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Qualitative Psychology

Recommendations for Designing and Reviewing Qualitative


Research in Psychology: Promoting Methodological
Integrity
Heidi M. Levitt, Sue L. Motulsky, Fredrick J. Wertz, Susan L. Morrow, and Joseph G. Ponterotto
Online First Publication, November 7, 2016. http://dx.doi.org/10.1037/qup0000082

CITATION
Levitt, H. M., Motulsky, S. L., Wertz, F. J., Morrow, S. L., & Ponterotto, J. G. (2016, November 7).
Recommendations for Designing and Reviewing Qualitative Research in Psychology: Promoting
Methodological Integrity. Qualitative Psychology. Advance online publication. http://
dx.doi.org/10.1037/qup0000082
Qualitative Psychology © 2016 American Psychological Association
2016, Vol. 4, No. 1, 000 2326-3601/16/$12.00 http://dx.doi.org/10.1037/qup0000082

Recommendations for Designing and Reviewing Qualitative


Research in Psychology: Promoting Methodological Integrity

Heidi M. Levitt Sue L. Motulsky


University of Massachusetts Boston Lesley University

Fredrick J. Wertz Susan L. Morrow


Fordham University University of Utah
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Joseph G. Ponterotto
Fordham University – Lincoln Center

The current paper presents recommendations from the Task Force on Resources for the
Publication of Qualitative Research of the Society for Qualitative Inquiry in Psychol-
ogy, a section of Division 5 of the American Psychological Association. This initiative
was a response to concerns by authors that reviews of qualitative research articles
frequently utilize inflexible sets of procedures and provide contradictory feedback
when evaluating acceptability. In response, the Task Force proposes the concept of
methodological integrity and recommends its evaluation via its two composite pro-
cesses: (a) fidelity to the subject matter, which is the process by which researchers
develop and maintain allegiance to the phenomenon under study as it is conceived
within their tradition of inquiry, and (b) utility in achieving research goals, which is the
process by which researchers select procedures to generate insightful findings that
usefully answer their research questions. Questions that guide the evaluation of these
processes, example principles, and a flowchart are provided to help authors and
reviewers in the process of both research design and review. The consideration of
methodological integrity examines whether the implementation of fidelity and utility
function coherently together. Researchers and reviewers also examine whether methods
further the research goals, are consistent with researchers’ approaches to inquiry, and
are tailored to the characteristics of the subject matter and investigators. This approach
to evaluation encourages researchers and reviewers to shift from using standardized and
decontextualized procedures as criteria for rigor toward assessing the underlying
methodological bases for trustworthiness as they function within research projects.

Keywords: methodological integrity, qualitative methods, qualitative research, review,


trustworthiness

In the discipline of psychology, qualitative of experience and/or action, including social


research refers to methodical scientific practices processes (e.g., Fine, 2013; Morrow, 2005;
aimed at producing knowledge about the nature Parker, 2004; Wertz et al., 2011). These meth-

In 2013, the Society for Qualitative Inquiry in Psychol-


Heidi M. Levitt, Department of Psychology, University ogy formed a Task Force on Resources for the Publication
of Massachusetts Boston; Sue L. Motulsky, Division of of Qualitative Research. This paper is the product of their
Counseling and Psychology, Lesley University; Fredrick J. efforts. The task force would like to thank Lisa M. Osbeck
Wertz, Department of Psychology, Fordham University; for thoughtful comments in the review process.
Susan L. Morrow, Department of Educational Psychology, Correspondence concerning this article should be ad-
University of Utah; Joseph G. Ponterotto, Division of Psy- dressed to Heidi M. Levitt, Department of Psychology,
chological & Educational Services, Fordham University – University of Massachusetts Boston, 100 Morrissey bou-
Lincoln Center. levard, Boston, MA 02125. E-mail: Heidi.Levitt@umb.edu

1
2 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

ods use natural language and other descriptive nied by examples, to aid researchers and re-
and interpretive forms of human expression in viewers in considering methods across multiple
their data, analysis, and findings. Qualitative qualitative traditions.
research tends to centralize an iterative process In North American psychology journals, the
in which data are analyzed and meanings gen- publication of qualitative methods has been
erated in a fruitful, recursive manner, yielding steadily rising (Hays, Wood, Dahl, & Kirk-
results that gradually produce original knowl- Jenkins, 2016; Ponterotto, 2005a, 2005c). These
edge of psychological life (e.g., Osbeck, 2014; methods (e.g., phenomenology, grounded the-
Rennie, 2012; Wertz, 1999). In view of the ory, discourse analysis, consensual qualitative
pluralism of qualitative research traditions that research) are coming into common practice, es-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

has emerged in psychology over the years, we pecially in research related to counseling, edu-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

have attempted to develop a unified framework cation, health, psychotherapy, and cultural stud-
that can be commonly employed in the design ies. Still, on the whole, qualitative researchers
and evaluation of this kind of research by both remain a minority within psychology and face
researchers and reviewers. This report presup- challenges in communicating and disseminating
poses some familiarity with and expertise in their findings, as do reviewers and editors eval-
qualitative research in general and at least one uating this work.
specific approach. Its recommendations are not
the result of a qualitative analysis nor are they
summarizations of guidelines and recommenda- Challenges for Reviewers and
tions that have been previously suggested. Journal Editors
Rather, they are an attempt to articulate a uni-
fied set of principles concerning the scientific The process of reviewing qualitative research
integrity of the many contrasting approaches for publication can entail a number of compli-
and varied methods of qualitative research that cations for both reviewers and editors of psy-
are currently employed. chological journals.
Although it is not possible to review their
history in the present paper, descriptions of the Training in Qualitative Methods
development of qualitative research methods in
human science can be traced to precursors of Graduate-level education in qualitative meth-
modern psychology, such as Wundt, Vico, ods is relatively recent and still rare within
Dilthey, and James (Danziger, 1990; Wertz, American psychology. Although psychology
2014). Scholars in psychology have been active coursework in qualitative methods is becoming
in developing, teaching, conducting, and dis- more common (Ponterotto, 2005a; Rennie,
seminating research using these empirical meth- 2004), it was not available when most journal
ods in recent years. There is great diversity in editors and article reviewers were in training.
the goals and procedures of contemporary qual- As a result, reviewers with expertise in a subject
itative research (Gergen, 2014), and its fuller area may have in-depth topical knowledge but
integration in the science literature holds great may not be equipped to review the qualitative
promise for both advancing psychology and ed- approach used in a submission. Even reviewers
ucating interdisciplinary and lay audiences experienced with some qualitative approaches
(Gergen, Josselson, & Freeman, 2015). may not be familiar with many others currently
This paper is intended for readers who con- in use. Although reviewers are asked to evaluate
duct qualitative research and for those who have and provide recommendations on manuscripts,
sufficient knowledge to serve as reviewers or their limited knowledge base may foster well-
action editors of submissions for publication. It intentioned but inappropriate appraisals (e.g.,
is not intended to be a justification of qualitative asking authors to include a control group or
research, a prescriptive list of its purposes, nor expecting all qualitative methods to use brack-
a primer for basic terminology in and founda- eting). This situation may result either in the
tions of qualitative research (see Ponterotto, rejection of strong work or the acceptance of
2005b for a useful primer). Instead, we describe weak manuscripts that might comply with
in the paper principles meant to advance quali- methodological rules but do not enhance knowl-
tative research design and evaluation, accompa- edge.
INTEGRITY WITHIN QUALITATIVE RESEARCH 3

Diverse Goals and Approaches to Inquiry it is rare for editors or reviewers, even those
with considerable qualitative expertise, to be
Qualitative research methods in psychology knowledgeable about them all or to be able to
may be rooted within a number of philosophical review them all equally well. It may be chal-
approaches and methodological traditions of in- lenging to identify the level of expertise needed
quiry that have distinct goals, norms, ways of to conduct a review. For instance, reviewers
communicating, and procedures for establishing who have used one version of a design may
trustworthiness (Hunt, 2011). Goals may in- not realize that their view of its legitimate vari-
clude concept clarification, theory development, ants is limited, which can lead to faulty recom-
hypothesis generation, promotion of social jus- mendations (e.g., a realist vs. constructivist
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tice, social transformation, or practical applica- grounded theory study). Reviewers also may
This document is copyrighted by the American Psychological Association or one of its allied publishers.

