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General Medicine 2015, vol. 16, no. 2, p. 68–75.

Original Articles

Factors Associated with Recovery of Activities of Daily Living


in Elderly Pneumonia Patients

Ryohei Goto, PT, MS,1,2 Hiroki Watanabe, PT, MS,1,2


Naoki Tanaka, PT, PhD,2 Takeshige Kanamori, PT,2
and Hisako Yanagi, MD, PhD3

1
Department of Medical Science and Welfare, Graduate School of Comprehensive Human Sciences,
University of Tsukuba, Tsukuba, Japan
2
Department of Rehabilitation, Tsukuba Memorial Hospital, Tsukuba, Japan
3
Department of Medical Science and Welfare, Faculty of Medicine, University of Tsukuba, Tsukuba, Japan

Background: The current study aimed to investigate factors associated with the prognosis of activities of daily living
(ADL) in elderly patients with pneumonia who had undergone rehabilitation during their hospitalization.

Methods: The study included patients of age ²65 years who were hospitalized due to pneumonia and had undergone
rehabilitation for disuse syndrome at Tsukuba Memorial Hospital. The main outcome was measured using the
functional independence measure (FIM) scores to assess ADL. The participants were divided into a high-recovery
group (²80%) and a low-recovery group (<80%) based on the FIM recovery rate score. Further, factors associated with
the prognosis of ADL were evaluated using multivariate logistic regression analysis. Basic characteristics,
consciousness, usual mode of transportation, FIM score, grip strength, range of motion, orthostatic hypotension,
exercise tolerance (6-minutes walking distance), respiratory disorder (Hugh–Jones classification), constipation,
malnutrition (mini-nutritional assessment), cognitive (mini-mental state examination), depression (geriatric depression
scale), balance (functional balance scale), urinary incontinence, and pressure ulcers were included as the evaluation
items.

Results: Among the 51 elderly patients with pneumonia (average age « SD; 82.0 « 11.3), 34 patients were classified in
the high-recovery group and 17 in the low-recovery group. In multivariate logistic regression analysis, it was revealed
that the number of days from the onset until the initiation of rehabilitation (days of inactivity) and nutritional status were
factors associated with a high-recovery FIM score.

Corresponding author: Hisako Yanagi, MD, PhD


Department of Medical Science and Welfare, Faculty of Medicine, University of Tsukuba, 1-1-1 Tennodai, Tsukuba,
Ibaraki 305-8577, Japan
E-Mail: hyanagi@md.tsukuba.ac.jp
Received for publication 22 July 2014 and accepted in revised form 14 January 2015
© 2015 The Japan Primary Care Association

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Factors Associated with Recovery of Activities of Daily Living in Elderly Pneumonia Patients

Conclusions: The study results suggest that days of inactivity and early management of nutritional status after
hospitalization are important for elderly patients with pneumonia to return to their ADL.

