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2 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 1, NO.

1, JUNE 2017

Cancer Occurrences in Laboratory Rats From


Exposure to RF and Microwave Radiation
James C. Lin , Life Fellow, IEEE

(Invited Paper)

Abstract—The health effects of radio-frequency (RF) and mi- through which conversations, data, pictures, and text are trans-
crowave radiation have been a subject of scientific inquiry and mitted and received. In recent years, all regions of the world
public interest of late because of widespread global usage of mo- have seen rapid growth in demand for wireless access and has
bile communication devices by billions of people everywhere. A
minute increase in health risks such as cancer from RF radiation been anticipated to remain so for many more years. Sustain-
might lead to significant consequences for the health of the gen- ing that mandate would necessarily give rise to greater human
eral public. A recent U.S. government announcement about the exposure to microwave and RF radiation.
discovery of rare cancers in rats exposed to RF radiation is an im- There are two facets of these systems pushing the reemer-
portant occurrence. Note that any new or single report should not gence of scientific attention toward public health. Namely, the
be viewed in isolation. The U.S. government project was organized
to confront the weaknesses of prior laboratory rodent studies on pervasive base station antennas of different types across many
the potential of RF exposure to impact human health such as cancer metropolitan and outlying scenarios and the elevation of en-
in controlled environments. Indeed, several published reports on vironmental levels of RF and microwave radiation in office,
animal cancer investigations involving prolonged exposure to RF school, and residential settings. Also, never before in human
radiation are contentious and perplexing. The discrepancies have history have ubiquitous sources of RF and microwave electro-
presented ambiguity in assessing public health threats from RF
exposure. It is the objective of this review to provide a critical and magnetic radiation been positioned in close proximity to the
analytical synopsis and assessment on current progress in cancers head and body of such a large number of users—nearly the
in rats exposed to lifelong RF and microwave radiation. Its focus is entire human population—at any time or in any place.
on laboratory studies involving cancer production and promotion, Moreover, aside from primary intended roles, RF and mi-
as well as the survival of experimental rats. Of special interest is crowave radiation can produce other effects that may impact the
carcinogenesis in the head—cancer development in the head. The
question of whether RF exposure from wireless and mobile devices life activities of biological systems. The modifications generated
and systems poses a health risk will likely remain equivocal and would depend on many biological and physical circumstances.
controversial for some time to come. They may or may not be grossly visible and discernable quickly
Index Terms—Animal study, brain tumor, carcinogenesis, elec-
after exposure of the living system.
tromagnetic radiation, health risk, mobile communication, wireless Scientific investigations of biological interactions and health
technology. consequences of RF and microwave radiation began in the
1940s, shortly after the introduction of radar, and recommen-
I. INTRODUCTION dations for restraining exposure to RF and microwave electro-
IOLOGICAL effects of radio-frequency (RF) and mi- magnetic radiation were first published in the late 1960s with
B crowave radiation have been subjects of scientific inquiry
since shortly after the first laboratory generation of electro-
the aim of providing protection against known adverse health
effects, specifically, induced tissue temperature elevation. Since
magnetic radiation more than a century ago. Since then, scien- then, guidelines have been occasionally revised and updated.
tific knowledge concerning their health impacts has improved In 2011, the International Agency for Research on Cancer
steadily. Nevertheless, they have become a focus of current (IARC) of the World Health Organization classified exposure
devotion because of swift expansion and enhanced use of mi- to RF radiation as a possible carcinogen to humans. The IARC
crowave and RF radiation for wireless communication over the evaluated available scientific studies and decided that while ev-
past two decades. idence was limited and incomplete, especially in terms of find-
Microwave and RF electromagnetic radiation provide the ings from animal investigations, epidemiological studies de-
channels for all wireless communication networks and systems scribing elevated chances for brain cancer (gliomas) and au-
ditory nerve tumors (acoustic neuromas) for prolonged use or
Manuscript received April 28, 2017; accepted June 2, 2017. Date of publica- among heavy users of cellular mobile telephones are amply
tion August 2, 2017; date of current version October 30, 2017. The associate
editor coordinating the review of this paper and approving it for publication was convincing to justify a classification of RF radiation as possibly
Prof. Changzhi Li. cancer-causing in humans [1], [2].
The author is with the Department of Electrical and Computer Engineer- In May 2016, a U.S. government study announced findings of
ing, University of Illinois at Chicago, Chicago, IL 60607-7053 USA (e-mail:
lin@uic.edu). rare cancers in laboratory rats exposed to mobile-phone RF and
Digital Object Identifier 10.1109/JERM.2017.2721427 microwave radiation [3]. It is a singularly large animal health

2469-7249 © 2017 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications standards/publications/rights/index.html for more information.
LIN: CANCER OCCURRENCES IN LABORATORY RATS FROM EXPOSURE TO RF AND MICROWAVE RADIATION 3

impact research carried out, to date, by the National Toxicology communication technologies since they are the platforms or
Program (NTP). Its aim was to furnish a key input of scientific sources of RF exposure employed for the rat studies. Although
data on a significant issue to human health because a minute there are distinctions among various generations of related
rise in cancer incidences from exposure to mobile phone RF technologies, in some cases, the distinction is blurring.
radiation might lead to significant consequences of the health of Digital communication systems have become the foremost
the general public. Adoption of cellular communication devices, wireless service worldwide [6]. However, system architectures
especially mobile phones, has become worldwide [3]. Thus, the differ from region to region. The prevailing system around
NTP project was organized to confront the weaknesses of prior the world, i.e., most regions in Asia, Europe, and North and
laboratory rodent studies on the potential of RF exposure to South America, is the Global System for Mobile Communi-
impact human health such as cancer in controlled environments. cations (GSM) system. It is based on RF carrier frequencies
The announcement of rat cancers resulting from NTP’s large RF between 850 and 1900 MHz and an operating bandwidth of
animal research was an important event. However, it should be 250 kHz and a data rate of 9.6 kbit/s. It employs a Time Division
noted that a new or any single study should not be viewed in Multiple Access (TDMA) technique—a cell phone is “on” for
isolation. 0.58 ms or 4.615/8 ms—and comes back periodically at a rate
As previously mentioned, published animal cancer inves- of 217 Hz. The remaining 7/8 of the available timeframe is as-
tigations involving prolonged exposures to RF radiation are signed to other phones. So from the perspective of RF power
contentious and perplexing. The discrepancies have presented delivery, it is burst-mode transmission. There are also power
ambiguity in assessing public health threats from RF exposure. variations at rates of 2 and 8 Hz due to a variety of control and
It is the objective of this review to provide a critical and system signals, in addition to the access frequency of 217 Hz
analytical synopsis and assessment of current status on cancers and its harmonics.
in experimental rats subjected to lifelong RF and microwave The IS-95 standard is a direct-sequence spread spectrum sys-
radiation exposure. It focuses on laboratory research involving tem, known in North America as Code Division Multiple Ac-
cancer production and promotion, as well as survival of RF- and cess (CDMA). The CDMA scheme differs considerably from
microwave-exposed laboratory rats, especially carcinogenesis the GSM technique. Its phones are “on” concurrently, but di-
in the brain—cancer development in the brain. vided by distinct codes, which are ‘spread’ on the RF carrier to
This review will begin with a brief account of current guide- a broader bandwidth than is imposed by the un-spread scheme.
lines for safe human exposure and description of results from The chip rate or spreading speed for CDMA is 1.2288 Mchip/s
human epidemiology that served as the basis of IARC’s classi- over a bandwidth of 1.25 MHz. A direct result is the absence of
fication. pulsing variations common in TDMA systems.
There are two third-generation (3G) versions of CDMA sys-
II. EXPOSURE GUIDELINES FOR HUMANS tems: the North American CDMA-2000 network, which varies
mainly from W-CDMA in network architecture. The family of
Current safety guidelines in the RF and microwave frequency
3G standards also includes Universal Mobile Telecommunica-
range impose limits on exposure to preclude total-body heat
tion System (UMTS) networks. However, W-CDMA functions
stress and overheating of localized tissue. The guidelines are
as the air interface for UMTS. It remains as the underlying stan-
intended to prevent hazardous effects associated with an induced
dard and supports two 5-MHz channels: 1900-MHz for uplink
body temperature elevation greater than 1 °C over any 6-min
from user to base station and 2100-MHz for downlink. On the
period for 300 MHz to 6 GHz [4], [5]. This degree of temperature
other hand, CDMA-2000 relies on 1.25-MHz channels for trans-
elevation may result from exposure of human adults to a total-
mission. Thus, W-CDMA requires a broader bandwidth and
body specific energy absorption rate (SAR) of around 4 W/kg
supports up to 2 Mbit/s data transfer rate, although most users
for about 30 min, under moderate environmental conditions.
can anticipate 64 kbit/s performance in a heavily congested sys-
The average SAR of 0.4 W/kg was chosen as the restriction
tem. However, it is much faster than GSM’s 14.4 kbit/s single
to afford a reasonable safeguard for occupational exposure. An
data channel and can provide economical access to the World
extra factor of 5 was incorporated for exposure of the general
Wide Web from cellular mobile devices.
population, which ends up with a total-body SAR restriction of
The Personal Digital Cellular (PDC) system is a TDMA sys-
0.08 W/kg.
tem used mainly in Japan. It operates in the 800-MHz and
Note that 1.6 and 2.0 W/kg, in any 1 and 10 g, respectively,
1.5-GHz bands and offers packet transmission capability
are limiting local tissue SAR standards set up by the Federal
through a PDC-Packet (PDC-P) subsystem. The radio charac-
Communications Commission (FCC) in Washington, DC, USA,
teristics are similar, namely 3-channel TDMA. PDC-P provides
and the International Commission on Nonionizing Radiation
9.6 kbit/s packet access with one TDMA time slot and 28.8 kbit/s
Protection (ICNIRP) in Munich, Germany [31].
with three time slots.
Digital Enhanced Cordless Telecommunication (DECT) is a
III. MODULATION CHARACTERISTICS AND SCHEMES OF globally adopted digital system, but with its origins in Europe.
RF SIGNALS The DECT standard operates in the 1880 to 1900 MHz RF band
While this paper focuses on cancer risks of RF radiation with Gaussian-frequency-shift-keying (GFSK) modulation for
used in mobile communication and wireless technologies, this wireless communication. It is a flexible system for homes, of-
section will provide a brief synopsis on various cellular mobile fices, and public settings. It is compatible with many types of
4 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 1, NO. 1, JUNE 2017

