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Pathophysiology 25 (2018) 1–11

Contents lists available at ScienceDirect

Pathophysiology
journal homepage: www.elsevier.com/locate/pathophys

Review

Gastroesophageal reflux disease: A clinical overview for primary care


physicians
Sudha Pandit a , Moheb Boktor a , Jonathan S. Alexander b , Felix Becker c , James Morris a,∗
a
Department of Medicine, Section of Gastroenterology and Hepatology, Louisiana State University Health Sciences Center, School of Medicine, Shreveport,
LA, United States
b
Department of Molecular and Cellular Physiology, Louisiana State University Health Sciences Center, School of Medicine, Shreveport, LA,United States
c
Department for General and Visceral Surgery, University Hospital Muenster, Germany

a r t i c l e i n f o a b s t r a c t

Article history: Objective: GERD is among the most common outpatient disease processes encountered by clinicians on a
Received 10 April 2017 daily basis. This review provides insights about how to approach GERD in terms of disease management
Received in revised form 26 August 2017 and treatment.
Accepted 7 September 2017
Methods: Review articles were searched using PUBMED and MEDLINE using criteria that included English
language articles published in the last 5 years concerning studies carried out only in humans. The
key words used in the searches were GERD, PPI, and erosive esophagitis. Recommendations from the
American College of Gastroenterology are also included in this manuscript.
Results: The search resulted in ∼260 articles. The manuscript brings together and presents the results of
recent recommendations from professional societies and recently published review articles on GERD.
Conclusion: GERD is one of the most common diagnoses made by gastroenterologists and primary care
physicians. It is important to recognize the typical and atypical presentations of GERD. This paper helps
primary care physicians understand the disease’s pathophysiology, and when, how, and with what to
treat GERD before referring patients to gastroenterologists or surgeons.
© 2017 Elsevier B.V. All rights reserved.

Contents

1. Definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
2. Epidemiology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
3. Clinical manifestation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
4. Pathophysiology and risk factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
5. Complications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
6. Diagnosis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
7. Management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
8. Non-pharmacologic intervention . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
9. Pharmacologic intervention . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
10. Comparing H2RA AND PPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
11. Comparing PPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
12. Refractory GERD and resistance to PPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
13. Surgery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
14. Adverse effects associated with PPI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

Abbreviations: GERD, gastroesophageal reflux disease; NERD, non-erosive disease; ERD, erosive disease; LES, lower esophageal sphincter; PPI, proton pump inhibitor;
H2RA, histamine receptor antagonists; ATPase, adenosine 5 triphosphatase; EE, erosive esophagitis; NNT, number needed to treat; QOL, quality of life; GABA, ␥-aminobutyric
acid; EoE, eosinophilic esophagitis; ENT, ear, nose and throat; LINX, trade mark.
∗ Corresponding author.
E-mail address: Jmorri2@lsuhsc.edu (J. Morris).

https://doi.org/10.1016/j.pathophys.2017.09.001
0928-4680/© 2017 Elsevier B.V. All rights reserved.
2 S. Pandit et al. / Pathophysiology 25 (2018) 1–11

15. Summary and conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9


Grant support . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Disclosure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Authors’ contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

1. Definition 3. Clinical manifestation

Gastroesophageal reflux disease (GERD) is one of the most The cardinal symptoms of GERD are troublesome heartburn and
common diagnoses made by both primary care physicians and gas- or regurgitation [11]. Heartburn is caused by the contact of refluxed
troenterologists [1]. material with the sensitized or ulcerated esophageal mucosa and
The Montreal Classification provides the most recent consen- perceived as burning behind the breast bone or retrosternal area
sus definition of GERD. It defines GERD as heartburn symptoms whereas regurgitation is sensing the gastric content into the oral
or complications resulting from the reflux of gastric contents into cavity [87]. Heartburn mostly occurs during the postprandial state
the esophagus, up to the oral cavity, and lungs [4]. GERD is fur- [4]. Persistent heartburn causes esophagitis, which manifests as
ther classified into two subgroups. The first subgroup is GERD with dysphagia and is suggestive of peptic stricture. Dysphagia has
heartburn symptoms but without endoscopic evidence of mucosal been noted as the sole presentation of GERD in one-third of the
erosions (Non-Erosive Reflux Disease or NERD). The second sub- patients [10]. GERD can manifest as either esophageal or extra-
group is GERD with heartburn symptoms accompanied by objective esophageal symptoms [87]. Esophageal or typical symptoms of
evidence of erosions (Erosive Reflux Disease or ERD) [5]. GERD are heartburn, regurgitation, and chest pain or epigastric
Functional heart burn also falls under endoscopic negative dis- pain while extra-esophageal symptoms or atypical presentations
ease, however it is important to note that it is a distinct entity from are cough, laryngitis, asthma and dental erosion syndromes [87].
NERD. NERD is defined as typical reflux symptoms without evi- Furthermore, according to Montreal definition of GERD, without
dence of reflux disease in endoscopy but abnormal acid exposure symptoms of heartburn and or regurgitation, there is no causal rela-
on the impedance-pH monitoring and is responsive to PPI. [84,85]. tionship between GERD and unexplained asthma and laryngitis. In
Functional heart burn on the other hand, as defined by Rome IV clas- addition to this, typical GERD symptoms can develop after exer-
sification, is a retrosternal burning discomfort or pain refractory to cise [86]. Some patients who complain of poor sleep are found to
anti-secretory therapy without presence of GERD, histopathologic have heartburn and regurgitation at night time or during their sleep
abnormality, motility disorder or structural abnormality for at least [87]. It is not clear if symptoms of odynophagia, water brash, hyper
three months with symptoms onset at least six months prior to the salivation and globus sensation are directly related to GERD [12,87].
diagnosis. [86]

