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The Journal of Nervous and Mental Disease • Volume 198, Number 4, April 2010 www.jonmd.com | 299
Bos et al. The Journal of Nervous and Mental Disease • Volume 198, Number 4, April 2010
spots were randomly assigned to subjects who did not meet full BPD of borderline-related symptoms during the last month. The total
criteria (these participants with subsyndromal BPD will be the score ranges from 40 to 200.
subject of a future communication). Randomization was done sep- Secondary outcome measures included impulsive and para-
arately at each location. The STEPPS groups began simultaneously suicidal behavior, and quality of life. Impulsive and parasuicidal
with a group of patients that started TAU. behavior were assessed using 2 subscales of the Borderline Person-
Pretreatment assessments (T1) took place following random- ality Disorder Severity Index-IV (BPDSI-IV; Arntz et al., 2003;
ization, just before the start of the intervention. Post-treatment Giesen-Bloo et al., 2006c). This semistructured interview assesses
assessments (T2) were done after the final weekly session of the the occurrence of BPD symptoms in the previous 3 months. The
STEPPS program (mean 关SD兴 ⫽ 23.9 关3.6兴 weeks after T1). Fol- impulsivity subscale contains 11 items reflecting potentially harmful
low-up assessments (T3) took place approximately 6 months after impulsive behaviors (e.g., gambling, reckless driving, binge eating).
T2 (mean 关SD兴 ⫽ 25.7 关4.2兴 weeks after T2). Outcome measures The parasuicide subscale contains 13 items reflecting self-mutilating
were assessed on all 3 occasions. parasuicidal behaviors and suicidal thoughts and attempts. The
interviews were conducted by research assistants who were not blind
Intervention to treatment group assignment.
The Dutch version of the STEPPS group program involves 18 Quality of life was measured with the World Health Organi-
weekly sessions and a single follow-up session 3 to 6 months after zation Quality of Life Assessment-Bref (WHOQOL-Bref; Skeving-
the conclusion of the program. The program has 3 main components: ton et al., 2004; Trompenaars et al., 2005). This self-report ques-
(1) psychoeducation about BPD; (2) emotion management skills tionnaire consists of 24 items on 4 domains of quality of life:
training; and (3) behavior management skills training. STEPPS is physical health, psychological health, social relationships and envi-
system-based in that friends and relatives of the patients are explic- ronment; and 2 separate items on overall quality of life and general
itly involved in the program for support and reinforcement of the health. Domain scores run from 4 to 20, higher scores indicating
newly learned skills (the “support group”). They receive education higher quality of life in the past 2 weeks.
about BPD and are instructed how to interact with the person with
the disorder. STEPPS is administered by 2 mental health profes- Statistical Analysis
sionals, of who at least one is a psychotherapist. For details about the A power analysis indicated that 34 subjects per treatment
program, see Heesterman et al. (2004) and Van Wel et al. (2006). group would be required to have 90% power to demonstrate a large
Subjects assigned to STEPPS also received limited indi- treatment effect of STEPPS over TAU. Chi square tests and inde-
vidual therapy. This therapy was developed as an adjunct to pendent t-tests were used to compare pretreatment characteristics
STEPPS to help consolidate the newly acquired skills and to between the 2 treatment groups. In the same way, we compared
stimulate their use. It had a structured format, in which the subjects who dropped out and those who did not. Potential con-
previous STEPPS session was discussed as well as the use of the founders were identified by examining which baseline variables
learned skills in everyday life. The therapy was offered every 2 were strongly related to the outcome measures (r ⬎ 0.5; Pocock et
weeks during the entire study period. al., 2002). As this was the case for the pretreatment scores of the
The control condition was treatment as usual, i.e., the stan- efficacy measures, these scores were used as covariates in the
dard treatment for BPD offered at the participating sites. This analyses on treatment efficacy.
treatment consisted of individual therapy from a psychotherapist, Linear mixed models and generalized estimating equations
psychologist, or psychiatric nurse, offered every 1 to 4 weeks. were used to test the efficacy of the STEPPS program. These models
STEPPS-related treatments like DBT or family groups for family have the advantage of using all available data. We used models with
members of the patients were not allowed. treatment group, time since intervention (as a categorical variable
In both conditions, the main treatment could be supplemented with 2 levels), and the interaction between time and treatment group,
with (medication) contacts with a psychiatrist, social worker, or with pretreatment scores as covariates. In this model, a significant
other health care professional. We kept track of these contacts on all main effect for treatment group indicates an overall treatment effect
assessment occasions. over the entire study period. The interaction term was added to
assess the effect at the different time points (T2 and T3). General-
Treatment Integrity ized estimating equations were used to test the BPDSI-IV impulsiv-
STEPPS therapists met twice a year under the supervision of ity and parasuicide data. Score distributions on these subscales were
expert trainers to evaluate the procedure and to preserve uniformity. highly skewed. Therefore, scores were dichotomized by calculating
Individual therapists in the STEPPS condition received a 1-day the number of subjects scoring above and below the cut-off on these
training and monthly phone supervision. After each session, indi- subscales.
