Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 1 of 10

Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 2 of 10

Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 3 of 10
 Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 4 of 10
)'D 5HY 

&RQWLQXDWLRQ RI )' RI 0LFKDHO )O\QQ  2Q   3DJH  RI 

UHVSRQGHG <HV JRRG UHPLQGHU 2Q WKH QG RI 'HFHPEHU )/<11
FDOOHG D OLWDQ\ RI FRXQWULHV WR LQFOXGH ,VUDHO WKH 8. 6HQHJDO
(J\SW PD\EH )UDQFH DQG PD\EH 5XVVLD.,6/<$. 3DUW RI WKH UHDVRQ
IRU )/<11
V FDOOV ZDV WR FRQGXFW DQ H[HUFLVH WR VHH KRZ IDVW WKH
LQFRPLQJ DGPLQLVWUDWLRQ FRXOG JHW VRPHRQH RQ WKH OLQH )/<11
OLNHQHG LW WR D EDWWOH GULOO WR VHH ZKR WKH DGPLQLVWUDWLRQ FRXOG
UHDFK LQ D FULVLV 7KH H[HUFLVH ZDV FRQGXFWHG DW WKH FDPSDLJQ
V *6$
WUDQVLWLRQ EXLOGLQJ RQ WK DQG , 6WUHHWV 1: ZKLFK )/<11
GHVFULEHG DV D VRPHZKDW FKDRWLF HQYLURQPHQW )/<11 VWDWHG KH
FRQGXFWHG WKHVH FDOOV WR DWWHPSW WR JHW D VHQVH RI ZKHUH FRXQWULHV
VWRRG RQ WKH 81 YRWH VSHFLILFDOO\ ZKHWKHU WKH\ LQWHQGHG WR YRWH RU
DEVWDLQ

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH PDGH DQ\ UHTXHVW

RI .,6/<$. WR YRWH LQ D SDUWLFXODU ZD\ RU WDNH DQ\ DFWLRQ )/<11
VWDWHG KH GLG QRW )/<11 VWDWHG KH GLG QRW EHOLHYH KLV FDOOV WR WKH
YDULRXV FRXQWULHV ZRXOG FKDQJH DQ\WKLQJ )/<11 UHFDOOHG WKHUH
QHHGHG WR EH D FHUWDLQ QXPEHU RI DEVWHQWLRQ YRWHV WR DOWHU WKH
RXWFRPH DQG WKDW KDYLQJ ORRNHG DW WKH PDWK DW WKH WLPH KH NQHZ LW
FRXOG QRW EH DFKLHYHG )/<11 VDLG  FRXQWULHV ZHUH YRWLQJ DQG KDG
D UHFROOHFWLRQ RI WKH QXPEHU RI ILYH YRWHV EHLQJ LPSRUWDQW ,Q WKH
HQG RQO\ WKH 86 DEVWDLQHG )/<11 VWDWHG KLV FDOOV ZHUH DERXW
DVNLQJ ZKHUH FRXQWULHV ZRXOG VWDQG RQ D YRWH QRW DQ\ UHTXHVWV RI
KH\ LI \RX GR WKLV

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH PDGH DQ\ FRPPHQW

WR .,6/<$. DERXW YRWLQJ LQ D FHUWDLQ PDQQHU RU VORZLQJ GRZQ WKH
YRWH RU LI .,6/<$. GHVFULEHG DQ\ 5XVVLDQ UHVSRQVH WR D UHTXHVW E\
)/<11 )/<11 DQVZHUHG 1R )/<11 VWDWHG WKH FRQYHUVDWLRQV ZHUH
DORQJ WKH OLQHV RI ZKHUH GR \RX VWDQG DQG ZKDW
V \RXU SRVLWLRQ
)/<11 KHDUG WKURXJK RWKHU FKDQQHOV WKDW GLG QRW OLNH WKH YRWH
DQG EHOLHYHG WKH RI WKHLU RZQ G GHOD\HG WKH YRWH D
GD\ )/<11 DJDLQ VWDWHG WKDW KH DSSUHFLDWHG WKH LQWHUYLHZLQJ DJHQWV
UHPLQGLQJ KLP WKDW KH KDG DQRWKHU FRQYHUVDWLRQ ZLWK .,6/<$.