2. Epidemiology
4. Pathophysiology and risk factors
In ambulatory care settings, GERD accounts for 17.5% of all
digestive diseases recorded [2]. Sandler et al. reported that the Reflux can be both physiologic and pathologic [1]. Physiologic
annual incidence of GERD as the primary diagnosis by primary care reflux mostly occurs during the postprandial state, is transient, does
providers in the United States was 4.6 million [3]. This number not occur during sleep, and does not result in reflux symptoms
would rise as high as 9.1 million when considering GERD among [1]. The pathologic reflux is related to transient loss of pressure
the top three diagnoses during those encounters. GERD has a signif- in the lower esophageal sphincter (LES) [10,29]. Transient loss of
icant impact on both direct and indirect healthcare costs. The direct pressure in the LES is diagnosed when persistent LES relaxation
cost include office visits, diagnostic tests, treatments and hospital occurs, lasting more than 10 s, with the absence of swallow within
admissions, representing 9.3 billion dollars of the total amount of 4 s before and 2 s after the onset of the event, and presence of active
money spent on health care in the United States [3]. The indirect crural diaphragm inhibition [87,88]. Lower esophageal sphincter
cost include missed work, decreased productivity while at work (LES) tone and activity of crural diaphragm maintains the gastroe-
due to GERD related symptoms, and impaired daily living activities sophageal junction (GEJ) pressure, in turn LES tone is maintained by
[3]. the activity of neurotransmitters released by vagus nerve and by the
Estimates of the prevalence of GERD are primarily based on the stimulation of enteric nervous system [87–89]. LES relaxes as a neu-
presence of heartburn and/or acid regurgitation symptoms [6–8]. rogenic reflex in response to swallowing food leading to increased
However, heartburn or acid regurgitation symptoms are not always intra-gastric pressure and volume [90]. Various risk factors have
present in patients with endoscopic evidence of esophagitis or been attributed to transient hypotension of the LES, such as diet and
Barrett’s esophagus [9]. A recent systematic review of 16 epidemi- lifestyle (smoking, alcohol), abdominal obesity, infiltrative disease
ological studies found the prevalence of GERD to be 18.1% − 27.8% (e.g. scleroderma), myopathy associated with chronic intestinal
in North America, 8.8% − 25.9% in Europe, 2.5% − 7.8% in East Asia, pseudo-obstruction, medications (anticholinergics, smooth mus-
8.7% to 33.1% in the Middle East, 11.6% in Australia and 23% in South cle relaxants such as ␤-adrenergic agents, aminophylline, nitrates,
America [7]. Two different population studies from the UK and the calcium channel blockers, and phosphodiesterase inhibitors), sur-
USA, showed the incidence of GERD to be around 5 per 1000 person gical damage to the LES, and esophagitis [10,15]. Among these risk
years [7]. Another population based survey from the United States factors, obesity accounts for 50–70% of patients with reflux symp-
found that up to 22% of the participating population reported heart- toms, and 15% of the obese patients also have hiatus hernia (HH)
burn symptoms, while 16% reported acid regurgitation. Heartburn [83]. The mechanism related to development of reflux symptoms
and regurgitation was considered clinically significant if symptoms in obese patients is thought to be secondary to chronic increased
occur at least twice weekly, which were present in 6% and 3% intra-abdominal pressure, which in turn results in an ineffective
respectively [8]. LES, delayed gastric emptying, and HH [84].
S. Pandit et al. / Pathophysiology 25 (2018) 1–11 3

Fig. 1. Los Angeles Classification of GERD. Grade A − one or more mucosal breaks each ≤5 mm in length. Grade B − at least one mucosal break >5 mm long, but not
continuous between the tops of adjacent mucosal folds. Grade C − at least one mucosal break that is continuous between the tops of adjacent mucosal folds, but which is
not circumferential. Grade D − mucosal break that involves at least three-fourths of the luminal circumference.

