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Policy Brief
GLOBAL POLITICAL TRENDS CENTER

What is a Nation ?
by Ingmar Karlsson

Summary
The article analyzes what do terms such as nation and nationalism mean in the current age. The
author provides the reader with an extensive historical background of the topic. He explains the
relevant notions from the perspective of various philosophical approaches. The possibility of
emergence of a European nation and the challenges waiting on the way to common European
identity, are addresses, as well.

What is a nation? sent inhabitants as the outcome. Anyone


leaving this mythical fellowship is stamped for-
The heart of ethnic nationalism is völkisch, a Ger- ever with the mark of Cain. To this kind of na-
man concept which is difficult to translate. It is tionalist, it is inconceivable that people with
based on German romanticism and the German different national backgrounds could live
cultural and spiritual reactions to the Enlighten- together. Minorities are tolerated at best, but
ment and the idea of universality derived from they are and remain second class citizens.
the French revolution. The Blut und Boden (blood
and soil) concept, and the idea that some races Myths about Race, National Unity and Purity
were historically bound to certain definite areas,
contrasted with this. With few exceptions – Iceland for example –
governments and peoples can not demonstrate
The nation is thus seen as a birthmark. People a long, unbroken, historical continuity and eth-
are born as Germans, Swedes, Frenchmen or nic homogeneity. The cradle of nations does not
Turks. People with foreign origins are lie in a mythological obscurity, on the historical
considered a threat to national unity and purity battlefields of Troy or Kosovo Polje but between
and to a national culture which defines itself vis the covers of history books. In many cases, na-
-a-vis “the other”. The common ancestry is the tions were created by romantic nationalistic his-
end of history and has to be protected against torians. They began looking for common de-
everything foreign. nominators for a nation to be. Thus, history,
language, national soul, “Volkgeist”, culture
Every people is not only entitled to its own sov- and race came to play their part.
ereign state but it also owns a historical prede-
termined area once and for all time for its own The written language played an important role
exclusive use. Areas once inhabited by a in creating a nation. Language did not therefore
national group should rightfully be returned to precede the nation. Instead the emerging na-
them, by force if necessary, and with the expul- tional state created its national language in

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order to legitimize itself. According to a classic inhabitants of the USA are a nation notwith-
definition, the difference between a language and standing their widely differing origins. The
a dialect is that a language has a government and Swiss are undoubtedly a nation despite their
an army. different languages, religions and cultures,
while not all those who speak the German lan-
National conscription, compulsory education and guage are members of the German nation.
the development of mass media with supra-
regional distribution were the channels used by Any attempt to give a content to the concept of
the architects of nations in the 19th century in or- the nation must therefore automatically imply a
der to create contact between the centre and the distortion of reality. Karl Popper, the philoso-
periphery, and borders that appeared natural on pher, stated at the end of the Second Wold War
the basis of geography, language, ethnicity or re- that:
ligion. In particular, the emergence of national “It has been said that a race is a collection of
education systems and the mass media contrib- people who are united, not by their origin but
uted to communicating a sense of affinity to a by a common misconception about their antece-
national collective, to extending the cultural hori- dents. Similarly, we can say that a nation is a
zons and getting away from provincial narrow- collection of people united by a common mis-
mindedness. The creation of national symbols conception about their history”.
and myths and re-writing of history were also
part of the process of nation-building. The shaping of a nation can be both a progres-
sive and a regressive process. It can come to a
A nation can thus be described as an idea search- definite end, pause but return with renewed
ing for a reality which a minority often violently strength, as we have seen in the former Yugo-
forced upon a majority with standardization as a slavia and the former Soviet empire. In the early
goal and with an iron glove as an instrument to 14th century Dante wrote about “Slavs, Hun-
eradicate previous diversity. Nations were thus garians, Germans, Saxons, the English and other
constructed and invented. People felt that they nations”, describing his own nationality as
primarily belonged to a province, a town or an “Florentine”. Nowadays, only the Hungarian,
empire rather than a national state, and they sel- German and English nations remain. The Sax-
dom protested when they were transferred from ons were absorbed by the last two, for various
one kingdom to another. Eric Hobsbawn spoke of historical reasons. However, the German nation
a mass production of nations in the 19th century, did not come to include the equally Germanic
when cultural hallmarks were created for later Friesian, Dutch, Flemish and Luxembourg na-
presentation as authentic and ancient. The “real” tions and Dante’s Slavs divided into some ten
aspects needed the “fake” and “foreign” in order different peoples each of which now considers
to define themselves. The weakness and lack of itself a separate nation.
credibility of the national identities which were
proclaimed, meant that they needed polarization The supposedly original population of France,
in order to take root. the Franks, were only a small proportion of the
mixed groups of Romans, Gauls, Celts, Bretons,
The order of precedence of the factors that charac- Normans, Burgundians, etc., who gradually
terise a nation has always been subject to discus- spread outwards from the Ile de France to be-
sion – ranging from mutual traditions and collec- come present-day France. In the Seine basin
tive political awareness, common antecedents, alone they probably only represented some ten
affiliation to a tribe or people, joint territory, cus- per cent of the population in the 6th and 7th
toms and language, culture and religion. Objec- centuries.
tions can be made to all these factors. The

