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Vol.11, No.

2 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION June, 2012

Earthq Eng & Eng Vib (2012) 11: 205-220 DOI: 10.1007/s11803-012-0111-7

Effect of structural characteristics distribution on strength demand


and ductility reduction factor of MDOF systems considering
soil-structure interaction
Behnoud Ganjavi† and Hong Hao†
School of Civil and Resource Engineering, University of Western Australia, WA 6009, Australia

Abstract: It is known that structural stiffness and strength distributions have an important role in the seismic response of
buildings. The effect of using different code-specified lateral load patterns on the seismic performance of fixed-base buildings
has been investigated by researchers during the past two decades. However, no investigation has yet been carried out for
the case of soil-structure systems. In the present study, through intensive parametric analyses of 21,600 linear and nonlinear
MDOF systems and considering five different shear strength and stiffness distribution patterns, including three code-specified
patterns as well as uniform and concentric patterns subjected to a group of earthquakes recorded on alluvium and soft soils,
the effect of structural characteristics distribution on the strength demand and ductility reduction factor of MDOF fixed-base
and soil-structure systems are parametrically investigated. The results of this study show that depending on the level of
inelasticity, soil flexibility and number of degrees-of-freedoms (DOFs), structural characteristics distribution can significantly
affect the strength demand and ductility reduction factor of MDOF systems. It is also found that at high levels of inelasticity,
the ductility reduction factor of low-rise MDOF soil-structure systems could be significantly less than that of fixed-base
structures and the reduction is less pronounced as the number of stories increases.

Keywords: soil-structure interaction; MDOF systems; structural characteristic distribution; inelastic behavior; strength
demand; ductility reduction factor

1 Introduction ground motions, and found that story lateral stiffness


and strength distribution had a significant effect on
It is believed that structural characteristics in terms the structural damage pattern over the height of the
of stiffness and strength distributions have a key role in structures. In many previous parametric studies such as
the seismic response of structures. The effect of code- those conducted by Veletsos and Vann (1971), Sirvastav
specified lateral load patterns on the seismic performance and Nau (1988) and Mobasseri et al. (1992), it was
of fixed-base building structures have been investigated assumed that story lateral stiffness or strength were
during the past two decades (Anderson et al., 1991; uniformly distributed along the height of multi-degrees-
Gilmore and Bertero, 1993; Chopra, 1995). Chopra of-freedom (MDOF) systems. Thus, in this idealization,
(1995) evaluated the ductility demands of several shear- the shear resistance is constant throughout the height
building models with elasto-plastic behavior subjected to while the required seismic shear resistance according to
the 1940 El Centro earthquake. The relative story yield the current building codes decreases from bottom to top.
strength of these models complied with the lateral load Although in practical seismic design of low-rise building
pattern of the earthquake forces specified in the 1994 frames, i.e., buildings with less than five stories, while
Uniform Building Code (UBC, 1994). Leelataviwat et al. story stiffness or strength may often be uniform, the
(1999) evaluated the seismic demands of mid-rise assumption of uniformity may be questionable for mid-
moment-resisting frames designed in accordance with and high-rise buildings. Consequently, since the results
UBC 94. Mohammadi et al. (2004) investigated the of many previous studies were based on this assumption,
effect of lateral load patterns specified by the United the adequacy of this idealization should be verified for
States seismic codes on drift and ductility demands of elastic and inelastic behavior of fixed-base and flexible-
fixed-base shear building structures under 20 earthquake base building structures.
On the other hand, seismic design of buildings is
Correspondence to: Behnoud Ganjavi, School of Civil and
generally based on the assumption that the foundation
Resource Engineering, University of Western Australia, 35 Sti
flexibility has no significant effect on foundation–
rling Highway, Crawley, WA 6009, Australia
Tel: +61-8-6488-4248; Fax: +61-8-6488-1018
structure interacting forces. However, recent studies
E-mail:ganjavi@civil.uwa.edu.au indicate that the soil-structure interaction (SSI) is one

PhD Student; ‡Professor of the important factors that may significantly affect
Received November 4, 2011; Accepted April 9, 2012 the seismic responses of structures located on soft soils
206 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

