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1996 Guidelines 

Decision Trees and Management 


PCS Consensus Committees 
The  starting  point  for  quality  assessment  for  the  Pat-  terns  of  Care  Study  is  to  establish  by  consensus  the 
current management guidelines for each site. This ar- ticle presents decision trees, recommended treatment 
systems, and brief summaries of the guidelines devel- oped for cancer of the esophagus, rectum, anus, 
breast, cervix, seminoma of the testis and prostate. Copyright 9 1997by W.B. Saunders Company 
O Patterns ne goal of of the Care disease Study site (PCS) committees was to develop of the 
current  management  guidelines  for  evaluation  and  treatment  of  patients  with  cancer  of  the  breast,  cervix,  rectum,  esophagus, 
anus,  prostate,  and  semi-  noma.  A  review  of  the  literature  provided  the  basis  for  these  guidelines.  The  committees  sought  to 
achieve  consensus  using  a  modified  Delphi  process  that  tbcused  on  key  issues.  Decision  trees  and  recom-  mended  treatment 
systems show these guidelines schematically. This article provides a brief summary of the recommendations. 

Esophagus Decision Tree Primary Histology 


Esophageal  cancer  accounts  fbr  2%  of  all  cancer  deaths  in  the  United  States.  I  Howeww,  the  impor-  tance  of  this  condition 
should  not  be  underestimated:  although  the  incidence  of  rectal  cancer  is  tbur  times  that  of  esophageal  cancer,  there  are  more 
deaths  annually  (approximately  10,000)  duc  to  esophageal  cancer  than  due  to  rectal  cancer.  In  considering  esophageal  cancer 
treatment,  the  committee  chose  to  consider  both  adenocarcinuma  and  squamnus  cell  cancer  histologies,  which  comprise  over 
95%  of  all  esophageal  cancers.  ~  It  is  important  to  note  the  increasing  incidence  of  adenocarcinoma.  Ahhough  the  ratio  of 
squamous  cell  carcinoma  to  adenocarci-  noma  was  previously  nearly  9  to l, the incidence of adenocarcinoma now approximates 
that of squa- mous cell cancer. :~ Ahhough the rate of increase of 
From the PCS Consensus Committee~, American College of Radiology, Philadelphia, PA. 
Supported by Grants No. CA65435 and CA15978 and C}mtract No. NO I-CM-8727.~/fi~m the National Cancer Institute, 
Bethesda, AdD. 
The  opinions  and  a~sertions  herein  are  the  private  views  qf  the  author~  and  are  not  to  be  construed  as  representing  the 
o[fidal views of the National Cancer Institute. 
Address reprint requests to Jean ()wen, PhD, American (,bllege of Radiology, 1101 Market St, 14th fl, Philadelphia, PA 
19107. 
Copyright 9 1997 t~ W.B. Saunder~ Company 1053-4296/97/0702-0011505.00/0 
esophageal  adenocarcinoma  over  the  past  decade  exceeded  that  of  most  other  cancers,  information  addressing  management  of 
patients  with  adenocarci-  noma  may  be  incomplete,  ie,  fewer  patients  in  randomized  clinical  trials  and  shorter  follow  up. 
However,  it is clear that esophageal adenocarcinoma, like squamous cell cancer, is an aggressive cancer that may cause death due 
to local tumor progression or distant dissemination. 

Performance Status 
Most  patients  in  the  United  States  present  with advanced esophageal cancer; nonetheless, few (less than 10%) have a Karnot~ky 
pertbrmance  status  (KPS)  of  less  than  50%,  which  might  preclude  aggres-  sive  treatment.  Therelbre,  the  Committee  limited 
treatment guidelines to the 90% of patients with relatively good perlbrmance status. 

Stage of Tumor 
The  1983  American  Joint  Commission on Cancer (AJC) staging system was used in treatment guide- line development fin" Ibm" 
reasons.  (1)  It  is  a  clinical  system  that  is  easy  to  use  because  it  is  based  on  examinations  that  are  readily  available.  (2)  It  has 
correlated  with  survival  in  patients  managed  with  radiation,  chemoradiation,  and  preoperatiw'~  chemo-  radiation.  ~~  (3)  As 
patients  are often initially treated with chemotherapy or chemoradiation, a clinical staging system is relevant to a common pattern 
of  practice.  (4)  It  provides a conw~nient means tbr identit)ing patients who can be approached with a cm-ative treatment strategy 
compared with those in whom the sole objective is symptom palliation. 

Clinical Stage I or H 
Patients  with  cancer  clinically  confiued  to  the  esopha-  gus  (stage  I  or  II)  can  be  treated  with  curative  intent.  The  primmy 
treatment could be either chemoradia- tion or esophagectomy. The results of an Intergroup 
Seminars in Radiation Oncology, Vol 7, No 2 (April), 1997:pp 163-181 163 
 
164 PCS Consensus Committees 
Study  reported  by  Herskovic  et  al  7  demonstrated  that  chemoradiation  was  superior  to  radiation  alone.  The  chemoradiation 
approach consisted of 50 Gy with Cisplatin (75 mg/m 2 weeks 1, 5, 8, and 11) and 5-fluorouracil (5-FU; 1 g/m2/d as a continuous 
4-day  infusion  during  the  same  weeks  as  Cisplatin).  There  is  considerable  interest  in  surgical  adjuvant  treat-  ment (particularly 
preoperative),  and  there  is  recent  evidence  from  a  randomized  clinical  trial  that  indi-  cates  such  treatment  impacts  on  survival 
compared with esophagectomy alone (see "TS 1B"). 
Clinical Stage III 
Patients  who  have  extraesophageal  tumor  spread  as  defined  by  the  1983  AJC  staging  system  are  incur-  able;  thus,  symptom 
palliation  is  the  major  goal  of  therapy.  Chemoradiation  may  improve  swallowing  function  in  approximately  80%  of  patients. ~ 
Intracavi- troy radiation can be given alone, but in patients with good performance status, it is often combined with external beam 
radiation. The use of chemotherapy concurrent with intracavitary brachytherapy is inves- tigational. 9 

Treatment Systems 
Figure 1 shows the PCS esophagus decision tree. 
TSIA Patients with good performance status and clinical stage I or II with either squamous cell carcinoma or 
pat hology/Adenccarcinoma/Sq uamous 
Out / N~/ / ~ ~ophagea, Distant metastases spread or 