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Thus France does not consist of ethnic Franks. via, Poland and Bohemia. Frederick the Great of
Instead, a number of ruling families with a Frank- Prussia normally conversed in French, and
ish element, succeeded in forming other immi- spoke only broken German. The King of Prus-
grant groups into a unit, a group that, until the sia’s appeal to his people during the Napoleonic
French revolution, only consisted of the upper War of 1812 was also made in Sorbian and Pol-
echelons of society. Even after the Revolution, the ish. When Prussia became the nucleus of a
lower strata of the population remained as they united Germany in 1871, it had more Polish
were, farmers, peasants, soldiers and craftsmen than German inhabitants. The British are not a
from Normandy, Provence, Aquitaine, Gascony homogenous nation, either. The Celtic Britons
or Brittany, speaking many languages. During the who had not been driven into the western
French Revolution, the inhabitants of Marseilles fringes of the country in the 5th century by the
did not understand the language in which the Germanic Angles and Saxons were later ab-
Marseillaise was sung. The state came first and sorbed by the invaders. A further ethnic mix
the national collective was established later occurred after the Danish invasion in the 9th
within its territorial framework as a result of a century and the Norman Conquest in the 11th
gradual cultural standardization. Peasants in century.
France could not be described as Frenchmen until
the Third Republic at the end of the 19-th century The mother tongue of Cavour, the founder of
and the Basque, Breton, Corsican and Catalonian the Italian nation, was French. He had primarily
areas of France still do not feel fully integrated dreamt of an Italy based on a Turin-Milan axis.
into the French state and nation. One of the leaders of the Italian “Risorgimento”,
Massimo d’Azeglio, said in 1860: “Having cre-
In present-day France, the third of the country ated Italy, we must now create Italians.” 150
situated in the north east is ethnically more Ger- years later, there is still reason to question how
manic than southern Germany. The north of Ba- deeply rooted the Italian identity is. Many Ital-
varia is still today called Franconia, and Charles ians regard present-day Italy as a foreign inven-
the Great, or Charlemagne, represents a central tion and consider themselves to be primarily
chapter in the history of both France and Ger- Florentines, Venetians, Neapolitans, Bolognese
many. Frenchmen thus become Germans and etc. The antagonism between north and south is
Germans French. If we continue even further back expressed in the political party Lega Nord
in time, the picture changes again. which would like to free the industrial and
modern north from what it considers to be the
The French historian Ernest Renan wrote 125 poor “African” south.
years ago: “There is no doubt that Lorraine once
belonged to the German nation, but almost every- The Polish and Hungarian nations in the 17th
where where inflamed German patriots invoke century consisted of nobles who, together with
ancient German rights we can substantiate the the king, lived off the labour of the peasants and
existence of even older Celts, and before them the craftsmen. Still in the 19th century, the peasant
Allophylian people, the Finns and the Laplanders population living to the north-east of Warsaw
lived there, and before that there were cave peo- spoke a language called Mazowiane, and de-
ple and orangutans before them. There is only scribed themselves as Mazovians. At the begin-
one right in such a historical philosophy, and that ning of the 19th century, only 40 per cent of the
is that of the orangutans who were unjustly population in Hungary were Hungarians. Their
driven out by an evil civilisation.” numbers doubled during the next 125 years,
while other ethnic groups increased by only 70
According to ecclesiastical law, the German na- per cent. This was not due to their higher nativ-
tion originally included the peoples of Scandina- ity but to the fact that the Slovaks, Serbs, Ger-

