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The Extractive Industries and Society 6 (2019) 41–49

Contents lists available at ScienceDirect

The Extractive Industries and Society


journal homepage: www.elsevier.com/locate/exis

Original article

Mining industry perspectives on indigenous rights: Corporate complacency T


and political uncertainty

Rebecca Lawrencea,b, , Sara Moritza
a
Department of Political Science, Stockholm University, Sweden
b
Department of Geography and Planning, Macquarie University, Australia

A R T I C LE I N FO A B S T R A C T

Keywords: Over the last decade or so, there has been a global shift towards attempts to recognise the rights of indigenous
Indigenous Rights peoples, particularly in regards to extractive activities on their traditional territories. At the same time, however,
Human Rights the extraction of natural resources in breach of indigenous rights, continues to take place at ever increasing rates.
Mining Using a case study of Swedish mining industry attitudes to indigenous rights, and specifically that of the prin-
Resource Extraction
ciple of Free Prior and Informed Consent (FPIC), the article explores this paradox. Mining companies operating
Sámi
in Sweden do not currently respect or implement the principle of FPIC, and the article illustrates how mining
Sweden
representatives justify and reconcile this. It elucidates how the Swedish mining industry mobilises various, and
at times contradictory, discourses, including on the one hand, the complacent rationale that human rights
protections are superfluous in Sweden, and on the other hand, the idea that a respect for FPIC would create
uncertainty and thereby threaten the existence of the mining industry.

1. Introduction negative effects of extractive activities (Anaya, 2004; Åhrén, 2016),


such as the dispossession of indigenous peoples from their traditional
Over the last decade, there has been a global shift towards re- territories (Howitt et al., 1996).
cognising the rights of indigenous peoples,1 particularly in regards to Indeed, within international human rights jurisprudence, FPIC is
extractive activities on their traditional territories (Anaya, 2005; Daes, now increasingly referred to by international bodies, including the
2004; Tomlinson, 2017; Xanthaki, 2007: 255; Åhrén, 2016). The Human Rights Committee (HRC), the Committee on the Elimination of
adoption of the United Nations Declaration on the Rights of Indigenous Racial Discrimination (CERD) and the Committee on Economic, Social
Peoples (UNDRIP) in 2007 is an oft cited moment at which the inter- and Cultural Rights (CESCR) (Barelli, 2012; Ward 2011: 65). In addi-
national community took considerably steps to formally recognize in- tion, there has been a veritable explosion in the number of “guidelines”
digenous peoples’ rights to traditional lands (Barelli 2012: 9; Errico, and “ethical standards” developed,2 most of which seek to govern the
2011). For example, Article 32 of UNDRIP, proclaims that states must behaviour of multinational corporations or public finance institutions
consult with and obtain the free prior and informed consent (FPIC) of operating on indigenous territories, given their increasing influence and
Indigenous peoples prior to approving any natural resource develop- presence in the natural resource sector.3 In the last few years, most of
ment project affecting Indigenous people and their lands. This is un- these guiding international and industry norms have specifically
derpinned by a more general acknowledgment of the centrality of lands adopted FPIC, and the general consensus is that companies must respect
to indigenous peoples’ livelihoods and cultures, and the potentially human rights, even when the laws of nation-states do not.4 In sum, we


Corresponding author at: Department of Political Science, Stockholm University, Sweden.
E-mail addresses: Rebecca.lawrence@statsvet.su.se (R. Lawrence), sara.moritz@statsvet.su.se (S. Moritz).
1
See Åhrén (2016, Section 6.4) on the definition of indigenous peoples, and also Ivison et al. (2000) on the complexities of indigenous claims and responses to them.
2
Examples include the IFC’s Performance standard:7 Indigenous peoples, the World Bank’s Operational Policies on Indigenous Peoples, the UN Norms on the Responsibilities of
Transnational Corporations and Other Enterprises with regards to Human Rights, The UN Global Compact, the OECD Guidelines for Multinational Enterprises, and multiple industry
standards developed by, and specific to, various industries, such as finance, mining and forestry.
3
See Ballard and Banks (2003) more generally regarding the role of the private sector in mining conflicts.
4
See Buhmann (2012) more generally on the consensus within the UN that corporations have a responsibility for respecting human rights.

https://doi.org/10.1016/j.exis.2018.05.008
Received 6 February 2018; Received in revised form 29 May 2018; Accepted 29 May 2018
Available online 07 June 2018
2214-790X/ © 2018 Elsevier Ltd. All rights reserved.
R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