tions—and necessitate the tailoring of methods not know what design is used in a submission
to each project’s particular purpose. For in- until they agree to conduct the review and then
stance, certain methods might best bolster a may feel obliged to complete the review, even
systems-level inquiry when applied toward ef- when they are not firmly grounded in its ap-
fecting social change, but different methods proach.
might be required to develop an empirically
based description or theory of that same topic. Knowing Whom to Trust
Depending on their philosophical assumption,
methods might be conceptualized variously and Editors often are presented with conflicts in
distinct sets of procedures might be valued. For reviews that can be traced to varying levels of
instance, whereas some approaches prioritize expertise among reviewers. For example, one
the demonstration of reliability across investi- reviewer who is skilled in qualitative research
gators, others prioritize the depth of engage- design may have only minor concerns that are
ment of one investigator (e.g., Giorgi, 2009; drowned out by stronger inaccurate criticisms of
Hill, 2012). Whereas some methods might de- reviewers who are less familiar with these meth-
scribe their procedures in a list of steps laid out ods. That reviewer may make recommendations
at the outset of projects, others view their pro- (e.g., the use of a hierarchy of findings) that do
cedures as shifting in response to developing not fit with the design in manuscript being re-
findings (e.g., Braun & Clarke, 2006; Hosh- viewed (e.g., a discourse analysis). It can be
mand, 2005). challenging for editors to know whose review to
This diversity can create difficulties in the prioritize, whether additional reviews are nec-
design and review process, as authors and re- essary, and when to invite further clarifying
viewers are faced with research based upon a conversation between reviewers and authors.
complex set of considerations rather than upon
adherence to a single established set of proce- Challenges for Authors
dures. For example, authors may need to con-
sider how to adjust their qualitative methods Additional challenges to publishing qualita-
when conducting research with new goals, phil- tive research arise from the perspectives of au-
osophical assumptions, or types of participants. thors preparing submissions. Journal expecta-
Similarly, reviewers may need to adjust expec- tions may be inconsistent or inappropriate.
tations (e.g., that a priori operationalized defi-
nitions of key concepts be presented as required Inconsistent Design and Review
for hypothesis testing) to fit the goals of specific Expectations
qualitative research projects (e.g., to define con-
cepts or generate hypotheses). Action editors When authors are engaging in research de-
with a flexible understanding of the principles sign, they may be flummoxed by the multiple
underlying variations in method are essential. sets of recommendations that are tailored to-
ward specific methods, philosophical stances, or
Knowing What We Do Not Know content areas and their intersections (e.g., Guba
& Lincoln, 2005; Hill, 2012; Kidd & Kral,
Given the variety of qualitative approaches 2005). Although increasing numbers of journals
and their underlying philosophical assumptions, publish qualitative research, there is little con-
4 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

sistency in the types of information to be in- clude detailed methodological information


cluded in reports. Because these expectations such as complete interview protocols, recruit-
can differ by reviewer, it may be impossible for ment scripts, comprehensive demographic in-
researchers to know what to expect, even within formation, and supporting pictures or record-
the same venue. For example, some reviewers ings, as well as result descriptions that
seek detailed information on investigators’ re- include more quoted material than might fit
flexivity (examining their own process of en- within a printed version.
gagement) or ontological/epistemological
framework, whereas others discourage the in-
clusion of this information. Authors are left Challenges Related to the Transition
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

uncertain and may be penalized for either inclu- Toward Qualitative Methods
This document is copyrighted by the American Psychological Association or one of its allied publishers.

sions or omissions.
In addition to the aforementioned advances in
Page Limits and Inappropriate understanding qualitative methods, there have
Publishing Guidelines been some attempts to support this research in
psychology that have controversial implica-
Authors face a difficult challenge to adhere to tions.
a journal’s maximum page or word limit and
include all the important information. Editors Reducing Methods to Singular Variants or
who object to dividing large qualitative studies to Key Procedures
into publishable sections may mistake this divi-
sion as piecemeal publication—that is, the un- To aid with the problem of reviewers’ limited
necessary division of research from one data set information about diverse qualitative methods,
into separate articles. Qualitative research tends some journals have made available to their re-
to require space not needed by quantitative stud- viewers guidelines to enhance reviewing, in-
ies, because its presentation often requires in- cluding lists of key procedures associated with
depth rationale for methodological choices, specific methods (Letts et al., 2007) or a list of
demonstrations of how the data analysis led to questions (Mallinckrodt, 2010) that orient re-
the findings, and natural language exposition of viewers to procedures that enhance trustworthi-
findings with quotations. Also, findings are of- ness. Although these efforts might benefit a
ten context-dependent and may require exten- naïve reviewer, procedure-based evaluations of
sive descriptions of conditions and contexts in rigor tend not to invite the consideration of
order to be intelligible. As a result, authors are integrity with specific reference to investiga-
in a position where they must choose to either tors’ research goals, approaches to inquiry, or
explain their method clearly or present their study characteristics, which may require cre-
results persuasively. This concern may be even ative procedural innovation. Also, versions of
more acute for mixed methods researchers, de- an approach by the same name might use dif-
spite growing interest in funding multimethod ferent procedures and terminology (cf., Braun &
projects by the US National Institutes of Health Clarke, 2006; Krippendorff, 2013). For in-
(http://sigs.nih.gov/cultural/Pages/default.aspx, stance, what leading researchers (Bryant &
November 7, 2013). Charmaz, 2010; Rennie, 2000) and originators
A helpful trend has begun in which some of the method (Glaser, 1998; Strauss & Corbin,
journals allow extra pages for qualitative man- 1990) each called grounded theory differs in
uscripts, ameliorating this problem to some terms of procedures, language, and philosophi-
extent. For instance, the Journal of Counsel- cal frameworks, even though there are com-
ing Psychology permits 10 extra pages for monalities among approaches under the rubric
qualitative manuscripts (shifting their page of grounded theory (Fassinger, 2005). A proce-
limit from 35 to 45 pages), which aids their dural approach to reviewing can result in con-
authors in submitting research that reviewers flicting reviews, with reviewers referencing al-
can appropriately evaluate. The availability of ternate variants of a qualitative research
the option for online supplements to an article tradition. Also, it discourages the appropriate
is another useful development for qualitative adaptation of established designs and the devel-
researchers. Online supplements might in- opment of new methods (e.g., Charmaz, 2014).
INTEGRITY WITHIN QUALITATIVE RESEARCH 5

Question-Guided Versus Fixed-Procedure articles repeatedly; reviewers face uncertainty


Research Design when evaluating articles; and editors make de-
cisions based upon inconsistent advice. In rec-
Although procedurally driven descriptions of ognition of these multiple systemic challenges,
methods can be helpful primers when first learn- the Society for Qualitative Inquiry in Psychol-
ing a particular approach, the framing of qual- ogy, a section of Division 5 (Quantitative and
itative methods as rigid sets of procedures can Qualitative Methods) of the American Psycho-
lead to the faulty assumption that a mechanical logical Association, formed the Task Force on
adherence to established steps is ideal. In his Resources for Qualitative Research Publication
classic critique of psychological research prac- to develop resources that could facilitate the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tices, Bakan (1967) referred to this flaw as publication of high-quality qualitative research
This document is copyrighted by the American Psychological Association or one of its allied publishers.

