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Enzymatic H Transfers: Quantum Tunneling and Coupled Motion from Kinetic
Isotope Effect Studies
Fig. 1. An example of the ground-state tunneling along the re- Like electron transfer reactions, hydrogen transfer
action coordinate. The picture depicts the probability of a parti- exhibits non-classical behavior due to its small mass
cle to tunnel, with a higher probability for the lighter isotope to
and consequent large uncertainty in its location and mo-
tunnel. Blue and red lines represent the probability functions for
mentum. To illustrate the importance of non-classical
lighter and heavier isotopes, respectively. Color visible online.
behavior of hydrogen, the De Broglie wavelength can
be calculated for each of the three hydrogen isotopes
(Table 1), and these can be compared to a typical dis-
Quantum mechanical (QM) effects that govern elec- tance traversed during H transfer in solution and bio-
tron transfer processes have been recognized for a long logical systems (~0.5 Å).
time, and arise from the particle’s wave-like properties.7 Consequently, the quantum nature of hydride transfer
For H transfer, QM effects at the ground state (e.g., zero has often been treated as a perturbation to TST. Howev-
point energies—ZPEs) have long been recognized as a er, several examples discussed here indicate that the tun-
major component of isotope effects (both on equilib- neling correction to TST is an oversimplified model.
rium and kinetics)8,9 and the contribution of QM tunnel- In this review, we discuss a specific methodol-
ing to TS and transmission factors has been discussed ogy used to study the nature of the H transfer and the
for gas phase and organic reaction since the 1960s.10 potential surface, viz., kinetic isotope effects (KIEs).
In general terms, QM tunneling occurs when the prob- Moreover, we present the development of theories for H
ability of finding a particle in the reactant well overlaps transfer, from the simple Bell correction to TST, to the
with the probability of finding the particle in the product full-tunneling models applicable to H transfers. Lastly,
well (Fig. 1.). A more rigorous description would be that we discuss the experimental data obtained for several
the wave function for the particle at the reactant well model systems.
(Ψr) interacts (i.e., non-zero Franck–Condon integral)
with the wave function of the particle at the product
Kinetic Isotope Effects (KIEs)—an
state (Ψp). In a ground state, the two new wave func-
experimental tool to study H transfer
tions (Ψr+Ψp and Ψr – Ψp) would lead to two energy
KIEs are widely used probes for studying chemical
levels, a phenomenon denoted as tunneling splitting. At
mechanisms due to their ability to provide information
a non-stable state (e.g., TS), this phenomenon will lower
about the reaction coordinate. The KIE is the ratio of
the effective energy barrier (effect on Ea) and critically
reaction rates of two reactants that differ only in their
affect the transmission coefficient, since the tunneling
isotopic composition (isotopologues). By using differ-
probability is governed by different factors than that of
ent isotopologues the mass of the particle of interest
the classical coefficient.
is changed without changing the electronic potential
Recognition of the quantum nature of the electron
surface, making it an exquisite tool for studying the
transfer required the development of a new model ex-
reaction coordinate. Two types of KIEs can be defined:
tending beyond the explanation given by classical TST.
primary (1º) KIEs, which refer to an isotopic substitu-
Rudolph Marcus won the Nobel Prize for proposing a
tion of an atom that is being transferred during the reac-
new model to describe electron transfer reactions, which
tion, and a secondary (2º) KIE, where the labeled atom
recognizes that the reaction coordinate is largely deter-
is proximal to the atom being transferred. Others and we
mined by the heavy-atom coordinates.3,4 This model
have used 2º KIEs extensively in studies of H-tunnel-
proposed that the free-energy barrier, ∆G*, depends
ing;11–15 however in this review, we will focus only on 1º
on λ, which is an environmental distortion that occurs
KIEs. 1º hydrogen KIEs proved to be particularly inter-
before the electron transfer (the reorganization energy),
esting because: (i) the mass ratio of its isotopes is larger
and ∆Gº, the reaction driving force (eq 2).
