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THIRD DIVISION Proceeding No.

5222, "In re: Guardianship of the Minors


Honeylyn, Alexandra and Jerill Nonan ," which was pending
[A.C. No. 6501. August 31, 2006.] before the Regional Trial Court (RTC) of Angeles City, Branch
(CBD Case Nos. 03-1076, 03-1108, 03-1109, 03-1125) 59. Castillo appeared as counsel of record for the therein
petitioner, Dr. Salvador H. Laurel, guardian ad litem of the
minors Nonan who appear to have inherited a sizeable amount
ATTY. LEON L. ASA and ATTY. JOSE A. of US dollars.
OLIVEROS, complainants, vs. ATTY. PABLITO M.
CASTILLO and ATTY. GINGER ANNE A misunderstanding later occurred between Asa and
CASTILLO, respondents. Castillo as regards their sharing in the attorney's fees in the
guardianship case. HTSAEa

ATTY. PABLITO M. CASTILLO, complainant, vs. On page 6 of a pleading entitled "Reply to Petitioner-
ATTY. JOSE A. OLIVEROS, respondent. Guardian's Comment/Opposition, 1 ETC." dated July 19, 2002
filed before Branch 59 of the Angeles RTC and signed by
Castillo's daughter Ginger Anne Castillo (Ginger Anne) as
ATTY. PABLITO M. CASTILLO, complainant, vs. "counsel" for Castillo who filed a Notice Ad Cautelam, it was
ATTY. LEON L. ASA, respondent. alleged that, inter alia, "Asa wants to be paid an additional
$75,000.00 for his services in providing coffee and opening
doors whenever there is a conference at the Laurel Law
ATTY. LEON L. ASA, complainant, vs. ATTY. Offices." 2
PABLITO M. CASTILLO, respondent.
Finding the above statement of Castillo and Ginger
Anne to be a brazen falsehood concocted to besmirch Asa's
reputation, Asa and Oliveros filed before IBP an administrative
DECISION complaint 3 against Castillo and Ginger Anne, for gross
violation of the lawyer's oath and the Code of Professional
Responsibility. The case was docketed as CBD Case No. 03-
CARPIO MORALES, J p: 1076.

In their complaint, Asa and Oliveros also charged


Subject of the present Decision are four administrative
Castillo with machinations and deceit arising from the
cases, docketed by the Integrated Bar of the Philippines (IBP)
following alleged incidents:
as Commission on Bar Discipline (CBD) Case Nos. 03-1076,03-
1108,03-1109, and 03-1125. In a conference held at the Laurel Law Offices prior to
January 20, 2000 attended by Dr. Laurel, the Nonan minors'
I. CBD Case No. 03-1076
counsel abroad Atty. Benjamin Cassiday III (Cassiday), Asa
In 1996, Atty. Pablito M. Castillo (Castillo), then an and Castillo, it was agreed that the amount to be received by
associate of the Laurel Law Offices of which Attorneys Leon Dr. Laurel in trust for the Nonan heirs would be deposited at
L. Asa (Asa) and Jose A. Oliveros (Oliveros) are partners, the Rizal Commercial Banking Corporation (RCBC), St. Francis
endorsed to the law firm a guardianship case, Special Square Branch, Pasig City under Dollar Savings Account No. 8-
250-00043-0. Castillo, however, proposed that the funds be he knowing that retired Justice Kalalo had never been at
deposited instead at the United Coconut Planters Bank any time a lawyer at the Laurel Law Offices. In support of
(UCPB), he explaining that he knew an employee there who this allegation, they appended to the complaint a certified
could facilitate "the transaction." Dr. Laurel rejected this true copy of the Service Record 9 of Justice Kalalo which
proposition and instead instructed Castillo to file the does not show that he was ever connected with the Laurel
appropriate motion to have the funds deposited at the Law Office.
RCBC. 4 In their Answer 10 to the complaint, Castillo and Ginger
Without showing to Dr. Laurel the motion he was Anne declared:
instructed to prepare, Castillo filed the same with the Angeles There is nothing wrong or objectionable to the
trial court. Dr. Laurel subsequently received a copy of a March statement that Asa's services in the guardianship case
2, 2000 RTC Order 5 signed by the then trial Judge Eliezer R. consisted in providing coffee and opening doors whenever
De los Santos granting his motion and accordingly directing there was a conference at the Laurel Law Offices, as this was
that the funds to be held in trust for the Nonan children in fact the truth, the comportment being "strictly in
be deposited at the Trust Department of the UCPB Head accordance with long cherished Filipino hospitality," and "he
Office. Dr. Laurel, Cassiday and Asa thus filed with the [Castillo] would have done the same with his own
Angeles City trial court an Urgent Motion for visitors." 11 In any event, they claim that the assailed factual
Reconsideration 6 of the March 2, 2000 Angeles RTC Order in narration was material and relevant to Castillo's question why
order to have the funds deposited at the RCBC transferred to Asa was given the lion's share of attorney's fees when he had
the RTC, as previously agreed upon. This motion was granted. not rendered any known material service which redounded to
Still in the same complaint, Asa and Oliveros alleged the benefit of the Nonan children. SDIaHE
that in a "Reply to Answer" 7 dated June 25, 2001 filed by Moreover, the Castillos declared that the deposit of the
Castillo with the RTC of Makati City, Branch 145 in Civil Nonan funds at the UCPB was not attended with malice or bad
Case No. 01-506, "Atty. P.M. Castillo v. United Coconut faith, nor was it intended to benefit them as the funds could
Planters Bank, Lorenzo V. Tan and Angelica S. Hernandez ," only be withdrawn by Dr. Laurel who had exclusive access to
Castillo again committed a clear falsehood when he therein all the information pertaining to the interest and benefits
stated that: accruing thereto.
On the other hand, retired Justice Felipe As regards the assailed June 25, 2001 "Reply to
Kalalo of the Court of Appeals who personally Answer" filed with the Makati RTC in Civil Case No. 01-506,
knew the plaintiff [Castillo] was also profuse in the Castillos asserted that Castillo had no control nor
extolling his academic credentials and influence over the voluntary and spontaneous testimony of
accomplishments as a Trial lawyer as follows: retired Justice Kalalo in his favor during the proceedings
Q: Do you know the claimant Atty. P.M. adverted to. 12
Castillo? II. CBD Case No. 03-1108
A: Yes sir, because we were both active Castillo subsequently filed a complaint 13 against
Senior Trial lawyers of the Laurel Oliveros before the IBP, docketed as CBD Case No. 03-1108, for
Law Offices, 8 (Underscoring gross violation of lawyer's oath and the Code of Professional
supplied), Responsibility.
Castillo alleged that: (1) Oliveros assisted Cassiday in embarked on a scheme to force him into resigning as counsel
embezzling US $950,000 representing the share adjudicated for Dr. Laurel to enable them to exercise absolute control over
to the Nonan heirs; (2) in conspiracy with Dr. Laurel and a the guardianship case and appropriate for themselves the
certain Atty. Douglas Cushnie, Oliveros resorted to forum attorney's fees allocated for him.
shopping to undermine and defeat the jurisdiction of the
In his Answer to the Complaint 17 in CBD Case No. 03-
Philippine court in the guardianship proceedings; (3) Oliveros,
1109, Asa alleged as follows: It was in fact Castillo who
along with Asa, Dr. Laurel and Cassiday, perpetuated other
reneged on their February 16, 2000 Agreement as the latter
acts of fraud in the guardianship proceedings; and (4)
had earlier bluntly told him that he changed his mind and that
Oliveros, together with Asa, deliberately and maliciously filed
he would not give him (Asa) any share in the attorney's fees
a groundless administrative complaint against him and Ginger
he would receive from the guardianship case, Castillo
Anne.
reasoning that he was the therein counsel of record and had
In his Answer 14 to the Complaint in CBD Case No. 03- endorsed the case to the Laurel Law Offices. He thus reported
1108, Oliveros, decrying the allegations against him as the matter to Dr. Laurel and informed him that he "would
patently false, baseless and malicious, claimed that the likewise not give Castillo's share in the attorney's fees he
complaint was Castillo's way of retaliating against him for [Asa] might receive because [Castillo] has no word of
having joined Asa in filing the administrative complaint honor." 18
against him and Ginger Anne (CBD Case No. 03-1076).
As regards the $24,500 that he allegedly secretly
III. CBD Case No. 03-1109 pocketed, Asa explained that several days prior to April 18,
2000, Dr. Laurel and Atty. Cassiday fixed the attorney's fees of
Castillo also filed an administrative
both Castillo and Asa at $100,000 each, based on the amount
complaint 15 against Asa before the IBP, charging him with
to be paid by the four heirs or $25,000 per heir. When the first
embezzlement, dishonesty, betrayal of trust, grave abuse of
heir Merceditas Feliciano (Merceditas) paid $1,150,000 on
confidence and violation of the lawyer's oath and the Code of
April 18, 2000, he deposited $24,500 of this amount in his and
Professional Responsibility. The case was docketed as CBD
his wife's joint Dollar Account No. 247-702-9275 at the
Case No. 03-1109.
Philippine National Bank (PNB), Ortigas Branch as his share in
Castillo alleged that (1) Asa, Cassiday and Dr. Laurel the attorney's fees, while he opened a new account in the
scandalously mismanaged the estate of the Nonan heirs, the name of Dr. Laurel to which he deposited the amount of
bulk of which they indiscriminately pocketed; (2) Asa and $160,500. cSDIHT
Oliveros filed a groundless administrative complaint against
him and Ginger Anne to compel him to withdraw his claim for
attorney's fees against Dr. Laurel and his bid to replace the Asa went on to declare that Castillo received his own
latter as guardian of the Nonan heirs; (3) despite an $25,000 plus interest amounting to $25,023.13 representing
Agreement 16 dated February 16, 2000 between him and Asa full payment of his attorney's fees from Merceditas, as
that the latter would receive only 25% of whatever he evidenced by a Receipt 19 dated May 2, 2000 signed by
(Castillo) would receive as attorney's fees, Asa secretly Castillo.
pocketed the amounts of $24,500 and $160,500 from the
Continuing, Asa declared that of the $160,500
guardianship case on April 18, 2000; (4) Asa refused to
belonging to Dr. Laurel, $100,000 represented partial payment
account for and turn over the amount of $130,000 in
for his consenting to be the guardian ad litem of the Nonan
attorney's fees which belonged to him (Castillo); and (5) Asa
heirs and $60,000 represented reimbursement for expenses voluminous case record contains but personal
incurred over several years by Dr. Laurel, the total of which peculiarities and idiosyncrasies hurled by the
was placed temporarily on April 18, 2000 in his (Asa's) Dollar counsels against each other which constitute
Account No. 8-250-00047-3 in RCBC. Dr. Laurel, however, highly unprofessional conduct. A great part of
withdrew $160,000.00 the following day from RCBC and man's comfort, as well as of his success at the
placed it in his own Dollar Time Deposit Account for which bar, depends upon his relations with his
$500.00 was spent for the purpose. A Certification 20 to this professional brethren. With them he is in daily
effect, issued by RCBC Ortigas Business Center Manager necessary intercourse, and he must have their
Dolores L. Del Valle, was appended to Asa's Answer. respect and confidence, if he wishes to sail
along in smooth waters. Hence, the parties are
Finally, Asa declared that Castillo's claim for $130,000
advised to conduct themselves honorably,
in attorney's fees is baseless and unconscionable, and that
fairly and candidly toward each other and try to
Castillo filed the complaint merely to harass him in retaliation
maintain the dignity of the legal
for the complaint he and Oliveros priorly filed against him and
profession. 23 (Underscoring supplied)
Ginger Anne.
By Resolution 24 of April 16, 2004, the Board of
IV. CBD Case No. 03-1125
Governors of the IBP adopted and approved the February 27,
On August 25, 2003, Asa filed yet another 2004 Report and Recommendation and dismissed the
administrative complaint, 21 against Castillo before the IBP, consolidated cases for lack of merit.
for disbarment/suspension, docketed as CBD Case No. 03-
The records of the cases were then forwarded for final
1125, charging him with deceit, malpractice, gross
action to this Court.
misconduct in office, immoral conduct, violation of the
lawyer's oath and the Code of Professional Responsibility in Asa filed with this Court an August 2, 2004 a Motion for
light of his baseless, malicious and derogatory allegations in Reconsideration 25 in CBD Case No. 03-1125. He too, together
CBD Case No. 03-1109 which were founded on deceit and with Oliveros, filed on August 3, 2004 a Motion for
deliberate falsehood, and of promoting a groundless, false and Reconsideration 26 in CBD Case No. 03-1076.
unlawful suit.
Castillo likewise filed with this Court a Consolidated
IBP REPORT AND RECOMMENDATION: Omnibus Motion for Partial Reconsideration 27 dated August
9, 2004 in CBD Case No. 03-1108 and CBD Case No. 03-
By Report and Recommendation 22 of February 27,
1109. HECTaA
2004, the IBP CBD, through Commissioner Rebecca
Villanueva-Maala, recommended the dismissal of the On January 12, 2005, Asa filed his Comment 28 on
consolidated cases in this wise. Castillo's Consolidated Omnibus Motion for Partial
Reconsideration in CBD Case No. 03-1109 while also Oliveros
From the facts and evidence presented,
filed his Comment on the same motion on February 28, 2005.
what have been shown by the counsels
are mutual bickerings, unjustified On March 16, 2005, Castillo filed his Consolidated Reply
recriminations and offensive personalities to the Comments of Asa and Oliveros, with Omnibus Motion to
between brother lawyers which detract from Appoint a Commissioner. 29
the dignity of the legal profession and do not
deserve the attention of the Commission. The THIS COURT'S RULING
In his questioned "Reply to Petitioner-Guardian's constitutes unprofessional conduct subject to disciplinary
Comment/Opposition," Castillo's statement reads: action, even if the publication thereof is privileged. 35

. . . Atty. Leon Asa wants to be paid an . . . this Court will not be inhibited from
additional $75,000.00 for his services in exercising its supervisory authority over
providing coffee and opening the doors lawyers who misbehave or fail to live up to that
whenever there is a conference at the Laurel standard expected of them as members of the
Law Offices. He also conveniently provides Bar. Indeed, the rule of absolute privileged
himself with the Nonan expediente to give communication absolves beforehand the
assistance to the parties during their so-called lawyer from civil and criminal liability based on
conferences. Worse, his express reluctance to the statements made in the pleadings. But like
appear before this Honorable Court was the member of the legislature who enjoys
repeatedly announced by Atty. Jose Oliveros immunity from civil and criminal liability arising
because of his so-called failing health . . . 30 from any speech or debate delivered in the
Batasan or in any committee thereof, but
Canon 8 of the Code of Professional Responsibility
nevertheless remains subject to the
mandates that a lawyer shall conduct himself with courtesy,
disciplinary authority of the legislature for said
fairness and candor toward his professional colleagues and
speech or debate, a lawyer equally remains
shall avoid harassing tactics against opposing counsel. Rule
subject to this Court's supervisory and
8.01 of the same Canon mandates that a lawyer shall not, in
disciplinary powers for lapses in the
his professional dealings, use language which is abusive,
observance of his duty as a member of the
offensive or otherwise improper.
legal profession. 36 (Underscoring supplied)
That a member of the bar is enjoined to observe
Castillo and Ginger Anne are thus admonished to
honorable, candid and courteous dealing with other
exercise greater care and circumspection in the preparation
lawyers 31and employ respectful and restrained language is
of their pleadings and refrain from using offensive or
in keeping with the dignity of the legal profession. 32 It is
otherwise improper language.
through a scrupulous preference for respectful language that
a lawyer best demonstrates his observance or respect due to In support of Asa and Oliveros' allegation that Castillo
the courts and judicial officers. 33 employed deceit and falsehood in attempting to change the
depositary bank for the funds to be held in trust by Dr. Laurel
In the case at bar, Castillo and Ginger Anne's choice of
for the Nonan heirs, they presented the March 2, 2000 RTC
words manifestly falls short of this criterion. Their disparaging
Order directing Dr. Laurel and his principal counsel Castillo to
statements in the pleading referred to above belie their
deposit the balance of the proceeds of the settlement with
proffered good intention and exceed the bounds of civility and
any and all of the adjudicated heirs with UCPB and the March
propriety. DIETcH
14, 2000 RTC Order directing the deposit of the settlement
Castillo's claim that the statement about Asa's proceeds with the RCBC.
services is relevant and pertinent to the claim for attorney's
A perusal of the Urgent Motion for Reconsideration
fees and was, for all legal intents and purposes, a "privileged
dated March 8, 2000 signed by Dr. Laurel, however, fails to
communication" 34 deserves short shrift. Indulging in
establish any wrongdoing on the part of Castillo in having filed
offensive personalities in the course of judicial proceedings
the Motion to deposit the funds at UCPB. It simply stated that:
Considering the present raging A: He is highly competent, low key,
controversy arising from the P50 Billion aggressive and very brilliant in
coconut levy funds, the stability of the United the conduct of trial, as well as, in
Coconut Planters Bank (UCPB), Head Office at the formulation of courtroom
Makati, may be seriously affected . . . strategies. His pleadings are also
very well written, direct to the
The Petitioner-Guardian can best protect
point, convincing, scholarly and
the deposits of the Nonan children if the
exhaustive. To be sure, he is one
proceeds of the settlement will be deposited
of the popular trial lawyers of our
with a solvent and more conservative bank like
firm (The Laurel Law Offices), not
the RIZAL COMMERCIAL BANKING
only because he came from an
CORPORATION (RCBC) . . . 37
exclusive school, but also
In administrative cases against lawyers, the quantum because of his scholastic records
of proof required is clearly preponderant evidence and the at Ateneo de Manila was also
burden of proof rests upon the complainant. Moreover, an impressive. That is why he was
administrative case against a lawyer must show the dubious taken in by former VP Salvador H.
character of the act done as well as the motivation Laurel even before the release of
thereof. 38 In the case at bar, Asa and Oliveros failed to the 1964 bar where he was
present clear and preponderant evidence to show that Castillo also No. 2 among the Ateneo bar
willfully and deliberately resorted to deceit and falsehood in candidates for the year. He
filing the Motion to have the funds deposited at UCPB. was No. 15 among the bar
topnotchers. This is not to
Respecting Castillo's June 25, 2001 Reply to Answer in mention his impressive and highly
the Makati RTC Civil Case No. 01-506, he therein alleged: (sic) batting average of winning
On the other hand, retired Justice Felipe about 80% to 90% of his load
Kalalo of the Court of Appeals who personally cases and work. He was also one
knew the plaintiff, was also profuse in extolling of the busy lawyers of our office,
his academic credentials and accomplishments until he went on private practice
as a Trial lawyer, as follows: and excelled as one of the more
successful and respected trial
Q: Do you know the claimant Atty. P.M. practitioners. 39(Underscoring
Castillo? supplied)
A: Yes sir, because we were both active
Senior Trial lawyers at the Laurel
Law Offices. aEIADT To Asa, by the foregoing allegation, Castillo committed
clear falsehood for Justice Kalalo had never been a lawyer at
Q: How could you characterize and rate any time at the Laurel Law Offices.
the trial competency,
performance and expertise of Castillo explained, however, that he "can only say that
Atty. P.M. Castillo? he has no control, nor influence on the voluntary and
spontaneous declaration and testimony of Retired Justice
Felipe Kalalo of the Court of Appeals in his favor during the of filing groundless disbarment cases against him and Ginger
highly adversarial proceedings." 40 Anne necessarily fails.

Castillo's explanation does not impress, however. The As regards Castillo's claim that Asa secretly pocketed
records show that the above-quoted statements attributed by $24,500 and $160,500, the undated certification issued by
Castillo to Justice Kalalo were lifted from an unsigned and RCBC Branch Operation Head Dolores del Valle reading:
unsubscribed affidavit entitled "Question and Answer Format
This is to certify that on April 18, 2000,
in Lieu of Direct Testimony of Justice Felipe Kalalo" 41 dated
Mr. Leon L. Asa opened a Dollar Savings
January 21, 1993. This affidavit was earlierfiled by
Account at our Business Center. A credit was
Castillo with the Pasig RTC, Branch 154 in connection with his
made to his assigned Dollar Savings
claim for attorney's fees in Civil Cases Nos. 43049 and 56637
Account Number 8-250-00047-3 in the amount
which affidavit was subsequently withdrawn, 42 however, as it
of US Dollars: One Hundred Sixty Thousand
was unsigned and unsubscribed.
Five Hundred (USD: 160,500.00) as initial
Canon 10 of the Code of Professional Responsibility transaction. We further certify that on April 19,
provides that a lawyer owes candor, fairness and good faith to 2000, there was a debit made for said account
the courts. Rule 10.01 of said Canon specifically commands in the amount of US Dollars: One Hundred Sixty
that a member of the bar shall not do any falsehood, nor Thousand (USD: 160,000.00) and that same
consent to the doing of any in court; nor shall he mislead, or amount was placed in the Dollar Time Deposit
allow the court to be misled by any artifice. Rule 10.02 of the Account of Salvador H. Laurel. Mr. Leon Asa left
same Canon provides that a member of the bar shall not the amount of USD: Five Hundred in his
knowingly misquote or misrepresent the contents of a paper account to serve as the maintaining balance
or assert as a fact that which has not been proved. requirement. Subject Dollar Savings Account
had closed already, 47
And Section 20(d), Rule 138 of the Rules of Court
directs that a lawyer must employ such means only as are and Dr. Laurel Partial Inventory, Account and Report of
consistent with truth and honor, and never seek to mislead Guardian 48 dated February 13, 2002 filed with the Angeles
the judge or any judicial officer by any artifice or false City RTC, Branch 59 in Sp. Proc. No. 5222 stating that:
statement of fact or law. 43 3. On April 18, 2000, Guardian Ad
Complete candor or honesty is thus expected from Litem Salvador H. Laurel and his Principal
lawyers, particularly when they appear and plead before the Foreign Legal Counsel, Atty. Benjamin Cassiday
courts. 44 They have an obligation to the court as well as to III received by way of settlement from one of
the opposing party to make only truthful statements in their the duly adjudicated heirs of Larry Lee
pleadings. 45 The burden cast on the judiciary would be Hillblom, Mercedita Feliciano, by and through
intolerable if it could not take at face value what is asserted her Guardian Ad Litem, Milagros Feliciano, the
by counsel. The time that will have to be devoted just to the amount of ONE MILLION ONE HUNDRED FIFTY
task of verification of allegations submitted could easily be THOUSAND US DOLLARS (US$1,150,000.00)
imagined. 46 which was deposited with the Rizal
Commercial Banking Corporation (RCBC), St.
In light of the above findings reflecting Castillo's Francis Square Branch, Ortigas Center, Pasig
administrative culpability, his charge against Asa and Oliveros City under Dollar Savings Account No. 8-250-
000430-ABA. Routing No. RCBC PH MM in the by Dr. Laurel and Cassiday) were remitted by Asa to the Laurel
name of "Salvador H. Laurel, in trust for Law Offices as Official Receipt No. 1766 52 issued by the
Honeylyn, Alexandra and Jeril Nonan", in treasurer/cashier of the Laurel Law Offices dated April 19,
compliance with the Order of this Honorable 2000 shows:
Court dated April 26, 2000; CAIaHS
RECEIVED from Atty. Leon L. Asa the
4. Pursuant to the above-stated Orders sum of Twelve thousand five hundred US
of this Honorable Court, the Guardian Ad Dollars US$12,500.00 as fifty percent (50%)
Litem and Atty. Benjamin Cassiday III share of LLO [Laurel Law Offices] in attorney's
disbursed the following amounts for the fees of US$25,000 of Atty. Asa in SP Proc. 5222
purposes indicated: of RTC Angeles City, Br. 59.

A. ATTORNEY'S FEES & OTHER Cash US$12,500-


NECESSARY LEGAL EXPENSES:
By: Sgd.
xxx xxx xxx
Treasurer/Cashi
(7) Partial payment of the fee of Salvador er
H. Laurel for consenting to be the guardian ad
On Asa's alleged unjust refusal to turn over Castillo's
litemof the Nonan children and accepting all
attorney's fees: It appears that Asa and Castillo each received
responsibilities attached to said
$25,000 as attorney's fees but pursuant to their February
position US$100,000.00
2000 Agreement, the aggregate amount of $50,000 would be
(8) Reimbursement to Salvador H. Laurel divided between them, and Castillo would receive 75% thereof
for expenses incurred during the last six (6) or $37,500, while Asa would receive 25% or $12,500. The
years for airfare, car rentals, overseas calls, records show that Asa kept only $12,500 for himself, he
and representation and other incidental having remitted, as reflected above, the remaining $12,500 to
expenses while in the various states in the the Laurel Law Offices.
United States in order to pursue the claim of
Dr. Laurel eventually gave Castillo $10,000 out of the
the Nonan children against the Hillblom
$12,500 which Asa remitted to the Laurel Law Offices, as
estate US$60,000.00
reflected in the Partial Inventory, Account and Report of
xxx xxx xxx 49 (Underscoring supplied), Guardian. 53

validate Asa's explanation that the amount of $160,500 Respecting Castillo's claim that, in violation of the
belonged to Dr. Laurel but was merely temporarily placed Code of Professional Responsibility, Asa and Oliveros
in his (Asa's) account. "embarked on another sinister strategy to spite, insult and
provoke him to ostracize him and make him feel unwanted to
The Partial Inventory, Account and Report of Guardian
shows that $12,500 was received by Asa as attorney's fees for continue as [Dr. Laurel's] lawyer in furtherance of their
conspiracy to force him into resignation for them to replace
assisting Dr. Laurel and Castillo from 1996 to
him and have absolute control over the guardianship case, the
2000. 50 Confirming such disbursement is a Receipt 51 dated
funds of the estate and the attorney's fees," the same is
April 18, 2000 signed by Asa. The remaining $12,500 of the
unsubstantiated, hence, deserves no further consideration.
$25,000 attorney's fees of Asa per heir (as priorly agreed upon
As to Castillo's charge against Asa and Oliveros of practice of law for a period of One (1) Year, effective upon
embezzlement due to alleged scandalous mismanagement of receipt of this Decision.
the estate of the Nonan heirs, premised on the October 13,
Let copies of this Decision be entered in the respective
2003 RTC Order 54 in SP No. 5222, this Court finds the
personal records of Atty. Ginger Anne Castillo and of Atty.
evidence presented insufficient to warrant the imposition of
Pablito M. Castillo in the Office of the Bar Confidant. Let
sanctions against them.
copies too be furnished the Integrated Bar of the Philippines.
Finally, on Castillo's Omnibus Motion to Appoint a
SO ORDERED.
Commissioner, the matters raised therein 55 being entirely
inappropriate, to say the least, for consideration in these ||| (Asa v. Castillo, A.C. No. 6501 (CBD Case Nos. 03-1076, 03-
administrative proceedings, the same is denied. 1108, 03-1109, 03-1125), [August 31, 2006], 532 PHIL 9-28)
A final word. The spectacle of members of the bar being
engaged in bickering and recrimination is far from edifying.
SECOND DIVISION
Mutual bickerings and unjustified recriminations between
brother attorneys detract from the dignity of the legal
profession and will not receive any sympathy from this [A.C. No. 5768. March 26, 2010.]
Court. 56 Personal colloquies between counsels which
promote unseemly wrangling should thus be carefully ATTY. BONIFACIO T. BARANDON,
avoided. 57 JR., complainant, vs. ATTY. EDWIN Z. FERRER,
SR., respondent.
It appears that Castillo had previously been suspended
for Six (6) Months by this Court in CBD Case No.
176,Bongalonta v. Castillo, 58 for committing falsehood in FACTS: On January 11, 2001 complainant Atty. Bonifacio T.
violation of his lawyer's oath and of the Code of Professional Barandon, Jr. filed a complaint-affidavit with the Integrated
Responsibility. He was then warned that commission of the Bar of the Philippines Commission on Bar Discipline (IBP-CBD)
same or similar offense in the future would call for the seeking the disbarment, suspension from the practice of law,
imposition of a more severe penalty. This Court thus imposes or imposition of appropriate disciplinary action against
upon him a penalty of suspension from the practice of law for respondent Atty. Edwin Z. Ferrer, Sr. for filing a reply with
a period of One (1) year. CSHcDT opposition to motion to dismiss that contained abusive,
WHEREFORE, the administrative cases filed against offensive and improper language which insinuated that Atty.
Atty. Leon L. Asa and Atty. Jose A. Oliveros are DISMISSED. Barandon presented a falsified document in court. The said
document purported to be a notarized document executed at a
Atty. Ginger Anne Castillo is found GUILTY of breach of date when Atty. Barandon was not yet a lawyer.
Canon 8 of the Code of Professional Responsibility and is
hereby admonished to refrain from using offensive and
improper language in her pleadings.
Moreover, on December 19, 2000, Atty. Ferrer, evidently
Atty. Pablito M. Castillo is likewise found GUILTY of drunk, threatened Atty. Barandon saying, “Laban kung
breach of Canons 8, as well as Canon 10 of the Code of laban, patayan kung patayan, kasama ang lahat ng
Professional Responsibility, and is SUSPENDED from the pamilya. Wala na palang magaling na abogado sa
Camarines Norte, angabogadonarito ay mga taga-
Camarines Sur, umuwina kayo sa Camarines Sur, hindi case and finds no reason to disagree with the findings
kayo taga-rito” at the Municipal Trial Court in Daet and recommendation of the IBP Board of Governors and
before the start of a hearing. the Investigating Commissioner.