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH UHFDOOHG DQ\

DWLRQ ZLWK .,6/<$. VXUURXQGLQJ WKH H[SXOVLRQ RI 5XVVLDQ
GLSORPDWV RU FORVLQJ RI 5XVVLDQ SURSHUWLHV LQ UHVSRQVH WR 5XVVLDQ
KDFNLQJ DFWLYLWLHV VXUURXQGLQJ WKH HOHFWLRQ )/<11 VWDWHG WKDW KH
GLG QRW )/<11 UHLWHUDWHG KLV FRQYHUVDWLRQ ZDV DERXW WKH

GHVFULEHG HDUOLHU )/<11 QRWHG KH ZDV QRW DZDUH RI WKH

WKHQXSFRPLQJ DFWLRQV DV KH GLG QRW KDYH DFFHVV WR WHOHYLVLRQ QHZV
LQ WKH 'RPLQLFDQ 5HSXEOLF DQG KLV JRYHUQPHQW %ODFN%HUU\ ZDV QRW
ZRUNLQJ

DOJSCO-700021185
 Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 5 of 10
)'D 5HY 

&RQWLQXDWLRQ RI )' RI 0LFKDHO )O\QQ  2Q   3DJH  RI 

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH UHFDOOHG DQ\

FRQYHUVDWLRQ ZLWK .,6/<$. LQ ZKLFK WKH H[SXOVLRQV ZHUH GLVFXVVHG
ZKHUH )/<11 PLJKW KDYH HQFRXUDJHG .,6/<$. QRW WR HVFDODWH WKH
VLWXDWLRQ WR NHHS WKH 5XVVLDQ UHVSRQVH UHFLSURFDO RU QRW WR HQJDJH
LQ D WLWIRUWDW )/<11 UHVSRQGHG 1RW UHDOO\ , GRQ
W
UHPHPEHU ,W ZDVQ
W
'RQ
W GR DQ\WKLQJ
 7KH 86 *RYHUQPHQW
V
UHVSRQVH ZDV D WRWDO VXUSULVH WR )/<11 )/<11 GLG QRW NQRZ DERXW
WKH 3HUVRQD 1RQ*UDWD 31* DFWLRQ XQWLO LW ZDV LQ WKH PHGLD
.,6/<$. DQG )/<11 ZHUH VWDUWLQJ RII RQ D JRRG IRRWLQJ DQG )/<11 ZDV
ORRNLQJ IRUZDUG WR WKH UHODWLRQVKLS :LWK UHJDUG WR WKH VFRSH RI
WKH 5XVVLDQV ZKR ZHUH H[SHOOHG )/<11 VDLG KH GLG QRW XQGHUVWDQG
LW )/<11 VWDWHG KH FRXOG XQGHUVWDQG RQH 31* EXW QRW WKLUW\ILYH

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH UHFDOOHG DQ\

FRQYHUVDWLRQ ZLWK .,6/<$. LQ ZKLFK .,6/<$. WROG KLP WKH *RYHUQPHQW
RI 5XVVLD KDG WDNHQ LQWR DFFRXQW WKH LQFRPLQJ DGPLQLVWUDWLRQ
V
SRVLWLRQ DERXW WKH H[SXOVLRQV RU ZKHUH .,6/<$. VDLG WKH *RYHUQPHQW
RI 5XVVLD KDG UHVSRQGHG RU FKRVHQ WR PRGXODWH WKHLU UHVSRQVH LQ
DQ\ ZD\ WR WKH 86
V DFWLRQV DV D UHVXOW RI D UHTXHVW E\ WKH
LQFRPLQJ DGPLQLVWUDWLRQ )/<11 VWDWHG LW ZDV SRVVLEOH WKDW KH
WDONHG WR .,6/<$. RQ WKH LVVXH EXW LI KH GLG KH GLG QRW UHPHPEHU
GRLQJ VR )/<11 VWDWHG KH ZDV DWWHPSWLQJ WR VWDUW D JRRG
UHODWLRQVKLS ZLWK .,6/<$. DQG PRYH IRUZDUG )/<11 UHPHPEHUHG PDNLQJ
IRXU WR ILYH FDOOV WKDW GD\ DERXW WKLV LVVXH EXW WKDW WKH 'RPLQLFDQ
5HSXEOLF ZDV D GLIILFXOW SODFH WR PDNH D FDOO DV KH NHSW KDYLQJ
FRQQHFWLYLW\ LVVXHV )/<11 UHIOHFWHG DQG VWDWHG KH GLG QRW WKLQN KH
ZRXOG KDYH KDG D FRQYHUVDWLRQ ZLWK .,6/<$. DERXW WKH PDWWHU DV KH
GLG QRW NQRZ WKH H[SXOVLRQV ZHUH FRPLQJ )/<11 VWDWHG KH GLG QRW
KDYH D ORQJ GUDZQ RXW GLVFXVVLRQ ZLWK .,6/<$. ZKHUH KH ZRXOG KDYH
DVNHG KLP WR GRQ
W GR VRPHWKLQJ