5. Complications epithelium of distal esophagus is replaced by metaplastic colum-


nar mucosa, which predisposes to esophageal adenocarcinoma
The various complications of GERD described in the literature (EAC) [92]. The American College of Gastroenterology recommends
are divided into three broad categories: esophagitis, peptic stric- screening for BE in patients with certain risk factors. These include
ture, and Barrett’s esophagus (the last two are consequences of long Caucasian male age >50 years with current or past history of smok-
standing esophagitis) [10,13]. Esophagitis is caused by constant irri- ing, patients with chronic ( > 5 years) weekly or more frequent
tation of the mucosal surface of the esophagus and subsequent loss symptoms of heartburn and regurgitation, patients with central
of the defense mechanisms against injuries caused by acid, pepsin, obesity, and patients with family history of BE or EAC [93]. Endo-
and bile [10]. Esophagitis can be observed as a direct visualization scopically BE is diagnosed when there is extension of salmon
in upper endoscopy and/or at the cellular level. Most current guide- color mucosa ≥1 cm into the distal esophagus proximal to GEJ,
lines recommend that the Los Angeles classification system (Fig. 1) with histologic presence of intestinal metaplasia with goblet cells,
should be used to describe the endoscopic appearance of the erosive (the presence of goblet cell is not a requirement in United King-
esophagitis [11] and are demonstrated histologically in Fig. 2. dom) [93]. The American College of Gastroenterology recommends
The histologic changes seen in erosive esophagitis include poly- that BE with low grade dysplasia can be treated endoscopically or
morphonuclear or mild eosinophilic infiltrates and granulation surveillance EGD can be performed in one year, whereas BE with
tissues [10,16]. Peptic strictures result from fibrosis, causing lumi- high-grade dysplasia should be treated endoscopically [93]. All BE
nal constriction during the process of healing from ulcerative patients should receive Proton Pump Inhibitor (PPI) orally once
esophagitis [10,13]. The presence of granular or nodular pattern in daily for acid suppression [93].
the distal third of the esophagus is consistent with reflux esophagi-
tis with luminal irregularities, which suggests esophagitis [13,17] 6. Diagnosis
(Fig. 3).
One study showed the presence of microscopic esophagitis and When patients present with the typical symptoms of heartburn
dilation of intercellular spaces as the hallmark histological changes and regurgitation, no diagnostic tests are necessary to make a pre-
that is seen in GERD and NERD [14], which is absent in functional sumptive diagnosis of GERD [5,10], and it is recommended that a
heartburn [91]. trial PPI therapy be initiated with once daily dosing for at least eight
One of the major complications of prolonged reflux esophagitis weeks [33]. Resolution of symptoms or response to therapy con-
is Barrett’s Esophagus (BE). It is a condition when normal Squamous firms the diagnosis of GERD. However, one meta-analysis revealed
4 S. Pandit et al. / Pathophysiology 25 (2018) 1–11

Fig. 2. Progressive histological changes seen in mild and erosive esophagitis A − Normal esophagus histology; B − Increased basilar layer thickness and papillary elongation
of noncornified stratified squamous cells; C − Increased fibrosis in papillary stricture.

Fig. 3. Complications of Erosive Esophagitis. Endoscopic (A) and Histologic (B) findings in peptic stricture as a complication of prolonged erosive esophagitis from GERD.

several limitations of the PPI trial approach, including low sen- diagnostic tool to differentiate regurgitation related to GERD from
sitivity (78%) and specificity (54%) [18]. It is a common belief in rumination syndrome [26].
the day-to-day practice of medicine that symptoms such as heart- Various diagnostic tests and radiographic studies are indicated
burn and regurgitation are the most sensitive and reliable tools to when patients fail to respond to the initial PPI trial as mentioned
make the presumptive diagnosis of GERD; however, one systematic above, or to look for complications of GERD, such as peptic stricture,
review of seven studies found the sensitivity to be only 30–76% and Barrett’s metaplasia, or EAC [5,10,15], especially when alarming
the specificity to be 62–96% when the symptoms of heartburn and symptoms (odynophagia, dysphagia, unintentional weight loss,
regurgitation both occurred in the presence of erosive esophagitis anemia) are present. Other important diagnostic alternatives that
[19]. are important to rule out are coronary artery disease, peptic ulcer
Regurgitation related to GERD is different from rumination syn- disease, esophageal motility disorders, esophagitis (eosinophilic,
drome, which is a type of functional GI disorder [94]. According infectious, and pill), and gall bladder disease [5].
to Rome IV classification, rumination syndrome is diagnosed when As mentioned previously, chest pain is one of the most common
recently ingested food is regurgitated into mouth and subsequent and, occasionally, the only initial presenting symptom of GERD.
spitting or remasticating and swallowing in the absence of retching, Thus, it is strongly recommended that cardiac causes of chest
lasting for 3 months with symptom present at least 6 months prior pain be excluded before initiating a PPI trial or gastroenterologi-
to the diagnosis [94]. Manometry with impedance can be used as a cal workup [15]. One meta-analysis study found that when cardiac
causes of chest pain were excluded, treatment with PPI (sometimes
S. Pandit et al. / Pathophysiology 25 (2018) 1–11 5