by altering the overall stiffness and energy dissipation inelastic response of MDOF systems is more complex
mechanism of the systems. In fact, a soil-structure and has not been investigated in detail. A few studies
system behaves as a new system with a longer period of SSI effects on MDOF systems have been conducted
and generally higher damping due to energy dissipation by Chouw and Hao (2005, 2008), Barcena and Esteva
by hysteretic behavior and wave radiation in the soil. (2007), Halabian and Kabiri (2011) and Ganjavi and
The general effects of SSI on elastic response of SDOF Hao (2011, 2012). However, the lack of clarity in SSI
and MDOF systems with an emphasis on the former effects on seismic demands of MDOF systems deserves
have been the subject of many studies in the 1970s more special attention. In fact, SDOF systems having
(Jennings and Bielak, 1973; Chopra and Gutierrez, only one DOF may not be able to correctly reflect
1974; Veletsos and Meek, 1974; Veletsos and Nair, the realistic behavior of common building structures
1975; Veletsos, 1977). These works led to tentative interacting with soil beneath them when subjected to
provisions in ATC3-06 (ATC, 1978), which provides the strong ground motions. Ganjavi and Hao (2011), through
basis of new provisions on earthquake-resistant design an intensive parametric study, investigated the effect of
of soil-structure systems (BSSC, 2000; FEMA-440, SSI on the strength and ductility demands of MDOF as
2005). Code-compliant seismic designs for SSI systems well as its equivalent SDOF buildings considering both
are, conventionally, based on the approximation in elastic and inelastic behaviors and concluded that the
which the predominant period and associated damping common SDOF systems may not accurately estimate the
of the corresponding fixed-base system are modified strength and ductility demands of MDOF soil-structure
(Jennings and Bielak, 1973; Veletsos and Meek, 1974). systems, especially for mid- and high-rise buildings.
In fact, the current seismic provisions generally consider This can be due to the lack of ability of a SDOF system
SSI as a beneficial effect on the seismic response to incorporate the effects of number of stories and higher
of structures since SSI usually causes a reduction modes as well as, more importantly, the effect of height-
of the total shear strength of building structures wise distribution of lateral strength and stiffness on the
(BSSC, 2000; ASCE, 2005). However, the inevitable inelastic response of real soil-structure systems.
inelastic behavior of the superstructure during severe In the present study, considering five different
earthquakes, coupled with the SSI effect, has not been shear strength and stiffness distributions which will be
well investigated. Moreover, the current seismic design explained in the next section, the effect of SSI on the
philosophy is based on inelastic behavior of structures strength demand and ductility (strength) reduction factor
when subjected to moderate and severe earthquakes. (Rμ) for shear-building structures are parametrically
Hence, there is a necessity to investigate the effect of investigated. This is carried out for a wide range of
SSI on inelastic response of building structures. On structural and non-dimensional parameters of MDOF
this aspect, pioneering works have been carried out by soil-structure systems subjected to a group of earthquake
Veletsos and Verbic (1974) and Bielak (1978). Muller ground motions recorded on alluvium and soft soils.
and Keintzel (1982) subsequently studied the ductility
demands of SDOF soil-structure systems and showed
that the ductility demand of structures considering the 2 Superstructure modeling and assumptions
underlying soil flexibility could be different from that of
the equivalent SDOF systems without considering SSI. 2.1 MDOF superstructure modeling
Recently, many efforts have been made to Different structural models have been used to estimate
investigate the effect of SSI on the strength and the nonlinear seismic response of MDOF building
ductility demand of SDOF systems. The effects of SSI structures. Among them, the well-known shear-beam
in inelastic SDOF systems, including both kinematic model is indeed one of the most frequently used models
and inertial interaction, were evaluated by Aviles and that facilitate performing a comprehensive parametric
Perez-Rocha (2003). In further works, considering study of the MDOF systems (Sirvastav and Nau, 1988;
a nonlinear replacement SDOF oscillator, they also Mobasseri et al., 1992; Moghaddam and Hajirasouliha,
studied the effect of SSI on strength reduction and 2006; Hajirasouliha and Moghaddam, 2009). This model
displacement-modification factors of structures (Aviles that has the capability of incorporating the effects of
and Perez-Rocha, 2005). Ghannad and Jahankhah higher modes, the number of stories and lateral strength
(2007) parametrically investigated the effect of SSI and stiffness distribution is utilized in this study. In the
on the strength reduction factor (Rμ) of SDOF systems MDOF shear-building models utilized in the present
and concluded that SSI reduces thevalues, especially study, each floor is assumed as a lumped mass to be
buildings located on soft soils. More recent studies of connected by elasto-plastic springs. Story heights are
the SSI effect on inelastic behavior of SDOF systems 3 m and the structural mass is considered as uniformly
have been performed (Mahsuli and Ghannad, 2009; distributed along the height of the structure. A bilinear
Moghaddasi et al., 2011; Aviles and Perez-Rocha, elasto-plastic model with 2% strain hardening in the
2011, Khodabakhshi et al., 2011). However, almost force-displacement relationship is used to represent the
all the research on nonlinear soil-structure systems was hysteretic response of story lateral stiffness. This model
focused on SDOF systems, while the SSI effect on the is selected to represent the behavior of non-deteriorating
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 207

steel-framed structures. To investigate the effect of mentioned that the distribution of lateral force based on
different story shear strength and stiffness distributions IBC 2009 is identical to that of the NEHRP 2003 (BSSC,
on strength demands and ductility reduction factor of 2003) and ASCE/SEI 7-05 (ASCE, 2005) provisions.
MDOF soil-structure systems, in all MDOF models, Note that when k is equal to 1, the pattern corresponds
lateral story stiffness is assumed as proportional to story to an inverted triangular lateral load distribution and
shear strength distributed over the height of the structure the response of the building; thus, it is assumed to be
in accordance with the different presumed lateral load controlled primarily by the first mode. When k is equal to
patterns. Five percent Rayleigh damping is assigned to 2, it corresponds to a parabolic lateral load pattern with
the first mode and the mode in which the cumulative its vertex at the base in which the response is assumed
mass participation is at least 95%. to be influenced by higher mode effects. In UBC-97,
k is a constant and equal to 1. However, for structures
2.2 Selected story strength and stiffness distribution with a fundamental period greater than 0.7 s, the force
patterns at the top floor calculated from Eq. (1) is increased by
adding a concentrated force Ft=0.07TV. In this case, the
The general formula of the lateral load pattern base shear V in Eq. (1) is replaced by (V–Ft). Note that
specified by the most current seismic codes such as Ft does not need to exceed 0.25V and may be considered
Eurocode-8 (CEN, 2003), Mexico City Building Code as zero when the fundamental period of vibration is 0.7 s
(Mexico, 2003), Uniform Building Code (UBC, 1997), or less. Finally for Eurocode-8, k is also a constant
NEHRP 2003 (BSSC, 2003), ASCE/SEI 7-05 (ASCE, and equal to 1 for all period ranges. In fact, seismic
2005), Australian seismic code (AS-1170.4, 2007) and lateral load in the height of the structure according to
International Building Code, IBC-2009 (ICC, 2009) is Eurocode-8 is an inverted triangular pattern, which
defined as: is identical to UBC-97 and IBC 2009 load patterns,
when the fundamental period is less than or equal to
wx hxk 0.7 and 0.5, respectively. In the present study, besides
Fx = n
⋅V (1)
the three code-specified lateral strength and stiffness
∑ wi hik
i =1
patterns mentioned above, two more patterns including
uniform and concentric patterns are also considered
where Fx and V are, respectively, the lateral load at level to investigate the effect of structural characteristics
x and the design base shear; wi and wx are the portion of distributions on strength demand and Rμ of MDOF
the total gravity load of the structure located at the level soil-structure systems. Uniform and concentric patterns
i or x; hi and hx are the height from the base to the level can be defined by assuming that exponent k is equal or
i or x; n is the number of stories; and k is an exponent close to zero and infinity, respectively. Note that in a
that differs from one seismic code to another. In IBC- concentric pattern, the total shear force is concentrated
2009 (ICC, 2009), k is related to the fundamental period at the roof floor. Figure 1 illustrates a comparison of all
of the structure, which is equal to 1 and 2 for structures the above-mentioned lateral force and normalized shear
having a period of 0.5 s or less, and for structures having strength patterns for a 10-story building with Tfix=1.5 s.
a period of 2.5 s or more, respectively. For structures As mentioned earlier, lateral story stiffness is assumed to
having a period between 0.5 and 2.5 s, k is computed be proportional to story shear strength distributed over
by linear interpolation between 1 and 2. It should be the height of the structure.