vidual therapists in both conditions completed a self-report ques- All available data of patients who received the intervention
tionnaire by which the content and frequency of the therapy contacts according to protocol were used in the analyses. Intention-to-treat
could be checked. analyses, in which also patients are included who did not receive
the intervention as intended, were performed as well. The per-
protocol and intention-to-treat analyses yielded similar results.
Efficacy Measures We present only the per-protocol analyses, as we are primarily
Primary efficacy measures included general psychiatric and interested in “method effectiveness” (as opposed to “use effec-
BPD-specific symptoms, measured with the Symptom Checklist-90 tiveness”; Sheiner and Rubin, 1995). Analyses were carried out
total score (SCL-90; Derogatis, 1983; Arrindell and Ettema, 2003) using SPSS 15.0. A 2-tailed alpha level of 0.05 was used to
and the Borderline Personality Disorder checklist-40 total score determine statistical significance.
(BPD-40; Arntz and Dreessen, 1992; Giesen-Bloo et al., 2006a),
respectively. The SCL-90 is a self-report questionnaire that assesses
8 dimensions of psychological dysfunction. The total score (range, RESULTS
90 – 450) represents a measure of overall psychological distress in Figure 1 presents the flow of subjects through the trial. Of 198
the past week. The BDP-40 is a self-report questionnaire with 40 patients assessed for eligibility, 115 were excluded because they did
items covering the 9 DSM-IV BPD criteria. It assesses the severity not meet inclusion criteria or refused further participation. Eighty-
TABLE 2. Scores on Outcome Measures at 3 Different Time Pointsa and Overall Treatment Effects
STEPPS (N ⴝ 33) TAU (N ⴝ 33) Overall Group Effectb
Measure Mean SD N Mean SD N F df p
c
SCL-90 11.9 1, 58 0.001
T1 263.4 70.4 30 247.4 70.5 29
T2 205.8 60.6 25 248.5 77.8 26
T3 199.2 55.5 30 222.7 82.8 30
BPD-40d 11.7 1, 56 0.001
T1 106.8 24.6 31 101.1 33.3 28
T2 79.7 25.8 26 95.1 29.1 26
T3 78.2 23.0 30 88.6 36.7 30
WHOQOL-Brefe
Overall QOL and GH 8.0 1, 56 0.006
T1 10.1 2.7 31 10.5 3.5 29
T2 13.0 2.7 26 11.6 3.3 26
T3 12.6 3.1 31 11.3 3.6 30
Physical health 5.1 1, 54 0.029
T1 11.2 2.1 31 10.7 3.1 27
T2 13.0 2.5 27 11.7 2.7 25
T3 12.5 2.6 31 11.2 3.2 29
Psychological health 9.2 1, 56 0.004
T1 9.3 2.3 31 8.9 2.3 27
T2 12.2 2.5 27 10.0 2.8 26
T3 12.0 2.6 31 10.8 3.3 29
Social relationships 3.2 1, 56 0.080
T1 10.7 2.1 31 10.7 4.0 28
T2 13.0 3.5 27 12.0 3.7 26
T3 13.4 3.0 31 11.7 4.0 30
Environment 1.3 1, 57 0.260
T1 11.0 2.3 31 11.9 2.9 28
T2 12.7 2.4 27 12.6 2.4 26
T3 12.5 2.4 31 12.8 2.9 30
>Cutoff % N >Cutoff % N Wald df p
BPDSI-IV subscalesf
Impulsivity 0.65 1 0.420
T1 29 87.9 33 31 93.9 33
T2 19 67.9 28 22 73.3 30
T3 20 64.5 31 22 73.3 30
Parasuicide 0.31 1 0.578
T1 18 54.4 33 20 60.6 33
T2 16 57.1 28 13 43.3 30
T3 13 41.9 31 13 43.3 30
a
T1 ⫽ pretreatment, T2 ⫽ end of treatment, T3 ⫽ 6-mo follow-up.
b
Overall treatment effect from linear mixed models (F-tests) and generalized estimating equations (Wald-tests) adjusted for pretreatment scores.
c
SCL-90: Symptom Checklist-90.
d
BPD-40: Borderline Personality Disorder checklist-40.
e
WHOQOL-Bref: World Health Organization Quality of Life Bref. Overall QoL and GH: Overall Quality of Life & General Health.
f
BPDSI-IV: Borderline Personality Disorder Severity Index. Number of patients (%) scoring above the cut-off (cut-off Impulsivity ⫽ 0.5; cut-off Parasuicide ⫽ 0.1).