at a higher dose) could be cost effective and efficacious as well decubitus position, and avoiding the consumption of meals 2–3 h
[20]. The use of oral barium is not recommended to diagnose GERD before bedtime have been shown to improve esophageal pH values
unless patients present with symptoms of dysphagia [21], because and GERD symptoms [5,28]. Another anti-reflux measure that has
while technically well performed double contrast barium esopha- been shown to improve GERD symptoms is to wear loosely fitted
grams can diagnose esophagitis, the technique lacks sensitivity garments, which will prevent an increase in intra-gastric pressure
[22]. Upper endoscopy has been recommended if patients present and the gastroesophageal pressure gradient [30].
with alarming symptoms such as those mentioned as above, and One of the most important lifestyle modifications in reducing
to screen for BE in high risk patients, such as overweight white GERD symptoms is to lose weight. One large case study showed
males, those with chronic heartburn and regurgitation symptoms that reduction of the body mass index by 3.5% resulted in a 40%
[23], and non-cardiac chest pain with negative cardiac workup and reduction in the frequency of GERD symptoms when compared
failed PPI trial therapy. Esophageal biopsy is not recommended to with those of controls [31,98].
diagnose GERD on a routine basis, as obtaining biopsies from the
esophagogastric junction has not provided any added benefit [24].
However, esophageal biopsy is recommended to rule out causes 9. Pharmacologic intervention
for heartburn symptoms other than GERD [5]. Esophageal manom-
etry is only indicated preoperatively when evaluating a patient Medical management is initiated in patients who have persis-
for anti-reflux surgery [5], as certain conditions, e.g. scleroderma- tent GERD symptoms despite dietary and lifestyle modifications.
like esophagus and achalasia, could be contraindicative for surgery. The main medical therapies available include antacids, surface
Ambulatory reflux monitoring or impedance pH is indicated in agents and alginates, histamine receptor antagonists (H2RA), and
patients with persistent symptoms but negative endoscopic find- PPI.
ings, and also in those who have twice failed a daily PPI trial [25]. Antacids are agents that do not prevent GERD symptoms but
Ambulatory esophageal pH monitoring helps to identify abnormal instead neutralize already secreted acid content in the stomach
acid exposure, the quantity, frequency, and symptoms associated and prevent the esophageal mucosa from coming in contact with
with reflux episodes [5]. According to a recently published review refluxed acid. For this reason, antacids are used only in patients
article from Porto consensus by Roman and Gyawali et al., patients with mild GERD symptoms (occurring once or less than once a
who are resistant to the treatment of optimal dose of PPI, does week), or as breakthrough agents in patients taking H2RA or PPI
not have endoscopic features of LA Grade C or D esophagitis or [32]. Currently available antacids are combinations of calcium car-
peptic stricture or BE, or have atypical symptoms or resistant bonate, magnesium trisilicate, and aluminum hydroxide. The onset
symptoms after anti-reflux surgery, catheter based or wireless pH of action of antacids is quick, within 5 min, and the effects last
monitoring or 24 h pH-impedance monitoring should be used to 30–60 min [33]. Surface agents, such as aluminum sucrose sulfate,
diagnose reflux acid exposure. [26]. The pH-impedance monitoring work by adhering to the mucosal surface, preventing acid expo-
can distinguish acidic (pH ≤ 4), weakly acidic (4 ≤ pH ≤ 7), weakly sure and promoting healing of the injured mucosa [33], but are
alkaline (pH ≤ 7), gaseous and re-reflux episodes [95–97]. It is rec- used less frequently because of their lower efficacy and short half-
ommended that patients presenting with typical GERD symptom lives. Alginates, e.g. sodium alginate, are anionic polysaccharides
should be tested and treated for Helicobacter pylori infection [27]. found in the cell wall of brown algae, which when combined with
water, form a viscous gum-like substance. This gum-like material
floats in the stomach, absorbing post-prandially secreted acid, thus
7. Management
preventing acid reflux [34]. A recent systemic review and meta-
analysis found that alginates are superior to placebo and antacids
Gastroesophageal reflux disease can be managed by using
to improve GERD symptoms. However, when compared to PPI and
non-pharmacologic, pharmacologic, endoscopic, and surgical inter-
H2RA, alginates were less effective [34]. A randomized controlled
ventions.
trial, done by Coyle and Crawford, suggested that alginate-antacid
combination therapy taken along with PPI helped to control break-
8. Non-pharmacologic intervention through symptoms of GERD or refractory GERD [99]. Of note, similar
improvement was seen in the placebo group as well [100]. Thus, it is
Changes in dietary habits and life style modifications are ini- important to note that Alginate based therapy should be prescribed
tial steps in the management of GERD symptoms. It is important on case by case basis.
to counsel patients to avoid certain foods in their diets that can H2RA work by competitively blocking H2 receptors in gastric
aggravate reflux symptoms. Although conventional symptoms of parietal cells and preventing histamine stimulated gastric acid
heartburn are associated with consumption of foods which have secretion. H2RA are not used as a maintenance therapy as they lead
caffeine or theobromine e.g. coffee, chocolate, spicy foods, highly to the development of tachyphylaxis within 2–6 weeks of treat-
acidic foods, citrus fruits, and fatty foods. However, so far no clini- ment [35]. When compared with antacids and placebos, H2RA are
cal trials have been performed which definitively demonstrate that superior in reducing the frequency and severity of GERD symptoms
removing such foods from the diet leads to symptom relief. Patients [33].
consuming alcohol and tobacco usually have prolonged acid expo- PPI binds to the H+/K+ (hydrogen and potassium) exchanging
sure time, as both have been shown to decrease lower esophageal ATPase pump (proton pump) in gastric parietal cells, prevent-
sphincter pressure [28]. Decreased salivation has been found in ing acid secretion, which is the final combined pathway for acid
smokers [28]. However, since the literature lacks studies provid- secretion. PPIs were historically mostly used in patients whose
ing strong evidence in support of a decrease in heartburn and/or symptoms who did not improve on a twice daily dose of H2RA,
reflux symptoms after removing the aforementioned foods from but now obtain PPIs over the counter regularly as initial therapy
the diet, counseling patients to eliminate these foods from their [33]. Patients who have evidence of erosive esophagitis (EE) and
diets is recommended only in those who obtain symptomatic relief frequent heartburn symptoms (2 or more episodes per week) ben-
from doing so. In patients who have nocturnal GERD symptoms, efit more from using PPI than from using H2RA [33]. Therapy with
such as cough, hoarseness, and constant throat clearing, elevation PPI is started at initial standard dose (Table 1 ) for 8 weeks along
of the head of the bed (using 6–8 inch blocks under the legs of the with modifications in diet and lifestyle. To increase the effective-
bed, and wedged foam under the mattress), lying in the left lateral ness of treatment, it is recommended that PPIs be taken 30 min
6 S. Pandit et al. / Pathophysiology 25 (2018) 1–11

Table 1
Currently available H2RA and PPI with standards and market status.