methodolatry, in which psychology was ac- in psychology. To advance the state of qualita-
cused of idolizing adherence to fixed methods tive research, the task force sought to develop a
rather than flexibly utilizing methods suited to unified approach to considering trustworthiness
the research questions. He suggested that, in- while maintaining the flexibility needed to ac-
stead of using methods to further inquiry, psy- commodate the diversity of research approaches
chologists have restricted their inquiry to fit and their appropriate adaptation across studies.
established methods. Defining rigor as adher-
ence to rigid sets of procedures may lead to the A Diversity of Qualitative Research
inappropriate rejection of research when inves- Approaches and Goals
tigators have innovated or adjusted procedures
in accordance with their unique subject matter, Qualitative researchers pursue a variety of
goals, research questions, and other important research goals and often do so within diverse,
characteristics of their studies. established traditions. It can be challenging for
authors and reviewers to understand and assess
Valuing Qualitative Methods Only When the validity of research conducted according to
Quantified or Supplemental such distinct goals and approaches. One line of
work that has been successful in raising psy-
Although the publication of qualitative meth- chologists’ awareness of the methodological
ods in psychology is on the rise, a recent review pluralism of dominant qualitative traditions typ-
(Eagly & Riger, 2014) of the state of feminist ifies them in categories, such as post-positivist,
psychological science found that qualitative re- constructivist-interpretive, and critical-ideolog-
search that is not part of a mixed method design ical paradigms (Guba & Lincoln, 2005; Pon-
was uncommon in the high citation journals terotto, 2005b). Although these categories are
examined, with some editorial policies having not inclusive of all qualitative approaches, and
required qualitative findings to incorporate distinctions among ontology, epistemology, and
quantification (Frieze, 2013; cf. Hesse-Biber, method are not always clear (Staller, 2013), the
2016). This state of affairs is of particular con- delineation of these three traditions has sup-
cern because the value of using qualitative ported diversity in the methods and goals of
methods to explore the experiences of women qualitative research (Creswell, 2013; Morgan,
and other marginalized people has been com- 2007).
pellingly established in feminist and multicul- Because these three paradigms are reviewed
tural scholarship. The review concluded that elsewhere in detail (see Morrow, 2005; Pon-
psychology pays “negligible attention to episte- terotto, 2005b), we briefly describe only the
mology” (Eagly & Riger, 2014, p. 698), which central tenets of these traditions in order to
limits the qualitative research traditions under- encourage an appreciation of the variety of
stood and accepted for publication. methods and goals that may be at play when
The costs of these problems in the field are designing and evaluating qualitative research.
high. Contributing to many of these challenges The goal of science for post-positivist research-
are conflicting ideas on how rigor in qualitative ers is to use an objective approach to analysis in
research should be understood. Qualitative re- order to proffer explanations or make predic-
searchers receive contradictory design advice tions, while working to minimize human error
and unhelpful reviews and need to resubmit and biases. Constructivist-interpretive re-
6 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

searchers seek to use dialogical exchanges with norms concerning good scientific process are
participants in order to uncover meanings that used in both designing and reviewing research.
are held by sets of people or systems, while We hope to synthesize the literature on these
exemplifying their process of analysis in order processes and to identify central theoretical
to illustrate and make transparent their interpre- principles that can replace a cookbook approach
tive processes. For critical-ideological re- to these tasks. We aim to develop a framework
searchers, the purpose of the research may be to that respects the diversity and complexities of
unmask and disrupt privilege, power, and op- qualitative research methods (e.g., Gergen,
pression for the sake of liberation, transforma- 2014). We do not propose to replace methods
tion, and social change, using their perspectives themselves, close down discussion of differ-
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overtly as a lens to guide the analysis of their ences among research designs, nor hinder their
This document is copyrighted by the American Psychological Association or one of its allied publishers.

data and report on their findings. development by setting in place a new set of
In addition to these three frameworks, there fixed procedural rules. Rather, we propose foun-
are other well established and developing ap- dational principles that can complement discus-
proaches to qualitative research worthy of rec- sions of specific research methods, promote di-
ognition. The phenomenological approach has a alogue, and support the continued evolution of
hundred-year interdisciplinary history of devel- qualitative methods.
oping qualitative methods for the study of lived The process of writing this article was char-
experience that include descriptive, interpretive, acterized by theoretical collaboration across
and narrative variants in psychology (Churchill psychologists in different specialty areas (coun-
& Wertz, 2001; Giorgi, 2009; Wertz, 2005, seling, clinical, and human development) who
2014). The pragmatic approach, which may use have used a variety of qualitative methods in
multiple methods to achieve practical aims, is research on diverse topics and cultural identi-
focused on solving problems that may be de- ties. We have taken deliberate steps to avoid
fined by multiple stakeholders in order to yield imposing the values and procedures associated
consequences that serve human interests in with any one qualitative tradition or method
complex institutions from education to business within this work. The task force chair initially
to psychotherapy (Fishman, 1999; Patton, proposed a draft based upon her prior work
2015). These five categories of traditions are not (Levitt, 2014, 2015a, 2016a). Then, the Task
mutually exclusive and are not meant to be Force extended the consideration of the litera-
exhaustive. Research practices along each of ture on trustworthiness, and the ideas in the
these lines are in a continual process of fluid draft were sharpened and their relevance broad-
interchange, innovation, and change. New ap- ened over a 2-year period. The group project
proaches, such as the currently growing arts- was co-constructive in nature in that writing,
based or performative inquiry (Gergen & Ger- reviewing, and revising followed an iterative
gen, 2012), may rise in influence as methods process. Input on the final document was trian-
evolve over time. Nevertheless, an appreciation gulated across the writing team, independent
of the distinctiveness of various goals and tra- qualitative research experts, and discussions at
ditions of qualitative projects facilitates a various conferences (Levitt, 2015b; Levitt,
needed understanding of diversity in both the Bamberg, Josselson, & Wertz, 2016; Levitt,
design and the review of research. Morrow, Wertz, Motulsky, & Ponterotto, 2014;
Levitt, Motulsky, Wertz, & Josselson, 2015;
Task Force Aims and Procedures Levitt, Motulsky, Wertz, Josselson, & Pon-
terotto, 2015) with professional audiences inter-
To meet their charge to provide resources to ested in qualitative research and then was sub-
support the design and evaluation of qualitative mitted for review. As such, the authors of this
research, the task force developed this paper. Its report believe that its content can speak equally
purpose is to further thinking about qualitative well across methodologies as well as to both
methods by articulating a systematic method- seasoned and novice qualitative researchers and
ological framework that can be useful for re- reviewers.
viewers and authors as they design and evaluate In the process of seeking feedback, we twice
research projects. These two processes are in- sent drafts of our paper to a group of indepen-
evitably intertwined because the same sets of dent qualitative researchers selected for their
INTEGRITY WITHIN QUALITATIVE RESEARCH 7

expertise and leadership roles across a wide facts or meaning units, extraction of similari-
range of qualitative traditions and research foci ties, discrimination, arrangement, and emphasis
(i.e., Valerie Futch, Michelle Fine, Mark Free- are common across many domains of science
man, Marco Gemignani, Kenneth Gergen, Mary and that these are also the basic elements of
Gergen, Joseph Gone, Clara Hill, Ruthellen Jos- qualitative inquiry” (2014, p. 34). She argued
selson, Linda McMullen, and Cynthia Winston) that inferential processes, such as inductive rea-
and invited comment. At both points, the con- soning, explanation, and model-based reason-
sultants’ responses were considered by the task ing, are common to scientific understanding as
force and informed the evolving manuscript. well as the hermeneutic circle, in which there is
Most of the feedback focused on challenges in continual reflective movement among aspects
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articulating the ideas in the paper across a range of a text and its whole.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

