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Research Article
A Case-Based Reasoning Method for Remanufacturing
Process Planning
Received 10 July 2014; Revised 26 August 2014; Accepted 7 September 2014; Published 11 November 2014
Copyright © 2014 Fan Zhou et al. This is an open access article distributed under the Creative Commons Attribution License, which
permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Remanufacturing is a practice of growing importance due to its increasing environmental and economic benefits. Process planning
plays a critical role in realizing a successful remanufacturing strategy. This paper presents a case-based reasoning method for
remanufacturing process planning, which allows a process planner to rapidly retrieve, reuse, revise, and retain the solutions to
past process problems. In the proposed method, influence factors including essential characteristics, failure characteristics, and
remanufacturing processing characteristics are identified, and the local similarity of influence factors between the new case and
the past cases is determined by nearest neighbor matching method, and then the vector of correction factor for local similarity is
utilized in the nearest neighbor algorithm to improve the accuracy and effectiveness of case searching. To assess the usefulness and
practicality of the proposed method, an illustrative example is given and the results are discussed.
smoothly has become one of the focuses and difficulties in New case
remanufacturing researches.
To conquer this problem, many techniques have been Influence
factors
proposed. For instance, Li and Tang (2011) proposed a GERT Retrieved
Retrieve
(graphical evaluation and review technique) based analyt- cases
ical method for remanufacturing process planning, which Correction
vector
takes into account the quality uncertainty of incoming used
components [11]. Jiang et al. (2014) presented a quality func- Similarity ≥ 𝜀
Learned case Case base
tion deployment (QFD) and fuzzy linear regression-based
method for remanufacturing process plan selection to make Yes
No
full use of experts’ experiences and knowledge [12]. Cao et al.
(2010) constructed a decision-making framework model Retain No similar case Reuse
based on manufacturing system engineering theory to for-
mally describe the attributes of the decision-making objects
Repaired Revise Remanufacturing Solved
in the remanufacturing process planning [13]. However, these cases cases
process design
researches mentioned earlier only considered one aspect
of complex remanufacturing process optimization and neg-
Confirmed Proposed
lected connections between the new case and the existing solution solution
knowledge generated during the complex process planning of
previous part remanufacture [14]. It is of extreme importance Figure 1: Framework of proposed CBR system for remanufacturing
in improving the process efficiency, quality, and costs of process planning.
producing these like-new products [15].
As an alternative solution to the problem, CBR is pro-
posed for the remanufacturing process planning, making full
case searching. In the proposed approach, influence factors
use of existing experiences and knowhow generated from pre-
including essential characteristics, failure characteristics, and
vious remanufacturing practices. CBR has been successfully
remanufacturing processing characteristics are identified,
applied in some remanufacturing fields to allow a process
and the local similarity of influence factors between the new
planner to retrieve, reuse, revise, and retain the solution to
case and the past cases is determined by nearest neighbor
past problems [16]. Veerakamolmal and Gupta (2002) devel-
matching method. Then a vector of correction factor is
oped a CBR approach for automating disassembly process
applied in all the local similarities to evaluate the global
planning [17]. Ghazalli and Atsuo (2009) suggested an AHP-
similarity. Through this method a remanufacturing process
CBR based evaluation system for remanufacturing process
plan can be selected quickly and effectively from a large
to support automobile product design [18]. Ghazalli and
database with a lot of cases. Finally, the method is verified
Murata (2011) integrated an analytical hierarchy process
via a lathe bed remanufacturing example.
(AHP) with case-based reasoning (CBR) to evaluate the
product end-of-life (EOL) and develop an evaluation system
for remanufacturing [19]. These researchers have achieved 2. Framework of Proposed CBR System for
good progresses. However, the existing CBR methods lack an Remanufacturing Process Planning
effective way to solve the problem of remanufacturing process
which is more complicated in the way that (1) differential in Remanufacturing process planning is one of the most impor-
quality and composition of returned products make remanu- tant operational decisions in remanufacturing because it
facture a production of large variety and small volume and directly affects the success rate of remanufacturing, as well
(2) remanufacturing process is not necessarily fixed but as cost and quality. There is a need for an intelligent method
rather is adapted to the condition of actual products to be which can develop a reasonable remanufacturing process
remanufactured. Such situations, if not addressed properly, plan. CBR method is proposed as an alternative solution
may lead to loss and inaccuracy of process information when approach. The use of CBR for solving a new problem involves
cases are searched [20]. In addition, though there are several (1) retrieving previous cases, (2) using the cases, (3) revising
types of algorithms that could be employed in the process, the proposed solution, and (4) storing the new experience in
that is, nearest neighbor retrieval, artificial bee colony [21, 22], the case base. The flowchart of remanufacturing process
and validated retrieval, yet scope of application of the nearest- planning with case based reasoning method is shown in
neighbor retrieval is the most widely. Therefore, an improved Figure 1.