than for any other element, leading to large KIE values,
DG* = (DGº + l)2 / 4l (2) and (ii) the mass of hydrogen is small enough so that
= e (4)
but, QM effects close to the TS, e.g., tunneling, are ignored. kH AH
Table 3. Enzymatic systems with properties outside the limits predicted by the “tunneling correction” models
temperature
enzyme type of transfer dependence kH/kD AH/AD ref
aromatic amine dehydrogenase proton no 55 26
methylamine dehydrogenase proton no 16.8 13.3 27
trimethylamine dehydrogenase proton (suspected) no 4.6 (for pH > 9.5) 7.8 28
sarcosine oxidase proton (suspected) no 7.3 5.8 29
pentaerythritol tetranitrate reductase hydride no ~4.1 4.1 30
ethanolamine ammonia lyase H radical 4.4–4.7 31
glutamate mutase H radical 2.4 32
soybean lipooxygenase H radical yes 81 18 33
soybean lipooxygenase, mutants H radical yes 93–112 4–0.12 33
dihydrofolate reductase (DHFR) hydride no 3.5 4.0 34
G121V-M42W DHFR hydride yes 3.5 0.04 35
primitive DHFR hydride yes 3.5 36
thymidylate synthase hydride no 3.7 37
thymidylate synthase proton yes, under 20 ºC 2.2 38
alcohol dehydrogenase (ADH) hydride yes, under 30 ºC 5.6 (kH/kT) 4.3 (>30 ºC) (AH/AT) 39
An illustration of a “Marcus-like” model is presented The Franck–Condon nuclear overlap is presented as a red cur-
in Fig. 4. vature indicating the probability of finding the particle at the
In this model, the rate of H transfer is determined reactant and product state. Figure was modified from ref 36.
by the isotope-independent preexponential term (C = Color visible online.
constant), a Marcus term (first exponential), a Franck–
Condon term (F(m)), and a “gating term” (EF(m)) that cur before significant tunneling can take place (i.e.,
describes the temperature and mass dependence of the the reorganization of the donor and acceptor toward a
DAD fluctuations. The last two terms are integrated “tunneling ready” conformation).47,49 The Franck–Con-
for all the conformations sampled by the DAD. The don nuclear overlap along the hydrogen coordinate,
Marcus term is isotopically insensitive, and represents which is the integrated hydrogen tunneling probability
the heavy-atom reorganization‡ that is required to oc- (Fig. 1), is an isotopically sensitive but temperature-in-
dependent term. It depends on the DAD, which is both
isotopically and temperature dependent. In eq 5, the
‡
Reorganization refers to heavy atom motions that bring the
system from a ground state of the chemical step to a tunneling last exponential term describes the relative fluctuations
ready conformation. The term “preorganization” is sometimes of DAD, and is graphically illustrated in Fig. 5 as the
used to describe the protein motions, of both distal and “gating term” coordinate. According to this model, the
proximal residues, that bring the system to the ground state of temperature-independent KIEs indicate a system with
the H transfer reaction. a perfectly reorganized reaction coordinate, where the
Table 4. Comparative KIEs on Arrhenius preexponential factors for wtDHFR and its mutants.
Reproduced using data published in ref 35
parameters wt G121V M42W G121V-M42W
kH* (s )
–1
228 ± 8 1.4 ± 0.2 5.6 ± 0.4 0.03 ± 0.005
AH/AT 7.0 ± 1.5 7.4 ± 1.6 2.8 ± 0.2 0.1 ± 0.1
AH/AD 3.5 ± 0.5 4.7 ± 1.5 2.1 ± 0.2 0.04 ± 0.03
AD/AT 1.70 ± 0.14 1.70 ± 0.07 1.35 ± 0.05 0.25 ± 0.09
∆Ea(T–H), kcal/mol –0.1 ± 0.2 0.23 ± 0.03 0.58 ± 0.04 3.6 ± 0.3
*Pre-steady-state rates of H transfer at 25 ºC and pH 7.
tion of the reaction coordinate. The synergistic effect of of evolution in optimizing enzyme dynamics to enhance
these two remote residues on the active site chemistry tunneling. The comparative data indicated that unlike
supports the idea of the long-range dynamically coupled cDHFR, for which intrinsic KIEs are nearly temperature
network previously suggested by hybrid quantum/clas- independent (∆Ea = –0.1 ± 0.3 kcal mol–1)34, the R67-
sical molecular dynamics simulations.58 DHFR has temperature-dependent KIEs (∆Ea = 0.87 ±
Another aspect of DHFR catalysis that was investi- 0.03 kcal mol–1). Moreover, AH/AT for cDHFR is signifi-
gated was the possible role of evolution in tuning en- cantly larger than the semiclassical value (AH/AT = 7.4 ±
zyme dynamics to enhance tunneling.36 The nature of 4.0)34, while the isotope effect on AH/AT for R67-DHFR
the H transfer in primitive R67 DHFR was compared to is much smaller and falls in the semiclassical limit (AH/
that of a mature, highly evolved enzyme, chromosomal AT = 1.36 ± 0.07 kcal mol–1).
