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This survey looks at ten different methods of transforming energy into motion, and their applicability for
miniature spacecraft. They include:
• Electromagnetic • Electrostatic
• Thermomechanical • Phase Change
• Piezoelectric • Shape Memory
• Magnetostrictive • Electrorheological
• Electrohydrodynamic • Diamagnetism
Additional actuator technologies not covered in this paper include magnetohydrodynamic, shape changing
polymers, and biological methods (living tissues, muscle cells, etc.)
Roger G. Gilbertson
Mondo-tronics, Inc.
124 Paul Drive
San Rafael, CA 94903
USA
Phone: 415-491-4600
Email: rgg@mondotr o n i c s .com
This PDF file is dated March 2003, and roughly follows the format of the JBIS published version.
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A SURVEY OF MICRO-ACTUATOR TECHNOLOGIES
FOR FUTURE SPACECRAFT MISSIONS
Roger G. Gilbertson and John D. Busch
The development of spacecraft technology has historically resulted in an abundance of commercial spin-offs. Ironically,
future spacecraft may rely on many technologies now under development for commercial markets. The medical, automo-
tive, robotics, and instrumentation markets have stimulated great advances in the field of micro-electro-mechanical sys-
tems (MEMS). Commercial MEMS products today include chemical sensors, acceleration and pressure transducers, and
micro valves. In fact, many of these devices are so small that they are best observed with the aid of a microscope.
The requirements for new types of spacecraft destined to travel throughout our solar system and beyond require
examination of the full range of these new actuation and control methods, to focus on those having appropriate perfor-
mance, efficiency and size. Designers of future spacecraft must consider these new MEMS technologies which will play
key roles in future electronic and mechanical spacecraft components.
This paper reviews ten basic actuator technologies and covers recent micro-actuator developments, their method of
operation, design limitations, comparative performance, and their potential spacecraft applications.
1. INTRODUCTION
For purposes of this survey, we define an actuator as a device Additionally, thermally driven actuators (including thermome-
that transforms electrical or thermal energy into controllable chanical, phase change and shape memory methods) require
motion. cooling to reverse their action. This can occur through passive
Spacecraft utilize various sources of electrical and thermal thermal radiation, or via active cooling systems, both electrical
energy, i..e.: and mechanical.
For the purposes of spacecraft, actuators produce useful
Electrical Energy Sources: motion for performing actions such as:
a. Capture of solar or stellar photons as in solar cells.
b. On-board electrochemical reactions as in batteries and fuel (1) Engaging, disengaging or separating spacecraft compo-
cells. nents.
c. On-board thermoelectric nuclear reactions, including
Peltier junction generators operated by the decay of (2) Opening and closing of covers and shields.
radioactive isotopes.
d. Collected interstellar energy and materials. (3) Deploying, positioning, and retracting sensors, actuators,
antennas and instruments.
Thermal Energy Sources:
a. Captured solar or stellar thermal radiation. (4) Enabling, disabling and controlling electrical, pneumatic,
b. Electrical resistance heating. hydraulic and attitude control systems.
c. Radioactive decay heating.
d. Particle beam heating.
e. Exothermic chemical reaction. 2. TEN METHODS OF TRANSFORMING
f. Mechanical friction. ENERGY INTO MOTION
2.1 Electromagnetic
1
• Arises from motion of an electric current • Force arises from build-up of free electrons
Magnetic
Field Attractive
Flow Positive Negative
Current Charge Force Charge
Electric Conductor
p
Figure 3 - The Bulova “Accutron” watch Rotor
Diameter
2.1.2. Benefits / Drawbacks 130 µm
Electromagnetic devices have found wide ranging applications Gap Charge
in spacecraft, using motors and solenoids to position antennas 25-36 Volts
and solar panels. However, the downward scaleability of elec-
tromagnetic actuators into the micro and nano realm may be
limited by the difficulty of fabricating small electromagnetic
coils. Further, most electromagnetic devices require perpendicu- From Mehregany, 1990
larity between the current conductor and the moving element,
presenting a difficulty for planar fabrication techniques com-
monly used to make silicon devices. Figure 5 - Silicon micro motor
An important advantage of electromagnetic devices is their
high efficiency in converting electrical energy into mechanical 2.2.2. Benefits / Drawbacks
work. This translates into less current consumption from the
power source. Electrostatic fields can exert great forces, but generally across
very short distances. When the electric field must act over larg-
2.2 Electrostatic er distances, a higher voltage will be required to maintain a
given force. The extremely low current consumption associated
Electrostatic charge arises from a build up or deficit of free with electrostatic devices makes for highly efficient actuation.
electrons in a material, which can exert an attractive force on
2
2.3.2. Benefits / Drawbacks
• Material dimensions change with temperature Thermomechanical actuators are, by their very nature, affected
by changes in temperature. Therefore, performance and energy
consumption of these devices will be directly related to the sur-
rounding temperature.
