Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
Sr. No. ARN Name of the ARN Holder as per AMFI Website
1 ARN‐0001 BNP Paribas 8.36 0.00 8.36 7,519.01 -14,270.10 20,128.23 14,559.57 1.94
2 ARN‐0002 JM Financial Services Private Limited 257.92 10.15 268.07 10,73,800.51 -9,996.83 1,81,740.75 1,48,942.38 0.14
3 ARN‐0003 Aditya Birla Money Mart Ltd 242.86 6.25 249.11 16,27,368.71 8,115.30 71,491.02 52,005.66 0.03
4 ARN‐0004 Cholamandalam Distribution Services Limited 3.45 0.00 3.45 2,09,937.73 2,999.46 3,785.53 4,206.22 0.02
5 ARN‐0005 HDFC Bank Limited 919.62 10.13 929.75 2,08,852.26 46,331.83 81,067.67 1,09,950.29 0.53
6 ARN‐0006 SKP Securities Limited 11.06 0.00 11.06 1,199.54 -3,116.22 5,309.26 3,236.97 2.70
7 ARN‐0007 SPA Capital Services Limited 226.80 0.85 227.65 13,26,276.60 72,878.60 99,010.56 1,29,275.46 0.10
8 ARN‐0008 ENAM Securities Private Limited 65.18 0.00 65.18 7,07,600.18 -40,314.13 55,746.81 9,492.81 0.01
9 ARN‐0009 Way2Wealth Securities Private Limited 7.23 0.00 7.23 23,784.40 -9.12 1,557.94 1,406.36 0.06
10 ARN‐0010 Bajaj Capital Ltd. 94.84 4.95 99.79 8,179.70 -1,048.22 9,888.06 10,378.13 1.27
11 ARN‐0011 SBICAP Securities Limited 13.94 0.00 13.94 13,94,945.08 -2,322.67 31,717.82 557.74 0.00
12 ARN‐0016 Bluechip Corporate Investment Centre Ltd 19.85 0.00 19.85 486.46 -582.02 4,106.74 3,816.86 7.85
13 ARN‐0017 Stock Holding Corporation of India Limited 3.71 0.00 3.71 50,084.87 -280.12 1,503.30 692.34 0.01
14 ARN‐0018 Karvy Stock Broking Limited 46.40 3.84 50.24 6,645.31 -762.09 7,611.26 7,047.79 1.06
15 ARN‐0019 Axis Bank Limited 304.22 0.78 305.01 1,17,242.79 18,976.86 26,472.82 35,664.91 0.30
16 ARN‐0020 ICICI Bank Limited 185.58 0.00 185.58 45,54,573.47 13,700.28 40,146.27 30,268.58 0.01
17 ARN‐0021 Tata Securities Limited 32.57 0.00 32.57 20,12,420.01 15,630.35 40,532.27 31,306.51 0.02
18 ARN‐0022 Hongkong & Shanghai Banking Corporation Ltd. 300.09 0.00 300.09 30,192.53 3,261.82 35,677.41 46,151.62 1.53
19 ARN‐0025 HSBC Investdirect Securities (India) Ltd 6.50 0.00 6.50 39,788.20 -3,456.09 3,361.49 1,246.38 0.03
20 ARN‐0026 EFG Wealth Management (India) Private Limited 0.44 0.00 0.44 313.70 -1,033.68 542.37 357.34 1.14
21 ARN‐0030 Eastern Financiers Ltd. 22.69 2.45 25.14 14,764.61 -10,531.21 12,799.17 5,320.15 0.36
22 ARN‐0032 RR Investors Capital Services Pvt Ltd. 32.16 0.00 32.16 3,084.53 -779.96 7,075.08 6,282.72 2.04
23 ARN‐0039 Bluechip Capital Services Private Limited 0.77 0.00 0.77 50.58 -4.67 159.69 171.63 3.39
24 ARN‐0055 Citibank N.A 249.54 0.00 249.54 1,09,269.91 -6,102.64 32,817.79 40,220.86 0.37
25 ARN‐0058 IDBI Bank Ltd 49.64 3.71 53.36 56,450.86 -456.48 7,951.71 7,416.37 0.13
26 ARN‐0081 Major Ashish Chadha 7.88 0.00 7.88 999.95 -417.08 2,047.81 2,068.79 2.07
27 ARN‐0088 Sadashiv Arvind Phene 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
28 ARN‐0098 Geojit BNP Paribas Financial Services Limited 13.97 0.10 14.07 6,589.54 -2,258.19 9,443.96 8,376.19 1.27
29 ARN‐0111 ITI Financial Services Limited 3.00 0.00 3.00 159.84 -131.90 1,153.01 1,099.57 6.88
30 ARN‐0145 DSP Merrill Lynch Limited 4.35 0.00 4.35 4,37,744.15 -1,535.68 6,858.63 2,063.09 0.00
31 ARN‐0155 NJ IndiaInvest Pvt Ltd 410.05 25.60 435.65 22,993.72 9,001.76 21,949.75 27,568.25 1.20
32 ARN‐0158 Mata Securities India Pvt. Ltd 36.23 0.15 36.38 6,78,407.80 -4,462.11 41,613.16 16,736.90 0.02
33 ARN‐0164 Kotak Securities Ltd 63.93 4.77 68.70 20,31,724.57 -7,649.90 Associate 47,518.30 34,873.64 0.02
34 ARN‐0165 Zeenat S Jagani 3.15 0.00 3.15 61.45 -58.67 431.91 406.71 6.62
35 ARN‐0168 Anand Rathi Financial Services Limited 82.99 1.00 83.99 1,73,041.51 1,765.80 17,638.47 12,865.68 0.07
36 ARN‐0169 Hero FinCorp Ltd 0.00 0.00 0.00 0.00 -548.43 177.64 0.58 0.00
37 ARN‐0172 Allegiance Advisors Pvt. Ltd. 0.01 0.00 0.01 3.81 -1.54 4.28 4.50 1.18
38 ARN‐0180 ING Vysya Bank Ltd. 135.80 2.71 138.51 13,282.90 4,398.77 8,202.44 10,036.89 0.76
39 ARN‐0186 Bonanza Portfolio Ltd 17.54 0.00 17.54 259.81 -5,088.61 4,414.01 460.94 1.77
40 ARN‐0203 Jayanta Ghosh 2.72 0.00 2.72 633.97 -11.94 364.93 247.12 0.39