telecommunications networks. The system is known for high new blood vessels to sustain their aggressive growth. Primary
voice quality voice communication, but it has widespread appli- brain tumors that grow slowly often are benign or the least ma-
cations such as Internet access and offers interoperability with lignant, and their symptoms tend to take a long time to appear.
other fixed or wireless services. In fact, many DECT-based de- These brain tumors are frequently related to prolonged survival.
vices are available for on-demand services. Currently, the prediction or prognosis for life expectancy of the
most aggressive brain tumors is extremely poor. Outlook for sur-
IV. IARC CLASSIFICATION OF RF RADIATION AS A POSSIBLE vival could be as short as one month for expectant management,
HUMAN CARCINOGEN and better than one year with surgery and radiation treatment,
but improves further when combined with chemotherapy.
The classification of RF radiation as a possible cancer-causing
At present, the projected freshly diagnosed primary malignant
agent to humans is medium among IARC’s categorization of
and non-malignant brain tumors are 79,270 per year in the U.S.
five groups of carcinogens in humans [2]. The highest class is
This includes an estimated 26,070 primary and 53,200 non-
Group 1, which is designation for agents that are “carcinogenic
malignant cases [11]. In 2013, the estimated number of people
to humans.” The next is Group 2A: defined as “probably car-
living with brain and other nervous system cancers was 152,
cinogenic to humans;” followed by 2B: designated as “possibly
751 in the U.S. [12]. The total U.S. populations were 316.5 and
carcinogenic to humans;” after that Group 3: labeled as “not
323.1 million in 2013 and 2016, respectively [13].
classifiable as to its carcinogenicity to humans;” and finally,
Group 4: named as “probably not carcinogenic to humans.”
VI. CANCERS IN RF-EXPOSED LABORATORY RATS
The IARC determination that while evidence from human
epidemiological studies is limited and imperfect, it is reasonably Many controlled laboratory rat cancer studies have been con-
robust to warrant a categorization of “possibly carcinogenic ducted and reported during the past quarter century to appraise
to humans” for RF electromagnetic radiation. It specifically the potential health hazards. A majority of the laboratory in-
recognized some reported scientific studies suggesting elevated vestigations were conducted in academic research laboratory
odds ratios for glioma types of cancer and auditory nerve tumors or good laboratory practice (GLP) conditions using both female
(acoustic neuromas) for prolonged use or among “heavy mobile and male rats. The studies commonly followed prescribed meth-
phone users” [1], [2]. ods and procedures that are typical of commercial product or
The IARC report mentioned that among hundreds of pharmaceutical testing.
scientific articles examined, four reports had most prominent It should be noted that laboratory results obtained from rodent
roles in its decision. They included the Interphone international studies have repeatedly demonstrated the same organ damage
case-control study [7], [8], a pooled analysis of malignant brain in rodents and humans by many known cancer-causing agents,
tumors [9], and a case-case study of acoustic neuroma risks although there are anatomical and physiological differences.
[10]. The international study disclosed elevated odds ratios This review will begin with a brief account of an earlier
of 40% for gliomas. The increase for “heavy” users tended to investigation and two short-term studies involving laboratory
be higher in study participants who typically positioned cell rats. Specifically, the short-term studies include a brain tumor
phones on the same side of the head as detected cancer. study in rats that died two to three weeks following implantation
The pooled analysis observed a 270% rise in risk for astro- of glioma cells and microwave exposure [14] and a short-term
cytoma (a more common type of glioma) for long-term mobile liver bioassay [15].
phone use. It also observed a heightened risk for acoustic neu-
roma, although the number of cases was noticeably lower for A. Preliminary Investigations
glioma. The case-case study obtained indications of elevated
The experiments conducted by Kunz et al. [16] were aimed
risks for acoustic neuroma (10% to 300%) with mobile phone
to investigate biological effects of RF radiation on grown ani-
users. IARC recognized that human epidemiological studies are
mals targeting on general health status and survival. (Chou et al.
potentially vulnerable to bias and confounding as well as pro-
paper [17] later published an abbreviated version of the Kunz
cedural flaws such as detection mistake, recall error, selection
et al. report.) Assays conducted included comprehensive serum
prejudice, and participant preconception. Nevertheless, it de-
chemistries, hematology, protein panel, thyroxine, plasma cor-
cided that the outcomes could not be dismissed as exhibiting
ticosterone, open-field behavioral activity, and immunologi-
bias and confounding alone, and that a contributory explanation
cal competence. Beginning at 8 weeks of age and continued
between mobile communication RF radiation and cancer in the
daily for 21.5 h/day, male Sprague-Dawley (SD) rats (100 each
head is a possibility.
for exposure and sham control) were exposed individually to
0.15–0.4 W/kg of whole-body averaged SARs, in circularly
V. BRAIN CANCERS OR TUMORS IN HUMANS polarized waveguide exposure chambers for up to 25 months.
Astrocytoma and glioblastoma multiforme are the most com- Pulsed power (0.144 W, 2450-MHz, 10-μs wide pulse at
mon and aggressive malignant brain cancers in human adults. 800 pps, modulated at 8 Hz) was delivered to each exposure
These cancers invade and infiltrate widely and lack distinct chamber. A statistically significant increase in primary cancers
borders, and cells reproduce rapidly. They develop a necrotic was observed at death: 18 in RF-exposed rats vs. five in sham-
core of dead cells in the center of the tumor that is hypoxic or exposed controls. Overall, lifelong exposure did not show any
deficient in oxygen. These cancers also stimulate the creation of noteworthy changes in the general health of RF-exposed rats.
LIN: CANCER OCCURRENCES IN LABORATORY RATS FROM EXPOSURE TO RF AND MICROWAVE RADIATION 5