DHFR (cDHFR). The R67 DHFR is genetically unrelat- Interpretation of these results depends on the model
ed to the cDHFR; it is an R-plasmid-encoded DHFR and used. According to TST-models with tunneling correc-
is present in some bacterial strains59 that are resistant to tion, the above data would suggest extensive tunneling
the antibiotic drug trimethoprim (TMP—a cDHFR pi- in cDHFR, and no tunneling in the primitive DHFR.
comolar inhibitor).59 Even though it catalyzes the same Alternatively, Marcus-like models would suggest that
reaction as the cDHFR, they share neither sequence nor the reaction coordinate in the highly developed enzyme
structural similarities (Fig. 6). Furthermore, these two is perfectly reorganized (temperature-independent
enzymes exhibit different degrees of flexibility. The ma- KIEs), and that the primitive enzyme exhibits a poor
ture cDHFR is flexible and exhibits motions on different reorganization of the reaction coordinate (temperature-
timescales that are crucial for its proper function.60,61 On dependent KIEs). These findings are in accordance with
the other hand, R67-DHFR shows rigidity in its motions the hypothesis that enzymes evolved to optimize their
on all the timescales examined.62 Therefore, these two reaction coordinate for efficient tunneling.
systems are a good platform for examination of the role
Thymidylate Synthase (TSase)
Thymidylate synthase catalyzes the reductive meth-
ylation of 2¢-deoxyuridine-5¢-monophosphate (dUMP)
to 2¢-deoxythymidine-5¢-monophosphate (dTMP)
(Scheme 2). The cofactor N5,N10-methylene-5,6,7,8-
tetrahydrofolate (MTHF) serves both as a methy-
lene and hydride donor, yielding 7,8-dihydrofolate
(DHF).63 The hydride transfer step (Step 5 in Scheme
2) was studied using 1º H/T and D/T KIEs, and tem-
perature-independent intrinsic H/T KIEs of 7 were
obtained.37 For the wtTSase, the isotope effects on Ar-
rhenius preexponential factors were much higher than
the semiclassical limit (AH/AT= 6.8 ± 2.8 and AD/AT =
Fig. 6. Top: Structures of cDHFR (left) and R67-DHFR
1.9 ± 0.25), and the reaction exhibited nonzero energy
(right). Bottom: the reverse images for each active site em- of activation (Ea = 4.0 ± 0.01 kcal/mol). Temperature-
phasizing the different orientation of the donor (magenta) and independent KIEs with a significant energy of activation
acceptor (green).59 Figure was reproduced with permission suggest a perfectly reorganized potential surface for the
from Wong et al., PNAS 2006, National Academy of Sciences, hydride transfer, which is in accordance with the envi-
U.S.A. Color visible online. ronmentally coupled tunneling model.
Scheme 2. The chemical mechanism for the TSase catalyzed reaction. The transferred methylene group is in purple, the nu-
cleophilic Cys in yellow, and the hydride in green. R = 2¢-deoxyribose-5¢-phosphate. R¢ = (p-aminobenzoyl)glutamate. Color
visible online.
The method established for the wtTSase was then
used to resolve a controversy regarding the mechanism
of TSase. Until recently, two distinct mechanisms were
proposed for step 5 (Scheme 2). Schultz and cowork-
ers64 studied unnatural amino acid mutations at the
enzyme’s active site, and suggested a two-step radical
mechanism where an electron is first transferred from
THF to form a tryptophan (W80)-stabilized cation radi-
cal, and then an H-radical is transferred from this cation
radical to form product dTMP (Scheme 3, bottom path).