of research traditions. The task force was care- Wertz extended a bottom-up approach, re-
ful to be attentive to this feedback, leading to flecting upon and then identifying the analytic
revisions that made the principles more inclu- procedures within phenomenological and exis-
sive. By the second review, feedback indicated tential inquiry (e.g., Wertz, 1983); these prac-
that most of the reviewers viewed the manu- tices were subsequently found through the di-
script as clearer and improved in its fit with their verse history of qualitative psychoanalytic
approaches. The task force followed up in con- research (Wertz, 1987). Most recently, the com-
versations when they were unsure how to ad- parative study of qualitative analysis by experts
dress reviewers’ concerns. The coauthors made in five current approaches (phenomenology,
changes to address the final clarification re- grounded theory, discourse analysis, narrative
quests and came to consensus on those changes. research, and intuitive inquiry) yielded a de-
Because there is no common language that scription of common attitudinal and analytic
crosses methods and traditions, we recognize practices that were traced through the history of
that readers may need to translate our terms into psychology in such inquirers as those of Freud,
the language of their own preferred approaches, James, Flanagan, Maslow, and Kohlberg (Wertz
as providing terms and examples from all epis- et al., 2011). Such commonalities included open
temologies and methods would be too cumber- reading, empathic immersion, differentiating
some. For instance, “data collection” is used to data units, distinguishing implicit meanings in
refer to varied processes such as data identifi- context, identifying emergent structural pat-
cation, coconstruction, or fieldwork. “Analysis” terns, modifying findings in view of counterin-
encompasses processes such as coding, catego- stances, reflexivity, and the critical evaluation
rizing, or the use of reflexive self-examination of limitations. In addition to distinctive proce-
by researchers. Similarly, at points the phrasing dures developed within each tradition, multiple
might seem too realistic for some readers or too traditions articulated similar practices in varied
postmodern to others. With this caveat, how- terms, such as eidetic analysis by phenomenol-
ever, the underlying ideas presented have been ogists and the hermeneutic circle by interpretive
found compelling by researchers across many researchers (Wertz et al., 2011).
traditions and methods. Rennie (2012) described a cycle involving
four inferential processes utilized within a num-
A Singular Framework for Methodological ber of qualitative traditions. Although his writ-
Integrity ings provide a depth of description on each
process, we briefly summarize them here: (a)
In proposing principles concerning the design drawing forth meaning via the researchers’ re-
and evaluation of diverse features and processes flection on the data about what is important
of qualitative methods and traditions in psy- (eduction), (b) formulating an approximation of
chology, the crucial question arises of whether the inherent meaning (abduction), (c) deciding
qualitative approaches have a sufficiently that further analysis could provide useful evi-
shared basis for unitary norms. This question dence (theorematic deduction), and (d) seeking
has been considered by Rennie (2000, 2012), out commonalities after adding new data to the
Wertz (1983, 1999; Wertz et al., 2011), and set under consideration (induction). Depending
Osbeck (2014). Osbeck developed the thesis on the approach (Rennie, 2012), qualitative re-
that “the basic processes of selection of relevant searchers use these processes to move in either
8 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

direction between the analysis of portions of vidual studies. We describe these processes
data or holistic experiences of phenomena. conceptually, rather than operationalize them in
Thereby, the process of induction becomes self- terms of procedures, as they drive the selection
correcting, and cycling among these stages of specific procedures and undergird their value
gradually refines the meaning generated. This of specific methods and procedures (see Levitt,
cycling eventually leads to some stability in Neimeyer, & Williams, 2005 on the function of
conceptualization that signals the end of the principles).
analytic process. This four-step version of me- These three concepts—integrity and its con-
thodical hermeneutics was put forward as a stituent components of fidelity and utility—
justification of qualitative methods (see Levitt, concern all aspects of research, including the
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Lu, Pomerville, & Surace, 2015). delineation of the topic of research; the critical
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Across these three attempts to compare ana- literature review; the research goals; the philo-
lytic processes among research traditions, it sophical and methodological tradition em-
may be of interest to future methodologists that ployed; the formulation of questions; proce-
hermeneutic processes, such as cycling between dures such as researcher reflexivity, participant
parts and the whole of a dataset, have emerged selection, data collection, and analytic steps; the
as central features. For our purposes, however, articulation of study implications, the audience,
these theories of commonality provide support and report presentation. Here, however, we fo-
to pursue a singular framework for generating cus on research constituents of prime concern to
meaning across qualitative methods. evaluation and design— data collection and
analysis.
Methodological Integrity as the Basis for Methodological integrity. Trustworthiness
Trustworthiness in Qualitative Research is a term that has been used across qualitative
traditions and epistemologies to indicate the
Over time, criteria have been recommended evaluation of the worthiness of research and
for appraising rigor, or trustworthiness, in qual- whether the claims made are warranted,
itative research that are congruent with particu- whereas other terms such as credibility and va-
lar epistemological approaches (e.g., Guba & lidity have been associated with specific per-
Lincoln, 2005; Morrow, 2005). In addition to spectives (e.g., Denzin & Lincoln, 2005).
these recommendations, there are a variety of Whereas the term trustworthiness describes the
excellent guidelines for conducting and review- degree to which researchers and readers are
ing qualitative research that outline desirable convinced that a research study has captured a
features of single designs (e.g., Fassinger, 2005; significant experience or process related to their
Fine, 2013; Gilligan, 2015; Gilligan, Spencer, topic (e.g., Denzin & Lincoln, 2005; Morrow,
Weinberg, & Bertsch, 2003; Hill, 2012; Hosh- 2005), we use the term integrity to specify the
mand, 2005; Kidd & Kral, 2005; Suzuki, Ahlu- methodological basis of that confidence. It is
walia, Mattis, & Quizon, 2005; Wertz, 2005). A distinct from elements of trustworthiness that
smaller number of papers describe procedures are not based upon method (e.g., reputation of
associated with rigor across qualitative methods authors, aesthetic elements of presentation, con-
(e.g., Elliott, Fischer, & Rennie, 1999; Letts et vergence of findings with readers’ prior experi-
al., 2007; Levitt, 2014; Morrow, 2005; Parker, ences and expectations).
2004; Stiles, 1993; Tracy, 2010; Wertz et al., Integrity is the aim of making decisions that
2011; Williams & Morrow, 2009). best support the application of methods, as eval-
Emerging from our consideration of this uated in relation to the following qualities of
body of work, we propose an overarching con- each study. Integrity is established when re-
cept, methodological integrity, as the method- search designs and procedures (e.g., autoeth-
ological foundation of trustworthiness. Within nography, discursive analysis) support the re-
this, we distinguish two constituents, fidelity search goals (i.e., the research problems/
and utility, at the core of methodological integ- questions); respect the researcher’s approaches
rity. The overarching concept of integrity unites to inquiry (i.e., research traditions sometimes
these two concepts and addresses the way they described as world views, paradigms, or philo-
both are to be considered when selecting and sophical/epistemological assumptions); and are
evaluating methods and procedures within indi- tailored for fundamental characteristics of the
INTEGRITY WITHIN QUALITATIVE RESEARCH 9

subject matter and the investigators. Relevant demonstrate an aspect of experience or a pro-
characteristics related to the subject matter in- cess. In ethnographic research, fidelity of data is
clude both its qualities and the qualities of the enhanced through immersion in a system or
research participants or data sources that influ- culture. Multiple expressions or portrayals of
ence the communication about the subject and phenomena with equally high fidelity can exist
engagement in the study (e.g., the complexity of because there are many ways in which the re-
the subject matter, verbal ability or insightful- searcher can achieve authentic closeness to and
ness of data sources/participants, participants’ intimacy with the phenomenon under study.
commitment or ability to participate in re- Utility in achieving goals. The second core
search). Relevant characteristics related to the process, utility, refers to the effectiveness of the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

investigators include their identities, statuses, research design and methods, and their syner-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