RF- and sham-exposed rats had essentially undistinguishable The following descriptions are organized in terms of various an-
survival rates during the rats’ lifetime. imal models utilized in these long-term studies under a variety
To assess any relationship between microwave and RF radi- of exposure scenarios and conditions.
ation and brain cancer promotion late in the carcinogenic pro- Fischer 344 Rats
cess, Salford et al. [14] exposed Fischer 344 rats (150–250 g) of Among published studies on RF carcinogenic and co-
both sexes, implanted with RG2 and N32 rat glioma models to carcinogenic potentials in rats, eight studies used the Fischer
915 MHz microwaves at levels that did not elevate body temper- 344 strain of laboratory rats in six different types of RF systems.
ature. The growth rate of ethylnitrosourea (ENU)-induced RG2 TDMA-836 MHz: Spontaneous carcinogenicity and occur-
glioma cells was approximately twice that of N32 cancer cells. rence of central nervous system (CNS) cancers caused by a
Cancer cells in nutrient solution were injected stereotaxically carcinogen, ENU, in utero and subsequent pulse modulated
into the right caudate nucleus in the heads of 37 experimental 836 MHz TDMA exposure were the subjects of a study involv-
rats and 37 matched, sham controls. Exposure of un-anesthetized ing pregnant Fischer 344 rats and offspring. It included both
animals, individually, in well-ventilated transverse electromag- plane-wave and near-field exposures [18]. Plane-wave exposure
netic (TEM) exposure chambers commenced 5 days after inocu- began on gestational day 19 for pregnant dams, and followed
lation for 7 h/day, 5 d/wk for two to three weeks (typical duration with offspring in their cage until weaning at 21 days of age.
over which rats died after glioma cell implantation). Control rats Near-field exposure commenced after weaning with each rat
were in an identical TEM exposure chamber but without RF ra- in individual restraints and continued for the next 22 months,
diation. For RF exposure, 1W, 0.57 ms pulses at 0, 4, 8.33, 16, two h/day, and four consecutive days weekly. Dams and pups
50, or 217 Hz generated SARs of 0.008–0.4 W/kg. However at were free to move about their cages. The system was circularly
50 Hz, 6.67 ms pulses with a peak power of 2 W produced an polarized to reduce orientation-dependent RF absorption. The
SAR of 1.0 W/kg [14]. Tumor size measurement and histopatho- plane-wave power density at the center was 26 ± 5.0 W/m2
logical examination revealed that exposure to pulsed 915 MHz and was within 1.6 dB across the cage. It is not obvious whether
radiation did not accelerate growth of implanted gliomas outside cage-control animals formed a part of this study, since related
their typical course. data analyses were not provided.
Promotion of cancer by local absorption of pulse modulated Exposures took place in three shifts to accommodate 360
RF radiation was the objective of a short-term rat liver carcino- experimental and sham control rats. To billet 120 rats (60 ex-
genesis experiment [15]. A single dose of diethylnitrosamine posed, 60 sham) for simultaneous exposure, the study employed
(DEN, 200 mg/kg, I.P.) was delivered to six-week-old male 12 carousel type near-field system. Each carousel had 10 rats
Fischer 344 rats (48 exposed and 48 sham-exposed). Another oriented radially, facing a central antenna. A plastic holder re-
24 rats only received DEN and partial hepatectomy, served as strained each rat for the entire exposure duration to ease dosime-
controls. Two weeks later, it was followed by RF exposure try. Average SAR was 1.0 to 1.6 W/kg in the brain of rats whose
of the mid-lateral body section to 929.2 MHz TDMA modu- mass ranged from 250 to 450 g. It is emphasized that this study
lated PDC radiation from the near field of a monopole antenna. took meticulous care of dosimetry, involving both experimental
The 90 min/day and five d/wk exposure regime continued for and numerical approaches, and validated each by an independent
six weeks. The maximum local SAR in the liver was 1.7 to method.
2.0 W/kg. (Although less relevant, the whole-body SAR was Rats did not all survive; survivors (182 or 77%) went through
0.58 to 0.80 W/kg.) Rats were killed after the 6-week exposure thorough histopathological analysis. The results did not reveal
period when the rats were 14 weeks of age. Carcinogenesis was any carcinogenic effects in rat brains from TDMA-modulated
recorded by numbers and areas of glutathione S-transferase pla- 836 MHz RF exposure; however, some evidence of exposure-
cental form (GST-P) positive foci in the livers. There were no related cancer prevention (“protective effect”) was observed.
meaningful variances between the exposed and sham-exposed TDMA-exposed rats trended to a lower rate of spontaneous
young rats due to local body exposure from 929.2 MHz radiation brain cancers (P < 0.16) and ENU-initiated brain cancers (P
with PDC signals. < 0.16), but in rats that died from primary brain cancers (54
or 23%) during the study, exposure to TDMA-radiation con-
siderably decreased the occurrence of ENU-initiated brain can-
B. Research Studies Using Chronically Exposed Rats cers (P < 0.03). The “protective” effect of TDMA exposure
To date, including the three papers mentioned above, there was unexpected. Aside from the small numbers of cancers and
are 18 published reports on carcinogenic and co-carcinogenic cancer-bearing rats, the “protective” finding was clouded by
potentials of two-year or lifelong exposure of laboratory rats to animal stress presented by restraining rats and lack of cage con-
RF and microwave radiation. Rats tested include three differ- trols. Nonetheless, the results suggested that TDMA-modulated
ent laboratory strains: eight studies used Fischer 344, 3 studies 836 MHz RF exposure of Fischer 344 rats from late pregnancy
tapped Wistar, and seven studies involved Sprague-Dawley rats. through 24 months of life has little effect on occurrence rate of
In many cases, rats were restrained during exposure but some either spontaneous primary or ENU-initiated brain cancers.
were not, which potentially complicates interpretation of results. FM-836 MHz: A related study from the same laboratory that
RF and microwave exposure scenarios include both plane-wave exposed Fischer 344 rats to 836 MHz, frequency-modulated
and near-field exposure environments. Specific information on (FM) RF radiation with computer-generated cell phone conver-
key parameters associated with each study is given in Table I. sation showed that the incidence rate and histopathological type
6 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 1, NO. 1, JUNE 2017

TABLE I
CANCER INITIATION OR PROMOTION IN LABORATORY RATS EXPOSED TO RF RADIATION (UPDATED AND ADOPTED FROM [33] WITH PERMISSION)

Reference Signal, Rats Co-carcinogen Exposure SAR(W/kg) Tumor Type, Study


Modulation, (number) System (Whole-body, Location Design
Exposure Regime local peak) (Results)