~inical Stage 
adenocarcinoma  are  candidates  for  primary  chemora-  diation.  The  chemoradiation  regimen  most  accept-  able  is  that  used  by 
Herskovic  et al, 7 which combined 50 Gy with chemotherapy as detailed above. When treating with chemoradiation, doses below 
50 Gy or above 65 Gy are not considered appropriate, while doses of between 50 Gy and 65 Gy are considered acceptable. 
TS1B Patients considered for TS1A who are operative candidates can also be managed by esphagectomy as an alternative. 
The use of preoperative chemoradia- tion is viewed as probably acceptable, considering promising data f'om phase II studies, 
although ran- domized definitive trials in this area are largely lacking. However, one recent randomized trial for patients with 
adenocarcinoma of the esophagus showed a more than fivefold survival for preoperative chemoradiation compared with 
esophagectomy alone.l~ When treating with preoperative chemoradia- tion, the most acceptable radiation dose range is 40 to 50 
Gy/1 Although 50 to 60 Gy is considered acceptable, 6 doses of under 40 Gy or over 60 Gy are not advocated. The use of 
postoperative radiation or chemoradiation are most acceptable if margins are positive or if nodes are positive; however, the ap- 
proaches are generally not acceptable with negative nodes and negative margins. Randomized trials of postoperative radiation 
suggest that radiation may decrease local tumor recurrence but has no effect on survival. 12 A consensus on the appropriate dose 
of postoperative chemoradiation was not reached, al- though doses of less than 40 Gy or of 60 Gy or over are unacceptable. It 
was noted that Saito et a113 reported a 5-year survival rate of 31% with postopera- tive radiation of 50 Gy with concurrent 
chemother- apy. The use of preoperative or postoperative chemo- therapy alone is viewed as investigational and probably 
unacceptable, at least until the results of defnitive III] I 
Clinical Stage I 
I, II I 
randomized trials become available. 13 
21 ExtemN radiation TS, Intracavitary radiation 
beam + chemo ] 
] J | 2 A B 1 pra Primary Primary ~, no adjuvant or post ChemoRT 
Surgery op Rx 
chemo 3 4 post-op Pre-op chemoRT 
RT (~ chemo) 
TS2A For the patient with clinical stage III cancer (eg, recurrent laryngeal nerve involvement), either squa- mous cell carcinoma 
or adenocarcinoma, and good KPS, there is consensus that chemoradiation is the Figure 1. Esophagus decision tree. Stagingis by 
1983AJC criteria. *, Extraesophageal spread is defined by evidence of (a) recurrent laryngeal phrenic or sympathetic nerve 
involvement, (b) fistula formation, (c) involvement of the tracheal or bronchial tree, (d) vena cava or azygous vein 
most appropriate management. The recommended radiation dose is 50 Gy, as given in the trial reported by Herskovic et all 
although doses of 60 to 65 Gy given with chemotherapy are believed to be probably obstruction, or (e) malignant effusion. 
acceptable. 5 There is consensus that such patients 
 
1996 Decision Trees and Management Guideline~ 165 
should  not  be  treated  with  esophagectomy  or  radia-  tion  ahme.  Although  studies  of  brachytherapy  are  warranted,  there  was  no 
consensus on the use of brachytherapy alone or in combination with chemo- therapy in this setting. 
TS2B For the patient with a similar presentation to that in TS2A but with a KPS of 40 or less, a variety of treatments are 
available, including external beam radiation alone or in combination with chemother- apy or intracavitary radiation.14 Consensus 
could not be reached regarding the most acceptable treatment in this situation. 

Rectum Decision Tree 


Primary Histology 
The  most  common  histologic  type of rectal cancer is adenocarcinoma, which accounts tbr 90% to 95% of all large bowel tumors. 
15  It  is  further  classified  by  grade.  There  is  no  uniform agreement on the grad- ing criteria, but most agree on the use of a three- 
grade  system,  similar  to  that  described  fiw  other  adenocarcinomas.  Colloid  or  mutinous  adenocarci-  noma  represents 
approximately  17%  of  rectal  can-  cers.  I~  These  adenocarcinomas  are  defined  by  large  amounts  of  extracellular  mucin.  Signet 
ring  cell  carcinomas  account  tbr  2%  to  4% of mutinous carci- nomas and contain intracellular mucin, pushing the nucleus to one 
side.  Some  signet-ring  tumors  appear  to  tbrm  a  linitis  plastica  type  appearance.  Rare  variants  of  epithelial  tumors  such  as 
squamous  cell,  adenosquamous,  and  undifferentiated  carcinomas,  as  well  as carcinoids, sarcomas, and melanomas, are excluded 
from this discussion. 
tion  regarding  the  difference  between  microscopic  and  gross  extension  of  tumor  through  the  bowel  wall.  Despite  this 
shortcoming, we strongly recommend the use of the AJCC/UICC TNM system for report- ing results. 
The  impact  of  clinicopathologic features on the patterns of failure and survival alter surgery for colorectal cancer has been the 
subject  of  numerous  investigations.  By  univariate  analysis,  a  number  of  features  have  been  reported  to  be  of  prognostic 
importance.  Many  of  these  features  are  interrelated  and  are  merely  reflections  of  the  same  overall charac- teristic of the cancer. 
By  multivariate  analysis,  some  have  been  reported  to  be  independent  factors  of survival. However, the majority of investigators 
agree  that  the most important independent pathologic feature tbr survival and/or recurrence after surgery is the TNM stage (depth 
of penetration through the bowel wall and the presence and number of positive lymph nodes). 2~ 
The  TNM  system  is  a  pathologic  staging system; there is no widely accepted clinical staging system. As preoperative therapy 
is  being  used  more  frequently  in  patients  with  both  clinically  resectable  and  unresec-  table  disease,  some  investigators  have 
proposect  clini-  cal  staging  systems.  '~4,'~  None  have  been  adopted  by  the  AJC  or  UICC.  For  the  purpose  of  this  discussion, 
clinically  rescctable  T3  disease  will  be  detined  as  a  primary  tumor  with  radiulugic  evidence  (computed  tomography  [CT], 
uhrasound,  magnetic  resonance  imaging  [MRI])  of  transmural  disease.  Clinical  T4  disease,  which  is  commonly  described  as 
locally  ad-  vanced/unresectablc,  will  be  defined  as  a  primary  tumor  with  clinical  and/or  radiologic  evidence  of  adherence  or 
invasion into an adjacent organ or structure. As pathologic lymph node staging is not available, the N stage is Nx. 
Stage of Tumor The staging ofcolorectal carcinoma has been compli- cated by the fact that it has evolved over more than 50 
years. Furthermore, various investigators have developed systems that use the same nomenclature to represent different stages. In 
1988 the AJC and the Union Internationale Contre le Cancer (UICC) proposed a joint TNM staging system. In the TNM staging 
system, the determinants of stage include the depth of penetration through the bowel wall and the presence and number of 
positive lymph nodes. In contrast with the Gunderson-Sosin modification of the Astler-Coller staging system, I~ the AJCCAJICC 
TNM staging system does not incorporate informa- 

Treatment Recommendations by TNM and Clinical Stages 


The  tolluwing treatment recommendations are based on the results of the treatment systems clinical scenarios. They are limited to 
patients  treated  in  the  adjuvant  setting  (primary  disease  with negative mar- gins of resection). The PCS decision tree for primary 
adenocarcinoma of the rectum is shown in Figure 2. 
AJC Stages I and 1I In patients with stages Tis to T2N0 disease who undergo conventional surgery (low anterior resection or 
abdominoperineal resection), no adjuvant therapy 
 