The Court had warned Atty. Ferrer in his first The practice of law is a privilege given to lawyers who
disbarment case against repeating his unethical act; meet the high standards of legal proficiency and
yet he faces a disbarment charge for sexual morality. Any violation of these standards exposes the
harassment of an office secretary of the IBP Chapter in lawyer to administrative liability.
Camarines Norte; a related criminal case for acts of
lasciviousness; and criminal cases for libel and grave Canon 8 of the Code of Professional Responsibility
threats that Atty. Barandon filed against him. commands all lawyers to conduct themselves with
courtesy, fairness and candor towards their fellow
On October 10, 2001 Investigating Commissioner lawyers and avoid harassing tactics against opposing
Milagros V. San Juan of the IBP-CBD submitted to this counsel.
Court a Report, recommending the suspension for two
years of Atty. Ferrer. The Investigating Commissioner Atty. Ferrer’s actions do not measure up to this Canon.
found enough evidence on record to prove Atty. Ferrer’s The evidence shows that he imputed to Atty. Barandon
violation of Canons 8.01 and 7.03 of the Code of the falsification of an affidavit without evidence that
Professional Responsibility. He attributed to Atty. the document had indeed been falsified. Moreover, Atty.
Barandon, as counsel in Civil Case 7040, the Ferrer could have aired his charge of falsification in a
falsification of the plaintiff’s affidavit despite the proper forum and without using offensive and abusive
absence of evidence that the document had in fact language against a fellow lawyer. The Court has
been falsified and that Atty. Barandon was a party to it. constantly reminded lawyers to use dignified language
The Investigating Commissioner also found that Atty. in their pleadings despite the adversarial nature of our
Ferrer uttered the threatening remarks imputed to him legal system.
in the presence of other counsels, court personnel, and
litigants before the start of hearing. On June 29, 2002 Atty. Ferrer had likewise violated Canon 7 of the Code
the IBP Board of Governors passed Resolution adopting of Professional Responsibility which enjoins lawyers to
and approving the Investigating Commissioner’s uphold the dignity and integrity of the legal profession
recommendation but reduced the penalty of suspension at all times. Several disinterested persons confirmed
to only one year. Atty. Ferrer’s drunken invectives at Atty. Barandon
shortly before the start of a court hearing and Atty.
ISSUE: Ferrer failed to show convincing evidence denying the
said charge against him.
DID THE IBP BOARD OF GOVERNORS AND THE IBP
INVESTIGATING COMMISSIONER ERR IN FINDING All lawyers should take heed that they are licensed
RESPONDENT GUILTY OF THE CHARGES AGAINST HIM officers of the courts who are mandated to maintain
AND IF THE PENALTY IMPOSED WAS JUSTIFIED? the dignity of the legal profession, hence they must
conduct themselves honorably and fairly. Atty. Ferrer’s
HELD: The Supreme Court examined the records of this display of improper attitude, arrogance, misbehavior,
and misconduct in the performance of his duties both Norte. The latter was not even a signatory to
as a lawyer and officer of the court, before the public the document. TDESCa
and the court, was a patent transgression of the very
3. On December 19, 2000, at the
ethics that lawyers are sworn to uphold. Consequently,
courtroom of Municipal Trial Court (MTC) Daet
the penalty of suspension of one from the practice of
before the start of hearing, Atty. Ferrer,
law is deemed just and proper
evidently drunk, threatened Atty. Barandon
saying, "Laban kung laban, patayan kung
patayan, kasama ang lahat ng pamilya. Wala na
DECISION palang magaling na abogado sa Camarines
Norte, ang abogado na rito ay mga taga-
Camarines Sur, umuwi na kayo sa Camarines
ABAD, J p: Sur, hindi kayo taga-rito."

4. Atty. Ferrer made his accusation of


This administrative case concerns a lawyer who is
falsification of public document without
claimed to have hurled invectives upon another lawyer and
bothering to check the copy with the Office of
filed a baseless suit against him.
the Clerk of Court and, with gross ignorance of
The Facts and the Case the law, failed to consider that a notarized
document is presumed to be genuine and
On January 11, 2001 complainant Atty. Bonifacio T.
authentic until proven otherwise.
Barandon, Jr. filed a complaint-affidavit 1 with the
Integrated Bar of the Philippines Commission on Bar 5. The Court had warned Atty. Ferrer in
Discipline (IBP-CBD) seeking the disbarment, suspension his first disbarment case against repeating his
from the practice of law, or imposition of appropriate unethical act; yet he faces a disbarment charge
disciplinary action against respondent Atty. Edwin Z. for sexual harassment of an office secretary of
Ferrer, Sr. for the following offenses: the IBP Chapter in Camarines Norte; a related
criminal case for acts of lasciviousness; and
1. On November 22, 2000 Atty. Ferrer, as
criminal cases for libel and grave threats that
plaintiff's counsel in Civil Case 7040, filed a
Atty. Barandon filed against him. In October
reply with opposition to motion to dismiss that
2000, Atty. Ferrer asked Atty. Barandon to
contained abusive, offensive, and improper
falsify the daily time record of his son who
language which insinuated that Atty. Barandon
worked with the Commission on Settlement of
presented a falsified document in court.
Land Problems, Department of Justice. When
2. Atty. Ferrer filed a fabricated charge Atty. Barandon declined, Atty. Ferrer repeatedly
against Atty. Barandon in Civil Case 7040 for harassed him with inflammatory language.
alleged falsification of public document when
Atty. Ferrer raised the following defenses in his
the document allegedly falsified was a
answer with motion to dismiss:
notarized document executed on February 23,
1994, at a date when Atty. Barandon was not 1. Instead of having the alleged forged
yet a lawyer nor was assigned in Camarines document submitted for examination, Atty.
Barandon filed charges of libel and grave
threats against him. These charges came about prevented an eyewitness from reporting the accident to
because Atty. Ferrer's clients filed a case for the authorities. 4 DTAIaH
falsification of public document against Atty.
Atty. Barandon claimed that the falsification case
Barandon.
against him had already been dismissed. He belittled the
2. The offended party in the falsification citations Atty. Ferrer allegedly received. On the contrary,
case, Imelda Palatolon, vouchsafed that her in its Resolution 00-1, 5 the IBP-Camarines Norte Chapter
thumbmark in the waiver document had been opposed his application to serve as judge of the MTC of
falsified. Mercedes, Camarines Sur, on the ground that he did not
have "the qualifications, integrity, intelligence, industry
3. At the time Atty. Ferrer allegedly and character of a trial judge" and that he was facing a
uttered the threatening remarks against Atty. criminal charge for acts of lasciviousness and a
Barandon, the MTC Daet was already in disbarment case filed by an employee of the same IBP
session. It was improbable that the court did chapter.
not take steps to stop, admonish, or cite Atty.
Ferrer in direct contempt for his behavior. On October 10, 2001 Investigating Commissioner
Milagros V. San Juan of the IBP-CBD submitted to this
4. Atty. Barandon presented no evidence Court a Report, recommending the suspension for two
in support of his allegations that Atty. Ferrer years of Atty. Ferrer. The Investigating Commissioner found
was drunk on December 19, 2000 and that he enough evidence on record to prove Atty. Ferrer's violation
degraded the law profession. The latter had of Canons 8.01 and 7.03 of the Code of Professional
received various citations that speak well of Responsibility. He attributed to Atty. Barandon, as counsel
his character. in Civil Case 7040, the falsification of the plaintiff's
5. The cases of libel and grave threats affidavit despite the absence of evidence that the
that Atty. Barandon filed against Atty. Ferrer document had in fact been falsified and that Atty.
were still pending. Their mere filing did not Barandon was a party to it. The Investigating
make the latter guilty of the charges. Atty. Commissioner also found that Atty. Ferrer uttered the
Barandon was forum shopping when he filed threatening remarks imputed to him in the presence of
this disbarment case since it referred to the other counsels, court personnel, and litigants before the
same libel and grave threats subject of the start of hearing.
criminal cases. On June 29, 2002 the IBP Board of Governors
passed Resolution XV-2002-225, 6 adopting and approving
In his reply affidavit, 2 Atty. Barandon brought up a
the Investigating Commissioner's recommendation but
sixth ground for disbarment. He alleged that on December
reduced the penalty of suspension to only one year.
29, 2000 at about 1:30 p.m., while Atty. Ferrer was on
board his son's taxi, it figured in a collision with a tricycle, Atty. Ferrer filed a motion for reconsideration but
resulting in serious injuries to the tricycle's the Board denied it in its Resolution 7 of October 19, 2002
passengers. 3 But neither Atty. Ferrer nor any of his co- on the ground that it had already endorsed the matter to
passengers helped the victims and, during the police the Supreme Court. On February 5, 2003, however, the
investigation, he denied knowing the taxi driver and Court referred back the case to the IBP for resolution of
blamed the tricycle driver for being drunk. Atty. Ferrer also Atty. Ferrer's motion for reconsideration. 8 On May 22,
2008 the IBP Board of Governors adopted and approved the Rule 8.01. — A lawyer shall not, in his
Report and Recommendation 9 of the Investigating professional dealings, use language which is
Commissioner that denied Atty. Ferrer's motion for abusive, offensive or otherwise improper.
reconsideration. 10
Atty. Ferrer's actions do not measure up to this
On February 17, 2009, Atty. Ferrer filed a Comment Canon. The evidence shows that he imputed to Atty.
on Board of Governors' IBP Notice of Resolution No. XVIII- Barandon the falsification of the Salaysay Affidavit of the
2008. 11 On August 12, 2009 the Court resolved to treat plaintiff in Civil Case 7040. He made this imputation with
Atty. Ferrer's comment as a petition for review under Rule pure malice for he had no evidence that the affidavit had
139 of the Revised Rules of Court. Atty. Barandon filed his been falsified and that Atty. Barandon authored the
comment, 12 reiterating his arguments before the IBP. same. aHIDAE
Further, he presented certified copies of orders issued by
Moreover, Atty. Ferrer could have aired his charge of
courts in Camarines Norte that warned Atty. Ferrer against
falsification in a proper forum and without using offensive
appearing in court drunk. 13
and abusive language against a fellow lawyer. To quote
The Issues Presented portions of what he said in his reply with motion to
The issues presented in this case are: dismiss:
1. That the answer is fraught with grave
1. Whether or not the IBP Board of Governors and
and culpable misrepresentation and
the IBP Investigating Commissioner erred in finding
"FALSIFICATION" of documents, committed to
respondent Atty. Ferrer guilty of the charges against him;
mislead this Honorable Court, but with
and
concomitant grave responsibility of counsel for
2. If in the affirmative, whether or not the penalty Defendants, for distortion and serious
imposed on him is justified. misrepresentation to the court, for presenting a
grossly "FALSIFIED" document, in violation of
The Court's Ruling
his oath of office as a government employee
We have examined the records of this case and and as member of the Bar, for the reason, that,
find no reason to disagree with the findings and Plaintiff, IMELDA PALATOLON, has never
recommendation of the IBP Board of Governors and the executed the "SALAYSAY AFFIDAVIT", wherein
Investigating Commissioner. her fingerprint has been falsified, in view
The practice of law is a privilege given to lawyers whereof, hereby DENY the same including the
who meet the high standards of legal proficiency and affirmative defenses, there being no knowledge
morality. Any violation of these standards exposes the or information to form a belief as to the truth of
lawyer to administrative liability. 14 the same, from pars. (1) to par. (15) which are
all lies and mere fabrications, sufficient ground
Canon 8 of the Code of Professional for "DISBARMENT" of the one responsible for
Responsibility commands all lawyers to conduct said falsification and distortions.” 15
themselves with courtesy, fairness and candor towards
their fellow lawyers and avoid harassing tactics against The Court has constantly reminded lawyers to use
opposing counsel. Specifically, in Rule 8.01, the Code dignified language in their pleadings despite the
provides: adversarial nature of our legal system. 16
Atty. Ferrer had likewise violated Canon 7 of Contrary to Atty. Ferrer's allegation, the Court finds
the Code of Professional Responsibility which enjoins that he has been accorded due process. The essence of
lawyers to uphold the dignity and integrity of the legal due process is to be found in the reasonable opportunity to
profession at all times. Rule 7.03 of the Code provides: be heard and submit any evidence one may have in support
of one's defense. 18 So long as the parties are given the
Rule 7.03. — A lawyer shall not engage in
opportunity to explain their side, the requirements of due
conduct that adversely reflect on his fitness to
process are satisfactorily complied with. 19 Here, the IBP
practice law, nor shall he, whether in public or
Investigating Commissioner gave Atty. Ferrer all the
private life behave in scandalous manner to the
opportunities to file countless pleadings and refute all the
discredit of the legal profession.
allegations of Atty. Barandon.
Several disinterested persons confirmed Atty.
All lawyers should take heed that they are licensed
Ferrer's drunken invectives at Atty. Barandon shortly
officers of the courts who are mandated to maintain the
before the start of a court hearing. Atty. Ferrer did not
dignity of the legal profession, hence they must conduct
present convincing evidence to support his denial of this
themselves honorably and fairly. 20 Atty. Ferrer's display of
particular charge. He merely presented a certification from
improper attitude, arrogance, misbehavior, and misconduct
the police that its blotter for the day did not report the
in the performance of his duties both as a lawyer and
threat he supposedly made. Atty. Barandon presented,
officer of the court, before the public and the court, was a
however, the police blotter on a subsequent date that
patent transgression of the very ethics that lawyers are
recorded his complaint against Atty. Ferrer.
sworn to uphold.
Atty. Ferrer said, "Laban kung laban, patayan kung
ACCORDINGLY, the Court AFFIRMS the May 22, 2008
patayan, kasama ang lahat ng pamilya. Wala na palang
Resolution of the IBP Board of Governors in CBD Case 01-
magaling na abogado sa Camarines Norte, ang abogado na
809 and ORDERS the suspension of Atty. Edwin Z. Ferrer,
rito ay mga taga-Camarines Sur, umuwi na kayo sa
Sr. from the practice of law for one year effective upon his
Camarines Sur, hindi kayo taga-rito." Evidently, he uttered
receipt of this Decision.
these with intent to annoy, humiliate, incriminate, and
discredit Atty. Barandon in the presence of lawyers, court Let a copy of this Decision be entered in Atty.
personnel, and litigants waiting for the start of hearing in Ferrer's personal record as an attorney with the Office of
court. These language is unbecoming a member of the the Bar Confidant and a copy of the same be served to the
legal profession. The Court cannot countenance it. IBP and to the Office of the Court Administrator for
circulation to all the courts in the land.
Though a lawyer's language may be forceful and
emphatic, it should always be dignified and respectful, SO ORDERED.
befitting the dignity of the legal profession. The use of
||| (Barandon, Jr. v. Ferrer, Sr., A.C. No. 5768, [March 26, 2010],
intemperate language and unkind ascriptions has no place
630 PHIL 524-533)
in the dignity of judicial forum. 17 Atty. Ferrer ought to
have realized that this sort of public behavior can only
bring down the legal profession in the public estimation
and erode public respect for it. Whatever moral
righteousness Atty. Ferrer had was negated by the way he FIRST DIVISION
chose to express his indignation. SaIEcA
[G.R. No. 129988. July 14, 2003.] 2. Whether or not there there was bad faith.

3. Whether or not there was sufficient claims for


CHINA AIRLINES, LTD., petitioner, vs. COURT O damages.
F APPEALS, ANTONIO S. SALVADOR and
ROLANDO C. LAO, respondents.
Held:
Balgos & Perez for petitioner. 1. Yes. When an airline issues a ticket to a passenger
confirmed for a particular flight on a certain date, a contract
Siguion Reyna Montecillo & Ongsiako for private
of carriage arises. The passenger has every right to expect
respondents.
that he would fly on that flight and on that date.

Facts:
When CAL did not allow respondents, who were in
Respondents, Antonio Salvador and Rolando Lao possession of the confirmed tickets, from boarding its
planned to travel to Los Angeles, California to pursue a cable airplane because their names were not in the manifest, it
business deal involving the distribution of Filipino films. ocnsituted a breach of contract of carriage.
Initially, Morelia Travel Agency booked their flight with China
Airlines (CAL).
2. No. Bad faith should always be established by clear
and convincing evidence since the law always presumes good
Upon discovering that Morelia charged higher rates faith.
than American Express Travel (Amexco), they dropped the
services of Morelia. Lao called Amexco claiming that he and
Salvador had a confirmed booking with CAL. Lao then gave to In the case, there were three reasons why CAL
Amexco the record locator number that CAL issued previously cancelled the reservations. First was Amexco's unauthorized
to Morelia. CAL confirmed the booking. use of the record locator number. Second was CAL's
negligence in confirming the reservations of Amexco. Third
was the absence of the correct contact numbers of private
When the respondents were at the airport, CAL respondents. There was no concerted effort on the part of
prevented them from boarding because their names were not CAL to cancel respondent's reservations in favor of other
in the passenger's manifest. CAL cancelled the reservations passengers.
when Morelia revoked the booking. But the respondents were
able to get a flight with Northwest Airlines.
3. Not entitled to moral damages because not every
case of mental anguish, fright or anxiety calls for the award of
Issue/s: moral damages.

1. Whether or not there was a breach in the contract of


carriage.
Not entitled to exemplary damages because CAL was Morelia when Morelia booked the reservations of private
not in bad faith and its employees did not act in a wanton, respondents. In the afternoon of the same day, Amexco called
fraudulent, reckless, oppressive or malevolent manner. up CAL to finalize private respondents' reservation for CAL's
13 June 1990 flight. Amexco used the record locator number
given by Lao in confirming the reservations of private
Not entitled to actual damages because respondents respondents. CAL confirmed the booking. Amexco then issued
did not shell out any money for their CAL tickets. Respondents to private respondents the confirmed tickets for the 13 June
would have been entitled to the price difference between the 1990 flight of CAL. On the same day, CAL called up Morelia to
tickets of CAL and Northwest had the latter cost more than reconfirm the reservations of private respondents. Morelia
the former but this was not the case. Evidence shows that cancelled the reservations of private respondents. On 13 June
Northwest tickets ($625) cost less than CAL tickets ($629). 1990, private respondents were at the airport to board CAL
The court cannot order reimbursement of the Northwest Flight 632, but CAL personnel prevented them from boarding
tickets because this would have enabled respondents to fly the airplane because their names were not in the passengers'
for free. The cost of the tickets were a necessary expense manifest. CAL cancelled the reservations when Morelia
that private respondents could not pass on to CAL. revoked the booking it had made for private respondents. They
were only able to leave for Los Angeles the following day on a
different airline, Northwest Airlines. They then filed with the
Entitled to nominal damages of P5,000 when the Regional Trial Court, Branch 12, Malolos, Bulacan a complaint
plaintiff suffers some species of injury not enough to warrant for damages against CAL and Amexco. The Regional
an award of actual damages. Trial Court ruled in their favor and awarded them moral and
exemplary damages and attorney's fees. CAL appealed to
the Court of Appeals. The Court of Appeals affirmed the
SYNOPSIS decision of the Regional Trial Court.

The Supreme Court affirmed the


Sometime in the first week of June 1990, private decision of the Court of Appeals, but deleted the
respondents Antonio S. Salvador and Rolando C. Lao planned award of moral and exemplary damages, as well as attorney's
to travel to Los Angeles, California to pursue a cable business fees. According to the Court, bad faith on the part of CAL is
deal involving the distribution of Filipino films and programs in not evident in the case at bar. CAL was not wanton or reckless
Los Angeles. Initially, Morelia Travel Agency ("Morelia") in canceling private respondents' reservations. CAL made the
booked private respondents' flight with ChinaAirlines (CAL). cancellation in conformity with its usual procedure, which
Morelia scheduled the flight for Manila-Taipei-Los Angeles on was neither unreasonable nor arbitrary considering that CAL
13 June 1990. On discovering that Morelia charged higher cancelled the reservations at the behest of Morelia. While
rates than American Express Travel Service Philippines Morelia did not issue any ticket to private respondents, on
("Amexco"), private respondents dropped the record Morelia still stood as the travel agent that booked the
services of Morelia. Instead, private respondents engaged the reservations of private respondents since neither CAL nor
services of Amexco through Lao who was an Amexco Morelia endorsed the booking to Amexco. Thus, when Morelia
cardholder. Lao called up Amexco claiming that he and cancelled the reservations, CAL had to accede as if private
Salvador had a confirmed booking with CAL. Lao then gave to respondents themselves had asked for the cancellation.
Amexco the record locator number or booking reference Private respondents' names were consequently not included
number (No. 4RJ2CJ) that CAL had previously issued to in the passengers' manifest. CAL's negligence caused it to
breach its contract of carriage. CAL's negligence is, however, respondents upon CAL's confirmation of the reservations are
not so gross to amount to bad faith. Mere negligence, even if it undeniable proof of the contract of carriage between CAL and
causes the plaintiff to suffer mental anguish or serious fright, private respondents. In Alitalia Airways v. CA, et al., we held
is not a ground for awarding moral damages. The Court also that when an airline issues a ticket to a passenger confirmed
ruled that the award ofexemplary damages is likewise for a particular flight on a certain date, a contract of carriage
unwarranted in the case at bar because CAL was not in bad arises. The passenger then has every right to expect that he
faith and its employees did not act in a wanton, fraudulent, would fly on that flight and on that date. If he does not, then
reckless, oppressive or malevolent manner. Petitioner was the carrier opens itself to a suit for
ordered. to pay private respondents nominal breach of contract of carriage. CAL did not allow private
damages of P5,000.00 each. respondents, who were then in possession of the confirmed
tickets, from boarding its airplane because their names were
not in the passengers' manifest. Clearly, CAL breached its
SYLLABUS contract of carriage with private respondents. We, however,
rule out bad faith by CAL.
1. CIVIL LAW; COMMON CARRIERS; ACTION FOR
3. ID.; DAMAGES; BAD FAITH SHOULD BE ESTABLISHED
BREACH OF CONTRACT OF COMMON CARRIAGE; AGGRIEVED
BY CLEAR AND CONVINCING EVIDENCE; IT IS A
PARTY DOES NOT HAVE TO PROVE THAT COMMON CARRIER
QUESTION OF INTENTION. — Bad faith does not simply
WAS AT FAULT OR WAS NEGLIGENT; ALL THAT HAS TO BE
connote bad judgment or negligence. It imports a dishonest
PROVEN IS THE EXISTENCE OF THE CONTRACT AND THE
purpose or some moral obliquity and conscious doing of a
FACT OF ITS NON-PERFORMANCE. — The nature of an airline's
wrong. It means breach of a known duty through some motive,
contract of carriage partakes of two types, namely: (1) a
interest or ill will that partakes of the nature of fraud. A
contract to deliver a cargo or merchandise to its destination,
finding of bad faith entitles the offended party to moral
and (2) a contract to transport passengers to their
damages. The settled rule is bad faith should be established
destination. In this case, when CAL confirmed the
by clear and convincing evidence since the law always
reservations, it bound itself to transport private respondents
presumes good faith. Thus, the person who seeks damages
on its flight on 13 June 1990. The airline business is intended
due to the acts of another has the burden ofproving that the
to serve the traveling public primarily and is thus imbued with
latter acted in bad faith or with ill motive. Bad faith is in
public interest. The law governing common carriers
essence a question of intention. In ascertaining the
consequently imposes an exacting standard. Thus, in an
intention of the person accused of acting in bad faith, the
action based on a breach of contract ofcarriage, the
courts must carefully examine the evidence as to the conduct
aggrieved party does not have to prove that the common
and outward acts from which the inward motive may be
carrier was at fault or was negligent. All that he has to prove
determined. Since bad faith is a question of intention, a clear
is the existence of the contract and the fact of its non-
understanding of the confirmation and pre-flight checking
performance by the carrier.
procedure of CAL is vital to determine if CAL indeed bumped
2. ID.; ID.; ID.; THE CONFIRMED TICKETS ISSUED BY off private respondents in favor of other passengers. The
THE TRAVEL AGENCY TO PRIVATE RESPONDENTS UPON factual findings of the trial and appellate courts are wanting
PETITIONER'S CONFIRMATION OF THE RESERVATIONS ARE in this regard. The two courts only made passing references
UNDENIABLE PROOF OF THE CONTRACT OF CARRIAGE. — to the testimonies ofCAL's witnesses who were CAL's former
CAL does not deny its confirmation of the reservations made reservations officers. Their narration of their respective duties
by Amexco. The confirmed tickets issued by Amexco to private and transactions with Amexco and Morelia is crucial in
ascertaining the presence of bad faith in CAL's 2232 of the Civil Code provides that in a contractual or quasi-
cancellation of the reservations. contractual relationship, exemplary damages may be awarded
only if the defendant had acted in "a wanton, fraudulent,
4. ID.; ID.; ID.; BAD FAITH IS NOT EVIDENT IN CASE AT
reckless, oppressive or malevolent manner." CAL was not in
BAR. — Unlike in Zalamea, bad faith is not evident in this
bad faith and its employees did not act in a wanton,
case. It was CAL's hasty confirmation of the
fraudulent, reckless, oppressive or malevolent manner. The
reservations of Amexco that established the
award of exemplary damages is therefore unwarranted in this
contract of carriage between CAL and private respondents as
case.
evidenced by the tickets issued by Amexco to private
respondents. CAL failed to honor its contract of carriage. 7. ID.; ID.; NOMINAL DAMAGES; AWARDED IN
However, CAL was not wanton or reckless in cancelling LIEU OF ACTUAL DAMAGES. — Private respondents' remaining
private respondents' reservations. CAL made the cancellation claim is for actual damages. However, private respondents did
in conformity with its usual procedure, which was neither not shell out any money for their CAL tickets. Amexco voided
unreasonable nor arbitrary considering that CAL cancelled the the CAL tickets when private respondents requested Amexco
reservations at the behest of Morelia. While Morelia did not to book them in another airline. Amexco eventually booked
issue any ticket to private respondents, on record Morelia still their flight with Northwest. Private respondents would have
stood as the travel agent that booked the been entitled to the price difference between the
reservations of private respondents since neither CAL nor tickets of CAL and Northwest had the latter cost more than
Morelia endorsed the booking to Amexco. Thus, when Morelia the former. The price difference would have been a damage
cancelled the reservations, CAL had to accede as if private reasonably attributed to CAL's breach of its
respondents themselves had asked for the cancellation. contract of carriage because private respondents would not
Private respondents' names were consequently not included have flown via Northwest were it not for CAL's non-
in the passenger's manifest. performance of its obligation. The evidence, however, shows
that the Northwest tickets at US$625 each cost less than the
5. ID.; ID.; ID.; PETITIONER'S NEGLIGENCE NOT SO
CAL tickets priced at US$629 each. We cannot also order a
GROSS TO AMOUNT TO BAD FAITH. — CAL's negligence,
reimbursement of the Northwest tickets because this would
caused it to breach its contract of carriage. CAL's negligence
have enabled private respondents to fly to Los Angeles
is, however, not so gross to amount to bad faith. Mere
without paying any fare. As correctly pointed out by the trial
negligence, even if it causes the plaintiff to suffer mental
and appellate courts, the costs of the airplane tickets were a
anguish or serious fright, is not a ground for awarding moral
necessary expense that private respondents could not pass
damages. The law distinguishes a contractual breach effected
on to CAL. Undeniably, however, private respondents suffered
in good faith from one attended by bad faith. Absent fraud or
some form of injury. CAL confirmed the reservations of private
bad faith on defendant's part in breaching his contract, his
respondents carelessly. Private respondents relied on this
liability for damages is limited to the natural and probable
confirmation. Private respondents went through the
consequences of the breach of the obligation, which the
trouble of going to the airport at the appointed time expecting
parties had foreseen or could have reasonably foreseen. In
that they would be able to board CAL Flight 632. To their
such a case, the liability would not include moral damages.
consternation, CAL personnel prevented them from boarding
For this reason, not every case of mental anguish, fright or
because Morelia cancelled their reservations. When plaintiff
serious anxiety calls for the award of moral damages. DCaSHI
suffers some species ofinjury not enough to warrant an
6. ID.; ID.; EXEMPLARY DAMAGES; UNWARRANTED IN award of actual damages, the court may award nominal
CASE AT BAR. — As for exemplary damages, Article damages. The court may award nominal damages purely to
vindicate a right of a plaintiff which defendant has violated reservations of private respondents. In the afternoon of the
and not to indemnify any loss the plaintiff has suffered. same day, Amexco called up CAL to finalize private
The court may award nominal damages in every obligation respondents' reservation for CAL's 13 June 1990 flight.
arising from any source enumerated in Article 1157 of the Civil Amexco used the record locator number given by Lao in
Code, or in any case where there is an invasion of any confirming the reservations of private respondents. CAL
property right. We find P5,000 as a reasonable confirmed the booking. Amexco then issued to private
award of nominal damages to each of the private respondents. respondents the confirmed tickets for the 13 June 1990
flight of CAL. On the same day, CAL called up Morelia to
reconfirm the reservations of private respondents. Morelia
cancelled the reservations of private respondents.
DECISION
On 13 June 1990, private respondents were at the
airport to board CAL Flight 632 but CAL personnel prevented
CARPIO, J p: them from boarding the airplane because their names were
not in the passengers' manifest. CAL cancelled the
The Case reservations when Morelia revoked the booking it had made
for private respondents. Private respondents were only able to
Petitioner China Airlines Ltd. ("CAL") assails the 31 July
leave for Los Angeles the following day on a different airline,
1997 Decision 1 of the Court of Appeals affirming the
Northwest Airlines ("Northwest"). SACEca
award of damages made by the trial court in favor of private
respondents Antonio S. Salvador ("Salvador") and Rolando C. Private respondents through counsel sent a demand
Lao ("Lao"). aEHIDT letter 2 to CAL dated 13 August 1990 for payment of moral
damages totaling P500,000. In a letter dated 10 September
The Antecedent Facts
1990, CAL explained that it found out upon investigation that
Sometime in the first week of June 1990, private while private respondents "indeed made their booking with
respondents planned to travel to Los Angeles, California to Amexco, they failed to pick up their tickets from its offices so
pursue a cable business deal involving the that the latter caused the cancellation of their
distribution of Filipino films and programs in Los Angeles. bookings." 3 CAL further stated that private respondents' own
Initially, Morelia Travel Agency ("Morelia") booked private negligence caused their failure to board CAL. Thus, CAL
respondents' flight with CAL. Morelia scheduled the flight for denied private respondents' exorbitant claim for damages. 4
Manila-Taipei-Los Angeles on 13 June 1990. On discovering
that Morelia charged higher rates than American Express In a letter 5 dated 1 October 1990, private respondents
Travel Service Philippines ("Amexco"), private respondents informed CAL that they did not fail to pick up the tickets since
dropped the services of Morelia. Instead, private respondents they were able to present their tickets at the CAL counter at
engaged the services of Amexco through Lao who was an the designated check-in time. In a letter 6 dated 27 November
Amexco cardholder. 1990, CAL explained that its records showed that Morelia and
not Amexco made the bookings. Morelia also sought the
On 11 June 1990, Lao called up Amexco claiming that cancellation of the booking and CAL merely accepted the
he and Salvador had a confirmed booking with CAL. Lao then cancellation. CAL argued that private respondents'
gave to Amexco tire record locator number or booking cause of action should not be against it, but against the travel
reference number (No. 4RJ2CJ) that CAL had previously agencies.
issued to Morelia when Morelia booked the
Private respondents also wrote a demand letter 7 dated insufficiency of evidence to show its right to
13 December 1990 to Amexco. Amexco in its letter dated 11 such relief.
March 1991 denied any liability. 8
SO ORDERED.
On 11 June 1992, private respondents filed with the
CAL appealed to the Court of Appeals. On 31 July 1997,
Regional Trial Court, Branch 12, Malolos, Bulacan a complaint
the Court of Appeals affirmed the decision of the Regional
for damages against CAL and Amexco. Private respondents
Trial Court, thus:
alleged in their complaint that the one-day delay in their flight
to Los Angeles caused them to lose business opportunities The FOREGOING CONSIDERED, the
entitling them to actual, moral and exemplary damages and appealed decision is hereby AFFIRMED.
attorney's fees. The case was docketed as Civil Case No. 366-
M-92. SO ORDERED.