[14] 915 MHz GSM Fischer 344 (male Implanted RG2 TEM chamber 0.008–1.0 Brain (No Promotion; RF
Pulse 7 h/day, and female; 37 and N32 (Partially difference) and Sham control
5 d/wk, 2-3 wk exposed, 37 sham) Restrained) only
[15] 929.2 MHz TDMA Fischer 344 (male; Diethyl- Monopole 0.58-0.8 wb ave; Liver (No Promotion; RF
90 min/day, 5 d/wk 48 exposed, 48 nitrosamine Near-field 6.6-7.2 peak wb: difference) and Sham only
6 wk sham; 24 DEN (DEN) (Partially 1.7-2.0 peak in
control) Restrained) liver
[18] 836 MHz TDMA Fischer 344 (236 N-Ethyl- Plane Wave Horn 0.27–0.72 Brain or CNS (No Initiation and
2 h/day, 4 d/wk, 2 yr offspring; in 4 nitrosourea (ENU, in utero and Whole-body; overall difference; Promotion; RF,
groups of 60:30 4 mg/kg) in utero offsprings; (0.74-1.6 in brain) Reduction w/o Sham, No cage
female/30 male), Carousel after ENU) controls
ENU/RF (26 weaning
female/30 male) (Restrained)
[19] 836 MHz FM 2 Fischer 344 (102 ENU 4 mg/kg in Plane wave Horn 0.27–0.72 Brain or CNS (No Initiation and
h/day, 4 d/wk, 2 yr pregnant dams; utero for Pregnant dams Whole-body; overall difference) Promotion; RF,
540 offspring in 6 and offspring; (0.74-1.6 in brain) Sham, and Cage
groups: 45 female Carousel after control
and 45 males/ weaning
group) (Restrained)
[20] 1.44 GHz TDMA, Fischer 344 (500 ENU 4 mg/kg in Carousel <0.4 Whole-body Brain or CNS (No Cancer
1.5 h/day, 5 d/wk, 2 5-wk old pups; 50 utero (Restrained with 4 (0.67 and 2.0 overall difference) Promotion; RF,
yr female and 50 sizes of holders) brain ave) Sham, Cage
male per group) control
[21] 1.95 GHz Fischer 344 (500 ENU 4 mg/kg in Carousel <0.4 Whole-body Brain or CNS (No Cancer
W-CDMA, 5-wk old pups; 50 utero (Restrained with 4 (0.67 and 2.0 overall difference) Promotion; RF,
1.5 h/day, 5 d/wk female and 50 sizes of holders) brain ave) Sham, Cage
for 2 yr male per group) control
[22] 836 MHz FM or Fischer 344 (480 None Carousel 1.3 Brain ave (0.5 Brain or organs Initiation RF,
848 MHz CDMA, 6-wk old; 80 (Restrained) and 2.5 local (No difference in Sham, No cage
4h/day, 5 d/wk, 2 yr female and 80 brain) any tumor in any controls
male per group) organ)
[23] 1.62 GHz Iridium Fischer 344 (102 None Parallel plate, 0.036 to 0.077 Brain or organs Initiation RF,
2h/day, 4 d/wk, 2 yr pregnant dams; Plane wave for Whole-body (0.16 (No difference in Sham, Cage
540 offspring in 6 Pregnant dams and 1.6 brain ave) treatment groups.) controls
groups: 45 female and offspring; Not reported for
and 45 Carousel after cage control.
males/group) weaning
(Unrestrained)
[24] 900 MHz GSM Wistar (288 Co-carcinogen Radial 0.3 (0.07–1.2) and Tumor type or Promotion RF,
2h/day, female 7-wk old in 3-chloro-4- Transmission Line 0.9 (0.21–3.6) incidence, No Sham, Cage
5 d/wk, 2 yr 4 groups of 72) (dichloromethyl)- TEM plane wave Whole-body ave effect control
5-hydroxy-2(5H)- (Unrestrained)
furanone (MX),
1.7 mg/kg
Oral daily
[25] 902 MHz GSM Wistar 500 (7-wk None Waveguide 0.44, 1.33, and 4.0 Primary tumor or Initiation RF,
2h/day, old in 5 groups of Wheel Whole-body ave neoplastic lesion Sham, Cage
5 d/wk, 2 yr 50 females and 50 (Restrained) No effect control
males/group)
[25] 1747 MHz DCS Wistar 500 (7-wk None Exposure Wheel 0.44, 1.33, and 4.0 Primary tumor No Initiation RF,
2h/day, old in 5 groups of waveguides Whole-body ave effect Sham, Cage
5 d/wk, 2 yr 50 females and 50 (Restrained) control
males/group)
[26] 860 MHz FM or SD (900 pups in ENU (0, 2.5, 10 Carousel with 0.27–0.42 Brain or organs Initiation and
MiRS pulsed, 15 groups of 30 mg/kg) in utero different size Whole-body ave (No difference), Promotion RF,
6h/day, females and 30 wedge or tube (1.0 brain ave) Trend in high Sham, Cage
5 d/wk, 2 yr males/group) holders ENU controls
(Restrained)
[27] 900 MHz GSM CW SD (360 female DMBA (50 Plane wave 0.017–0.13 Breast (No Promotion RF,
exposure until 51-day old in 6 mg/kg) chamber Whole-body ave difference) Sham, No cage
tumors developed in groups of 60) (Unrestrained) (low-level) control
150-280 days
[28] 900 MHz GSM SD (128 female DMBA (10 mg Plane wave 0.1, 0.7, 1.4, 2.2, Breast (No Promotion RF,
2h/day, 55-day old in 8 total) chamber and 3.5 difference) Trend Sham, No cage
5 d/wk, 9 wk groups of 16) (Restrained) Whole-body ave in low SAR control
LIN: CANCER OCCURRENCES IN LABORATORY RATS FROM EXPOSURE TO RF AND MICROWAVE RADIATION 7

TABLE I
CONTINUED

Reference Signal, Modulation, Rats Co-carcinogen Exposure SAR(W/kg) Tumor Type, Study
Exposure Regime (number) System (Whole-body, Location Design
local peak) (Results)

[29] 900 MHz GSM SD (500 female DMBA (35 Waveguide Wheel 0.44, 1.33, and 4.0 Breast (No Promotion RF,
4h/day, 5 d/wk, 26 wk 48-day old in 5 mg/kg) (Restrained) Whole-body ave sham/exposed Sham, Cage
groups of 100) difference; but in control
cage control)
[30] 902 MHz GSM SD (500 female DMBA (17 Waveguide Wheel 0.44, 1.33, and 4.0 Breast (Many Promotion RF,
4h/day, 5 d/wk, 26 wk 47-day old in 5 mg/kg, oral) (Restrained) Whole-body ave differences but no Sham, Cage
groups of 100) dose response control
relation)
[3], [31] 900 MHz GSM SD (In utero in 14 None Multimode 1.5, 3.0, and 6.0 Male brain RF, Sham, No
CDMA 9h/day, 7d/wk groups of 90) Chamber Whole-body ave gliomas and heart cage control
before birth thru 2yr (Unrestrained) schwannomas