IBC-2009 UBC-97 EuroCode-8 Uniform Concentric

11 11
10 10
9 9
8 8
7 7
Story

Story

6 6
5 5
4 4
3 3
2 2
1 1
0 0.2 0.4 0.6 0.8 1.0 0 0.2 0.4 0.6 0.8 1.0 1.2
Lateral force / Base shear Normalized shear strength
Fig. 1 Different lateral force and normalized shear strength patterns for a 10-story building with Tfix= 1.5 s
208 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

3 Soil-structure model where kh, ch, kφ and cφ are sway stiffness, sway viscous
damping, rocking stiffness, and rocking viscous
A substructure method is used to model the soil- damping, respectively. The equivalent radius and area
structure system, in which the soil-foundation element is of cylindrical foundation are denoted by r and Af. In
modeled by an equivalent linear discrete model based on addition, ρ, υ, vp and vs are, respectively, the specific
the cone model with earthquake frequency-independent mass density, Poisson’s ratio, dilatational and shear
coefficients and equivalent linear model (Wolf, 1994; wave velocity of soil. The relationship between vp and vs
Moghaddasi et al., 2011). Instead, since all analyses are in the above equations is defined as follows:
carried out in the time domain, in this case the soil spring
and dashpot characteristics values at any time instant
are assumed to be compatible with the current natural 2(1 −  )
vp = vs if  < 1 / 3,
frequency of the system and determined iteratively. (1 − 2 ) (4)
A cone model based on the one-dimensional wave vp = 2vs if 1/3 ≤  ≤ 1 / 2
propagation theory represents a circular rigid foundation
with mass mf and area moment of inertia If resting on a
homogeneous half-space. In lieu of the rigorous elasto- To consider the soil material damping, ζ0, in the
dynamic approach, the simplified cone model can be soil-foundation element, each spring and dashpot
used with sufficient accuracy in engineering practice is augmented with an additional parallel connected
(Wolf, 1994). The typical 5-, 10- and 15-story shear- dashpot and mass. Also, to modify the effect of soil
building models with flexible-base systems used in incompressibility, an additional mass moment of inertia
this study are shown in Fig. 2. The sway and rocking ΔM  equal to 0.3π( − 1 / 3)  r 5 can be added to the
degrees of freedom are defined as representative of foundation for υ greater than 1/3 (Wolf, 1994). It is clear
the translational and rotational motions of the shallow that the shear modulus of the soil will change with soil
foundation, respectively, disregarding the slight effect of strain such that it decreases as soil strain increases. Thus,
vertical and torsional motion. The stiffness and energy a reduced shear wave velocity which is compatible with
dissipation of the supporting soil are represented by the corresponding strain level in the soil should be
springs and dashpot, respectively. In addition, while considered to incorporate soil nonlinearity. Incorporating
being inherently hysteretic, soil material damping is soil nonlinearity to the soil-foundation element,
assumed as commonly used viscous damping so that however, may be approximated through a conventional
more intricacies in the time-domain analysis are avoided. equivalent linear approach in which a degraded shear
All coefficients of springs and dashpots for sway and wave velocity, compatible with the estimated strain
rocking used to define the soil-foundation model in Fig. level in soil, is utilized for the soil medium (Moghaddasi
2 are summarized as follows: et al., 2011). This is currently used in modern seismic
8  vs2 r provisions such as NEHRP 2000 (BSSC, 2000) and
kh = , ch =  vs Af , (2) FEMA-440 (2005), where the strain level in soil is
2 − implicitly related to the peak ground acceleration
8  vs2 r 3 (PGA). In the present study, by considering a range
k = , c =  vp I f (3)
3(1 −  ) m
m h
m h
m h
m m h
m h m h
m h m h
m h m h
m h m h
m m h m h
m h m h m h
m h m h m h
m h m h
m h
m h
m h m h
m h
h h h

(a) (b) (c)

Fig. 2 Typical MDOF soil-structure buildings used in this study: (a) 5-story building (b) 10-story building (c) 15 story building
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 209

of reasonable values for dimensionless frequency, this stiffness of the same story, respectively. Note that for
point has been approximately incorporated, which will a MDOF building, μ is referred to as the greatest value
be explained in the next section. among all the story ductility ratios.
(4) Structure-to-soil mass ratio defined as:
4 Key parameters in soil-structure model mtot (8)
m=
r2H
For a specific earthquake ground motion, the
dynamic response of the structure can be interpreted where H and mtot are the total height and mass of the
based on the characteristics of the superstructure relative structure, respectively.
to its underlying soil. It has been shown that the effect (5) Foundation-to-structure mass ratio defined as:
of these factors can be best described by the following mf/mtot, where mf is the foundation mass.
dimensionless parameters (Veletsos, 1977; Ghannad and (6) Poisson’s ratio of the soil denoted by υ.
Jahankhah, 2007): (7) Material damping ratios of the soil ζ0 and the
(1) A dimensionless frequency as an index for the structure ζS .
structure-to-soil stiffness ratio defined as: The first two factors are usually considered as the
key parameters which govern the main SSI effect. The
fix H third one controls the inelastic behavior of the structure.
a0 = (5)
vs The other parameters, having less importance, may be
set to some typical values for conventional buildings
where ωfix is the natural frequency of the fixed-base (Veletsos and Meek, 1974; Wolf, 1994; Mahsuli and
structure. It can be shown that the practical range of Ghannad, 2009). In the present study, the foundation
α0 for conventional building structures is from zero mass ratio is assumed to be 0.1 of the total mass of the
for the fixed-base structure to about 3 for the case with MDOF buildings. The Poisson’s ratio is considered to be
severe SSI effect (Ghannad and Jahankhah, 2007). In 0.4 for the alluvium soil and 0.45 for the soft soil. Also, a
addition, H which is the effective height of a structure damping ratio of 5% is assigned to the soil material.
corresponding to the fundamental mode properties of
the MDOF building, can be obtained from the following
equation:
5 Selected earthquake ground motions
n ⎡ ⎛ j ⎞⎤ In this investigation, an ensemble of 20 earthquake
∑ ⎢ j j1 ⎜ ∑ hi ⎟ ⎥
m 
ground motions with different characteristics recorded
j =1 ⎣ ⎝ i =1 ⎠ ⎦ (6)
H= n on alluvium and soft soil deposits (soil type C, with
∑m 
j =1
j j1
shear wave velocity between 180 and 360 m/s, and D,
with shear wave velocity lower than 180 m/s, based on
the USGS site classification) are compiled and utilized
where mj is the mass of the jth story; hi is the height from in the nonlinear dynamic time history analyses. All
the base level to level i; and φj1 is the amplitude at the selected ground motions are obtained from earthquakes
jth story of the first mode. In this study, by considering a with magnitudes greater than 6, with the closest distance
range of reasonable values for dimensionless frequency to the fault rupture of more than 15 km without pulse type
(i.e., from 0 to 3), a wide range of fixed-base fundamental characteristics. The main characteristics of the selected
period (or natural frequency), and different values of ground motions are given in Table I. The ground motions
effective height ( H ), various amounts of shear wave were recorded on site with shear wave velocity between
velocity were obtained. Then, based on Eqs. (2) and (3), 90 and 350 m/s. Since kinematic interaction is zero for
the soil impedances depending on shear wave velocity, shallow foundations, the acceleration time–history of
Poisson’s ratio, foundation area and soil density can be the recorded earthquakes on free-field was directly used
computed. as an input at the foundation level.
(2) Aspect ratio of the building defined as H r ,
where r is the equivalent foundation radius.
(3) Interstory displacement ductility demand of the 6 Analysis procedure
structure defined as:
The adopted soil-structure models introduced in
m
= (7) the previous sections are used directly in the time
y domain nonlinear dynamic analysis. A step-by-step
solution scheme in which dynamic imposed loads are
where  m and  y are the maximum interstory incrementally applied to the model of the structure is
displacement demand resulting from a specific utilized for all MDOF models. Variable load increments
earthquake ground motion excitation and the yield by considering events within steps are defined in order
interstory displacement corresponds to the structural to control the equilibrium errors in each analysis step.
210 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