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mans and Jews who moved into the cities from Istanbul? According to Serbian and Croatian
the countryside were transformed into a Hungar- logic, the former Yugoslavia should be emptied
ian middle class and proletariat. Two of the most of all people except the Albanians, whose pres-
common Hungarian family names are Horvat and ence can be proved farthest back in time.
Toth which in Hungarian means Croat and Slo-
vak. Tension in the Balkans rose further with the
Greek claimed the sole rights to the name Mace-
The wars in former Yugoslavia were not caused donia. The conflict between Athens and Skopje
by a nationalism with medieval roots but origi- is another example of how preposterous a na-
nated from the nationalist ideas that arrived in tionalism based on historical myths becomes
South-Eastern Europe from the West in the 19th when subject to close inspection. On the Greek
century. Both real and alleged political events side, a straight line is drawn from 2,300 years
from the 14th century onward were cited as justifi- ago, from Alexander the Great to the present. In
cation for cruelty. The conflict between the Serbs the early years of the 6th century Greece was
and Croats had its origins in the 20th century and exposed to such a massive Slav immigration in
began, in military terms, with the establishment the Middle Ages that the area was often called
of the Croatian Ustashi state in 1941. “Slavinia”. In the early 19th century, for exam-
ple, 24 per cent of the Athenian population were
The Serbian minority in the Habsburg Empire co- Albanians, 32 per cent Turks and only 44 per
operated politically with the Croats until the cent Greeks. Nor was the Greek war of libera-
breakdown of the double monarchy. The idea of a tion from the Turks in the 1820’s an out-and-out
southern Slav state was first put forward by a Greek war. The Suliote heroes, about which
Croat, the Catholic Bishop Strossmayer, who, as Lord Byron wrote, were Albanians.
his name reveals, had Germanic forbears.
Eric Hobsbawm writes about the Greeks who
An artificially constructed ethnic definition of citi- took part in the Greek war of liberation: “The
zenship allowed the individual no choice. The real Greeks who fought for what would be the
Serbian war for the creation of a Greater Serbia founding of a new independent national state
was an extension of this principle. As long as all did not speak classical Greek any more than
Serbs were not gathered in one state, the existence Italians speak Latin. The glories of Pericles, Aes-
of the Serbian nation was considered to be under chylos, Euripedes, Sparta and Athens meant
threat, and in the same way all Croats had to be nothing to them, and to the extent that they
incorporated into a new Greater Croatia, accord- were aware of the history they found it irrele-
ing to the Croatian nationalists. vant. Paradoxically, they were closer to Rome
than to Greece (Romaica), i.e., they saw them-
The Serbian and Croatian argument against the selves as the heirs of Byzantium. They fought as
Muslims was that “we have always been here Christians against the unbelieving Muslims, as
while you have been here only since the 15th cen- Romans against the Turkish dogs.”
tury”. This is not only incorrect but also elicits the
next question as to why the 15th century should Macedonia, whose name is the reason for the
be selected as the point of departure for territorial current dispute, was a divided area at the turn
claims. Following this method of reasoning, we of the century, with different languages, relig-
might ask why the Slavs who arrived in the Bal- ions, ethnic groups and identities. Hobsbawn
kans in the 6th and 7th centuries should not be gives the following description of the area in
sent back to the parts of north-eastern Europe about 1870:
where they came from, and why all Orthodox
Christians should not be returned to Byzantine/ “The inhabitants of Macedonia had been distin-

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guished by their religion, or else claims to this or Dacians, a Thracian people, and Latin Romans.
that part of it had been based on history ranging The Dacian-Romans disappeared from history
from the medieval to the ancient, or else an ethno- when the Roman legions departed in the 3rd
graphic arguments about common customs and century AD, but according to Romanian ac-
ritual practices. Macedonia did not become a bat- counts, they settled in inaccessible mountain
tlefield for Slav philologists until the twentieth regions where they survived invasions by the
century, when the Greeks, who could not com- Teutons, the Slavs, the Magyars and the Tartars,
pete on this terrain, compensated by stressing an reappearing in the 11th century as the Vlachs, a
imaginary ethnicity... The Greeks later described Latin-speaking nation.
the inhabitants in the parts of Macedonia that
they annexed as “slavophone Greeks”. In other It has been historically proved that these Vlachs,
words, a linguistic monopoly masked as a non- small numbers of whom are now spread all
linguistic definition of the nation”. over the Balkans in the form of splinter groups,
were assimilated by the Slavs and the Tartars.
Thessaloniki, where the surge of Greek national- This Slavic element was particularly empha-
ism was at its peak with the slogan “Macedonia is sized in the early years of the communist era in
forever Greek”, had a population in the early part Romania, and the history books even went so
of the 20th century which was almost 60 per cent far as to claim that the Dacians were a Slav peo-
Jewish, while the Greek and Turkish populations ple. Subsequently, when Ceaucescu began to
each amounted to 18 per cent. Among these Turks develop policies which were independent of
was the young man who would become Kemal Moscow, the Slav connection was denied, and
Atatürk, the founder of modern Turkey. Northern the Dacian-Roman theory was emphasized, to
Egypt with its quarter of a million Greeks concen- the detriment of the substantial Hungarian and
trated in Alexandria and large parts of Turkish German minorities.
Asia Minor were substantially more Greek than
the part of Macedonia which now belongs to The Nation – a Daily Referendum
Greece. It was only after the exchange of popula-
tion with Turkey after the First World War, Thus, nations are not eternally defined entities,
agreed by treaty and carried out by force, that but they are in fact created. They are “imagined
there was a Greek majority in the area. communities”, in the words of the American
anthropologist, Benedict Anderson. National-
The Bulgarians are a mirror image of the Greek ism is a two-faced, Janus-like creature. It is syn-
case. The Bulgarians were originally a Turkic onymous with self-determination for those who
people who migrated to Eastern Europe in the 7th have the good fortune to live in a society which
century, encountering and conquering Slav tribes has its own history, language, culture and relig-
who had come into the area in the previous cen- ion, but it can also be xenophobic, intolerant,
tury. But while Slavs who migrated to Greece aggressive, hegemonic and authoritarian, lack-
were assimilated, the Bulgarians became Slavs to ing the will and ability to allow others what the
such an extent that only their name reminds of nation claims for itself.
their origins. There is not a single word in mod-
ern Bulgarian which can be traced to the people The kind of nationalism which we see today,
who gave the language its name. promising a brilliant future on the basis of an
illustrious past (often artificially constructed
The Romanian identity provides yet another dem- and mysterious) is not a disease which can be
onstration that myths are stronger than facts. Ac- cured with quick, radical cures or wished away
cording to the national Romanian myth, the Ro- on common-sense grounds. We must be able to
manians are the result of a merging of the find an antidote to the fear, hatred and insis-