166 PCSCbnsensusCommittees 
Adenocarctnoma edtoneal Yes 
reflection 
at or below 
the 
~Medlcally suitable for 
definitive therapy 
Able to perform a full thickness 
Clinically 
ResectaNe 
local excision with negative margins 
Clinically Resectable with sphincter preserving surgery 
Trans-rectal Ultrasound (TRUS) 
(TRUS)T3{_~ ~ RUS)T2 
with Complete negative resection 
margins 
and/or N,. 2 
Observation 
Figure 2. Decision tree for T1-4,N0-2,M0 primary adeno- carcinoma of the rectum. 
is  needed.  In  the  subset  of  stage  II  patients  with  T3N0 to T4N0 disease, postoperative combined mo- dality therapy 
is  recommended.  This  includes  six  cycles  of  5-FU-based  chemotherapy  plus  concurrent  pelvic  radiation  during 
cycles  3  and  4  of  chemother-  apy.  Doses  include 4,500 to 4,680 cGy to the whole pelvis followed by a boost of 0 to 
540  cGy  to  a  total  dose  of  5,040  cGy  if  there  is  small  bowel  in  the  boost  field.  If  the small bowel can be excluded 
from the boost field, then the total dose (pelvis plus boost) can be as high as 5,400 cGy. 
In  patients  who  undergo  a  full  thickness  local  excision  with  negative  margins,  the  recommenda-  tions are based 
on  the  T  stage.  If  the  stage  is  T1Nx  without  adverse  pathologic  features  (lymphatic  ves-  sel  invasion  [LVI]  and/or 
poorly  differentiated),  then  no  further  therapy  is  recommended.  If  the  stage  is  T2Nx  or  T1Nx  with  adverse 
pathologic  features,  then  postoperative  combined  modality  therapy  is  recom-  mended.  This includes 4,500 to 4,680 
cGy  to  the  whole  pelvis  followed  by  a  boost  of  0  to  540  cGy  to  a total dose of 5,040 cGy if there is small bowel in 
the  boost  field.  If  the  small  bowel  can  be  excluded  from  the  boost  field,  then  the total dose can be as high as 5,400 
cGy. This is combined with six cycles of 5-FU- based chemotherapy beginning concurrently with day 1 of radiation. 
AJC Stage Ill All patients should receive postoperative combined modality therapy. This includes six cycles of 
5-FU- based chemotherapy plus pelvic radiation during cycles 3 and 4 of chemotherapy. Doses include 4,500 to 
4,680 cGy to the whole pelvis followed by a boost of 0 to 540 cGy to a total dose of 5,040 cGy if there is small 
bowel in the boost field. If the small bowel can 
be excluded from the boost field, then the total dose (peMs plus boost) can be as high as 5,400 cGy. 
AJC Stage IV Patients with stage IV disease have metastatic dis- ease, and the therapy is individualized. 
Clinical Stage T3NxM0 Patients should receive preoperative radiation therapy. Doses include 4,500 to 4,680 cGy 
to the whole pelvis followed by a boost of 0 to 540 cGy to a total dose of 5,040 cGy if there is small bowel in the 
boost field. If the small bowel can be excluded from the boost field, then the total dose (pelvis plus boost) can be as 
high as 5,400 cGy. The addition of six cycles of 5-FU based chemotherapy (two cycles concurrent with the radiation 
therapy and four cycles postopera- tively) is encouraged but is not required. 
Clinical Stage T4NxM0 Patients should receive preoperative radiation therapy. Doses include 4,500 to 4,680 cGy 
to the whole pelvis followed by a boost of 0 to 540 eGy to a total dose of 5,040 cGy if there is small bowel in the 
boost field. If the small bowel can be excluded from the boost field, then the total dose (pelvis plus boost) can be as 
high as 5,940 cGy. Two cycles of 5-FU- based chemotherapy should be given concurrently with the radiation 
therapy. An additional four cycles postoperatively is encouraged but is not required. Likewise, intraoperative 
radiation therapy is encour- aged but is not required. 
Treatment Systems In the following presentation of treatment systems, "adverse pathologic features" are 
characterized by LVI and/or poorly differentiated disease. 
 
1996 Decision Trees and Management Guidelines 167 
TS1.  For  T1  without  adverse  pathologic  features,  observation  only  is  recommended.  For  T2  or  T1  with  adverse  pathologic 
f?atures,  postoperative combined modality therapy is recommended. This includes pelvic radiation (4,500 to 4,680 cGy) tbllowed 
by  a  boost  of  360  to  540 cGy to a total dose of 5,040 cGy. Six months of 5-FU based chemotherapy beginning concurrently with 
day 1 of radiation is also recom- mended. 
TS2.  TS2  consists  of  combined  modality  therapy.  This  includes  pelvic  radiation (4,500 to 4,680 cGy) tbllowed by a boost of 
360  to  540 cGy to a total dose of 5,040 cGy if there is small bowel in the boost field. If the small bowel can be excluded from the 
boost  field,  then  the  total  dose  can  be  as  high  as  5,940  cGy.  Six  months  of  5-FU-based chemotherapy beginning con- currently 
with day 1 of radiation is also recom- mended. 
TS3.  TS3  consists  of  preoperative  combined mo- dality therapy. This includes pelvic radiation (4,500 to 4,680 cGy) followed 
by  a  boost  of  360  to  540  cGy  to  a  total  dose  of  5,040  cGy.  If  available,  intraoperative  radiation  therapy  is  recommended.  Six 
months  of  5-FU-based chemotherapy (two cycles concurrent with preoperative radiation and tbur cycles postopera- tively) is also 
recommended. 
TS4.  TS4  consists  of  preoperative  radiation  thera  W.  This  includes  pelvic radiation (4,500 to 4,680 cGy) tbllowed by a boost 
of  360  to  540 cGy to a total dose of 5,040 cGy. If the pelvic lymph nt~les are pathologically positive at surgc.ry, then patients re- 
ceived 6 months ofpostoperatiw" 5-FU based chemo- therapy. 
TS5.  TS5 consists of postoperative combined mo- dality therapy. This includes pelvic radiation (4,500 to 4,680 cGy) tbllowed 
by  a  boost  of  360  to  541)  cGy  to  a  total  dose  of  5,040  cGy  if  there  is  small  bowel  in  the  boost  field. If the small bowel can be 
excluded  fiom  the  boost  field,  then  the  total  dose  can  be  as  high  as  5,400  cGy.  Six  months  of  5-FU-based  chemotherapy  with 
radiation beginning concurrently with cycle 3 of chemotherapy is also recommended. 

Anus Cancer Decision Tree Background 


Beginning  in  the  early  1980s,  the  traditional  manage-  ment  of  abdominoperineal resection (APR) for tu- mors of the anal region 
was  progressively  replaced  by  radiotherapy  alone  and,  eventually,  by  chemoradia-  tion.  In  spite  of  a  lack  of  randomized  trials 
comparing 
these  management  methods,  chemoradiation  has  supplanted  other  tbrms  of  therapy  primarily  because  of  its  perceived  (and 
perhaps  tactual)  superiority  in  terms  of  colostomy-free  survival.  APR  (and  radio-  therapy  to  a  lesser  degree)  results  in  a 
permanent colostomy with its attendant functional, anatomic, and psychologic complications. 
Cancers  of  the  anal  region  are  relatively  rare.  Yet,  this  paradigm  shift  in  their  treatment  has  served  as  the  prototype  for 
attempts  at  functionaL/anatomic  preservation  of  several  other  sites  affected  by  cancer.  Moreover,  the  marked  improvement  in 
cure  rate  seen  in  early  chemoradiation  series  for  anal  cancer  may  yet  be  validated,  as  our  experience  with  the  complexities  of 
combining radiotherapy and chemo- therapy growsfl 6-3~ 
Histology 
Tumors  of  the  anal  region  can  be  keratinizing  or  nonkeratinizing.  :~1  Basaloid/cloacogenic  cancers  arise  fi'om  the  thnctional 
zone,just  above  the  dentate  line  and  are  considered  by  some  investigators  to  be  a  type  of  squamous  cancer.  The  experience  in 
treating  the  rare  ademrcarcinoma  and  small  cell  cm-cinonm  of  the  anal  region  is  so  limited that they thll outside the purview of 
this decision tree. 
Distant Metastases 
Systemic  spread  of  anal  cancer  occurs  in  less  than  10%  of  cases.  :~2  The  most  common  sites  of  spread are the liver and lungs. 
The treatment of such patients is varied. :~:~ 
Suitohility for Definitive Treatment 
Most  anal  cancer  patients,  and  even  those  with  locally  advanced  disease,  have  good  or  acceptable  general  performance  status 
(>50%).  Patients who are immunologically suppressed, such as those with acquired immunodeficiency syndrome (AIDS), are not 
suited  for  some  of  the  treatments  outlined  below.  :~4  However, patients with human immunodefi- ciency virus (HIV) infections 
and without the syn- drome may not be excluded from definitive treat- ment? 5 
Other  relative  reasons  that  might  preclude  defini-  tive  treatment  include  previous  pelvic  radiotherapy/  surgery  and  various 
medical, psychiatric, and eco- nomic reasons. 
 