41 ARN‐0206 PLC Securities Ltd 17.54 0.00 17.54 4,810.13 2,434.37 5,616.39 5,762.92 1.20
42 ARN‐0238 Sprism Investment Services Private Limited 59.15 0.38 59.53 8,89,541.49 -13,755.30 18,171.64 7,819.93 0.01
43 ARN‐0262 A.G. Financial Services 0.00 0.00 0.00 0.00 0.00 2.21 2.23 0.00
44 ARN‐0266 P.H. Financial & Investment Consultants Pvt. Ltd. 2.59 0.00 2.59 1,45,732.75 -78.56 3,619.10 330.97 0.00
45 ARN‐0307 Russell Credit Limited 90.79 0.83 91.62 3,20,125.62 -6,300.13 55,746.72 33,199.75 0.10
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
46 ARN‐0323 Prebon Yamane India Limited 19.81 0.00 19.81 3,79,077.70 -1,393.14 11,028.33 4,550.59 0.01
47 ARN‐0353 Development Credit Bank Limited 5.88 0.00 5.88 144.08 -553.06 1,232.48 878.45 6.10
48 ARN‐0354 Standard Chartered Securities (India) Limited 4.66 0.00 4.66 197.20 -353.31 1,241.05 1,107.07 5.61
49 ARN‐0358 K Arun Kumar 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
50 ARN‐0367 Sahara India Financial Corporation Limited 2.48 0.00 2.48 85.02 -88.02 384.83 336.36 3.96
51 ARN‐0507 Zen Securities Limited 1.80 0.00 1.80 236.19 115.53 78.56 141.05 0.60
52 ARN‐0633 Indusind Bank Ltd 118.61 0.00 118.61 16,477.80 -406.33 6,859.65 5,977.85 0.36
53 ARN‐0654 J R Laddha Financial Services (P) Ltd. 8.00 6.25 14.25 36,847.63 1,260.09 9,565.58 9,372.53 0.25
54 ARN‐0703 Batlivala & Karani Securities India Pvt. Ltd. 38.38 0.50 38.88 10,40,881.92 -4,275.71 21,729.94 6,365.01 0.01
55 ARN‐0845 ICICI Securities Limited 119.92 8.19 128.11 26,288.01 8,862.01 13,861.78 19,483.28 0.74
56 ARN‐0864 Om Spectrum Financial Consultants Pvt. Ltd. 3.31 0.00 3.31 537.32 116.10 834.31 939.61 1.75
57 ARN‐0893 IDBI Capital Market Services Limited 4.76 0.00 4.76 3,75,618.73 -660.20 8,209.74 497.99 0.00
58 ARN‐0900 Wealth Managers (India) Private Limited 9.00 0.00 9.00 2,939.25 -492.43 2,623.16 2,402.29 0.82
59 ARN‐0910 Oswal Dhan Private Limited 1.52 0.00 1.52 135.31 131.46 50.99 146.05 1.08
60 ARN‐0912 B D Shroff Securities Private Limited 0.02 0.00 0.02 2.58 -2.07 4.87 2.14 0.83
61 ARN‐0935 Ghalla & Bhansali Securities Pvt. Ltd. 2.40 0.00 2.40 95.43 -95.70 446.74 411.35 4.31
62 ARN‐0940 Dalal & Broacha Stock Broking Pvt. Ltd. 0.60 0.00 0.60 7,912.62 -182.40 978.34 468.70 0.06
63 ARN‐0962 Integrated Enterprises (India) Ltd 16.51 2.75 19.26 415.62 -713.36 3,104.44 2,893.52 6.96
64 ARN‐0988 Ganesh Shridhar Shanbhag 0.53 0.00 0.53 0.63 -22.93 113.37 104.80 166.10
65 ARN‐1016 Roopa Venkatkrishnan 0.03 0.00 0.03 0.00 0.00 10.89 11.10 0.00
66 ARN‐1017 Rajbir Singh. 7.89 1.30 9.19 790.55 330.98 746.11 1,175.10 1.49
67 ARN‐1022 Quantum Information Services Private Limited 0.15 0.00 0.15 32.08 18.93 69.28 80.24 2.50
68 ARN‐1142 Wealth First Advisors Pvt Ltd 2.10 0.00 2.10 11,466.47 -210.26 5,634.73 607.80 0.05
69 ARN‐1159 The Royal Bank of Scotland N V 185.25 0.00 185.25 1,17,366.54 -4,468.74 33,688.43 32,641.27 0.28
70 ARN‐1160 Prescient Financial Solutions 1.88 0.00 1.88 639.43 -108.45 481.79 469.23 0.73
71 ARN‐1173 Shivranjani Securities Company Pvt Ltd 19.57 0.75 20.32 6,681.92 -797.67 5,218.67 5,634.27 0.84
72 ARN‐1209 Standard Chartered Bank 999.12 32.62 1,031.74 3,12,193.40 43,838.86 90,758.33 1,04,745.01 0.34
73 ARN‐1238 Harley Securities Pvt Ltd 9.17 0.00 9.17 735.92 729.75 207.47 758.57 1.03
74 ARN‐1239 Axiom Financial Services Pvt Ltd 0.02 0.00 0.02 3.50 3.50 1.39 3.86 1.10
75 ARN‐1308 Almondz Global Securities Ltd 48.10 2.75 50.85 70,453.53 -1,376.14 5,816.97 5,614.73 0.08
76 ARN‐1379 Anita Investment Agencies 3.35 0.00 3.35 528.90 526.49 218.62 586.63 1.11
77 ARN‐1389 Right Choice Securities Pvt Ltd 1.21 0.00 1.21 11.06 -62.15 255.75 224.15 20.27
78 ARN‐1390 Kotak Mahindra Bank Limited 1,294.85 17.23 1,312.08 39,33,969.88 3,878.68 Associate 3,42,593.45 2,97,681.51 0.08
79 ARN‐1428 Poddar Financial Services 2.65 0.00 2.65 248.30 248.21 423.52 575.95 2.32
80 ARN‐1435 Security Investments Limited 11.12 0.00 11.12 1,040.69 212.35 852.17 813.99 0.78
81 ARN‐1480 Raviraj Investments Corporate (India) Pvt Ltd 2.86 0.00 2.86 15.24 -38.73 267.45 251.95 16.54