Introduction Methods
Hospitalization for acute illness is a stressful and Participants
potentially hazardous event for elderly patients.1–4 The study included patients of age ²65 years who were
Acute illness and prolonged bed rest are associated hospitalized at the Tsukuba Memorial Hospital from
with a significant decline in functional ability called August 2012 to July 2013 and had undergone a
disuse syndrome. Disuse syndrome includes symptoms rehabilitation program for disuse syndrome due to
that are a) musculoskeletal, b) cardiovascular and pneumonia diagnosed by a physician. Patients who
pulmonary, c) genitourinary and gastrointestinal, d) were discharged within one week, died during hospi-
metabolic and endocrine, and e) cognitive and behav- talization (because it is impossible to evaluate at
ioral caused by inactivity, immobility, and prolonged discharge), or did not consent were excluded from the
bed rest.5 The effectiveness and feasibility of early study.
physical rehabilitation programs for hospitalized eld- All patients and their families read and signed the
erly patients in preventing a decline in functional informed written consent. This study was conducted in
ability due to disuse syndrome have been reported in a accordance with the guidelines proposed in the
previous study,6 which indicated that early physical Declaration of Helsinki, and the study protocol was
rehabilitation care for acutely hospitalized elderly reviewed and approved by the Ethics Committee of
patients could lead to functional benefits and be safely Tsukuba Memorial Hospital and the University of
done. Tsukuba, Japan.
Pneumonia is the third most common cause of death
and is one of the most frequent reasons for the initiat- Measures
ing the Long-Term Care Insurance (LTCI) system in Each subject’s main characteristics [age, sex (male or
Japan.7 Guy et al. reported that the extent and mobility female), living place before hospitalization (home or
outcomes of acute inpatient rehabilitation for hospital- facility), use of the LTCI system (independent, support
associated deconditioning in the elderly were associ- level, or care level), usual mode of transportation
ated with mobility from admission to rehabilitation before onset (gait, wheelchair, or other), functional
and indicated the importance of rehabilitation in independence measure (FIM) score9 before onset (total,
elderly patients including those with pneumonia.8 motor, and cognitive), number of days from onset until
Early physical rehabilitation programs seem to be initiation of rehabilitation (days of inactivity), duration
important for the elderly patient to reduce required care of stay, number of days from hospitalization until
after pneumonia. However, it is unclear whether the initiation of rehabilitation, and the A-DROP system10]
prognosis of activities of daily living (ADL) for elderly were collected from medical records.
patients with pneumonia is affected by the initiation The Japanese LTCI system consists of seven eligibility
time of rehabilitation. Furthermore, factors associated levels, including two support levels and five care
with the prognosis of ADL, including disuse symp- levels. For support levels, the service is basically used
toms, in elderly patients with pneumonia have not yet to prevent the care level from worsening. Alternatively,
been clarified. care level 1 or higher means some help is required for
The purpose of the current study was to investigate ADL, and care level 3 or higher means total care for
factors associated with the prognosis of ADL in elderly ambulation or clothing is required.11 The A-DROP
patients with disuse syndrome due to pneumonia who system is severity stratification of pneumonia modified
had undergone rehabilitation during hospitalization. CURB-65,12 and it comprises five items (Table 1). It
classifies the case as severe pneumonia if more than

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General Medicine 2015, vol. 16, no. 2

Table 1. A-DROP system indicates a low level of functioning, and the maximum
Age male: 70 years or older score is 126, which indicates a very high level of
female: 75 years or older functioning.19
Dehydration BUN: 21 mg/mL or more, dehydration
Respiration SpO2: 90% or less Analysis
(PaO2: 60 Torr or less) The participants were classified into two groups
Orientation disturbance of consciousness according to their FIM recovery rates [FIM score at
Pressure SBP*: 90 mmHg or less discharge/FIM score before onset © 100 (%)]. The
*SBP, systolic blood pressure participants with a FIM recovery rate ²80% were
defined as the high recovery group (high group),
three items pertain. whereas those with a FIM recovery rate <80% were
An evaluation was performed for each subject within defined as the low recovery group (low group).
three days of the initiation of rehabilitation and no Student’s t-test was used for quantitative variables
more than three days before discharge. The initiation of when comparing the means of the two groups. A »2 test
rehabilitation was defined as the day when instruction was used to test the significance of the association
regarding rehabilitation was given by a physician. For between the two qualitative variables. Variables were
evaluation, basic characteristics, consciousness, usual removed if collinearity diagnostics found correlation
mode of transportation (gait, wheelchair, or other), FIM coefficients between variables of ²0.7.20 Multivariate
score (total, motor, and cognitive), and the following logistic regression analysis (forced entry) was used to
twelve items were included. determine the factors associated with a high FIM
1) Muscle strength: grip strength (kg) recovery rate. The level of statistical significance was
2) Range of motion: cervical spine, shoulder, elbow, set at p < 0.05. All statistical analyses were performed
hip, knee, and ankle on SPSS 21.0 for Windows.
3) Orthostatic hypotension (Yes/No)
4) Exercise tolerance: 6-minute walking distance (6- Results
MWD) test (m)13 A total of 167 elderly patients with pneumonia were
5) Respiratory disorder: Hugh–Jones classification hospitalized during the study period, and of these, 72
ranging from 1–514 patients underwent rehabilitation for disuse syndrome
6) Constipation (Yes/No) due to pneumonia. Further, of the 72 patients who
7) Malnutrition: Mini Nutritional Assessment underwent rehabilitation, 21 of them were excluded. A
(MNA) ranging from 0–3015 total of 51 patients were included in the study
8) Cognitive: Mini-Mental State Examination (Figure 1). The average age (« SD) of the subjects
(MMSE) ranging from 0–30 16
was 82.0 « 11.3 years (high group: 83.2 « 7.6 years,
9) Depression: Geriatric Depression Scale 15 low group: 79.6 « 16.0 years) and 56.9% were female
17
(GDS15) ranging from 0–15 (high group: 58.8%, low group: 52.9%). Analysis of
10) Balance: Functional Balance Scale (FBS) ranging living place before hospitalization revealed that 68.6%
from 0–5618 of the patients were at home and 31.4% of the patients
11) Urinary incontinence (Yes/No) were in a facility. Evaluation of their LTCI system
12) Pressure ulcers (Yes/No) levels revealed that 29.4% of subjects were inde-
Functional disability was assessed using the FIM score, pendent and 70.6% were at the care level. No subjects
which can measure both physical and cognitive ability. were at the support level. A total of 23 patients (45.1%)
The FIM comprises thirteen motor items and five had been able to move on their feet and 26 patients
cognitive items. The items are scored on a seven-point (51%) used a wheelchair before onset. The total FIM
ordinal scale based on the amount of assistance score was 61.2 « 35.6, motor FIM score was
required. The minimum score for the FIM is 18, which 43.8 « 27.8, and cognitive FIM score was 17.3 « 9.7