An event is considered as any kind of state change that stiffness distribution pattern such that the structure has a
causes a change in the structural stiffness. To conduct specified target fundamental period.
parametric studies for both MDOF and SDOF systems (6) Refine H r based on the fundamental modal
with consideration of SSI effects subjected to a given characteristics of the fixed-base MDOF structure as
earthquake ground motion, a computer program, indicated in Eq. (6).
“OPTSSI,” has been written specifically for this study. (7) Select a target interstory-displacement ductility
The software is capable of computing many parameters, demand ratio for the MDOF soil-structure system.
such as elastic and inelastic strength demand, maximum (8) Perform nonlinear dynamic analysis for the
drift, residual drift, strength reduction factors, MDOF MDOF structure subjected to the selected ground motion
modifying factor as well as optimization based on and compute the total shear strength demand, as a part
uniform damage distribution over the height of the of the soil–structure system, within a 0.5% error.
structure. Many verification processes have been To calculate the strength demands of MDOF
conducted, and the results have been compared with systems, an iterative procedure was proposed by the
those generated by OPENSEES (2011). The accuracy of authors (Ganjavi and Hao, 2012) as follows:
this program will be demonstrated in the next section.
A series of 5-, 10- and 15-story shear buildings (Vy )i +1 = (Vy )i Re l (9)
are considered to investigate the effect of structural
characteristics distribution on strength demand and where (Vy)i is the total base shear strength of the MDOF
ductility reduction factor of MDOF soil-structure system at ith iteration and Relμ is defined as:
systems subjected to a group of earthquake ground
motions recorded on alluvium and soft soils. In this 
⎛ ⎞
regard, for a given earthquake ground motion, a large Re l = ⎜ max ⎟ (10)
family of 21,600 different MDOF soil-structure models ⎝ t ⎠
including various predefined key parameters are in which β is the iteration power larger than zero. The
considered. This includes MDOF models with a different results of this study indicate that β for μt ≤ 1 (elastic
number of stories (N= 5, 10, and 15) with 30 fundamental state) can be taken as a constant value for all MDOF
periods of fixed-base structures, ranging from 0.1 to and SDOF shear-building structures when subjected to
3 s with intervals of 0.1, three values of aspect ratio any earthquake excitation. For μt > 1 (Inelastic state),
( H r =1, 3, 5), three values of dimensionless frequency however, the β value is generally more dependent
(α0=1, 2, 3) as well as the corresponding fixed-base on the fundamental period and less on the level of
model, four values of target interstory displacement inelasticity and earthquake excitation characteristics. It
ductility ratio (μt= 1, 2, 4, 6) where μt=1 corresponds is found that for elastic shear-building models a very
to the elastic state, and five different lateral strength fast convergence, i.e., less than five iterations, can be
and stiffness distribution patterns. Note that the range achieved for β equal to 0.8. The inelastic state (μt > 1)
of the fundamental period and aspect ratio, considered β value, depending on the fundamental period, can be
in the present study, are wider than those of the most approximately defined as:
practical structures. They are considered here, however,
to cover all possible combinations of building structures  = 0.1 Tfix ≤ 0.5
with different numbers of stories. For each earthquake  = 0.2 0.5 <Tfix < 1.5 (11)
ground motion, strength demand and therefore ductility
reduction factor for different patterns are computed by  = 0.3 Tfix > 1.5
a proposed iterative procedure in order to reach the (9) Repeat steps 7–8 for different target ductility
target ductility (μt) in the structure, as a part of the soil– demand ratios.
structure system, within a 0.5% error. The procedures (10) Repeat steps 5–9 for different presumed target
described above are summarized below: periods.
(1) Define the MDOF model depending on the (11) Repeat steps 4–10 for different sets of H r
prototype structure height and number of stories. and α0.
(2) Assign an arbitrary value for total stiffness and (12) Repeat steps 3–11 for different earthquake
strength and then distribute them along the height of the ground motions.
structure based on the presumed strength and stiffness (13) Repeat steps 1–12 for different number of
pattern described in Section 2.2. stories.
(3) Select an earthquake ground motion listed in
Table 1.
(4) Consider a presumed set of aspect ratio, H r , 7 Effect of structural characteristics
and dimensionless frequency, a0, as the predefined key distribution on strength demand of
parameters for SSI effects. MDOF systems
(5) Select the fundamental period of the fixed-base
structure and scale the total stiffness without altering the To study the effect of structural property distribution
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 211

on strength demand of MDOF fixed-base and flexible- base structures. As stated before, α0 is an index for the
base buildings, systems of 5- and 15-stories are also structure-to-soil stiffness ratio that controls the severity
considered. They are representative of common of SSI effects, and also the value of 3 for this parameter
buildings in relatively low- and high-rise models. The is representative of the system in which the SSI effect
results illustrated in Figs. 3 and 4 are the mean response is predominant for common building structures. The
values from 20 earthquake ground motions for systems vertical axis in all the figures is the averaged strength
with H r = 3, corresponding to three ductility ratios demands normalized by the total structural mass times
(μt = 1,2, 6) representing respectively, elastic, low and PGA for each earthquake ground motion and the
high inelastic behaviors, and soil-structure system horizontal axis is the fixed-base fundamental period of
with dimensionless frequency 3, as well as the fixed- the structure. Based on the results presented in Figs. 3