case-based reasoning is paramount to identify remanufactur- In the proposed CBR system, influence factors including
ing influence factors to deal with the quality and composition essential characteristics (material characteristics and shape
of returned products and utilize a vector of correction for size), failure characteristics (failure symptoms, failure loca-
local similarity through considering the problem solving tion, and failure degree), and remanufacturing processing
goals to improve the accuracy of case searching. characteristics (precision characteristics, surface hardness,
Motivated by the foregoing discussion, this paper presents and roughness factors) are identified firstly by analyzing the
a new CBR based method for remanufacturing process hierarchy structure of used products, a vector of correction
planning, so as to improve the efficiency and accuracy of factor for local similarity between corresponding influence
Discrete Dynamics in Nature and Society 3
Used products
Case base
Figure 2: Hierarchy structure of influence factors and their corresponding remanufacturing process plans.
factors is used to reflect the problem solving goals, and then to be computed. This crucial operation can be realized with
the vector is applied in the nearest neighbor algorithm to the local similarity. In this paper, the local similarity is deter-
retrieve previous cases that have similar process condition mined by the nearest-neighbor matching method, which can
to the new problem in order to select the useful features gather all the local similarities to evaluate the global similarity
from the database. If the global similarity between the new and deal with different types of values: numeric, linguistic,
case and the past ones is greater than the threshold value 𝜀, and enumeration for the presented example. With the local
the information and knowledge related to the case/cases may similarities available, the global similarity can be calculated
be reused to solve the new problem; otherwise, the reman- by
ufacturing process plan should be designed as a new case. 𝑛
Finally, the proposed solution and the new experience gen- Sim (𝑋, 𝑌) = ∑ 𝑤 (𝑐𝑖 ) Sim (𝑐𝑖𝑋 , 𝑐𝑖𝑌 ) , (1)
erated are also stored at a certain organizational hierarchy 𝑖=1
structure in the case base.
where 𝑋 and 𝑌 are the new case and source case, respectively;
𝑛 is the number of influence factors. 𝑐𝑖𝑋 and 𝑐𝑖𝑌 represent the
2.1. Identification of Remanufacturing Influence Factors. In
𝑖th factors of 𝑋 and 𝑌, and 𝑤(𝑐𝑖 ) is the associated weight of this
remanufacturing process, changes in some representative
factor 𝑐𝑖 . Sim(𝑋, 𝑌) is the global similarity between the new
factors (e.g., damage degree) may cause corresponding
changes in process parameters, eventually resulting in dif- case 𝑋 and the source case 𝑌. Sim(𝑐𝑖𝑋 , 𝑐𝑖𝑌 ) is the local simi-
ferent remanufacturing process plan, for instance, if used larity between 𝑐𝑖𝑋 and 𝑐𝑖𝑌 .
lathe guides in slight wear, the remanufacturing process is According to the composition of the problem influence
grinding → chrome plating → remanufactured parts testing; factors in the remanufacturing process planning, the factors
if used lathe guides in moderate wear, the remanufacturing can be divided into three types (numerical factors, linguistic
process is grinding → cold welding → remanufactured parts factors, and enumeration factors) combined with the cor-
testing. Therefore, it is necessary to identify remanufactur- responding areas. Each type corresponds to a calculation
ing influence factors for suitable remanufacturing process method for the local distance.
plan decision. In order to identify remanufacturing influ- For numerical factors, such as precision characteristics,
ence factors effectively, a hierarchy (product—components— surface hardness, surface parallelism, and surface roughness,
influence factor—repair method) structure is presented, as the local similarity is calculated by
shown in Figure 2. 𝑋 𝑌
𝑐𝑖 − 𝑐𝑖
With several decompositions of the used product, influ- 𝑋 𝑌
Sim (𝑐𝑖 , 𝑐𝑖 ) = 1 − , (2)
ence factors including essential characteristics, failure char- max (𝑐𝑖 ) − min (𝑐𝑖 )
acteristics, and remanufacturing processing characteristics
are identified. Changes in these factors could lead to corre- where max(𝑐𝑖 ) and min(𝑐𝑖 ) are the maximum value and the
sponding changes in the process parameters that result in minimum value of factor 𝑐𝑖 among all the cases.
a different remanufacturing process plan. For example, four For linguistic factors, the different values have no con-
failure symptoms of used lathe bed [23] and different reman- nection and can be considered independent. Their local
ufacturing process methods for the used lathe spindles are similarities can be calculated by
shown in Figure 3.