DOJSCO-700021186
Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 6 of 10
Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 7 of 10
Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 8 of 10
Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 9 of 10
 Case 1:17-cr-00232-EGS Document 62-1 Filed 12/17/18 Page 10 of 10
)'D 5HY 

&RQWLQXDWLRQ RI )' RI 0LFKDHO )O\QQ  2Q   3DJH  RI 

WKH 'RPLQLFDQ 5HSXEOLF DQG KLV JRYHUQPHQW %ODFN%HUU\ ZDV QRW
ZRUNLQJ

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH UHFDOOHG DQ\

FRQYHUVDWLRQ ZLWK .,6/<$. LQ ZKLFK WKH H[SXOVLRQV ZHUH GLVFXVVHG
ZKHUH )/<11 PLJKW KDYH HQFRXUDJHG .,6/<$. QRW WR HVFDODWH WKH
VLWXDWLRQ WR NHHS WKH 5XVVLDQ UHVSRQVH UHFLSURFDO RU QRW WR
HQJDJH LQ D WLWIRUWDW )/<11 UHVSRQGHG 1RW UHDOO\ , GRQ
W
UHPHPEHU ,W ZDVQ
W
'RQ
W GR DQ\WKLQJ
 7KH 86 *RYHUQPHQW
V
UHVSRQVH ZDV D WRWDO VXUSULVH WR )/<11 )/<11 GLG QRW NQRZ DERXW
WKH 3HUVRQD 1RQ*UDWD 31* DFWLRQ XQWLO LW ZDV LQ WKH
PHGLD .,6/<$. DQG )/<11 ZHUH VWDUWLQJ RII RQ D JRRG IRRWLQJ DQG
)/<11 ZDV ORRNLQJ IRUZDUG WR WKH UHODWLRQVKLS :LWK UHJDUG WR WKH
VFRSH RI WKH 5XVVLDQV ZKR ZHUH H[SHOOHG )/<11 VDLG KH GLG QRW
XQGHUVWDQG LW )/<11 VWDWHG KH FRXOG XQGHUVWDQG RQH 31* EXW QRW
WKLUW\ILYH

7KH LQWHUYLHZLQJ DJHQWV DVNHG )/<11 LI KH UHFDOOHG DQ\

FRQYHUVDWLRQ ZLWK .,6/<$. LQ ZKLFK .,6/<$. WROG KLP WKH *RYHUQPHQW
RI 5XVVLD KDG WDNHQ LQWR DFFRXQW WKH LQFRPLQJ DGPLQLVWUDWLRQ
V
SRVLWLRQ DERXW WKH H[SXOVLRQV RU ZKHUH .,6/<$. VDLG WKH *RYHUQPHQW
RI 5XVVLD KDG UHVSRQGHG RU FKRVHQ WR PRGXODWH WKHLU UHVSRQVH LQ
DQ\ ZD\ WR WKH 86
V DFWLRQV DV D UHVXOW RI D UHTXHVW E\ WKH
LQFRPLQJ DGPLQLVWUDWLRQ )/<11 VWDWHG LW ZDV SRVVLEOH WKDW KH
WDONHG WR .,6/<$. RQ WKH LVVXH EXW LI KH GLG KH GLG QRW UHPHPEHU
GRLQJ VR )/<11 VWDWHG KH ZDV DWWHPSWLQJ WR VWDUW D JRRG
UHODWLRQVKLS ZLWK .,6/<$. DQG PRYH IRUZDUG )/<11 UHPHPEHUHG
PDNLQJ IRXU WR ILYH FDOOV WKDW GD\ DERXW WKLV LVVXH EXW WKDW WKH
'RPLQLFDQ 5HSXEOLF ZDV D GLIILFXOW SODFH WR PDNH D FDOO DV KH NHSW
KDYLQJ FRQQHFWLYLW\ LVVXHV )/<11 UHIOHFWHG DQG VWDWHG KH GLG QRW
WKLQN KH ZRXOG KDYH KDG D FRQYHUVDWLRQ ZLWK .,6/<$. DERXW WKH
PDWWHU DV KH GLG QRW NQRZ WKH H[SXOVLRQV ZHUH FRPLQJ )/<11
VWDWHG KH GLG QRW KDYH D ORQJ GUDZQ RXW GLVFXVVLRQ ZLWK .,6/<$.
ZKHUH KH ZRXOG KDYH DVNHG KLP WR GRQ
W GR VRPHWKLQJ

DOJSCO-700021191