On 25 January 1996, the Regional Trial Court issued its The Ruling of the Trial Court
decision in favor of private respondents. The dispositive The trial court disregarded CAL's argument that it had
portion of the decision reads: to cancel private respondents' reservations because ofthe
advice of Morelia, the booking agent, and that Amexco had no
WHEREFORE, conformably with all the
right to use the booking and record locator number of Morelia.
foregoing, judgment is hereby rendered,
The trial court ruled that CAL already knew that private
ordering defendant ChinaAirlines, Ltd. (CAL) as
respondents had confirmed their 13 June 1990 flight, even
follows:
though Amexco and not Morelia made the confirmation. The
1. To pay each of herein plaintiffs the trial court found that CAL's cancellationof the reservations
amount of P100,000.00 as and by despite knowledge of the prior confirmation by Amexco was
way of moral damages; unjustified and tainted with bad faith.

2. To pay both plaintiffs the The trial court gave credence to the testimony of Lea
amount of P50,000.00 as and by Hamil-Balderas ("Lea"), the booking agent of Amexco, who
way of exemplary damages; testified that she called up CAL identifying herself as "Lea-
Amexco." Lea used the record locator number that Lao gave
3. To pay both plaintiffs another Amexco. Lea claimed she did not know that CAL had already
amount of P50,000.00 as and by assigned the record locator number to Morelia. The
way of attorney's fees; and trial court pointed out that even if Amexco wittingly or
4. To pay the costs of suit. unwittingly missed the truth with respect to the record
locator number, CAL should have known better as it was the
Upon the facts found and the law assignor of the record locator number. CAL should not have
applicable this case is ordered dismissed, confirmed the booking made by Lea who was not a familiar
insofar as defendant PCI Travel caller from Morelia.
Corporation/American Express Travel Service
Philippines is concerned, whose counterclaim, The trial court wondered why CAL took the
like the cross-claim against it by defendant initiative of calling up Morelia on the same afternoon that
CAL, should be, as it is hereby, dismissed for Amexco had already finalized and confirmed the
reservations of private respondents. At that point, Morelia
cancelled the reservations of private respondents. The The trial court declared that CAL should have informed
trial court believed that CAL's action was highly suspicious Amexco that private respondents' booking agent was Morelia
because CAL should have waited for Morelia to confirm the and that "it (Amexco) could not sell the tickets to plaintiffs
reservations. When CAL discovered that Lea was not from (private respondents) even if it wanted to, because CAL itself
Morelia and the record locator number she gave belonged to would not finalize the booking confirmation without Morelia's
Morelia, CAL took this, in the view of the trial court, as an indorsement . . . ." 9 CAL failed to do this. Instead, CAL
excuse to cancel private respondents' reservations. The confirmed the tickets of private respondents only to cancel it
trial court concluded that CAL's actions justified private immediately on the afternoon of the same day. The
respondents' accusation that CAL bumped them off in trial court thus concluded that CAL, cancelled private
favor of other passengers. respondents' reservations "obviously for some reason or
motive only of its own, not justifiable at all under the
The trial court was not convinced that CAL tried to
circumstances." 10
contact private respondents before it cancelled private
respondents' reservations. The trial court did not believe that Upon the finding of bad faith, the trial court awarded
CAL failed to contact private respondents only because they each of the private respondents P100,000 as moral damages,
gave a different telephone number to Morelia. The P50,000 as exemplary damages and P50,000 as attorney's
trial court opined that if CAL was truly sincere in its attempt fees. However, the trial court ruled that private respondents
to save private respondents' booked flight, CAL should have are not entitled to actual damages for the costs of their
contacted "Lea-Amexco." The trial court stressed that Lea Northwest plane tickets and the car rental expenses they
was not a familiar caller from Morelia. The incurred in proceeding to San Francisco. The trial court held
trial court surmised that if indeed the industry policy that these expenses were necessary in their pursuit of their
prohibited a travel agency from using the bookings made by cable business deal.
another travel agency, then CAL should not have entertained
The trial court also denied the claim of private
Lea's call or CAL should have checked first with Morelia. The
respondents for payment of unrealized income. The
trial court also refused to believe that CAL thought that Lea
trial courtpointed out that private respondents planned to
was from Morelia. The trial court pointed out that when CAL
take the business trip to the United States any day from 10
finally decided to check with Morelia, immediately after CAL
June to 17 June 1990. Private respondents were able to book
had confirmed to "Lea-Amexco" the reservations of private
the 13 June 1990 flight of CAL. When CAL prevented private
respondents, CAL telephoned not Lea but a certain
respondents from taking that flight, Amexco booked private
"Joel" ofMorelia.
respondents with Northwest for its flight the next day, 14 June
In absolving Amexco of any liability, the 1990. The trial court stated that private respondents' flight to
trial court noted that Amexco did not misrepresent itself to the United States on 14 June 1990 with Northwest was still
CAL by posing as Morelia when Amexco confirmed the within the schedule set by private respondents. The
reservations of private respondents. Amexco did not know trial court ruled that a delay of one day could not have
that the record locator number it was using in confirming the resulted in the loss of business opportunity when private
reservations of private respondents belonged to Morelia. respondents could have still pursued the business deal until
Amexco assumed that private respondents acquired the 17 June 1990. The trial court concluded that there was a pure
record locator number from CAL itself. All that Amexco wanted failure of business negotiations that private respondents
was to sell to private respondents the CAL tickets and for could not blame on CAL since there was nothing certain with
Amexco to do this, CAL had to first confirm the reservations.
private respondents' negotiations for the television cable BY EMPLOYEES OF A BOOKING AGENT
deal. AND NOT BY IT OR ITS EMPLOYEES AND
DESPITE IMPROBABILITY OF THE
The Ruling of the Court of Appeals
BASES OF THE CLAIM COUPLED WITH
The Court of Appeals dismissed the appeal of CAL. THE LACHES OF THE PRIVATE
RESPONDENTS." 11
Adopting the factual findings of the trial court,
the Court of Appeals agreed with the trial court that CAL was The Ruling of the Court
in bad faith when it cancelled the confirmed
The petition is partly meritorious.
reservation of private respondents.
The Court of Appeals considered another fact. Liza Melo Laches and Use of Objectionable Language in the
("Melo"), a witness of CAL, testified that she was reluctant to Comment
cancel the bookings because they had already finalized the
Before delving into the core issues of this case, we first
seating arrangements with Lea. The appellate court was
resolve two preliminary issues raised by CAL. CAL argues that
convinced that such reluctance indicated CAL's bad faith.
laches has set in and barred the present action. Moreover,
The Court of Appeals held that CAL cancelled the private respondents used improper and abusive language in
reservations of private respondents without prior notice, in their Comment, which CAL wants stricken from the records.
total disregard of private respondents' rights. Such conscious
We are not convinced that laches has barred the
disregard of a passenger's right makes CAL answerable for
present action. The essence of laches or "stale demands" is
moral and exemplary damages.
the "failure or neglect for an unreasonable and unexplained
The Issues length of time to do that which, by exercising due diligence,
could or should have been done earlier, thus giving rise to a
CAL seeks the reversal of the decisions of the trial and
presumption that the party entitled to assert it either has
appellate courts on these grounds:
abandoned or declined to assert it." 12
1. "THE RESPONDENT COURT ERRED WHEN IT
Private respondents' action is based on a written
FOUND THE PETITIONER LIABLE FOR
contract. Article 1144(1) of the Civil Code provides that the
THE DAMAGES AWARDED BY THE
prescriptive period for an action on a written contract is 10
TRIAL COURT DESPITE THE FACT THAT
years from the time the right of action accrues. Private
THE PETITIONER DID ALL THE ACTS
respondents' right of action accrued on 13 June 1990 when
THAT AN AIRLINE COMPANY IS
CAL disallowed them from boarding its flight. Private
SUPPOSED TO DO UNDER THE
respondents filed this case on 11 June 1992. Clearly, private
CIRCUMSTANCES PRESENT IN THE
respondents did not tarry in vindicating their claim when they
INSTANT CASE."
filed this suit within the 10-year period expressly provided by
2. "THE RESPONDENT COURT ERRED WHEN IT law. 13 Moreover, private respondents vigorously pursued their
SUSTAINED LIABILITY AGAINST THE claim as shown by the demand letters that they sent CAL and
PETITIONER DESPITE THE FACT THAT Amexco before filing this case.
THE ACTS RESULTING IN THE
CAL calls our attention to the "highly excessive and
COMPLAINT AGAINST IT BY PRIVATE
abusive language" 14 in the Comment of private respondents.
RESPONDENT SALVADOR WERE DONE
The excessive language employed by counsel of private Breach of its Contract of Carriage
respondents allegedly transgresses Canon 8 ofthe In the course of the review of this case, we found the
Code of Professional Responsibility. 15 CAL thus urges us to factual findings of the trial and appellate courts insufficient in
expunge from the records the abusive language ofprivate explaining how the cancellation of private respondents'
respondents' counsel. confirmed reservations with CAL came about. We thus made a
We have to examine the foregoing clause, phrase and thorough examination of the records.
word in the context of their use in private respondents' The confusion with the confirmation and
Comment. Private respondents were frustrated that CAL cancellation of the reservations began when Lao gave to
continued to raise questions of fact in its petition. In Amexco the record locator number that CAL had already
expressing private respondents' frustration, their counsel assigned to Morelia. A record locator number is a
used the clause (1) "cleverly and adroitly to camouflage the combination of letters and numbers issued by an airline to a
issues of fact," the phrase (2) "insidious ploy" and the word (3) travel agency when the airline confirms the travel agency's
"bleating" in this manner: booking. 20 The record locator number in question is No.
(1) Well aware of this, petitioner 4RJ2CJ. Based on the testimonies of the witnesses of Amexco
has cleverly and adroitly camouflaged the and CAL, industry practice prohibits a travel agency to use the
issues of FACT it raises in its Petition by record locator number of another travel agency, as this will
disguising them as questions of LAW. 16 usurp the booking of another travel agency.

(2) The insidious ploy employed in the Morelia was the assignee of the record locator number
above presentation of the issues brought used by Amexco. CAL issued the record locator number to
before this HonorableCourt is to mislead it into Morelia when it confirmed the booking of Morelia for private
assuming certain FACTS to respondents' reservations. However, since private
be true and established, when the truth is quite respondents found the rates of Morelia to be steeper than
the contrary, and to make it render a decision those offered by Amexco and Lao happened to be an Amexco
based on such falsehoods. 17 card member, private respondents decided instead to secure
their reservations through Amexco. It would have been
(3) What "FACTS" are [sic] perfectly all right for private respondents to switch to
petitioner bleating about? The FACTS as found Amexco, until Lao gave to Amexco the record locator number
by the respondent Court ofAppeals, and the CAL had already assigned to Morelia. This now set into motion
Regional Trial Court, are precisely the the events leading to the cancellation ofprivate respondents'
CONTRARY: we quote — . . . . 18 reservations.
Indeed, counsel of private respondents used brash Curiously, the trial and appellate courts failed to point
language but it is not "highly excessive and abusive out that prior to Amexco's confirmation with CAL, Amexco had
language." Lawyers enjoy some latitude of remark or tried in vain to book private respondents' flight with CAL and
comment in stressing their arguments. For the felicity of their the other airlines, as it was the peak season then. 21 Amexco
clients, courts pardon them for some was only able to book private respondents' flight with CAL
infelicities of phrase. 19 We do not therefore expunge from the when it used the record locator number of Morelia. In short,
records the assailed language, which shall stand as a on its own account, Amexco could not have successfully
testament to the counsel's style of prose, or lack of it. booked the reservations ofprivate respondents with CAL.
Thus, Amexco had no recourse but to use Morelia's record used Morelia's record locator number when Amexco found out
locator number in booking private respondents with CAL. it could no longer book private respondents without Morelia's
record locator number. However, the greater blame falls on
The trial and appellate courts ruled that Amexco did
CAL. When CAL confirmed the reservations of private
not misrepresent itself to CAL when Amexco used the record
respondents, a contract of carriage arose between CAL and
locator number of Morelia. Thus, Amexco was not liable to
private respondents, even if Amexco, not Morelia, confirmed
private respondents. There was also no categorical
the reservations of private respondents. Because of CAL's
finding of Lao's intention in giving the record locator number
confirmation, Amexco issued to private respondents the
to Amexco, or if he indeed disclosed to Amexco that the
confirmed tickets.
record locator number was already assigned to Morelia.
The nature of an airline's contract of carriage
Lea, the booking agent of Amexco who dealt with Lao,
partakes of two types, namely: (1) a contract to deliver a
testified that Lao did not inform her that the record locator
cargo or merchandise to its destination, and (2) a contract to
number was from Morelia. 22 Lea further declared that had
transport passengers to their destination. 26 In this case,
she known that the record locator number belonged to
when CAL confirmed the reservations, it bound itself to
Morelia, she would not have used the record locator number
transport private respondents on its flight on 13 June 1990.
or she would have requested private respondents to ask
Morelia to endorse the same to Amexco. 23 On the other hand, The airline business is intended to serve the traveling
private respondents claimed in their answer to CAL's written public primarily and is thus imbued with public
interrogatories that they informed Amexco that they made interest.27 The law governing common carriers consequently
their original booking with Morelia and that Lea of Amexco imposes an exacting standard. 28 Thus, in an action based on
checked this matter with CAL. 24 Private respondents also a breach of contract of carriage, the aggrieved party does not
declared that they informed Morelia through Ms. Gavelino have to prove that the common carrier was at fault or was
Gironella that they were dropping Morelia's services. 25 negligent. 29 All that he has to prove is the existence of the
contract and the fact of its non-performance by the carrier. 30
The trial and appellate courts did not pass upon the
two conflicting versions of Lao and Amexco. Nevertheless, Lao CAL does not deny its confirmation of the reservations
should have made it known to Amexco that the record locator made by Amexco. The confirmed tickets issued by Amexco to
number belonged to another travel agency, Morelia. On the private respondents upon CAL's confirmation of the
other hand, Amexco should not have hastily presumed that reservations are undeniable proof of the contract ofcarriage
private respondents themselves obtained the record locator between CAL and private respondents. In Alitalia Airways v.
number from CAL and that they engaged the CA, et al., 31 we held that when an airline issues a ticket to a
services of Amexco purely for ticketing purposes since Lao passenger confirmed for a particular flight on a certain date, a
was an Amexco card member. Amexco should have inquired contract of carriage arises. The passenger then has every
how Lao got hold of the record locator number considering right to expect that he would fly on that flight and on that
that it was difficult for a travel agency at that time to secure date. 32 If he does not, then the carrier opens itself to a suit
reservations with the variousairlines including CAL. for breach of contract of carriage. 33