Standard dose Comments

H2RA
• Cimetidine 400 mg twice daily - All H2RA are available over the counter
• Ranitidine 150 mg twice daily - Dose adjustment is recommended for all H2RA
• Nizatidine 150 mg twice daily - Omeprazole, Pantoprazole, Esomeprazole, and Dexlansoprazole are prescription medications
• Famotidine 20 mg twice daily

PPI
• Omeprazole 40 mg daily
• Pantoprazole 40 mg daily
• Esomeprazole 40 mg daily
• Lansoprazole 30 mg daily
• Dexlansoprazole 30 mg, 60 mg daily
• Rabeprazole 20 mg daily
• Omeprazole-sodium bicarbonate

H2RA − Histamine Receptor Antagonists.


PPI − proton pump inhibitors.

before breakfast, as the number of H+/K+ ATPase pumps in pari- ity and thus the highest peak plasma levels. The onset of action of
etal cells has been found to be higher in number after prolonged rabeprazole is the fastest as it has a higher pKa than other PPI [40].
fasting [36]. In patients with EE, studies have shown that results The PPI most specific to gastric mucosa is pantoprazole, as it binds
obtained with PPI are superior when compared to those of H2RA only to cysteine residues in the ␣-subunit of the proton pump.
and placebo with respect to the resolution of symptoms and healing Many meta-analysis studies have shown that there is no statisti-
of esophagitis [37]. cally significant difference in the efficacy of the available PPIs [42].
A meta-analysis done in 2006 by Gralnek et al. (10 studies, 15316
patients with EE) comparing the efficacy of esomeprazole versus
10. Comparing H2RA AND PPI
other PPI (omeprazole, pantoprazole, and lansoprazole) (exclud-
ing omeprazole-sodium bicarbonate and dexlansoprazole), found
There have been multiple studies done to evaluate the efficacy
that at 8 weeks, there was a 5% relative increase (RR − relative
of treatment with either H2RA or PPI in the past. The superiority
risk, 1.05; 95% CI 1.02-1.08) in the probability of healing erosive
of PPI in healing EE and a decreased rate of relapse following their
esophagitis with esomeprazole, yielding an absolute risk reduction
use compared to that of H2RA has been well established for a long
of 4% and a number needed to treat (NNT) of 25. The calculated NNT
period of time.
by LA grade of EE (grades A-D) were 50, 33, 14, and 8, respectively.
A. Healing EE
Esomeprazole conferred an 8% (RR 1.08; 95% CI 1.05-1.11) relative
A meta-analysis was done in 1997 comparing the uses of PPI,
increase in the probability of GERD symptoms relief at 4 weeks.
H2RA, sucralfate, and placebo in the treatment and healing of ero-
From this study, it appeared that while esomeprazole initially pro-
sive esophagitis (EE) [38].
vided a statistically significant improvement, at 8 weeks its clinical
i) PPI was found to be superior in healing all grades of EE, regard-
significance with respect to healing EE and GERD symptoms relief
less of dosage or duration of therapy [38]. The means and standard
was negligible [41].
deviations obtained from the study were PPI (84% ± 11%), H2RA
Very few clinical trials have been done with any of the relatively
(52% ± 17%), sucralfate (39% ± 22%), and placebo (28% ± 16%).
new PPIs (omeprazole-sodium bicarbonate, which is an immediate
ii) PPI use led to a faster rate of healing of EE: PPI (12% per week),
release PPI and dexlansoprazole, which is available since 2009, and
H2RA (6% per week), and placebo (3% per week)
is a dual delayed release PPI) on their effectiveness and outcomes
B. Resolution of and relief from heartburn symptoms
in symptoms relief. However, it is recommended that these two
The same meta-analysis trial mentioned above also showed that
new PPIs (omeprazole-sodium bicarbonate and dexlansoprazole)
treatment with PPI provided quicker and more complete relief
should be taken 30–60 min before meals at night because in one
from heartburn symptoms (11.5% per week) compared with H2RA
trial, they were shown to decrease nocturnal gastric pH, but not
(6.4% per week) [38]. In addition, the mean proportion of patients
esophageal pH, when compared to treatment with pantoprazole
who received symptomatic relief was higher in the PPI group
[43]. However, it has not been studied whether this decrease in
(77.4% ± 10.4%) vs. the H2RA group (47.6% ± 15.5%).
intra-gastric pH leads to better control of the symptomatology of
C. Resolution of heartburn symptoms in patients with and with-
GERD. A comparative head-to-head trial of dexlansoprazole versus
out evidence of esophagitis i.e. (ERD vs. NERD)
lansoprazole showed that dexlansoprazole is superior for healing
PPIs were found to provide a greater degree of symptoms relief
EE in one trial but non-inferior in another trial [44,45].
in patients with ERD (70–80%) vs. those with NERD (50- 60%)
It is common in both inpatient and outpatient clinical practice
[39,40].
to switch one PPI for another and/or to double the dose of the cur-
rent PPI in non-responders and partial responders. However, there
11. Comparing PPI is a lack of sufficient data to fully support any one of these clini-
cal practices. In one randomized control trial of patients on once
In the United States, there are currently seven different PPIs in daily lansoprazole with persistent GERD symptoms, switching to
the market, four of which are available over the counter (esomepra- esomeprazole once daily, or increasing lansoprazole to twice daily,
zole, omeprazole, lansoprazole, and omeprazole-sodium bicarbon- both resulted in improved symptoms [46]. In another randomized
ate) and five of which are available via prescription (omeprazole, clinical trial in patients with an incomplete response to once-daily
pantoprazole, esomeprazole, dexlanzoprazole, and rabeprazole). lansoprazole, switching to omeprazole or increasing lansoprazole
There are variations among PPIs in terms of bioavailability, pKa, to twice daily were both equally effective at improving outcomes
peak plasma level, and mode of elimination [40]. Lansoprazole, and symptomatic improvement in about 20% of patients in either
dexlansoprazole, and pantoprazole have the highest bioavailabil-
S. Pandit et al. / Pathophysiology 25 (2018) 1–11 7