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Factors Associated with Recovery of Activities of Daily Living in Elderly Pneumonia Patients

Figure 1. Flow diagram of the sample before onset. Days of inactivity was 4.6 « 4.5 days,
Hospitalized elderly patients
duration of hospital stay was 22.7 « 14.4 days, and
of pneumonia during study duration of hospitalization before initiating rehabilita-
period (n=167)
tion was 2.7 « 1.7 days.
As shown in Table 2, days of inactivity was signifi-
Undergone rehabilitation for cantly different in the comparison between the high
disuse syndrome group and low group (high group: 3.5 « 3.4 days, low
(n=72)
group: 5.6 « 5.2 days, p = 0.048). According to the A-
Exclude (n=21) DROP pneumonia severity index, five patients (14.7%)
discharged within one week (n=6)
had severe pneumonia in the high group and five
died during hospitalization (n=8)
did not consent (n=7) patients (29.4%) had severe pneumonia in the low
group.
Participants in the study
(n=51) The variables significantly different at the initiation of
rehabilitation in comparison between the two groups

Table 2. Demographic and clinical characteristics of elderly pneumonia patients


participants high group low group P value
n = 51 n = 34 n = 17 (high vs low)
Age
(Mean « SD) 82.0 « 11.3 83.2 « 7.6 79.6 « 16.0 0.285
Sex
Male n (%) 22 (43.1) 14 (41.2) 8 (47.1) 0.769
female 29 (56.9) 20 (58.8) 9 (52.9)
Living place before hospitalization
home n (%) 35 (68.6) 25 (73.5) 10 (58.8) 0.345
facility 16 (31.4) 9 (26.5) 7 (41.2)
LTCI system
independent n (%) 15 (29.4) 9 (26.5) 6 (35.3) 0.532
support level 0 (0.0) 0 (0.0) 0 (0.0)
care level 36 (70.6) 25 (73.5) 11 (64.7)
Transportation before onset
gait n (%) 23 (45.1) 18 (52.9) 5 (29.4) 0.275
wheelchair 26 (51.0) 15 (44.1) 11 (64.7)
other 2 (3.9) 1 (2.9) 1 (5.9)
FIM before onset
Total (Mean « SD) 61.2 « 35.6 64.9 « 36.4 54.6 « 29.5 0.366
Motor 43.8 « 27.8 46.1 « 28.2 40.4 « 23.3 0.516
Cognitive 17.3 « 9.7 18.7 « 9.3 14.2 « 9.5 0.142
Number of days
days of inactivity (Mean « SD) 4.6 « 4.5 3.5 « 3.4 5.6 « 5.2 0.048
duration of stay 22.7 « 14.4 22.5 « 16.1 23.1 « 8.7 0.908
before rehabilitation 2.7 « 1.7 2.4 « 1.4 3.0 « 1.7 0.189
Rehabilitation intervation
amount (minutes per day) (Mean « SD) 51.8 « 21.5 53.7 « 14.7 49.8 « 15.9 0.679
A-DROP
mild case n (%) 41 (80.4) 29 (85.3) 12 (70.6) 0.270
severe 10 (19.6) 5 (14.7) 5 (29.4)
LTCI, Long-Term Care Insurance; FIM, functional independence measure. days of inactivity, number of
days from onset until initiation of rehabilitation; before rehabilitation: number of days from
hospitalization until initiation of rehabilitation