Lao and Amexco are not blameless. Lao's act in giving CAL did not allow private respondents, who were then
Morelia's record locator number to Amexco, after deciding to in possession of the confirmed tickets, from boarding its
terminate Morelia's services, amounted to accepting the airplane because their names were not in the passengers'
benefit of Morelia's services without paying for it. Amexco
manifest. Clearly, CAL breached its contract of carriage with appellee; (6) when the judgment of the appellate court is
private respondents. We, however, rule out bad faith by CAL. premised on a misapprehension of facts or when it has failed
to consider certain relevant facts which, if properly taken into
Absence of Bad Faith
account, will justify a different conclusion; (7) when the
Bad faith does not simply connote bad judgment or findings of fact are conclusions without citation of specific
negligence. 34 It imports a dishonest purpose or some moral evidence upon which they are based; and (8) when
obliquity and conscious doing of a wrong. 35 It means findings of fact of the Court of Appeals are premised on the
breach of a known duty through some motive, interest or ill absence of evidence but are contradicted by the evidence on
will that partakes of the nature of fraud. 36 A finding of bad record. 37
faith entitles the offended party to moral damages.
The settled rule is bad faith should be established by
The trial and appellate courts believed that the clear and convincing evidence since the law always presumes
confluence of the following circumstances proves that CAL good faith. 38 Thus, the person who seeks damages due to
cancelled private respondents' reservations in bad faith: (1) the acts of another has the burden of proving that the latter
Lea, the booking agent of Amexco identified herself as "Lea- acted in bad faith or with ill motive. 39 Bad faith is in essence
Amexco" when she called up CAL to confirm the a question of intention. 40 In ascertaining the intention of the
reservations of private respondents; (2) Lea was not a familiar person accused of acting in bad faith, the courts must
caller of Morelia and yet CAL entertained her call; (3) CAL carefully examine the evidence as to the conduct and outward
called up Morelia on the very same afternoon that CAL had acts from which the inward motive may be determined. 41
already confirmed the reservations of private respondents
Since bad faith is a question of intention, a clear
although the confirmation was made by another travel agent,
understanding of the confirmation and pre-flight checking
Amexco; (4) CAL called up Morelia looking for a certain Joel to
procedure of CAL is vital to determine if CAL indeed bumped
reconfirm the reservations of private respondents; (5) CAL
off private respondents in favor of other passengers. The
told Joel that it was hesitant to cancel the
factual findings of the trial and appellate courts are wanting
reservations of private respondents because the seating
in this regard. The two courts only made passing references
arrangements had already been finalized with Lea; and (6)
to the testimonies of CAL's witnesses who were CAL's former
CAL did not notify private respondents or Amexco that it was
reservations officers. Their narration of their respective duties
cancelling the reservations even though "Lea-Amexco" left a
and transactions with Amexco and Morelia is crucial in
telephone number with CAL.
ascertaining the presence of bad faith in CAL's
As a rule, the factual findings of the trial and appellate cancellation of the reservations.
courts are binding on the Court. However, there are
We have held that in a case for recovery of damages
recognized exceptions to this rule. These are: (1) when the
arising from a breach of contract, the trial court cannot
findings are grounded on speculation, surmises or
totally disregard the testimonies of the officers of an airline
conjectures; (2) when the inference made is manifestly
on the basis alone of the employment relationship. 42When
mistaken, absurd or impossible; (3) when there is grave
the trial and appellate courts commit this grievous error, their
abuseof discretion in the appreciation of facts; (4) when the
factual findings lose their binding effect on theCourt, and we
factual findings of the trial and appellate courts are
will again weigh and evaluate the evidence presented by the
conflicting; (5) when the Court of Appeals, in making its
parties. 43 We were thus compelled to examine anew the
findings, has gone beyond the issues of the case and such
testimonial evidence in this case. STaHIC
findings are contrary to the admissions of both appellant and
Based on the testimonies of the reservations confirmation process is clear. However, both courts erred in
officers of CAL, not one but two officers made the readily imputing bad faith when CAL was only guilty of simple
confirmation and pre-flight checking of the airline. Amity negligence.
Chang ("Chang"), a reservation officer of CAL, received
Third, it is the standard practice of CAL to re-confirm
Amexco's call confirming the reservations of private
reservations by calling up the travel agency or passenger two
respondents. Melo, another reservation officer of CAL, was in
days or even as close as a day before the intended departure
charge of the pre-flight checking of private respondents'
date. 46 This is the pre-flight checking procedure ofCAL.
reservations. Melo called up Morelia to reconfirm the
There is therefore nothing unusual or suspicious in CAL's
reservations.
"initiative" in calling up Morelia. Melo was not aware that
The trial and appellate courts accepted private "Lea-Amexco" made the confirmation. As far as Melo was
respondents' theory that CAL cancelled their reservations concerned, a certain "Lea" made the confirmation and Melo
under the pretext that CAL had not authorized Amexco to use assumed she was from Morelia because Lea used the record
the record locator number of Morelia. Private respondents locator number that CAL had assigned to Morelia. Since
assert that in reality CAL just wanted them bumped off to Morelia is the assignee of the record locator number, CAL
accommodate other passengers. However, private dealt with Morelia.
respondents failed to substantiate this particular allegation.
The trial court termed the confirmation of Amexco as a
We will now point out why the circumstances mentioned by
"final confirmation" of the reservations that should not have
the trial and appellate courts are inadequate to prove CAL's
required another re-confirmation from CAL. The
bad faith in cancelling private respondents' reservations.
trial court believed that CAL's re-confirmation of the
First, the trial and appellate courts stress that Lea, the reservation on the same day that Amexco made the
booking agent of Amexco, identified herself as "Lea-Amexco" confirmation is suspicious. Suspicion, however, cannot take
when she called up CAL to confirm the reservations of private the place of evidence. Obviously, CAL did not consider private
respondents. However, the testimonies ofChang and Melo do respondents' confirmation through Amexco as a "final
not show that they heard or recorded that "Lea-Amexco" made confirmation." CAL still went on with its pre-confirmation
the confirmation. Melo unequivocally stated in open court that procedure precisely because the name Lea registered on its
what the computer monitor recorded was the name Lea and computer was not a familiar caller from Morelia. Thus, when
not "Lea-Amexco." 44 Accordingly, when Melo called up Melo called up Morelia, she asked if there was a certain "Lea"
Morelia to reconfirm the booking, she asked if there was a with Morelia.
person named Lea in Morelia. 45
Fourth, Melo testified that she assumed that a certain
Second, we agree with the trial and appellate courts telephone number was the contact number of private
that CAL should not have accepted the confirmation of Lea respondents. 47 Melo dialed the number and a certain Gemma
who is not a familiar caller from Morelia. CAL should have answered the phone. 48 Gemma denied any knowledge of the
screened and verified the name of the person or travel agency booking made by private respondents or by Lea. 49 Melo then
confirming the reservations. Assuming that Lea indeed decided to call up Morelia. 50
identified herself as "Lea-Amexco," CAL all the more should
Melo indeed looked for a certain Joel when she called
not have confirmed the reservations made by Amexco using
up Morelia. Melo admitted that Joel has been with Morelia
the record locator number of another travel agency. CAL
"ever since." 51 Melo's admission indicates that Joel is the
should have informed Amexco to secure first the
familiar caller from Morelia with whom CAL regularly
endorsement of Morelia. CAL's negligence at this stageof the
transacted in confirming the bookings of Morelia. confident that there was basis in cancelling the
Understandably, it was Joel whom Melo looked for when Melo reservations. 58
called up Morelia.
CAL did not deliberately bump off private respondents
Melo first tried to contact private respondents, showing to accommodate other passengers. Amexco's unauthorized
CAL's lack of malice. Since the number was not the contact use of the record locator number of Morelia was not just a
number of private respondents and Lea, Melo had no recourse convenient excuse that CAL used to conceal a supposed
but to check with Joel of Morelia. malicious intent. There were three reasons CAL cancelled the
reservations and did not notify private respondents of the
Fifth, Melo did express to Joel her reluctance to cancel
cancellation. First was Amexco's unauthorized use of the
the reservations because a certain Lea had already ended the
record locator number. Second was CAL's negligence in
seating arrangements. Despite Melo's hesitation, the
confirming the reservations of Amexco. Third was the
cancellation still pushed through for three reasons: (1) Joel
absence of the correct contact numbers ofprivate
insisted on it; (2) Lea was not from Morelia; and (3) Melo failed
respondents and Lea.
to contact private respondents and Lea.
TheCourt of Appeals took Melo's reluctance to cancel the There was no concerted effort on the part of CAL's
reservations as an indication of CAL's bad faith when such employees to cancel private respondents' reservations in
fact is a badge of good faith. CAL cancelled the reservations favor of other passengers. In fact, Melo testified that while
with trepidation. CAL, therefore, did not make the cancellation she knew that the 13 June 1990 flight was fully booked, she
wantonly and recklessly. was not aware if there were other prospective passengers
who wanted to get booked for that flight because ofthe
Lastly, CAL did not have the addresses of private
computerized booking. 59 Melo also had no way of knowing if
respondents. Melo first tried to notify private respondents
the cancelled reservations of private respondents were given
through a telephone number presumably given by Lea.
to other passengers since another officer was in
However, the telephone number turned out to be a wrong
charge of this function. 60
number.
The peculiar circumstances in this case set it apart
To its credit, CAL still exerted its best efforts to notify
from Zalamea v. Court of Appeals, 61 the case lengthily
private respondents. In reconfirming the reservations, Melo
quoted by the Court of Appeals in justifying the
called up Morelia twice. The first time was two days before
award of moral damages. The petitioners in Zalamea were
the scheduled flight of CAL. 52 In that first telephone call,
passengers of Trans World Airlines, Inc. ("TWA") who held
Joel told Melo that he would first check if private respondents
confirmed discounted tickets. Petitioners were, however, wait-
were definite in taking the 13 June 1990 flight. 53Melo called
listed and eventually prevented from boarding the airplane
up Morelia the next day or a day before the scheduled
because TWA had overbooked the flight and gave preference
flight. 54 Joel informed Melo that Morelia was cancelling the
to other passengers who were holders of full-fare tickets. TWA
reservations because private respondents did not return to
observed the practice of overbooking and the
Morelia. 55 Melo then asked Joel if he was sure of the
system of boarding priorities. We held TWA liable for moral
cancellation because a certain Lea had finalized the
damages because TWA did not stipulate these policies in the
reservations. 56 Joel said that he did not know of a certain
contract and did not inform the petitioners of the overbooked
Lea and had no knowledge of Lea's booking. 57 Melo then
condition of the flight or of the hierarchy ofpriorities in
accepted Morelia's cancellation because Joel seemed
booking passengers. TWA was in bad faith when, failing to
thus inform petitioners when it could have easily done so,
TWA kept them as passengers up to the last minute. TWA's relationship, exemplary damages may be awarded only if the
conscious disregard of petitioners' rights made it liable not defendant had acted in "a wanton, fraudulent, reckless,
only for actual but moral damages as well. oppressive or malevolent manner." CAL was not in bad faith
and its employees did not act in a wanton, fraudulent,
Unlike in Zalamea, bad faith is not evident in this case.
reckless, oppressive or malevolent manner. The
It was CAL's hasty confirmation of the reservations ofAmexco
award of exemplary damages is therefore unwarranted in this
that established the contract of carriage between CAL and
case.
private respondents as evidenced by the tickets issued by
Amexco to private respondents. CAL failed to honor its Private respondents' remaining claim is for actual
contract of carriage. However, CAL was not wanton or damages. However, private respondents did not shell out any
reckless in cancelling private respondents' reservations. CAL money for their CAL tickets. Amexco voided the CAL tickets
made the cancellation in conformity with its usual procedure, when private respondents requested Amexco to book them in
which was neither unreasonable nor arbitrary considering that another airline. 66 Amexco eventually booked their flight with
CAL cancelled the reservations at the behest of Morelia. While Northwest. Private respondents would have been entitled to
Morelia did not issue any ticket to private respondents, 62 on the price difference between the tickets of CAL and
record Morelia still stood as the travel agent that booked the Northwest had the latter cost more than the former. The price
reservations of private respondents since neither CAL nor difference would have been a damage reasonably attributed
Morelia endorsed the booking to Amexco. Thus, when Morelia to CAL's breach of its contract ofcarriage because private
cancelled the reservations, CAL had to accede as if private respondents would not have flown via Northwest were it not
respondents themselves had asked for the cancellation. for CAL's non-performance ofits obligation. The evidence,
Private respondents' names were consequently not included however, shows that the Northwest tickets at US$625 67 each
in the passenger's manifest. cost less than the CAL tickets priced at US$629 68 each. We
cannot also order a reimbursement of the Northwest tickets
Damages
because this would have enabled private respondents to fly to
CAL's negligence caused it to breach its Los Angeles without paying any fare. 69 As correctly pointed
contract of carriage. CAL's negligence is, however, not so out by the trial and appellate courts, the costs of the airplane
gross to amount to bad faith. Mere negligence, even if it tickets were a necessary expense that private respondents
causes the plaintiff to suffer mental anguish or serious fright, could not pass on to CAL.
is not a ground for awarding moral damages. 63
Undeniably, however, private respondents soldered
The law distinguishes a contractual breach effected in some form of injury. CAL confirmed the reservations ofprivate
good faith from one attended by bad faith. 64 Absent fraud or respondents carelessly. Private respondents relied on this
bad faith on defendant's part in breaching his contract, his confirmation. Private respondents went through the
liability for damages is limited to the natural and probable trouble of going to the airport at the appointed time expecting
consequences of the breach of the obligation, which the that they would be able to board CAL Flight 632. To their
parties had foreseen or could have reasonably foreseen. 65 In consternation, CAL personnel prevented them from boarding
such a case, the liability would not include moral damages. because Morelia cancelled their reservations. When plaintiff
For this reason, not every case of mental anguish, fright or suffers some species of injury not enough to warrant an
serious anxiety calls for the award of moral damages. award of actual damages, the court may award nominal
damages. 70 The court may award nominal damages purely to
As for exemplary damages, Article 2232 of the Civil
vindicate a right of a plaintiff which defendant has violated
Code provides that in a contractual or quasi-contractual
and not to indemnify any loss the plaintiff has On August 8, 2007, complainant Joy A. Gimeno (Cimeno) filed a complaint3
suffered. 71 The court may award nominal damages in every with the IBP's Commission on Bar Discipline, charging Atty. Zaide with:
obligation arising from any source enumerated in Article
1157 of the Civil Code, 72 or in any case where there is an (1) usurpation of a notary public's office;
invasion of any property right. 73 We find P5,000 as a
reasonable award of nominal damages to each of the private Gimeno alleged that even before Zaide became a lawyer, he notarized a
respondents. partial extrajudicial partition with deed of absolute sale on March 29, 2002.6
She also accused Atty. Zaide of making false and irregular entries in his
The fact that private respondents were compelled to
notarial registers.
litigate and incur expenses to protect and enforce their claim
does not justify the award of attorney's fees. 74 The court may
award attorney's fees only in the instances mentioned
In his defense, Zaide argued that he did not notarize the March 29, 2002
in Article 2208 of the Civil Code, and this case is not
partial extrajudicial partition. Zaide countered that his notarial stamp and
one of them. Moreover, when there is no basis to award moral falsified signature were superimposed over the typewritten name of Atty.
and exemplary damages, there is also no basis to award Elpedio Cabasan, the lawyer who actually notarized this document. Further
attorney's fees. 75 Zaide claimed that Gimeno falsified his signature to make it appear that he
notarized it before his admission to the Bar.
WHEREFORE, we AFFIRM the
decision of the Court of Appeals with MODIFICATION by (2) falsification;
deleting the award ofmoral and exemplary damages as well as
attorney's fees. Petitioner China Airlines, Ltd. shall pay Allegedly, Atty Zaide simultaneously used several notarial registers in his
nominal damages ofFive Thousand Pesos (P5,000) each to separate satellite offices. This was evident in the irregular and non-
private respondents Antonio S. Salvador and Rolando C. Lao. sequential entries in his notarial registers.
No pronouncement as to costs.

SO ORDERED. Zaide reasoned that he needed several notarial registers in several offices
better cater to the needs of his clients and accommodate their growing
||| (China Airlines v. Court of Appeals, G.R. No. 129988, [July number.
14, 2003], 453 PHIL 959-987)
(3) use of intemperate, offensive and abusive language;

SECOND DIVISION Gimeno contended that Atty. Zaide called her a "notorious extortionist" in
the same administrative complaint that Somontan filed against her. In
[A.C. No. 10303. April 22, 2015.] another civil case where she was not a party, Gimeno observed that Atty.
Zaide referred to his opposing counsel as someone suffering from "serious
mental incompetence" in one of his pleadings. According to Gimeno, these
JOY A. GIMENO, complainant, vs. ATTY. PAUL
statements constitute intemperate, offensive and abusive language, which a
CENTILLAS ZAIDE, respondent.
lawyer is proscribed from using in his dealings.

FACTS: Zaide denied all these.

and
book with numbered pages." The same section further provides that "a
(4) violation of lawyer-client trust. notary public shall keep only one active notarial register at any given time."
On this basis, Atty. Zaide's act of simultaneously keeping several active
Gimeno alleged that Atty. Zaide violated the prohibition against the notarial registers is a blatant violation of Section 1, Rule VI.
representation of conflicting clients' interests. She posited that Atty. Zaide
was once her lawyer in a case in an annulment of title case that involved her His flagrant violation of Section 1, Rule VI of the Notarial Practice Rules is
husband and her parents-in-law. However, Zaide represented another client not merely a simple and excusable negligence. It amounts to a clear
in another civil case, this time against Gimeno, her former client. Gimeno violation of Canon 1 of the Code of Professional Responsibility, which
claimed that with such act of Zaide arises a conflict of interest. provides that "a lawyer [should] uphold the constitution, obey the laws of
ISSUE: the land and promote respect for law and legal processes."

Whether or not Atty. Zaide’s acts constituted violations of the Code of Further, it was also proven that Atty. Zaide, in the reply that he drafted in the
Professional Responsibility. Ombudsman case, called Gimeno a "notorious extortionist." And in another
case, Gimeno observed that Atty. Zaide used the following demeaning and
immoderate language in presenting his comment against his opposing
RULING: counsel:

Atty. Paul Centillas Zaide was found GUILTY of violating the 2004 Rules on Her declaration in Public put a shame, DISGRACE, INDIGNITY AND
Notarial Practice and for using intemperate, offensive and, abusive language HUMILIATION in the whole Justice System, and the Department of
in violation of Rule 8.01, Canon 8 and Rule 11.03, Canon 11 of the Code of Justice in particular, where the taxpayers paid for her salary over her
Professional Responsibility. incompetence and poor performance as a prosecutor...This is a clear
manifestation that the Public prosecutor suffers serious mental
It was ruled that he was not guilty of the act of usurpation of notarial office, incompetence as regard her mandate as an Assistant City Prosecutor.
and was also not guilty of representing conflicting interests.
This clearly confirms Atty. Zaide's lack of restraint in the use and choice of
His notarial commission, was REVOKED, and he was declared DISQUALIFIED his words - a conduct unbecoming of an officer of the court.
from being commissioned as a notary public for a period of two (2) years. He
was also SUSPENDED for one (1) year from the practice of law. Thus, Atty. Zaide violated the CPR. The prohibition on the use of
intemperate, offensive and abusive language in a lawyer's professional
On the issue of Usurpation of a notarial office, Gimeno failed to present dealings, whether with the courts, his clients, or any other person, is based
concrete evidence that Atty Zaide commited such act. on the following canons and rules of the Code of Professional Responsibility:

On the other hand, the Court ruled that Atty. Zaide indeed maintained Canon 8 - A lawyer shall conduct himself with courtesy, fairness and candor
different notarial registers in separate notarial offices, thereby violating the toward his professional colleagues, and shall avoid harassing tactics against
Notarial Practice Rules by maintaining different notarial registers in several opposing counsel.
offices. Because of this practice, several notarized documents had been
irregularly numbered and entered. Section 1(a), Rule VI of the Notarial Rule 8.01 - A lawyer shall not, in his professional dealings, use language
Practice Rules provides that "a notary public shall keep, maintain, protect which is abusive, offensive or otherwise improper.
and provide for lawful inspection as provided in these Rules, a chronological
official notarial register of notarial acts consisting of a permanently bound
Canon 11 - A lawyer shall observe and maintain the respect due to the
courts and to judicial officers and should insist on similar conduct by others.

Rule 11.03 - A lawyer shall abstain from scandalous, offensive or menacing DECISION
language or behavior before the Courts. (emphasis supplied)

Lastly, on the issue that Atty. Zaide represented conflicting clients' interests,
the Supreme Court ruled that Atty. Zaide did not commit such act. BRION, J p:
We review Resolution No. XX-2011-264 1 of the Board
Rule 15.03, Canon 15 of the Code of Professional Responsibility provides: of Governors of the Integrated Bar of the Philippines ( IBP)
in CBD Case No. 07-2069, which imposed on Atty. Paul
Rule 15.03 - A lawyer shall not represent conflicting interests except by Centillas Zaide (Atty. Zaide) the penalty of one-year
written consent of all concerned given after a full disclosure of the facts. suspension from the practice of law, revocation of notarial
commission, if existing, and two years suspension from
The Court stated that one of the tests to determine if a lawyer is guilty of being commissioned as a notary public, for violation of
representing conflicting interests between and among his client is whether the 2004 Rules on Notarial Practice (Notarial Practice
the acceptance of a new relation would prevent the full discharge of a Rules). 2
lawyer's duty of undivided fidelity and loyalty to the client or invite suspicion
The Case
of unfaithfulness or double-dealing in the performance of that duty.
On August 8, 2007, complainant Joy A. Gimeno
Another test is whether a lawyer would be called upon in the new relation (Gimeno) filed a complaint 3 with the IBP's Commission on
to use against a former client any confidential information acquired through Bar Discipline, charging Atty. Zaide with: (1) usurpation of
their connection or previous employment. a notary public's office; (2) falsification; (3) use of
intemperate, offensive and abusive language; and (4)
Applying these tests, the Court found no conflict of interest when Atty. Zaide violation of lawyer-client trust.
appeared against Gimeno, his former law firm's client. The prior case where In her complaint, Gimeno alleged that even before
Gimeno hired ZMZ and where Atty. Zaide represented her family pertained Atty. Zaide's admission 4 to the Bar and receipt 5 of his
to the annulment of a land title. Somontan was never a party to this case notarial commission, he had notarized a partial
since this only involved Gimeno's relatives. On the other hand, the case extrajudicial partition with deed of absolute sale on March
where Atty. Zaide appeared against Gimeno involved Somontan's 29, 2002. 6 She also accused Atty. Zaide of making false
Ombudsman complaint against Gimeno for her alleged mishandling of the and irregular entries in his notarial registers. 7
funds that Somontan entrusted to her, and for Gimeno's alleged corruption
Gimeno further submitted that she was Atty. Zaide's
as an examiner in the Register of Deeds of Iligan City. Clearly, the annulment
former client. She engaged the services of his law firm
of title case and the Ombudsman case are totally unrelated.
Zaragoza-Makabangkit-Zaide Law Offices ( ZMZ) in an
annulment of title case that involved her husband and her
His notarial commission, if existing, was REVOKED, and he was declared
parents-in-law.
DISQUALIFIED from being commissioned as a notary public for a period of
two (2) years. He was also SUSPENDED for one (1) year from the practice of Despite their previous lawyer-client relationship,
law. Atty. Zaide still appeared against her in the complaint
forestafa and violation of RA 3019 8 that one Priscilla
Somontan (Somontan) filed against her with the Finally, he denied that he used any intemperate,
Ombudsman. Gimeno posited that by appearing against a offensive, and abusive language in his pleadings. 16
former client, Atty. Zaide violated the prohibition against
The IBP Proceedings
the representation of conflicting clients' interests. 9
On October 4, 2007, the IBP CBD issued an order
Lastly, Gimeno contended that Atty. Zaide called her
setting the case for mandatory conference. 17 After this,
a "notorious extortionist" in the same administrative
both parties were required to submit their position papers.
complaint that Somontan filed against her. 10 In another
civil case where she was not a party, Gimeno observed In his report and recommendation 18 dated May 18,
that Atty. Zaide referred to his opposing counsel as 2010, Commissioner Pedro A. Magpayo, Jr. (Commissioner
someone suffering from "serious mental incompetence" in Magpayo) found Atty. Zaide administratively liable for
one of his pleadings. 11 According to Gimeno, these violating the Notarial Practice Rules, representing
statements constitute intemperate, offensive and abusive conflicting interests, and using abusive and insulting
language, which a lawyer is proscribed from using in his language in his pleadings.
dealings. He noted that Atty. Zaide violated Section 1 (a) and
In his answer 12 dated September 13, 2007, Atty. 1 (b), Rule VI of the Notarial Practice Rules when he
Zaide argued that he did not notarize the March 29, 2002 maintained several active notarial registers in different
partial extrajudicial partition. As it appeared on the offices. These provisions respectively require a notary
notarial page of this document, his notarial stamp and public to "keep, maintain, protect and provide for lawful
falsified signature were superimposed over the typewritten inspection, a chronological official register of notarial acts
name of Atty. Elpedio Cabasan, the lawyer who actually consisting of a permanently bound book with numbered
notarized this document. 13 Atty. Zaide claimed that papers" and to "keep only one active notarial register at
Gimeno falsified his signature to make it appear that he any given time." 19
notarized it before his admission to the Bar. CAIHTE However, Commissioner Magpayo opined that Atty.
On the alleged falsification of his notarial entries, Zaide should not be held administratively liable for
Atty. Zaide contended that he needed to simultaneously usurping a notary public's office. The investigating
use several notarial registers in his separate satellite commissioner noted that the evidence presented on this
offices in order to better cater to the needs of his clients issue is not enough to prove that Atty. Zaide signed and
and accommodate their growing number. 14 This explains notarized the March 29, 2002 partial extrajudicial partition
the irregular and non-sequential entries in his notarial even after his admission to the Bar and receipt of his
registers. notarial commission. 20

Further, Atty. Zaide argued that Gimeno was never Commissioner Magpayo also found that the
his client since she did not personally hire him as her evidence presented proved that Gimeno was indeed Atty.
counsel. Gimeno engaged the services of ZMZ where he Zaide's former client. He disagreed with Atty. Zaide's
previously worked as an associate. The real counsel of defense that Gimeno only hired ZMZ but did not personally
Gimeno and her relatives in their annulment of title case hire him to defend them in their annulment of title case.
was Atty. Leo Montalban Zaragoza, one of ZMZ's The retainer of a law firm is equivalent to the retainer of all
partners. 15 On this basis, the respondent should not be its lawyers. 21 But despite this previous attorney-client
held liable for representing conflicting clients' interests. relationship, the investigating commissioner noted that
Atty. Zaide should not be held liable for representing
conflicting interests since the annulment of title case is partition prior to his admission to the Bar and receipt of
totally unrelated to the Ombudsman complaint that his notarial commission.
Somontan filed against Gimeno through Atty. Zaide.
It appears that this document originally carried the
Finally, the investigating commissioner noted that name of one Atty. Elpedio Cabasan, as notary public. Atty.
Atty. Zaide used intemperate, offensive, and abusive Zaide's signature and notarial stamp that bears his name,
language when he called Gimeno a "notorious extortionist" roll number, PTR number, IBP number, and the expiration
in one of his pleadings. 22 DETACa date of his notarial commission, were merely
superimposed over Atty. Cabasan's typewritten name.
For violating the Notarial Practice Rules,
Commissioner Magpayo recommended that Atty. Zaide be Notably, Atty. Zaide admitted that the details
suspended for three months, and for another six months stamped on the document are his true information.
for employing abusive and insulting language. 23 However, he denied that he personally stamped and signed
the document. In fact, this document never appeared in his
The IBP Board of Governors' Findings
notarial register and was never included in his notarial
In its November 19, 2011 resolution, the IBP Board of report for the year 2002. He contended that Gimeno
Governors (Board) opined that the evidence on record fully falsified his signature and used his notarial stamp to make
supports the findings of the investigating commissioner. it appear that he was the one who notarized it.
However, the Board modified the recommended penalty
This Court notes that at the time the document was
and imposed instead the penalty of one year suspension
purportedly notarized, Atty. Zaide's details as a lawyer and
from the practice of law, revocation of notarial
as a notary public had not yet existed. He was admitted to
commission, if existing, and two years suspension from
the Bar only on May 2, 2002; thus, he could not have
being commissioned as a notary public. 24
obtained and used the exact figures pertaining to his
Atty. Zaide sought for the reconsideration 25 of the roll number, PTR number, IBP numberand the expiration
Board's November 19, 2011 resolution but this was also date of his notarial commission, prior to this date,
denied in its subsequent June 21, 2013 resolution. 26 particularly on March 29, 2002.
The Court's Ruling This circumstance, coupled with the absence of any
The Court agrees with the IBP Board of Governors' evidence supporting Gimeno's claim such as a witness to
findings and recommended penalty, and accordingly the alleged fictitious notarization, leads us to the
confirms them. conclusion that Atty. Zaide could not have notarized the
document before his Bar admission and receipt of his
For an orderly disposition of the case, we shall notarial commission.
discuss each of the main issues that the parties identified.
We can only conclude that his professional details,
Violation of the Notarial Practice which were only generated after his Bar admission, were
Rules stamped on the March 29, 2002 document. How this
a. Usurpation of a notarial office happened is not clear from the evidence before us.

As the investigating commissioner found, Gimeno b. Maintaining different notarial registers in