and lived experiences (i.e., whether similar or gistic relationship, in achieving study goals—
different from the topic studied) and the re- answering questions and/or resolving problems.
sources they bring to support the research and Our framing utility as a study’s success in meet-
its dissemination. We propose that integrity be ing its goals specifies the functional referent of
understood as the establishment of fidelity and the utility assessment (i.e., method as useful
utility as a functional synergy among these fea- toward what end?), rather than identifying de-
tures of a study and with each other. This con- contextualized procedures at specific phases of
text-driven approach to design and evaluation research activity. Like fidelity, the consider-
cookbook contrasts with approaches in which methods are ation of utility is at play throughout the research
approach expected to adhere to fixed procedures. We now
turn to defining the concepts of fidelity and
endeavor.
Decisions about utility are best understood
utility and to providing examples of their func- within the parameters of a specific study. Re-
tion in achieving integrity. searchers might determine their questions or
Fidelity to the subject matter. We de- analytic tools to enhance the ability of their
scribe fidelity as an intimate connection that findings to meet their goals. These goals can
researchers can obtain with the phenomenon include varied aims, such as galvanizing social
under study. Many qualitative researchers in action, deepening understandings and descrip-
psychology structure their data collection to tions, or developing hypotheses. The question is
capture the Erlebnis—the lived experience of whether the research decisions enable a project
the participants or phenomenon—reaching veri- to make contributions that fulfill its stated goals.
similitude through thick description (Geertz,
1973; Ponterotto, 2006). Our recommendation
is that researchers select methods to enhance Guidelines for Considering Central
fidelity, regardless of whether they view the Processes: A Framework for
phenomena under study as social constructions, Understanding Integrity
existential givens, unmediated experiences, em-
bodied practices, or any other kind of subject Having identified core evaluative processes,
matter that may be reflected in data and analy- guidelines can be put forward on how best to
ses. That is, fidelity to the research phenomenon consider these processes in data collection and
is not tied to any one epistemological perspec- analysis. The following section outlines four
tive or world view. features of each process that can assist research-
Data may be procured by inviting partici- ers and reviewers in considerations of research
pants to interview or describe their experiences, design and demonstrates how each feature can
with great attention to gaining access to the be considered in light of a study’s methods,
often covert and internal experiences of partic- goals, inquiry traditions, and characteristics to
ipants that may be challenging to observe. Also enhance integrity (see Figure 1). We present a
common in qualitative research is the collection principle relevant to each feature in the context
of discursive or observational data as a basis for of a common research dilemma. These princi-
the analysis of social and linguistic practices. ples describe the methodological norms that
Other times, data may be selected from existing underpin the design and review process and
texts or dialogical exchanges, again with atten- explicate the type of thinking that can aid in
tion to selecting data that have the potential to both qualitative design and review. Then, re-
10 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

Concepts Re: Fidelity to Subject Concepts Re: Utility in Achieving Goals

Data Collection
Adequate Data: C
Contexualization:
Are the data adequate? Are data contextualized and limits clear?
A
Principle: Fidelity is improved when data are collected from Pr
Principle: Considering findings within their appropriate
diverse sources that can shed light upon variations in the context (e.g., location, culture, historical epoch) improves
co
phenomenon as they are relevant to the study goals. their utility.

Perspective Management in Data Collection: Catalyst for Insight:


Is the researcher perspective in data collection Can the data lead to insights relevant to the
managed to enhance fidelity? project goals when analyzed using the method
Principle: Fidelity is improved when investigators recognize and
under study?
are transparent about the influence of their perspectives upon data
Principle: Collecting data that are unconstrained and provide
collection and appropriately limit that influence to obtain clearer
rich grounds for insightful analyses will maximize the utility of
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representations of their phenomenon--regardless of the researchers’


the research.
direct experience with or standpoint in relation to that phenomenon.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Perspective Management in Analysis:


Is the researcher perspective in data analysis managed
d
Data Analysis
is
to enhance fidelity? M
Meaning Contributions:
Principle: Fidelity is increased when researchers consider how Are the findings meaningful contributions
A
their perspectives influenced or guided their analysis (e.g., toward the project goal?
to
suspending, countermanding, or consciously using their Principle: Using methods that enable a meaningful
perspectives, depending on their approach to inquiry) in order to contribution in relation to the study goals increases
enhance their perceptiveness in their analysis. utility.

Groundedness:
Are the findings grounded within the data that supports
their understanding? Coherence:
Principle: Fidelity is enhanced when findings are based within data that Are the meanings of findings coherent with
support understanding. one another?
Principle: Delving into differences within findings and
explaining how they relate to one another will enhance
the coherence within the findings and their utility.

Figure 1. Flowchart to exemplify considerations of methodological integrity in research


design and evaluation.

flections upon how these principles can be ap- variations in the phenomenon as they are rele-
plied in the design and review processes follow. vant to the study goals. With this principle, we
wish to stress that, across traditions and quali-
Fidelity to the Subject Matter: Guidelines tative research designs, adequacy of data refers
and Principles not to a simple “magic number” of interviews or
participants (Morrow, 2005). Rather, it asks re-
Qualitative researchers are concerned with
searchers to consider how well they gain access
gathering and developing findings from data
to the comprehensiveness of and variations in
that provide a clear and vivid portrayal or ex-
the subject matter. Within the scope of the re-
cerpt of the phenomenon as it is understood
within the traditions or perspectives in use (e.g., search question, they consider the kinds and
as real, interpreted, or constructed). Data may sources of data that will allow them to meet
be compiled in many ways, including inter- their goals (Levitt, 2015a; Morrow, 2005). Fol-
views, texts, documentation of events (e.g., me- lowing from this understanding, differences
dia, diaries), arts-based videos/photos, partici- among sources of data (e.g., participants, texts)
pant observations, archival materials, or are seen as a strength in qualitative designs as
researchers’ reflections. In all, considering fi- researchers seek to develop results that are rich
delity will help researchers and reviewers hold and encompassing. This latter consideration is
in mind the complexities and variety of the particularly relevant for research goals that
phenomena under study as well as the expres- would be furthered by representing perspectives
siveness of the data. Guidelines for achieving that might be marginalized if not deliberately
and evaluating fidelity follow, with the first two integrated (Mertens, 2012).
focused on data collection and the second two In contrast to those quantitative studies that
on the analytic process. seek larger samples to create representative
Adequate data. The principle we suggest findings, qualitative studies tend to require
is: Fidelity is improved when data are collected smaller numbers of participants (with some ap-
from diverse sources that can shed light upon proaches, such as autoethnography, psychobi-
INTEGRITY WITHIN QUALITATIVE RESEARCH 11

ography, or case studies focusing only on one nor beneficial. Instead, developing a rationale
person or case); thus, adequacy of data depends for the types of diversity sought in relation to
not on numbers of participants, but on the qual- the research question can help researchers meet
ity and sufficiency of information as it provides their project goals.
close access to the richness of the subject mat- Applying this principle in research review.
ter. In other words, trustworthiness of qualita- The proposed principle can assist in the evalu-
tive research may not come from conducting a ation of adequacy of data. Reviewers will want
comprehensive mapping of variation within the to keep in mind that the number of participants
population, but rather from selecting experi- by itself is not the criterion of adequacy for
ences that map the variation within a phenom- most qualitative analyses (Morrow, 2005) and
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

enon (Levitt, 2016c). instead to consider the sources of data in rela-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

Applying this principle in research design. tion to the most important forms of diversity
Because trustworthy qualitative analyses pro- and the purposes and claims made. For instance,
vide analogical accounts with enough context, if in a paper on the psychological experience of
description, and flexibility for readers to make recovery from hysterectomies the researchers
judgments and apply them to a wide range of have interviewed only patients who have had
variations (Osbeck, 2014), researchers need to this surgery because of a cancer diagnosis,
strategically decide which forms of variations to rather than for other reasons (e.g., sex reassign-
seek in their data collection. By consulting the ment surgery), the reviewer might suggest that
research and theoretical literature, conducting the authors either broaden their data collection
initial analyses, immersing themselves in the or narrow the scope of their paper, because their
context or culture of interest, or analyzing their data collection would be inadequate to address
direct experience with the phenomenon (e.g., the experiences of hysterectomy broadly. In re-
via ethnography), researchers can become fa- viewing a study with smaller numbers of par-
miliar with the characteristics of subject matter ticipants (or a single participant), as described
and how to represent diversity effectively. Di- in the previous section for authors, a reviewer
versity may be incorporated in many ways, in- would consider if the study has captured diver-
cluding through the collection of data from mul- sity within the experience of the phenomenon so
tiple sources (e.g., texts from multiple religions), that the understanding has fidelity in relation to
sources who have a reflective and longstanding the question posed. Even if the diversity within
engagement with a topic across contexts (e.g., a study is extremely limited, as in a case study,
extensive lived experiences), or sources who research can have adequate fidelity by adding a
hold multiple viewpoints (e.g., recruiting perpe- new perspective to the literature. For instance, a
trators and victims), and may accumulate across paper on African American men’s experiences
studies (e.g., with case studies building upon of a disability may select sources solely from
prior work). that one identity group but may contribute a
Researchers are not expected to collect data new understanding to the literature, improving
from participants with every form of diversity; its fidelity.
instead, forms of diversity should be considered Perspective management in data collection.
in relation to the study goal. For instance, in The proposed principle is: Fidelity is improved
research on psychotherapy, researchers might when investigators recognize and are transpar-
centralize diversity in psychotherapy orienta- ent about the influence of their perspectives
tion; however, in a study on sexuality, research- upon data collection and appropriately limit that
ers might prioritize diversity in sexual orienta- influence to obtain clearer representations of
tion. In other work, the most relevant variety of their phenomenon—regardless of the research-
diversity might be across forms of a phenome- ers’ direct experience with or standpoint in re-
non (e.g., different contexts or types of an ex- lation to that phenomenon. This principle rec-
perience) rather than a demographic character- ognizes that investigators have perspectives and
istic of participants. Although considering how life experiences that can influence their research
cultural factors may influence a phenomenon is process and which may be similar (e.g., as a
strongly advised, simply expecting that all qual- member of the group that she or he is research-
itative studies include data sources across all ing) or dissimilar to the participants or view-
demographic variables may be neither realistic points they investigate. In either case, qualita-
realist
12 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO perspective