1, 𝑐𝑖𝑋 = 𝑐𝑖𝑌 ,
Sim (𝑐𝑖𝑋 , 𝑐𝑖𝑌 ) = { (3)
0, 𝑐𝑖𝑋 ≠ 𝑐𝑖𝑌 .
2.2. Calculation of Local Similarity. Once influence factors of
the new case are identified, the global similarity between the In (3), the local similarity is 1 if two factors are identical;
new case and the past ones during the phase of retrieval needs otherwise the local similarity is 0. Material characteristics,
4 Discrete Dynamics in Nature and Society
No Direct reuse
Grinding → chromium
0 < wear volume ≤ 0.6 mm plating
Wear
Grinding → cold
0.6 mm < wear volume ≤ 2 mm welding → surface coating
Serious failure, need to be
Wear volume > 2 mm replaced
No Direct reuse
Playslot → grinding
0 < corrosion depth ≤ 0.1R
→ laser cladding
Corrosion
Playslot → grinding → cold
0.1 < corrosion depth ≤ 0.2R
Remanufacturing welding
processes for used
lathe with different Corrosion depth > 0.2R Serious failure, need to be
replaced
kinds of failure
symptoms
No Direct reuse
Fatigue crack 0 < crack length < 0.1R Cold welding → grinding
No Direct reuse
Figure 3: Remanufacturing process plans for used lathe spindles with various failure symptoms.
failure characteristics, failure location, and heat treatment are Table 1: The assignment values of different failure degrees.
in the domain of the linguistic factors.
For enumeration factors, with arbitrary determination of Degree No Slight Moderate Serious
discrete values of attribute local similarity is expressed as 𝑐𝑖 0.25 0.5 0.75 1
𝑐𝑋 − 𝑐𝑌
𝑖 𝑖
Sim (𝑐𝑖𝑋 , 𝑐𝑖𝑌 ) = 1 − , (4)
𝑀 score of 1 refers to equal importance between the two criteria
[24].
where 𝑀 is the maximum assignment value of the factor
enumeration 𝑐𝑖 . For example, failure degree is described by
the ambiguous words as {no, slight, moderate, serious} with 2.3. Case Retrieval of Goals-Oriented Problem Solving. Previ-
the set {0.25, 0.5, 0.75, 1}, as shown in Table 1. ous sections have identified the influence factors for reman-
In order to fully consider the relative importance of ufacturing process, and the local similarity and weighting
the influence factors, analytic hierarchy process (AHP) is scheme have been determined. However, similarity is not
introduced to determine the appropriate weights for different necessarily fixed but rather relies on people’s priorities. That is
factors. In AHP, a pairwise comparison matrix is created to say, the similarity of the same parts may become not similar
based on decision-maker inputs; the matrix is formed based from a different viewpoint. In general, problem solving has
on comparing the relative importance or preferences of two its specific goals, which makes different factors have different
influence factors. In comparing two influence factors, experts emphases in the process of case retrieval, so as to affect
compare every pair of influence factors and make a judgment the local similarity between factors, which affect the global
of the importance of factor A relative to factor B. If factor A similarity between two cases. With this in mind, a vector of
is judged to be far more important than factor B, the relative correction factor for local similarity 𝑃𝑘 = (𝑝1𝑘 , 𝑝2𝑘 , . . . , 𝑝𝑛𝑘 ) is
importance of A relative to B is set to 9 (the importance of established to reflect the problem solving goals, where 𝑘 is the
B relative to A will be the reciprocal of this number, 1/9). A target of problem solving, and 𝑛 is the number of influence
Discrete Dynamics in Nature and Society 5
Table 2: Vector of correction factor of local-similarity under goals C6132 lathe bed
of 𝐶𝑇𝑄.