arm [47]. Data that compare the outcome of switching PPI more If a patient continues to have symptoms despite optimized med-
than once in incomplete or non-responders are very limited. ical therapy and confirmed medical compliance, a further workup
is necessary. For those with typical esophageal symptoms (heart-
burn and regurgitation), endoscopy with biopsy is recommended to
12. Refractory GERD and resistance to PPI exclude non-GERD disease, e.g. eosinophilic esophagitis (EoE). If the
results of the endoscopy are normal, the next step is to monitor the
It is very common to see patients with symptoms and presumed reflux quantity, and the association between reflux episodes and
diagnosis of GERD, who fail to respond to the empirical treatment the patients’ symptoms. Patients with extraesophageal symptoms,
with PPI. As high as 40% of all patients treated with PPIs fail to among whom pulmonary, ENT, and allergy workups have been neg-
respond [48]. There is no established definition of refractory GERD ative, benefit from reflux monitoring [5]. There is lack of clear data
that evaluates the symptom burden, degree of response, or dose of regarding whether reflux monitoring should be done while on or
PPI at which failure occurs [49]. Hence, refractory GERD is a sub- off PPI therapy, or the technique that should be used to monitor
jective phenomenon, as there is inter-patient variation in terms of reflux (catheter-based pH, wireless pH, or impedance pH). There-
severity and frequency of symptoms, dosage of PPI, and response fore, the reflux monitoring test should be performed based on the
to therapy, either partial or none. Refractory GERD has a signif- patients’ symptoms (high pre-test probability for GERD versus low
icant effect in the patients’ quality of life (QOL). One systematic pre-test probability), and available equipment and expertise. Reflux
review of nine studies done in 2011 showed patients with persis- monitoring while on PPI therapy is usually performed in patients
tent symptoms of GERD treated with PPIs were adversely affected, with high pre-test probability, using impedance-pH monitoring,
both mentally and physically, in terms of QOL [50]. A study com- which measures the both acid and non-acid reflux [5]. One sys-
paring PPI responders to non-responders found that patients with tematic review done in 2010, which quantified acid and non-acid
atypical symptoms had a higher failure rate than those with typi- (both weakly acidic and weakly alkaline) reflux in patients with
cal symptoms (heartburn and regurgitation), as did those patients GERD taking PPI, showed that symptoms that persist despite PPI
with a prolonged course of disease, poor compliance, and/or obesity therapy are due mainly to weakly acidic reflux in the majority of
[51]. patients [61]. In patients with low pre-test probability for GERD,
A stepwise approach should be taken while treating refractory reflux monitoring is done off PPI (7 days after stopping PPI), which
GERD patients or patients resistant to PPI therapy. The first step can be done using catheter or wireless pH, or impedance pH. Nega-
should be to confirm adherence to therapy, ensuring that patients tive test results (normal distal esophageal pH) suggest that GERD is
are taking medication at the directed time (before meals) and that less likely to be the cause of persistent symptoms, so these patients
the appropriate dose of PPI has been provided. As mentioned above, should be worked up for non-GERD etiologies [5].
when a once daily dose is increased to twice daily, symptoms
improve in about 20% of patients, so increasing the dose could be
tried. 13. Surgery
In patients who are partial responders to optimal PPI therapy,
H2RA could be added at bedtime, which has been shown in multiple There are several clinical situations where surgery is consid-
studies to improve intra-gastric pH. However, one study showed ered an option for the management of GERD. Surgery is usually
development of tachyphylaxis with respect to pH control after a reserved for patients who do not respond to optimal medical ther-
month of H2RA therapy [52]. For this reason, it has been suggested apy (persistent typical GERD symptoms and no resolution of EE
that use of H2RA at bedtime, with doses taken as needed, is bene- despite being on PPI) [48], non-compliant patients, patients not
ficial in patients who mostly have nocturnal symptoms. Prokinetic willing to continue medical management, or those with medication
agents such as metoclopramide have been shown to increase lower side effects, such as the presence of large hiatal hernia, a high vol-
esophageal sphincter pressure, enhancing esophageal peristalsis ume reflux, benign strictures, Barrett’s columnar lined epithelium
and improving gastric emptying, when added to PPI in patients with without evidence of severe dysplasia, or carcinoma [5,48].
a partial response to PPI; however, data that show any clear addi- The most common surgical options available for GERD are
tional clinical benefit are lacking [53]. Another prokinetic agent that Nissen fundoplication, laparoscopic Nissen fundoplication, Nis-
could be used in conjunction with PPI is domperidone (a peripher- sen modification, Belsey Mark IV, Hill Gastropexy, gastric bypass,
ally acting dopamine agonist). However, this drug can only be used Angelchik prosthesis, LINX prosthesis, or endoscopic methods
for investigational purposes as it has not been approved by the Food [62]. Preoperative evaluations that patients should undergo before
and Drug Administration (FDA). The efficacy of metoclopramide being considered for surgery are: A) upper endoscopy − to assess
and domperidone are similar with respect to gastric emptying, but the esophageal and gastric mucosa, and rule out malignancy, B)
there has been very little or no data available concerning their use esophageal manometry − to rule out motility disorders, such as
in GERD [54]. In addition, the use of these prokinetic agents has achalasia or scleroderma-like esophagus, and C) esophageal length
been limited because of their adverse effects. Metoclopramide is evaluation − to assess the length of the esophagus and the degree
associated with drowsiness, agitation, irritability, dystonic reac- of hiatal hernia, which helps to tailor the type of surgical technique
tion, and tardive dyskinesia, while domperidone is associated with [63]. The patients who seemed to benefit most from surgery are
a prolonged QT interval, which increased the risk of ventricular those with typical GERD symptoms of heartburn and/or regurgi-
arrhythmia and sudden cardiac death [55,56]. tation, who responded well to PPI therapy, or who had normal
In patients with objective evidence of persistent GERD on PPI ambulatory pH values with good symptom correlation in reflux
therapy, baclofen, a GABA-b agonist, can be added to the therapy at monitoring studies. Symptoms resolution post-surgery is less likely
a dose of 5–20 mg three times a day. Two short-term randomized in patients with refractory dyspeptic symptoms such as nausea,
control trials showed that when baclofen was added to the regimen, vomiting, and epigastric pain. [63,64].
patients had symptomatic improvements in terms of reduced tran- A prospective study which followed patients with fundopli-
sient LES relaxation, decreased reflux episodes, improved nocturnal cation vs. omeprazole therapy for 12 years showed that 53% of
symptoms, and a decreased number of post-prandial acid and non- patients who had surgery were in remission at 12 years, versus 45
acid reflux events [57–60]. Baclofen is not approved by the FDA for percent in medically treated patients (P = 0.02), but that gas-bloat
the treatment of GERD and its use is limited because of adverse syndrome was common in fundoplication group [65]. In the recent
effects such as dizziness, somnolence, and constipation. years, with rising obesity in the United States, gastric bypass has
8 S. Pandit et al. / Pathophysiology 25 (2018) 1–11