did not present any concrete evidence to show that Atty. separate notarial offices
Zaide notarized the March 29, 2002 partial extrajudicial
We find that Atty. Zaide violated the Notarial the notarial acts 29 that the law authorizes him to execute.
Practice Rules by maintaining different notarial registers This important duty is vested with public interest.
in several offices. Because of this practice, the following Thus,no other person, other than the notary public, should
notarized documents had been irregularly numbered and perform it.
entered: aDSIHc
On the other hand, entries in a notarial register
Document 27 Date Doc. No. Page Book need to be in chronological sequence in order to address
and prevent the rampant practice of leaving blank spaces
wer of Attorney 6/20/05 273 55 18 in the notarial register to allow the antedating of
Certificate 10/28/05 226 46 18 notarizations.
Quitclaim 10/31/05 272 55 18
In these lights, we cannot accept Atty. Zaide's
Loss 4/17/06 54 11 25
explanation that he needed to maintain several active
Two Disinterested 4/17/06 310 61 25
notarial registers in separate offices so he could
accommodate the increasing number of his clients
Issuance of Owner's 4/17/06 72 15 25
requiring his notarial services.
opy
Parental Consent 4/19/06 461 93 23 This Court stresses that a notary public should not
n of Sale 4/21/06 283 56 25 trivialize his functions as his powers and duties are
solute Sale 4/27/06 304 60 25 impressed with public interest. 30 A notary public's office
is not merely an income-generating venture. It is a public
duty that each lawyer who has been privileged to receive a
Section 1 (a), Rule VI of the Notarial Practice notarial commission must faithfully and conscientiously
Rules provides that "a notary public shall keep, maintain, perform.
protect and provide for lawful inspection as provided in
Atty. Zaide should have been acutely aware of the
these Rules, a chronological official notarial register of
requirements of his notarial commission. His flagrant
notarial acts consisting of a permanently bound book with
violation of Section 1, Rule VI of the Notarial Practice
numbered pages." The same section further provides that
Rules is not merely a simple and excusable negligence. It
"a notary public shall keep only one active notarial
amounts to a clear violation of Canon 1 of the Code of
register at any given time." 28 On this basis, Atty. Zaide's
Professional Responsibility, which provides that "a lawyer
act of simultaneously keeping several active notarial
[should] uphold the constitution, obey the laws of the land
registers is a blatant violation of Section 1, Rule VI.
and promote respect for law and legal processes."ETHIDa
The Notarial Practice Rules strictly requires a
Representing conflicting interests
notary public to maintain only one active notarial register
and ensure that the entries in it are chronologically The investigating commissioner properly noted that
arranged. The "one active notarial register" rule is in place Atty. Zaide should not be held liable for representing
to deter a notary public from assigning several notarial conflicting clients' interests.
registers to different offices manned by assistants who Rule 15.03, Canon 15 of the Code of Professional
perform notarial services on his behalf. Responsibility provides:
Since a notarial commission is personal to each Rule 15.03 — A lawyer shall not
lawyer, the notary public must also personally administer represent conflicting interests except by
written consent of all concerned given after a nothing in the record shows that Atty. Zaide used against
full disclosure of the facts. Gimeno any confidential information which he acquired
while he was still their counsel in the annulment of title
In Aniñon v. Sabitsana, 31 the Court laid down the
case.
tests to determine if a lawyer is guilty of representing
conflicting interests between and among his clients. Under these circumstances, Atty. Zaide should not
be held liable for violating the prohibition against the
One of these tests is whether the acceptance of a
representation of conflicting interests.
new relation would prevent the full discharge of a lawyer's
duty of undivided fidelity and loyalty to the client or invite Use of intemperate, offensive and
suspicion of unfaithfulness or double-dealing in the abusive language in professional
performance of that duty. 32 dealings
Another test is whether a lawyer would be called The prohibition on the use of intemperate, offensive
upon in the new relation to use against a former client any and abusive language in a lawyer's professional dealings,
confidential information acquired through their connection whether with the courts, his clients, or any other person, is
or previous employment. 33 based on the following canons and rules of the Code of
Professional Responsibility: cSEDTC
Applying these tests, we find no conflict of interest
when Atty. Zaide appeared against Gimeno, his former law Canon 8 — A lawyer shall conduct himself
firm's client. with courtesy, fairness and candor toward his
professional colleagues, and shall avoid
The lawyer-client relationship between Atty. Zaide
harassing tactics against opposing counsel.
and Gimeno ceased when Atty. Zaide left ZMZ. Moreover,
the case where Gimeno engaged ZMZ's services is an Rule 8.01 — A lawyer shall not, in his
entirely different subject matter and is not in any way professional dealings, use language which is
connected to the complaint that Somontan filed against abusive, offensive or otherwise improper.
Gimeno with the Ombudsman.
Canon 11 — A lawyer shall observe and
The prior case where Gimeno hired ZMZ and where maintain the respect due to the courts and to
Atty. Zaide represented her family pertained to the judicial officers and should insist on similar
annulment of a land title. Somontan was never a party to conduct by others.
this case since this only involved Gimeno's relatives. On
Rule 11.03 — A lawyer shall abstain from
the other hand, the case where Atty. Zaide appeared
scandalous, offensive or menacing language
against Gimeno involved Somontan's Ombudsman
or behavior before the Courts. (emphasis
complaint against Gimeno for her alleged mishandling of
supplied)
the funds that Somontan entrusted to her, and for
Gimeno's alleged corruption as an examiner in the As shown in the record, Atty. Zaide, in the reply that
Register of Deeds of Iligan City. Clearly, the annulment of he drafted in the Ombudsman case, called Gimeno a
title case and the Ombudsman case are totally unrelated. "notorious extortionist." 34 And in another case, Gimeno
observed that Atty. Zaide used the following demeaning
There was also no double-dealing on the part of
and immoderate language in presenting his comment
Atty. Zaide because at the time Somontan engaged his
against his opposing counsel:
services, he had already left ZMZ. More importantly,
Her declaration in Public put a shame, SO ORDERED.
DISGRACE, INDIGNITY AND HUMILIATION in
||| (Gimeno v. Zaide, A.C. No. 10303, [April 22, 2015])
the whole Justice System, and the
Department of Justice in particular,
where the taxpayers paid for her salary over
her incompetence and poor performance as a
prosecutor. . . This is a clear manifestation THIRD DIVISION
that the Public prosecutor suffers serious
mental incompetence as regard her mandate [A.C. No. 6131. February 28, 2005.]
as an Assistant City Prosecutor. 35(emphasis
supplied)
EDUARDO L. NUÑEZ, EUGENIO O. NUÑEZ,
This clearly confirms Atty. Zaide's lack of restraint ELISA NUÑEZ-ALVARICO and IMELDA L.
in the use and choice of his words — a conduct NUÑEZ,complainants, vs. Atty. ARTURO B.
unbecoming of an officer of the court. ASTORGA, respondent.
While a lawyer is entitled to present his case with
vigor and courage, such enthusiasm does not justify the
Complainants: Eduardo L. Nunez, Eugenio O. Nunez, Eliza Nunez-
use of offensive and abusive language. Language abounds
Alvarico and Imelda Nunez
with countless possibilities for one to be emphatic but
respectful, convincing but not derogatory, and illuminating Respondents: Atty. Arturo B. Astroga
but not offensive. 36
Ponente: Panganiban, J
On many occasions, the Court has reminded the
members of the Bar to abstain from any offensive FACTS: In 1968 the late Maria Ortega Vda de. Nunez executed a
personality and to refrain from any act prejudicial to the Sale of a lot OCT 2651 ( Now 8955) with “Right to Repurchase” in
honor or reputation of a party or a witness. In keeping with favor of Eugenio Nunez within 10 years from date of execution. The
the dignity of the legal profession, a lawyer's language expiration to repurchase expired and was not exercise even up to
even in his pleadings, must be dignified. 37 date and Eugenio with his children are presently residing in the said
WHEREFORE, premises considered, the Court lot. The son of Maria Ortega, Ricardo Nunez extra judicially partitioned
resolves to ADOPT the recommended penalty of the Board his estate. Ricardo appointed Atty. Astorga as administrator and
of Governors of the Integrated Bar of the Philippines. Atty. alleged that complainants have no right over the same lots. Ricardo
Paul Centillas Zaide is found GUILTY of violating the 2004 sold the same lot to Imelda and Elisa the lot that they were occupying
Rules on Notarial Practice and for using intemperate, and after which Elisa filed Estafa against respondent before the
offensive and, abusive language in violation of Rule 8.01, Municipal Trial Court of Baybay, Leyte. Another criminal case of which
Canon 8 and Rule 11.03, Canon 11 of the Code of is grave threat was again filed against Atty. Astroga by Eduardo Nunez
Professional Responsibility. His notarial commission, if for uttering words ipaposil ta ka' which means 'I'll have you shot.”
existing, is hereby REVOKED, and he is while in the house of Eduardo
declared DISQUALIFIED from being commissioned as a
notary public for a period of two (2) years. He is In Atty. Astroga’s defense He denied that he had utilized his
also SUSPENDED for one (1) year from the practice of law. profession to circumvent the law and averred that there were already
several pending cases involving the same issues raised by
complainants in the present administrative action. Furthermore it will DECISION
only suspend further hearing.
ISSUE: Whether or not Atty. Astroga is guilt of serious misconduct.
PANGANIBAN, J p:
HELD: No, however the Court ruled that the offensive language of
Atty. Astroga to complainants and their counsel is unbecoming an Disbarment and suspension of an attorney are the most
attorney. “The legal profession exacts a high standard from its severe forms of disciplinary action; thus, they should be
members. Lawyers shall not engage in conduct that adversely reflects imposed with great caution. They should be meted out only for
on their fitness to practice law” duly proven serious administrative charges. 1

The Case and the Facts


He hurled insulting language in describing the opposing
counsel and cast doubts on the latter are integrity by implying that the This administrative case stems from a Complaint-
Affidavit 2 filed with the Integrated Bar of the Philippines-
lawyer had instigated the filing of the so-called baseless suits, violated
Commission on Bar Discipline (IBP-CBD) by Eduardo L. Nuñez,
the rules on non-forum shopping and committed malpractice.
Eugenio O. Nuñez, Eliza Nuñez-Alvarico and Imelda L. Nuñez.
However there were no clear evidence that would show proof that Atty. Arturo B. Astorga was charged therein with conduct
Atty. Astroga’s deceit and gross misconduct. The mere existence of unbecoming a member of the bar. The material averments of
pending cases that constitute of serious misconduct is not a ground the Complaint are summarized by the IBP-CBD as follows:
that someone has been behaving in a misconduct manner. Conviction
"Complainants allege that sometime on
of a crime is needed before it would be a ground for disciplinary
June 5, 1968, the late Maria Ortega Vda. De
actions. By such conviction, such lawyer has become unfit to uphold
Nu[ñ]ez executed a Sale with Right to
the administration of justice and is no longer is possession of good Repurchase in favor of Eugenio O. Nu[ñ]ez
moral character. Lot No. 106 covered by OCT No. 2651 (now
TCT No. 8955) containing an area of 384 sq.
A lawyer may be disbarred or suspended by violation of his ms. for a consideration of P400.00. In the said
oath which includes gross misconduct, malpractice, being convicted of contract, the stipulated time of repurchase was
a crime involving moral turpitude and many more. But the wise Court ten (10) years from the date of execution
said that disbarment and suspension are sever forms of disciplinary thereof or until June 5, 1978. That said period
action and must be imposed with great caution. Without clear and of vendor's right to repurchase expired without
convincing evidence that he committed acts that allegedly constituted any agreement of extending said period of
serious misconduct, the mere existence of pending criminal charges repurchase. To date, even the heirs of the late
cannot be a ground for disbarment or suspension of respondent. To Maria Ortega Vda. de Nu[ñ]ez have not
hold otherwise would open the door to harassment of attorneys exercised[d] their right of repurchase. A year
through the mere filing of numerous criminal cases against them. after the execution of the said pacto de
ret[r]o sale, the late Maria Ortega Vda. de
Nu[ñ]ez and her son Ricardo Nu[ñ]ez, as the
surviving heirs of the late Eleuterio Nu[ñ]ez,
extrajudicially partitioned his estate, among
others, the subject [L]ot No. 106 was
adjudicated to Ricardo Nu[ñ]ez which you shot.' A complaint for Grave Threats
eventually was the basis for the issuance of docketed as Case No. R-4012-A was filed by
TCT No. 8955 in the name of Ricardo Nu[ñ]ez. Eduardo L. Nu[ñ]ez before Municipal Trial Court
Eugenio O. Nu[ñ]ez [has] occupied and of Baybay, Leyte." 3
possessed said Lot No. 106 for more than 40
In a hearing held on June 5, 2002, complainants
years up to the present and it is also where his
appeared with their counsel, while respondent was
children, Eduardo, Elisa and Imelda, all
represented by Atty. Arnold Logares. As respondent had not
surnamed Nu[ñ]ez, grew and [are] presently
yet filed his answer to the Complaint despite a previous Order
residing.
dated December 7, 2001, he was granted a period of fifteen
"By virtue of a power of attorney (15) days within which to do so. The hearing was thus reset to
executed sometime in 1982 by the late spouses June 26, 2002. 4
Ricardo Nu[ñ]ez and Paterna Nu[ñ]ez
On June 26, 2002, only respondent's counsel, Atty.
appointing respondent as administrator, as well
Arnold Logares, was present. Respondent filed a Motion
as on the alleged judicial confirmation of
seeking a cancellation of the scheduled hearing and another
respondent's wife, as acknowledged natural
extension of fifteen (15) days within which to file his answer.
child of Ricardo Nu[ñ]ez, respondent, on the
He was thus granted a non-extendible period of fifteen (15)
pretext of administering the properties of the
days within which to do so. 5
late spouses, had been disturbing the peaceful
occupation and possession of complainants of On July 18, 2002, Atty. Astorga finally submitted his
Lot No. 106 claiming that complainants Answer. 6 He denied that he had utilized his profession to
have no right over the same. With our desire to circumvent the law and averred that there were already
peaceably settle the controversy, complainants several pending cases involving the same issues raised by
agreed to buy Lot No. 106, and respondent, complainants in the present administrative action:
who, without being appointed by the court as
administrator of the intestate estate of the late "2. That the Deed of Sale with Right to
spouses Ricardo Nu[ñ]ez and Paterna Nu[ñ]ez, Repurchase executed by the late Maria Ortega
sold and conveyed to Imelda Nu[ñ]ez and Elisa Vda. De Nuñez on June 5, 1968 is more civil in
Nu[ñ]ez-Alvarico the portions of Lot No. 106 nature and can be best threshed out in the
they were occupying. After which Elisa Nu[ñ]ez- amended complaint of Civil Case No. B-2001-10-
Alvarico filed a criminal complaint for Estafa 27, entitled [']The Intestate Estate of the late
against respondent before the Municipal Trial Spouses Ricardo O. Nuñez, et al versus
Court of Baybay, Leyte docketed as Criminal Spouses Bonito D. Alvarico, et al['] for
Case No. R-4013-A. Rescission of Contract[.] [T]he original
complaint was filed in October 2001 at the
"Sometime on 29 March 2001 at around Regional Trial Court, Branch 14, Baybay, Leyte;
7:30 in the evening, respondent went to the an amended complaint of which is filed where
house of Eduardo L. Nu[ñ]ez at corner J.P. one of the issues is the declaration of invalidity
Laurel and M.L. Quezon Sts., Baybay, Leyte and of the foregoing questioned deed of sale with
threatened to kill Eduardo Nu[ñ]ez by uttering right to repurchase because if this document is
the words 'ipaposil ta ka' which means 'I'll have really valid and existing then why did
complainant Eugenio Nuñez [affix] his of 201 square meters, more or less, and when
signature as one of the instrumental witnesses respondent was trying to eject them,
in the Deed of Extra-Judicial Partition among complainants negotiated with the respondent
Maria Ortega Vda. De Nuñez and Ricardo O. to buy their area of Lot No. 106 they rented and
Nuñez on May 19, 1969 otherwise he would in fact actually advanced part of the agreed
have protested at the time of the execution consideration until their father Eugenio Nuñez
thereof because he is the temporary owner of discovered an existing document of sale with
Lot No. 106, one of the properties subject of right to repurchase when they, ill-advised by
partition. Why did he allow the late Ricardo O. their counsel [started] filing [a] series of
Nuñez to take control and full possession and criminal, civil and administrative cases against
ownership of Lot 106 to his exclusion after the respondent and his wife at the instigation of
partition in 1969? TEHIaA their lawyers, the late Atty. Jose C. Modina and
their current counsel, Atty. Norjue I. Juego as a
xxx xxx xxx
way of pressuring respondent and wife to give
"[3] b) It is not only the authority of the up [the] portion they are occupying [of] Lot No.
Spouses Ricardo O. Nuñez and Paterna 106[,] including [the] portion which
Baltazar that herein respondent is relying as complainant Eduardo Nuñez is now renting of
administrator of the said intestate estate but Lot No. 89;
the same had been duly confirmed by the
"4. That respondent in response to
judicially declared daughter of Ricardo O.
paragraph 7 of the complaint hereby admit the
Nuñez, namely, respondent's wife Dr. Linda
pendency of Criminal Case No. R-4013-A which
Teresa Tan-Nuñez who confirmed
was personally filed by Elisa L. Nuñez without
undersign[ed]'s authority as administrator of
the intervention from any government
the aforenamed estate;
prosecutor but said case is no longer pending
"[3] c) With the discovery of the in the Municipal Trial Court of Baybay, Leyte
aforenamed deed of sale with the right to when then same was recommended for
repurchase only recently, the complainants dismissal . . . . Later it was ordered dismissed
were emboldened to actively [question] [the] by the Asst. Provincial Prosecutor Rosulo U.
estate as they now [refuse] to recognize the Vivero and approved by Provincial Prosecutor
ownership and long time possession of the real Teresita S. Lopez on February 22, 2001 . . . but
properties forming part of the aforenamed complainants elevated the case for review to
[estate] to belong to the offspring of the late the Department of Justice . . . . Because of the
Ricardo O. Nuñez; pendency of this criminal case with the
Department of Justice[,] a prejudicial question
"[3] d) Undersigned respondent did not now exist[s] whereby this administrative case
utilize his profession to circumvent the law. should be suspended until the resolution of
Complainants Elisa L. Nuñez and Imelda L. that petition for review by the Department of
Nuñez are actually renting the cornermost Justice;
portion of the consolidated Lot Nos. 106 and
107 of the Baybay Cadastre with an area only
"5. That respondent specifically denies "8. That similar to other cases filed at
the material allegations of paragraph 8, 9 and the instance of the Nuñezes, there is also filed
10 of the complaint, the truth of the matter is Crim. Case No. R-4012-A for Grave Threats by
that Amado Caballes at the instigation of the complainant Eduardo Nuñez and now pending
complain[an]ts and their counsel filed Criminal in the Municipal Court of Baybay, Leyte despite
Case No. R-4011-A with the Municipal Trial the lack of witnesses . . . . Again, the pendency
Court, Baybay, Leyte which is pending pre-trial. of this case will constitute a prejudicial
Like Criminal Case No. R-4013-A, the same was question which necessarily will suspend
filed at the instance of Amado Caballes, . . . . further hearing of the present administrative
But before the filing of this present action action until the final outcome of the aforesaid
initiated by Mr. Caballes's counsel and Crim. Case No. R-4011-A;" jur2005cd
complainants Eduardo Nuñez and Eugenio
xxx xxx xxx. 7
Nuñez required Mr. Caballes to execute a
document of resale on August 14, 2001 despite On August 8, 2002, complainants submitted their
knowing that the same has already been long Reply. 8 Thereafter, IBP-CPD Commissioner Rebecca
redeemed by respondent . . . . Despite legal Villanueva-Maala scheduled the case for hearing on December
redemption, and despite Amado Caballes 11, 2002. On this date, respondent requested and was a
having executed . . . a Deed of Resale which granted a period of fifteen (15) days to file his rejoinder. The
was witnessed by complainant Eugenio Nuñez . parties agreed to file simultaneous memoranda on January 15,
. ., the complainants convinced Amado 2003, after which the case was to be considered submitted
Caballes to file Crim. Case No. R-4011-A[.] . . . . for resolution. 9
That by virtue of the pendency of Criminal
Case No. R-4011-A, there exist[s] a prejudicial Report and Recommendation of the IBP
question and that further hearing of the In her Report, 10 Commissioner Villanueva-Maala found
present administrative action should be respondent guilty of serious misconduct. Thus, the
suspended until the outcome of this criminal investigating commissioner recommended his suspension
case; ECDAcS from the practice of law for a period of one year.
"6. That respondent is duly authorized to In Resolution No. XV-2003-346 dated June 21, 2003, the
negotiate for the disposal of any part of the Board of Governors of the IBP adopted the Report and
Intestate Estate of the late Spouses Ricardo O. Recommendation of Commissioner Villanueva-Maala.
Nuñez and Paterna Baltazar . . . .
The Resolution, together with the records of the case,
"7. That regarding paragraph 12 and 13 of was transmitted to this Court for final action, pursuant to
the complaint[,] this is a matter of existence Section 12(b) of Rule 139-B of the Rules of Court. Respondent
and pend[ing] with [the IBP-CBD] and need not also filed a Petition for Review under Rule 45 of the Rules of
be a part of this complaint because this will be Court, to set aside Resolution No. XV-2003-346 of the IBP
threshed out in another hearing[.] [T]he truth of Board of Governors.
the matter is that respondent had been already
acquitted in Crim. Case No. CBU-29395 . . . . The Court's Ruling
We disagree with the findings and recommendation of convincing proof of respondent's deceit and gross
the IBP, but find respondent's offensive language against misconduct. DCSTAH
complainants and their counsel unbecoming an attorney.
The admission of respondent that there are various
Administrative Liability of Respondent cases filed or pending against him does not ipso
The legal profession exacts a high standard from its factoconstitute serious misconduct. His contention that the
pending cases against him pose a prejudicial question that
members. Lawyers shall not engage in conduct that adversely
will bar the instant administrative case is untenable. Likewise
reflects on their fitness to practice law. Neither shall they,
bereft of merit, however, is the finding of the IBP investigating
whether in public or in private life, behave in a scandalous
commissioner that the mere existence of the same pending
manner to the discredit of the legal profession. 11 In Gonzaga
cases constitute serious misconduct on the part of
v. Villanueva, 12 this Court, citing Tucay v. Tucay, 13 held thus:
respondent.
"A lawyer may be disbarred or
Under Section 27 of Rule 138, conviction of a crime
suspended for any violation of his oath, a
involving moral turpitude is a ground for disbarment or
patent disregard of his duties, or an odious
suspension. Suspension or disbarment may follow as a matter
deportment unbecoming an attorney. Among
of course, upon a finding that the crime a lawyer has
the grounds enumerated in Section 27, Rule 138
been convicted of involves moral turpitude. By such
of the Rules of Court are deceit; malpractice;
conviction, such lawyer has become unfit to uphold the
gross misconduct in office; grossly immoral
administration of justice and is no longer possessed of good
conduct; conviction of a crime involving moral
moral character. 16 In the present case, however, while
turpitude; any violation of the oath which he is
respondent has been charged with several criminal cases
required to take before admission to the
involving moral turpitude, he has yet to be convicted of any of
practice of law; willful disobedience of any
them.
lawful order of a superior court; corrupt or
willful appearance as an attorney for a party to Without clear and convincing evidence that he
a case without authority to do so. The grounds committed acts that allegedly constituted serious
are not preclusive in nature even as they are misconduct, the mere existence of pending criminal charges
broad enough as to cover practically any kind cannot be a ground for disbarment or suspension of
of impropriety that a lawyer does or commits in respondent. To hold otherwise would open the door to
his professional career or in his private life. A harassment of attorneys through the mere filing of numerous
lawyer must at no time be wanting in probity criminal cases against them.
and moral fiber, which are not only conditions
precedent to his entrance to the Bar but are Respondent contends that his right to due process was
likewise essential demands for his continued violated when the IBP investigating commissioner failed to
membership therein." 14 conduct a formal investigation. 17 As borne by the records,
Investigating Commissioner Villanueva-Maala conducted
However, the penalties of disbarment and suspension hearings on the case on June 5 and June 26, 2002, during
are severe forms of disciplinary action and must be imposed which counsel for respondent, Atty. Logares, appeared.
with great caution. 15 The allegations in the Complaint were Respondent was allowed to file his Answer, as well as his
not substantiated by clear evidence; they were bereft of Rejoinder. And, more important, he himself appeared at the
December 11, 2002 hearing when the parties agreed to file
simultaneous memoranda, after which the case was deemed such language as may be properly addressed by one
submitted for resolution. Records show that respondent filed gentleperson to another. 24
his Memorandum on January 29, 2003. Hence, he cannot claim
WHEREFORE, Atty. Arturo B. Astorga is ACQUITTED of
that he was not given ample opportunity to rebut the charges
the charge of serious misconduct, but is held liable for
filed against him.
conduct unbecoming an attorney and is FINED two thousand
While we are not convinced that complainants have pesos. HIcTDE
clearly and convincingly proven the charges of serious
SO ORDERED.
misconduct, we do, however, note the use of offensive
language in respondent's pleadings. The Code of Professional ||| (Nuñez v. Astorga, A.C. No. 6131, [February 28, 2005], 492
Responsibility mandates: PHIL 450-460)
CANON 8 — A lawyer shall conduct
himself with courtesy, fairness, and candor
EN BANC
toward his professional colleagues, and shall
avoid harassing tactics against opposing
counsel. [G.R. No. L-30191. October 27, 1973.]

Rule 8.01 — A lawyer shall not, in his


THE PEOPLE OF THE PHILIPPINES, plaintiff-
professional dealings, use language which is
abusive, offensive or otherwise improper.
appellee, vs. FERNANDO MOLINA, defendant-
appellant.
In his Memorandum 18 dated January 15, 2003, the
opposing counsel, Atty. Norjue I. Juego, points out the manner
and tenor of the language in the Answer 19 and the Rejoinder Solicitor General Felix Q. Antonio, Assistant
of respondent. 20 The latter suggested that complainants and Solicitor General Crispin V . Bautista and Solicitor Pedro
their counsel had caused the filing of several baseless suits, A.Ramirez for plaintiff-appellee.
including the present charge, merely to harass and place him Jose W . Diokno, Counsel de Oficio for defendant-
in a bad light. 21 He hurled insulting language in describing appellant.
the opposing counsel 22 and cast doubts on the latter's
integrity by implying that the lawyer had instigated the filing
of the so-called baseless suits, violated the rules on non-
forum shopping and committed malpractice. 23 DECISION

