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Introduction
From the last decades, new directions of modern research have emerged in the most
exciting and fastest growing fields usually goes under the name nanoscience and
technology. Nanoscience and nanotechnology arises from the combination of physics,
chemistry, material science, biology and electronics to create new functional
nanoscale dimensions systems of the order of a billionth of a meter. The research in
this direction has been attracted more by the recent availability of new and high
revolutionary instruments and techniques which are able to improve our investigation
abilities concerning the material properties with a resolution close to atomic scale.
Such technological advances have inspirited new pioneering experiments which have
revealed new physical properties and effects of matter at an intermediate level
between atomic and bulk. Nanotechnology is the engineering of functional system at
the molecular scale.
Chapter 1 1
One of the most important characteristics of nanostructured materials is the significant
dependence of certain properties upon the size in the nanoscale region. Earlier people
believed that material properties can be changed only by varying the chemical
composition. But later it has been found that the material properties can be tuned by
varying the size of the material without changing the chemical composition. The
transition from micron sized particles to nanoparticles leads to a number of changes in
their physical properties. The major change is the increase in the surface area to
volume ratio, as the size of the particle moves to a regime where quantum
confinement effects are predominant. These new properties or phenomena will not
only satisfy everlasting human curiosity, but also promise a new advancement in
technology. Another very important aspect of nanotechnology is the miniaturization
of current and new instruments, sensors and machines that will have great impact on
the world we live in. Nanotechnology has an extremely broad range of potential
applications from nanoscale electronics and optics, to nanobiological systems.
For example electronic property, with quantum size effect caused by spatial
confinement of delocalized valence electrons is directly dependent on the particle
size. Small particle size permits conventional restrictions of phase equilibrium and
kinetics to be overcome during the synthesis and processing by the combination of
short diffusion distances and high driving forces of available large surfaces and
interfaces. A wide range of materials, including metals, metal oxides and ceramics in
crystalline, quasi-crystalline or amorphous phases have been synthesized as nanosized
or nanostructured materials. The large surface area gives higher reactivity and
diffusivity. Thus novel property may results from surface defects.
Chapter 1 2
solar cells [5], resonators [6] and high sensitivity sensors [7]. Nanoparticles can be
potentially used in catalysts [8], functional coatings, nanoelectronics [9], energy
storage [10], drug delivery [11] and biomedicines [12]. Nanostructured thin
films/powders can be used in light emitting devices, displays and high efficiency
photovoltaics.
which do not exist in the corresponding bulk materials [13]. Due to their small
dimensions, nanomaterials have extremely large surface area to volume ratio, which
makes a large fraction of atoms of the materials to be on the surface or interfacial
Chapter 1 3
atoms, resulting in more surface dependent material properties. Especially when the
sizes of nanomaterials are comparable to Debye length, the entire material will be
affected by the surface properties of nanomaterials [14, 15]. This in turn may enhance
or modify the properties of the bulk materials. The quantum confinement of
nanomaterials has profound effects on the properties of nanomaterials. The energy
band structure and charge carrier density in the materials can be modified quite
differently from their bulk counterpart and this in turn will modify the electronic and
optical properties of the materials.
Chapter 1 4
1.2. Properties of nanomaterials
Chapter 1 5
nano scale dimensions. Atomic force microscope (AFM) has been introduced to
measure the thermal transport of nanostructures with nanometer-scale high spatial
resolution, providing a promising way to probe the thermal properties with
nanostructures [21]. In nanomaterials systems, several factors such as the small size,
the special shape, the large interfaces modify the thermal properties of the
nanomaterials, rendering them the quite different behavior as compared to the
macroscopic materials. As the dimension goes down to nanoscales, the size of the
nanomaterials is comparable to the wavelength and the mean free path of the phonons,
so that the phonon transport within the materials will be changed significantly due the
phonon confinement and quantization of phonon transport, resulting in modified
thermal properties. The special structure of nanomaterials also affects the thermal
properties. For example, because of the tubular structures of carbon nanotubes, they
have extremely high thermal conductivity in axial directions, leaving high anisotropy
in the heat transport in the materials [22].
Electrical properties: The changes which occur in electronic properties as the system
length scale is reduced are related mainly to the increasing influence of the wave-like
property of the electrons (quantum mechanical effects) and the scarcity of scattering
centres. As the size of the system becomes comparable with the de Broglie
wavelength of the electrons, the discrete nature of the energy states becomes apparent.