Repairable
Correction vector components
Influence factor
𝑝𝑖𝐶 𝑝𝑖𝑇 𝑝𝑖𝑄
Precision characteristics 0.9 1.2 0.8 Saddle Guide ··· Spindle
Failure symptoms 0.9 1.3 0.95
Failure degree Wear
0.95 1.1 1.2
⋅⋅⋅ ⋅⋅⋅ ⋅⋅⋅ ⋅⋅⋅
Cleaning Surface repairing Machining
factors. The vector is applied in the nearest neighbor algo- Figure 4: Hierarchy structure of C6132 lathe bed for remanufactur-
rithm to improve the accuracy of case searching, and the ing process planning.
global similarity can be calculated as
𝑚 𝑛
Sim (𝑋, 𝑌) = ∑ V𝑘 ∑ 𝑤 (𝑐𝑖 ) Sim (𝑐𝑖𝑋 , 𝑐𝑖𝑌 ) 𝑝𝑖𝑘 , (5) location (𝑆), failure degree (𝐷), heat treatment (𝐻), surface
𝑘=1 𝑖=1
parallelism (𝐿), surface hardness (𝑉), and the maximum
where V𝑘 is the weight of the 𝑘th goal, 𝑝𝑖𝑘 is the correction machining diameter (𝑅).
factor of the local similarity of the 𝑖th factor between the new After the determination of the remanufacturing influence
case 𝑋 and the source case 𝑌 under the goal 𝑘, and 𝑚 is the factors, the relative importance of the nine influence factors is
number of goals. 𝑤(𝑐𝑖 ) and V𝑘 are determined by AHP. 𝑃𝑘 determined through the discussion with the company which
(vector of correction factor for local similarity) is determined is captured using the AHP method. The importance weights
based on the current problem solving goals. of the influence factors are listed as shown in Table 3. Mean-
In remanufacturing process, determining the special while, the enterprise recorded a number of processing cases
problem solving goals (such as cost, quality, and time) to for lathe bed (𝑃1 , 𝑃2 , 𝑃3 , 𝑃4 ), which feature property informa-
enable remanufacturing, so as to ensure the needs of the cus- tion is shown in Table 4. For example, the detailed infor-
tomer, is of primary importance [25]. Therefore, 𝑃𝑘 is deter- mation of case 𝑃2 is shown in Table 5. Combined with the
mined based on three goals including remanufacturing cost technological characteristics of C6132 lathe bed, feature
(𝐶), remanufacturing cycle time (𝑇), and remanufacturing property information of the new problem (𝑃𝑤 ) is extracted as
quality (𝑄), as shown in Table 2. Table 6, and Table 7 shows the local similarity of influence
factors for remanufacturing process.
Comparison procedure between problem-𝑃𝑤 and case-
3. Illustrative Example 𝑃2 is shown in Table 8. The local similarity of each factor is
As a typical electromechanical product, used lathes are of calculated as in the following.
great potential for remanufacturing. The performance of (i) In remanufacturing of lathe bed, “precision character-
remanufactured lathes can be the same as, or even better istics,” “surface parallelism,” “surface hardness,” and “the max-
than, a new lathe. A remanufactured lathe may require only imum machining diameter” are numerically calculated using
40%–60% of the manufacturing cost of a new lathe [26]. To (2). Precision characteristics ranges are (0, 8], surface par-
illustrate the proposed method for remanufacturing process allelism ranges are (0.01, 0.02], surface hardness ranges are
planning, a company that remanufactures used C6132 lathes (40, 70], and the maximum machining diameter ranges are
bed was considered. According to real circumstances, the (0, 320].
repairable components of C6132 lathe bed include guide, For lathe bed “surface hardness,” known as the surface
saddle, and spindle. For example, the main failure of the guide hardness of 𝑃2 , is 45HRC, the local similarity of surface
is wear, the remanufacturing processes of guide are cleaning, hardness:
surface repairing, and machining. The repairable guide can
𝑋 𝑌
reach the standard of new guide requirements in shape, 𝑐𝑖 − 𝑐𝑖
Sim (𝑐𝑖𝑋 , 𝑐𝑖𝑌 ) =1− = 0.833. (6)
dimension, precision, and performance through these
max (𝑐𝑖 ) − min (𝑐𝑖 )
remanufacturing processes. The hierarchy structure of C6132
lathe bed is shown in Figure 4.