Indeed, these statements, particularly the words "who


he is despite . . . his shortness not only in size but in
FERNANDO, J p:
arrogance," constitute conduct unbecoming a member of the
legal profession and cannot be countenanced by this Court.
From a rape conviction, the accused, Fernando
A lawyer's language may be forceful, but should always Molina, elevated the case to us. There was no denial of the
be dignified; emphatic, but respectful as befitting an sexual act having been committed, but he would impress
advocate. Arguments, whether written or oral, should be on us that the element of force had not been shown.
gracious to both court and opposing counsel and should use Consequently, he would have us reverse, there being an
insistence on his part that his version of the occurrence As set forth at the outset, the accused, who
was the more credible. At the very least then, he could and admitted that there was indeed such sexual intercourse,
does rely on the constitutional presumption of but denied the use of force, was found guilty and
innocence 1 to overcome which there must be proof sentenced to reclusion perpetua. In his appeal, with full
beyond reasonable doubt. A careful reading of the recognition of the vailing doctrine that he was up against a
evidence, however, yields more than enough support for formidable obstacle in his hope for a reversal, he would
sustaining the decision of the court, especially so as the challenge the lower court's finding on the question of
testimony of the offended party, barely in her teens, as to credibility. 20 Again, as mentioned earlier, he did rely on
how this unfortunate occurrence transpired meets the test the constitutional presumption of innocence which, in his
of moral certainty. opinion, was not overcome, the proof against him not
showing his culpability beyond reasonable doubt. So his
The testimony as to the guilt of the accused is to
counsel 21 did vigorously argue in a brief notable for its
the effect that as the evening of April 7, 1968 was just
thoroughness. It could have been improved, had there
commencing, about half-past six, the thirteen-year-old
been no undue reliance on American authorities and, what
Jesusita Saguin, who had just finished watering her flower
is worse, on such a secondary source as American
plants beneath her house in barrio Kinangay Norte, Clarin,
Jurisprudence. It was not entirely out of levity that the late
Misamis Occidental, was approached by the accused
Professor Moore, speaking of such work as well as Corpus
Fernando Molina. He seized her from behind, covered her
Juris, noted that the text thereof appeared to be the
mouth with the palm of his hand, and dragged her to a
product of a far from accurate thinking of impecunious
brook about 40 meters away from her house. She tried to
young lawyers not yet established practice. He did add, in
free herself from his grip, but she failed. 2 On reaching that
a more serious vein, that to extent that it would yield the
spot, she was boxed on the epigastric region by appellant,
impression of a so-called American common law, it is likely
who laid her down face upward. 4 She was, as a
to incur the vice of inaccuracy, especially so after the
consequence, silenced. 5 Appellant was thus enabled to
epochal decision in Erie R. R. Co. v. Tompkins. 22 By this
raise her skirt and remove her panties, 9 While thus being
time, with one hundred ten volumes of Philippine Reports
subjected to such unwelcome and unsought-for act, father
as well as fifty-on volumes of Supreme Court Reports
noticed her disappearance from home. 10 He was worried,
Annotated, Philippine lawyers, especially in criminal law
it was not her wont to leave her house without permission
cases, are well advised to rely primarily on Philippine
from any member of the family. Apprehensive, he began his
decisions. More specifically, with reference to
search for her. 12 Not long after, she made her appearance.
prosecutions for rape, with the offended party being a
She was in tears and explained the cause thereof. She had
person of tender years, as in this case, much
been raped by the appellant near the brook. 15 The family
enlightenment is applied by opinions coming from such
thus learned of the sad affair and decided to file a
eminent jurists as Chief Justices Avanceña, Paras,
complaint against the appellant. 16 That they did the next
Bengzon and Concepcion, and Justices Torres, Villamor,
morning, when Jesusita and her father, brothers Miguel
Romualdez, Villa-Real, Pablo and Dizon, For all the labored
and Alberto and a friend, Leoncia Dula, went to the
attempts of counsel then, we have no justification for a
municipal mayor of Clarin, Antero Roa, for that purpose.
reversal.
They were advised to have Jesusita examined by a
physician. 19 1. Appellant's lone assignment of error reads: "[The
trial court erred in finding your accused guilty beyond
reasonable doubt of the crime of rape under an information
charging commission of the crime by means of force, court in finding the accused guilty beyond reasonable
violence and intimidation, based upon the evidence doubt.
presented]." 23 To support such a contention, stress is laid
2. There is merit of course in the proposition
on inconsistencies allegedly vitiating the testimony of the
advanced by appellant that unless the evidence presented
offended party. What was said by Justice Dizon in People v.
by the prosecution did suffice to overcome the
Modelo 29 "It is undisputed that the victim of the heinous
constitutional presumption of innocence, he was entitled
offense was only a young girl of 14 years, a virgin. innocent
to an acquittal. So it was clearly held in the 1968 decision
and unsophisticated, and as a student of a religious
of People v. Alto 33 and reaffirmed in 1970 in People v.
school, there is no reason for her to concoct a story of
Pagkaliwagan. 38
defloration, allow an examination of her private part and
thereafter pervert herself by being subjected to a public What other conclusion could the trial court arrive at
trial; if she was not motivated solely by a desire to have then, except that it was "satisfied from the evidence that
the culprit apprehended and punished. No young Filipina of the accused raped Jesusita in the manner described in the
decent repute would publicly admit that she been information." 39 So is this Court.
criminally abused, unless that is the truth. For it is her WHEREFORE, the appealed decision of January 1969
natural instinct to protect her honor." 30 It was not an easy is affirmed. With costs against appellant.
task therefore for appellant, considering the state of the
law, to elicit a favorable response to his plea for acquittal. ||| (People v. Molina, G.R. No. L-30191, [October 27, 1973], 153
Moreover, the fact that seventeen pages of the twenty-six- PHIL 246-255)
page brief would deal with what he would consider the
failure of the offended party to make patent her resistance
to the act of sexual aggression, cannot avail view of the THIRD DIVISION
prevailing doctrine as set forth in the latest case of People
v. Olden. 31 In the language of the then Justice, now Chief [A.M. No. 06-9-545-RTC. January 31, 2008.]
Justice, Makalintal: "Appellants point out that even
assuming that they had sexual intercourse with Edwina
RE: CONVICTION OF JUDGE ADORACION G.
Maranga there is no evidence that they, employed force or
ANGELES, REGIONAL TRIAL COURT, BRANCH
intimidation. It is true that she could have shown greater
121, CALOOCAN CITY IN CRIMINAL CASE NOS.
physical resistance to their advances than she actually
Q-97-69655 to 56 FOR CHILD ABUSE
did. Another woman would probably have tried to fight
them off, even to the jeopardy of life or limb. But not all
women are of the same mettle. What is clear and Facts:
undisputable here is that Edwina was far from being a
willing victim; and if her protestations lacked vigor and Respondent was convicted for violation of RA 7610. Senior State
vehemence it was obviously because of the fact that some Prosecutor Emmanuel Y. Velasco (SSP Velasco) of the Department of Justice
of the men who took turns with her were armed with guns (DOJ) wrote a letter to then CJ Panganiban inquiring whether it is possible
and others with bolos which they displayed to cow her into to order the immediate suspension of the respondent. The matter was
submission. If there was no appreciable force employed, referred to the OCA for comment and recommendation where they
there was definitely intimidation." 32 It cannot be said, recommended that respondent be indefinitely suspended. The Court's
then, the there was such an error committed by the lower
Second Division approved all of these recommendations, thus, suspending
respondent from performing her judicial functions while awaiting the final disbarment. 41 As aforementioned, the filing of criminal cases against judges
resolution of her criminal cases. Respondent filed an Urgent Motion for may be used as tools to harass them and may in the long run create adverse
Reconsideration; he claimed that the suspension order was wielded against consequences. The OCA, as well as SSP Velasco, failed to prove that other
her without affording her the opportunity to be heard since she was not than the fact that a judgment of conviction for child abuse was rendered
furnished copies of SSP Velasco's letter and OCA's Administrative Complaint. against the respondent, which is still on appeal, there are other lawful
Thus, respondent submitted that her suspension is essentially unjust. grounds to support the imposition of preventive suspension. Based on the
foregoing disquisition, the Court is of the resolve that, while it is true that
Moreover, respondent manifested that the two criminal cases against her
preventive suspensionpendente lite does not violate the right of the accused
are on appeal before the CA and have, therefore, not yet attained finality. As
to be presumed innocent as the same is not a penalty, the rules on
such, respondent still enjoys the constitutional presumption of innocence preventive suspension of judges, not having been expressly included in the
and her suspension clashes with this presumption and is tantamount to a Rules of Court, are amorphous at best. Likewise, we consider respondent's
prejudgment of her guilt. SSP Velasco filed an Urgent Appeal/Manifestation argument that there is no urgency in imposing preventive suspension as the
manifesting that respondent continuously defied the court’s Resolution. criminal cases are now before the CA, and that she cannot, by using her
Velasco reiterated that due to her conviction on two counts of child abuse, present position as an RTC Judge, do anything to influence the CA to render
respondent no longer enjoys the constitutional presumption of innocence a decision in her favor. The issue of preventive suspension has also been
and should remain suspended in order to erase any suspicion that she is rendered moot as the Court opted to resolve this administrative case.
using her influence to obtain a favorable decision and in order to maintain
and reaffirm the people's faith in the integrity of the judiciary. However, even as we find that the OCA and SSP Velasco have not clearly and
convincingly shown ample grounds to warrant the imposition of preventive
Issues: Whether or not grounds exist to preventively suspend the suspension, we do note the use of offensive language in respondent's
respondent pending the resolution of this administrative case. pleadings, not only against SSP Velasco but also against former CA Lock. To
reiterate our previous ruling involving the respondent, her use of
Held: disrespectful language in her Comment is certainly below the standard
expected of an officer of the court. The esteemed position of a magistrate of
We resolve the issue in the negative. The Court cannot fully agree the law demands temperance, patience and courtesy both in conduct and in
with the recommendation of the OCA. By parity of reasoning, the fact of language. Illustrative are the following statements: "CA Lock's hostile
respondent's conviction by the RTC does not necessarily warrant her mindset and his superstar complex"; "In a frenzied display of arrogance and
suspension. We agree with respondent's argument that since her conviction power"; "(CA Lock's) complaint is merely a pathetic echo of the findings of
of the crime of child abuse is currently on appeal before the CA, the same the trial court"; and "when (CA Lock) himself loses his objectivity and
has not yet attained finality. As such, she still enjoys the constitutional misuses the full powers of his Office to persecute the object of his fancy,
presumption of innocence. It must be remembered that the existence of a then it is time for him to step down." In the attempt to discredit CA Lock,
presumption indicating the guilt of the accused does not in itself destroy the respondent even dragged CA Lock's son into the controversy, to wit:
constitutional presumption of innocence unless the inculpating
presumption, together with all the evidence, or the lack of any evidence or It is noteworthy to mention that CA Lock's hostile attitude
explanation, proves the accused's guilt beyond a reasonable doubt. Until the was aggravated by his embarrassment when the
accused's guilt is shown in this manner, the presumption of innocence undersigned mentioned to him that she knew how he
continues. Moreover, it is established that any administrative complaint used his influence to secure a position for his son at the
leveled against a judge must always be examined with a discriminating eye, RTC Library of Pasay City which was then managed by
for its consequential effects are, by their nature, highly penal, such that the Judge Priscilla Mijares. CA Lock had made sure that his son
respondent judge stands to face the sanction of dismissal or be assigned to the library to enable the latter to
conveniently adjust his schedule in reviewing for the bar Before this Court is yet another administrative case
examination. confronting respondent Adoracion G. Angeles (respondent),
Presiding Judge of the Regional Trial Court (RTC), Branch
Neither was SSP Velasco spared. Of him, the respondent said: "A reading of 121, Caloocan City (sala) filed by the Office of the Court
the motion for reconsideration readily discloses that it is mainly anchored on Administrator 1 (OCA) recommending that she be
SSP Velasco's malicious speculations about the guilt of the suspended pending the outcome of this administrative
undersigned. Speculations, especially those that emanate from the case.
poisonous intentions of attention-seeking individuals, are no different from The Facts
garbage that should be rejected outright"; and "His malicious insinuation is
no less than a revelation of his warped mindset that a person's position On July 17, 2006, the RTC, Branch 100, Quezon City
could cause pressure to bear among government officials. This brings forth a rendered a Decision 2 in Criminal Case Nos. Q-97-69655-56
nagging question. Did SSP Velasco use his position at the DOJ to 'cause convicting respondent of violation of Republic Act (RA) No.
pressure to bear' and obtain a favorable disposition of the administrative 7610. 3 The criminal cases are now on appeal before the
cases lodged against him by the undersigned? Is he afraid of his own Court of Appeals (CA). 4
ghost?" It must be stressed again that, as a dispenser of justice, respondent On July 25, 2006, Senior State Prosecutor
should exercise judicial temperament at all times, avoiding vulgar and Emmanuel Y. Velasco (SSP Velasco) of the Department of
insulting language. She must maintain composure and equanimity. The Justice (DOJ) wrote a letter 5 to then Chief Justice
judicial office circumscribes the personal conduct of a judge and imposes a Artemio V. Panganiban inquiring whether it is possible for
number of restrictions. This is the price that judges have to pay for accepting this Court, in the public interest, motu proprio to order the
and occupying their exalted positions in the administration of justice. One immediate suspension of the respondent in view of the
final word. The parties herein have admitted in their various pleadings that aforementioned RTC Decision. SSP Velasco opined:
they have filed numerous cases against each other. We do not begrudge
1. Judge Angeles now stands
them the prerogative to initiate charges against those who, in their opinion,
convicted on two counts of a crime, child
may have wronged them. But it is well to remind them that this privilege abuse under Republic Act 7610, which
must be exercised with prudence, when there are clearly lawful grounds, involves moral turpitude. Until she clears her
and only in the pursuit of truth and justice. This prerogative does not give name of such conviction, her current moral
them the right to institute shotgun charges with reckless abandon, or allow qualification to do the work of a judge is
their disagreement to deteriorate into a puerile quarrel, not unlike that of under a dark cloud. Litigants seeking justice
two irresponsible children. in our courts are entitled to a hearing by
judges whose moral qualifications are not
placed in serious doubt.
2. Although her conviction is not yet
final, the presumption of innocence that
DECISION Judge Angeles enjoyed during the pendency
of the trial has already been overcome by its
result. The presumption today is that she is
guilty and must clear her name of the
NACHURA, J p:
charges.
xxx xxx xxx
It simply would not be right to have a On the basis of SSP Velasco's letter and by virtue of
person presumably guilty of a crime involving this Court's Resolution 7 dated March 31, 1981, the OCA
moral turpitude to hear and adjudicate the submitted to this Court a Report 8 dated August 25, 2006
cases of others. HDaACI with an attached Administrative Complaint, 9 the
dispositive portion of which reads as follows:
3. Under section 5 of Rule 114 of the
Rules of Criminal Procedure, since the RTC of WHEREFORE, it is respectfully prayed
Quezon City convicted Judge Angeles of an that this administrative complaint be given
offense not punishable by death, reclusion due course and, respondent be ordered to file
perpetua or life imprisonment, sheno longer her Comment within ten (10) days from
has a right to bail and, therefore, should receipt. Considering the evidence is prima
ordinarily be held in prison pending facie strong, it is respectfully recommended
adjudication of her appeal. That the RTC of that she be INDEFINITELY
Quezon City chose to exercise its SUSPENDED pending the outcome of the
discretionary power to nonetheless grant her instant case or until further orders from this
bail does not change the fact that, except for Court. It is further recommended that after
the bail, Judge Angeles' rightful place by the Comment is filed, the administrative
reason of conviction is within the proceeding be suspended to await the final
confinement of prison. outcome of the criminal cases filed against
her.
It would seem incongruous for the
Supreme Court to allow convicted felons out In a Resolution 10 dated September 18, 2006, this
on bail to hear and adjudicate cases in its Court's Second Division approved all of these
courts. recommendations, thus, suspending respondent from
performing her judicial functions while awaiting the final
4. Finally, as a sitting judge who wields
resolution of her criminal cases or until further orders from
power over all persons appearing before her
this Court.
and has immeasurable influence within the
judicial system as one of its members, Judge On October 6, 2006, respondent filed an Urgent
Angeles could definitely cause pressure to Motion for Reconsideration 11 of the aforementioned
bear, not only on the members of the Court of Resolution. Respondent claimed that the suspension order
Appeals and, possibly, the Supreme Court, but was wielded against her without affording her the
also on the Office of the Solicitor General opportunity to be heard since she was not furnished
that prosecutes her case on appeal. Only copies of SSP Velasco's letter and OCA's Administrative
temporary suspension from official function, Complaint. Thus, respondent submitted that her
pending resolution of her case, will neutralize suspension is essentially unjust. Moreover, respondent
her judicial clout and clear the air of any kind manifested that the two criminal cases against her are on
of suspicion that justice is not going well in appeal before the CA and have, therefore, not yet attained
her case. finality. As such, respondent still enjoys the constitutional
presumption of innocence and her suspension clashes
On July 27, 2006, the matter was referred to the
with this presumption and is tantamount to a prejudgment
OCA for comment and recommendation. 6
of her guilt.
On the other hand, on October 11, 2006, SSP Velasco In her Reply 18 to SSP Velasco's Opposition,
filed an Urgent Appeal/Manifestation 12 to the Court En respondent admitted that she continued discharging her
Banc on the alleged unethical conduct of respondent, bounden duties in utmost good faith after filing her motion
seeking the immediate implementation of this Court's for reconsideration. She averred that she did not have the
Resolution dated September 18, 2006. On October 16, 2007, slightest intention to defy or ignore this Court's Resolution
SSP Velasco filed an Opposition to the said Motion for which did not categorically state that the said suspension
Reconsideration, 13 manifesting that respondent is immediately executory. Respondent reiterated her
continuously defied this Court's Resolution dated arguments against the suspension order on the grounds
September 18, 2006 as she did not desist from performing that she was deprived of due process; that her conviction
her judicial functions despite her receipt of said Resolution is not yet final; and that the crimes for which she was
on October 6, 2006. SSP Velasco stressed that an order of convicted have nothing to do with the discharge of her
suspension issued by this Court is immediately executory official duties. Lastly, respondent claimed that the instant
notwithstanding the filing of a motion for reconsideration. case is but another harassment suit filed against her by
Moreover, SSP Velasco reiterated that due to her SSP Velasco because she earlier filed an administrative
conviction on two counts of child abuse, complaint against the latter for maliciously indicting
respondent no longer enjoys the constitutional respondent with respect to another case of child abuse.
presumption of innocence and should remain suspended in
On October 25, 2006, respondent filed a
order to erase any suspicion that she is using her influence
Manifestation of Voluntary Inhibition 19 stating that she is
to obtain a favorable decision and in order to maintain and
voluntarily inhibiting from handling all cases scheduled for
reaffirm the people's faith in the integrity of the
hearing before her sala from October 25, 2006 to
judiciary. aATHIE
November 13, 2006.
Correlatively, the Integrated Bar of the Philippines-
On October 27, 2006, the OCA conducted a judicial
Caloocan, Malabon, Navotas Chapter (IBP-CALMANA
audit in respondent's sala. Per Report 20 of the judicial
Chapter), through its Public Relations Officer (PRO) Atty.
audit team, it was established that from October 6, 2006 to
Emiliano A. Mackay, wrote a letter 14 dated October 18,
October 23, 2006, respondent conducted hearings, issued
2006 addressed to the Second Division of this Court
orders, decided cases and resolved motions, acting as if
inquiring as to the effectivity of the Resolution suspending
the order of suspension which the respondent received on
the respondent so as not to sow confusion among the legal
October 6, 2006 was only a "mirage." The Report was
practitioners and party litigants with pending cases before
brought to the attention of Chief Justice Reynato S. Puno
the respondent's sala. Likewise, the IBP-CALMANA Chapter
by Court Administrator Christopher O. Lock (CA Lock). 21
manifested that respondent did not cease to perform her
judicial functions as evidenced by a Commitment On October 30, 2006, SSP Velasco filed an
Order 15 issued by respondent on October 16, 2006, and Administrative Complaint against respondent for violation
handwritten manifestations 16 of some party litigants of the Court's Circulars, the New Code of Judicial Conduct,
attesting that on various dates they attended hearings and the Civil Service Rules and Regulations, and for Gross
before respondent's sala. In the same vein, in an undated Misconduct, asseverating, among others, that the
letter 17 addressed to Associate Justice Angelina suspension order was immediately executory 22 and that
Sandoval-Gutierrez, the Concerned Trial Lawyers in the integrity as mandated by the New Code of Judicial
City of Caloocan raised the same concern before this Conduct is essential not only to the proper discharge of
Court.
the judicial office but also to the personal demeanor of has no personal knowledge of the facts, issues and
judges. evidence presented in the criminal cases; (2) that the
instant case, filed eleven (11) years after the criminal
In her Comment, 23 respondent, in addition to her
charges for child abuse were filed by Nancy Gaspar and
previous contentions, argued that the Resolution dated
Proclyn Pacay, smacks of malice and bad faith on the part
September 18, 2006 ordering her suspension was issued
of CA Lock; (3) that CA Lock is a friend and former
only by a Division of this Court contrary to Section 11,
subordinate of then National Bureau of Investigation (NBI)
Article VIII of the Constitution, which provides that " the
Director Epimaco Velasco (Director Velasco), father of
Supreme Court en banc shall have the power to discipline
herein party SSP Velasco, thus, CA Lock's ill motive
judges of lower courts, or order their dismissal by a vote of
against respondent is clear; (4) that CA Lock should not
a majority of the Members who actually took part in the
use the OCA to harass a member of the judiciary; (5) that
deliberations on the issues in the case and voted
the decision in the aforementioned criminal cases has not
thereon." EHaCID
yet become final; (6) that the acts for which she was
convicted are totally alien to her official functions and
On November 9, 2006, SSP Velasco filed a have nothing to do with her fitness and competence as a
Supplement to the Opposition to Respondent's Urgent judge; (7) that there is no wisdom in the imposition of the
Motion for Reconsideration 24 of the Resolution dated suspension which in this case is preventive in character
September 18, 2006. Thereafter, numerous because respondent cannot do anything through her office
pleadings 25 were filed by both parties practically that could possibly cause prejudice to the prosecution of
repeating their previous allegations. the child abuse case; (8) that the lifting of the suspension
order retroacts to the date of its issuance; (9) that the
Subsequently, in a Resolution dated February 19, instant case should be struck down because the judgment
2007, this Court lifted the suspension of respondent on the of conviction was contrary to law and jurisprudence; and
ground that: (10) that under the circumstances, all the charges were
Upon verification, it appears that the merely concocted by respondent's detractors in order to
Office of the Clerk of Court, Second Division, embarrass, humiliate and vex her.
indeed failed to attach a copy of the OCA In his Motion for Reconsideration 27 of this Court's
complaint to the copy of our resolution dated Resolution dated February 19, 2007, SSP Velasco argued
September 18, 2006 sent to Judge Angeles. that respondent's deprivation of her right to due process
Due process requires that Judge Angeles be was cured when she filed her motion for the
accorded the opportunity to answer the reconsideration of the suspension order; thus, there
complaint. is no need to lift such order. He reiterated his previous
Respondent was then given a fresh period of ten statement that "as a sitting judge who wields power over
(10) days from the receipt of the OCA Administrative all persons appearing before her and thus has
Complaint within which to file her comment. immeasurable influence within the judicial system as one
of its members, Judge Angeles could definitely cause
On March 15, 2007, respondent filed her pressure to bear, not only on the members of the Court of
Comment 26 with the following material assertions: (1) that Appeals and, possibly, the Supreme Court, but also on the
CA Lock as Court Administrator and who in behalf of the Office of the Solicitor General (OSG) that prosecutes her
OCA stands as the complainant in this case, case on appeal. Only her suspension from official function,
pending resolution of her case, will neutralize her judicial judiciary and the promotion of the administration of
clout and clear the air of any kind of suspicion that justice justice. HaAIES
is not going well in her case." 28
In her Reply 30 to said Comment, respondent argued
In response, respondent filed a Comment/Opposition that it cannot be said that somebody could cause pressure
to the said motion with a Motion to Declare SSP Velasco in if no one is believed to be susceptible to pressure. Thus,
contempt of Court 29 due to this aforementioned the use of this kind of language tends to degrade the
statement. Respondent argued that such statement administration of justice and constitutes indirect
betrays SSP Velasco's cheap and low perception of the contempt. She stressed that SSP Velasco's act of
integrity and independence of this Court, of the CA and of misrepresenting himself as the complainant in this case
the OSG. It also shows his utter lack of respect for the while it is clear from the Resolution of this Court that the
judicial system. Moreover, respondent added that since she OCA motu proprio filed the same, is per se contemptuous.
was not furnished a copy of the OCA Administrative
Meanwhile in its Memorandum, 31 the OCA
Complaint, the issuance of the suspension order deprived
reiterated its earlier position that respondent should be
her of her right to due process and prevented her from fully
suspended pending the outcome of this administrative
ventilating her arguments. Respondent, likewise,
case. The OCA opined that the Resolution lifting the
questioned SSP Velasco's legal personality in this case as
suspension order was basically premised on the ground
it was the OCA which, motu proprio, initiated the filing of
that respondent was not accorded her right to due
the said case.
process. By filing her Comment raising arguments against
In a Resolution dated July 4, 2007, this Court, among her suspension, respondent has fully availed herself of
others, directed SSP Velasco to file his comment on such right. However, the OCA submitted that respondent's
respondent's motion to cite him for contempt. On August arguments are devoid of merit on the following grounds: (1)
21, 2007, SSP Velasco filed his Comment claiming that he the Court Administrator need not personally know about
has legal personality to file pleadings before this Court the criminal cases of respondent because the instant case
because it was he who initiated the filing of this case is based on a public document, i.e., the decision of
through his letter to then Chief Justice Artemio V. the RTC convicting the respondent of child abuse; (2) the
Panganiban on July 25, 2006. He admitted that the fact that said decision has not attained finality is
allegedly contemptuous statements were merely lifted of no moment for what is being sought is merely
from said letter. He argued that the former Chief Justice or preventive suspension. Thus, in the event that respondent
the Court for that matter, did not find any contemptuous is acquitted in the criminal cases of which she stands
statement in the letter. Taking the letter in its entire accused, she will receive the salaries and other benefits
context, SSP Velasco posited that he did not commit any which she would not receive during her suspension; (3)
act of disobedience to the orders of this Court; neither did even if the acts of child abuse have no connection with
he bring the Court's authority and the administration of respondent's official functions as a judge, it is established
law into disrepute nor did he impede the due that the private conduct of judges cannot be dissociated
administration of justice. Nowhere in the letter was it from their official functions; (4) respondent's preventive
stated that this Court, the CA and the OSG could be suspension shall serve an important purpose: it will
pressured; the letter merely stated that respondent could protect the image of the judiciary and preserve the faith of
cause pressure. SSP Velasco pointed that the letter to the the people in the same; and (5) citing the case of Leonida
then Chief Justice, in itself, shows his respect for the Vistan v. Judge Ruben T. Nicolas, 32 the RTC decision
convicting respondent of child abuse is prima lawfully required to do so. Indirect contempt
facie evidence that respondent committed the said crime or constructive contempt is that which is
which indicates the moral depravity of the offender and, as committed out of the presence of the court.
such, warrants the punishment of dismissal from the Any improper conduct tending, directly or
service. Thus, the OCA recommended that respondent be indirectly, to impede, obstruct, or degrade the
suspended pending the outcome of this administrative administration of justice would constitute
case and that the CA be directed to resolve the criminal indirect contempt. TIaDHE
cases with dispatch.
In her Comment/Opposition with Motion to Declare
The Issues SSP Velasco in contempt of Court, respondent espoused
the view that SSP Velasco is guilty of indirect contempt for
There are two ultimate issues in this case:
using language which tends to degrade the administration
First, whether or not grounds exist to cite SSP of justice. But if this were so, respondent should have
Velasco for indirect contempt of Court; and availed herself of the remedy in accordance with Section
Second, whether or not grounds exist to 4, Rule 71 of the Rules of Court, viz:
preventively suspend the respondent pending the SEC. 4. How proceedings commenced.
resolution of this administrative case. — Proceedings for indirect contempt may be
The Court's Ruling initiated motu proprio by the court against
which the contempt was committed by an
We resolve the first issue in the negative. order or any other formal charge requiring the
In Pilar Barredo-Fuentes v. Judge Romeo C. respondent to show cause why he should not
Albarracin, 33 we held: be punished for contempt.