IBC-2009 UBC-97 EuroCode-8 Uniform Concentric

5 4 2.0
(Fe or Fy)/M.PGA

4 Fixed base Fixed base Fixed base


3 1.5
3
2 1.0
2
1 0.5
1

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
2.5 2.0 1.5
(Fe or Fy)/M.PGA

2.0 α0=3 α0=3 α0=3


1.5
1.0
1.5
1.0
1.0 0.5
0.5 0.5

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
μ=1 μ=2 μ=6
Fig. 3 Effect of structural characteristics distribution on strength demand for MDOF systems with N= 5 and H r =3

IBC-2009 UBC-97 EuroCode-8 Uniform Concentric

5 4 2.0
Fixed base
(Fe or Fy)/M.PGA

4 Fixed base Fixed base 1.5


3
3
2 1.0
2
1 0.5
1

0 0 0
0 1 2 3 0 1 2 3
0 1 2 3
2.5 2.0 1.5
α0=3 α0=3 α0=3
(Fe or Fy)/M.PGA

2.0
1.5
1.0
1.5
1.0
1.0 0.5
0.5 0.5

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
μ=1 μ=2 μ=6

Fig. 4 Effect of structural characteristics distribution on strength demand for MDOF systems with N= 15 and H r =3
212 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

and 4, it can be observed that: are, respectively, 33%, 24% and 46% greater than those
(1) In the elastic and low level inelastic response of the UBC-97 pattern for target ductility demands of 1,
of both fixed-base and flexible-base low-rise buildings 2 and 6, respectively. This is because of the difference
(i.e., 5-story building in Fig. 3), with the exception of between the two code-specified load patterns, which
short periods, there is a significant difference among in turn reflect the effect of higher modes on high-rise
the strength demand values of the structures designed buildings.
in accordance with the different lateral strength and (5) Generally, with the exception of short period
stiffness distribution patterns, especially for the case structures, the Eurocode-8 pattern, regardless of the
of uniform pattern which yields a completely different level of inelastic response, has the greatest strength
strength demand. However, the results corresponding to demand values among the three code-specified strength
IBC-2009 and UBC-97 are to some extent coincident. and stiffness patterns for both fixed-base and flexible-
(2) In high level inelastic response of both fixed- base models. The concentric pattern, except in the short
base and flexible-base low-rise buildings, except period region, generally has the least strength demand
for uniform pattern, the strength demand values values among all the patterns considered in this study.
corresponding to all patterns considered in this study are Figure 5 shows the effect of the number of stories
somewhat coincident and thus independent of the lateral on the strength demand spectra of structures designed
story strength and stiffness patterns. in accordance with the different strength and stiffness
(3) In the 15-story building (Fig. 4), which represents distribution patterns. The results provided are mean
high-rise buildings in this study, except for short periods, values of all earthquake ground motions listed in Table
the difference among the results corresponding to the 1 for systems of 5-, 10- and 15-story buildings with
different patterns are more pronounced than those of the H r =3, two ductility ratios (μt= 2, 6) as well as two
5-story building for both fixed-base and flexible-base values of dimensionless frequencies (α0=1, 3) and the
buildings. It can also be seen that even in the high level fixed-base models. The vertical axis in all figures is the
of inelasticity region, the differences among the results averaged ratio of strength demand in a uniform pattern
of UBC-97, Eurocode-8, IBC-2009 and the concentric to that of the IBC-2009 pattern and the horizontal axis is
patterns are very prominent for structures with long the fundamental period of the corresponding fixed-base
periods. structure. As seen, in both the fixed-base and flexible-
(4) Different from those of low-rise buildings, base models, with the exception of very short periods,
except in the regions with short periods, there is a the ratios generally increase with the number of stories.
significant difference between the strength demand The ratios are generally greater than 2 and even in some
spectra of IBC-2009 and UBC-97 for both fixed-base cases will reach to the value of 4. It is also obvious
and flexible-base 15-story buildings, especially in the that these ratios for 10- and 15-story buildings are
longer period region. For instance, in the case of severe significantly larger than that of the 5-story building. This
SSI effect (i.e., α0=3) with a fundamental period of 1.5 means that using the results of the uniform story strength
sec, the strength demand values of the IBC-2009 pattern and stiffness distribution pattern as has been commonly

N=5 N=10 N=15

4 4 4
μ=2 μ=2 μ=2
FUniform/FIBC-2009

3 3 3

2 2 2

1 1 1

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

5 4 4
μ=6 μ=6
FUniform/FIBC-2009

4 μ=6
3 3
3
2 2
2
1 1
1
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
Fixed base α0=1 α0=3

Fig. 5 Averaged ratio of strength demand in uniform pattern to that of the IBC-2009 pattern for systems with H r =3
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 213

assumed in many previous research works would result nearly equal to those of the fixed-base ones, the strength
in a significant overestimation of the strength demands, demands of soil-structure systems are remarkably lower
generally from 2 to 4 times, for MDOF systems designed than those of the fixed-base models. This is compatible
in accordance with code-compliant design patterns. with the current seismic codes, which are mainly based
on the elastic behavior of structures. However, for the
inelastic response, the strength demands of medium and
8 Comparison between strength demands of slender soil-structure systems (i.e., H r = 3, 5) with short
fixed-base and flexible-base shear-buildings periods of vibration are generally greater with increasing
inelastic deformation levels than those of the fixed-base
In this section, to study the effect of SSI on strength systems. This trend becomes more pronounced for
demands of MDOF systems designed in accordance slender buildings with a high level of inelasticity, which
with different strength and stiffness patterns, the 10- is more obvious in structures designed in accordance
story building is considered. The averaged ratios of the with the uniform pattern. This finding is consistent
strength demands of soil-structure systems to those of with the results from SDOF systems investigated by
the fixed-base systems for three different story strength Ghannad and Jahankhah (2007). It is also seen that the
and stiffness patterns, i.e., IBC-2009, Eurocode-8 and effect of the aspect ratio on the strength demands of soil-
the uniform pattern, subjected to 20 ground motions, structure systems with respect to the fixed-based models
are computed and the results are illustrated in Fig. 6. is reversed in the long periods range; however, it is still
The results are provided for systems with three values less than unity. Figure 7 is also plotted to better show
of aspect ratios ( H r = 1, 3, 5), which, respectively, the effect of the three aforementioned strength patterns
represent squat, medium and slender buildings, and on the averaged ratios of strength demands of soil-
with three values of ductility ratios (μt = 1, 2, 6) for structures systems to those of the fixed-base systems for
the case of severe SSI effect (i.e., α0 = 3). It can be slender buildings. The results are provided in the same
observed that in the elastic range of vibration, except format as Fig. 6. Note that in the cases of elastic and low
for slender structures with very short periods in which level inelastic response (μt= 1, 2), there is no significant
strength demand values of the soil-structure systems are difference between the results of three patterns while the