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tence on homogeneity on which xenophobia and with its origins in the deep complexity of his-
racism thrive, making it clear that these feelings tory, an intellectual family, but not a specific
have nothing to do with nationalism or national- group shaped by the earth... A nation is a grand
ity. If we want to ensure that the nationalists do solidarity constituted by the sentiment of sacri-
not monopolize discussion about the “nation”, we fices which one has made and those that one is
must apply and employ an open the concept of disposed to make again. It supposes a past, it
the nation. renews itself especially in the present by a tan-
gible deed: the approval, the desire, clearly ex-
Adherence to a nation must be an act of choice, pressed, to continue the communal life. The ex-
and not a birthmark. Instead of “ethnos”, in istence of a nation is a daily referendum...
which a sense of affinity is based on mythical ra-
cial ties of blood, our perception of the national However, nations are not something eternal.
must be a question of “demos” – an open, univer- They have begun, they will end. They will be
salist concept of the nation which focuses on the replaced, in all probability, by a European con-
individual level, in which the nation is based on federation. But such is not the law of the
acceptance by citizens and their belief in a politi- century in which we live. At the present time
cal order which protects their freedoms and the existence of nations happens to be good,
rights. The individual can choose to join, but he even necessary. Their existence is a guarantee of
can also leave the nation. The nation may be eth- liberty, which would be lost if the world had
nically homogenous, but it can also consist of sev- only one law and only one master.”
eral different peoples, as in the case of Switzer-
land. National culture is not static or laid down Renan’s words are still relevant 126 years later.
by history, instead it is a dynamic creation based National identities and their daily confirmation
on free and independent citizens. in the form of national frontiers and national
symbols still set clear limits to a sense of Euro-
As a result, the starting point in the fight against pean community. The national state is still de-
racism and xenophobia must be the concept of mocracy’s principal arena and platform for a
nationality which was defined by the above men- political debate in which everyone has common
tioned Ernest Renan in his classic address at the points of reference, plays by the same rules, ac-
Sorbonne on 11 March 1882, entitled “What is a cepts opponents and is able to achieve compro-
nation?” mises, and live with them.

As far as Renan was concerned, national affinity Towards a European nation?


was not a question of race, religion or place of
birth, but was instead a matter of “a daily referen- The European identity is often described in a
dum”. somewhat high-flown manner as having its
foundations in antiquity; free thought, individu-
“A nation’s being is based on all individuals hav- alism, humanism and democracy had their cra-
ing something in common, but also an ability to dle in Athens and Rome. On the other hand,
forget many things. No Frenchman knows neither Greek nor Roman civilizations can be
whether he is a Burgundian, an Alani or a Visi- described as European. Both were Mediterra-
goth. There are hardly ten families in France who nean cultures with centers of influence in Asia
can prove their Frankish origins, and even if they Minor, Africa and the Middle East.
could, evidence of this kind would be incomplete
due to the many unknown instances of cross- Christianity with its roots in Judaism was also a
breeding which put all genealogical systems into Mediterranean, non-European religion. Byzan-
such disorder... A nation is a spiritual principle, tium was a Christian power which marked the

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limit to Roman claims of sovereignty, as did a will no longer feel themselves to be Swedes,
large part of post-Reformation Europe. The result Finns, Frenchmen, Portuguese, Hungarians, Slo-
of the schism between Rome and Byzantium was vaks or Turks but that the sense of a European
the development of another culture in Russia and common destiny is added to these identities.
south-eastern Europe. Following the Reformation Even after more than five decades of European
a large part of continental Europe was preoccu- integration, this development is still in its in-
pied for several centuries with religious wars and fancy and it has been slowed down by the
rivalry between Protestants and Catholics. enlargement with 12 new member states.