Temperature changes may be induced using resistive heating
Material B
Material B
Material A
Material A
at low voltages, thermally, radioactively, or ultrasonically.
Thermal actuators may require passive or active cooling sys-
tems for their reverse transformation. They behave in a linear
fashion with respect to temperature.
Material A
of 500 micrometers produced deflections of up to 100 microm- in volume as it changes from solid to liquid. [11] Similar mate-
eters, while using about 200 mW of power. [9] rials have been used successfully in commercially available
A 200 micrometers long thermally activated cantilever beam micro valves [12], with an overall actuator size of 0.5 mm3.
made only of silicon, silicon oxides and phosphorous doped sil- With all such actuators, activation speeds and cycle rates are
icon - standard elements of CMOS-type electronic circuits - relatively slow due to the heat transfer properties of the work-
produced a displacement of 4 micrometers and operated at a ing material.
frequency of over 1 kHz. [10] The micro steam engine developed by Lin et al uses a tiny
p resistive heater (2 by 60 micrometers) to heat a non-conductive
Beam Length fluorine-based working fluid and create a small gas bubble. The
200 µm bubble, from 34 to 76 micrometers in diameter, lifts an etched
silicon plate by up to 25 micrometers. With power removed, the
Vertical bubble quickly cools and collapses in place, lowering the plate.
Deflection The device requires only 20 to 40 mW to create the bubble, and
4 µm can be fully cycled at 10 Hz. [13]
Oscillation 2.4.2. Benefits / Drawbacks
Heating Element Rate >1 kHz
From Parameswaran, 1990 Phase change transformations are, by their very nature, greatly
influenced by the surrounding temperature and pressure. Phase
change systems require cooling in order to undergo their
Figure 7 - Cantilever actuator
3
Resistive Etched plate Captive Vapor Bubble Example - Silicon Water Pump Si Diaphragm
Heater and beam 50 µm thick
Stroke Height Piezo Stack
25 µm 54 mm3 Volume
15 µl/min
Oscillation @ 90 V
Rate 10 Hz
Max Pressure
Non-conductive 780 mm
working fluid Etched silicon base H20/cm2
From Lin, 1991
Out In
From Esashi, 1989
reverse transformation, so actuators may require special consid- Figure 11 - Silicon micro fluid pump
erations for heat dissipation.
Materials undergoing phase changes generally exert a very 2.5.2. Benefits / Drawbacks
high force for their mass, and are completely reversible if the
working material is retained by the device. As the phase change Piezo materials operate with high force and speed, and return to
is a bulk property of the actuator material, devices can in theory a neutral position when unpowered. They exhibit very small
be scaled to any dimension, large or small. strokes (under 1 percent). Alternating electric currents produce
oscillation in the piezo material, and operation at the sample’s
2.5 Piezoelectric fundamental resonant frequency produces the largest elongation
and highest power efficiency [16].
Piezoelectric motion arises from the dimensional changes gen-
erated in certain crystalline materials when subjected to an elec- 2.6 Shape Memory Alloy (SMA)
tric field or to an electric charge.
Structures can be built which gather and focus the force of the Shape memory actuators use a change in material properties
dimensional changes, and harness them to create motion known as the Shape Memory Effect (SME) which arises in
Typical piezoelectric materials include quartz (SiO2), lead zir- some metal alloys when cycled above or below a specific “tran-
conate titanate (PZT), lithium niobate, and polymers such as sition temperature”.
polyvinyledene fluoride (PVDF). The SME transformation involves changes in the material’s
Piezoelectric materials respond very quickly to changes in strength, deformability, Young’s Modulus, as well as the ability
voltages and with great repeatability. They can be used to gen- of the material to return to a previously trained physical shape.
erate precise motions with repeatable oscillations, as in quartz The shape change effects are generally much greater and
timing crystals used in many electronic devices. Piezo materials occur over a much smaller temperature range than those of
can also act as sensors, converting tension or compression thermal expansion or contraction.
strains to voltages. Typical Shape Memory Alloys (SMAs) include combinations
of metal elements such as NiTi (“Nitinol”) and CuZnAl. As the
materials conduct electricity, change in temperature can be
• Dimensional change in crystal subjected to voltage internally generated by resistance heating, or induced by an
external heat source.
Deforming Cooling
Figure 10 - Piezoelectric effect
2.5.1. Examples
Scanning Tunneling Electron Microscopes use piezoelectric Figure 12 - Shape Memory Effect
actuators to rapidly move the sensing tip over a very small
range. Structures can be built which harness the shape change property
Piezoelectric materials are commonly found in ultrasonic and use them to create motion. SMAs are typically formed into
transducers, (sonar range finder cameras), digital watch beep- wires, springs, torsion beams, as well as tubes and vacuum
ers, and some small audio speakers. deposited thin films.