might regard these developments in soft-law as norm-building; they invariably tied up in messy and contingent circumstances, and their
signify a fundamental shift in the way the international community consequences are often difficult to untangle from other, related antag-
regards the question of indigenous rights to traditional territories, and onisms and struggles. Nevertheless, corporate perspectives are an im-
an increasing expectation that corporations also bear an ethical re- portant area of research, and particularly so in the Swedish case, where
sponsibility towards indigenous peoples.5 the primary negotiations over resource developments are not handled
If we were to take all of these policies, guidelines and developments by the state, but are essentially outsourced to mining companies, via a
in international law and norms at face value, there would be no further lax regulatory environment (Allard, 2006).
story to tell, but the emerging global recognition of indigenous peoples’ The article proceeds with a synopsis of the conceptual terrain.
rights continues to stand in stark contrast to the reality on the ground. Thereafter, we move onto the Swedish case study itself, beginning with
NGO’s argue that mining companies have been particularly slow on the a discussion of our methods and material, followed by a background
uptake of developments in international law,6 particularly in regards to discussion of Sámi rights and the Swedish mining industry, before
the adoption of FPIC (Hill and Lillywhite, 2015). In fact, there is a moving onto an in-depth analysis and discussion of the empirical ma-
considerable literature that demonstrates that in most cases, states and terial. We conclude the article with some critical observations about the
natural resource companies continue to fail to adequately consult with Swedish case at hand, and its importance for international debates
affected indigenous peoples – and rarely seek their consent − prior to around indigenous rights to traditional territories in the face of in-
the exploitation of natural resources on traditional indigenous terri- creasing extractive activities.
tories (Anaya, 2004; Hanna and Vanclay 2013: 149; Tomlinson, 2017).
In short, resource companies routinely stand by generalised claims to
ethical behaviour and respect for human rights, when their own cor- 2. The conceptual terrain
porate policies and practices clearly demonstrate the opposite
(O’Faircheallaigh, 2015: 93). The principle of FPIC and what it requires has been widely debated
Yet, to our knowledge, there is no research into how this disjunction (See Ward, 2011; Barelli, 2012; Doyle, 2014) with the interpretation of
between developments in international norms and unethical practice is consent being the most contested. Our aim here is not to provide a de-
justified by corporations themselves: how do they rationalise this con- tailed legal discussion of the consent mechanism, or the principle of
tradiction? In other words, what are the workings of power at play? We FPIC.7 Rather, our goal is to summarise the ways in which FPIC is more
address this through a case study of Swedish mining industry per- generally debated, within international jurisprudence, the academic
spectives on indigenous rights, and specifically that of FPIC. Sweden literature, and in public discourse. Below, we outline what we believe is
provides a novel case because Sweden − and the Nordic countries more a novel and original typology of three kinds of approaches to FPIC.
generally − is customarily seen (and sees itself) to be a pioneer of The first two approaches are like two sides of the same coin: on the
human and indigenous rights amongst the international community. It one side is the minimalist interpretation, which argues that FPIC it is to
should therefore arguably provide a litmus test or benchmark for a best- be interpreted as a requirement to consult with indigenous peoples,
case scenario. Yet increasing conflicts in Sweden over resource extrac- rather than the more strenuous requirement of consent. The funda-
tion activities on indigenous Sámi lands, in particular over mining and mental difference between the two being that consent actually requires
the question of indigenous rights, suggest otherwise, something we a genuine influence over the material outcome whereas consultations
explore in further detail. focus on the right to be involved in the process (Åhren, 2016: 135). We
We focus on the attitudes and perspectives of mining companies contend the interpretation of FPIC as consultation is an out-dated in-
because corporations have an important role in constituting both the terpretation of international law as it pertains to indigenous peoples,
discursive space and the practice of recognition itself: what mining but one which none-the-less finds political currency when states and
companies and the mining industry thinks about indigenous rights companies attempt to reject the consent requirement and justify the
matter, simply because they are a powerful actor in constituting public status quo. The Swedish government’s recent proposal for a consulta-
debate around these issues (Parsons and Moffat 2014: 340). They also tion law with Sámi communities and organisations, which explicitly
have interests that are clearly aligned with those of nation-states: the rejects any consent requirement, provides a timely example of this
state is “an unambiguous protagonist of resource-based development” approach (Government Office of Sweden, 2017). So too does the In-
(Howitt, 2001: 224). Yet, the literature on indigenous rights has gen- ternational Council on Mining and Minerals (ICMM) Indigenous peoples
erally downplayed the role of companies and instead focussed on the statement (2013), which commits only to working towards seeking the
nexus of states, indigenous organisations, and international organisa- consent of indigenous peoples, and where consent is not obtained, the
tions, such as the UN and IFC (O'Faircheallaigh, 2012: 543). O’Fairch- policy states that companies are free to pursue major mining projects if
eallaigh argues that the acceptance by mining corporations of in- permitted by national governments (ICMM, 2013).8 In this context,
digenous peoples’ rights to control developments on their lands is consultation processes do not guarantee indigenous peoples any
crucial for determining the outcomes of natural resource conflicts. We meaningly influence over the outcome. Moreover, as research on re-
are not suggesting a deterministic model, on the contrary. As source consultations in the Latin America demonstrates, states are still
O’Faircheallaigh and others [anonymous] have argued, successful unwilling to revise dominant development ideas and grant local com-
campaigns by indigenous peoples against resource developments on munities a decisive say in extraction activities (Flemmer and Schilling-
their lands are often multi-level and address various scales of both the Vacaflor, 2016). Consultations may also be used as a tool to reinforce
domestic and international legal systems, as well as different market social order and depoliticise contentious processes (Andreucci, 2017).
mechanisms, such as investors, ethical rating agencies, customers and The second approach, firmly imprinted on the other side of the coin,
the like. Moreover, the idea of “outcomes” suggests some kind of neat is the maximalist interpretation, which we describe as a “carte blanche
cause and effect, whereas the impacts of resource conflicts are
7
See Åhrén (2016) for a comprehensive discussion of indigenous peoples’ rights and
international law. As Åhrén argues, FPIC should not be referred to as a free-standing right:
5
Our approach in this article is primarily informed by normative formal legal and soft- ”the ’right’ to consent or not is always a result of the applicability of an underlying
law developments in international law concerning indigenous rights. However, we re- material right”, whether that be a right to property or culture (2016: 206). For further
cognize that the development of indigenous rights is underpinned by longer histories of
8
broader social and political movements and protests by indigenous people. See Lantto and ICMM members continue to face sustained critiques from affected indigenous com-
Mörkenstam (2008) for a history of Sámi moblisation in Sweden. munities and NGOs for failing to even adhere to their own minimalist interpretation of
6
Compare to the forestry industry where the FPIC has been enshrined in Forest FPIC (MacInnes et al., 2017:154). See also Franks (2015: 34) for a history of ICMM’s
Stewardship Certification sceheme relationship with the concept of FPIC.