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General Medicine 2015, vol. 16, no. 2

Table 3. Comparison of patients between high recovery group and low recovery group
participants (n = 51) high group (n = 34) low group (n = 17) P value
starting discharge starting discharge starting discharge (high vs low*1)
Consciousness n (%)
clear 13 (23.5) 16 (31.4) 11 (32.4) 13 (38.2) 2 (11.8) 3 (17.6)
0.175
no clear 38 (74.5) 35 (68.6) 23 (67.6) 21 (61.8) 15 (88.2) 14 (82.4)
Transportation n (%)
gait 4 (7.8) 15 (29.4) 4 (11.8) 14 (41.2) 0 (0.0) 1 (5.9)
wheelchair 27 (52.9) 33 (64.7) 18 (52.9) 18 (52.9) 9 (52.9) 15 (88.2) 0.301
other 20 (39.2) 3 (5.9) 12 (35.3) 2 (5.9) 8 (47.1) 1 (5.9)
FIM (Mean « SD)
Total 41.7 « 26.1 52.3 « 31.5 47.1 « 28.0 59.5 « 32.6 28.3 « 13.3 33.9 « 16.8 0.023
Motor 26.2 « 18.7 36.1 « 24.2 30.0 « 20.2 41.6 « 24.9 17.0 « 9.3 21.4 « 12.2 0.029
Cognitive 15.4 « 9.2 16.6 « 9.4 17.1 « 9.3 17.8 « 9.2 11.3 « 7.6 12.4 « 7.7 0.046
Muscle strength (Mean « SD)
grip strength (kg) 10.9 « 8.2 12.3 « 8.5 12.4 « 8.6 14.1 « 8.8 8.6 « 4.9 9.7 « 5.7 0.344
Range of motion (Mean « SD)
cervical spines flexion 32.7 « 13.3 33.6 « 13.3 34.2 « 12.4 34.6 « 12.3 28.9 « 14.7 30.0 « 14.1 0.324
extension 30.9 « 16.4 31.4 « 16.3 32.5 « 15.9 33.1 « 16.2 26.7 « 17.2 26.7 « 15.6 0.380
shoulder flexion 126.3 « 35.0 127.3 « 34.8 131.5 « 33.9 132.5 « 33.1 115.8 « 34.6 116.9 « 35.8 0.194
extension 21.5 « 16.9 21.5 « 16.6 23.1 « 18.6 23.1 « 18.2 17.2 « 10.0 17.2 « 10.2 0.387
abduction 124.5 « 36.8 125.7 « 36.4 129.8 « 34.7 131.3 « 34.2 112.9 « 38.4 113.3 « 38.0 0.198
elbow flexion 131.5 « 12.3 132.1 « 11.2 132.6 « 11.2 133.0 « 11.2 129.2 « 14.3 130.0 « 10.8 0.436
extension ¹3.7 « 7.0 ¹3.5 « 6.6 ¹3.0 « 6.8 ¹2.6 « 6.1 ¹5.4 « 7.2 ¹5.4 « 7.0 0.328
hip flexion 111.9 « 13.3 112.4 « 13.1 113.0 « 12.1 113.0 « 12.3 109.7 « 15.2 111.3 « 14.4 0.442