On the micro scale, piezoelectric materials have been used in Shape Memory changes can occur over a wide range of
linear inchworm drive devices [14], and micro pumps [15]. speeds, and are generally reversible upon the removal of heat
4
energy from the material and with the application of a small so actuators may require special considerations for heat dissipa-
external bias force (typically 10 to 30 percent of the force avail- tion.
able when heated). SMA materials generally exert a very high force for their
However, performance is highly dependent on surrounding mass, but have a low efficiency in converting electrical energy
temperature and heat conduction conditions, as well as strain to motion. As the Shape Memory Effect is a bulk property of
level in the material, prior training, cycling and strain history. the material, SMA nano structures should exhibit the same gen-
eral behaviors as the bulk materials [21]
2.6.1. Examples
Example - Fluid Valve
Actuator devices using the Shape Memory Effect include per- Power
manent “shrink to fit” metal tubing connectors for high perfor- NiTi Diaphragm 1V @ 0.5 A
mance jet engines, spacecraft release mechanisms [17], minia- 10 µm thick Bias Spring
ture walking machines [18], as well as a variety of instrument Cycle Rate
50 Hz
pointing systems, latch release devices and positioning systems.
Micro scale device include fiber optic switching mechanisms Flow Rate
[19] and micro valves using thin film NiTi applied to etched sil- 1 liter/min
icon. [20]
In Out
From Johnson, 1990
Notched bolt
SMA cylinder lengthens broken by Figure 15 - Micro fluid valve
when heated tension
2.7 Magnetostrictive
Figure 14 - Boris, an
SMA-actuated walking
Full motion: machine
walk forward,
back, rotate Length 14 cm
left and right Weight 30 gr
From Mondo-tronics, 1992
5
• Dimensional changes in a magnetic field • Applied voltage changes fluid viscosity
High Magnetic
No Magnetic Field 0 +
Field (>500 Oe) –
Controllable to better
than 1 µm Voltage ER Fluid Seal
Plates Cavity
TeFe Rod Electromagnets From Roth, 1992 From Hosseini-Sianaki, 1992
S
Alternating 3-phase traveling wave
(positive, negative, neutral) Reflection Generated in Material
Figure 21 - Solid state electrohydrodynamic ethanol pump Figure 23 - Levitating Linear Motor
TABLE 1:
8
4. CONCLUSIONS
A number of technologies presently exist for micro spacecraft can be actuated directly by joule heating. Both of these tech-
actuator systems. Researchers are currently exerting significant nologies, as well as thermomechanical methods, are best suited
efforts towards miniaturizing them for both scientific and com- to applications with moderate ambient temperature variations.
mercial purposes. Many micro mechanical commercial devices Several methods await appropriate space applications.
exist including micro thermostats, valves, pumps, and position- Magnetostrictive can provide extremely high work output den-
ers. Additionally, researchers are studying many new technolo- sity and fair energy efficiency. Electrorheological and electro-
gies. hydrodynamic techniques provide ways of directly manipulat-
The actuator methods which have already been realized as ing fluids and may provide great mass savings by reducing the
micro machined products or in advanced laboratory studies supporting parts needed for pneumatic and hydraulic systems.
include electromagnetic, electrostatic, piezoelectric, thermome- Superconducting materials exhibiting the Meissner effect
chanical, phase change, and shape memory alloy technologies. should find wide use in space applications, where low operating
Methods for actuation which have been demonstrated in the temperatures are readily produced.
laboratory on a micro scale include electrohydrodynamic, mag- Additionally, appropriate combinations of various methods
netostrictive and diamagnetism technologies. The other meth- should lead to synergetic gains. For example, the Meissner
ods have been demonstrated in macro devices and will likely be effect may find application in reducing friction in micro scale
studied in micro devices in the near future. electromagnetic and electrostatic devices, thereby increasing
For present consideration as micro actuators in small space- their performance and efficiency. Expect many more beneficial
craft, several general conclusions can be drawn. First, electro- combinations as techniques advance.
static and electromagnetic type devices provide efficient opera- As the past twenty years have seen great advances in micro
tion and low forces. Piezoelectric devices are excellent for large electronics, the next twenty should bring similar progress in
force, small displacement applications where higher voltages micro electromechanical devices. The commercial prospects for
are available. the technologies explored here should continue to drive
Phase change actuators exhibit large amounts of work output research and development efforts, and lead to an ever larger
per unit volume and are good choices for applications where number of micro and nano scale actuator systems.
ambient temperatures remain fairly constant. Shape memory
alloy devices provide extremely high work output density and ###
9
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