General Health, 0.61; Physical Health, 0.56; Social Relationships, passing the cut-off between dysfunctional and functional score
0.61. Thus, moderate to large effect sizes were seen for symptom range) were calculated on the basis of the Dutch norm scores of the
variables and psychological quality of life at T2. At T3, moderate SCL-90 for the general community and psychiatric outpatients (21).
effects on symptoms were still present, while also moderate effects Table 3 presents the clinical status of subjects at T2 and T3. The
on physical, social and overall quality of life could be observed. number of subjects that showed reliable improvement (Reliable
Next, we applied the Jacobson and Truax method (Jacobson Change criterion met; patients improved and patients recovered) was
and Truax, 1991; Bauer et al., 2004) to examine whether the considerable, and more so in the STEPPS than in the TAU group:
observed changes in individuals were clinically significant. The 2 58.3% versus 29.2% at T2 (2 ⫽ 4.15, df ⫽ 1, p ⫽ 0.042) and 70.0%
criteria for clinical significant change (Reliable Change criterion and versus 46.5% at T3 (2 ⫽ 3.32, df ⫽ 1, p ⫽ 0.069, trend). Further,
were less evident in the study of Blum et al. These observations Black DW, Blum N, Eichinger L, McCormick B, Allen J, Sieleni B (2008)
might indicate that combining the STEPPS group program with a STEPPS: Systems Training for Emotional Predictability and Problem Solving
in women offenders with borderline personality disorder in prison–A pilot
STEPPS-adapted adjunctive individual therapy may help enhance study. CNS Spectrum. 13:881– 886.
treatment compliance and consolidate the acquired skills. Blum N, Pfohl B, StJohn D, Monahan P, Black D (2002) STEPPS: A cognitive-
Of course, it could be that the superiority of STEPPS plus behavioral systems-based group treatment for outpatients with borderline per-
individual treatment over TAU resulted from the increased attention sonality disorder: A preliminary report. Compr Psychiatry. 43:301–310.
paid to patients in the STEPPS condition, as these patients received Blum N, St John D, Pfohl B, Stuart S, McCormick B, Allen J, Arndt S, Black DW
a series of group training sessions as well as individual therapy. (2008) Systems Training for Emotional Predictability and Problem Solving
(STEPPS) for outpatients with borderline personality disorder: A randomized
However, patients in the TAU condition appeared to have had many controlled trial and 1-year follow-up. Am J Psychiatry. 165:468 – 478.
more ambulatory therapy contacts beyond those with their main
Derogatis LR (1983) SCL-90-R Administration, Scoring and Procedures Manual
therapist. These extra individual contacts presumably outweigh the II. Towson (MD): Clinical Psychometric Research.
group session contacts in the STEPPS condition. So, our results are First MB, Spitzer RL, Gibbon M, Williams JB, Benjamin LS (1997) Structured
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A striking finding is that a large proportion of patients ington (DC): American Psychiatric Press.
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results. Therapists had referred these patients to the study because
Giesen-Bloo J, Arntz A, Schouten E (2006a) The Borderline Personality Disorder
they expected them to meet BPD criteria and presumed they would Checklist: Psychometric evaluation and factorial structure in clinical and
benefit from STEPPS. We decided that to better reflect typical nonclinical samples. In J Giesen-Bloo (Ed), Crossing borders; Theory, Assess-
practice conditions we would allow this subsyndromal group to ment and Treatment in Borderline Personality Disorder (pp 85–101). Maas-
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In summary, this study offers further evidence of the efficacy Giesen-Bloo J, Wachters L, Schouten E, Arntz A (2006c) Assessment of border-
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ACKNOWLEDGMENTS 59:12–19.
The authors thank Erna Berendsen, Fiona Willgeroth, Karin Linehan MM (1993) Cognitive-Behavioral Treatment of Borderline Personality
van der Weele, Femke Adolfsen, Hans Berkelmans, and Donald W. Disorder. New York (NY): Guilford Press.
Black for their contribution to this study. Pocock SJ, Assmann SE, Enos LE, Kasten LE (2002) Subgroup analysis, covari-
ate adjustment and baseline comparisons in clinical trial reporting: Current
practice and problems. Stat Med. 21:2917–2930.
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