The effects of size on electrical conductivity of nanostructures and nanomaterials are
complex, since they are based on distinct mechanisms. These mechanisms can be
generally grouped into four categories: surface scattering including grain boundary
scattering, quantized conduction including ballistic conduction, Coulomb charging
and tunneling, and widening and discrete of band gap and change of microstructures.
In addition, increased perfection, such as reduced impurity, structural defects and
dislocations, would affect the electrical conductivity of nanostructures and
nanomaterials. Nanomaterials can hold considerably more energy than conventional
ones because of their large grain boundary area. They are materials in which an
optical absorption band can be introduced, or an existing band can be altered by the
passage of current through these materials, or by the application of an electric field.
All these phenomena can be utilized to produce radically different types of
components for electronic, optoelectronic and information processing applications,
such as resonant tunneling transistors and single-electron transistors.
Chapter 1 6
Optical properties: Nanocrystalline systems have attracted much interest for their
novel optical properties, which differ remarkably from bulk crystals. Key contributory
factors include quantum confinement of electrical carriers within nanoparticles,
efficient energy and charge transfer over nanoscale distances and in many systems a
highly enhanced role of interfaces. The linear and nonlinear optical properties of such
materials can be finely tailored by controlling the crystal dimensions, and the
chemistry of their surfaces, fabrication technology becomes a key factor for the
applications. The reduction of materials‟ dimension has pronounced effects on the
optical properties. The size dependence can be generally classified into two groups.
One is due to the increased energy level spacing as the system becomes more
confined, and the other is related to surface plasmon resonance. The quantum size
effect is most pronounced for semiconductor nanoparticles, where the band gap
increases with a decreasing size, resulting in the interband transition shifting to higher
frequencies [23, 24].
Chemical properties: One of the important factors for the chemical applications of
nanomaterials is the increment of their surface area which increases the chemical
activity of the material. Due to their enhanced chemical activity, nanostructural
materials can be used as catalysts to react with such noxious and toxic gases as carbon
monoxide and nitrogen oxide in automobile catalytic converters and power generation
equipment to prevent environmental pollution arising from burning gasoline and coal.
Catalysis using finely divided nanoscale systems can increase the rate, selectivity and
efficiency of chemical reactions such as combustion or synthesis rate simultaneously,
significantly reducing waste and pollution. Nanoparticles often exhibit new chemistry
as distinct from their larger particulate counterparts; for example, many new
Chapter 1 7
medicines are insoluble in water when in the form of micron sized particles but will
dissolve easily when in a nanostructured form.
Bulk gold is chemically inert and thus considered to be not active or useful as
a catalyst. However, gold nanoparticles can have excellent catalytic properties. For
example, gold nanoparticles with clean surface have demonstrated to be extremely
active in the oxidation of carbon monoxide if deposited on partly reactive oxides, such
as Fe2 O3, NiO and MnO, alumina and titania and were also found to be reactive.
Further gold nanoparticles also exhibit extraordinary high activity for partial oxidation
of hydrocarbons, hydrogenation of unsaturated hydrocarbons and reduction of
nitrogen oxides.
1.3. Phosphors and luminescence mechanism
The word „phosphor‟ comes from the Greek language and means „light bearer‟, to
describe light-emitting or luminescent materials; barium sulfide is one of the earlier
known naturally occurring phosphors [25]. A German physicist, in 1888, used the
word luminescence (emission of light). This word originates from the Latin word
lumen, which means light. Presently, the word luminescence is defined as a
phenomenon in which the electronic state of a substance is excited by some kind of
external energy and the excitation energy is given off as light. Here, the word light
includes not only electromagnetic waves in the visible region of 400 to 700 nm, but
also those in the neighboring regions on both ends, i.e., the near‐ultraviolet and the
near‐infrared regions.
Chapter 1 8
released by de-excitation is often nearly equal to the band gap. The band gap of a
semiconductor material is such that at room temperature very few electrons are
promoted from the valence band to the conduction band leaving holes in the valence
band.
A phosphor for its complete specification requires three basic ingredients. They are
host material or matrix lattice
an activator and
flux
1.3.2.1. Host material or Matrix lattice
In addition to the relative ionic sizes of the cation and anion [26], the type of
chemical bonding is one of the determinative factors in selecting the base material for
phosphor preparation. Although no general rule could be formulated for finding which
base material and which impurities combine to form efficient phosphor [27]. It is
sufficient to note that crystal with covalent, ionic or mixed ionic covalent bindings are
of utmost importance as base Materials for many types of phosphors like insulators
which tend to have predominantly ionic binding and semiconductors which tend to
have predominantly covalent binding.