More recently, historians have played down our Nation-states evolved after a long period, often
antique heritage. Instead, European ideals are filled with conflict. They are ideological con-
traced back to the Renaissance and the concept of structions and a national identity is ultimately a
the individual as the smallest and inviolable ele- political standpoint. A prerequisite for a strong
ment of society. The Enlightenment and the national identity is that citizens have a sense of
French Revolution contributed with the demand loyalty to the state because it redistributes social
for freedom, equality, fraternity, democracy, self- resources and provides education, infrastruc-
determination, equal opportunities for all, clearly ture, a legal system etc.
defined government powers, separation between
the powers of church and state, freedom of the The same prerequisites hold true for the crea-
press and human rights. tors of Europe. As in the process that led to the
creation of European nation-states, the EU will
The ideas that are triumphant in Europe today are also be an elite project for the foreseeable future
those of market economy and democracy. By defi- and the European identity an elite phenomenon.
nition, this also includes the USA, Canada, New To be sure, the technocrats and bureaucrats in
Zealand and Australia as European powers. Brussels are a new European elite but are they
However, Europe does not only represent moder- representatives of an European culture or
nity and tolerance but also religious persecution, merely an international "civil service" who, with
not only democracy but also fascist dictatorship - the passing of time, increasingly alienate them-
Hitler was the first to use the idea of a European selves from the people whose interests they are
house. The collectivist ideals of Communism, co- meant to serve? The problem is that these peo-
lonialism and racism disguised in scientific terms ple arouse negative stereotype reactions among
also have European roots. citizens. Eurocrats are not regarded as the first
among Europeans but as overpaid bureaucrats
European identity cannot be defined on grounds interfering in matters that do not concern them.
of cultural heritage and history. The explanation
is as simple as it is obvious. Economic and politi- Efforts to create a European identity
cal integration between European nation-states
has not yet progressed so far that it is possible to The creation of national symbols and myths and
speak of common interests. the rewriting of history were as mentioned
above part of the process by which European
Edmund Burke's wise words that political order nations were formed. Brussels appears to have
cannot be created at a drawing board but has to had this in mind when in 1984 decision was
emerge gradually thus still has its validity for the taken the EC should improve contact with its
European integration process. A stable founda- citizens and, so to speak, create a European
tion of legitimacy for the EU will only be identity, centrally and from above.
achieved when Europeans perceive a European
political identity. This does not imply that they At a summit meeting in Fontainbleu, the Euro-
pean Council found it "absolutely essential that

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the Community fulfils the expectations of the enced by many as against and not with each
European people and takes measures to other in the great European wars. The main task
strengthen and promote the identity and image of of the "Europe-makers" cannot therefore be to
the Community vis-à-vis its citizens and the rest impose a common identity originating in an-
of the world". tique or medieval times on the Europeans but to
develop a political self-confidence and ability to
The Adonnino Committee was set up for this pur- act in line with the role of Europe in the 21st
pose, with the task of starting a campaign on the century.
theme "A people's Europe". This initiative was
based on a quotation from the preamble to the A European public opinion must emerge before
Rome Treaty on "an ever closer union among the we can talk of a real European citizenship but at
peoples of Europe", and on the Tindemans Report present, regionalism and nationalism undoubt-
of 1975 which said that Europe must be close to edly have another strength than pan-
its citizens and that a European union could only europeanism. European trade unions do not
become reality if people supported the idea. exist at present, neither other interest groups
nor, above all, trans-boundary European parties
An outcome of the work of the committee was the and a European general public.
decision that the EC should have its own flag.
When the flag was raised for the first time at Ber- The way towards a genuine European identity
laymont on 29 May 1986, the EC anthem - the is thus both difficult and long and more likely to
"Ode to Joy" from the Fourth Movement of Bee- be curbed than speeded up by the enlargement
thoven's 9th symphony was played for the first with 12 new members. It has proved difficult
time. Thus, by means of a flag and European na- enough to bridge the cultural and linguistic dif-
tional anthem, the Union acquired the attributes ferences between Catholics and Protestants,
of a nation-state. A European Day was also estab- Latins, Germans, Anglo-Saxons and Scandinavi-
lished. The choice fell on 9 May, the date on ans in Europe. The task of integrating the Baltic,
which Robert Schumann held a speech in 1950 Slav and Orthodox Europeans and later on a
that resulted in the first European community, the secular Muslim Turkey will be infinitely more
European Coal and Steel Community. difficult. The larger and more heterogeneous
membership becomes, the greater the need will
Consequently, the Adonnino Committee appears be to differentiate between various member
to have assumed that a European identity could states and to create a Europe moving at differ-
be created on the initiative of politicians and bu- ent speeds and thus the political union, the
reaucrats. In 1988 the European Council decided monetary union, the common security and de-
to introduce a European dimension into school fence policy will not extend over the same geo-
subjects such as literature, history, civics, geogra- graphical areas. A union of up to 30 members at
phy, languages and music. Legitimacy for future varying stages of economic development can
integration would be created by invoking a com- only function if it is organised along multi-
mon history and cultural heritage. tracks and at different levels.

Every European people has however its more or Cultural diversity - obstacle or prerequisite for
less genuine historical myths, experiences and a European identity?
view of history. There is no European equivalent
to the Académie Française, Bastille, Escorial, La European political oratory often maintains that
Scala, Brandenburger Tor or the opening of Par- Europe can only be defined through its unique
liament at Westminster. There is no European un- heritage of diversity and lack of conformity and
known soldier. Common history has been experi- that, paradoxically, its very diversity has been
its unifying principle and strength.