of either spontaneous or ENU-initiated brain cancers did not were separated into five groups as in the TDMA-1.44 GHz in-
change with RF exposure [19]. Results from these two studies vestigation, and each group consisted of 50 females and 50
from the same laboratory appear to indicate there might be a re- males. The study did not show any significant elevation in num-
lationship between specific schemes of RF radiation modulation ber or incidence rate of cancers in these rats. Likewise, there
and carcinogenesis in Fisher 344 rats. were no clear variations in brain cancer types. However, the
TDMA-1.44 GHz: In this study, pups of Fischer 344 dams study suggested that brain cancer development in female Fisher
treated with an injection of ENU dose in utero were exposed 344 rats exposed to W-CDMA 1.95 GHz, RF field had a slight
to 1.44 GHz, TDMA-modulated radiation from a PDC system tendency to rise.
[20]. The exposure used a carousel configuration and individual FDMA-836 and CDMA-848 MHz: Spontaneous carcinogene-
restraining holders with the rats’ noses pointing toward the radi- sis without ENU initiation was studied for frequency-modulated
ating antenna at the center. The protocol called for plastic holders continuous-wave (FMCW) radiation at 836 MHz with frequency
of four different sizes to manage body mass increase during the division multiple access (FDMA) in a carousel exposure appa-
two-year experiment. The whole-body SAR was 0.4 W/kg for ratus [22]. The study also included a protocol using CDMA-
average SARs of 0.67 and 2.0 W/kg in the brain. modulated 848 MHz. It involved 480 young Fischer 344 rats of
Pups were assigned to five groups: three groups of ENU + both sexes (six weeks old when RF exposure began); 80 females
RF (sham exposure, 0.67 W/kg and 2.0 W/kg); ENU alone, and 80 males were placed in one of three experimental groups:
and untreated cage controls. Each group consisted of 50 rats CDMA, FDMA, and sham. Rats were placed in holders and
of each sex. An additional 63 females and 63 males served as exposed for four h/day, five d/wk during the two-year investiga-
replacement rats to fill vacancies due to death to maintain equal tion. Sentinel rats to screen for infectious diseases were kept in
number of rats for each exposure condition. the same room. It appeared that cage-control rats were absent
The increase in body mass of RF-exposed rats was similar from this study. Data reported indicated that two-year exposures
to that of unexposed controls of both sexes. Group values and to 848 MHz CDMA or 836 MHz FDMA RF radiation did not
variances were small in body mass, food consumption, or sur- influence spontaneous brain cancer development in these young
vival rates; likewise, incidence rate or number of brain or CNS Fischer 344 rats.
cancers in RF-exposed groups were comparable. In addition, IRIDIUM-1.6 GHz: The Iridium system—a satellite-based,
observed cancer types were similar. However, rat restraint was 1.6 GHz, digital, wireless, personal communication network—
associated with curtailed growth in male rats but only after 18 uses differentially encoded quaternary phase shift keying (DE-
months of age in female rats. Therefore, lifelong exposure to QPSK) RF modulation. A study of Iridium RF exposure on car-
TDMA-modulated 1.44 GHz, RF radiation at brain SARs of cinogenic potential involved pregnant rats and their offspring
0.67 and 2.0 W/kg did not display a promotional response for (Fischer 344) from 19th day of gestation [23]. Whole-body,
ENU-initiated CNS carcinogenesis. Note that this experiment plane-wave exposure was done in a parallel-plate system at a
used four different-sized restraining holders to accommodate power density of 4.3 W/m2 and whole-body average SAR of
growth in rats’ body mass. This procedure barred smaller rats 0.036 to 0.077 W/kg (0.10 to 0.22 W/kg in the brain). Rats were
from turning inside the holder and helped to improve dosimetry. exposed for two h/day, seven d/wk until weaning. Thereafter,
However, body restraints may also heighten stress. female and male offspring were exposed, individually and head-
W-CDMA-1.95 GHz: The RF exposure system mentioned in first, to near-field radiation for two h/day, five d/wk in a carousel
the above investigation was applied to study the co-carcinogenic system for two years. In this case, SARs in the brain were either
effect of two-year exposure to W-CDMA radiation as a promoter 0.16 or 1.6 W/kg.
of ENU-initiated cancer [21]. A monopole antenna was attuned The protocol also included cage control and concurrent sham-
to operate at 1.95 GHz. On gestational day 18, an injection of exposed animals. The 150 pregnant female rats were assigned to
ENU dose was given to pregnant Fisher 344 rats. Pups (500) three groups: 72 RF exposures, 36 sham controls, and 42 cage
8 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 1, NO. 1, JUNE 2017

controls. Each female rat was singly accommodated, or with power of RF sources was inadequate to support 4 W/kg. The
their pups in the same cage throughout the plane-wave expo- whole-body SAR for GSM averaged over the entire exposure
sure phase until weaning. During near-field exposure, rats of period was 3.7 W/kg.
the same sex from the same exposure group were accommo- This research did not report any statistically significant RF-
dated three per cage. Pups (700) were assigned to four sets associated findings in the incidence, latency, multiplicity, or type
comprised of three groups each of 90 males and 90 females of any primary cancers in combined female and male rats. Note
for 0.16 W/kg, 1.6 W/kg, and sham, respectively, as well as that cancer incidence in females was higher than in males, with
80 males and 80 females as cage controls. Litter size, weaning the highest occurring in sham control females both for GSM-
mass, survival rate, and histopathological evidence of cancer did 902 and DCS-1474. Also, histopathology was not performed
not indicate any statistically significant results among any of the for cage-control rats. There were several statistically signifi-
groups. While end-of-experiment survival rates were compara- cant macroscopic findings. For example, the number of liver
ble among male groups, a significantly reduced survival rate and foci in 1.33 W/kg GSM males and skin nodules in 0.44 W/kg
time were seen in females of the cage-control group. It is worthy DCS males were significantly higher, but for 1.33 and 4.0 W/kg
of note that reporting of histopathological data was inconsistent. GSM males, the number of foci in lachrymal glands was lower.
Specifically, brain cancer incidence in cage controls was not pro- However, authors of the report regarded these as isolated, trivial
vided. Instead, observed brain cancer incidence was reported to observations unrelated to RF radiation [25].
be similar to those of historical control incidence for Fischer Sprague-Dawley (SD) Rats
344 rats. The carcinogenic and co-carcinogenic potentials of RF radi-
Wistar Rats ation, especially with regard to CNS and breast cancers, were
There were two reported studies on carcinogenic and co- investigated using SD rats.
carcinogenic potentials of cell phone RF radiation using Wistar PRF/FM-860 MHz: In a reported study [26], Motorola Inte-
rats as subjects. grated Radio Service (MiRS) sources were used to energize a
GSM-900 MHz: The potent bacterial mutagen, 3-chloro-4- carousal system and expose SD rats to FM (CWRF) or pulsed
(dichloromethyl)-5-hydroxy-2(5H)-furanone (MX) is a multi- RF (PRF) 860 MHz radiation. Rats were placed into 15 groups
site carcinogen in Wistar rats. The first one investigated co- of 60 rats (30 females and 30 males). Each RF exposure group
carcinogenesis induced by MX in drinking water (average daily was matched to a sham-exposure group. Rats were held in iden-
dose of 1.7 mg MX/kg body mass). Rats were exposed, unre- tical compartments during exposure (at average brain SAR of
strained, in individual cages installed in a radial transmission 1.0 W/kg for six h/day, five d/wk from two months to two years
line system [24]. They were free to move about inside the cages of age). Some groups were treated with a 0, 2.5, or 10 mg/kg
and food was always available. Water bottle was taken away dose of ENU (i.v.) for brain cancer induction. In general, PRF or
during RF exposure to GSM-modulated 900 MHz radiation at CWRF exposure did not initiate cancer in SD rats. There was no
whole-body SARs of 0.0 (sham), 0.3, and 0.9 W/kg. Female sign of RF promotion of brain or neural cancers. Also, there was
Wistar rats, which were seven weeks old at the beginning of the no statistically noteworthy upsurge in size, site, incidence rate,
experiment, were assigned to 4 groups of 72 animals: three MX histological type of brain cancer, or mortality. However, authors
groups and a cage-control group. MX rats were exposed two indicated there was a higher incidence trend for the high ENU
h/day, five d/wk for two years. There were no statistically sig- dose group, when exposed to PRF, to form fatal brain cancers.
nificant differences in mortality. Histopathological results did GSM-900 MHz: To explore an animal model for hu-
not indicate any GSM exposure-related changes in incidence or man breast cancer development from RF radiation, 7,12-
type of cancer in MX-exposed rats. dimethylbenz[α]anthracene (DMBA)-initiated breast cancers in
GSM-902 and DCS-1747 MHz: The carcinogenic potential female SD rats were tested in four co-carcinogenic studies. In
in rats exposed to GSM at 902 MHz and DCS at 1747 MHz one investigation, three experiments were replicated twice by
was the subject of two double-blinding studies [25]. RF expo- starting the two subsequent experiments on the same day of
sure was accomplished using the waveguide wheel—an array of the two following years using female SD rats under the same
waveguides excited in the center via a circularly-polarized loop conditions [27]. Rats (120 plus 60 sham, 51-day-old, 150 g
antenna. In addition to cage and sham controls, 500, seven- SD) were administered a 50 mg/kg dose of DMBA in each
week-old Wistar rats (five groups of 50 females and 50 males experiment. Plane-wave exposure chambers with circularly po-
per group) were exposed for two h/day, five d/wk for up to larized 900 MHz GSM radiation produced a power density of
two years at whole-body SARs of 0.44, 1.33, and 4.0 W/kg, 100 μW/cm2 at the bottom of rat exposure cages. Exposure was
respectively, for each radiation type. continuous, except for brief cleaning periods, until all rats had
Besides average SARs, the report gave spatial peak and developed breast cancers. Rats were free to move about within
organ-specific SARs. Specifically, the brain-averaged SAR was the cage. The beginning whole-body SAR was between 0.033
1.5 W/kg for GSM-902 compared to 7.6 W/kg for DCS. It and 0.13 W/kg. For an adult female 300-g SD rat, the SAR
clearly demonstrated differences in frequency-dependent distri- was 0.017–0.070 W/kg but declined continuously, due to body-
bution of RF absorptions. Moreover, this investigation reported resonant RF absorption, during the experiment. It was found
SAR averaged over the entire exposure period. While 4 W/kg that the latency for induction of breast cancers was consider-
was attained for DCS, SAR had to be reduced for GSM because ably longer for RF rats compared to sham controls (278 vs. 145
growth rate in body mass was greater than expected so that the median days) in the first experiment. However, this disparity
LIN: CANCER OCCURRENCES IN LABORATORY RATS FROM EXPOSURE TO RF AND MICROWAVE RADIATION 9