tive researchers who recognize and evaluate provide guidance to authors in this respect. Re-
their impact upon data collection can maximize flexivity and the use of reflective strategies in
fidelity and assist readers in understanding the reports of data collection strengthens fidelity by
influence of the researchers’ perspectives upon allowing readers to see how authors obtained a
the data. Although the strategies of inquiry (e.g., picture of their phenomenon while restricting
types of participants selected, topic of inquiry) the influence of their own perspectives.
may be influenced by their values, questions, Perspective management in data analysis.
and methods, researchers should not engage in The principle is: Fidelity is increased when re-
data collection seeking only to confirm their searchers consider how their perspectives influ-
own perspectives but instead strive to be open to enced or guided their analysis (e.g., suspending,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

all responses— even when they plan to use a countermanding, or consciously using their per-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

certain perspective (e.g., critical analysis) to spectives, depending on their approach to in-
guide their analysis. quiry) to enhance their perceptiveness in their
Applying this principle in research design. analysis. Within the process of qualitative anal-
Researchers often use reflective strategies that ysis (as opposed to data collection), researchers
structure the examination and limit the effects tend to use two main strategies to manage their
of their perspectives upon the data collected. own perspectives and preserve fidelity. In the
Procedures developed in qualitative traditions first approach, researchers act to limit the ef-
include the use of bracketing (Giorgi, 2009; fects of their prior knowledge and theories upon
Wertz, 2005), in which researchers set aside the analysis by developing self-awareness and
ideas that might interfere with or inappropri- acting to suspend or challenge these prior con-
ately guide data collection. In addition, reflex- ceptions, such as in phenomenological,
ive journaling or memoing can help researchers grounded theory, and participatory action re-
identify their assumptions and the ways they search investigations (Giorgi, 2009; Glaser &
might influence the data, even when researchers Strauss, 1967; Kidd & Kral, 2005). These ap-
do not believe that they can completely elimi- proaches orient the researcher to better draw
nate the effects of these assumptions (i.e., “fal- forth understandings that are presented in the
lible bracketing”; Rennie, 2000). Interview- data and might be obstructed by the researchers’
related strategies to manage researchers’ perspectives. A second approach is for investi-
perspectives include seeking a wide range of gators to use theoretical frameworks as the ve-
data, using nonleading language when asking hicle for their analysis—such as when using
questions, using open-ended questions, and feminist, multicultural, and critical lenses to
closely following the interviewee (Josselson, analyze data (Fine, 2013; Gilligan, 2015). These
2013); asking participants to consider what has approaches permit researchers to observe dy-
not been asked (Levitt, 2015a); considering how namics that are marginalized, inaccessible to
the relational dynamics between the interviewer participants, or that are masked within dominant
and participant impact the quality of data con- narratives. In either case, interrogating the ways
structed (Gilligan, 2015; Josselson, 2013; Polk- in which researchers’ perspectives influence
inghorne, 2005; Rogers, 2000); or strategically their analyses and taking steps to sharpen their
using leading questions to check the reliability perspicacity increases fidelity (Rennie, 1995).
of answers or verify interviewers’ interpreta- Applying this principle in research design.
tions (Kvale & Brinkmann, 2009). Strategies for managing researchers’ perspec-
Applying this principle in research review. tives exist within many inquiry traditions and
In examining a manuscript, a reviewer would may include independent coders, self-reflective
seek evidence that authors considered how their journaling, dialogue with participants, or appli-
own values and experiences might have influ- cation of a critical perspective. Other strategies
enced the data collection process. A challenge include engaging multiple investigators, partic-
in reviewing articles is that, although the dis- ipants, or third parties in cogenerating research
closure of researchers’ perspectives rhetorically findings (e.g., Fine, 2013), using consensus
strengthens qualitative research, it is not yet methods (e.g., Hill, 2012), or seeking feedback
mainstream practice. As a result, authors often on findings via participant checks (e.g., Mor-
are unsure how much detail is desired by par- row, 2005). For instance, a critical researcher
ticular journals. Reviewers should expect to would use dialogue with participants through
INTEGRITY WITHIN QUALITATIVE RESEARCH 13

the process of shaping the results to sharpen differ across inquiry approaches, methods, re-
their sensitivity to how racism is unfolding search goals, and study characteristics. Al-
within an institution. A grounded theory re- though researchers may adopt analytic strate-
searcher would use memoing to become aware gies in keeping with their traditions, the results
of and to limit how the researcher’s perspectives will clearly show, in a balance of interpretive
might narrow the analytic lens. A consensual commentary and supporting evidence, the links
qualitative researcher would use one or more across data, analysis, and results. A few exam-
auditors to provide feedback on preliminary re- ples from many possible strategies include a
sults. A qualitative researcher using the voice- constructivist investigator making extensive use
centered relational method would read for and of self-reflection to ensure that the results are
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write reflections on the relational dynamics grounded in the data, a team that is influenced
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within the interview (e.g., Motulsky, 2010). All by post-positivist ideals using interrater reliabil-
these processes are tools to augment and deepen ity calculations to enhance the reliability of their
the understandings that are forthcoming from an analysis, or critical researchers engaging in a
analysis. process of coanalysis with participants for the
Applying this principle in research review. coconstruction of meanings that retain fidelity
To provide an example of how reviewers can to their life contexts.
use this principle in evaluating papers, if re- Applying this principle in research review.
searchers collected feedback from research par- In assessing groundedness in a paper, reviewers
ticipants or stakeholders, reviewers can con- should be convinced both that the findings are
sider how differing opinions were weighed in based upon the data and that the data are rich
relation to both the acuity and vantage points of enough to support the findings. The thick de-
the parties. Typically, researcher interpretations scription provided should go beyond superficial
have priority over participants’ or third parties’ facts or confirmation of the finding (Ponterotto,
feedback on findings, as researchers’ perspec- 2006). For instance, the quote, “Chocolate re- good
tives are based upon the analysis of all the lieves my stress” would be a poor quote for the example
research data (Rennie, 1995; Wertz et al., 2011). theme, “Indulgence relieves stress,” even
Although participants have greater expertise on though it replicates the finding, as it does not
their own experience, the researcher can con- suggest that the finding was rooted in a deep
sider data that reaches across experiences. Re- understanding. A better quote would be,
viewers can consider how feedback was used in Because the medical treatment felt like an undeserved
relation to these perspectives in order to deepen punishment, I felt a need to indulge myself afterward
understanding (Levitt, 2016c). This privileging with chocolate and do something to correct what was
can vary in relation to the goals of a project happening to my body. It was a way of protesting the
however. For example, if participants in a par- treatment and valuing my own needs.
ticipatory action project do not find the findings Reviewers should feel that the quoted material
compelling, an ensuing project may fail. not only supports the finding but also vivifies
Groundedness. For this feature of fidelity, the emotional/relational experience and deepens
the principle is: Fidelity is enhanced when find- the contextual or historical understanding.
ings are based within data that support under-
standing. Groundedness refers to the degree to Utility in Achieving Goals: Guidelines and
which the meanings identified in the analysis Principles
are rooted in data of good quality. To demon-
strate this quality, qualitative researchers tend to We propose that the appropriateness of the
explicate the process of deriving their results, data collection and analytic procedures selected
often supported by rich exemplars from the data can be evaluated by whether they usefully allow
(e.g., quotes, images, text) to an extent that a study to meet its aims. Utility is maximized by
allows the reader to judge the fidelity of the selecting a process of analysis that organizes
analysis. Evocative, creative, and aesthetically data so that some aspects become more central
compelling writing can aid in this process (Free- in response to the research question. Many qual-
man, 2014). itative methods provide guidance to structure
Applying this principle in research design. this process and suggest procedures such as
Strategies for establishing groundedness may changing description into psychological lan-
14 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

