Rubery J, Grimshaw D and Marchington M (2010) Blurring boundaries and disordering
hierarchies: Challenges for employment and skills in networked organisations. Praxis, 6
June. London: United Kingdom Commission for Employment and Skills.
Saundry R, Jones C and Wibberley G (2015) The challenge of managing informally.
Employee Relations 37: 428–441.
152 Journal of Industrial Relations 59(2)
Teague P and Roche B (2012) Line managers and the management of workplace conflict:
Evidence from Ireland. Human Resource Management Journal 22: 235–251.
Tengblad S and Vie OE (2015) Managerial work. In: Wilkinson A, Townsend K and Suder
G (eds) Edward Elgar Handbook of Managing Managers. Cheltenham: Edward Elgar,
pp. 161–180.
Thornhill A and Saunders M (1998) The meanings, consequences and implications of the
management of downsizing and redundancy: A review. Personnel Review 27: 271–295.
Townsend K (2013) What role do line managers have in modern industrial relations? Asia
Pacific Journal of Human Resources 51(4): 421–436.
Townsend K (2014) The role of line managers in employee voice systems. In: Wilkinson A,
Donaghey J, Dundon T, et al. (eds) Handbook of Research on Employee Voice.
Cheltenham: Edward Elgar, pp. 155–169.
Townsend K, Wilkinson A, Bamber G, et al. (2012) Mixed signals in HRM: The HRM role
of hospital line managers. Human Resource Management Journal 22(3): 267–282.
Townsend K, Wilkinson A and Burgess J (2013) Routes to partial success: Collaborative
employment relations and employee engagement. International Journal of Human
Resource Management 25(6): 915–930.
Valverde M, Ryan G and Soler C (2006) Distributing HRM responsibilities: A classification
of organisations. Personnel Review 35: 618–636.
Watson S, Maxwell G and Farquharson L (2007) Line managers’ views on adopting human
resource roles: The case of Hilton (UK) hotels. Employee Relations 29: 30–49.
Wilkinson A, Dundon T, Marchington M, et al. (2004) Changing patterns of employee
voice: Case studies from the UK and Republic of Ireland. Journal of Industrial
Relations 46(3): 298–322.
Wilkinson A, Townsend K and Suder G (2015) Managing managers: The evolving manage-
ment story in context. In: Wilkinson A, Townsend K and Suder G (eds) Edward Elgar
Handbook of Managing Managers. Cheltenham: Edward Elgar, pp. 1–14.
Worrall L, Parkes C and Cooper CL (2004) The impact of organizational change on the
perceptions of UK managers. European Journal of Work and Organizational Psychology
13: 139–163.
Biographical notes
Keith Townsend is an Associate Professor in the Griffith Business School. He has
published six books and more than 60 journal articles in the areas of industrial
relations and human resource management, specifically in areas of EIP/voice, line
managers and employee misbehaviour. Keith balances the academic-practitioner
divide through engaging in teaching, high levels of research outputs and engage-
ment with the practitioner community.