82 ARN‐1488 Goldstar Financial Services Private Limited 3.59 1.00 4.59 9,840.98 -65.05 1,039.48 424.53 0.04
83 ARN‐1560 Purnima Securities Pvt Ltd 15.65 0.00 15.65 7,253.75 1,546.82 5,802.55 6,174.37 0.85
84 ARN‐1563 Emkay Global Financial Services Limited 6.49 0.00 6.49 3,045.85 138.42 539.64 514.98 0.17
85 ARN‐1666 Safe Assets 0.23 0.00 0.23 127.71 35.23 195.72 241.51 1.89
86 ARN‐1668 ECS Financial Services (India) Private Limited 2.47 0.30 2.77 140.83 50.86 262.92 305.87 2.17
87 ARN‐1678 Mangsidhesh Investments Pvt Ltd 16.89 1.20 18.09 1,283.67 937.52 1,091.19 1,768.82 1.38
88 ARN‐1774 Zuari Investments Ltd 1.84 0.00 1.84 55,284.78 -1,441.91 2,491.18 232.40 0.00
89 ARN‐1920 Hari Ghanashyam Kamat 8.87 0.00 8.87 1,903.13 126.84 1,848.70 1,826.65 0.96
90 ARN‐1964 Anil Khera 5.52 0.00 5.52 410.21 223.77 334.59 406.28 0.99
91 ARN‐2023 Bharat Bhushan & Co. 103.50 0.00 103.50 17,184.67 1,209.65 13,782.59 15,318.23 0.89
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
92 ARN‐2025 Suvridhi Capital Markets Ltd 14.59 0.30 14.89 2,855.86 -1,143.96 7,285.26 7,507.71 2.63
93 ARN‐2091 Nita Rajeshkumar Gandhi 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
94 ARN‐2235 Nikhil Ashok Naik 11.11 1.20 12.31 938.04 -734.81 1,696.04 1,171.34 1.25
95 ARN‐2328 Nita Siddharth Shah 3.06 0.33 3.39 222.15 87.03 294.64 372.40 1.68
96 ARN‐2373 Divyesh Jagdish Rach 0.72 0.00 0.72 74.96 13.10 73.24 86.39 1.15
97 ARN‐2380 Edge Corporate Services Pvt Ltd 4.66 0.00 4.66 2,397.81 -505.82 2,426.78 2,148.71 0.90
98 ARN‐2403 Varsha Investments 1.15 1.20 2.35 2.97 -214.93 348.36 293.47 98.84
99 ARN‐2481 Rajinder Pal singh Anand 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
100 ARN‐2508 Brij Bhushan Marwaha 1.23 0.00 1.23 114.30 87.40 145.81 220.53 1.93
101 ARN‐2512 Rakesh Pasricha 22.79 0.25 23.04 1,085.44 378.86 1,415.81 1,921.00 1.77
102 ARN‐2550 Shagun Sandeep Sutaria 4.86 2.00 6.86 534.15 -233.80 546.61 349.33 0.65
103 ARN‐2647 Rajaram Management Services Pvt Ltd 8.88 0.25 9.14 6,480.47 3,397.56 1,981.36 3,761.10 0.58
104 ARN‐2648 Darashaw & Co. Pvt Ltd 0.70 0.00 0.70 10,599.78 3.33 714.38 230.34 0.02
105 ARN‐2659 FCH Centrum Direct Limited 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
106 ARN‐2698 Jagruti Sanjay Khatri 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
107 ARN‐2700 Sanjay Jiwandas Khatri 16.67 1.30 17.97 210.52 -865.90 2,412.88 1,963.93 9.33
108 ARN‐3078 Barjeel Geojit Securities LLC 2.56 0.00 2.56 17.68 -162.40 546.36 474.25 26.82
109 ARN‐3092 Think Financial & Insurance Cons Pvt Ltd 0.36 0.00 0.36 45.08 29.62 49.49 62.18 1.38
110 ARN‐3266 Hexagon Consultants 2.38 0.00 2.38 56.74 -96.17 396.18 342.12 6.03
111 ARN‐3280 Sundaram Finance Limited 0.02 0.00 0.02 0.80 -0.31 2.87 2.83 3.54
112 ARN‐3284 SKM Management Services 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
113 ARN‐3289 Green Homes India 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
114 ARN‐3290 G.S.F.S 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
115 ARN‐3302 Amit Jasani Financial Services Pvt Ltd 0.03 0.00 0.03 2.75 -57.64 48.97 4.54 1.65
116 ARN‐3307 Disha Finance & Investment Pvt Ltd 0.00 1.40 1.40 0.00 0.00 0.00 0.00 0.00
117 ARN‐3463 Rajiv Bose 36.25 0.00 36.25 2,500.00 2,500.00 472.23 2,515.30 1.01
118 ARN‐3524 JHAVERI SECURITIES LTD 2.26 0.00 2.26 167.76 108.94 150.89 227.04 1.35
119 ARN‐3528 PowerPusher Financial Srvs. Pvt Ltd 8.70 1.80 10.50 1,664.08 643.29 1,597.01 1,612.23 0.97
120 ARN‐3532 Veekays Enterprises 0.54 0.00 0.54 42.74 7.02 142.20 150.00 3.51
121 ARN‐3543 Deutsche Bank AG 125.95 0.00 125.95 22,360.77 -4,732.97 20,902.66 15,872.33 0.71
122 ARN‐3597 Raghuvir P.Adhikari 0.07 0.00 0.07 24.54 6.26 15.57 18.38 0.75
123 ARN‐3689 Yogesh Jayant Shah 34.63 0.00 34.63 6,97,421.90 6,085.36 16,274.28 11,306.13 0.02
124 ARN‐3821 Mukesh R Parikh 9.53 1.20 10.73 561.93 275.44 1,052.92 1,181.59 2.10
125 ARN‐3852 PTIC (P) Ltd 4.48 0.65 5.13 291.33 279.63 228.23 390.70 1.34
126 ARN‐4480 Union Bank of India 2.36 0.00 2.36 28,141.51 -48.23 1,785.76 267.91 0.01