extension ¹5.1 « 14.1 ¹4.9 « 14.1 ¹2.0 « 12.2 ¹1.7 « 12.2 ¹7.3 « 8.1 ¹7.3 « 8.4 0.149
knee flexion 125.2 « 16.5 125.0 « 15.7 127.8 « 15.2 127.2 « 14.9 120.3 « 17.7 120.7 « 16.4 0.164
extension ¹10.8 « 18.0 ¹11.0 « 18.2 ¹5.9 « 12.8 ¹6.2 « 13.3 ¹14.4 « 13.2 ¹14.2 « 13.4 0.040
ankle flexion 34.4 « 14.2 34.3 « 14.1 36.3 « 13.4 36.3 « 13.4 33.1 « 14.1 33.1 « 14.2 0.499
extension 4.8 « 10.9 5.6 « 11.4 5.5 « 8.8 6.1 « 9.2 1.9 « 9.7 2.8 « 9.5 0.218
Orthostatic hypotension n (%)
Yes 8 (15.7) 8 (15.7) 5 (14.7) 5 (14.7) 3 (17.6) 3 (17.6)
No 41 (80.4) 43 (84.3) 28 (82.4) 29 (85.3) 13 (76.5) 14 (82.4) 0.835
impossibility 2 (3.9) 0 (0.0) 1 (2.9) 0 (0.0) 1 (5.9) 0 (0.0)
Exercise tolerance (Mean « SD)
6MD (m) 5.6 « 15.0 15.6 « 39.7 6.8 « 16.9 19.3 « 45.5 2.3 « 7.2 5.7 « 11.5 0.253
Respiratory disorder n (%)
HJ 1 1 (2.0) 1 (2.0) 1 (2.9) 1 (2.9) 0 (0.0) 0 (0.0)
HJ 2–3 5 (9.8) 7 (13.7) 4 (11.8) 6 (17.7) 1 (5.9) 1 (5.9) 0.659
HJ 4–5 42 (82.4) 40 (78.4) 28 (82.4) 26 (76.5) 14 (82.4) 14 (82.4)
impossibility 3 (5.9) 3 (5.9) 1 (2.9) 1 (2.9) 2 (11.8) 2 (11.8)
Constipation n (%)
Yes 16 (31.4) 14 (27.5) 8 (23.5) 6 (17.6) 8 (47.1) 8 (47.1)
0.115
No 35 (68.6) 37 (72.5) 26 (76.5) 28 (82.4) 9 (52.9) 9 (52.9)
Nutrition (Mean « SD)
MNA 9.9 « 5.6 11.8 « 6.1 11.5 « 5.4 13.9 « 6.0 7.7 « 4.4 8.1 « 4.1 0.028
Cognitive (Mean « SD)
MMSE 16.3 « 8.5 17.3 « 8.5 17.3 « 7.9 17.8 « 8.0 13.5 « 9.4 15.9 « 9.7 0.291
Depression (Mean « SD)
GDS15 5.5 « 3.0 5.5 « 3.1 4.6 « 2.8 5.0 « 3.1 8.3 « 1.7 7.3 « 1.9 0.068
Balance (Mean « SD)
FBS 9.7 « 14.2 13.9 « 16.9 12.4 « 15.7 17.6 « 17.9 3.5 « 6.9 5.7 « 10.4 0.029
Urinary incontinence n (%)
Yes 10 (19.6) 5 (9.8) 4 (11.8) 1 (2.9) 6 (35.3) 4 (23.5)
0.065
No 41 (80.4) 46 (90.2) 30 (88.2) 33 (97.1) 11 (64.7) 13 (76.5)
Pressure ulcers n (%)
Yes 3 (5.9) 1 (2.0) 2 (5.9) 0 (0.0) 1 (5.9) 1 (5.9)
1.000
No 48 (94.1) 50 (98.0) 32 (94.1) 34 (100) 16 (94.1) 16 (94.1)