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R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

veto-right” approach. This interpretation holds that FPIC entails a right scale approach is relatively straight forward: indigenous peoples’ de-
for indigenous peoples to withhold their consent regardless of the scale cision- making powers over traditional lands and resources, must rea-
of the impacts of the proposed activities, in other words, they can say sonably be “relatively extensive”, given their intrinsic cultural, and
no to anything and everything. This is the way many nation states and social connections to them (Åhrén, 2016: 140). Without the ability to
companies have characterised FPIC in their justifications against its stop major industrial projects on their traditional lands, indigenous
adoption, and was evidenced in discussions by nation-states during peoples would be without any real power to protect their traditional
UNDRIP negotiations (Gilbert and Doyle, 2011; Errico 2011: 361; livelihoods, their cultures or their societies.10
Åhrén, 2016). It essentially makes a straw-man argument in order to Beyond specific debates around FPIC, we are also concerned with
distort and exaggerate the actual rights being claimed by indigenous the related question of how to theorise conflicts over resource extrac-
peoples. It feeds into long-standing discourses that indigenous peoples, tion on indigenous territories more generally. As Sawyer and Gomez
if given the opportunity, will hinder development and progression, and argue, these conflicts are persistent and “perplexing”, given that states,
ultimately pose a threat to the national interest of nation states de- multinational firms and international finance institutions are all pub-
pendent on the extraction of natural resources. It also draws upon an licly committed to the protection of indigenous rights (Sawyer and
“extractivist logic”, based on the utilitarian idea that the environment Gomez, 2012, xii). Likewise, as O'Faircheallaigh has demonstrated,
should be made useful for people through the extraction of resources for even in those cases where governments and extractive companies have
development purposes, and that not extracting resources constitutes a made a commitment to respecting indigenous rights − which he argues
threat to development itself (Wilson and Stammler, 2016). These two are in fact relatively few − those rights are often ignored when it comes
arguments − the minimalist and maximalist approaches − are re- to dealing with natural resource developments on indigenous lands
lationally interlinked and co-dependent. They function to prop each (O’Faircheallaigh, 2012).
other up in what appear to be oppositional arguments, but are in reality We contend that this is not necessarily an anomaly or failure of
both perverse interpretations of the FPIC principle because they mo- liberal democracies or “market” mechanisms, such as CSR, but in fact
bilise straw-man arguments to justify the status quo. constitutive of “illiberal” practices in relation to indigenous peoples
We now turn to the third approach, which we advocate, and has more generally. In the late-19th-century, colonial powers commonly
been characterised by others as a “flexible” (Barelli (2012), or “sliding argued that those considered incapable of acquiring perceived liberal
scale approach” (Åhrén, 2016: 139–140). This approach “holds that the capacities should simply be moved out of the way (Hindess, 2001: 98):
extent of the requirement to obtain consent is a function of the degree indigenous people invariably fell into this category, and according to
of impact of the proposed activity” and finds its basis in an inter- the Lockean logic could therefore be justifiably “cleared out of the way
pretation of recent developments in international law as it pertains to [and] sensibly driven off the territory they inhabit[ed]” (Hindess 2001:
indigenous peoples. It allows for mere consultation in the spirit of ILO 96; Tully, 2000: 40). Similarly, as Andreucci and Kallis argue, a parti-
169, when the impact is small, but also requires consent if the impact is cular kind of political work is required in order to justify the violence
severe and threatens the survival of the indigenous group (Gilbert and and repression that underpins the modern extractive-led growth model:
Doyle 2011: 318).9 In his position as the UN Special Rapporteur, James indigenous opponents to extractive projects are “othered” as enemies of
Anaya argued that “the strength or importance of the objective of progress “whose elimination is necessary for the betterment of all”
achieving consent varies according to the circumstances and the in- (Andreucci and Kallis, 2017: 95–96). As our empirical case study will
digenous interests involved”. Where there is a significant or direct demonstrate, these particular logics and rationalisations are also ex-
impact on indigenous peoples’ lives or territories, Anaya contends there pressed by the Swedish mining industry in their justifications of why
is a strong presumption that the proposal requires the affected in- FPIC should not apply in Sweden, albeit in some rather peculiar ways.
digenous peoples’ consent. He also argues, that “in certain contexts,
that presumption may harden into a prohibition of the measure or
3. The case study: Swedish mining industry perspectives on FPIC
project in the absence of indigenous consent.” As he outlines, these
contexts are defined in UNDRIP as including cases of relocation of in-
3.1. Methods and material
digenous peoples from their traditional lands (e.g. caused by extractive
industries) (Anaya, 2009). The Inter-American Court of Human Rights
Our primary source of empirical material is a set of in-depth qua-
(IACHR) endorses this approach (Barelli, 2012), as evidenced in the oft
litative interviews with 10 key representatives from the Swedish mining
cited Saramaka v. Suriname case (2007) concerning a large-scale de-
industry undertaken in 2015 concerning their views on FPIC. The
velopment on Saramaka territories, where the court held that “the State
sample included representatives from the four mining companies who
has a duty, not only to consult with the Saramaka, but also to obtain
were (then) actively undertaking environmental impact assessments for
their free, prior, and informed consent, according to their customs and
proposed mining operations on traditional Sámi lands and included
traditions” (para. 134).
representatives from management (sustainability, CSR etc.) and those
This flexible approach to FPIC as a qualified right is gaining re-
involved in every day consultations with Sámi communities as a part of
cognition (Barelli, 2012): in cases of small-scale projects the focus lies
the formal permitting process. The sample included the two largest
on consultation rather than consent, but in those cases where a project
mining firms in Sweden (LKAB (4) and Boliden (2)) who together
is likely to have a serious negative impact on the lives of indigenous
produce over 90% of the mineral value in Sweden, as well as Avalon
peoples, states are obliged to obtain indigenous peoples consent. There
(1), a junior mining firm with Australian management. We also inter-
are critical differences between consent, participation and consulta-
viewed the President and the Director of Environment and Energy of
tions, and that it is clear from international human rights instruments
Svemin − the Swedish Mining Industry Association − and the
and the emerging jurisprudence that where the impact is significant,
President of Georange, a self-proclaimed “pro-mining” Swedish busi-
such as through forced relocation because of development projects,
ness NGO.11 While small in absolute numbers, the sample provides a
“consent is mandatory” (Gilbert, 2006:265). The logic to this sliding-