127 ARN‐4481 Bank of India 19.16 2.87 22.03 4,035.01 35.71 4,497.00 4,431.03 1.10
128 ARN‐4483 UTI Infrastructure Technology And Services Ltd 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
129 ARN‐4829 Gupta Investments 18.59 0.00 18.59 1,845.77 1,496.83 1,028.56 1,764.32 0.96
130 ARN‐4836 Desons Holding & Finance Pvt Ltd 0.25 0.00 0.25 198.20 -188.57 7,123.02 7,178.70 36.22
131 ARN‐4837 Harihar Finance Corporation 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
132 ARN‐4838 PNB Gilts Ltd 2.48 0.00 2.48 77,735.40 -473.94 5,980.91 0.00 0.00
133 ARN‐4968 Ramesh Chand Maloo 0.00 0.00 0.00 0.03 -0.03 0.01 0.00 0.00
134 ARN‐5084 Dipankar Das 2.21 0.00 2.21 104.21 -4.34 234.68 237.39 2.28
135 ARN‐5283 G.R. Financial Advisors 0.61 0.00 0.61 25.57 -17.48 81.14 72.23 2.82
136 ARN‐5298 Deep Management & Eco Consultants Private Limited 31.43 0.27 31.70 27,939.35 639.01 4,535.37 3,505.23 0.13
137 ARN‐5592 Darshan Securities Private Limited 105.20 0.00 105.20 11,77,461.12 2,146.07 69,040.68 61,234.05 0.05
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
138 ARN‐5593 Merchant Investment Consultancy Private Limited 9.99 0.35 10.34 501.69 302.86 1,018.75 1,226.56 2.44
139 ARN‐5599 Vantage Wealth Management Solutions Pvt. Ltd. 1.79 0.00 1.79 404.92 63.69 324.87 321.97 0.80
140 ARN‐5893 Religare Securities Limited 0.53 0.00 0.53 101.77 -3.90 85.17 75.39 0.74
141 ARN‐5895 Concept Securities Pvt Ltd 0.71 0.00 0.71 1,660.21 -34.33 189.19 136.79 0.08
142 ARN‐5962 Sab Investments 18.36 0.00 18.36 26,161.48 2,064.97 7,664.56 4,428.47 0.17
143 ARN‐5975 Rohan Maurya 2.17 0.00 2.17 176.05 114.06 125.49 186.75 1.06
144 ARN‐7007 Three Cheers 2.47 0.00 2.47 194.71 157.03 2,216.07 2,431.79 12.49
145 ARN‐7150 Vandana Pravin Jain 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
146 ARN‐7151 Gajendra Hiralal Jain 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
147 ARN‐7216 Nirmalya Dasgupta 29.83 0.75 30.58 887.41 14.99 617.94 639.51 0.72
148 ARN‐7296 Invest Care 1.27 0.00 1.27 100.91 11.31 159.13 166.60 1.65
149 ARN‐7493 Prime Capital Services Private Ltd 47.70 1.08 48.78 3,593.70 2,989.21 2,253.74 3,790.50 1.05
150 ARN‐7858 Madhuvan Securities Private Limited 0.77 0.00 0.77 20,558.43 -21.62 819.33 178.76 0.01
151 ARN‐7893 Ravindra Rajendra Oberoi 0.02 0.00 0.02 30.00 30.00 4.25 30.96 1.03
152 ARN‐7916 Haresh Kalyanbhai Shah 3.55 0.42 3.97 2,550.85 344.51 986.65 1,093.41 0.43
153 ARN‐8181 Brain Point Investment Centre Pvt Ltd 59.82 2.50 62.32 5,655.50 -102.84 5,212.28 5,444.77 0.96
154 ARN‐8418 Punjab National Bank 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
155 ARN‐8488 State Bank of Mysore 15.75 0.00 15.75 14,500.00 1,727.03 3,696.23 2,020.03 0.14
156 ARN‐8596 Kukku Consultants Private Limited 0.96 0.00 0.96 61.48 26.85 54.55 65.48 1.07
157 ARN‐8814 Tandon & Mahindra 3.64 0.00 3.64 691.51 647.40 424.00 830.56 1.20
158 ARN‐9348 Samsang Financial Consultants 0.06 0.00 0.06 1.12 -0.20 13.02 13.32 11.91
159 ARN‐9760 Canara Bank 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
160 ARN‐9807 Indus Capital 6.53 0.00 6.53 500.56 167.05 452.98 580.97 1.16
161 ARN‐9992 Prudent Corporate Advisory Services Ltd 168.26 11.94 180.20 36,091.89 9,768.63 16,254.51 22,155.27 0.61
162 ARN‐10251 Akasa Securities & Financial Services Pvt. Ltd 2.31 0.00 2.31 868.97 631.43 697.44 906.38 1.04
163 ARN‐10617 Subras Investments 1.07 0.00 1.07 1,922.29 -1,760.00 448.46 127.42 0.07
164 ARN‐10837 Lakshmi Finance Traders 0.48 0.00 0.48 34.86 -30.75 144.37 124.76 3.58
165 ARN‐10882 Kooran Varghese Polson 0.23 0.27 0.50 3.61 -19.72 76.78 78.39 21.71
166 ARN‐11436 L&T Capital Company Ltd 1.86 0.00 1.86 8,04,682.67 5,828.25 12,263.71 7,714.87 0.01
167 ARN‐11439 Leader Care Finance 0.09 0.00 0.09 18,724.59 -12.31 109.63 5.29 0.00
168 ARN‐11660 Frontline Securities Ltd 2.01 0.00 2.01 14,440.60 -12,384.67 12,962.21 2,874.13 0.20
169 ARN‐11766 Capital League 0.10 0.00 0.10 15.56 -135.65 109.27 68.98 4.43
170 ARN‐12195 State Bank of India 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