168 PCS Consensus Committees 

Tumors of the Anal Margin 


The definition of the anal margin as an area within a 5-cm radius of the anal verge is generally accepted. Due to their location and 
consequent  proclivity  for  early  diagnosis,  these  tumors  tend  to have a better prognosis. Patients with very early stage (T1MoNo) 
anal  margin  cancer  are  ve~  y  well managed by local wide excision or by radiotherapy alone, s6,37 The recom- mended radiation 
dose  in  these  cases  is  between  60  and  65  Gy  in  6  to  7  weeks.  More  advanced  diseases  at  the  anal  margin  are  managed  with 
treatment options similar to anal canal cancers, stage for stage. 

Staging Systems 
Several clinical staging systems have been proposed and used in the past, including classifications from the Mayo Clinic, Roswell 
Park,  and  the  Centrel  L'eon  B'erard.  The  recently  modified  TNM  classification  (1992) has been used in the treatment guidelines 
because  it  is  a  clinical  system  that  is  suitable  for  a  disease  now  treated  primarily  with  nonsurgical  means  and  because  of  its 
increasing acceptance in the literature. 38 

Treatment Systems 
The PCS decision tree for the anal region is shown in Figure 3. 
TSI For T2NoMo tumors of the anal margin and T1 or T2NoMo tmnors of the anal canal, the treatment of choice is a 
concurrent combination of two cycles of 5-FU and mitomyein C (Mito C) and 45 to 54.9 Gy. The 5-FU (1 g/m2/24 h) is given by 
continuous infusion for 4 consecutive days and Mito C (I0 mg/m 2) is given by intravenous bolus on the first/ second day of 
5-FU infusion. These drugs are given on weeks 1 and 4 or 5 of radiotherapy (RT). RT doses to the primary tumor greater than 60 
Gy are inappro- priate, whereas doses between 40 and 44 Gy may be acceptable for selected small cancers. The dose to the 
grossly uninvolved inguinal nodes should be between 30 and 45 Gy. 
Patients  who  have  poor  renal  function  may  be  treated  with 5-FU and RT without Mito C. Patients who refuse chemotherapy, 
or  who  for  some  reason  cannot  receive  chemotherapy,  may  be  treated  with  RT  alone  to  a  dose  of 60 to 65 Gy. Doses below 55 
Gy and above 65 Gy are considered inappropriate. 
TS2 For patients with T1 or T2 primary tumors and biopsy-proven inguinal nodes, the treatment of choice is again 
chemoradiation. RT doses of 45 to 59.9 Gy to the primary site are acceptable. Doses of 35 to 45 Gy to the involved inguinal 
nodes are acceptable. (Nodal doses between 30 and 34.9 Gy and between 45 and 
Squamy2usJBas~dold/Cloacogenic 
Ou hie for definitive treatment 
0 of anal margiNperianal 
O 5 era) 
o.det Wideexci$1on T1 /, NO I 1 , I I 

d.,,oo, TSIlTS21T$3 ./...__ All others I I .( ~' / / ../ ~/~ y \. 


/~ ~T?*4, \ 
NO or N* (> 5 ore) 
,== / \ 
/ ~Resldual disease after T3~ , / TS1/TS2/TS3 
/ / 
Figure 3. Anal region deci- sion tree. 
 
1996 Decision Trees and Management Guidelines 169 
49.9 Gy are probably acceptable in some cases, whereas doses above 50 Gy are probably not accept- able.) 
Treatment with RT and 5-FU alone or with RT alone may be appropriate treatments under circum- stances described in TS 1. 
TS3 With primary tumors greater than 5 cm in size or attached to surrounding structures (T3/T4 lesions with or without 
involved inguinal lymph nodes), the treatment of choice is chemoradiation with 50 to 60 Gy RT to the primary tumor site and 
two concurrent cycles of 5-FU and Mito C. (Doses to the primary tumor of 45 to 49.9 Gy may be acceptable, but doses of less 
than 44.9 Gy are probably inappropriate.) 
The  inguinal  nodes  are  best  treated  with  doses  between 35 and 45 Gy, though doses between 30 and 34.9 Gy (for uninvolved 
nodes) and between 45 and 49.9 Gy (tbr involved nodes) may be appropriate. 
The  treatment  of  involved  inguinal  lymph  nodes  by  resection  with  or  without  follow-up  RT  was  be-  lieved  to  be  probably 
inappropriate therapy. 
TS4 Salvage chemoradiation is the treatment of choice for patients who develop clinical progression of dis- ease after TSI, 
TS2, or TS3. This treatment consists of 10 to 16 Gy RT to the primary site and/or inguinal nodes with concurrent 5-FU (same 
dose as in TSI) and cisplatin (75 mg/m ) on day l or 2 of 5-FU infusion. Such treatment is based on the Radiation Therapy 
Oncology Group (RTOG) experience with salvage chemoradiation for patients who had re- ceived up to 50.4 Gy of RT with 
chemotherapy betbre local failure. 27 
TS5 APR is the treatment oi" choice for patients with failure at the primary tumor site after TS4 or in patients treated with 
TSI/TS2/TS3 with RT doses greater than 60 Gy. 

Posttreatment Biopsies 
In  patients  showing  no  clinical  progression  of  disease  after treatment with TS1/TS2/TS3, salvage treat- ment with TS4 or TS5 is 
inappropriate  [br  positive  biopsies  performed  within  a month of treatment but is acceptable if the biopsy is performed 12 months 
or more after treatment. No consensus was achieved for 
situations where biopsies were performed between 1 and 12 months. 
In  patients  with  clinical  signs  of  disease  progres-  sion and a positive biopsy, the treatment of salvage chemoradiation or APR 
is appropriate. No consensus was reached regarding the use of radiation implants in this situation. 

Breast Decision Tree 


Conservative Management of Early Stage Breast Cancer 
Clinical Stages I-II It is estimated that 184,300 new cases of invasive breast cancer will have been diagnosed in 1996. 39 Of 
these, roughly 75% will be AJC stages I-II, 4~ for an estimate of 138,000 new patients. It is this group of patients with early 
stage breast cancer that is eligible for breast-conserving treatment. Despite nearly 15 years of follow up from the randomized 
trials that continues to demonstrate equivalent survival for breast conservation therapy in comparison with mas- tectomy, the use 
of this treatment has been less than anticipated. 41 The decision tree from this point serves to exclude patients who are not 
candidates for preser- vation techniques. 
Contraindications to Radiation Pregnancy, preexisting collagen vascular disease, previ- ous radiation. Pregnancy is an absolute 
contraindica- tion to breast irradiation. Preexisting collagen vascu- lar disease has been considered a relative contraindication by 
some 4~ and absolute by oth- ers. 4:~,+~ This is based on observed severe late radia- tion reactions reported in a small number of 
pa- tients. 45"47 Collagen vascular diseases include a heterogeneous group of patients, and whether all who have this diagnosis 
are at risk for these toxicities is not clear. Previous radiation is a contraindication depending on the previous dose delivered and 
areas treated. 
Distant metastases. Conservation techniques are generally not indicated in patients whose work ups reveal distant metastases. 
Solita~  lesions.  Patients  who  have  gross  multicen-  tricity  or  mammograms  with  diffuse  microcalcifica-  tions  are  not 
considered candidates due to unaccept- ably high breast recurrence rates after conservation techniques.48, 49 
 