10
We recognize that the implementation of FPIC is not a simple solution to the
9 question of indigenous rights. Fontana and Grugel (2016) demonstrate that FPIC is not a
As Åhrén (2016) also argues, ILO 169 was assimilatory in spirit and presumed that
indigenous peoples would eventually be assimilated into majority societies (Åhrén, neutral solution to the problems of participation, arguing that it runs a risk of supporting
2016). Note, however, that ILO 169 continues to hold symbolic importance for many local elites, creating non-accountable institutions and have negative implications for
indigenous peoples and has remained a political hot potato in Sweden. Despite numerous other small groups.
11
governmental commissions and proposed bills, successive Swedish governments have These industry interviews were undertaken under the auspices of the research
failed to ratify it. project “x” (to be inserted after blind peer review).

43
R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

comprehensive insight into attitudes. The Swedish mining industry is a (see Mörkenstam, 1999). However, the over-representation of suicide
tight-knit community and all the main companies and industry orga- and mental health illness within the Sámi reindeer herding population
nisations were included in our study. suggests that these rights also come with considerable costs, with land-
The second source of empirical material is a set of in-depth inter- use conflicts cited by herders and their families as one of the main
views with Swedish Government representatives (3) and Sámi re- causes of stress (Lawrence and Kløcker Larsen, 2016).
presentatives (2) concerning their views on FPIC.12 While not the pri- Reindeer herding is a traditional subsistence economy, with herders
mary focus of this article, we draw on this material in order to contrast, and their families dependent upon on reindeer herding for social rela-
challenge and contextualise the responses by industry representatives in tions, cultural practices and language maintenance, cultural materials
broader public debates over indigenous rights.13 and cultural and social status, as well as monetary income. Crucially, it
Our analysis of the empirical material was inspired by a is through the recognized usufruct right to graze reindeer that Sámi
Foucauldian method of discourse analysis and asked the following people are collectively able to maintain their rights to land: several
questions: What are the limits to what is sayable? What is possible to Swedish court cases have confirmed this right, but in reality, it is in-
speak of? Which discourses are sustained and circulated among parti- creasingly difficult for Sámi communities to enjoy this right, which in
cular groups and what is, as it were, outside the discursive space of turn threatens their ability to maintain connections and claims to tra-
possibility? In short, “[w]hich utterances does everyone recognize as ditional territories. In the last few decades in particular, reindeer
valid, or debatable, or definitely invalid?” (Foucault, 1991: 60). The herding has come under considerable economic pressure as running
emphasis is thus less on singular ‘dominant’ discourses and more con- costs increase, primarily due to reindeer losses to predators, and pasture
cerned with the plurality of discourses and “the logics of contestations” fragmentation and disturbances because of competing land-uses, such
(Barry et al., 1995: 485). The interview material was therefore not as natural resource projects, leading to an increasing number of protests
analysed as isolated texts, but was contextualised though a broader from Sámi communities (Lawrence and Kløcker Larsen, 2016).
analysis of government and corporate policies and statements, and as a The colonisation of Sámi territories in Sweden is complexly inter-
part of a wider discursive terrain, constituted by shifting, overlapping twined with a long history of natural resource extraction and the gra-
and sometimes contradictory discourses in relation to developments in dual undermining of the recognition of Sámi rights to land (Lawrence
the international field of juridical-political indigenous rights.14 and Åhrén, 2016). In contemporary times, this colonial history plays
Moreover, through the lead author’s long-term engagements as both out over and over again as questions around unresolved land rights fuel
academic-activist and community advocate.15 with Sámi reindeer conflicts between Sámi reindeer herding communities and natural re-
herding communities affected by mining, we have also sought to ex- source developers, and the state as an active supporter of the latter
plore the relationship between “official policy and unofficial practice” (Lawrence, 2014). While land-use conflicts concern multiple pressures,