Stroud and coworkers,65,66 on the other hand, studied
crystal structure of wtTSase and several W80 mutants,
and suggested a one-step hydride transfer mechanism
(Scheme 3, top path), which implied that W80 could
not stabilize the H4folate cation radical. Examination
of these mechanisms was performed by comparing the
nature of the H transfer between wtTSase and W80M-
TSase mutant, which cannot stabilize a cation radical.67
It was found that the nature of the H transfer and its
coupling to the environment did not change upon muta- Scheme 3. Two proposed mechanisms for the H transfer from
tion, and that the three-orders-of-magnitude rate reduc- C6 of THF to the exocyclic methylene. (Top) A one-step
tion of this mutant was a result of a smaller percentage hydride transfer mechanism. (Bottom) The two-step radical
of reactive conformations. These findings supported mechanism. Full arrows symbolize transfer of a pair of elec-
the hydride transfer mechanism67 and demonstrated the trons, and half arrows symbolize transfer of a single electron.
ability of these methods to examine the physical nature Figure was reproduced with permission from ref 67.
of H transfer, its coupling to dynamics, and the role of
active site residues in catalysis.
coupled electron transfer is greater than 80 at 298 K.
Soybean Lipoxygenase-1 (SLO) The reaction has a fairly small activation energy (Ea =
Soybean lipooxygenase-1 is a non-heme Fe-depen- 2.1 kcal/mol), and the isotope effect on Arrhenius pref-
dent enzyme that catalyzes the conversion of linoleic actors is close to 20 (Table 2).68–70 An Eyring analysis of
acid to 13(S)-hydroperoxy-9(Z),11(E)-octadecanoic the kinetic data for the wtSLO implies that the reaction
acid (Scheme 4). It exhibits one of the largest ever barrier is largely entropic (∆H‡ = 1.5 kcal/mol, –T∆S‡ =
measured KIEs, where the H/D KIE for the proton 12.8 kcal/mol).70 Significant KIEs indicate a very large
Scheme 4. Consensus mechanism for SLO-1, in which active site Fe(III)-OH abstracts a proton and electron from the C-11 po-
sition of substrate. The structures 2a, 2b, and 2c indicate the three resonance forms, in which the single electron density resides
at positions 11, 13, and 9, respectively (where R = C5H11, and R¢ = C7H14COOH). Figure was reproduced with permission from
Meyer et al., PNAS 2008, National Academy of Sciences, U.S.A.
inherent chemical barrier, suggesting that the transfer of ics of the protein contribute to the enhancement of the
H-radical occurs mainly through tunneling. However, catalyzed chemical transformation. One of the working
semiclassical theory cannot account for such an enor- hypotheses in this field is that tunneling in enzymatic
mous KIE with inflated AH/AD. reactions occurs from a better pre-/re-arranged con-
Interestingly, a distal mutant, I553A (I553 is one he- formation along the reaction coordinate than a similar
lix turn away from the active site residue L546), has a reaction in solution or in primitive enzymes. Therefore,
1º /D KIE and Ea parameters similar to wtSLO, however H-tunneling is used as a probe for the organization of
its AH/AD ratio becomes inverted and its KIEs become the system, and to investigate the dynamic contribution
temperature dependent.70 These parameters (kH/kD, Ea, to catalysis.
and AH/AD) could only be explained with the Marcus- In this review, we presented several examples of the
like models suggesting that wtSLO has an active site way the nature of H-tunneling has been examined. Data
structure that is well reorganized to facilitate hydrogen obtained through examination of temperature depen-
tunneling, and that the remote I553A mutation perturbs dence of KIEs for enzymatic systems such as DHFR,
the structural and dynamic elements that support that TSase, and SLO could not be rationalized using the
process. The mutation seems to increase the average semiclassical models with or without tunneling correc-
DAD. Consequently, the mutant requires thermally ac- tion. Better analysis and rationale was achieved with
tivated motion in order to facilitate tunneling leading to Marcus-like models. With the development of these new
temperature-dependent KIEs. Klinman and coworkers theoretical models we are at a point where we can ex-
further supported this conclusion while studying a series amine questions like whether or not enzymes evolved to
of I553 mutants.71 optimize their reaction coordinate for tunneling, as well
as other questions that could have a significant impact
on biomimetic catalysis design.
Summary Acknowledgments. This work was supported by NIH R01
The focus of this field has drastically changed in the past GM65368 and NSF CHE- 0715448.
ten years. The most frequent question in the late 1990s
concerned the prevalence of H-tunneling in C–H acti-
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