was not revealed in two subsequent experiments. In general, significantly more malignant breast cancers and benign tumors
the combined results of all three experiments were that low compared to exposure groups—likely for the same reasons
power GSM-900 RF radiation had very little impact on latency as already mentioned. However, among the exposure groups,
to cancer onset, and the cumulative DMBA-initiated breast can- there were several noteworthy differences—although they did
cer incidence was unchanged. Thus, GSM-900 radiation did not not yield a clear dose-response outcome. In theory, differences
reveal a promotional ability on DMBA-initiated breast cancers between sham-exposed and RF-exposed rats may be interpreted
in SD rats. as indicative of an RF exposure response. Nevertheless, authors
Another study on the promotional significance of exposure had opined that the differences were incidental because of high
to GSM-900 radiation over a wide range of SARs on DMBA- data variability.
initiated cancers in SD rats was comprised of two separate exper- GSM AND CDMA-900 MHz: Recently, a U.S. government
iments [28]. Breast cancers were initiated in 55-day-old female project reported finding two rare kinds of cancers in SD rats ex-
SD rats by ingesting a 10-mg dose of DMBA. Plane-wave RF posed to RF radiation: malignant gliomas and cardiac schwan-
exposure began 10 days later for nine months on a schedule of nomas [3]. The study was the biggest and most complicated
two h/day, five d/wk. Rats (128 in 8 groups of 16) were exposed animal study carried out by NTP, which is a part of the Na-
with the electric-field vector parallel to the long body axis at tional Institutes of Health (NIH). While the paper has yet to
SARs of 0.0 (sham), 0.1, 0.7, 1.4, 2.2, and 3.5 W/kg. There be published in a peer-reviewed scientific journal, results were
were two 1.4 W/kg groups of rats, in which the exposures were reviewed by experts from NTP and NIH.
separated in time by one month. A group of eight rats served The study involved lifelong (two-year) whole-body exposures
as cage controls (not included in data analysis). Overall, study in “multimode reverberation chamber” furnished with mode
results showed no significant disparities in cancer mass, latency, stirrers and shims to help produce more even distribution of
or multiplicity among the groups. For cancer incidence, results RF radiation throughout the inner space of cavity. GSM and
were erratic compared to sham exposure. A reduction incidence CDMA 900 MHz power sources were used to produce the RF
trend of DMBA-initiated breast cancer was suggested for GSM- radiation. The whole-body SARs were set at 1.5, 3, or 6 W/kg.
900 rats at 1.4 W/kg or lower. It is noteworthy that the number The RF exposure field in reverberation chambers were tuned to
of rats per group (16 and 128 total) is relatively small for this accommodate growth in body mass to maintain preset SARs.
type of study. Body temperature in exposed rats was kept below 1 °C.
There is one more study that examined the promotional capac- RF exposures began in utero with pregnant dams and contin-
ity of GSM-900 MHz radiation in SD rats. It used an “exposure ued throughout gestation. Following birth, dams and pups were
wheel” system comprised of a circular array of 17 sector waveg- exposed and housed in the same cage until weaning. Dams were
uides with a loop antenna at the center to launch RF radiation then removed and RF exposure of 90 pups per sex per group
[29]. In an effort to even RF exposure, the position of each rat persisted for up to 106 weeks. Daily exposures were performed
was rotated weekly by one position on the wheel throughout seven d/wk for approximately 18 h with 10-min on and off for
the 26-week exposure experiment. Five hundred SD rats were a cumulative exposure duration of nine h/day. Single, common,
assigned to five groups: 0.0 (sham), 0.44, 1.33, and 4.0 W/kg, sham control groups of each sex were housed in identical re-
respectively, and cage controls. The 26-week, GSM-900 RF ex- verberation chambers without RF radiation. The environmental
posure began one day after DMBA injection (35 mg/kg) for conditions in exposure chambers were similarly regulated in-
four h/day and five d/wk. Each rat was examined weekly for the cluding a 12-h light/dark cycle.
presence of breast cancers. In general, a significant variation in The specific results were two rare types of cancers—
breast cancer incidence, latency, mass, or multiplicity was ab- malignant gliomas and cardiac schwannomas in male SD rats
sent between GSM 900- and sham-exposed SD rats. However, a exposed to GSM and CDMA 900 radiation. It is noteworthy
significant difference was found in benign mammary tumors and that while historical control incidences in NTP studies were
body mass between all exposure groups and cage-control rats. In provided in this report, this study did not include cage-control
fact, they were considerably lower than cage-control rats. Also, rats. NTP historical controls may or may not be identical to
the latency to benign mammary tumor onset was significantly cancer incidences for local laboratory cage-control rats.
longer in the exposure groups than the cage-control group. It is The report suggested a significant positive SAR-dependent
noteworthy that for cage-control rats, food and water were avail- trend in the incidence rate of malignant gliomas in the brain
able ad libitum throughout the 26-week experiment. In contrast, (p < 0.05) for CDMA RF radiation (see Table II). Statistically,
exposure rats (including sham) were deprived of food and water there was no noteworthy difference among exposed male rats of
during exposure (4.5–5.0 h per exposure day). It is well-known the RF groups. A low incidence (2%) of malignant gliomas was
that chronic food deprivation restrains mammary tumor growth reported in exposed males, but no malignant gliomas were seen
in rats. Changes detected in DMBA-initiated mammary tumors in controls. Moreover, historical incidence for control SD rats
in female experimental SD rats are probably related to dietary in all NTP studies is also 2.0%. Malignant gliomas were found
deprivation. in three RF-exposed female rats (0.55%); none were observed
The same “exposure wheel” system used in the above- in any female controls. At NTP, historical incidence for control
mentioned study [29] supported the protocol of a rare, parallel females is 0.18%.
investigation of DMBA-initiated breast cancers in female SD For both GSM- and CDMA RF radiation, schwannomas of the
rats [30]. Basically, results showed that cage-control rats had heart were observed in male SD rats of all exposure groups (4%);
10 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 1, NO. 1, JUNE 2017

TABLE II What follows will be separate discussions of co-


INCIDENCE RATES OF GLIOMAS IN SD RATS EXPOSED TO GSM OR CDMA RF
RADIATION (DATA FROM [3])
carcinogenesis and carcinogenesis in the two-year or lifelong rat
studies. In general, these studies did not yield unambiguous indi-
cations of a rise in the promotion of brain, breast, or CNS cancer,
Female
or RF-induced primary cancer over those of sham-exposed rats.
Modul. Scheme Control GSM CDMA