171 ARN‐12371 Rachit Consultants 48.97 0.00 48.97 3,628.86 1,181.88 5,250.48 5,812.89 1.60
172 ARN‐12576 Fortune Equity Brokers (India) Ltd. 11.42 0.00 11.42 23,874.54 -905.59 1,125.99 20.27 0.00
173 ARN‐12836 Rashmi Thukral 4.99 0.00 4.99 135.36 -49.97 863.74 794.23 5.87
174 ARN‐13198 H L Kapoor Financial Consultants Pvt Ltd 2.82 0.40 3.22 1,994.77 -542.50 1,562.49 1,212.15 0.61
175 ARN‐13406 Bhavik Udeshi 0.05 0.00 0.05 509.92 5.46 69.08 5.40 0.01
176 ARN‐13549 HDFC Securities Ltd 0.93 5.50 6.42 263.01 -30.30 164.18 145.98 0.56
177 ARN‐13595 Wealth First Port Folio Managers Pvt. Ltd 3.45 0.00 3.45 244.38 -129.96 274.01 319.55 1.31
178 ARN‐13940 Plan Ahead Financial Solutions (India) 2.58 0.00 2.58 210.89 198.13 114.45 252.51 1.20
179 ARN‐14155 Dhruv Lalit Mehta 12.58 0.00 12.58 53,560.01 501.74 3,346.05 3,099.83 0.06
180 ARN‐14825 Manjunath B 0.01 0.00 0.01 0.10 -0.97 2.18 1.42 14.17
181 ARN‐14899 Kovalam Investment & Trading Co. Ltd 6.05 0.00 6.05 532.96 -310.34 1,021.55 761.17 1.43
182 ARN‐15110 Allegro Capital Advisors Pvt Ltd 1.65 0.00 1.65 1,179.77 81.54 237.12 278.20 0.24
183 ARN‐15114 Arihant Capital Markets Limited 4.58 0.16 4.73 1,13,110.77 -62.92 5,125.65 414.63 0.00
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
184 ARN‐15238 R K Agrawal 25.96 0.09 26.05 4,313.13 -319.75 1,420.03 1,309.17 0.30
185 ARN‐16186 State Bank of Travancore 0.17 0.00 0.17 13,500.00 -42.32 449.67 0.00 0.00
186 ARN‐16321 Vision Ahead Services (Pvt) Ltd 0.00 0.00 0.00 0.00 -0.15 0.32 0.25 0.00
187 ARN‐16340 Swan Finance Ltd 0.19 0.00 0.19 1.94 -32.07 48.99 25.90 13.37
188 ARN‐17397 Motilal Oswal Securities Ltd. 8.90 0.15 9.05 10,446.30 -364.39 3,467.53 3,492.74 0.33
189 ARN‐18741 Vcare Investment Services Pvt. Ltd. 4.26 0.00 4.26 674.92 195.08 525.91 609.27 0.90
190 ARN‐19203 Abchlor Investment Advisors (P) Ltd 35.93 3.25 39.18 4,381.42 1,803.67 3,508.53 4,288.73 0.98
191 ARN‐19898 State Bank of Patiala 5.03 0.00 5.03 18,000.00 -3,095.46 4,103.22 59.84 0.00
192 ARN‐19908 BOB Capital Markets Ltd 6.04 0.00 6.04 1,32,500.00 -1,639.07 9,380.93 0.56 0.00
193 ARN‐20669 Sharekhan Limited 2.79 0.00 2.79 2,045.03 173.31 445.23 547.38 0.27
194 ARN‐20677 Relacs Investment & Financial Services Pvt Ltd 0.14 0.00 0.14 6.07 -94.49 44.74 33.48 5.52
195 ARN‐20721 Wiseinvest Advisors Pvt. Ltd. 7.76 2.40 10.16 7,667.24 49.56 5,164.44 5,006.25 0.65
196 ARN‐20936 Ventura Securities Ltd 3.67 0.20 3.87 245.79 53.26 379.18 388.19 1.58
197 ARN‐20995 Wealth Advisors (India) Pvt. Ltd. 149.70 0.22 149.92 1,59,442.73 18,185.90 23,754.86 30,967.32 0.19
198 ARN‐21399 BFC Capital P Ltd 27.92 0.00 27.92 4,799.30 2,113.04 948.09 2,297.26 0.48
199 ARN‐21539 Sundaram Finance Distribution Limited 3.64 0.00 3.64 1,04,869.53 -28.39 2,260.49 570.15 0.01
200 ARN‐22502 Iqbal Singh 11.93 0.00 11.93 1,484.00 -123.12 1,467.00 973.10 0.66
201 ARN‐23017 Yes Bank Limited 8.80 0.00 8.80 1,194.77 371.14 1,403.45 1,581.57 1.32
202 ARN‐23046 Asset Managers 13.59 1.00 14.59 1,133.73 350.44 1,746.06 1,945.59 1.72
203 ARN‐23535 Rahul Rathi 0.00 0.00 0.00 0.00 0.00 235.86 246.02 0.00
204 ARN‐25970 Lotus‐Pink Capital Services Pvt. Ltd. 0.49 0.00 0.49 984.98 697.26 511.18 732.94 0.74
205 ARN‐27210 GEPL CAPITAL PRIVATE LIMITED 0.05 0.00 0.05 1.12 -9.40 37.39 35.24 31.37
206 ARN‐27889 My Financial Advisor 0.60 0.00 0.60 26.87 -28.38 141.89 136.44 5.08
207 ARN‐28457 Verdant Financial Advisory Services Private Limited 3.31 0.00 3.31 195.48 -13.51 374.28 439.89 2.25
208 ARN‐29345 SMC Global Securities Limited 47.43 4.25 51.68 9,078.74 1,541.37 4,704.55 4,296.88 0.47
209 ARN‐29819 Pioneer Client Associates Private Limited 89.51 3.75 93.26 13,978.96 2,814.59 10,102.11 13,002.69 0.93
210 ARN‐29889 Reliance Securities Limited 6.51 0.00 6.51 5,75,974.21 -2,999.87 7,340.80 961.60 0.00
211 ARN‐30004 DBS Bank Ltd. 49.63 0.13 49.76 4,870.96 2,963.41 2,532.33 4,304.28 0.88
212 ARN‐30156 Mahindra & Mahindra Financial Services Limited 10.64 0.00 10.64 3,88,183.15 3,661.45 15,553.65 10,265.48 0.03