guage (Giorgi, 2009); employing a coding permit the appropriate transferability of findings
scheme to develop a conceptual model or a across contexts and enable the understanding of
theory (Bryant & Charmaz, 2010; Glaser & how findings might answer related questions.
Strauss, 1967); or applying an interpretative Catalyst for insight. We have generated
framework, such as analytic interpretation the following principle that considers the poten-
(Wertz, 1987) or a voice-centered relational tial for the data to support perceptive analysis:
model (Gilligan, 2015; Motulsky, 2010). The Collecting data that provide rich grounds for
following guidelines can be used to evaluate a insightful analyses will maximize the utility of
study’s utility in achieving goals, with the first the research. Throughout the data collection
two focused more within data collection and the (e.g., selecting archives or data excerpts, iden-
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second two within the analytic process. tifying participants, interviewing), methods
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Contextualization of data. The principle should be selected and implemented to enhance


for this feature of utility is: Considering findings the potential for insight to be derived from the
within their appropriate context (e.g., location, data.
culture, historical epoch) improves their utility. Applying this principle in research design.
Researchers must convey sufficient information As they begin the design process, it will advan-
regarding the history, the setting, the partici- tage researchers to consider how best to identify
pants, and the researchers themselves so that the or generate data that can support insightful anal-
reader can understand features of the context ysis given their perspectives, skills, and posi-
that might influence the findings (Morrow & tions. For instance, it may be that certain study
Smith, 2000; Rogers, 2000). personnel with specific training or understand-
Applying this principle in research design. ing (e.g., knowledge, interview skills, shared
Considering information that contextualizes experiences), access to data (e.g., proximity to
data throughout the analysis can allow research- data source), or interpersonal relationships (e.g.,
ers to be attuned to variations in the settings of in-group membership) are better able to collect
a finding and lead to more useful findings. Strat- data. To provide an example, interviewers’ sta-
egies used in this process may include a histor- tus or perceived privilege may negatively influ-
ical account of the phenomenon or community ence their ability to elicit generative responses
under study, the consideration of demographic and may reduce participants’ willingness to
data, details about the participants’ or research- disclose insightful data. Or, the ways that
ers’ experiences with the phenomenon, or the investigators prepare for and present within
use of research or clinical measures to situate the interview context may be varied to sup-
the participants in relation to a characteristic of port confidence (e.g., emphasizing profes-
interest. Identifying patterns that appear to be sional credentials, making shared values
context-bound will enhance the utility of the overt) or enhance relational interviewing
findings. skills (Josselson, 2013). Interviewers will
Applying this principle in research review. want to ask questions that demonstrate sensi-
Within a manuscript, the reviewer should ex- tivity, clarify issues of uncertainty, and lead
pect to find information that frames the findings to innovative responses. Qualities that sup-
within the context of the specific study and port collection in one study might impair it
makes sense of variations in findings. This con- within another, so this feature should be con-
textual information will situate the data col- sidered in relation to each study’s attributes.
lected so that findings can be usefully evaluated Applying this principle in research review.
and applied in a context-sensitive manner. For Reviewers will consider whether the data col-
example, a finding may be found to be robust lected appear to contain insight into the phe-
within a certain location (e.g., a dominant dis- nomenon under study. If the data presented do
course was supported by a dominant group and not appear to support insightful findings, re-
in its contexts) but to differ in a second location viewers can consider whether the data sources
in relation to a characteristic of a second group were unable to provide insight (e.g., studies that
(e.g., the discourse was problematized by mar- ask about experiences that participants have not
ginalized groups and in their contexts). Clear had) or were constrained by the interpersonal
statements about setting, culture, and time pe- dynamic (e.g., responding under duress). Typi-
riod in relation to variations in the findings cally, there are two ways that qualitative data
INTEGRITY WITHIN QUALITATIVE RESEARCH 15

lead to innovation. Data can enable deep under- goals as well; meanings generated can serve
standings that evocatively draw out aspects of a many functions such as theory development,
phenomenon that have not been considered pre- deepening understandings, generating ques-
viously. Alternately, the data collected may tions, clinical guidance, or social change. If
bring a wider systemic analysis to bear upon the results within a paper appear shallow and do not
understanding of a topic and place into play new further the dominant understandings, reviewers
considerations of the interactions of social and could ask authors to make clearer the contribu-
personal processes. These functions can be tions or reject a paper. If a study’s goals are met,
combined to enhance the utility of the findings. reviewers may still need to determine whether
Meaningful contributions. Complementing those goals are relevant to a journal’s audience
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the focus on insight within data collection, re- or mission—not as an issue of methodological
This document is copyrighted by the American Psychological Association or one of its allied publishers.

searchers work to draw forth and shape the integrity but as an issue of fit. For example, a
insights afforded by the data so that findings paper might produce contributions of import
will be meaningful in addressing the analytic about its subject matter but not hold relevance
goals. The principle for this feature is: Using for a journal that is focused upon methodolog-
methods that enable a meaningful contribution ical contributions.
in relation to the study goals increases utility. Coherence among findings. This principle
Meaningful contributions can take many forms can aid considerations of inconsistent findings:
(e.g., new theories, social change). For example, Delving into differences within findings and ex-
replication studies may have utility when there plaining how they relate to one another will
are questions about earlier findings, when con- enhance the coherence within the findings and
verging methods help establish emerging find- their utility. The findings developed in the anal-
ings, or when a new context is under explora- ysis should make sense in relation to one an-
tion. other. When contradictions exist in the data,
Applying this principle in research design. these should be explained so that the readers can
There are many ways in which researchers can understand their basis and function.
enhance the meaningfulness of their studies, Applying this principle in research design.
including forming questions that augment or Strategies used by researchers to increase inter-
challenge current representations of a phenom- nal consistency among findings include the use
enon in the literature, selecting methods that can of models or diagrams to show how findings
best expand prevalent understandings, and dem- relate to one another. Narratives or artistic rep-
onstrating the ability of findings to solve prob- resentations also may be used to create proto-
lems posed in their research (e.g., ability to typical stories, poems, or voices that convey the
prompt institutional change). Researchers may complexity of a phenomenon (Gilligan, 2015;
perform checks on their analyses (e.g., seeking Hoshmand, 2005; Motulsky, 2010). During the
feedback on findings) to see whether the mean- analysis, researchers may return to the field for
ings generated have shed a new light on a phe- additional data or reanalyze existing data to
nomenon for readers, stakeholders, or the par- develop coherence. Highlighting contradictions
ticipants. Checks on the meanings generated in and portraying them in context or seeking out
the findings, if used, should be coherent with the alternate or discrepant meanings also enhances
goals of research, the approach to inquiry, and coherence (Morrow, 2005). For instance, re-
research study characteristics. For instance, re- searchers might identify clinical decisional
quiring feedback from participants may not fa- points and provide principles that guide thera-
cilitate the research goals when the researchers pists to follow different routes (e.g., Levitt &
are using a theoretical lens in their analysis that Williams, 2010).
the participants do not share (e.g., a study on Applying this principle in research review.
racist sentiments embedded within the speeches In the process of review, a reviewer can request
of anti-immigration politicians) or when work- that the author assist the reader in making sense
ing with transient participants who are unavail- of discrepant findings and how to use them. If
able for comment (e.g., homeless youth). the contradictions within central findings re-
Applying this principle in research review. main unaddressed, this would post a serious
In the review process, meaning contributions limitation to the study’s utility. Reviewers may
should be evaluated with respect to the research suggest that researchers articulate qualifications
16 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

of findings that might reconcile them (e.g., in- rity should be assessed in relation to the goals
dicating when certain findings do or do not and features of each study.
hold, whether one finding is dominant with spe- Although they often are intermingled, expli-
cific exceptions, or if there are underlying fac- cating the functions of fidelity, utility, and in-
tors that can be brought to bear upon findings). tegrity within the study design can help re-
By providing this advice, reviewers can serve a searchers to design and report their studies and
mentoring function that supports authors to im- reviewers to differentiate their thinking when
prove the utility of their work. evaluating studies. These recommendations are
Methodological integrity revisited. In intended to augment the value of learning the
summary, the Task Force recommends that in- distinctive procedures of various methods (e.g.,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

tegrity be understood as the methodological theme analysis, conversational analysis,