become more common and popular than Nissen fundoplication. In a showed a RD of 0.02 (95% CI 0.01, 0.03) for all studies, and meta-
systematic review study from 2009 that assessed for the efficacy of analysis done for secondary outcomes showed a RD of 0.02 (95% CI
surgery in GERD patients postoperatively through questionnaires, 0.01-0.04) that included 19 published papers and abstracts. Upon
Roux-en-Y was found to be more effective than gastric banding in combination of the primary and secondary outcome studies, the
relieving GERD symptoms. However, there were conflicting data consensus was that the risk of an adverse cardiovascular outcome
from eight other studies regarding the effects of gastric banding on was 0% [5]. Nonetheless, a study done by Shah and LePendu et al.,
GERD symptoms [66]. using a clinical data-mining approach, demonstrated an association
It is evident that persistent GERD symptoms, whether typical between cardiovascular events and PPI use. That study included
or atypical, have a significant effect on the quality of life (QOL). patients below the age of 18, who had a diagnosis of GERD and
In a Cochrane review of four studies of more than 1200 patients heartburn. There was also a subset group who were not taking
who were randomized to medical and surgical therapy, it was clopidogrel. The study also looked at the association of H2RA use
found that all four studies showed significant improvements to and cardiovascular events. This study included 6 available PPIs
QOL (symptoms of heartburn, reflux, and bloating were improved, excluding dexlansoprazole (because of inadequacy of exposure).
but dysphagia persisted) after surgery compared to those observed The primary outcome for the study was myocardial infarction. Data
following medical therapy [67]. were collected over 5 and 17 years from two different databases
The most common symptoms experienced by patients who (using electronic medical records). The study found that there was
underwent surgery were dysphagia and gas-bloat syndrome in up a 1.16 fold increased association of MI in GERD patients exposed
to 15–20% of patients [68], in addition to the immediate postoper- to PPI with a 95% CI (1.09-1.24). Survival analysis among these
ative risks. It has also been reported that within one to three years, prospective cohorts was also conducted, which showed a two-
about 7% of patients had to undergo surgical revision because of fold increased association with cardiovascular-related mortalities
complications from surgery [69]. In one follow up study done 10–12 (HR = 2; 95% CI 1.07-3.78, P = 0.031). This risk was independent
years post-surgery, it was found that about 60% patients continued of clopidogrel use. Conversely, H2RAs were not associated with
to take medications [70]. increased risk for MI. The authors of the study did state that
In recent years, endoscopic therapies have been implemented the increased risk of MI among the PPI users might reflect the
and are being studied extensively. The available endoscopic fact that PPI users often have higher initial levels of morbid-
therapies are radiofrequency augmentation of the LES, silicone ity which could contribute to this finding; however, the lack of
injection into the LES, and endoscopic suturing of the LES [5]. such an association among H2RAs users may support their finding
As these therapies did not demonstrate any long-term bene- [83].
fit in relieving GERD symptoms, did not improve esophageal In 2010, the FDA had issued another warning to PPI users that
pH, and patients who underwent them had to continue taking they were at a higher risk for wrist, hip, and spine fractures [5].
anti reflux medications, they have a limited indication. Silicone However, subsequent studies have shown that the increased hip
injection was removed from the United States marketplace due fracture risk among PPI users was only present in patients with
to adverse events [71]. A new alternative technique has been at least one other risk factor for osteoporosis [75]. It has also been
introduced, called trans-oral incisionless fundoplication, a sutur- demonstrated that there is a small increase in the risk of hip fracture
ing device that creates a full thickness gastroesophageal valve (odds ration [OR] 1.2), but the data were limited by the presence of