(Van Maanen, 2001: 233). In short, if a company has a policy to respect including forestry, wind power parks, hydro-power, reindeer predator
indigenous rights, and the lead author’s previous engagement with policies and tourism, the conflict between mining and Sámi reindeer
Sámi communities affected by that same company suggests contrary herding communities is perhaps the longest-running, with the alleged
corporate practice, our interview questions and analysis were informed use of Sámi slave labour at the Nasafjäll mine in the 1600′s on the
by this: how is the disjunction between policy and practice rationalised Swedish-Norwegian mountain border oft cited by Sámi people as il-
by the company? Before turning to the core of our analysis, we first lustrative of the mining industry’s role in the colonisation of Sápmi.
provide a brief sketch of the contested landscape of mining in Swedish Today, Sweden’s mining industry today constitutes a relatively small
Sápmi. portion of its GDP (approx. 0.6%) in comparison to mining giants such
as Australia (approx. 8%), but it has a special role in the developmental
history of the North of Sweden (Lawrence and Åhrén, 2016). As early as
3.2. A contested landscape: mining in Swedish Sápmi 1600 the north of Sweden was considered “an India within our borders”
and later as the “Land of the Future” due to its natural resources of
There are around 20,000–40,000 Sámi people living within the forestry, hydropower and ore (Sörlin, 1988). The historical view of the
borders of Sweden and of this population around 4600 Sámi own North as a resource colony within our borders continues and the north
reindeer and around 2500 are dependent upon reindeer as a primary of Sweden is often considered a “natural space” for resource extraction
income. There are around 225,000 to 280,000 reindeer in Sweden and (Tidholm, 2014). Moreover, Sweden’s mineral production plays a
reindeer herding rights cover approximately 50% of Sweden’s total strategic role within Europe, providing over 90% of the EU’s production
area, in the northern part of the country. To own reindeer, a Sámi of iron-ore.
person must be a member of a reindeer herding community (RHC), of Mining activities have far-reaching negative impacts for traditional
which there are around 50: they are legal entities constituting both a Sámi indigenous livelihoods, in particular reindeer herding, through
geographical area and a kind of economic association between their the loss and fragmentation of reindeer grazing pastures associated with
reindeer herding members16 The majority of the Sámi population in the mine sites per se, as well as related infrastructure and roads; dis-
Sweden are not members of Sámi reindeer herding communities, and turbances to reindeer by way of noise and dust from mining activities
are legally excluded from highly valued membership rights, such as and ore transportations; and associated social impacts for herders and
hunting and fishing, which causes considerable conflicts within the their families. While some compensation is paid to Sámi communities,
Sámi society, not least within the Sámi Parliament (Lawrence and communities feel that this compensation does not cover the actual costs
Mörkenstam, 2016). Sámi reindeer herders are thus commonly viewed incurred, purely because lost, fragmented and disturbed grazing lands
as a “privileged” minority, because of their perceived “special” rights, are irreplaceable and not commensurate with monetary compensation.
Moreover, some Sámi reindeer herders have become dependent upon
12
work in the mining industry (either alongside their reindeer herding or
Insert reference after blind peer review.
13 instead of), because reindeer herding has become less profitable due, in
See following publications for deeper analysis of the attitudes of Sámi reindeer
herders towards resource developments such as mining (Lawrence and Kløcker Larsen, part, to the very same impacts mentioned above. Thus, the perceived
2016). benefits of mining − by way of employment − are generally not re-
14
See Dean and Villadsen (2016) for an important critique of Foucault and the gov- levant to Sámi reindeer herders who seek to maintain their traditional
ernmentality literature for failing to properly engage with the formal juridical-political livelihood instead, and which is directly threatened by mining activ-
elements of power in society.
15 ities.17
For full detail on this engagement with Sámi communities see Lawrence & Raitio,
2016. Mining, like other resource developments, equates to a breach of
16
See www.samer.se and www.sametinget.se for more demographic information. indigenous peoples’ cultural and property rights, in those cases where