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However, European linguistic diversity is proba- citizens of Luxembourg as far as language is


bly the greatest obstacle standing in the way of concerned.
the emergence of a European political identity
and thus the European democratic project. Multi- A collective political identity is created by shar-
lingual European democracies certainly exist but ing experiences, myths and memories, often in
the prime example, Switzerland, has chosen to contradiction to those held in other collective
remain outside the EU. identities. They are, moreover, often strength-
ened by the comparison with those that are dis-
A true democracy is non-existent if most of its tinctly different. Not just Robert Schumann, Al-
citizens cannot make themselves understood with cide de Gasper, Jean Monnet and Konrad Ade-
each other. Rhetoric apart, not even leading Euro- nauer should be counted among the fathers of
pean politicians are today able to communicate European integration, but Josef Stalin as well.
with each other without an interpreter, and very The Cold War enabled a sense of unity to be
few can make themselves understood to a major- mobilized among Western Europeans, but who
ity of European voters in their own language. can play the role of opposition now in order to
There is no public European debate, no European provide Europeans with a common identity?
political discourse because the political process is
still tied to language. There is an inherent danger that Europe will
choose to define itself vis-à-vis its surrounding
The question of language is basically one of de- third world neighbours and that the Mediterra-
mocracy. The political discussion would be di- nean will become the moat around the Euro-
vided between A and B teams with many ex- pean fort. The creation of a pan-European iden-
cluded because of their lack of knowledge of for- tity risks being accompanied by a cultural exclu-
eign languages if only English and French were sion mechanism. The insistence from some
the official EU languages. At the same time, the quarters to include references to Europe´s
problem of interpreting is becoming insurmount- Christian heritage in a European constitution
able. Some form of functional differentiation will and the resistance to a Turkish membership on
therefore be necessary, making some languages religious grounds are examples of these tenden-
more equal than others. Although this would cies. The search for a European identity in the
have a negative effect on European public opin- form of demarcation against "the others" would
ion in the small member states. lead to a racial cul-de-sac while at the same time
the mixing of races continues to rise in Europe.
Before the enlargement an average 66 per cent of A European identity must therefore be distinc-
"the old" EU citizens were monolingual while 10 tive and all-embracing, differentiate and assimi-
per cent spoke at least two foreign languages. Ire- late at the same time. It is a question of integrat-
land is at one extreme with 80 and three per cent ing the nations of Europe, with their deeply-
respectively, while only one percent of the popu- rooted national and, often, regional identities
lation in Luxembourg is monolingual and no less and to persuade citizens to feel part of a supra-
than 80 per cent speak at least two foreign lan- national community and identity.
guages. In order to function as Europeans and
safeguard our interests, we Swedes must become Can a continent with 500 million citizens and 23
tolerably fluent in at least one other major Euro- official languages really be provided with a de-
pean language apart from English. Swedish re- mocratic constitution? In the ideal scenario for
mains the basis of our cultural heritage and do- the emergence of a European political union, the
mestic political discussions, but in order to play a European Parliament must first be "de-
constructive part in Europe we must develop into nationalised" and this assumes a European
party system. Secondly, it must have the classic

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budgetary and legislative powers. The Council of process of regionalization, Brussels and individ-
Ministers must be turned into a second chamber ual capitals can show that EU is taking its insti-
and the Commission should be led by a "head of tutions closer to its citizens and thereby creating
government" appointed by Parliament. greater scope of cultural and linguistic diversity
than the nation-states have been capable of do-
National parliaments would consequently lose ing. By contributing to a new vision - the
their functions. They would be transformed into Europe of diversity and regional government
regional parliaments and would thus have the based on subsidiarity - the idea of Europe can
same position vis-à-vis Brussels as the parlia- be made more comprehensible and attractive.
ments in the 16 federal German states have today.
It is easier said than done to abolish the democ- In this way, the regional identity can strengthen
ratic deficit by giving greater powers to the par- the emerging European identity. Now that re-
liament in Strasbourg, because the dilemma of gions are increasingly turning to the EU in their
representation versus effectiveness would imme- fight for resources for regional development
diately come to a head. If every parliamentarian and to attract investment, Brussels and the EU
represented about 25,000 citizens, as is the case in will be seen as regionally friendly rather than
Sweden, the gathering at Strasbourg with 27 the national capital.
member nations would have to be increased to
more than 19,000. If in the name of efficiency, the The nation-state is thus being nibbled at from
number was reduced to 500, with constituencies two directions. At the same time, we will ex-
of more than a million citizens and everyone was perience a renaissance for nation-states and re-
guaranteed an equal European vote, Luxem- gions and their gradual merger in a transna-
bourg, Malta and Cyprus would not be repre- tional community. Those who support the re-
sented at all and Sweden would have a maximum gion and nation must not necessarily reject
of 8 representatives in the European Parliament. Europe, but the traditional nation-state with
It might be capable of functioning but could not community-based traditions, identity and loy-
by any means claim to represent a European elec- alty will remain indispensable as a strength and
torate. The democratic deficit would continue. source of political stability. Nation-states are
therefore essential in order to legitimize a new
Europe as an entity can only be achieved with the European order but structural asymmetry, con-
help of and not against nations and their special flicting interests and unexpected courses of de-
characteristics. Therefore the future of the EU velopment will lead to relations between the
rests in the common interests of member states nation-state and European integration that are
and not in the political will of a European people difficult to manage and oversee.
for the simple reason that such a this does not ex-
ist. A forced unifying process produces counter re-
actions in all the member countries. A European
Instead regional and national identities will grow identity is possible only where there is a com-
in importance in a world that is becoming ever- munity of interests among the citizens. The sin-
more difficult to oversee and which is evermore gle market will increase the mobility over the
rapidly changing. Citizens will be living more borders and thereby slowly contribute to the
and more in a state of tension between several emergence of a European identity but it will be
loyalties, their home district, state, nation, Europe one of many complemented by different na-
and the international community, increasingly tional and regional identities such as, for exam-
required to think globally but act locally. New ple, Benelux, Ibero-Europe, the Nordic countries
ancient regimes and new regions are emerging and a within the EU reunited Czechoslovakia.
everywhere in Europe. By actively supporting the