170 PCS Consensus Committees 
Breast-conserving surgery. Adequate excision of the primary tumor is necessary before initiation of breast irradiation. 
Pathologic  T1,  T2.  Tumor size up to 4 to 5 cm has not been significantly associated with an increased risk of local recurrence) 
~  There  is  limited  pub-  lished  data  for  breast  conservation  therapy  when  tumors  are  greater  than  5  cm  in  size,  53,54  and  in 
general, treatment as such should be considered investigational. 
Clinical  axillary  node  status.  The  presence  of  axil-  lary  nodal  metastases  does  not  affect  a  patient's  eligibility  for  breast 
conservation. Breast recurrence is not related to pathologic nodal status. 49,5~ 
AxiUary  dissection.  Axillary  treatment  is  consid-  ered  a  standard  part  of  conservation  techniques.  Axillary  dissection  is 
preferable  as  it  provides  impor-  tant  prognostic  information  along  with  its therapeu- tic effect. Increasingly, there is controversy 
regarding  whether  a  group  of  patients  with sufficiently low risk can be identified so that axillary treatment can be omitted. 56-58 
At present, observation alone should be considered investigational. 
Assess  final  resection  margin  of  the  primary  tumor.  It  is  necessary  that  the  presence  or  absence  of  gross  or  microscopic 
carcinoma at the resection margins of excision is known by marking them with India ink or another suitable technique. 
Treatment Systems 
The breast decision tree is shown in Figure 4. 
TS1 and TS2: Pathologically Positive Axillary Lymph Nodes These systems are designed for patients with axillary nodal 
metastases and differ by whether there is involvement of the final pathologic margin of exci- sion in the breast. In each system, 
treatment consists minimally of breast irradiation. Whether regional nodal irradiation is warranted depends on the degree of 
axillary nodal involvement. There was consensus for supraclavicular and axillary apex irradiation for patients with three to four 
or more positive axillary lymph nodes. No consensus was reached regarding the acceptability of full axillary irradiation using a 
posterior axillary (PA) boost in the setting of an adequate level I to II axillary node dissection. 
TS1  applies  to  cases  where  the  final  surgical  margin  in  the  breast  is  positive.  In  this  case,  a  boost  is  consistently 
recommended. TS2 is applicable when 
e I~H breast cancer 
\No Distant metastasis Solitary lesion (grossly and/or mammographically) 
\ j Breast conserving surgery (Iumpectomy, 
X~uadrantectomy, \Yes 
excisional biopsy) 
Pathologic T1, T2 
node Status 
dissection 
XRT 
Yes 
Yes 
Yes 
Inadequate staging 

~Positive \~gative 
Assess final resection margins of pdmary tumor 
- +J\- 
TSI TS2 
TS3 TS4 TS5 TS6 Breast Yes Yes Yes Yes Yes Yes 
Boost Yes Optional Yes Optional Yes Optional 
Nodeo Optional Optional No No Yes Yes 
Figure 4. Breast decision 
tree. 
this margin is negative. Consensus reflected that boosting in this situation is acceptable. 
TS3 and TS4: Pathologically Negative Axillary Lymph Nodes These systems apply to patients without pathologic evidence of 
axillary nodal involvement and also differ by the presence or absence of the primary tumor at the margin of excision. Treatment 
consists of breast irradiation. Regional nodal irradiation is not indi- cated. TS3 is designed for patients with positive final surgical 
margins in the breast, and in this setting, boosting the tumor bed is consistently recom- mended. For TS4, which applies to 
negative final surgical margins, consensus reflected that use of a boost is considered acceptable. 
TS5 and TS6: Undissected Axilla These systems are germane to those patients who have not had an axillary node dissection. 
Treatment should include breast irradiation and regional nodal irradiation to include the entire axilla. In this setting, a PA boost as 
part of full axillary irradiation is 
 
1996 Decision Trees and Manaeement Guidelines 171 
recommended.  TS5  and  TS6  apply  depending  on  whether  the  breast  primary  tumor  has  positive  or  negative  final  margins  of 
resection,  respectively.  As  stated  above,  when  margins  of  excision  within  the  breast  are  involved  by  carcinoma,  a  boost  to  the 
tumor bed is consistently indicated. 
Radiation  therapy.  For  whole  breast  irradiation,  doses  of  45  to  50  Gy  with  standard  fractionation  are  considered acceptable. 
When  a  boost  is  used,  cumula-  tive  tumor  bed  doses  of 60 to 65 Gy are most acceptable. Consensus suggested that a cumulative 
tumor  bed dose of greater than 65 Gy is probably acceptable in the setting of positive margins but unacceptable when margins are 
negative. There was less consensus regarding boost doses resulting in a cumulative tumor bed dose of less than or equal to 55Gy. 
Cervix Decision Tree 
Although the incidence of invasive cervical cancer in the United States has decreased dramatically with the institution of 
aggressive cytologic screening pro- grams, it continues to be the leading cause of cancer deaths tbr women in underdevcloped 
countries and is still a serious heahh problem tbr high-risk and medically underserved women in the United States. Radiation 
therapy is the mainstay of treatment tbr most patients with locally advanced cervical cancer and is an excellent option for many 
patients with earlier invasive disease. The critically important role of intracavitary irradiation in the curative man- agement of 
cervical cancer is well documented; the balance and timing of brachytherapy and external beam may also influence the likelihood 
of local control and complications. Accurate assessment of locoregional disease extent is important, because patients with nodal 
metastases can often be cured with regional treatment. These aspects of cervical cancer treatment demand unique skills of the 
radia- tion oncologist. It is critically important that clini- cians maintain a detailed knowledge of successful treatment metht,ts, 
particularly now that the decreas- ing incidence of invasiw: cervical cancer has reduced many clinicians' exlx)sure to patients 
with this dis- ease. 

Staging and Clinical Evaluation 


The  most  widely  accepted  staging  system  for  carci- noma of the cervix is defined by the International Federation of Gynecology 
and Obstetrics (FIGO). 
This  is  a  clinical  staging  system)  9  Categories  are  based  on  findings  from  clinical  examination  and  specific  radiologic 
examinations.  To  make  the  stag-  ing  system  consistent  and  applicable  to  patients  in  developing  countries,  a  number  of  studies 
that may be helpful in planning treatment (CT, MRI, lymphan- giography, surgical staging procedures) are specifi- cally excluded 
fiom  consideration  in  assigning  a  FIGO  stage.  Until recently, tumor size----~me of the most powerful predictors of outcome and 
the  basis  for  many  treatment  decisions--was  not  considered  in  the  staging  system.  In  1994  tumors  confined  to the cervix (stage 
IB) were subdivided according to the clinical diameter of the cervix into stage IB 1 (-<4 cm) and 1B2 (>4 cm). However, the bulk 
of  central  disease  still  does  not  influence  staging  of  tumors  that  extend  beyond  the  cervix  to  the  upper  vagina  (stage  IIA), 
parametrium  (stage  IIB),  or  pelvic  wall  (stage  IIIB),  except  to  the  extent  that  size  is  roughly  correlated with the degree of local 
extension. 
Although  the  extent  of  regional  involvement  and  size  of  central  tumor  are  not  specifically  addressed  in  the  staging  system, 
these factors have a powerful impact on outcome and influence the choice and character of treatment in many cases. 