H r =1 H r =3 H r =5

1.2 1.2 1.2


1.0 μ=1 1.0 μ=1 1.0 μ=1
0.8 0.8 0.8
FSSI/Ffix

0.6 0.6 0.6


0.4 0.4 0.4
0.2 0.2 0.2
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

1.2 1.2 1.4


1.0 μ=2 1.0 μ=2 1.2 μ=2
0.8 0.8 1.0
FSSI/Ffix

0.8
0.6 0.6
0.6
0.4 0.4
0.4
0.2 0.2 0.2
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

1.4 1.4 1.6


1.2 μ=6 1.2 μ=6 1.4
μ=6
1.0 1.0 1.2
FSSI/Ffix

0.8 0.8 1.0


0.6 0.6 0.8
0.6
0.4 0.4
0.4
0.2 0.2 0.2
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
IBC-2009 EuroCode-8 Uniform

Fig. 6 Averaged ratios of strength demands of soil-structures systems with respect to the fixed-base systems with different story
strength and stiffness patterns (N= 10)
214 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

difference is significant for the case with a high level of been considered and analyzed using OPENSEES (2011).
inelastic behavior (i.e., μt= 6). All the soil-structure systems considered here were
designed in accordance with the IBC-2009 lateral load
pattern. Figure 8 shows a comparison of the averaged
9 Validation of the numerical results strength demands for all earthquake ground motions. As
seen, there is excellent agreement between the results
In this section, to validate the accuracy of the obtained with the computer program developed for this
numerical results of this study, the 15-story building study (OPTSSI) and OPENSEES for both elastic and
with H r = 3, and three ductility ratios (μt= 1, 2, 6) inelastic ranges of response, demonstrating the accuracy
representing respectively, elastic, low and high inelastic of the developed computer program.
response corresponding to severe SSI effect (α0= 3) have

IBC-2009 EuroCode-8 Uniform

1.6 1.6 1.6


1.4 μ=1 1.4 μ=2 1.4 μ=6
1.2 1.2 1.2
FSSI/Ffix

1.0 1.0 1.0


0.8 0.8 0.8
0.6 0.6 0.6
0.4 0.4 0.4
0.2 0.2 0.2
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix

Fig. 7 Effect of structural characteristics distribution on averaged ratios of strength demands of soil-structure systems to the
fixed-base systems for systems with N = 10 and H r =5

1.6 1.6 1.6


(Fe or Fy) / M.PGA

1.4 μ=1 1.4 μ=2 1.4


μ=6
1.2 This study 1.2 1.2
This study
1.0 OpenSees 1.0 1.0 This study
OpenSees
0.8 0.8 0.8 OpenSees
0.6 0.6 0.6
0.4 0.4 0.4
0.2 0.2 0.2
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix

Fig. 8 Comparisons of the averaged strength demands resulted from this study and OPENSEES for the 15-story
building with α0= 3 (20 earthquakes)

10 Ductility reduction factor of MDOF soil- 10.1 Effect of structural characteristics distribution
structure systems
To parametrically investigate the effect of presumed
In this section, the effect of lateral strength and structural characteristics distributions on ductility
stiffness distributions on ductility (strength) reduction reduction factors (Rμ) of fixed-base and flexible-base
factor (Rμ) of MDOF systems are investigated. For an buildings, the 10-story building with H r = 3, three
MDOF system is defined as: ductility ratios (μt = 2, 4, 6), as well as soil-structure
system with two dimensionless frequencies (α0 = 1, 3),
FeMDOF (  = i ) and the fixed-base structures are considered. The results
R = (12)
FyMDOF (  = i ) illustrated in Fig. 9 are the average values of responses
to all the selected ground motions listed in Table 1.
where FeMDOF and FyMDOF are, respectively, elastic The vertical axis in all the figures is the averaged
and inelastic strength demands of the MDOF system ductility reduction factor and the horizontal axis is the
subjected to a given ground motion for a presumed fundamental vibration period of the respective fixed-
target ductility demand. base structure. Based on the results presented in Fig. 9,
it is seen that for both fixed-base and flexible-base
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 215

IBC-2009 UBC-97 EuroCode-8 Uniform Cancentric

2.5 5 7
Fixed base Fixed base 6 Fixed base
2.0 4
5
1.5 3 4

1.0 2 3
2
0.5 1 1
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

2.5 4 8
α0=1 α0=1 7 α0=1
2.0 6
3

1.5 5
2 4
1.0 3
1 2
0.5
1
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

2.5 4 7
α0=3 α0=3 6 α0=3
2.0
3 5
1.5 4

2
1.0 3
1 2
0.5
1
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
μ=2 μ=4 μ=6
Fig. 9 Effect of structural characteristics distribution on averaged force reduction factor of fixed-base and soil-structure systems
(N = 10 and H r =5)

structures, by increasing the level of inelasticity, the vibration. Figure 10 shows the variation of the ratio of Rμ
difference between the results of different patterns of different patterns with respect to that of the IBC-2009
increases. However, for the case of severe SSI effects pattern for the same 10-story building with two levels of
(i.e., α0 = 1, 3), except for the concentric pattern, there ductility ratios (μt= 2, 6). In addition, confirmation of the
is no significant difference between the results of other above observations, it may be generally concluded that
patterns considered in this study for structures with short for both the fixed-base and flexible-base models with
and medium periods. For instance, in the case of severe low levels of inelastic behavior, there is no significant
SSI effects and with a high level of inelastic behavior (μt= difference between the values of ductility reduction
6), the averaged values of Rμ for the structures designed factor of the structures designed in accordance with
in accordance with different story strength and stiffness the aforementioned code-compliant patterns. For the
patterns including concentric, UBC-97, Eurocode-8, cases of fixed-base and less SSI-effect models (α0 = 1),
IBC-2009 and uniform patterns are, respectively, 2.51, by increasing the level of inelastic behavior, this
3.94, 4.3, 4.6 and 4.9. As seen, in this case, the most difference could become significant for some periods.
dispersion is associated with the concentric pattern. This This phenomenon, however, is negligible as the SSI
trend has also been observed for models of the 5- and 15- effect becomes more important.
story buildings. Overall, it can be concluded that in low
levels of inelastic behavior, the effect of story strength 10.2 Effect of soil flexibility
and stiffness distribution patterns on the values of Rμ is To study the effect of soil flexibility on force
not significant and hence practically negligible for both reduction factor of MDOF systems two models with
the fixed-base and flexible-base models. Moreover, in 5- and 15-stories designed in accordance with the IBC-
all patterns considered here, generally, increasing the 2009 load pattern are considered. The results illustrated
fundamental period of vibration is always accompanied in Fig. 11 are the mean values of responses from 20
by an increase in the averaged value of Rμ. This trend earthquake ground motions for systems with H r = 3,
is further intensified by increasing the inelastic range of three ductility ratios (μt= 2, 4, 6), soil-structure systems
216 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