Number of Rats 90 90 90 90 90 90 90
A. Cancer Promotion or Co-Carcinogenic Investigations
SAR (W/kg) 0.0 1.5 3.0 6.0 1.5 3.0 6.0 Among the promotional cancer studies involving co-
Glioma, 0 0 0 1 2 (2.2%) 0 0
Number (%) (1.1%) carcinogens, six did not show any statistically significant obser-
Male vation, while two studies reported different findings in female
SD rats (see Table IV).
Modul. Scheme Control GSM CDMA
Among Fischer 344 rat studies, four involved promotion of
Number of Rats 90 90 90 90 90 90 90
SAR (W/kg) 0 1.5 3.0 6.0 1.5 3.0 6.0
ENU-induced cancer. RF carrier frequencies ranged from 836
Gliomas, 0 3 3 (3.3%) 2 0 0 3 (3.3%) to 1950 MHz with different modulations. Nevertheless, none
Number (%) (3.3%) (2.2%) showed increase in ENU-initiated brain cancer promotion. It
should be noted that restraining rats in the carousel system likely
TABLE III have presented a stress factor, complicating result evaluations.
INCIDENCE RATE OF SCHWANNOMAS IN SD RATS EXPOSED TO GSM OR A solitary promotional study, in which unrestrained, MX
CDMA MODULATED RF RADIATION (DATA FROM [3])
mutagen-treated Wistar rats were exposed to GSM-900 plane
waves, also provided null results with regard to any cancer type
Female [24].
Modul. Scheme Control GSM CDMA The DMBA breast cancer model in female SD rats formed the
basis for four studies employing GSM-900 radiation (Table IV).
Number of Rats 90 90 90 90 90 90 90 The Bartsch et al. investigation [27] was a self-replicated study
SAR (W/kg) 0.0 1.5 3.0 6.0 1.5 3.0 6.0
Schwannoma, 0 0 2(2.2%) 0 2(2.2%) 0 2(2.2%) using unrestrained rats. It found no statistically significant dif-
Number (%) ference between sham and exposed rats. Note that this study did
Male not include cage controls.
Number of Rats 90 90 90 90 90 90 90
However, a parallel set of investigations using GSM-900 ra-
SAR (W/kg) 0 1.5 3.0 6.0 1.5 3.0 6.0 diation and matching “waveguide-wheel” systems to provide
Schwannoma, 0 2 1 (1.1%) 5 2 (2.2%) 3 6 (6.6%) SARs showed very different results for breast cancer incidence
Number (%) (2.2%) (5.5%) (3.3%)
[29], [30]. While one showed little difference between sham-
and RF-exposed rats, benign tumors in cage controls were con-
siderably higher [29]. The onset latency to breast cancer in cage
none were observed in control animals (see Table III). There was controls was also appreciably shorter than in exposed rats. This
also a significant trend in SAR dependency for schwannomas difference could be associated with food deprivation imposed on
(p < 0.05). Furthermore, schwannomas in the 6-W/kg male rats exposed rats. Moreover, cage-control rats in the other study had
were considerably higher in CDMA-exposed rats. the highest incidence [30]. There were several substantial vari-
The response of Schwann cells to GSM- and CDMA RF ances among different exposure groups. While this may point
radiation seems to be identified with the heart tissue of male to an effect of RF exposure, the findings did not produce a
SD rats. The study did not find any RF-related observations on clear dose-response correlation, rendering it tenuous in arriving
incidence rate of schwannomas in the heart or combined with at a firm decision. Moreover, the DMBA breast cancer model
other tissue sites in female SD rats. is susceptible to varying results, especially if DMBA dose and
delivery are different.
VII. DISCUSSION AND CONCLUSION
The carcinogenic and co-carcinogenic research assessed in- B. Carcinogenic or Cancer Induction Investigations
cludes 18 reports of rats exposed to RF radiation from a diverse As summarized in Table V, there are seven carcinogenic or
set of mobile telecommunication systems. The studies involved spontaneous cancer induction investigations of rats exposed life-
three different strains of rats as biological subjects: SD, Wistar, long to RF radiation. Sources ranged in frequency from 836 to
and Fischer 344. Most studies had rats restrained in holders and 2450 MHz and had involved common wireless communication
underwent either near-field or plane-wave equivalent exposure schemes. The studies included three using Fischer 344, two Wis-
scenarios. Also, most exposures were lifelong or two years in tar, and two SD rats. In sum, three studies showed a carcinogenic
duration, except for two. One exposed Fischer 344 rats following effect, including the most recent report [3], and no effect was
glioma cell implantation using GSM-900 radiation for two to seen in four of the seven carcinogenic effect studies.
three weeks until death [14]. Another was a six-week liver study One ENU project [19] had included a non-ENU group [19].
of Fischer 344 rats subjected to TDMA-900 radiation [20]. Nei- It showed a drop in cancer rate for TDMA 836 MHz radiation.
ther study showed any significant influence from RF radiation. While it may be regarded as suggestive of a cancer “protective”
LIN: CANCER OCCURRENCES IN LABORATORY RATS FROM EXPOSURE TO RF AND MICROWAVE RADIATION 11

TABLE IV
CO-CARCINOGENESIS OR CANCER PROMOTION IN RATS FROM 2-YR RF EXPOSURE

Reference Radio Rat Type Restraint SAR(W/kg) Significant


Frequency Holder (Whole-body/Local tissue) Findings (Results)

[18] 836 MHz TDMA Fischer 344 Yes 0.27–0.72 Whole-body; (0.74-1.6 Brain or CNS (No overall
in brain) difference)
[19] 836 MHz FM Fischer 344 Yes 0.27–0.72 Whole-body; Brain or CNS (No overall
(0.74–1.6 in brain) difference)
[20] 1.44 GHz TDMA Fischer 344 Yes <0.4 Whole-body (0.67 and 2.0 Brain or CNS (No overall
brain ave) difference)
[21] 1.95 GHz W-CDMA Fischer 344 Yes <0.4 Whole-body (0.67 and 2.0 Brain or CNS (No overall
brain ave) difference)
[24] 900 MHz GSM Wistar No 0.3 (0.07–1.2) and 0.9 (0.21–3.6) Cancer type or incidence, No
Whole-body ave effect
[26] 860 MHz FM or MiRS Sprague-Dawley Yes 0.27–0.42 Whole-body ave (1.0 Brain or organs (No difference)
brain ave) Trend in high ENU
[27] 900 MHz GSM CW Sprague-Dawley No 0.017–0.13 Whole-body ave Breast (No difference)
exposure until tumor (low-level)
developed in 150-280
days
[29] 900 MHz GSM Sprague-Dawley Yes 0.44, 1.33, and 4.0 Whole-body Breast (No sham/exposed
ave difference; but higher in cage
control)
[30] 902 MHz GSM Sprague-Dawley Yes 0.44, 1.33, and 4.0 Whole-body Breast (Many differences but no
ave dose response relation)

TABLE V
CARCINOGENESIS OR CANCER INDUCTION IN RATS FROM 2-YR RF EXPOSURE

Reference Radio Rat Type Restraint SAR (W/kg) Significant


Frequency Holder (Whole- body/Local tissue) Finding (Results)