Treatment 
The decision tree for carcinoma of the cervix is shown in Figure 5. 
Disease Outside the Pelvis Patients whose extrapelvic disease is confined to the paraaortic nodes may be cured with extended 
field irradiation, particularly if their pelvic disease can be controlled with radiotherapy. "<m Patients who have hematogenous 
metastases are rarely, if ever, curable. Palliative pelvic irradiation may control bleeding and pain from locoregional disease. 
Ahhough chemother- apy has been investigated in patients with advanced disease, its palliatiw', benefit is uncertain. 
Microscopic Tumor Less Than 3 mm Without Lymph Vascular Space Invasion (Stage IAI) A standard treatment for early 
microinvasive disease is a total (type I) hysterectomy. Intracavitary irradia- tion alone is also an excellent treatment, particularly 
for patients who are at high risk of complications from surgery. A total dose of 70 to 75 Gy to point A is usually recommended. 
62,63 Selected patients who wish to preserve fertility may be treated with a therapeu- tic conization of the cervix if there is no 
lymph 
 
172 PCS Consensus Committees 
Disease 
peMs 
outside 
Yes l a 

N•o 
> invasion, 
3 mm stromal k 
Extra confined pelvic to disease PA Yes 

] I I 
~'-"] Tumor/patient characteristic i o 
LVSI 
~ Treatment l O~ ~ ] 
Controversial treatment option 
No (IA2,1B', small IIA) Pelvi&wall c' Ira~ r ] l IIA) I bladder "amv~ ~ 
2-IIB) I 
Bladder involved 
or rectum 
~o (nlA-B/ 
~ Pelvic,vail ] 
Yes 

'~ 
i o 
(IAI) 
No (IV 
operative High No a 
risk t / 
Yes I 
Radical Hysterectomy,'~ 
No 

Figure 5. Decision tree for carcinoma of the cervix. ICRT, intracavitary radiation therapy; LVSI, lymph vascular space invasion; 
LND, lymph node dissection; EBRT, external beam radiation therapy. 
vascular space invasion and if the margins of the cone biopsy are negative. 64,65 
Tumor Less Than or Equal to 4 cm (Stages IA2, IB1, or Small IIA, With Clinically Negative Nodes) Patients may be treated 
surgicallywith radical hyster- ectomy and pelvic lymph node dissection, or radio- therapeutically with a combination of external 
beam and intracavitary irradiation. In most cases these treatments are believed to yield comparable local control and cure rates. 
66-68 Diffuse cervical involve- ment, extensive lymph vascular space invasion, and high-grade adenocarcinoma may be relative 
indica- tions for treatment with primary irradiation, because these features are often associated with other high- risk surgical 
findings that lead to a recommendation for postoperative irradiation. G9-73 Young patients ben- efit from the ability to preserve 
ovarian function with surgical treatment. Very obese, elderly, and medi- cally unfit patients may tolerate radiation therapy better 
than radical surgical treatment. However, the relative indications for recommending one treatment 
over  the  other  are  controversial.  When  treatment  is  with radical irradiation, the total dose given to point A is usually between 75 
Gy (for stage IA2 disease) and 85 Gy. 
Stages IB2-IIB Patients with bulkier stage I or stage II disease and patients who have clinical evidence of pelvic lymph node 
involvement are usually treated with radical radiation therapy using a combination of external beam and intracavitary irradiation. 
Most tumors should be treated with a dose to point A of 85 to 90 Gy to achieve the best chance of local control with acceptable 
morbidity. A number of factors, including the bulk of central disease, response to initial exter- nal beam irradiation, and the 
quality of intracavitary placements, should be considered in selecting the precise dose of irradiation for an individual patient. 
Some oncologists recommend that selected patients with bulky tumors be treated with a combination of radiation therapy (usually 
with a somewhat reduced dose of brachytherapy) and extrafascial hysterec- tomy. 
74-76 
However, because the benefit of adjunctive 
 
1996 Decision Trees and Management Guidelines 173 
hysterectomy has never been clearly demonstrated, this approach continues to be controversial. 77 
Patients  who  have  no  clinical  evidence  of  pelvic  wall  involvement  are  usually  treated  with  40  to  45  Gy  of 
external  beam  irradiation  in  addition  to  the  dose  delivered  to  the  pelvic  walls  from intracavitary irradia- tion. Most 
clinicians  give  some  additional  treatment  to  clinically  positive  nodes,  to  deliver  a  total  dose  of  60  to  65  Gy.  A 
randomized study from the RTOG 
TM demonstrated an improved survival rate for patients with stages IB2-IIB disease when prophylactic para- aortic 
irradiation was added to standard pelvic therapy. Though extended field irradiation has not yet been universally 
adopted as standard for this population, it is probably the preferred treatment for patients who have not had surgical 
or at least lymphangiographic evaluation of the paraaortic nodes. Several groups are currently investigating the use 
of neoadjuvant chemotherapy followed by radical hysterectomy with or without radiation for patients with bulky 
disease. 79,a~ This approach should still be considered highly experimental. Preradiation chemo- therapy has not 
been demonstrated to be of value. Concurrent chemoradiation is being investigated in several randomized studies, 
none of which has yet been reported. 
Stage HI Stage III tumors should also be treated with radiation therapy using a combination of external beam 
irradia- tion and brachytherapy. Although radiation oncolo- gists have sometimes chosen to weight the external 
component of treatment more heavily because of the tumor's lateral extension, evidence suggests that brachytherapy 
is still an extremely important compo- nent of curative treatment. Several studies, including one from the PCS, have 
demonstrated significantly lower survival rates for patients treated with external beam radiotherapy alone, al,a2 
Whenever possible, an effort should be made to deliver at least 85 to 90 Gy to point A using a combination of pelvic 
radiotherapy and intracavitary treatment. Pelvic wall disease is usually boosted with external beam irradiation to 
deliver a total dose (including the brachytherapy contribution) to the lateral pelvic wall of 60 to 65 Gy. Several 
groups have advocated the use of intersti- tial (rather than intracavitary) brachytherapy to treat cervical cancers that 
involve the lateral parame- trium or pelvic wall. a3-a5 Early reports suggested acceptable local control rates. 
However, the only relatively large series with long-term follow up had disappointing results, and the role of 
interstitial 
brachytherapy  remains  controversial.  86  Interstitial  implants  are  sometimes  used  in  combination  with  intracavitary 
therapy  to  treat  the  distal  vagina  of  patients  with  stage  IIIA  disease  or  with  bulky  stage  IIIB  tumors  involving  the 
lower one third of the vagina. 
The  role  of  prophylactic  paraaortic  irradiation  in  patients  with  stage  III  disease  is  unclear.  A  European 
Organization  for  Research and Treatment of Cancer (EORTC) study comparing pelvic and extended field irradiation 
7  demonstrated  no  significant  difference  in  disease-specific  survival,  possibly  because  many  of  these  patients  died 
with  uncontrolled  pelvic  disease.  The  role  of  concurrent  chemotherapy  and irradiation is also being studied in these 
patients. 
Stage IVA Fortunately, stage IVA disease is rare, as the progno- sis is usually very poor. If possible, 
brachytherapy should be included in the treatment, but massive pelvic disease with necrotic, fistulous communica- 
tions between the vagina and adjacent structures often compromises attempts at radical radiation therapy. Rarely, 
exenteration (alone or combined with irradiation) may play a role in patients who have bladder invasion from a 
relatively small tumor, par- ticularly if a vesicovaginal fistula has already compro- mised bladder function. 
Seminoma Decision Tree 
Whereas  testicular  seminoma  is  a rare disease, with an incidence of only 3.8 per 100,000 males in the United States, 
it  is  the  most  common  malignancy  in  men  between  the  ages  of  20  and  34  years.  As  testicular  seminoma  is  highly 
curable,  it  is  important  that  treatment  is  optimized  to  ensure  maximal  cure  rates  while  minimizing  long-term 
complications  of  therapy.  The  fact  that  radiation  constitutes  the  primal',/postorchidectomy  therapy  for  the  majority 
of  patients  means  that  attention  must  be  paid  to  the  details  of radiation, including the doses used and volumes to be 
irradiated, to optimize the therapeutic ratio. 

