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Principales organismos reguladores

AUSTRALIA

 Australian Securities and Investment


Commission

CANADÁ

 British Columbia Securities Commission

 Ontario Securities Commission

CHIPRE

 Cyprus Stock Exchange Commission

DINAMARCA

 Danish FSA

UNIÓN MONETARIA EUROPEA

 Markets in Financial Instruments Directive


FRANCIA

 Autorité de Contrôle Prudentiel (ACP)

 Banque de France

ALEMANIA

 Bundeszentrale für Finanzdienstleistungsaufsicht

GRECIA

 Hellenic Capital Markets Commission (HCMC)

HONG KONG

 Securities and Futures Commission

INDONESIA

 Badan Pengawas Perdagangan Berjangka


Komoditi
ITALIA

 Commissione Nazionale per le Società e la


Borsa

JAPÓN

 Financial Services Agency

 Japan Investor Protection Fund

 The Financial Futures Association of Japan

 Japan Securities Dealers Association

MAURICIO

 Financial Services Commission

PAÍSES BAJOS

 The Netherlands Authority for the Financial


Markets (AFM)

NUEVA ZELANDA

 Financial Dispute Resolution (FDR)

 Financial Service Providers Register (FSP)


RUSIA

 The Commission on Regulation of Financial


Markets Participants Relationships

SINGAPUR

 Licensed clearing member of the Singapore


Exchange

 Monetary Authority of Singapore

SUDÁFRICA

 Financial Services Board

ESPAÑA

 Comisión Nacional del Mercado de Valores

EMIRATOS ÁRABES UNIDOS

 Dubai Multi Commodities Centre

SUECIA

 Swedish Financial Supervisory Authority


(Finansinspektionen)
SUIZA

 Groupement Suisse des Conseils en Gestion


Indépendants

 Polyreg

 Association Romande des intermediares


financiers

 Swiss Federal Department of Finance

 Organisme d'autorégulation fondé par le GSCGI

 Commission fédérale des banques

 Swiss Financial Market Supervisory Authority


(FINMA)

REINO UNIDO

 Financial Conduct Authority

ESTADOS UNIDOS

 Financial Industry Regulatory Authority, Inc.

 New York Stock Exchange

 Office of the Comptroller of the Currency

 Securities and Exchanges Commission

 Commodities and Futures Trading Commission

 National Futures Association

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