EuroCode-8 UBC-97 Uniform Concentric

1.4 1.4 1.4


1.2 μ=2 μ=2 μ=2
1.2 1.2
Rμ (IBC-2009)

1.0 1.0 1.0


0.8 0.8 0.8
0.6 0.6 0.6
0.4 0.4 0.4
0 1 2 3 0 1 2 3 0 1 2 3

1.4 1.4 1.4


μ=6 μ=6 μ=6
1.2 1.2 1.2
Rμ (IBC-2009)

1.0 1.0 1.0


0.8 0.8 0.8
0.6 0.6 0.6
0.4 0.4 0.4
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
Fixed base α0=1 α0=3
Fig. 10 Comparison of the averaged ratios of force reduction factor of different load patterns to those of the IBC-2009 pattern for
systems with N = 10 and H r =3

Fixed base α0=1 α0=3

2.5 5 8
N=5 N=5 N=5
2.0 4 6
1.5 3
4

1.0 2
/

0.5 2
1
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

2.5 4 6
N = 15 N = 15 N = 15
2.0 3
4
1.5

2
/

1.0
2
1
0.5

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
μ=2 μ=4 μ=6
Fig. 11 Effect of soil flexibility on averaged ductility reduction factor of MDOF systems H r =3

story building show that the SSI effect decreases such


with two dimensionless frequencies (α0 = 1, 3), and the
that in low level inelastic response, there is no prominent
corresponding fixed-base structures. For the case of the
difference between the results of the fixed-base and soil-
5-story building, it is seen that by increasing the inelastic
structure systems. By increasing the level of inelastic
behavior, the SSI effect on the ductility reduction factor
behavior, although the difference again increases, it
becomes more important so that an increase in the SSI
is still to a large extent less than that of the 5-story
effect is always accompanied by a decrease in the value
building. Hence, it may be concluded that the results
of Rμ. This finding is compatible with the results of the
of SDOF soil-structure systems for ductility reduction
study carried out for SDOF systems by Ghannad and
factor may not be directly applicable to MDOF soil-
Jahankhah (2007). However, the results from the 15-
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 217

structure systems, and some modifications such as those structure system with a presumed target ductility ratio
carried out for fixed-base systems should be taken into is reduced and computed. Finally, each MDOF soil-
account for soil-structure systems as well. This point structure system is again analyzed subjected to the same
has been recently investigated in detail by the authors earthquake ground motion and the new ductility demand
(Ganjavi and Hao, 2012). Note that in some periods, is calculated. The effect of SSI on force reduction factors
the mean Rμ in the fixed-base and lesser SSI effect cases of MDOF systems can then be examined by comparing
are equal or even less than those models with severe the difference between the new resulting ductility
SSI effects for the 15-story building. To have a better demand and that of the target one. To investigate this
understanding of the SSI effect on the Rμ of MDOF phenomenon, the results are plotted in Fig. 12 for 5-, 10-
systems, another procedure is utilized here. First, the and 15-story buildings with severe SSI effect, H r =3
elastic total shear strength for each soil-structure MDOF and with a high level of inelastic behavior. As seen,
system is computed when subjected to a designated using Rμ of fixed-base MDOF systems for soil-structure
earthquake ground motion. Subsequently, using the systems will result in large values of ductility demand
same ductility reduction factor of the MDOF fixed-base which in some cases are three times that of the presumed
structure, the inelastic strength demand of the soil- target one. This phenomenon is less prominent as the

α0=1 α0=3 Target

21 21 21
N=5 N = 10 N = 15
18 18 18
15 15 15
12 12 12
μ

9 9 9
6 6 6
3 3 3
0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix

Fig. 12 Averaged ductility demand spectra of MDOF soil-structure systems designed based on fixed-base force reduction factor
( H r =3, μ = 6)

number of stories increases but is still significant at systems subjected to a large number of earthquake
some periods. ground motions. In this study, the parameters considered
include fundamental period, level of inelastic behavior,
10.3 Effect of aspect ratio level of soil flexibility, and structure aspect ratio, etc.
The results of this study can be summarized in the
In order to examine the effect of the aspect ratio on following broad conclusions:
force reduction factors of MDOF-soil structure systems, (1) In elastic and low level inelastic response, both
a 10-story building with three values of aspect ratio fixed-base and flexible-base low-rise buildings, with the
( H r = 1, 3, 5) and three ductility ratios (μt = 2, 4, 6) exception of those having short periods, show significant
as well as two dimensionless frequencies (α0 = 1, 3) differences among the strength demand values of the
is considered and analyzed subjected to the selected structures designed in accordance with the different
ground motions listed in Table 1. Figure 13 shows the lateral strength and stiffness distribution patterns,
average results for the IBC-2009 load pattern. It is clear especially for that obtained with the uniform pattern.
that for the lesser SSI effect, the values of averaged Rμ However, the results of IBC-2009 and UBC-97 are to
are insensitive to the variation of the aspect ratio, while some extent coincident. In high level inelastic response,
for the severe SSI effect and high inelastic behavior, except for the uniform pattern, the results of all patterns
except in the short period range, the value of the mean are somewhat coincident and thus independent of the
Rμ increases with the aspect ratio. lateral story strength and stiffness pattern. However,
by increasing the number of stories, differences among
strength demand values of all the patterns increase.
11 Summary and Conclusion (2) For both fixed-base and flexible-base models,
with the exception of those with very short periods, the
An intensive parametric study has been performed to
averaged strength demand values of the uniform pattern
investigate the effect of story shear strength and stiffness
are significantly greater than those of the other patterns
distribution patterns, including three code-specified and
considered in this study. This phenomenon is even more
two arbitrary patterns, on strength demand and ductility
pronounced by increasing the number of stories. The
reduction factor of MDOF fixed-base and soil-structure
ratios of strength demand in the uniform pattern to that
218 EARTHQUAKE ENGINEERING AND ENGINEERING VIBRATION Vol.11