The repairable components need to go through some or The local similarity of other factors can be obtained in the
all the remanufacturing operations before they can reach same way.
the same standard of the requirements for new lathe. These (ii) “Material characteristics,” “failure characteristics,”
requirements can be described as influence factors that have “failure location,” and “heat treatment” are linguistically
important influence on the process planning. According to calculated using (3).
real circumstances, the remanufacturing process of this lathe The local similarity of heat treatment is 1 because the two
bed is determined by 9 influence factors through analyzing its factors are identical.
hierarchy structure including material characteristics (𝑈), (iii) “Failure degree” is an enumeration factor which can
precision characteristics (𝑃), failure symptoms (𝐹), failure be calculated using (4).
6 Discrete Dynamics in Nature and Society
Influence factors
Process cases
𝑈 𝑃 𝐹 𝑆 𝐷 𝐻 𝐿 𝑉 𝑅
𝑃1 Cast iron 7 Surface scratch Bed surface Moderate No 0.013 60 320
𝑃2 Cast iron 6 Rail wear Bed surface Slight No 0.012 45 320
𝑃3 Cast iron 7 Rail wear Bed surface Slight Quench 0.010 55 300
𝑃4 Cast iron 6 Surface crack Bed surface Slight No 0.011 60 320
𝑃𝑤 Cast iron 7 Rail corrosion Bed surface Moderate No 0.012 55 300
New problem 𝑈 𝑃 𝐹 𝑆 𝐷 𝐻 𝐿 𝑉 𝑅
𝑃𝑤 Cast iron 7 Rail wear Bed surface Moderate No 0.010 50 320
Failure degree is described by the ambiguous words as The global similarity between the problem 𝑃𝑤 and the source
{no, slight, moderate, serious}, as shown in Table 1. The local case 𝑃2 can be calculated as shown below.
similarity between serious and moderate is According to the remanufacturing experience and
experts’ evaluation, the weights of goals of the lathe bed inclu-
ding remanufacturing cost (𝐶), remanufacturing cycle (𝑇),
|1 − 0.75| and remanufacturing quality (𝑄) are [V𝐶, V𝑇 , V𝑄] =
Sim (serious, moderate) = 1 − = 0.75. (7) [0.3, 0.3, 0.4] as shown in Table 6. The global similarity
𝑀
Discrete Dynamics in Nature and Society 7
Figure 5: Comparison chart between before and after repair for the lathe guide.
between the problem 𝑃𝑤 and the source case 𝑃2 can be remanufacturing is shown in Figure 6. The guide (part model:
calculated using (5) as below: C6132D and size: 2300 mm × 490 mm) is remanufactured
through cleaning, surface repairing, and polishing to improve
𝑚 𝑛
𝑃 𝑃 geometric precision guide. Comparison chart between before
Sim (𝑃𝑤 , 𝑃2 ) = ∑ V𝑘 ∑ Sim (𝑐𝑖 𝑤 , 𝑐𝑖 2 ) × 𝑤 (𝑐𝑖 ) and after repair for the lathe guide is shown in Figure 5.
𝑘=1 𝑖=1 (8)
Saddle (part model: C6132A1 and size: 645 mm × 615 mm) is
× 𝑝𝑖𝑘 = 0.9476. remanufactured using grinding to recover precision, followed
by quenching to increase the hardness and wear resistance.
Similarly, the global similarity between the problem 𝑃𝑤 and Spindle remanufacturing is remanufactured using the arc
the other cases can be calculated: Sim(𝑃𝑤 , 𝑃1 ) = 0.8323, spraying technique to repair the surface wear and restore the
Sim(𝑃𝑤 , 𝑃3 ) = 0.9201, and Sim(𝑃𝑤 , 𝑃4 ) = 0.7769. 𝑃1 , 𝑃2 , and machining precision of spindle.
𝑃3 are the satisfied cases under the condition that similarity With the remanufacturing processes of disassembly,
threshold 𝜀 = 0.8. Eventually, the remanufacturing process clean, inspection and sorting, part reconditioning, machine
planning of lathe bed would be completed based on 𝑃2 which upgrading and reassembly, the used lathe is restored into a
is the most similar case. new remanufactured lathe with similar and even better
The remanufacture process used for the case 𝑃2 was performance, as shown in Figure 7. As shown in Table 9,
applied to repair the C6132 lathe bed. The used lathe before the comparison between the remanufactured lathe and
8 Discrete Dynamics in Nature and Society
Table 9: Comparison of the remanufactured lathe with the standard of new lathe.
Conflict of Interests
The authors declare that there is no conflict of interests
regarding the publication of this paper.
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