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The increased mobility and the growing immigra- in the classical sense. It will to quote Jacques
tion from non-European countries will strengthen Delors be "an unidentified political object".
the multicultural component that is indispensable
for a new sense of identity. A European 'supra- At the same time, Europe is moving towards the
nationality' will however first be accepted when confederation which Renan referred to. The
there is no hierarchy of national, regional and su- classic national state was born in the 19th cen-
pra-regional identities but when every individual tury, in a world which was characterized by self
sees them as self-evident and as part of their daily -sufficiency and a high degree of economic in-
life. A policy for preserving diversity will thus be dependence, very little spatial and social mobil-
a precondition for creating a European identity, ity and limited communications with others. As
that would not replace the national identities but a result, the state and its territory constituted an
instead create support and strength for political entity which was self-sufficient and finitely de-
institutions that are neither national nor the fined, not just in its national ideology, but also
framework of a European superstate. in reality. As a result of economic integration,
mass tourism, refugee movements, satellite TV,
The hitherto clear links between state and nation etc, this epoch has long since passed.
will thus grow looser. European integration from
this point of view will not mean that a new super- National frontiers have not only become more
state will appear but that power is spread out. open; they are being steadily eaten away and
Cultural identities will remain rooted at the na- diversity within them is increasing. As was the
tional level but will at the same time spread fur- case in the process in which European national
ther down to ever more distinctive regional iden- states developed, the European Union will con-
tities. We will have neither a new European su- tinue to be an elite phenomenon. The lack of
perstate nor sovereign nation-states. Nations will interest which can still be seen in elections to the
not disappear but we will have nations with European Parliament shows that there is a long
smaller states and national cultures with softer way to go. There is lukewarm media interest,
outer casings. the candidates are often unknown and the poll
figures are low. What drives people to the ballot
Cultural nations will thus become divorced from box is more dissatisfaction with domestic poli-
a territory. People will have a sense of belonging tics than a sense of participation in a European
to a special area and its cultural and political his- political process.
tory but this area need not necessarily be linked
to a nation-state with defined territorial bounda- Hence Europe is neither a “communication-
ries. The European political identity could emerge community” nor an “experience-community”, if
in this way while at the same time leaving the cul- we try to anglicize two German concepts. Nev-
tural national or regional identity intact while ertheless both these factors are essential for the
European diversity will not only remain but even development of a collective political identity.
flourish. The democratic deficit can never be abol- An identity of this nature is built up on the basis
ished unless this kind of development takes place, of shared experience, myths and memories –
nor would the project of a European Union be often in opposition to similar elements in other
realized. collective identities, as mentioned before.

With the enlargement the European Union will in Therefore the principal assignment for the
the foreseeable future become a community of “makers of Europe” cannot be to try to give
states without a precedent – something more than Europeans a common identity based on a dis-
a lose association of states but not a federal state tant past in antiquity or the Middle Ages, but
instead to develop political self-confidence and

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an ability to take action which corresponds to sion of power. Cultural identity will continue to
Europe’s role in the next century. Hence, a Euro- be based on the national level, but it will also be
pean identity will not be established by central disseminated downwards to increasingly
directives from Brussels or from the capitals of clearly defined regional identities. We will nei-
member states, or conjured up at seminars or con- ther have a new European superstate nor sover-
ferences. Instead, it will arise because citizens of eign national states. Nations will not disappear.
the individual European states feel that they, per- Instead, we will have nations with fewer state
sonally, have something to gain from integration features, and national cultures with softer
and that, as a result, they say yes to the EU in shells.
their daily referendum.
At the national level, the German national con-
Supranationality will not be accepted until there cept would be retained, but in its original Her-
is a situation in which national, regional and su- dian form, in which a nation does not necessar-
praregional identities are no longer set in a hierar- ily have to be expressed in the form of a state.
chical order. Everyone must feel that all these Johan Gottfried Herder (1744-1803) was both a
identities are self-evident and part of their daily nationalist and an internationalist, who stressed
lives. As a result, a policy based on preserving the concept of cultural patriotism. No people
diversity will be a prerequisite for creating Euro- was superior to any other. Resting on secure
pean identity which neither should nor can re- and solid cultural foundations, each nation
place a national identity, but which is able to sup- could contribute its special characteristics and
port and strengthen political institutions which cultural achievements to an international com-
are neither national nor the framework for a munity of nations.
European superstate.
If we are to achieve this, a narrow nationalism
Questions which involve cultural policy, educa- must be replaced by a healthy patriotism char-
tion and historically based social welfare systems acterized by five patriotic commandments
and values must therefore continue to be the con- which Michael Mertes, Chancellor Kohl’s close
cern of the national state. This involves rendering assistant formulated in an article in Frankfurter
unto the national state what is the national state’s, Allgemeine 20 years ago:
and to the EU what is the EU’s, that is to say a • You shall respect the patriotism of other
security and foreign policy structure, the single nations as much as you wish your own patriot-
market, and a common refugee and immigration ism to be respected by them.
policy. The relationship between a European • You shall be a loyal citizen of the country
identity and national identities might then take to which you belong by birth or by free choice.
the form of a foreign and security policy, in a • You shall accept and respect your
broad sense, which lays the foundations for a neighbour as a compatriot irrespective of his
common European political identity. This means ethnic, cultural and religious background, if he
a “nation” in Renan’s sense, in which the individ- is prepared to be a loyal citizen of the country to
ual can feel a political affinity irrespective of his which both of you belong.
ethnic or geographical origins, without therefore • Your love for your country must never be
needing to feel part of a European “Volk” or of a divided from your love for liberty.
European “national civilization”. • You shall therefore defend your religious
freedom of religion and freedom of thought,
This will loosen up the historical links between and that of your neighbours, and resist all at-
the state and the nation. In this perspective, Euro- tempts to force you or your neighbour into a
pean integration does not mean the emergence of conflict of loyalties between your civic and hu-
a new European superstate, but instead a disper- man duties.