Contempt of court is a defiance of the In all other cases, charges for indirect
authority, justice or dignity of the court, such contempt shall be commenced by a verified
conduct as tends to bring the authority and petition with supporting particulars and
administration of the law into disrespect or to certified true copies of documents or papers
interfere with or prejudice parties, litigant or involved therein, and upon full compliance
their witnesses during litigation. with the requirements for filing initiatory
pleadings for civil actions in the court
There are two kinds of contempt concerned. . . . (Emphasis supplied)
punishable by law: direct contempt and
indirect contempt. Direct contempt is A charge of indirect contempt must be filed in the
committed when a person is guilty of form of a verified petition if it is not initiated directly by
misbehavior in the presence of or so near a the court against which the contemptuous act was
court as to obstruct or interrupt the committed. On previous occasions, we clarified that such
proceedings before the same, including petition is in the nature of a special civil action. Certified
disrespect toward the court, offensive true copies of related documents must be submitted with
personalities toward others, or refusal to be the petition and appropriate docket fees must be paid. The
sworn or to answer as a witness, or to requirement of a verified petition is mandatory. As Justice
subscribe an affidavit or deposition when Florenz D. Regalado has explained:
This new provision clarifies with a Canon 11. A lawyer shall observe and
regulatory norm the proper procedure for maintain the respect due to the courts and to
commencing contempt proceedings. While judicial officers and should insist on similar
such proceeding has been classified as a conduct by others.
special civil action under the former Rules,
A lawyer is an officer of the Court. It is a lawyer's
the heterogeneous practice, tolerated by the
sworn and moral duty to help build and not unnecessarily
courts, has been for any party to file a mere
destroy the people's high esteem and regard for the courts
motion without paying any docket or lawful
so essential to the proper administration of justice. A
fees therefor and without complying with the
lawyer's language may be forceful but should always be
requirements for initiatory pleadings, which is
dignified; emphatic but respectful, as befitting an
now required in the second paragraph of
advocate. Arguments, whether written or oral, should be
[Section 4]. 34 ECaSIT
gracious to both court and opposing counsel, and should
On the charge of indirect contempt of court, we use such language as may be properly addressed by one
therefore find that SSP Velasco's statement, while person to another. 36
irresponsible, did not necessarily degrade the
We likewise resolve the second issue in the
administration of justice as to be considered
negative. The Court cannot fully agree with the
contumacious. The salutary rule is that the power to
recommendation of the OCA.
punish for contempt must be exercised on the
preservative, not vindictive principle, and on the corrective Pertinent is our ruling in Emmanuel Ymson Velasco
and not retaliatory idea of punishment. A lawyer's remarks v. Judge Adoracion G. Angeles , 37 which involved the same
explaining his position in a case under consideration do parties and where we held:
not necessarily assume the level of contempt that justifies An act unrelated to a judge's discharge
the court's exercise of the power of contempt. 35 We note of judicial functions may give rise to
that SSP Velasco's statement was made in support of his administrative liability even when such act
argument for the imposition of preventive suspension, i.e., constitutes a violation of penal law. When the
to prevent the respondent from using her current position issue is administrative liability, the quantum
to alter the course of the investigation and the disposition of proof required is only substantial evidence,
of the appealed criminal cases. or that amount of relevant evidence which a
Nevertheless, SSP Velasco must bear in mind that reasonable mind might accept as adequate to
as a lawyer, he must be circumspect in his language. We support a conclusion. Evidence to support a
remind him of our admonition to all lawyers to observe the conviction in a criminal case is not
following Canons of the Code of Professional necessary, and the dismissal of the criminal
Responsibility, which read: case against the respondent in an
administrative case is not a ground for the
Canon 8. Rule 8.01 — A lawyer shall
dismissal of the administrative
not, in his professional dealings, use
case. Conversely, conviction in the criminal
language which is abusive, offensive or
case will not automatically warrant a finding
otherwise improper.
of guilt in the administrative case. We
emphasize the well-settled rule that criminal
and civil cases are altogether different from effects are, by their nature, highly penal, such that the
administrative matters, and each must be respondent judge stands to face the sanction of dismissal
disposed of according to the facts and the or disbarment. 41 As aforementioned, the filing of criminal
law applicable to it. cases against judges may be used as tools to harass them
and may in the long run create adverse consequences. The
In Nuñez v. Atty. Arturo B. Astorga, 38 the Court held
OCA, as well as SSP Velasco, failed to prove that other
that the mere existence of pending criminal charges
than the fact that a judgment of conviction for child abuse
against the respondent-lawyer cannot be a ground for
was rendered against the respondent, which is still on
disbarment or suspension of the latter. To hold otherwise
appeal, there are other lawful grounds to support the
would open the door to harassment of attorneys through
imposition of preventive suspension. Based on the
the mere filing of numerous criminal cases against them.
foregoing disquisition, the Court is of the resolve that,
By parity of reasoning, the fact of respondent's while it is true that preventive suspension pendente
conviction by the RTC does not necessarily warrant her lite does not violate the right of the accused to be
suspension. We agree with respondent's argument that presumed innocent as the same is not a penalty, 42 the
since her conviction of the crime of child abuse is rules on preventive suspension of judges, not having been
currently on appeal before the CA, the same has not yet expressly included in the Rules of Court, are amorphous at
attained finality. As such, she still enjoys the best. 43 Likewise, we consider respondent's argument that
constitutional presumption of innocence. It must be there is no urgency in imposing preventive suspension as
remembered that the existence of a presumption the criminal cases are now before the CA, and that she
indicating the guilt of the accused does not in itself cannot, by using her present position as an RTC Judge, do
destroy the constitutional presumption of innocence anything to influence the CA to render a decision in her
unless the inculpating presumption, together with all the favor. The issue of preventive suspension has also been
evidence, or the lack of any evidence or explanation, rendered moot as the Court opted to resolve this
proves the accused's guilt beyond a reasonable doubt. administrative case.
Until the accused's guilt is shown in this manner, the
However, even as we find that the OCA and SSP
presumption of innocence continues. 39 In Mangubat v.
Velasco have not clearly and convincingly shown ample
Sandiganbayan, 40 the Court held that respondent
grounds to warrant the imposition of preventive
Sandiganbayan did not act with grave abuse of discretion,
suspension, we do note the use of offensive language in
correctible by certiorari, when it ruled that despite her
respondent's pleadings, not only against SSP Velasco but
convictions, "Preagido has still in her favor the
also against former CA Lock. To reiterate our previous
constitutional presumption of innocence . . . (and until) a
ruling involving the respondent, her use of disrespectful
promulgation of final conviction is made, this
language in her Comment is certainly below the standard
constitutional mandate prevails." The Court therein further
expected of an officer of the court. The esteemed position
held that such ruling is not bereft of legal or logical
of a magistrate of the law demands temperance, patience
foundation and cannot, in any sense, be characterized as a
and courtesy both in conduct and in
whimsical or capricious exercise of judgment. So also
language. 44 Illustrative are the following statements: "CA
must we hold in this case. HSDaTC
Lock's hostile mindset and his superstar complex"; 45 "In
Moreover, it is established that any administrative a frenzied display of arrogance and power"; 46 "(CA Lock's)
complaint leveled against a judge must always be complaint is merely a pathetic echo of the findings of the
examined with a discriminating eye, for its consequential trial court"; 47 and "when (CA Lock) himself loses his
objectivity and misuses the full powers of his Office exalted positions in the administration of
to persecute the object of his fancy, then it is time for him justice. 51 DcTaEH
to step down." 48 In the attempt to discredit CA Lock,
One final word. The parties herein have admitted in
respondent even dragged CA Lock's son into the
their various pleadings that they have filed numerous
controversy, to wit:
cases against each other. We do not begrudge them the
It is noteworthy to mention that CA prerogative to initiate charges against those who, in their
Lock's hostile attitude was aggravated by his opinion, may have wronged them. But it is well to remind
embarrassment when the undersigned them that this privilege must be exercised with prudence,
mentioned to him that she knew how he used when there are clearly lawful grounds, and only in the
his influence to secure a position for his son pursuit of truth and justice. This prerogative does not give
at the RTC Library of Pasay City which was them the right to institute shotgun charges with reckless
then managed by Judge Priscilla Mijares. CA abandon, or allow their disagreement to deteriorate into a
Lock had made sure that his son be assigned puerile quarrel, not unlike that of two irresponsible
to the library to enable the latter to children.
conveniently adjust his schedule in reviewing
Judge Angeles and SSP Velasco should bear in mind
for the bar examination.
that they are high-ranking public officers whom the people
Neither was SSP Velasco spared. Of him, the look up to for zealous, conscientious and responsive public
respondent said: "A reading of the motion for service. Name-calling hardly becomes them.
reconsideration readily discloses that it is mainly
Cognizant of the adverse impact and unpleasant
anchored on SSP Velasco's malicious speculations about
consequences this continuing conflict will inflict on the
the guilt of the undersigned. Speculations, especially
public service, we find both officials wanting in the
those that emanate from the poisonous intentions of
conduct demanded of public servants.
attention-seeking individuals, are no different from
garbage that should be rejected outright" ; 49 and WHEREFORE, the instant administrative complaint
"His malicious insinuation is noless than a revelation of is hereby DISMISSED for lack of merit. Nevertheless,
his warped mindset that a person's position could cause respondent Adoracion G. Angeles, Presiding Judge of the
pressure to bear among government officials. This brings Regional Trial Court of Caloocan City, Branch 121, is
forth a nagging question. Did SSP Velasco use his position hereby REPRIMANDED for her use of intemperate language
at the DOJ to 'cause pressure to bear' and obtain a in her pleadings and is STERNLY WARNED that a repetition
favorable disposition of the administrative cases lodged of the same or similar act shall merit a more severe
against him by the undersigned? Is he afraid of his own sanction.
ghost?" 50 Senior State Prosecutor Emmanuel Y. Velasco of the
It must be stressed again that, as a dispenser of Department of Justice is hereby WARNED that he should
justice, respondent should exercise judicial temperament be more circumspect in the statements made in his
at all times, avoiding vulgar and insulting language. She pleadings and that a repetition of the same shall be dealt
must maintain composure and equanimity. The judicial with more severely. The motion to cite him for contempt is
office circumscribes the personal conduct of a judge and DENIED for lack of merit.
imposes a number of restrictions. This is the price that
judges have to pay for accepting and occupying their
The Court of Appeals is DIRECTED to resolve CA-  She subsequently withdrew the case from him, and requested
G.R. CR No. 30260 involving respondent Judge Adoracion the refund of the amounts already paid, but he refused to do
the same as he had already started working on the case; that
G. Angeles with dispatch.
she had sent him a letter, through Atty. Isidro S.C. Martinez, to
SO ORDERED. demand the return of her payment less whatever amount
corresponded to the legal services he had already performed
||| (Re: Judge Adoracion Angeles, A.M. No. 06-9-545-RTC,  That the respondent did not heed her demand letter despite his
[January 31, 2008], 567 PHIL 189-211) not having rendered any appreciable legal services to her; 5 and
that his constant refusal to return the amounts prompted her to
bring an administrative complaint against him 6 in the
Integrated Bar of the Philippines (IBP) on March 20, 2007.
FIRST DIVISION

IBP Investigating Commissioner Jose I. De La Rama, Jr. declared


[A.C. No. 10543. March 16, 2016.] that the respondent's insistence that he could have brought a
petition for legal separation based on the psychological
NENITA D. SANCHEZ, petitioner, vs. ATTY. incapacity of the complainant's husband was sanctionable
ROMEO G. AGUILOS, respondent. because he himself was apparently not conversant with the
grounds for legal separation; that because he rendered some
legal services to the complainant, he was entitled to receive
SANCHEZ vs. ATTY. AGUILOS only P40,000.00 out of the P70,000.00 paid to him as
acceptance fee, the P40,000.00 being the value of the services
A.C. No. 10543, March 16, 2016 |Bersamin, J., rendered under the principle of quantum meruit; and that,
accordingly, he should be made to return to her the amount of
P30,000.00.
This administrative case relates to the performance of duty of an
attorney towards his client in which the former is found and declared to
be lacking in knowledge and skill sufficient for the engagement. IBP also recommended that Atty. Aguilos be suspended from the
Does quantum meruit attach when an attorney fails to accomplish practice of law for a period of six months.
tasks which he is naturally expected to perform during his professional
engagement?
ISSUE(S)

FACTS
(a) Whether or not the respondent should be held
administratively liable for misconduct; and (b) Whether or not
Complainant Nenita D. Sanchez has charged respondent Atty. he should be ordered to return the attorney's fees paid.
Romeo G. Aguilos (respondent) with misconduct for the latter's
refusal to return the amount of P70,000.00 she had paid for his
professional services despite his not having performed the RULING
contemplated professional services.

 She avers that in March 2005, she sought the legal services of
the respondent to represent her in the annulment of her Respondent was liable for misconduct, and he should be
marriage with her estranged husband. ordered to return the entire amount received from the client
Board of Governors, with the MODIFICATION that Atty. Romeo G.
Aguilos is hereby FINED P10,000.00 for misrepresenting his
Clearly, the respondent misrepresented his professional professional competence to the client, and REPRIMANDS him for his
competence and skill to the complainant. As the foregoing use of offensive and improper language towards his fellow attorney,
findings reveal, he did not know the distinction between the with the stern warning that a repetition of the offense shall be severely
grounds for legal separation and for annulment of marriage. punished.
Such knowledge would have been basic and expected of him as
a lawyer accepting a professional engagement for either The Court ORDERS Atty. Romeo G. Aguilos to RETURN to the
causes of action. His explanation that the client initially intended to complainant within thirty (30) days from notice the sum of P70,000.00,
pursue the action for legal separation should be disbelieved. The case plus legal interest of 6% per annum reckoned from the date of this
unquestionably contemplated by the parties and for which his services decision until full payment.
was engaged, was no other than an action for annulment of the
complainant's marriage with her husband with the intention of
marrying her British fiancee. They did not contemplate legal separation
at all, for legal separation would still render her incapacitated to re-
marry. That the respondent was insisting in his answer that he had
prepared a petition for legal separation, and that she had to pay more
as attorney's fees if she desired to have the action for annulment was,
therefore, beyond comprehension other than to serve as a hallow
DECISION
afterthought to justify his claim for services rendered.

As such, the respondent failed to live up to the standards imposed on BERSAMIN, J p:


him as an attorney. He thus transgressed Canon 18, and Rules 18.01,
This administrative case relates to the performance
18.02 and 18.03 of the Code of Professional Responsibility, to wit:
of duty of an attorney towards his client in which the
CANON 18 - A LAWYER SHALL SERVE HIS CLIENT WITH COMPETENCE former is found and declared to be lacking in knowledge
AND DILIGENCE. and skill sufficient for the engagement. Does quantum
meruit attach when an attorney fails to accomplish tasks
Rules 18.01 - A lawyer shall not undertake a legal serviee which
which he is naturally expected to perform during his
he knows or should know that he is not qualified to
professional engagement?
render. However, he may render such service if, with the consent of
his client, he can obtain as collaborating counsel a lawyer who is Antecedents
competent on the matter.
Complainant Nenita D. Sanchez has charged
Rule 18.02 - A lawyer shall not handle any legal matter without respondent Atty. Romeo G. Aguilos (respondent) with
adequate preparation. misconduct for the latter's refusal to return the amount of
P70,000.00 she had paid for his professional services
Rule 18.03 - A lawyer shall not neglect a legal matter entrusted to him, despite his not having performed the contemplated
and his negligence in connection therewith shall render him liable. professional services. She avers that in March 2005, she
(Emphasis supplied)
sought the legal services of the respondent to represent
her in the annulment of her marriage with her estranged
husband, Jovencio C. Sanchez; that the respondent
WHEREFORE, the Court AFFIRMS the Resolution No. XVIII-2008-476
accepted the engagement, fixing his fee at P150,000.00,
dated September 20, 2008 of the Integrated Bar of the Philippines
plus the appearance fee of P5,000.00/hearing; that she communications; that in May 2005, she admitted to him
then gave to him the initial amount of P90,000.00; 1 that that she had spent the money that her fiancée had given to
she had gone to his residence in May 2005 to inquire on pay the balance of his professional fees; and that in June
the developments in her case, but he told her that he 2005, she returned to him with a note at the back of the
would only start working on the case upon her full prepared petition for legal separation essentially
payment of the acceptance fee; that she had only learned requesting him not to file the petition because she had
then that what he had contemplated to file for her was a meanwhile opted to bring the action for the annulment of
petition for legal separation, not one for the annulment of her marriage instead.
her marriage; that he further told her that she would have
The respondent admits that he received the demand
to pay a higher acceptance fee for the annulment of her
letter from Atty. Martinez, but states that he dismissed the
marriage; 2 that she subsequently withdrew the case from
letter as a mere scrap of paper because the demand
him, and requested the refund of the amounts already paid,
lacked basis in law. It is noted that he wrote in the last
but he refused to do the same as he had already started
part of his answer dated May 21, 2007 in relation to the
working on the case; 3 that she had sent him a letter,
demand letter the following:
through Atty. Isidro S.C. Martinez, to demand the return of
her payment less whatever amount corresponded to the Hence, respondent accordingly treated
legal services he had already performed; 4 that the the said letter demand for refund dated 15
respondent did not heed her demand letter despite his not August 2005 (Annex "B" of the complaint) as
having rendered any appreciable legal services to a mere scrap of paper or should have been
her; 5 and that his constant refusal to return the amounts addressed by her counsel ATTY. ISIDRO S.C.
prompted her to bring an administrative complaint against MARTINEZ, who unskillfully relied on
him 6 in the Integrated Bar of the Philippines (IBP) on an unverified information furnished him, to
March 20, 2007. the urinal project of the MMDA where it may
serve its rightful purpose. 9 cSEDTC
In his answer dated May 21, 2007, 7 the respondent
alleges that the complainant and her British fiancée Findings and Recommendation of the IBP
sought his legal services to bring the petition for the The IBP Commission on Bar Discipline (IBP-CBD)
annulment of her marriage; that based on his evaluation of summoned the parties to a mandatory conference on
her situation, the more appropriate case would be one for August 3, 2007, 10 but only the complainant and her
legal separation anchored on the psychological incapacity counsel attended the conference. On his part, the
of her husband; that she and her British fiancée agreed on respondent sent a letter dated July 20, 2007 to the IBP-
P150,000.00 for his legal services to bring the action for CBD to reiterate his answer. 11 Due to his non-appearance,
legal separation, with the fiancée paying him P70,000.00, the IBP-CBD terminated the conference on the same day,
as evidenced by his handwritten receipt; 8that for but required the complainant to submit a verified position
purposes of the petition for legal separation he required paper within 10 days. She did not submit the position paper
the complainant to submit copies of her marriage contract in the end.
and the birth certificates of her children with her husband,
as well as for her to submit to further interviews by him to In his commissioner's report dated July 25,
establish the grounds for legal separation; that he later on 2008, 12 IBP Investigating Commissioner Jose I. De La
communicated with her and her fiancée upon finalizing the Rama, Jr. declared that the respondent's insistence that
petition, but they did not promptly respond to his he could have brought a petition for legal separation based
on the psychological incapacity of the complainant's annulment of marriage,
husband was sanctionable because he himself was respondent should be
apparently not conversant with the grounds for legal sanctioned. AIDSTE
separation; that because he rendered some legal services (3) Lastly, for failure to conduct himself
to the complainant, he was entitled to receive only with courtesy, fairness towards
P40,000.00 out of the P70,000.00 paid to him as his colleagues and for using
acceptance fee, the P40,000.00 being the value of the offensive or improper language in
services rendered under the principle of quantum meruit; his pleading, which was filed right
and that, accordingly, he should be made to return to her before the Commission on Bar
the amount of P30,000.00. Discipline, he must also be
IBP Investigating Commissioner De La Rama, Jr. sanctioned and disciplined in
observed that the respondent's statement in the last part order to avoid repetition of the
of his answer, to the effect that the demand letter sent by said misconduct.
Atty. Martinez in behalf of the complainant should be WHEREFORE, in view of the foregoing,
treated as a scrap of paper, or should have been addressed it is most respectfully recommended that
"to the urinal project of the MMDA where it may serve its Atty. Romeo G. Aguilos be ordered to return to
rightful purpose," was uncalled for and improper; and he complainant Nenita D. Sanchez the amount of
opined that such offensive and improper language uttered P30,000.00 which the former received as
by the respondent against a fellow lawyer violated Rule payment for his services because it is
8.01 13 of the Code of Professional Responsibility. excessive.
IBP Investigating Commissioner De La Rama, Jr. It is also recommended that the Atty.
ultimately recommended as follows: Romeo G. Aguilos be suspended from the
The undersigned Commissioner is most practice of law for a period of six (6) months
respectfully recommending the following: for failure to show his respect to his fellow
lawyer and for using offensive and improper
(1) To order the respondent to return to
language in his pleadings.
the complainant the amount of
P30,000.00 which he received for Through Resolution No. XVIII-2008-476 dated
the purpose of preparing a September 20, 2008, 14 the IBP Board of Governors
petition for legal separation. affirmed the findings of Investigating Commissioner De La
Undersigned believes that Rama, Jr., but modified the recommendation of the
considering the degree of penalty, viz.:
professional services he has RESOLVED to ADOPT and APPROVE, as it is
extended, the amount of hereby unanimously ADOPTED AND
P40,000.00 he received on March APPROVED, with modification, the Report and
10, 2005 would be sufficient Recommendation of the Investigating
payment for the same. Commissioner of the above entitled case,
(2) For failure to distinguish between the herein made part of this Resolution as Annex
grounds for legal separation and "A", and, finding the recommendation fully
supported by the evidence on record and the findings by IBP Investigating Commissioner De La Rama,
applicable laws and rules, and considering Jr. to be very apt and cogent, viz.:
respondent's failure to show respect to his
As appearing in Annex "4", which is the
fellow lawyer and for showing offensive and
handwritten retainer's contract between the
improper words in his pleadings, Atty. Romeo
respondent and the complainant, there is a
G. Aguilos, is hereby WARNED and Ordered to
sweeping evidence that there is an attorney-
Return the Thirty Thousand (P30,000.00)
client relationship. The respondent agreed to
Pesos to complainant within thirty (30) days
accept the case in the amount of
from receipt of notice. 15
P150,000.00. The acceptance fee was agreed
The respondent filed a motion for upon to be paid on installment basis.
reconsideration, 16 which the IBP Board of Governors Excluded in the agreement is the payment of
denied through Resolution No. XXI-2014-177 dated March appearance fee, filing fee and other legal
23, 2014. 17 documentation.
Issues That next question is — for what case
the P150,000.00 was intended for? Was it
The two issues for consideration and resolution are:
intended for the filing of the annulment case
(a) whether or not the respondent should be held
or legal separation?
administratively liable for misconduct; and (b) whether or
not he should be ordered to return the attorney's fees paid. In the verified Answer filed by the
respondent, even the latter is quite confused
Ruling of the Court
as to what action he is going to file in court.
We adopt and affirm Resolution No. XVIII-2008-476 The intention of the British national and the
and Resolution No. XXI-2014-177, but modify the complainant was to get married. At that time
recommended penalty. and maybe up to now, the complainant is still
1. legally married to a certain Jovencio C.
Respondent was liable for misconduct, Sanchez. That considering that the two are
and he should be ordered to return intending to get married, we can safely
the entire amount received from the client assume that the complainant was
contemplating of filing a petition for
The respondent offered himself to the complainant annulment of marriage in order to free her
as a lawyer who had the requisite professional from the marriage bond with her husband. It
competence and skill to handle the action for the is only then, granting that the petition will be
annulment of marriage for her. He required her to pay granted, that the complainant will be free to
P150,000.00 as attorney's fees, exclusive of the filing fees marry the British subject. The legal
and his appearance fee of P5,000.00/hearing. Of that separation is but a separation of husband and
amount, he received the sum of P70,000.00. wife from board and bed and the marriage
On the respondent's conduct of himself in his bond still exists. Granting that the petition for
professional relationship with the complainant as his legal separation will be granted, one is not
client, we reiterate and adopt the thorough analysis and free to marry another person.
A reading of the answer filed by the child of the petitioner, to engage
respondent would show that he himself is not in prostitution, or connivance in
well versed in the grounds for legal such corruption or
separation. He stated the following; inducement;AaCTcI
. . . respondent suggested (d) Final judgment
to them to file instead a legal sentencing the respondent to
separation case for the imprisonment of more than six
allegedpsychological years, even if pardoned;
incapacity of her husband to
(e) Drug addiction or
comply with his marital
habitual alcoholism of the
obligations developed or of their
respondent;
marriage on February 6, 1999.
(please see par. 2 of the (f) Lesbianism or
Answer). homosexuality of the
respondent:
If the intention was to file a petition for
legal separation, under A.M. 02-11-11-SC, the (g) Contracting by the
grounds are as follows: respondent of a subsequent
bigamous marriage, whether in
Sec. 2. Petition. —
or outside the Philippines;
(a) Who may and when to
(h) Sexual infidelity or
file — (1) A petition for legal
perversion of the respondent;
separation may be filed only by
the husband or the wife, as the (i) Attempt on the life of
case may be, within five years petitioner by the respondent; or
from the time of the occurrence (j) Abandonment of
of any of the following causes: petitioner by respondent without
(a) Repeated physical justifiable cause for more than
violence or grossly abusive one year.
conduct directed against the Psychological incapacity, contrary to
petitioner, a common child, or a what respondent explained to the
child of the petitioner; complainant, is not one of those mentioned in
(b) Physical violence or any of the grounds for legal separation.
moral pressure to compel the Even in Article 55 of the Family Code of
petitioner to change religious or the Philippines, psychological incapacity is
political affiliation; never a ground for the purpose of filing a
(c) Attempt of respondent petition for legal separation.
to corrupt or induce the On the other hand, psychological
petitioner, a common child, or a incapacity has always been used for the
purpose of filing a petition for declaration of had prepared a petition for legal separation, and that she
nullity or annulment of marriage. had to pay more as attorney's fees if she desired to have
the action for annulment was, therefore, beyond
That as provided for by Article 36 of
comprehension other than to serve as a hallow
the New Family Code, it states that "a
afterthought to justify his claim for services rendered.
marriage contracted by any party who, at the
time of the celebration, was psychologically As such, the respondent failed to live up to the
incapacitated to comply with the essential standards imposed on him as an attorney. He thus
marital obligations of marriage, shall likewise transgressed Canon 18, and Rules 18.01, 18.02 and 18.03 of
be void even if such incapacity becomes the Code of Professional Responsibility, to wit:
manifest only after its solemnization."
CANON 18 — A LAWYER SHALL SERVE
That lawyers shall keep abreast of the HIS CLIENT WITH COMPETENCE AND
legal developments and participate in DILIGENCE.
continuing legal education program (Canon 5
Rules 18.01 — A lawyer shall not
of the Code of Professional Responsibility) in
undertake a legal service which he knows or
order to prevent repetition of such kind of
should know that he is not qualified to render.
advise that respondent gave to the
However, he may render such service if, with
complainant. In giving an advise, he should
the consent of his client, he can obtain as
be able to distinguish between the grounds
collaborating counsel a lawyer who is
for legal separation and grounds for
competent on the matter.
annulment of marriage. But as the respondent
stated in his answer, it appears that he is Rule 18.02 — A lawyer shall not handle
mixed up with the basic provisions of the any legal matter without adequate
law. 18 preparation.