44
R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

the impacts are significant and their consent is not given (e.g. Anaya, Mörkenstam, 2016), and it is also unclear whether the constitutional
2009; Anaya, 2011; CERD, 2013; UNHRC, 2016). Sámi reindeer recognition has otherwise had any practical implications22 Arguably,
herding communities are structurally marginalised in permitting pro- even more importantly, while Swedish domestic jurisprudence has af-
cesses: no consent mechanisms exist, the consultation mechanisms that forded a relatively strong recognition to Sámi rights − most recently in
do exist have been extensively critiqued and rejected by Sámi reindeer the Nordmaling case (2011) − the Swedish state lags and has thus far
herding communities as biased and proponent driven, and to date Sámi failed to amend relevant legislations accordingly (Lawrence and Åhrén,
reindeer herding communities have had very little success in appealing 2016). In practice, Swedish legislation in relation to Sámi rights is very
mining permits in the courts.18 This marginalisation is symptomatic of much the same as it was over a century ago (Lantto and Mörkenstam,
Swedish mineral law, which is specifically geared towards facilitating 2008). In this context, Sámi communities and organisations have lob-
mineral extraction.19 But it is also characteristic of Nordic planning and bied both the government and individual mining companies to respect
property law in general, where individual property rights (in particular indigenous rights, evidenced in appeals to the UN, direct protest, and
those of Sámi reindeer herders) hold very little weight against resource investor campaigns, amongst other activities.23 This also forms part of a
developments, the latter of which are legally defined as being in the broader social movement in Sweden where environmental and social
collective or public interest.20 (Brännström, 2017: 42–44) critiques of Swedish mining policy have been on the increase (Haikola
Mining companies in Sweden have, after increasing pressure from and Anshelm, 2016).
Sámi communities and organisations, sought to expand consultation
processes with affected communities, resulting in more comprehensive 4. Analysis and discussion
“reindeer herding analyses” (Tarras-Wahlberg, 2014). Indeed, several
of the mining industry representatives we interviewed were themselves The following analysis is structured according to three major themes
critical of the lack of legislatively required consultation with Sámi that emerged from our interview material: 1) political and industry
communities, and most mining companies do considerably more than is uncertainty around FPIC; 2) a kind of corporate complacency through
required of them by law (informant A, informant C, informant O, and the idea that human rights protections are superfluous in Sweden; and
informant N). Most mining companies now compensate affected Sámi 3) the notion that respect for indigenous rights are the responsibility of
communities for their time spent in consultations, yet these processes the state and not the mining industry. These three themes are over-
remain fraught with unequal relations of power, given their voluntary lapping and interconnected, but for sake of structure we attempt to
nature and the lack of economic, institutional, political and legal re- untangle them in our analysis below.
sources available for affected communities. Moreover, Sámi commu-
nities voice frustrations that they are included for the “extraction of
facts” in regards to their reindeer herding and current land-use, while 4.1. Uncertainty: FPIC as a threat to the mining industry
the crucial work of assessing actual impacts of the proposed develop-
ment is monopolised by consultants and proponents, and the cumula- Amongst the majority of mining representatives there was little
tive impacts of other competing land-uses are left aside (Kløcker Larsen knowledge of FPIC. None had any detailed understanding of its content
et al., 2017). and scope and those respondents who had heard of FPIC said they found
Sweden has received on-going and repeated criticisms from the UN it difficult to understand and interpret (informant O, informant C, in-
for its failure to legislate and protect Sámi land rights in its mineral law formant P, informant R and informant N). Perhaps this is not surprising
specifically, but also across its national legislation more generally.21 given that none of the corporations or organisations interviewed had
Sweden’s refusal to address these criticisms is indicative of a broader made any specific commitments to FPIC at the time of the research (or,
failure to engage with its colonial history: it does not see itself as a at the time of writing).24 One respondent reported their company had
coloniser and has long purported the largely rejected ‘salt-water’ theory discussed the issue internally and decided that they could follow the
(compare Tully, 2000: 55) in which colonies are defined as territories regulations of FPIC concerning free, prior and informed, but that con-
geographically distant from the imperial ‘home’. For instance, a sent was not possible to comply with (informant O).
Swedish government official report of 1986 stated that ‘[i]t is im- Most seemed to interpret FPIC as a carte blanche veto for indigenous
possible to compare the Swedish influence over the traditional Sámi peoples and argued such a right should not be granted to Sámi people
areas with what is ordinarily called colonialism’ (Statens offentliga concerning mining developments (informant N, informant A, informant
utredningar 1986, p. 164). This narrative functions to temporally and H and informant D). Several and were concerned about what a change
spatially distance colonialism to another time and place, and denies the toward respect of FPIC would mean.25:
histories and on-going resistances of Sámi people to the internal colo- No, I don’t recognize the concept and I don’t know what it contains
nisation of their traditional territories through extractive activities precisely, but I cańt imagine that some other stakeholder than the legis-
without their consent, such as mining. lative assembly should have some sort of right to veto (Informant H)
While Sweden established a Sámi Parliament in 1996 and extended
constitutional recognition as to the Sámi as a ‘people’ in 2006, the Sámi I have difficulties rationally understanding how [a] decent dialogue
Parliament lacks significant political mandate (Lawrence and would arise with a veto [for the Sámi](Informant N)
When interpreted as a general veto, mining representatives ex-
pressed concern over the uncertainty this might entail for the mining
17
It should also be noted that there is scant evidence to suggest that indigenous
communities are the recipients of any net-benefits from mining also elsewhere throughout
22
the world. See for, example, academic debates in Australia (O'Faircheallaigh, 2012; As far as we are aware, the Sámi people are the only formally recognized indigenous
Scambary, 2013) peoples in Europe. However, as this article argues, this formal recognition is not trans-
18
See Brännström (2017) on the weak protection afforded Sámi reindeer herding lated into government policy or corporate practice.
23
rights in relation to forestry and also Torp (2007) more generally. For example, the Vapsten Sámi community has appealed to the UN Committee on
19
See Prop. (1988/89:92, pg. 35). [Prop. is an abbreviation of Proposition, Government the Elimination of Racial Discrimination regarding the Swedish government’s decision to
Bill] allow mining in Rönnbäcken, in the heart of crucial reindeer herding areas.
20 24
Note that this Nordic legal tradition is now being challenged by harmonisation with LKAB and Boliden have general human rights policies that briefly mention in-
EU laws, which place a greater weight on individual civil (property) rights (Brännström, digenous peoples, but neither have an indigenous peoples’ policy per se.
25
2017…. Pg?) Only one of the mining representatives did not consider FPIC a threat to the mining
21
An example: in August 2016 the UN Special Rapporteur on the rights of indigenous industry, but when asked to define the content and scope of FPIC, he claimed it pertained
peoples, Victoria Tauli-Corpuz, criticised the legislation governing mining activities in mainly to transparency and communication, and not to consent (Informant P), the latter
Sweden for being in breach of indigenous rights (UNHRC, 2016, 12). of which is undeniably the most loaded.