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• You shall not make an idol of your own country, for there are universal values above all na-
tions, including yours.

Ambassador (R) Ingmar Karlsson Emekli Başkonsolos Ingmar Karlsson


Ingmar Karlsson is a member of the High Advisory Ingmar Karlsson, Küresel Siyasal Eğilimler Merkezi
Board at the Global Political Trends Center. He (Global Political Trends Center - GPoT) Yüksek
graduated from the School of Economics, Danışma Kurulu üyesidir. Göteborg Ekonomi Oku-
Gothenburg, and has a BA degree from the lu'ndan mezun olduktan sonra, İsveç'te bulunan
University of Gothenburg, Sweden in Economics. Göteborg Üniversitesi'nde Ekonomi üzerine yüksek
He also holds the degree, Doctor of Divinity from lisansını gerçekleştirmiştir. Kendisi, ayrıca Lund
Lund University and Doctor of Political Science hc Üniversitesi'nde ilahiyat dalında doktora derecesi-
at the University of Vaxjo. He is currently a Senior ne sahiptir. 1967 yılından itibaren İsveç Dışişleri
Fellow at the Center for Middle Eastern Studies at Bakanlığı'nda çalışmaya başlamıştır. Bogota, Viya-
the University of Lund.From 1967 onwards, he has na, Cezayir, Şam, Pekin ve Bonn'da bulunan İsveç
been employed at the Swedish Ministry of Foreign büyükelçiliklerinde çalıştıktan sonra, İsveç Dışişle-
Affairs. After working at the Swedish embassies in ri Bakanlığı'nda Politika Planlama Başkanı ve Bü-
Bogota, Vienna, Alger, Damascus, Beijing and yükelçi ünvanını almıştır. 1996-2001 yılları arasında,
Bonn, he became Ambassador and Head of policy Prag ve Bratislava'da Büyükelçilik yapmış; 2001-
planning at the Swedish Ministry of Foreign 2009 yılları arasında ise İsveç'in İstanbul Başkonso-
Affairs. In 1996 - 2001, he served as an Ambassador losu olmuştur. Kendisi, halen Büyükelçilik ve İsveç
in Prague and Bratislava. Between 2001 and 2009, he Dışişleri Bakanlığı Politika Planlama Başkanı gö-
was the Consul General in Istanbul. Ambassador revlerini yürütmektedir. Büyükelçi Karlsson, Türki-
Karlsson has published 15 books on a variety of ye - AB ilişkileri, Kürt sorunu, İslam ve Avrupa dâ-
subjects including Turkey-EU Relations, Kurdish hil olmak üzere birçok konuda 15 tane kitap yayım-
question, Islam and Europe. lamıştır.

About GPoT
Global Political Trends Center (GPoT) was established as a research unit uder the auspices of Istanbul Kultur University in
2008.

GPoT Center aims to produce innovative and distinctive policy recommendations by analyzing the contemporary trends in
regional and international politics.

GPoT Hakkında
Küresel Siyasal Eğilimler Merkezi (GPoT), 2008 yılında İstanbul Kültür Üniversitesi çatısı altında bağımsız bir araştırma
birimi olarak kurulmuştur.

GPoT bünyesinde yapılan çalışmalar ile bölgesel ve uluslararası güncel siyasal eğilimler analiz edilmekte ve bu konularda
öneriler sunulmaktadır.

*The opinions and conclusion expressed herein are those of the individual author and does not necessarily reflect the views
of GPoT or Istanbul Kultur University.

*Bu çalışmada belirtilen fikirler ve sonuçlar yazarın kendi görüşleridir, GPoT ve İstanbul Kültür Üniversitesi’nin görüşle-
rini bağlayıcı nitelikte değildir.

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Atakoy Campus,Bakirkoy, 34156 Istanbul-TURKEY www.gpotcenter.org

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