[18] 836 MHz TDMA Fischer 344 Yes 0.27–0.72 Whole-body; Brain or CNS (Cancer Reduction)
(0.74–1.6 in brain)
[22] 836 MHz FM or Fischer 344 Yes 1.3 Brain ave (0.5 and 2.5 Brain or organs (No cancer effect)
848 MHz CDMA, local brain)
[23] 1.62 GHz Iridium Fischer 344 No 0.036 to 0.077 Whole-body Brain or organs (No cancer effect)
(0.16 and 1.6 brain ave)
[25] 902 MHz GSM Wistar Yes 0.44, 1.33, and 4.0 Primary cancers No effect
Whole-body ave
[25] 1747 MHz DCS Wistar Yes 0.44, 1.33, and 4.0 Primary cancers No effect
Whole-body ave
[17] 2,450 MHz Pulsed Sprague-Dawley No 0.15, and 0.4 Whole-body ave Primary cancers
[3], [31] 900 MHz GSM CDMA Sprague-Dawley No 1.5, 3.0, and 6.0 Whole-body Male brain glioma and cardiac
ave schwannoma

effect, this explanation is not as robust as it appears, since cage- exposure on general health in adult rats [16], [17]. Pulsed-
control Fisher 344 rats were not included in this project. modulated, 2450-MHz microwaves at 0.15–0.4 W/kg of whole-
Restrained Wistar rats were chosen as subjects in a car- body SARs were observed to have a reliable rise in number
cinogenic investigation to study RF cancer induction from the of primary malignancies at the end of the study. However, the
near field of a GSM-900 waveguide-wheel [25]. The paper project did not observe any significant effects on the overall
also reported results for DCS at 1747 MHz. Histopathological health of RF-exposed SD rats, and the survival curves were
examination of cage-control rats was not performed. For GSM undistinguishable for microwave and sham SD rats.
exposures across all groups, reported combined female and The NTP project was planned to confront shortcomings of
male cancer incidences were similar. However, the macroscopic prior rodent studies on RF radiation to produce major health
results suggested several noteworthy occurrences comparing issues such as cancer under controlled conditions. Its objective
sham controls with GSM-exposed rats. Moreover, the study was to tender a strategic contribution of scientific information
showed that incidence rate in female rats was higher, with the on a significant human health matter. Findings from this study
highest incidence occurring in sham control females for both revealed heightened hazards of rare cancers, especially gliomas
GSM-900 and DCS-1474 exposures. in the brain and schwannomas of the heart in male SD rats
One of the SD rat studies listed in Table V was actually subjected to lifelong GSM and CDMA RF radiation, but no in-
completed about 30 years ago, well before the rest of studies creased risk was found among female SD rats. To be sure, a new
reviewed. It was a study targeting the impact of microwave or single report should not be viewed in isolation, even though
12 IEEE JOURNAL OF ELECTROMAGNETICS, RF, AND MICROWAVES IN MEDICINE AND BIOLOGY, VOL. 1, NO. 1, JUNE 2017

the study was the biggest and most complicated laboratory an- [6] J. C. Lin et al., “ICNIRP statement on EMF-emitting new technologies,”
imal project associated with exposure to RF radiation. These Health Phys. vol. 94, pp. 376–392, 2008.
[7] E. Cardis and the Interphone Study Group, “Brain tumour risk in relation
findings surely augment other published animal cancer studies to mobile telephone use: Results of the INTERPHONE international case-
on RF radiation. control study,” Int. J. Epidemiol., vol. 39, no. 3, pp. 675–694, 2010.
Of particular note is that gliomas were also reported in hu- [8] E. Cardis and the Interphone Study Group, “Acoustic neuroma risk in rela-
tion to mobile telephone use: Results of the INTERPHONE international
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Interestingly, schwannomas in rat hearts and acoustic neuromas [9] L. Hardell, M. Carlberg, and K. Mild-Hansson, “Pooled analysis of case-
in human brains were separately reported for two dissimilar control studies on malignant brain tumours and the use of mobile and
cordless phones including living and deceased subjects,” Int. J. Oncol.,
mammalian organ sites. Conceivably, a link could exist since vol. 38, no. 5, pp. 1465–1474, 2011.
Schwann cells surround nerve tissues along the auditory path- [10] Y. Sato, S. Akiba, O. Kubo, and N. Yamaguchi, “A case-case study of
ways and in the heart. mobile phone use and acoustic neuroma risk in Japan,” Bioelectromagn.,
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[13] U.S. Census, “The total U.S. populations,” U.S. Census, Washington, DC,
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[28] R. Anane, P. E. Dulou, M. Taxile, M. Geffard, F. L. Crespeau, and James C. Lin (S’65–M’67–SM’77–F’86– LF’07)
B. Veyret, “Effects of GSM-900 microwaves on DMBA-induced mam- received B.S., M.S., and Ph.D. degrees in electri-
mary gland tumors in female Sprague-Dawley rats,” Radiat. Res. vol. 160, cal engineering from the University of Washington,
no. 4, pp. 492–497, 2003. Seattle, WA, USA.
[29] D. Yu, Y. Shen, N. Kuster, Y. Fu, and H. Chiang, “Effects of 900 MHz GSM He is currently a Professor Emeritus at the Univer-
wireless communication signals on DMBA-induced mammary tumors in sity of Illinois at Chicago, Chicago, IL, USA, where
rats,” Radiat. Res. vol. 165, no. 2, pp. 174–180, 2006. he was the Head of the Bioengineering Department,
[30] R. Hruby, G. Neubauer, N. Kuster, and M. Frauscher, “Study on potential the Director of the Robotics and Automation Lab-
effects of “902-MHz GSM-type Wireless Communication Signals” on oratory, and the Director of Special Projects in the
DMBA-induced mammary tumours in Sprague-Dawley rats,” Mutation College of Engineering. He has authored or edited
Res., vol. 649, no. 1/2, pp. 34–44, 2008. 13 books, authored 380+ book chapters and articles
[31] J. C. Lin, “Changing the conversation on cell phone RF radiation car- in journals and magazines, and has made 280+ conference presentations. In ad-
cinogenesis,” IEEE Microw. Mag., vol. 17, no. 10, pp. 21–23, Oct. 2016. dition to fundamental scientific contributions to electromagnetics in biology and
(Comment: vol. 18, no. 1, p. 138, 2017). medicine, he has pioneered several medical applications of RF and microwave
[32] J. C. Lin, “The NTP cell phone radio frequency radiation health effects energies, including invention of minimally invasive microwave ablation treat-
project,” IEEE Microw. Mag., vol. 18, no. 1, pp. 15–17, Jan./Feb. 2017. ment for cardiac arrhythmia, noncontact and noninvasive microwave sensing of
[33] J. C. Lin, “Carcinogenic effect of wireless communication radiation in physiological signatures and vital signs, and microwave thermoacoustic (ther-
rodents,” Advances in Electromagnetic Fields in Living Systems, vol. 5, moelastic) tomography and imaging.
New York, NY, USA: Springer, pp. 35–82, 2009. Prof. Lin is a Fellow of AAAS, AIMBE, and URSI. He held an NSC Research
Chair from 1993 to 1997 and was an IEEE-EMBS Distinguished Lecturer. He
received the d’Arsonval Medal from the Bioelectromagnetics Society, IEEE
EMC Transactions Prize Paper Award, IEEE COMAR Recognition Award, and
CAPAMA Outstanding Leadership and Service Awards. He was a member of
the U.S. President’s Committee for National Medal of Science (1992–1993).
He has served in leadership positions of several scientific and professional or-
ganizations, including President of the Bioelectromagnetics Society, Chairman
of the International Scientific Radio Union Commission on Electromagnet-
ics in Biology and Medicine, Chairman of the IEEE Committee on Man and
Radiation, Vice President of the U.S. National Council on Radiation Protec-
tion and Measurements, and a member of the International Commission on
Nonionizing Radiation Protection. He also served on numerous advisory com-
mittees and panels for the U.S. Congress, Office of the U.S. President, National
Academy of Sciences, National Research Council, National Science Founda-
tion, National Institutes of Health, Marconi Foundation, and the World Health
Organization. He has chaired several international conferences, including IEEE,
BEMS, URSI, and ICST (founding chairman of Wireless Mobile Communica-
tion and Healthcare—MobiHealth). Since 2006, he has been the Editor-in-Chief
of the Bioelectromagnetics journal and has served as Guest Editor and Member
of editorial boards of several journals. He is a member of Sigma Xi, Phi Tau
Phi, Tau Beta Pi, and Golden Key honorary societies. He was listed in American
Men and Women of Science, Who’s Who in America, Who’s Who in Engineering,
Who’s Who in the World, and Men of Achievement, among others.

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