Table 1 Selected ground motions recorded at alluvium and soft sites based on USGS site classification
Fault
Site calss
Event Year Station distance M Component PGA (g)
(USGS)
(km)
Imperial Valley 1979 Cucapah 23.6 C 6.9 85 0.309
Imperial Valley 1979 El Centro Array #12 18.2 C 6.9 140 0.143
Loma Prieta 1989 Agnews State Hospital 28.2 C 7.1 0 0.172
Loma Prieta 1989 Gilroy Array #4 16.1 C 7.1 0 0.417
Loma Prieta 1989 Sunnyvale - Colton Ave 28.8 C 7.1 270 0.207
Northridge 1994 LA - Centinela St 30.9 C 6.7 155, 245 0.465, 0.322
Northridge 1994 Canoga Park - Topanga Can 15.8 C 6.7 196 0.42
Kobe 1995 Kakogawa 26.4 D 6.9 0, 90 0.251, 0.345
Kobe 1995 Shin-Osaka 15.5 D 6.9 0, 90 0.243, 0.212
Loma Prieta 1989 APEEL 2 - Redwood City 47.9 D 7.1 43 0.274
Loma Prieta 1989 Foster City - 355 Menhaden 51.2 D 7.1 360 0.116
Superstitn Hills(B) 1987 5062 Salton Sea Wildlife 27.1 D 6.6 315 0.167
Refuge
Morgan Hill 1984 Gilroy Array #2 15.1 C 6.2 90 0.212
Northridge 1994 LA - N Faring Rd 23.9 C 6.7 0, 90 0.273, 0.242
Northridge 1994 LA - Fletcher Dr 29.5 C 6.7 144, 234 0.162, 0.24

2.5 4 8
α0= 1 α0= 1 α0= 1
2.0
3 6
1.5
2 4

1.0
/

1 2
0.5

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3

2.5 4 6
α0= 3 α0= 3 α0= 3
2.0 3
4
1.5

2
/

1.0 2
1
0.5

0 0 0
0 1 2 3 0 1 2 3 0 1 2 3
Tfix Tfix Tfix
μ=2 μ=4 μ=6
Fig. 13 Effect of aspect ratio on averaged force reduction factor for MDOF soil-structure systems (N = 10)

of the IBC-2009 pattern are generally greater than 2 and strength demand values of soil-structure systems are
in some cases will reach to a value of 4. Therefore, it nearly equal to those of the fixed-base ones, the strength
can be concluded that using the results of the uniform demands of soil-structure systems are remarkably lower
story strength and stiffness distribution pattern, which than those of the fixed-base models. This is compatible
has been the assumption of many previous research with the current seismic-code regulation on SSI effects
works, would result in a significant overestimation of based primarily on the elastic analysis. However, for
the strength demands, generally from 2 to 4 times, for the inelastic state, by increasing the level of inelastic
MDOF systems designed in accordance with the code- response, the strength demands of average and slender
compliant design patterns. soil-structure systems with short periods of vibration
(3) In the elastic range of vibration, except for are usually greater than those of the fixed-base systems.
slender structures with very short periods in which This trend is more significant for slender buildings with
No.2 Behnoud Ganjavi et al.: Effect of structural characteristics distribution on strength demand and ductility reduction factor 219

a high level of inelasticity, and the most serious event for Buildings, ATC-3-06, California.
occurs in the case of the uniform pattern, where the AS-1170.4. (2007), Structural Design Actions:
strength demand value becomes about 60% greater than Earthquake Actions in Australia.
those of the fixed-base models.
ASCE/SEI 7-05 (2005), Minimum Design Loads for
(4) Overall, in a low level of inelasticity, effect
Buildings and Other Structures, American Society of
of story strength and stiffness distribution patterns on
Civil Engineers: Reston, VA.
the values of Rμ is not significant and hence practically
negligible for both fixed-base and flexible-base Aviles J and Perez-Rocha L (2003), “Soil-structure
models. By increasing the level of inelastic behavior, Interaction in Yielding Systems,” Earthquake
the difference between the results of different patterns Engineering and Structural Dynamics, 32(11): 1749–
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from the other patterns, the difference is insignificant for Foundation Flexibility on Rμ and Cμ Factors,” Journal of
structures with short and intermediate periods. Structural Engineering, ASCE, 131(2): 221–230.
(5) A comparison between the mean results of Aviles J and Perez-Rocha JL (2011), “Use of Global
ductility reduction factor of MDOF fixed-base and soil- Ductility for Design of Structure–foundation Systems,”
structure systems shows that for the case of the 5-story Soil Dynamics and Earthquake Engineering, 31(7):
building, the SSI effect on Rμ becomes more significant 1018–1026.
with increasing the inelasticity, and thus an increase Barcena A and Esteva L (2007), “Influence of Dynamic
in the SSI effect is always accompanied by a decrease Soil–structure Interaction on the Nonlinear Response and
in the value of Rμ. This finding is compatible with the Seismic Reliability of Multistory Systems,” Earthquake
results of the study carried out for SDOF systems by Engineering and Structural Dynamics, 36(3): 327–346.
Ghannad and Jahankhah (2007). However, by increasing
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in low levels of inelastic response, there is no significant Building–foundation Systems,” Earthquake Engineering
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soil-structure systems. By increasing the level of Building Seismic Safety Council (BSSC) (2000),
the inelastic response, although the difference again NEHRP Recommended Provisions for Seismic
increases, it is still to a large extent less than that of Regulations for New Buildings and Other Structures,
the 5-story building. Hence, it may be concluded that Federal Emergency Management Agency, Washington,
the results of SDOF soil-structure systems for ductility DC
reduction factor may not be directly applicable to MDOF Building Seismic Safety Council (BSSC) (2003), National
soil-structure systems, and some modifications such as Earthquake Hazard Reduction Program (NEHRP)
those applied to fixed-base systems should be taken into Recommended Provisions for Seismic Regulations
account for soil-structures systems. It is also shown that for 348 New Buildings and Other Structures—Part
using Rμ of MDOF fixed-base systems for soil-structure 2: Commentary (FEMA 450-2). Federal Emergency
systems when the SSI effect is predominant will result Management Agency, Washington, D. C.
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phenomenon is less prominent as the number of stories 1: General Rules for Buildings, Bruxelles: European
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(6) For the cases of insignificant SSI effect, the
Chopra AK (1995), Dynamics of Structures- Theory
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and Applications to Earthquake Engineering, 1st ed,
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Prentice Hall, Englewood Cliffs, New Jersey.
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