213 ARN‐30846 International Money Matters Private Limited 7.78 0.00 7.78 1,026.00 129.04 949.49 1,065.87 1.04
214 ARN‐31388 Abacus Investment Advisors Private Limited 0.85 0.00 0.85 85.58 79.50 128.67 167.37 1.96
215 ARN‐31751 LKP Securities Limited 2.76 0.00 2.76 15,985.70 -239.54 2,663.92 147.27 0.01
216 ARN‐32281 Indira Jitendra Udani 4.10 0.00 4.10 579.15 469.98 925.55 931.66 1.61
217 ARN‐32522 Namrata Manish Lakhi 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
218 ARN‐32972 Crescore Wealth Management Services Pvt. Ltd. 1.96 0.00 1.96 380.16 -29.33 366.48 366.36 0.96
219 ARN‐33684 SMR Consultancy Private Limited 0.00 0.00 0.00 1.76 -48.76 16.16 12.25 6.96
220 ARN‐33752 S J Investment Services Pvt Ltd 42.81 1.80 44.61 9,298.67 7,965.71 5,371.65 10,788.36 1.16
221 ARN‐33764 Religare Finvest Limited 55.95 0.35 56.30 3,48,051.87 -13,048.24 14,111.79 2,217.26 0.01
222 ARN‐33919 Vista Wealth Consultants Private Limited 2.39 0.00 2.39 135.33 -29.88 866.78 856.45 6.33
223 ARN‐34074 Harish S Kotian 6.45 0.00 6.45 304.49 56.83 469.35 551.57 1.81
224 ARN‐34515 Comsol Financial Solutions Private Limited 12.08 0.00 12.08 2,360.40 1,564.69 1,061.33 2,006.49 0.85
225 ARN‐34962 DSA Capital Services 38.48 0.45 38.93 21,755.92 -110.07 706.25 974.72 0.04
226 ARN‐35331 Sujata Kabraji 0.50 0.00 0.50 418.43 -432.04 720.28 470.18 1.12
227 ARN‐35783 Bank Of Baroda 0.63 0.00 0.63 41.30 1.59 96.79 94.43 2.29
228 ARN‐36190 Director General Posts 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
229 ARN‐36358 Ambit Capital Private Limited 0.62 0.00 0.62 14,852.90 444.41 1,123.54 1,378.49 0.09
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
230 ARN‐37827 Manjula S 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
231 ARN‐38185 Yash Consultants 1.24 0.00 1.24 100.00 -5.77 47.87 100.08 1.00
232 ARN‐38363 Citigroup Global Markets India Pvt Ltd 0.19 0.00 0.19 594.49 31.00 92.11 71.31 0.12
233 ARN‐40283 Ruchika Suri 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
234 ARN‐40668 Aarvi Management Services Private Limited 4.03 0.30 4.33 2,636.86 850.69 2,135.16 2,441.72 0.93
235 ARN‐42257 Sushil Finance Consultants Limited 2.81 0.00 2.81 155.21 69.98 259.89 335.34 2.16
236 ARN‐42369 One World Financial & Advisory Co. 5.99 0.00 5.99 460.65 154.13 276.96 494.73 1.07
237 ARN‐42964 ING Financial Services Pvt Ltd 9.15 0.00 9.15 56,334.70 -4,315.85 5,644.44 684.59 0.01
238 ARN‐42965 Sunidhi Wealth Advisors Private Limited 0.83 0.00 0.83 48,892.27 -660.00 557.03 174.72 0.00
239 ARN‐44319 Keynote Consultancy 10.75 1.40 12.15 468.52 322.16 948.21 1,119.91 2.39
240 ARN‐44882 Padam Singh Raj Purohit 0.02 0.00 0.02 0.00 -1.21 4.11 3.61 0.00
241 ARN‐45109 M.S.Talaulicar And Sons Private Limited 43.12 0.66 43.78 52,979.68 -1,034.77 22,079.57 10,638.13 0.20
242 ARN‐45808 Bharadhwajan V J 4.24 0.00 4.24 288.22 264.66 143.49 310.27 1.08
243 ARN‐45888 Shriram Fortune Solutions Ltd. 2.33 0.00 2.33 9,83,426.63 -482.36 5,106.68 74.42 0.00
244 ARN‐46722 Value Invest Wealth Management (India) Pvt. Ltd. 9.09 1.00 10.09 21,635.51 841.09 10,236.52 8,919.05 0.41
245 ARN‐47293 Ask Wealth Advisors Private Limited 12.40 0.00 12.40 11,029.89 -3,152.15 14,502.59 12,507.85 1.13
246 ARN‐47791 India Infoline Limited 10.77 0.00 10.77 3,22,639.67 2,380.53 3,533.81 4,506.57 0.01
247 ARN‐48100 Y S Capital 0.01 0.00 0.01 0.00 -16.57 1.64 0.00 0.00
248 ARN‐48144 Milestone Holdings & Infrastructure Pvt Ltd 9.53 0.00 9.53 14,428.49 -1,833.64 6,119.80 4,986.30 0.35
249 ARN‐48345 Mranjali Agarwal 5.98 0.00 5.98 4,129.54 2,064.51 480.38 2,072.17 0.50
250 ARN‐49091 V Serve Management Private Limited 8.40 0.00 8.40 681.71 -0.48 785.21 624.25 0.92
251 ARN‐49235 Clairvoyant Capital Services 0.31 0.00 0.31 4.30 -11.96 49.94 47.39 11.02
252 ARN‐49236 Cedrus Consultants Private Limited 9.05 0.00 9.05 792.68 523.81 883.86 1,197.17 1.51
253 ARN‐49454 Nirmal Bang Securities Pvt Ltd. 43.31 0.00 43.31 11,816.60 3,808.28 2,266.56 3,974.73 0.34
254 ARN‐49626 Salil B Kothari 5.44 0.00 5.44 374.56 257.23 789.58 961.95 2.57