Staging 
The  commonly  used  staging  system  for  testicular  seminoma  is  a  modification  of  the  Royal  Marsden  Hospital 
system,  s~  The  UICC  and  AJC  systems  are  also used but use T stagings that are not associated with any recognized 
prognostic value in seminomas. The staging system is based on clinical and radiologic 
 
174 PCS Consensus Committees 
examination,  including  lymphography  or CT scan- ning, and the chest x-ray. The staging system is correlated with survival when 
appropriate  therapies  are  given.  In  the  stage  I  category  are  patients  with  disease  confined  to  the  testis  including  those  with 
invasion  of  the  tunica  albuginea,  epididymis,  sper-  matic  cord,  and  scrotum.  Stage  II  includes  those  with  infradiaphragmatic 
lymph nodes in the paraaortic, pelvic, and inguinal regions. The stage II category is subdivided into A, B, C, and D according to a 
maximum diameter of metastases of less than 2 cm, 2 to 5 cm, 5 to 10 cm, and greater than 10 cm, respectively. Stage III includes 
those  with  involve-  ment  of  supradiaphragmatic  lymph  nodes  and  may  include  infradiaphragmatic lymph node involvement but 
without  evidence  of  extra  lymphatic metastases. If abdominal nodes are present, the subcategories of stage II (ie, A, B, C, and D) 
are used. Stage IV constitutes less than 3% of the total population at presentation and includes those with extralymphatic 
metastases subcategorized into those with abdomi- nal stages A, B, C, and D. 

Treatment Systems 
The decision tree for seminoma is shown in Figure 6. 
TS1 Patients with stage I disease are traditionally man- aged with radiation therapy to the paraaortic and ipsilateral iliac nodes 
using a dose of 25 to 30 Gy in 15 to 20 fractions. 89 Radiation therapy confined to the paraaortic nodes in a dose of 25 to 30 Gy 
in 15 to 20 fractions is probably an acceptable treatment, al- though no consensus on this choice has been reached. Appropriate 
surveillance of the pelvic and inguinal regions should be performed, because the risk of recurrence in these sites may be up to 
5%. 9o Surveil- lance with appropriate CT scanning of the retroperi- 
TS1 RT to Para-Aortics only 
25 Gy in 15-20 fx RT to Para-Aortics & ipsileteral iliac nodes 
25 Gy in 15-20 fx Surveillance 
TS2a RT to Para-Aortics only 
25 Gy in 15-20 fx RT to Para-Aortics & 
ipsiMtaral lilac nodes 
25 Gy in 15-20 fx RT to inguinal region 
no consensus Surveillance 
TS2b RT to Para-Aortiss only 
25 Gy in 15-20 Ix RT to Pare-Aortics & ipsilateral iliac nodes 
25 Gy in 15-20 fx Rt to scrotum 
25 Gy Surveillance 
TS3a RT to Para-eorlics + ipsilateral Iliac nodes 
25 Gy in 15-20 fx 
TS3b RT to Para-aortics + ipsileteral Iliac nodes +_ contraMteral lilac nodes if involved nodes are at or below L4 
25 Gy in 15-20 fx plus 10 Gy boost to involved nodes 
TS3c Chemotherapy Residual mass - watch end treat if progression occurs or consolidation RT to mass 
20 Gy 
TS3a, b, c may be modified to include inguina[ RT for previous inguinal surgery ol to add scrota1 RT for trans-scrotal 
surgery 
25 Gy to scrotum 

Histology: Pure seminoma 7 o,o, / X..o,=,mot.=o,,,e0 7,<,~pre-dlaph,agmatic metaetasesl 


..... 
/ ~/~troperitoneal nodes ~ut + stage,,/ 


TS2b Trans-scrotal 
Figure 6. Seminoma decision tree. 
 
19961)ecision Trees and Management Guideliner 175 
toneum  is  also  considered  acceptable  treatment:  it  results  in  survival  rates  similar  to  those  where  radia-  tion  is  used  and spares 
approximately 85% of unnec- essary therapy." 1 
T2A and T2B Patients with stage I disease who have had previous inguinal or transscrotal surgery can be treated simi- larly to 
those in the TS1 category. Controversy surrounds whether radiation to the inguinal region (S) and/or scrotum is necessary, and no 
consensus has been reached. If given, the dose should be confined to 25 Gy in similar fractionation to that used for the remainder 
of the field. 
TS3A Patients with stage II disease with the maximum transverse diameter of retroperitoneal nodes less than 2 cm should be 
treated with paraaortic and ipsilateral lilac nodal irradiation to a dose of 25 to 30 Gy in 15 to 20 fractions. ~'92 
TS3B Patients with stage II disease with nodal masses 2 to 5 cm in maximum transverse diameter Should be treated with 
radiation to the paraaortic and ipsilat- eral iliac n~les. It is controversial as to whether contralateral iliac nodes need to be treated. 
It is suggested that if" the inwJlved nodes are low-lying, ie, at or below the level oflA, it is acceptable to treat the contralateral 
lilac n~xles. The radiation dose recom- mended is 25 Gy in 15 to 2(1 fractions to the, whole w)lume, tbllowed by a 10-Gy boost 
to inwflved nr 
TS3C For patients with stage II disease and nodes in excess of 5 cm but less than l0 cm in diameter, acceptable treatments 
include primary cisplatin-based chemo- therapy (eg, with bleomycin, etoposide, and plati- num) 9:~ tbllowed by observation. 
Some facilities con- sider giving consolidation radiation to the site of the original mass in a dose of2(I Gy, but this will result in 
overtreatment in 85% of patients. Also considered acceptable therapy tbr this group is radiation therapy to the paraaortics and 
bilateral pelvic nodes. The recommended dose is the same as for TS3B. Alter infradiaphragmatic irradiation, the patient should 
be monitored for relapse in the mediastinum or distant sites, as the frequency of expected relapse after radiation is 20%. 94,~r' 
Prophylactic mediastinal irradia- tion is not recommended tbr any patients with stage II disease. ~<~6 For patients with masses 
greater than 
10 cm in diameter, primary cisplatin-containing chemotherapy is recommended. 97,!~ 
For  TS3A, TS3B, and TS3C, radiation treatment may be modified to include inguinal radiation tbr a previous inguinal surgery 
or to add scrotal radiation tbr transscrotal surgery in a dose of 25 Gy. 
For  patients  with  stage  III  (supradiaphragmatic  metastases)  or  stage  1V  (parenchymal  metastases)  disease,  primary 
cisplatin-containing  chemotherapy  is  recommended  with  observation of residual masses. If progression occurs, consolidation RT 
may be deliv- ered to residual masses, providing disease relapse is not systemic or multifocal. 
Prostate Decision Tree 
Prostate  cancer  accounted  for  41%  of  newly  diag-  nosed  malignancies  in  American  males in 1996: 317,000 cases? ~ A recently 
discovered  laboratory  test,  prostate-specific  antigen  (PSA),  increased  public  awareness,  and  greater  emphasis  on  screening  for 
early  detection  has  led  to  successively  higher  inci-  dences  each  year.  PSA  has  also  provided  a  more  sensitive  and  objective 
method  tbr  earlier  assessment  of  treatment  outcome  than  was possible previously using clinical means ahme. Untbrtunately, this 
labo-  ratory  test also showed us with alarming fi'equency just how often tumoJ" was not co,nl)letely eradicated by locally applied 
therapy. Theretore, treatment strategies are being evaluated, and, often times, combined methods are applied. 

Tumor Stage, Tumor Grade, and PSA 


The  three  prognostic  thctors  most  often  used  to  make therapeutic decisions are tumor stage, PSA, and tumor grade. Tumor stage 
attempts  to  clinically  quantitate  the  amount of local tumor present within the prostate (Tla to Tic and T2a to T2c) or to define the 
areas  of  local extension (T3a to T3c), regional involvement (N0 to N3), or distant involw:nmnt (M0 to M l). PSA serves a similar 
purpose,  as  it  also  tends  to measure the amount of disease present and predict whether it has escaped the confines of the prostate. 
In  multivariate  analysis,  PSA  has  been  shown  to  be  the  most  significant  predictor  of out- come after irradiation, ml~,u)l Tumor 
grade  is  a  mea-  sure  of  the  inherent  aggressiveness  of  the malignant process and the associated risk tbr disease extension locally 
and dissemination regionally and distantly. 
Although many histologic grading systems have been proposed, Gleason score correlates well with 
 
176 PC S Consensus Committees 
outcome  and has been widely accepted. 1~ These three factors, then, form the basis for treatment choices as outlined 
by the prostate decision tree (Figure 7). 