45
R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

industry in terms of the development of future mines (informant C, are primarily concerned with technical mitigation measures such as
informant D and informant R): artificial feeding of reindeer and eco-viaducts (favoured by the industry
and seen to ameliorate impacts), and teleological arguments that po-
[We need] clear rules of engagement, otherwise they will never be any
sition reindeer herding in need of modernisation (Informant R, in-
new mines in the future to replace those that close….If [a Sámi] influ-
formant N, informant S and informant B), both of which also tie into the
ence [over mining projects] means that they can partially or entirely
idea that reindeer herding is infinitely adaptable28 According to this
make it impossible to develop [mines], then I think it's wrong⋯I think
logic, because impacts can always be ameliorated, and reindeer herding
that the mining industry would disappear because of it [FPIC]
can adapt, the harm is never too severe, and the consent mechanism is
(Informant D) never necessary. And in the unlikely situation that it was, it is the re-
sponsibility of courts to determine impacts and relevant compensation,
It is curious to note the discomfort (and sometimes highly emotive both of which are overwhelmingly framed within a Western conception
responses) by the mining industry more generally, when faced with the of land-use and not an indigenous one. Yet Sámi reindeer herding
possibility that indigenous peoples may be given greater power at the communities refer to land rights and reindeer herders’ privileged tra-
negotiating table. For example, after the famous Australian High Court ditional knowledge of their traditional land uses and the impacts of
Mabo Decision (1992), which promised to give some indigenous competing land uses as the relevant point of departure: who else can
Australians the ability to claim native title over their lands and thus define and assess impacts if not us, the affected indigenous peoples?
some influence over mining developments, resource-based industries in (Informant J and informant I). Moreover, Sámi reindeer herding com-
Australia espoused the economic argument that any attempt to legislate munities are sceptical of technical mitigation measures because they
for Aboriginal rights threatened the national interest (Howitt, 2001: fundamentally change the nature of traditional reindeer herding and do
257) and that “communistic plots to establish a separate Aboriginal not address their central concern: the sustainability of an indigenous
state were coming to fruition” (Neale and Vincent, 2017: 418). The land-use and cultural practice for future generations (Lawrence and
responses by Swedish mining representatives echo a similar sentiment: Kløcker Larsen, 2016).
they rehearse a kind of maximalist argument, where FPIC is char-
acterised as a carte blanche veto right for indigenous peoples to impede
mining developments in any and all circumstances. This categorizes 4.2. Complacency: human rights superfluous in Sweden
indigenous peoples not only as anti-mining, but also as a fundamental
threat to societal development, and draws upon a more general view in While most respondents knew little or nothing about FPIC, they
Swedish society that Sámi communities hinder progress for the majority simultaneously argued that it was not relevant in Sweden, or if it was,
society26 had to be adapted to the Swedish context. Linked to this, was the
Conversely, in our interviews with Government representatives, the overwhelming assumption that because Sweden had “best practices”
minimalist argument was more commonly employed. When we asked concerning both technology and environmental issues – echoing a well-
government representatives to explain how FPIC was implemented in known tautological argument from the Swedish media debate on
Swedish mining law, they repeatedly referred to practices of “con- mining – it must necessarily be better to mine in Sweden than anywhere
sultations” encompassed in existing permitting processes (informant G else, even from a human rights perspective (Weihed and Ahl, 2013,
and informant Q), implying that current legislation was sufficient. But Åman et al., 2017, informant S informant R). Several argued that cor-
overall, government civil servants were reluctant to directly comment porate attention to human rights protections and CSR work was simply
on the Swedish state’s interpretation of FPIC, quite simply because not necessary in Sweden, the same way it was in other countries (in-
there is no guiding policy. The only interpretation civil servants could formant O on FPIC; informant S on CSR generally; and informant N on
refer to was the Swedish Government’s official statement upon the international commitments).As one informant explained: “our busi-
adoption of UNDRIP in 2007 (UN General Assembly, 2007), which did nesses are not operating in such areas where society does not protect
not refer to FPIC specifically but made the more general argument that stakeholders or different groups“ (informant D).
UNDRIP did not imply a collective right of veto and could be im- “I think we need a Swedish definition of this [CSR rules concerning the
plemented in different ways, for example, through a consultative pro- mining industry], I don’t think that it is automatically easy to translate
cess between institutions representing indigenous peoples and govern- the situation from Australia or Canada to our conditions. We have an-
ments, and through participation in democratic systems, such as the other historical background. Captain Cook never travelled to Norrbotten,
current Swedish system (United Nations, 2007) (informant F). he travelled to Australia. (Informant S).
Whereas for representatives for the Swedish Government, FPIC is
conflated with a right to be consulted, and for the Swedish mining in- The implied logic is that the situation of the Sámi people cannot be
dustry there exists a fear that it would entail a carte blanche veto, the compared to the indigenous peoples of Canada or Australia because the
National Swedish Sámi Association argues that neither approach is re- Sámi have not been colonised (see, previous discussion on the salt-
levant. Instead, they essentially argue for a “sliding scale approach” and water thesis). Similarly, another respondent argued the following:
that Sámi consent is required in those cases where the impacts are se- “I argue that in Sweden we are not that bad, in Canada the Indians [sic]
vere, but also that “indigenous people must motivate and explain that are practically treated like another people, but in Sweden the Sámi are
this [development] will have such significant and lasting impacts over a part of the Swedish society and not any different from anyone else”.
very long time that it will change and impede the maintenance of our (Informant R).
lands and economies [traditional land uses]” (informant J).
As we argued earlier, theoretical discussions on FPIC emphasise that From the perspective of the Swedish mining industry, this is un-
the so called ”right to veto” is dependent on the scope of the impacts of problematic, and the more general argument in Sweden goes something
a project on the affected indigenous people, but when the impacts are like this: we are simply being inclusive of the Sámi. Indeed, this appeals
severe, consent is required. But who is to determine the potential im- to the idea of the Swedish welfare state and its universal protection of
pacts of the activity or project in question (Gilbert and Doyle, 2011, all citizens. But statements such as the above actually work to erase
319).27 and who is to decide the threshold? Industry and government difference: the Sámi are not considered legitimate bearers of indigenous
rights because they have not been colonised, but moreover, because
they are not deemed different enough. In other words, they are not
26
The authors wish to thank Niila Inga and Anders-Erling Fjällås for this point.
27
See [insert after blind peer review] on knowledge controversies around constituting
28
indicators of impact. See [insert after blind peer review]