This document is copyrighted by the American Psychological Association or one of its allied publishers.

foundation of trustworthiness. It may be as- grounded theory) by considering the logic of


sessed by considering the criteria of both fidel- study design when adapting them for use within
ity and utility in relation to a study’s research specific individual studies or when reviewing
methods, goals, approaches to inquiry, and the qualitative research.
characteristics of the subject matter and inves- As described previously, this paper builds
tigators. Neither a study that represents its sub- from the existing corpus of psychological writ-
ject well but fails to usefully address its research ing on guidelines for qualitative research (e.g.,
goals nor a study that contributes a possible Elliott et al., 1999; Stiles, 1993). Although
solution but misrepresents its subject can be overlap exists in the concepts being proposed,
considered trustworthy. The concepts of fidelity the current paper organizes and condenses the
to subject and utility in achieving goals are various recommendations into a framework that
intertwined (e.g., findings are less likely to be emphasizes their conceptual underpinnings. Im-
useful if they do not demonstrate fidelity); how- portantly, this conceptual frame can replace
fixed procedure-bound checklist evaluations by
ever, they are not redundant (e.g., research can
providing a flexible approach for grounding the
have fidelity but not be useful in answering a
assessment of trustworthiness across qualitative
question). The principles presented exemplify
methods within the logic underpinning research
design considerations and appraisals of how
design in these approaches. They provide a rel-
well a given study demonstrates these qualities. atively straightforward schema for understand-
These recommendations do not specify pro- ing the concepts driving design and review.
cedural definitions or cut-off points for each
appraisal, but rather the conceptual questions
that would need to be satisfactorily met in the Recommendations for Journal Editors and
eyes of the author or evaluator. Like trustwor- Editorial Boards
thiness, methodological integrity remains a mat-
Until now, recommendations have been pro-
ter of interpretation, and we remain wary of
posed to inform researchers and reviewers. In
framing our recommendations procedurally for
this section, editors are presented with sugges-
the reasons already detailed. Although compro-
tions to best support their implementation:
mises may sometimes be necessary, an evalua-
tion would look for adequacy across these fea- 1. Editors are encouraged to communicate to
tures in relation to the problem at hand (see the reviewers that applying evaluative criteria
questions posed in Figure 1). Paramount in the rooted in a philosophical tradition differ-
conceptualization of methodological integrity is ent from the research in question is inap-
that methods are synergistic: for instance, the propriate, unless the journal is explicitly
data collection method should work well with committed to that tradition. For example,
the characteristics of the participants to enhance although a reviewer might request interra-
the fidelity and utility of a study (e.g., with ter reliability ratings in reviewing a post-
children, observing play and art work may pro- positivist content analysis, it would not
vide revelatory data that generates new in- make sense for a phenomenological anal-
sights). To be clear, we are not arguing that ysis. Within the former method, research-
every researcher’s goals should be seen as a fit ers tend to prioritize agreement from mul-
for every journal, but that methodological integ- tiple perspectives in seeking an objective
INTEGRITY WITHIN QUALITATIVE RESEARCH 17

description of a phenomenon, but the lat- of methodological integrity as a basis of


ter approach tends to prioritize the in- evaluation. This recommendation can dis-
depth understanding developed from in- courage reviewers from using checklists to
tensive analysis. Understanding how the evaluate methods, from inflexibly applying
approaches to inquiry view both the nature procedural rules from one approach to qual-
of the phenomenon they study and their itative research to another, and from discour-
methods will enhance the appropriateness aging innovation and adaptation of methods
of review recommendations (e.g., Mor- to support rigorous study. Instead, it prompts
row, 2005). reviewers to conduct a conceptually driven
2. It is impossible for any editor to have a review and to tailor that review to the prop-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

depth of knowledge in all research tradi- erties of the specific study under consider-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

tions. Qualitative action editors with ex- ation. Editors can routinely include in their
pertise across qualitative methods, however, invitations to reviewers of qualitative man-
can be effective in selecting reviewers and uscripts a link to this paper. In addition, they
differentiating between good and poor re- can include the link to an APA video on
views. These action editors may be better reviewing qualitative research that is based,
able to determine appropriate reviewers, in large, upon the current paper and that
weigh conflicting reviews, and to make sug- reviewers can access without charge or the
gestions that are aligned with the research requirement of APA-membership (Levitt,
design in use. 2016b; http://www.apa.org/pubs/authors/
3. Editors are encouraged to extend page limits review-manuscript-ce-video.aspx).
so that qualitative researchers can describe
their methods as well as present and contex- Although there is much variation in how jour-
tualize findings adequately. An extension of nals and reviewers encourage researchers to
10 pages or more would be ideal, but this present qualitative research, it is hoped that
determination should be made in reference these recommendations will foster greater con-
to the journal’s style, existing page limits, sensus and a higher caliber of qualitative re-
and desire to have the methodological de- search.
tails and results descriptions that would sup-
port the paper’s appraisal by both reviewers Conclusion
and readers. If an extension for the print
version is not possible, editors could request, Our task force advocates for a way to design
postacceptance, that authors place detailed and review qualitative research such that two
method or results sections in online supple- processes—fidelity and utility—are used to
ments or online versions of an article and guide both design and evaluation in conjunction
then provide guidance on what information with the concept of methodological integrity. A
to delete from the print version. Otherwise, list of principles is provided to illustrate the
reviewers may expect submissions to con- process of thinking through integrity and a
form to guidelines that were meant to sup- flowchart streamlines these ideas. Although
port the reporting of quantitative articles but these recommendations have been developed
are inadequate for reporting qualitative stud- within the rhetoric of qualitative research, over-
ies. lap with quantitative research exists as some
4. Given that it may be impossible for authors principles of good science apply broadly (Os-
to predict the level at which methodological beck, 2014).
details are desired, we encourage editors to Instead of institutionalizing rules for authors
invite authors to respond to reviews seeking that locate trustworthiness and rigor solely
greater methodological detail, especially within set procedures, this approach is intended
when reviews are mixed. Qualitative re- to promote a process of research design and
searchers may be glad to provide further evaluation that enhances the appreciation of di-
detail and may have withheld information in versity and complexity in qualitative research as
an effort to reduce their page numbers. well as supports ethical standards of research
5. Within their instructions to authors and re- (Haverkamp, 2005; Shaw, 2008). In the evalu-
viewers, editors can promote considerations ation of fidelity to subject and utility in achiev-
18 LEVITT, MOTULSKY, WERTZ, MORROW, AND PONTEROTTO

ing goals, we recommend that researchers and Fassinger, R. E. (2005). Paradigms, praxis, problems,
reviewers consider the interrelation among the and promise: Grounded theory in counseling psy-
goals of the researchers, the approach to in- chology research. Journal of Counseling Psychol-
quiry, the study characteristics, and the methods ogy, 52, 156 –166. http://dx.doi.org/10.1037/0022-
of analysis. Future writings on integrity can 0167.52.2.156
Fine, M. (2013). Echoes of Bedford: A 20-year social
elaborate on the working of the relationships
psychology memoir on participatory action re-
among these concepts and within research tasks, search hatched behind bars. American Psycholo-
designs, and traditions. Above all, we encour- gist, 68, 687– 698. http://dx.doi.org/10.1037/
age authors, reviewers, and editors to engage in a0034359
discussions that support the continued develop- Fishman, D. (1999). The case for pragmatic psychol-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

ment of qualitative methods, design, and re- ogy. New York, NY: NYU Press.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

view. Freeman, M. (2014). Qualitative inquiry and the self-


realization of psychological science. Qualitative
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