Clearly, the respondent misrepresented his Rule 18.03 — A lawyer shall not neglect
professional competence and skill to the complainant. As a legal matter entrusted to him, and his
the foregoing findings reveal, he did not know the negligence in connection therewith shall
distinction between the grounds for legal separation and render him liable. (Emphasis supplied)
for annulment of marriage. Such knowledge would have The next to be dealt with is the matter of the
been basic and expected of him as a lawyer accepting a attorney's fees. We can easily agree that every attorney is
professional engagement for either causes of action. His entitled to have and receive a just and reasonable
explanation that the client initially intended to pursue the compensation for services performed at the special
action for legal separation should be disbelieved. The case instance and request of his client. As long as the attorney
unquestionably contemplated by the parties and for which is in good faith and honestly trying to represent and serve
his services was engaged, was no other than an action for the interests of the client, he should have a reasonable
annulment of the complainant's marriage with her husband compensation for such services. 19
with the intention of marrying her British fiancée. They did
not contemplate legal separation at all, for legal The attorney's fees shall be those stipulated in the
separation would still render her incapacitated to re-marry. retainer's agreement between the client and the attorney,
That the respondent was insisting in his answer that he which constitutes the law between the parties for as long
as it is not contrary to law, good morals, good customs, unless found by the court to be
public policy or public order. 20 The underlying theory is unconscionable or unreasonable.
that the retainer's agreement between them gives to the
The court's supervision of the lawyer's compensation for
client the reasonable notice of the arrangement on the
legal services rendered is not only for the purpose of
fees. Once the attorney has performed the task assigned
ensuring the reasonableness of the amount of attorney's
to him in a valid agreement, his compensation is
fees charged, but also for the purpose of preserving the
determined on the basis of what he and the client
dignity and integrity of the legal profession. 25
agreed. 21 In the absence of the written agreement, the
lawyer's compensation shall be based on quantum meruit, The respondent should not have accepted the
which means "as much as he deserved." 22 The engagement because as it was later revealed, it was way
determination of attorney's fees on the basis of quantum above his ability and competence to handle the case for
meruit is also authorized "when the counsel, for justifiable annulment of marriage. As a consequence, he had nobasis
cause, was not able to finish the case to its to accept any amount as attorney's fees from the
conclusion." 23 Moreover,quantum meruit becomes the complainant. He did not even begin to perform the
basis of recovery of compensation by the attorney where contemplated task he undertook for the complainant
the circumstances of the engagement indicate that it will because it was improbable that the agreement with her
be contrary to the parties' expectation to deprive the was to bring the action for legal separation. His having
attorney of all compensation. supposedly prepared the petition for legal separation
instead of the petition for annulment of marriage was
Nevertheless, the court shall determine in every
either his way of covering up for his incompetence, or his
case what is reasonable compensation based on the
means of charging her more. Either way did not entitle him
obtaining circumstances, 24 provided that the attorney
to retain the amount he had already received. SDHTEC
does not receive more than what is reasonable, in keeping
with Section 24 of Rule 138 of the Rules of Court, to The written receipt dated March 10, 2005 shows
wit: EcTCAD that the respondent received P70,000.00 as acceptance
fee. His refusal to return the amount to the complainant
Section 24. Compensation of
rested on his claim of having already completed the first
attorneys; agreement as to fees. — An
phase of the preparation of the petition for legal
attorney shall be entitled to have and recover
separation after having held conferences with the
from his client no more than a reasonable
complainant and her British fiancée. In this respect, IBP
compensation for his services, with a view to
Investigating Commission De la Rama, Jr. opined that the
the importance of the subject matter of the
respondent could retain P40,000.00 of the P70,000.00
controversy, the extent of the services
because the respondent had rendered some legal services
rendered, and the professional standing of
to the complainant, specifically: (a) having the
the attorney. No court shall be bound by the
complainant undergo further interviews towards
opinion of attorneys as expert witnesses as
establishing the ground for legal separation; (b) reducing
to the proper compensation, but may
into writing the grounds discussed during the interviews
disregard such testimony and base its
based on her statement in her own dialect (Annexes 1 and
conclusion on its own professional
2) after he could not understand the written statement
knowledge. A written contract for services
prepared for the purpose by her British fiancée; (c)
shall control the amount to be paid therefor
requiring her to submit her marriage contract with her
husband Jovencio C. Sanchez (Annex 3), and the duty of lawyers is further emphasized in the Code of
certificates of live birth of her four children: Mary Joy, Professional Responsibility, whose Canon 8 provides: "A
Timothy, Christine, and Janette Anne, all surnamed lawyer shall conduct himself with courtesy, fairness and
Sanchez (Annexes 4, 5, 6 and 7); and (d) finalizing her candor toward his professional colleagues, and shall avoid
petition for legal separation (Annex 8) in the later part of harassing tactics against opposing counsel." Rule 8.01 of
April, 2007. Canon 8 specifically demands that: "A lawyer shall not, in
his professional dealings, use language which is abusive,
The opinion of IBP Investigating Commission De la
offensive or otherwise improper."
Rama, Jr. in favor of the respondent was too generous. We
cannot see how the respondent deserved any The Court recognizes the adversarial nature of our
compensation because he did not really begin to perform legal system which has necessitated lawyers to use strong
the contemplated tasks if, even based on his version, he language in the advancement of the interest of their
would prepare the petition for legal separation instead of clients. 27 However, as members of a noble profession,
the petition for annulment of marriage. The attorney who lawyers are always impressed with the duty to represent
fails to accomplish the tasks he should naturally and their clients' cause, or, as in this case, to represent a
expectedly perform during his professional engagement personal matter in court, with courage and zeal but that
does not discharge his professional responsibility and should not be used as license for the use of offensive and
ethical duty toward his client. The respondent was thus abusive language. In maintaining the integrity and dignity
guilty of misconduct, and may be sanctioned according to of the legal profession, a lawyer's language — spoken or in
the degree of the misconduct. As a consequence, he may his pleadings — must be dignified. 28 As such, every lawyer
be ordered to restitute to the client the amount received is mandated to carry out his duty as an agent in the
from the latter in consideration of the professional administration of justice with courtesy, dignity and respect
engagement, subject to the rule on quantum meruit, if not only towards his clients, the court and judicial officers,
warranted. but equally towards his colleagues in the Legal
Profession. AScHCD
Accordingly, the respondent shall be fined in the
amount of P10,000.00 for his misrepresentation of his The respondent's statement in his answer that the
professional competence, and he is further to be ordered demand from Atty. Martinez should be treated "as a mere
to return the entire amount of P70,000.00 received from scrap of paper or should have been addressed by her
the client, plus legal interest of 6% per annum reckoned counsel . . . to the urinal project of the MMDA where it may
from the date of this decision until full payment. service its rightful purpose" constituted simple
misconduct that this Court cannot tolerate.
2.
Respondent did not conduct himself In his motion for reconsideration, the respondent
with courtesy, fairness and candor towards tried to justify the offensive and improper language by
his professional colleague asserting that the phraseology was not per se uncalled for
and improper. He explained that he had sufficient cause for
The Rules of Court mandates members of the
maintaining that the demand letter should be treated as a
Philippine Bar to "abstain from all offensive personality
mere scrap of paper and should be disregarded. However,
and to advance no fact prejudicial to the honor or
his assertion does not excuse the offensiveness and
reputation of a party or witness, unless required by the
impropriety of his language. He could have easily been
justice of the cause with which he is charged." 26 This
respectful and proper in responding to the letter.
As penalty for this particular misconduct, he is Inclusion of derogatory statements actuated by his giving vent
reprimanded, with the stern warning that a repetition of to ill-feelings stated in the pleading is not covered by the
the offense will be severely punished. absolute immunity or privileged communication.
WHEREFORE, the Court AFFIRMS the Resolution No.
XVIII-2008-476 dated September 20, 2008 of the Integrated Atty. Ireneo L. Torres and Mrs. Natividad Celestino charged
Bar of the Philippines Board of Governors, with Atty. Jose Concepcion Javier for malpractice, gross misconduct
the MODIFICATION that Atty. Romeo G. Aguilos is in office as an attorney and/or violation of the lawyer’s oath for
hereby FINED P10,000.00 for misrepresenting his employing statements and remarks on his pleadings which are
professional competence to the client, false, unsubstantiated, with malicious imputation, abusive,
and REPRIMANDS him for his use of offensive and offensive and improper with the character of an attorney as a
improper language towards his fellow attorney, with the quasi-judicial officer.
stern warning that a repetition of the offense shall be
severely punished. Atty. Javier professes that he was angry while he was preparing
The Court ORDERS Atty. Romeo G. Aguilos
his pleadings considering that his wife was included to the
to RETURN to the complainant within thirty (30) days from
burglary exposed in the present case. Also, he invokes that those
notice the sum of P70,000.00, plus legal interest of 6% per statements he made are privileged communication, it forming
annum reckoned from the date of this decision until full part of a judicial proceeding.
payment.
ISSUE:
Let copies of this decision be attached to the
personal records of Atty. Romeo G. Aguilos as a member of
Whether or not Atty. Javier is administratively liable for the
the Philippine Bar, and be furnished to the Office of the Bar
alleged offensive statements he made in his pleadings
Confidant, the Integrated Bar of the Philippines and the
Office of the Court Administrator for proper dissemination
HELD:
to all courts throughout the country.
SO ORDERED. It is well entrenched in Philippine jurisprudence that for reasons
||| (Sanchez v. Aguilos, A.C. No. 10543, [March 16, 2016]) of public policy, utterances made in the course of judicial
proceedings, including all kinds of pleadings, petitions and
motions, are absolutely privileged so long as they are pertinent
THIRD DIVISION and relevant to the subject inquiry, however false or malicious
they may be. A matter, however, to which the privilege does not
[A.C. No. 5910. September 21, 2005.] extend must be so palpably wanting in relation to the subject
matter of the controversy that no reasonable man can doubt its
irrelevancy or impropriety. That matter alleged in a pleading
ATTY. IRENEO L. TORRES and MRS. NATIVIDAD
need not be in every case material to the issues presented by the
CELESTINO, complainants, vs. ATTY. JOSE
pleadings. It must, however, be legitimately related thereto, or
CONCEPCION JAVIER, respondent.
so pertinent to the subject of the controversy that it may become
the subject of inquiry in the course of the trial.
Clearly, Atty. Javier’s primordial reason for the offensive remark the pleader goes beyond the requirements of the statute and
stated in his pleadings was his emotional reaction in view of the alleges an irrelevant matter which is libelous, he loses his
fact that herein Complainant was in a legal dispute with his wife. privilege. A matter, however, to which the privilege does not
This excuse cannot be sustained; that the Atty. Javier is extend must be so palpably wanting in relation to the subject
representing his wife is not at all an excuse. matter of the controversy that no reasonable man can doubt
its irrelevancy or impropriety. That matter alleged in a
In keeping with the dignity of the legal profession, a lawyer’s pleading need not be in every case material to the issues
language must be dignified and choice of language is important presented by the pleadings. It must, however, be legitimately
in the preparation of pleadings. In the assertion of his client’s related thereto, or so pertinent to the subject of the
rights, a lawyer — even one gifted with superior intellect — is controversy that it may become the subject of inquiry in the
enjoined to rein up his temper. course of the trial.

2. LEGAL ETHICS; ATTORNEYS; IN KEEPING WITH THE


Thus, the inclusion of the derogatory statements by respondent DIGNITY OF THE LEGAL PROFESSION, A LAWYER'S
was actuated by his giving vent to his ill-feelings towards Atty. LANGUAGE MUST BE DIGNIFIED. — In keeping with the dignity
Torres, a purpose to which the mantle of absolute immunity of the legal profession, a lawyer's language must be dignified
does not extend. and choice of language is important in the preparation of
pleadings. In the assertion of his client's rights, a lawyer —
even one gifted with superior intellect — is enjoined to rein up
his temper.

3. ID.; ID.; A LAWYER'S ARGUMENTS IN HIS PLEADINGS


SYLLABUS
SHOULD BE GRACIOUS TO BOTH THE COURT AND OPPOSING
COUNSEL. — Canon 8 of the Code of Professional
Responsibility which provides: "CANON 8 — A LAWYER SHALL
1. REMEDIAL LAW; EVIDENCE; ADMISSIBILITY; CONDUCT HIMSELF WITH COURTESY, FAIRNESS AND CANDOR
TESTIMONIAL EVIDENCE; PRIVILEGED COMMUNICATION; TOWARD HIS PROFESSIONAL COLLEAGUES, AND SHALL
UTTERANCES MADE IN THE COURSE OF JUDICIAL AVOID HARASSING TACTICS AGAINST OPPOSING COUNSEL. —
PROCEEDINGS, INCLUDING ALL KINDS OF PLEADINGS, Rule 8.01. A lawyer shall not, in professional dealings, use
PETITIONS AND MOTIONS, ARE ABSOLUTELY PRIVILEGED SO language which is abusive, offensive or otherwise improper."
LONG AS THEY ARE PERTINENT AND RELEVANT TO THE instructs that respondent's arguments in his pleadings should
SUBJECT INQUIRY. — It is well entrenched in Philippine be gracious to both the court and opposing counsel and be of
jurisprudence that for reasons of public policy, utterances such words as may be properly addressed by one gentleman
made in the course of judicial proceedings, including all kinds to another. The language vehicle does not run short of
of pleadings, petitions and motions, are absolutely privileged expressions which are emphatic but respectful, convincing
so long as they are pertinent and relevant to the subject but not derogatory, illuminating but not offensive.
inquiry, however false or malicious they may be. The
requirements of materiality and relevancy are imposed so that
the protection given to individuals in the interest of an
efficient administration of justice may not be abused as a
cloak from beneath which private malice may be gratified. If DECISION
CARPIO MORALES, J p: documents as demonstrated by an "Incident
Report Re Robbery" dated May 6, 2002 (a copy
By complaint 1 dated November 26, 2002, Atty. Ireneo just recently secured by the undersigned),
L. Torres and Mrs. Natividad Celestino (complainants) charge attached hereto as Annex "A", where the police
Atty. Jose Concepcion Javier (respondent) for malpractice, investigator stated that "no forcible entry" was
gross misconduct in office as an attorney and/or violation of noted by him but "that air condition on the
the lawyer's oath. respective rooms were (sic) slightly move (sic)
to mislead that suspect as the same as their
The charges stemmed from the statements/remarks
point of entry.["] The police officers stated that
made by respondent in the pleadings he filed in a petition for
"no cash of (sic) money were stolen but instead
audit of all funds of the University of the East Faculty
claimed that still undetermined
Association (UEFA), as counsel for the therein petitioners
documents/important papers were stolen by
UEFA then Treasurer Rosamarie Laman, and his wife-former
the suspects."
UEFA President Eleonor Javier, before the Bureau of Labor
Relations (BLR), Department of Labor and Employment (DOLE) This brings to mind the United States
against herein complainants, docketed as NCR-OD-0105-004- case against Andersen officials who shredded
LRD (audit case), 2 and from the pleadings filed by respondent documents related to the Enron scandal when
in another labor case as counsel for the one hundred seventy they thought nobody was looking. As in
six (176) faculty members of the University of the East the Andersen/Enron case, the individual
complainants against herein complainant Atty. Ireneo L. respondents-appellants in the instant case
Torres, et al., 3 docketed as NCR-0D-0201-0005-LRD knew that the law was going to come knocking
(attorney's fees case). 4 at their door, asking a lot [of] questions about
financial matters.
The complaint sets forth three (3) causes of action
against respondent. From the undersigned's standpoint, the
alleged "robbery" of "still undetermined
The first cause of action is based on respondent's
documents/papers" was an inside job as
"Urgent Motion to Expedite with Manifestation and Reiteration
investigation has shown that there
of Position" (Motion to Expedite) filed in the audit case which
is no evidence of forced entry. Besides, it
complainants allege contained statements which are
would be a cinch to establish a motive by
absolutely false, unsubstantiated, and with malicious
individual respondents-appellants Torres and
imputation of crimes of robbery, theft of UEFFA's funds,
Celestino to destroy documents related to the
destruction or concealment of UEFA's documents and some
audit ordered by Regional Director Alex E.
other acts tending to cause dishonor, discredit or contempt
Maraan. In any event, the undersigned thinks
upon their persons. 5 Portions of the questioned motion read:
that the legal process should go on. Lumang
Undersigned attorney would like to gimmick na 'yang "robbery' ng mga
manifest — just so it can not be said later on evidensya. They may try to cover up the
that he kept mum on the matter — that when "looting" of union funds, but there is such a
individual respondents-appellants realized that thing as secondary evidence, not to mention
an audit of Union funds was looming, it appears the power of this Honorable Office to
that they decided to destroy or conceal
issue subpoenas even to the union's depositary Respondent stresses that he felt that it was his duty to
banks. 6 (Underscoring supplied) inform the BLR of the loss of the vital documents so that the
resolution of the pending motion for reconsideration filed by
Complainants aver that respondent violated the
complainants would be expedited; 14 and that the information
attorney's oath that he "obey the laws" and
regarding the burglary and his use of the Andersen/Enron case
"do no falsehood,"the Code of Professional Responsibility
as a figure of speech were relevant in drawing a link between
particularly Rule 10.01 thereof, and Rule 138, specifically
the burglary and the audit — the burglary having rendered the
paragraph 20 (f) of the Rules of Court for directly pointing to
complete implementation of the audit unattainable. 15
them as the persons who intentionally committed the robbery
at the UEFA office, and for citing the Andersen/Enron case With respect to the attorney's fees case, respondent
which is irrelevant, impertinent, and immaterial to the subject claims that Atty. Torres did not in his Answer confront the
of quasi-judicial inquiry. 7 issues thereof but instead "mock[ed] his wife and fabricat[ed]
and distort[ed] realities" 16 by including malicious, libelous
As second cause of action, complainants allege that in
and impertinent statements and accusations against his wife
the attorney's fees case, respondent, in his "Reply to
which exasperated him. 17 A portion of Atty. Torres' Answer in
Respondents (Torres and Marquez) Answer/Comment" filed
the attorney's fees case reads:
before the DOLE, used language that was clearly abusive,
offensive, and improper, 8 inconsistent with the character of . . . in her incumbency as President of
an attorney as a quasi-judicial officer. 9 the UEFA for 12 years (1987-1999) she got only
about P2.00/hr CBA increase which took effect
As third/last cause of action, complainants quote
only [in] 1994, with no other substantial
respondent's statement in the aforesaid Reply, to wit: aHcACI
improvements of the teacher's benefits, and yet
It is not uncommon for us trial lawyers she spent for more than half a million
to hear notaries public asking their sons, negotiation expenses from the UEFA's funds.
wives, girlfriends, nephews, etc. to operate a Her 1994-1999 CBA was only a carbon copy of
notarial office and sign for them. These her old 1989-1994 CBA with no substantial
girlfriends, nephews, etc. take affidavits, improvements, with uncertain amount of her
administer oaths and certify documents. . . ., 10 expenses, because she removed/concealed all
the financial records of the UEFA during her
and allege that the statement is demeaning to the integrity term. . . I and the other lawyers/teachers
of the legal profession, "uncalled for and deserve[s] denounced her unlawful deduction of 10%
censure, [as] the same might shrink the degree of attorney's fees from the small backwages
confidence and trust reposed by the public in the fidelity, received by the teachers on April 28, 1993
honesty and integrity of the legal profession and the although there was actually no lawyer who
solemnity of a notarial document." 11 worked for it . . . and there was no Board nor
By his Comment, respondent candidly professes that he General Membership Assembly Resolutions
was angry 12 while he was preparing his "Motion to Expedite" passed . . . the assembly [Nov. 24, 2001] was
in the audit case, it having come to his knowledge that the apparently irked to Mrs. Eleanor Javier when
UEFA office had been burglarized and complainant Atty. Torres she was booed while talking on the floor, like a
had been spreading reports and rumors implicating his clients confused gabble (sic). . . 18
including his wife to the burglary. 13
Not wanting to allow his wife to be maligned by Atty. cases indubitably indicate Atty. Torres' pattern of mental
Torres, respondent admits having responded with a counter- dishonesty." 22
attack in his "Reply to Respondents (Torres and Marquez)
Respondent further claims that in his Answer in the
Answer/Comment" 19 wherein he stated:
same attorney's fees case, Atty. Torres accused his client,
What kind of a lawyer is this Atty. Prof. Maguigad, of forging the signature of a notary public and
Torres? The undersigned feels that Atty. Torres of "deliberately us[ing] a falsified/expired Community Tax
just cannot kick the habit of injecting Certificate" in order to justify the dismissal of the case
immaterial, irrelevant, and impertinent matters against him (Atty. Torres); 23 and that Atty. Torres continued
in his pleadings. More than that, he lies through harassing his clients including his wife by filing baseless
his teeth. The undersigned thinks that if he has complaints for falsification of public document. 24Hence, in
any common sense at all he should shut up defense of his clients, the following statements in his Reply:
about his accusationthat Prof. Javier spent
Respondent further concluded that lead
more than half a million pesos for negotiation
petitioner Prof. Maguigad "falsified the said
expenses . . . she obtained only P2-increase in
petition by causing it to appear that he
union members salary, etc. because of the
participated" in the falsification "when he did
pendency of the damage suit against him on
not in truth and in fact participate thereat" . . .
this score. He easily forgets the sad chapter of
obviously oblivious of the obvious that it is
his life as a practitioner when he lost out to
highly improbable for Prof. Maguigad to have
Prof. Javier in the petition for audit (CaseNo.
forged the signature of the notary public. If he
NCR-OD-M-9401-004) which he filed to gain
intended to forge it, what was the big idea of
"pogi" points prior to the UEFA election in
doing so? To save Fifty Pesos (P50.00) for
1994. 20
notarial fee? Needless to say, the allegation
xxx xxx xxx that lead (sic) petitioner Maguigad used a
falsified Com. Tax Cert. is patently unfounded
To repeat, if respondent Atty. Torres has
and malicious.
any common sense at all, he should stop
making irrelevant, libelous and impertinent
allegations in his pleadings. This means
But that is not all. Respondents went
changing his "standard tactic" of skirting the
further and charged Profs. Mendoza, Espiritu,
main issues by injecting a web or a maze of
Ramirez and Javier with the same crime of
sham, immaterial, impertinent or scandalous
falsification of public document . . . "by causing
matters. 21(Underscoring supplied)
it to appear that Rogelio Maguigad had indeed
Respondent adds that he merely wanted to bring to the participated in the act of verifying/subscribing
BLR's attention that Atty. Torres had the habit of hurling and swearing the subject petition before notary
baseless accusations against his wife to embarrass her, public Atty. Jorge M. Ventayen, when in truth
including one for unjust vexation and another for collection and in fact he did not participate thereat."
and damages both of which were dismissed after trial on the
To the mind of the undersigned, this is
merits, thus prompting him to state that "these dismissed
the height of irresponsibility, coming as it does
from a member of the Philippine Bar. There He should know or ought to know that
is no evidence to charge them with falsification the allegations in petitioners' pleading are
of public document, i.e. the "verification" absolutely privileged because the said
appended to the present petition. They did not allegations or statements are relevant to the
even sign it. The crime imputed is clearly issues. 26 (Underscoring supplied)
bereft of merit. Frankly, the undersigned thinks
The Investigating Commissioner of the Integrated Bar
that even a dim-witted first-year law student
of the Philippines (IBP) found respondent guilty of violating
would not oblige with such a very serious
the Code of Professional Responsibility for using
charge.
inappropriate and offensive remarks in his pleadings.
It is not uncommon for us trial lawyer[s]
The pertinent portions of the Investigating
to hear notaries public asking their sons,
Commissioner's Report and Recommendation read:
wives, girlfriends, nephews, etc. to "operate" a
notarial office and sign for them. These Respondent admits that he was angry
girlfriends, nephews, etc. take affidavits, when he wrote the Manifestation . . . and
administer oaths, and certify documents. alleges that Complainant implicated his wife in
Believing that the said "verification" was a burglary. Moreover, Respondent alleges that
signed by an impostor-relative of the notary Complainant has been "engaged in intimidating
public [Atty. Jorge M. Ventayan] and harassing" his wife.
through no fault of his client, Prof. Maguigad,
the undersigned sought the assistance of the It appears that herein Complainant and
National Bureau of Investigation (NBI). On May herein Respondent's wife have had a series of
2, 2002, an NBI agent called up the charges and counter-charges filed against each
undersigned to inform him that he arrested in other. Both parties being protagonists in the
the area near UE one Tancredo E. Ventayen intramurals within the University of the East
whom he caught in flagrante delicto notarizing Faculty Association (UEFA). Herein
an affidavit of loss and feigning to be Atty. Complainant is the President of the UEFA
Jorge M. Ventayen, supposedly his uncle.25 whereas Respondent's wife was the former
President of UEFA. Nevertheless, we shall treat
xxx xxx xxx this matter of charges and counter-charges
filed, which involved the UEFA, as extraneous,
Petitioners devoted so much space in
peripheral, if not outright irrelevant to the issue
their answer/comment vainly trying to prove
at hand.
that Profs. Maguigad, Mendoza, Espiritu,
Ramirez, and Javier committed the crime of xxx xxx xxx
falsification of public document reasoning out
that they made "untruthful statements in the Clearly, [r]espondent's primordial reason
narration of facts" in the basic petition. for the offensive remark stated in his pleadings
was hisemotional reaction in view of the fact
Respondent Torres is a member of the that herein Complainant was in a legal dispute
Philippine Bar. But what law books is he with his wife. This excuse cannot be sustained.
reading? Indeed, the remarks quoted above are offensive
and inappropriate. That the Respondent is complainants of a plausible motive for carrying out the
representing his wife is not at all an burglary — the concealment and destruction of vital
excuse. 27 (Underscoring supplied) documents relating to the audit. The imputation may be false
but it could indeed possibly prompt the BLR to speed up the
Accordingly, the Investigating Commissioner
resolution of the audit case. In that light, this Court finds that
recommended that respondent be reprimanded.
the first cause of action may not lie.
The Board of Governors of the Integrated Bar of the
As regards the second cause of action, it appears that
Philippines (IBP), by Resolution 28 of October 7, 2004, adopted
respondent was irked by Atty. Torres' Answer to the complaint
and approved the Report and Recommendation of the
in the attorney's fees case wherein he criticized his
Investigating Commissioner.
(respondent's) wife's performance as past President of UEFA.
The Report of the IBP faulting respondent is well-taken
This Court does not countenance Atty. Torres'
but not its recommendation to reprimand him.
incorporating in his Answer in the attorney's fees case
It is well entrenched in Philippine jurisprudence that for statements such as "the assembly . . . was apparently irked by
reasons of public policy, utterances made in the course of Mrs. Eleonor Javier when she was booed while talking on the
judicial proceedings, including all kinds of pleadings, petitions floor like a confused gabble (sic)." But neither does it
and motions, are absolutely privileged so long as they countenance respondent's retaliating statements like "what
are pertinent and relevant to the subject inquiry, however kind of lawyer is Atty. Torres?," "he lies through his teeth," "if
false or malicious they may be. 29 he has any common sense at all he should shut up," and "Atty.
Torres forgets the sad chapter of his life as a practitioner
The requirements of materiality and relevancy are
when he lost out to Prof. Javier in the petition for audit which
imposed so that the protection given to individuals in the
he filed to gain pogi points." Nor respondent's emphasis that
interest of an efficient administration of justice may not be
Atty. Torres is of the habit of hurling baseless accusations
abused as a cloak from beneath which private malice may be
against his wife by stating that the dismissal of the cases
gratified. 30 If the pleader goes beyond the requirements of
against his wife, of which Atty. Torres was the complainant,
the statute and alleges an irrelevant matter which is libelous,
"indubitably indicate Atty. Torres' pattern of mental
he loses his privilege. 31
dishonesty."
A matter, however, to which the privilege does not
The issue in the attorney's fees case was whether the
extend must be so palpably wanting in relation to the subject
10% attorney's fees "checked off" from the initial
matter of the controversy that no reasonable man can doubt
backwages/salaries of UEFA members is legal. Clearly, the
its irrelevancy or impropriety. 32 That matter alleged in a
above-quoted statements of respondent in the immediately
pleading need not be in every case material to the issues
preceding paragraph cannot be said to be relevant or
presented by the pleadings. It must, however,
pertinent to the issue. That Atty. Torres may have conducted
be legitimately related thereto, or so pertinent to the subject
himself improperly is not a justification for respondent to be
of the controversy that it may become the subject of inquiry in
relieved from observing professional conduct in his relations
the course of the trial. 33
with Atty. Torres.
The first cause of action of complainants is based on
Clients, not lawyers, are the litigants, so whatever may
respondent's allegation in his "Motion to Expedite" that a
be the ill-feeling existing between clients should not be
burglary of the UEFA office took place, and his imputation to
allowed to influence counsel in their conduct toward each course of justice will surely tilt in their favor, the courts being
other or toward suitors in the case. 34 ever vigilant in the protection of a party's rights. 39

In the attorney's fees case, Atty. Torres was acting as Canon 8 of the Code of Professional Responsibility
counsel for himself as respondent and complainant was which provides:
acting as counsel for his wife as complainant. Although it is
understandable, if not justifiable, that in the defense of one's
clients — especially of one's wife or of one's self, the zeal in CANON 8 — A LAWYER SHALL CONDUCT
so doing may be carried out to the point of undue skepticism HIMSELF WITH COURTESY, FAIRNESS AND
and doubts as to the motives of opposing counsel, the CANDOR TOWARD HIS PROFESSIONAL
spectacle presented by two members of the bar engaged in COLLEAGUES, AND SHALL AVOID HARASSING
bickering and recrimination is far from edifying, and detract TACTICS AGAINST OPPOSING COUNSEL.
from the dignity of the legal profession. 35
Rule 8.01. A lawyer shall not, in
Moreover, in arguing against the dismissal of the professional dealings, use language which is
attorney's fees case on the basis of the alleged forgery of the abusive, offensive or otherwise improper.
notary public's signature, respondent did not only endeavor to
point out that Atty. Torres erred in advancing such an instructs that respondent's arguments in his pleadings
argument, but personally attacked Atty. Torres' mental fitness should be gracious to both the court and opposing counsel
by stating that "the undersigned thinks that even a dim-witted and be of such words as may be properly addressed by one
first-year law student would not oblige with such a very gentleman to another. 40 The language vehicle does not
serious charge," and "[r]espondent Torres is a member of the run short of expressions which are emphatic but
bar [b]ut what law books is he reading." DACTSH respectful, convincing but not derogatory, illuminating but
not offensive. 41
In keeping with the dignity of the legal profession, a
As to the reference by respondent to the unfortunate
lawyer's language must be dignified and choice of language is
and contemptible practice of notaries public — basis of the
important in the preparation of pleadings. 36 In the assertion
last cause of action, while it may detract from the dignity that
of his client's rights, a lawyer — even one gifted with superior
should characterize the legal profession and the solemnity of
intellect — is enjoined to rein up his temper. 37
a notarial document, respondent, who justifies the same as
As reflected above, the inclusion of the derogatory legitimate defense of his client who was being accused by
statements by respondent was actuated by his giving vent to Atty. Torres of forgery, may, given the relevance of the
his ill-feelings towards Atty. Torres, a purpose to which the statement to the subject matter of the pleading, be given the
mantle of absolute immunity does not extend. Personal benefit of the doubt.
colloquies between counsel which cause delay and promote
Respecting the verified complaint — Annex "EJ-A" 42 to
unseemly wrangling should be carefully avoided. 38
the Comment of respondent filed by his wife, Prof. Eleonor R.
If indeed Atty. Torres filed criminal complaints for Javier, against complainant Atty. Torres, the same cannot be
falsification of public documents against respondent's clients consolidated with the present administrative case since the
as a scheme to harass them, they are not without adequate parties and causes of action of such complaint are completely
recourse in law, for if they plead for a righteous cause, the different from those of the present complaint.
WHEREFORE, for employing offensive and improper
language in his pleadings, respondent Atty. Jose C. Javier is
hereby SUSPENDED from the practice of law for One (1)
Month, effective upon receipt of this Decision, and is STERNLY
WARNED that any future infraction of a similar nature shall be
dealt with more severely.

Let copies of this Decision be furnished the Office of


the Bar Confidant, the Integrated Bar of the Philippines, and
all courts in the country for their information and
guidance. CSHcDT

SO ORDERED.

||| (Torres v. Javier, A.C. No. 5910, [September 21, 2005], 507
PHIL 397-409)

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