46
R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

regarded ‘authentically’ indigenous because they are too culturally discuss politics in the company, [we] just consider what the owner tells
alike the colonisers themselves. Biological and cultural regimes of au- us”(Informant B on FPIC).
thenticity, such as these, have regularly provided colonisers the means
That is a political question, a legislative question, and Sweden needs to
for justifying the dispossession of indigenous peoples of their lands and
decide on what one wants and how one wants this process to look.
cultures (Harris et al., 2013; Povinelli, 2002).
(Informant R).
This is a powerful discursive tool, and combined with the compla-
cent attitudes of mining companies in Sweden, there is a veritable si- Several of the respondents were critical of the Swedish state’s ab-
lence on the question of corporate commitments to indigenous rights in sence and sought clearer political directives from the state on the cur-
Sweden. While both Boliden and LKAB have made numerous commit- rent mineral policy:
ments to human rights and indigenous rights through Global Compact
Generally, I think that the state has left these issues to the companies and
and various other policies and guidelines, we could not find any evi-
reindeer herding communities to solve, and I don’t think it’s right.
dence that they actually implemented them in projects on indigenous
(Informant O).
Sámi territories in Sweden. In the case of Boliden, the head office in
Stockholm referred us to the local management (informant H) and the Another respondent also emphasised that the absent state created
local management (informant A) claimed that it was the head offices conflicts at the local level. “The state has a responsibility, yes. I think it’s a
that handled the issue. For instance, Boliden management claimed that case of putting their head in the sand and telling us at the local level to solve
human rights were generally considered in their EIAs in Sweden, but no [the conflict over a mine] and it’s an example where no-one can win. There
such evidence could be found in our review of any of their EIAs per- are only losers” (Informant D).
taining to their operations on Sámi territories. When asked if Boliden But as our empirical material also demonstrates, the mining in-
specifically undertakes human rights due diligence in regards to their dustry has a complex relationship with the state. While they at times
operations in Sweden on indigenous territories in accordance with their express a wish for the state to take a greater role and establish clear
various corporate commitments they responded: “We don’t have that in “rules of the game” (informant D and informant O), there was also the
the systematic way [human rights due diligence reporting], on the other hand view that tighter regulations and legislation is generally not good for
we do internal audits, with heavy focus on labour conditions and the en- business:
vironment. (Informant H)”29
“Generally, we think that it is good if parties can agree and solve things
In the case of LKAB, the director responsible for CSR questions and
without a need for legislation” (Informant C).
human rights issues, as well as other employees at that department,
would not confirm who was ultimately responsible for human rights Sámi organisations and communities are, however, generally un-
issues as they pertained to the Sámi people, and declined an interview, equivocally frustrated over the “absent state”, as expressed by the Head
despite repeated requests. When we spoke to other representatives at Lawyer for the National Swedish Sámi Association:
LKAB about their CSR work and human rights issues they focussed on
The state has shifted the responsibility [off themselves and] onto the
their work with supporting the local community, being a “team-player”
parties [resource companies and Sámi communities] to solve this [con-
in the region and supporting Sámi enterprises (informant B), but no
flict] …(Informant J)
respondent could give us a direct answer as to how their human rights
commitments were implemented at an operational level in regards to One tangible example of this absence was when political state re-
Sámi rights as indigenous peoples. Representatives from other mining presentatives failed to attend a high-level workshop in 2016, which was
companies and organisations were often vague and several simply fo- organised within the auspices of a state initiated program to facilitate
cussed on the importance of being transparent and communicating well better collaboration between the mining industry and Sámi reindeer
with the stakeholders (informant P, informant R and informant N). herding communities. During discussions Sámi communities pushed for
Sámi representatives expressed a familiarity with these kinds of a recognition of FPIC and thereby a fundamental shift in power rela-
responses by both the mining and forestry industries, which either in- tions, while the mining industry remained focussed on “improving
directly side-stepped indigenous issues in Sweden by focussing on other consultations” and sought to exclude discussions of FPIC and in-
issues, or by the direct claim that the protection of indigenous rights digenous rights from the workshop agenda and workshop report be-
was simply not necessary in Sweden: cause they lay outside their mandate and squarely in the field of politics
(Kløcker Larsen et al., 2017). The workshop itself and its outputs (in
“We often get thrown at us ‘yes, but you [the Sámi] are doing well, look
terms of a report) were thus negotiated in a highly charged and poli-
at the tribes of Africa or South America etc. and the picture is different
tically sensitive context. They were also emblematic of the strained
there’. And yes, we are doing well, but that doesn’t mean that the prin-
relationship between the mining industry and Sámi communities more
ciple [of FPIC] shouldn’t apply here. This picture of indigenous people [as
generally, given the absence of any clear policy from the Swedish state.
exotic and oppressed] is to our disadvantage.” (Informant J)
5. Conclusion
4.3. FPIC is political; mining is apolitical
The impetus for this research came out of genuine curiosity: what do
In prompting mining representatives to reflect upon FPIC, several mining representatives actually know, and think, about indigenous
respondents outright avoided questions concerning FPIC and in- rights? How do they justify contemporary mining practices that are in
digenous rights by replying “that’s a political question” or “that’s a breach of those same rights? While our engagement with mining re-
question for the state to handle”. A traditional compliance approach presentatives throughout the years had already given us a sense that
was thus held by several respondents: they had a limited understanding of the content of indigenous rights,
this research highlights the deep extent of that knowledge gap. Our aim
“That [FPIC] is a question for the politicians to decide. We shall not even
is not to critique the individuals, per se − some of whom expressed a
desire to learn more (informant A, informant C, informant P and in-
formant O), one who questioned the status of the Sámi as indigenous
29
This is illustrative of a uniquely Swedish interpretation of the business and human
(informant S), and another who seemed to question the idea of “so-
rights regime as almost exclusively applying to supply-chain issues in the developing
world (see, for an example, Government Office of Sweden, 2015) thus excluding the
called indigenous peoples rights” altogether (informant D). Rather, our
possibility that human rights breaches may in fact also pertain to the activities of Swedish concern is with the larger discursive field in which some particular
companies in traditional Sámi areas in Sweden. modalities of thought become legitimate, and others not. Our broad

47
R. Lawrence, S. Moritz The Extractive Industries and Society 6 (2019) 41–49

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