Age and Life Expectancy 


As  prostate  cancer  can  be  a  slowly progressive disease with a relatively low risk of death if left untreated, care must 
be  taken  to  select  as  carefully  as  possible  those  patients  who  might  benefit  significantly  from  curative  treatment. 
Recent  metaanalysis  showed  a  10-year  disease-specific  death  rate  of only 13% for low and moderate grade prostate 
cancer  left  untreated,  t~  Average  life  expectancy,  family  longevity,  and  comor-  bid  conditions  must  be  considered 
also to balance the benefit of aggressive therapy with the risk of induced morbidity and compromised quality of life. 

Radiation Dose 
In  general,  doses  in  the  range  of  65  to  72  Gy  are  recommended  for  relatively  early  stage  disease  (TI,  T2a).  The 
higher  end  of  this  range,  70  to 72 Gy, is advocated for bulkier lesions (T2b, T2c, and T3), and doses greater than 72 
Gy are being applied in clinical trials using three-dimensional conformal therapy) ~ When the risk of seminal vesicle 
involvement  is  substantial,  these  structures  are  included  within  the  treatment  portal  to a dose of 50 to 55 Gy. When 
seminal  vesicle  disease  is  documented,  the  dose  range  is usually higher: 55 to 65 Gy. When pelvic lymph nodes are 
irradiated, a dose of 45 to 50 Gy is usually applied. 

Treatment Systems 
TSN It has been shown that few patients with metastati- cally involved pelvic lymph nodes are potentially 
curable because of the high risk of associated distant disease) ~ Randomized studies comparing locore- gional 
radiation plus androgen deprivation with an- drogen deprecation alone are lacking. Most would agree that androgen 
suppression is appropriate, but whether pelvic radiation adds to the clinical disease- free interval or overall survival 
remains questionable. There seems to be less controversy regarding early versus late hormonal therapy, based on 
PCS Consen- sus respondents who indicated that treatment at diagnosis is preferred. 
TSla and TSlb Although TSla pertains to relatively early clinical stage disease and TSlb to later stage tumors, the 
serum PSA (>20 ng/mL) indicates a high likelihood of substantial disease burden and compromised prog- nosis. 
Therefore, the treatment applied should be effective against potentially extensive disease. Under these 
circumstances, most would advocate locore- gional therapy, which has the advantage of treating areas of potential 
extracapsular extension, seminal vesicle involvement, and lymph node involvement. This therapy may be external 
beam therapy alone or external beam therapy plus radioisotopic implant. More controversially, radical prostatectomy 
is in- cluded as an option for stage I and lI tumors. Androgen suppression is combined with these defini- tive 
modalities to decrease the tumor burden) ~176 
Pat hology/Aden0carclnoma es 
Candidate for evaluation 
es 
Distant metastases or 
oslitve P-A nodes Out o 
Out Positive pelvic nodes 
No 
Out PSA 9 20 
NO 
TS PSA 10 - 20 
NO 
TS~. Gleason_<. 6 / 
T2c,T3 * / TS3d Gleason 9 6 * T3 unusual with PSA < 10 
Figure 7. Prostate decision tree. 
 
1996Decision Trees and Management Guidelines 177 
TS2a through TS2d These treatment systems apply to patients with midrange PSA levels and are differentiated on the basis of 
tumor grade and stage. These PSA levels indicate a moderate disease burden and similar associated risk for extension outside the 
prostate. The higher the tumor stage and grade, the more likely this occurs. Therefore, treatment must be applied accordingly. 
Combination therapy to include androgen deprivation should be considered, as treat- ment localized to the prostate gland only, 
such as implant and prostatectomy, may not treat the total disease extent. 
TS3a through TS3d Based on PSA level, this group should include those patients with the least amount of tumor, the highest 
chance that is truly localized, and, therefore, the best prognosis. T3 lesions are rarely seen in this category, but may indicate a 
non-PSA-producing cancer. For early stage (T1, T2a and T2b) and low-grade lesions (Gleason score less than 6), treatment may 
be very locally applied. Radical prostatectomy, external beam therapy, and radioisotopic implant are all acceptable methods. The 
RTOG is conducting a clinical trial addressing the need for androgen suppression in those patients with high-grade lesions. 
Patients with locally advanced disease (bulky T2c and T3) must be treated similarly to the group of patients with the same stage 
tumor but higher PSA levels (TSI and TS2). 

Prostatectomy Decision Tree 


The  decision  tree  for  prostatectomy  is  shown  in  Figure  8.  After  prostatectomy,  if  margins  or  seminal  vesicles  are  positive  but 
PSA  is  undetectable,  two  options  are  available:  immediate  postoperative  therapy  as  described  in  TS-RP1  or  surveillance  to 
include  serial  serum  PSA  levels.  Available  data  would  seem  to  indicate that if treatment is applied expedi- tiously, the patient is 
not  disadvantaged.  ~~  Further-  more, this approach will spare up to 50% of patients unnecessary therapy./]0 When serum PSA is 
increas-  ing  (TS-RP2)  or  there  is  a  palpable  nodule  within  the  prostatic  fossa  (TS-RP3)  and  the  metastatic work up is negative, 
the  local  area  can  be  irradiated.  The  dose  tends  to  be  slightly  higher  for  clinically  detectable  disease  (65  to  70  Gy)  than  for 
increasing  PSA  (60  to  65  Gy),  especially  if  detected  early.  Androgen  depriva-  tion  may  also  be  used,  although  no comparative 
data have been reported to date. 
adlcal pr~tateGtomy 
TS-RP1 
TS-RP2 
TS-RP3 
~dagy \ nodule rising kl PSA prostatic without fossa 
palpable 
+/- dalng PSA 

Figure 
8. Prostatectomy decision tree. 

Acknowledgment 
The Consensus Committees thank Irene Mahon, PCS Research Associate, For her clinical support. 

Appendix: PCS Consensus Committees 


Gastrointestinal Committee 
(,'hair." Lawrence R. Cola; E~ophagus Consensus Chair." Lawrence R. Cola; Rectum Cousensus Chair: Bruce D. Minsky;Anus 
Consensus  (`'hair."  Madhu  John;  Committee  rnemberv  Daniel  Hailer,  John  Hoffman,  .Jerome  Landry,  Thomas  Pisansky,  and 
Christopher Willet. 
Breast Committee 
(,'hair:  J.  Frank  Wilson; Breust Consensus Chair: J. Frank Wilson; Committee memberv Barbara Fowble,,Jay Harris, Robert R. 
Kuske,  Michael  D.  Lagios,  Marsha  McNeese,  Barbara  Monsces,  Monica  Mnrrow,  Abram  Recht,  Christopher  M.  Rose,  Brenda 
M. Shank, Julia R. White, and David Winchester. 
Cervix Committee 
Chair:  Patricia  Elf  el;  Cen~ix  Consensus  Chair:  Patricia  Eifel;  Commit-  tee  memberv  Perry  Grigsby,  Rachelle  Lanciann, 
Clifton Ling, Gus- tavo Montana, Lynda D. Roman, Sonja Schoeppel,Judith Stitt, and Gillian M. Thomas. 
Genitourinary Committee 
Chair."  Gerald  E.  Hanks;  Seminoma  Consensus  Chair:  Gillian  M.  Thomas;  Prostate  Consensus  Chair:  Deborah  A.  Kuban; 
Committee  member~:  Mitchell  Benson,  Gerald  Chodak,  George  E.  Laramore,  Carlos  A.  Perez,  Mack  Roach,  Howard  M. 
Sandier, Howard Scher, Timothy E. Schuhheiss, and Anthony L. Zietman. 
 
178 PCS Consensus Committees 

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