from inside the stomach; however; data are limited in terms of other heterogeneous factors [76,77].
long-term efficacy and symptom resolution [72]. Another new In the past, it was mentioned that PPI users were at risk of devel-
FDA approved approach is a LINX reflux system, a sphincter oping Community Acquired Pneumonia (CAP). Studies have shown
augmentation system constructed of titanium beads, which has that short-term use of PPI was associated with increased odds of
shown efficacy in controlling pH and providing symptom relief developing CAP (OR 1.92, 95% CI 1.40-2.63, P = 0.003), whereas
with very few side effects when compared to traditional laparo- chronic PPI users were not at risk (OR 1.11, 95% CI 0.90-1.38, P
scopic fundoplication in carefully selected surgical candidates < 0.001) [78,79]. Therefore, limiting the use of PPI should not be
[73] predicated on the potential risk of CAP, as the previous studies
were confounded by heterogeneity in the data when determining
the causal effect, an area which needs further study [5].
14. Adverse effects associated with PPI PPI use has also been linked with the development of Clostrid-
ium difficile colitis (RR 1.2-5.0, 17/27 studies) and other enteric
In the recent years, various potential adverse outcomes associ- infections, such as Salmonella (adjusted RR 4.2-8.3, 2 studies) and
ated with the use of PPI (both short-term and long-term use) have Campylobacter jejuni (RR 3.5-11.7 in four studies) [80]. Theoreti-
been studied. Common adverse effects of using PPIs are headache, cally, but not in practice, PPI use has been associated with the
diarrhea, and dyspepsia in less than 2% of total users [5]. When the development of iron deficiency anemia (no data exist showing pos-
FDA issued a warning stating that PPI users were at a higher risk for itive results) and vitamin B12 deficiency (two review articles exist,
cardiovascular events in patients concomitantly taking clopidogrel, neither of which provide any clinical data that shows B12 deficiency
multiple studies were performed. Multiple meta-analyses revealed in chronic PPI users) [81,82].
that the strength of association between poor cardiovascular out- One systematic review of 36 cases found the association
comes in patients using PPI and clopidogrel together is dependent between hypo-magnesemia and PPI. The average duration of onset
on multiple variables such as data quality, clinical outcomes, and was 5.5 years, and was found with the use all available PPIs [101].
adjustments for confounders [5]. Two randomized controlled tri- Other adverse effects that has likely association with long term use
als, done using all available PPI except dexlansoprazole, did not of PPI include gastric polyp formation, and gastric carcinoids. Long
find any increased risk of cardiovascular events (risk difference term PPI use raises serum gastrin level. Persistent elevation of gas-
[RD] 0.0, 95% CI − 0.01, 0.01). One meta-analysis was done that trin has been associated with entero-chromaffin cells hyperplasia,
included 26 studies (16 published articles and 10 abstracts) in however no dysplasia or neoplasm has been reported. Nonethe-
which the outcome is divided between primary outcomes (myocar- less, one case series of 11 cases of gastric neuroendocrine tumors
dial infarction, stroke, stent occlusion, or death), and secondary has reported the association of these tumors with long term use of
outcomes (re-hospitalization for cardiac symptoms or revascular- PPI [101].
ization procedures) [74]. Meta-analysis done for primary outcomes
S. Pandit et al. / Pathophysiology 25 (2018) 1–11 9

In summary, the overall clinical context should be considered Disclosure


when using PPIs and assessing the potential risk of developing the
aforementioned adverse effects. The authors have no conflicting financial interests to disclose.

Authors’ contributions

15. Summary and conclusion


SP − author
JM − designed the outline of the paper
GERD is one of the most common diseases encountered in both
JSA − helped in editing the manuscript
the outpatient and inpatient settings. A presumptive diagnosis of
GERD can be made based on typical symptoms such as heartburn,
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