255 ARN‐49707 Religare Macquarie Wealth Management Limited. 21.16 0.00 21.16 3,260.86 149.43 2,000.18 3,067.91 0.94
256 ARN‐49850 Bajaj Capital Investor Services Limited. 11.25 0.00 11.25 8,077.62 501.03 1,614.61 741.66 0.09
257 ARN‐50106 Milestone Financial Advisory Pvt Ltd 0.54 0.00 0.54 11.81 -52.04 85.88 60.29 5.10
258 ARN‐51053 Pegasus Advisory Private Limited 1.88 0.60 2.48 735.71 -227.49 598.32 467.13 0.63
259 ARN‐52000 BNP Paribas Investment Services India Pvt. Ltd 14.52 0.00 14.52 13,576.62 -3,977.33 5,430.23 7,092.08 0.52
260 ARN‐52421 Winnage Consultancy Services Private Limited 0.04 0.00 0.04 0.00 0.00 5.97 6.06 0.00
261 ARN‐52608 Vasant Potbhare 0.11 0.00 0.11 367.28 0.00 70.85 0.00 0.00
262 ARN‐53012 Vedansh Securities 24.56 0.00 24.56 8,021.72 3,427.40 1,045.49 3,709.79 0.46
263 ARN‐53301 RDA Holding & Trading Private Limited 0.90 0.00 0.90 413.73 255.73 799.95 908.43 2.20
264 ARN‐53308 Barclays Securities (India) Pvt Ltd 20.79 0.00 20.79 18,688.49 -19,171.99 15,657.27 7,228.82 0.39
265 ARN‐53956 Credit Suisse Securities India Pvt Ltd 0.18 0.00 0.18 10.34 -4,286.71 2,400.62 1,018.27 98.52
266 ARN‐55274 Divitas Capital Advisors Pvt Ltd 7.43 0.00 7.43 210.98 -33.72 1,119.14 1,150.46 5.45
267 ARN‐55374 JRG Financial Advisors (P) ltd 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
268 ARN‐56421 KNS Consulting Pvt Ltd 9.71 0.00 9.71 1,487.71 280.67 1,871.40 2,308.83 1.55
269 ARN‐56817 L&T Finance Ltd 16.44 0.00 16.44 1,363.25 1,213.90 876.73 1,346.13 0.99
270 ARN‐57656 Ladderup Wealth Management Pvt Ltd 11.40 3.00 14.40 2,743.41 1,599.34 809.41 1,642.02 0.60
271 ARN‐57930 Right Horizons Financial Services Pvt Ltd 0.43 0.00 0.43 147.93 11.16 87.04 107.98 0.73
272 ARN‐59223 Wealth Zone Fin Ser (India) Pvt Ltd 2.84 0.00 2.84 361.69 -57.65 377.84 335.73 0.93
273 ARN‐59563 IIFL Wealth Management Limited 354.09 10.20 364.29 3,62,887.48 38,217.15 71,764.17 94,374.46 0.26
274 ARN‐60927 Morgan Stanley India Financial Services Pvt Ltd 70.43 0.00 70.43 1,71,564.50 6,336.88 12,775.70 15,981.75 0.09
275 ARN‐60930 Money Honey Financial Services Pvt Ltd 15.47 0.00 15.47 1,442.72 1,060.67 1,249.63 1,880.24 1.30
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
276 ARN‐61284 Vriddhi Money Management Services 0.09 0.00 0.09 11,450.00 -2,764.37 5,309.36 3,313.86 0.29
277 ARN‐61882 Sonic Investments 0.01 0.00 0.01 0.02 0.02 3.23 3.27 201.13
278 ARN‐62757 Alpha Capital 0.63 0.00 0.63 303.49 121.57 156.49 265.03 0.87
279 ARN‐63650 BM Financial Advisors 38.96 0.00 38.96 6,923.25 1,038.45 2,095.28 2,577.75 0.37
280 ARN‐63903 Yerranna Gouda 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
281 ARN‐64484 Sameer K Lakhani 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
282 ARN‐64606 AUM Capital Market Pvt Ltd 14.74 0.25 14.99 87,033.92 3,295.09 7,855.86 8,011.67 0.09
283 ARN‐65287 SMC Investments And Advisors Limited 1.90 0.00 1.90 2,680.94 -138.65 227.75 242.65 0.09
284 ARN‐66220 Sarasin Alpen (India) Private Limited 2.47 0.00 2.47 2,684.05 -165.06 912.80 686.40 0.26
285 ARN‐67218 iFAST Financial India Pvt Ltd 4.76 0.00 4.76 692.12 425.99 446.36 708.96 1.02
286 ARN‐67431 Indus Investments 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
287 ARN‐69252 LICHFL Financial Services Ltd 30.49 0.00 30.49 11,01,461.66 -15,577.07 62,153.17 29,339.15 0.03
288 ARN‐69583 Wealth India Financial Services Pvt Ltd 1.73 0.00 1.73 998.61 400.24 496.27 599.88 0.60
289 ARN‐70892 Edelweiss Broking Limited 4.77 0.00 4.77 2,852.98 1,077.27 967.13 1,523.84 0.53
290 ARN‐71527 Kotak Mahindra (International) Ltd 74.19 0.00 74.19 79,034.32 -13,523.39 Associate 17,304.79 9,869.52 0.12
291 ARN‐72348 SarthiWM Consultants Pvt Ltd 2.95 0.00 2.95 86,100.79 1,552.28 2,202.14 2,331.54 0.03
292 ARN‐73217 Lokesh Jain 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
293 ARN‐73494 Freedom Wealth Solutions Pvt Ltd 0.01 0.00 0.01 66.57 49.41 73.56 67.24 1.01
294 ARN‐73966 Alpha Investment Services 0.58 0.00 0.58 3,300.72 128.93 297.57 158.36 0.05
295 ARN‐75293 Alchemy Capital Management Pvt Ltd 4.09 0.00 4.09 634.72 328.81 332.95 741.98 1.17