*1 high group vs low group at starting rehabilitation. FIM, functional independence measure; 6MD, 6-minutes walking
distance; HJ, Hugh–Jones classification; MNA, mini nutritional assessment; MMSE, mini-mental state examination;
GDS, geriatric depression scale; FBS, functional balance scale.

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Factors Associated with Recovery of Activities of Daily Living in Elderly Pneumonia Patients

Table 4. Multivariate logistic regression analysis for recovery of ADL


B SE Odds Ratio 95% CI P
Independent variables
days of inactivity ¹0.33 0.15 0.72 0.54–0.96 0.024
motor FIM score 0.06 0.04 1.06 0.99–1.15 0.094
MNA 0.32 0.15 1.37 1.02–1.85 0.036
Constant ¹2.66 3.02 0.07
Adjusted variables include age and sex. days of inactivity, number of days from onset until initiation
of rehabilitation; FIM, functional independence measure; MNA, mini nutritional assessment

were as follows: the total FIM score (high group: two groups. Furthermore, multivariate logistic regres-
47.1 « 28.0, low group: 28.3 « 13.3, p = 0.023), sion analysis revealed that days of inactivity and
motor FIM score (high group: 30.0 « 20.2, low group: nutritional status were associated with a high FIM
17.0 « 9.3, p = 0.029), cognitive FIM score (high recovery rate.
group: 17.1 « 9.3, low group: 11.3 « 7.6, p = 0.046), Generally, prolonged bed rest results in disuse
knee extension range of motion (high group: ¹5.9 « syndrome which includes muscle weakness, joint
12.8, low group: ¹14.4 « 13.2, p = 0.040), MNA contractures, and orthostatic hypotension. However,
(high group: 11.5 « 5.4, low group: 7.7 « 4.4, p = the effectiveness and feasibility of early physical
0.028), and FBS (high group: 12.4 « 15.7, low group: rehabilitation have been investigated in a previous
3.5 « 6.9, p = 0.029) (Table 3). study and the importance of early rehabilitation has
In multivariate logistic regression analysis, the total been reported among patients with stroke, cardiopul-
FIM score and the cognitive FIM score at the initiation monary disease, and other conditions.6,21,22 The current
of rehabilitation, knee extension range of motion, and study also showed that initiating rehabilitation early
FBS were removed due to collinearity with the motor was an important factor associated with a high
FIM score at the initiation t of rehabilitation. Therefore, probability of recovery of ADL in elderly patients
the motor FIM score at the initiation t of rehabilitation, with pneumonia. A previous study showed that func-
days of inactivity, and MNA were established as tional decline two weeks before hospitalization in
independent variables and FIM recovery rate (²80%, elderly patients influences hospital discharge and
<80%) was established as a dependent variable. functional outcomes.23 In the current study it is
According to the results of logistic regression analysis, interesting to note that no significant difference was
days of inactivity (odds ratio: 0.72, 95% CI: 0.54–0.96) observed in the FIM score before onset between the
and MNA (odds ratio: 1.37, 95% CI: 1.02–1.85) were high group and low group. In addition, severity of
shown to be significantly associated with a high FIM pneumonia at admission was not different between the
recovery rate (Table 4). two groups. These findings may support the importance
of early rehabilitation.
Discussion Nutrition status was reported to be important for
In the present study, we aimed to investigate factors recovery of ADL. In a previous study, low serum
associated with the prognosis of ADL (FIM score) in albumin was associated with weaker muscle strength
elderly patients with disuse syndrome due to pneumo- and future decline in muscle strength in older women
nia. To investigate the factors associated with good and men.24 It has been considered that weaker muscle
recovery, we compared a high group (FIM recovery strength causes a reduction in activity which may lead
rate ²80%) and low group. The total FIM score, motor to severe disuse syndrome. In the another study using
FIM score, cognitive FIM score, knee extension range the MNA as an assessment of nutrition it was reported
of motion, nutritional status (MNA), and balance that the prevalence of malnutrition was considerably
ability (FBS) were significantly different between the different between settings (hospital: 38.7%, rehabili-

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General Medicine 2015, vol. 16, no. 2

tation: 50.5%, nursing home: 13.8%, community: Acknowledgments


5.8%).25 The prognosis of ADL in rehabilitation was We are grateful to the rehabilitation staff and patients at
reported to be poor when there was malnutrition in the Tsukuba Memorial Hospital, Tsukuba, Japan, for their
previous study.26–29 In the present study, nutritional support of this study. We thank Brian K. Purdue of the
status was already significantly different at the Medical English Communications Center, University
initiation of rehabilitation between two the groups. of Tsukuba for his native English speaker revision.
Therefore, it is believed that early management of
nutrition may be important for elderly patients with Conflict of interest
pneumonia who have undergone rehabilitation. There is no conflict of interest with regard to this study.
It has been suggested that pneumonia itself has little
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