296 ARN‐75320 Sapient Wealth Advisors And Brokers Pvt Ltd 5.96 0.84 6.80 3,774.77 398.17 2,551.60 2,629.98 0.70
297 ARN‐76019 InvestAscent Wealth Advisors Pvt Ltd 16.98 0.00 16.98 1,400.68 437.29 510.04 410.03 0.29
298 ARN‐76035 Ara Management Solutions Pvt Ltd 0.01 0.00 0.01 0.00 -2.99 2.23 0.45 0.00
299 ARN‐76586 TG Financial Consultant 11.40 0.00 11.40 9,047.80 537.99 1,619.40 1,127.02 0.12
300 ARN‐76674 Anamika Naskar 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
301 ARN‐76791 Ethics Investment Consultants Pvt Ltd 0.15 0.00 0.15 6.72 -20.73 21.95 21.95 3.27
302 ARN‐77404 Angel Broking Ltd 0.83 0.00 0.83 7.93 -58.81 188.14 158.06 19.93
303 ARN‐77444 Sajag Securities Private Limited 3.24 0.00 3.24 260.49 260.46 132.01 289.28 1.11
304 ARN‐77509 Gaurav Ganpule 13.98 0.00 13.98 3,606.55 1,444.82 2,185.70 2,737.19 0.76
305 ARN‐77864 SKCL Wealth Management Pvt Ltd 0.22 0.00 0.22 100.00 -1.84 21.96 0.00 0.00
306 ARN‐78037 HM Capital 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
307 ARN‐78486 Avendus Capital Pvt Ltd 0.00 3.37 3.37 0.00 0.00 0.00 0.00 0.00
308 ARN‐78737 Intrust Advisors LLP 0.30 0.00 0.30 3,837.39 -602.31 2,005.05 1,334.06 0.35
309 ARN‐79503 SGR Securities Pvt Ltd 1.19 0.00 1.19 61.51 -169.31 154.87 35.48 0.58
310 ARN‐79799 Jain Investment Planner Pvt Ltd 37.47 2.65 40.12 786.35 -395.53 3,050.80 2,909.97 3.70
311 ARN‐80789 Credence Family Office LLP 0.11 0.06 0.17 110.00 110.00 89.15 117.91 1.07
312 ARN‐81289 Pace Stock Broking Services Pvt Ltd 3.06 0.60 3.66 1,35,309.16 24.27 4,315.02 92.67 0.00
313 ARN‐81294 Quant Capital Advisors Private Limited 2.97 0.00 2.97 5,611.78 874.44 886.05 1,303.45 0.23
314 ARN‐81449 Trust‐Plutus Wealth Managers (India) Pvt Ltd 12.48 0.00 12.48 11,016.38 2,741.49 6,409.28 8,825.92 0.80
315 ARN‐81655 Edge Wealth Management Services LLP 6.03 2.74 8.77 3,770.71 714.53 4,019.82 4,814.84 1.28
316 ARN‐81815 Wealth Managers United India Private Ltd 0.22 0.00 0.22 8.00 -13.91 54.21 44.43 5.56
317 ARN‐82217 Eurasia Investment Advisors Pvt Ltd 32.26 0.00 32.26 2,337.11 1,096.61 1,118.48 1,295.53 0.55
318 ARN‐82601 Centrum Wealth Management Ltd 61.80 0.40 62.20 14,512.33 4,112.09 2,644.03 4,690.24 0.32
319 ARN‐82644 Kotak Mahindra UK Ltd. 54.46 0.00 54.46 29,115.76 26,844.31 Associate 5,572.94 27,163.47 0.93
320 ARN‐82685 Credit Suisse (Singapore) Limited 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
321 ARN‐82850 Sarvodaya Transport Company Pvt Ltd 10.70 0.00 10.70 4,180.52 -1,388.57 4,471.14 3,942.73 0.94
Name of the AMC : Kotak Mutual Fund

Sr. No. ARN Name of ARN Holder Total Commission Total Expenses Total Commission + Gross Inflows (Rs Net Inflows (Rs Whether the distributor Averge Assets AUM as on Ratio
paid during paid during Expenses paid in lakhs) in lakhs) is an associate or under 31-Mar-2013 (Rs
FY 2012-13 FY 2012-13 during FY 2012-13 group compnay of the Management for in lakhs)
(Rs in lakhs) (Rs in lakhs) (Rs in lakhs) sponsors of the Mutual FY 2012-13 (Rs
Fund in lakhs)

A B A+B
322 ARN‐83338 Essvee Investment Advisors Pvt Ltd 1.42 0.00 1.42 751.66 21.59 615.76 747.48 0.99
323 ARN‐83360 Utkarsh Wealth Advisors 26.99 0.00 26.99 13,539.70 1,936.64 1,701.00 2,450.35 0.18
324 ARN‐83420 Chadha Investment Consultant Pvt Ltd 0.00 2.66 2.66 0.00 0.00 0.00 0.00 0.00
325 ARN‐83867 My True Value Capital Advisory LLP 0.02 0.00 0.02 4.08 0.98 1.40 1.05 0.26
326 ARN‐83890 Karvy Investor Services Ltd. 24.52 0.00 24.52 3,728.36 1,441.10 490.81 1,472.16 0.39
327 ARN‐84166 Savitri Devi 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
328 ARN‐84894 Tata Capital Financial Services Ltd. 4.20 0.00 4.20 19,405.46 255.42 552.48 595.34 0.03
329 ARN‐85487 Tushar A Kansara HUF 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
330 ARN‐85679 Vogue Money 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
331 ARN‐86261 Ankit Jain 32.60 0.00 32.60 21,411.64 10,199.26 3,428.72 10,373.92 0.48
332 ARN‐86906 Avendus Wealth Management Pvt Ltd 36.61 0.00 36.61 8,258.30 1,887.97 5,891.69 6,961.96 0.84