Chapter 1 9
and electrons spread out over wider orbitals. As a result, electronic transition
energy between energy levels shift to lower values and this effect is called the
nephelauxetic effect. [28, 29]. Additionally, at higher covalency the
interaction between luminescent ion and ligands increases, consequently the
charge-transfer transition occurs at lower energy.
Crystal field: While covalence causes a global shift of the energy levels, the
crystal field, which is the electric field of the surroundings on the ion under
consideration, leads to a splitting of the energy levels.
Depending on the application area the required features of the host matrix change.
However, several basic requirements can be outlined.
1.3.2.2. Activators
Impurities that provide localized energy levels in the forbidden energy gap of a
semiconductor and an insulator are called activators [31], with some exception
[32,33] most of the inorganic materials have their luminescence due to the presence of
specific activators [34, 35-37]. In other inorganic compounds [33, 38, 39]
luminescence in pure state, either the missing component of lattice or non-
stoichiometry provide the activating energy level and thus the luminescence is
attributed to self activation.
1.3.2.3. Flux
Since long it has been realized that the preparation of phosphor requires the presence
of readily recrystallizing medium known as flux. It consists of readily fusible salt,
mixture of salts such as NaCl, KCl, KBr, LiCl, NH 4Cl, Na2SO4, NaF, CaCl2, CaF2,
MgF2, Li2SO 4, Borax etc. The requirement of an ideal flux is that it should be a
Chapter 1 10
substance which will melt at or below the firing temperature and that the solubility of
the base material in it should be sufficient to effect their rapid crystallization.
The following function gives the clear understanding about complex nature of
flux in luminescence processes
Phosphor characteristics common to all in some deviation from the ideal crystal
structure either because of small quantities of impurities or of structural defects.
Generally key to the preparation of useful phosphors is the combination of particular
host matrix with specific activators and flux. The activator is introduced in the host
lattice by proper heat treatment of the homogeneous mixture of host crystal and
activator together with a specific flux at elevated temperatures.
The choice of a method for the preparation of phosphors depends upon several
characteristics such as the chemical, physical and mechanical qualities desired in the
finished phosphor. Different phosphors thus require different methods of preparation.
In general, the variables that determine the nature of the resultant phosphor are
Chapter 1 11
* Method of mixing the ingredients
* Reaction vessels for firing
* Furnace
* Temperature and time of firing
* Choice of ambient atmosphere during firing
* Cooling of the phosphor
* Grinding and grain size of the finished phosphor and
* Mechanical handling of phosphor
Chapter 1 12
In most cases, the emission takes places on the impurity ions, when they also generate
the desired emission, are called activator ions. When the activator ions show too weak
an absorption, a second kind of impurities can be added (sensitizers), which absorb
the energy and subsequently transfer the energy to the activators. This process
involves transport of energy through the luminescent materials. Quite frequently, the
emission color can be adjusted by choosing the proper impurity ion, without changing
the host lattice in which the impurity ions are incorporated.
On the other hand, quite a few activator ions show emission spectra with
emission at spectral positions which are hardly influenced by their chemical
environment. This is especially true for many of the rare-earth ions. To avoid the
occurrence of the transient decay processes such as concentration quenching, which
diminish the efficiency of the luminescence process, the impurity concentrations used
are usually low.
Persistence luminescence materials, especially those activated with rare earth ions
(nanophosphors), have been extensively investigated during the last decade due to
their potential in various applications such as displays, cathode-ray-tube (CRT) color
television, medical imaging and lighting, fluorescent lamps and x-ray fluorescent
screens, plasma display panels (PDP‟s) and fiber amplifiers. Figure 1.3 shows some
of these applications. Major advances of CRTs and fluorescent lamps resulted from
the improvement of the phosphors. The fluorescent lamp is basically operated with
low pressure mercury discharge lamp connected to a layer of phosphor particles inside
the surface of the glass tube. Phosphors are used to provide the backlighting for liquid
crystal displays (LCDs), which are used in the place of CRTs in products such as
mobile phones and for large flat panel screens. Their main advantages are high
resolution, low scattering, very high contrast ratios with wider viewing angles, high
quality colours and low power consumption [55]. The phosphors will continue to be
used to produce "white" light emitting diode (LED) light sources [56]. LEDs are used
in applications such as video displays, computer and advertising panels, general
lighting and traffic signals. The advantages of LEDs are longer lifetime, compactness,
efficient light output and reduced power consumption (it uses milliwatts of power
compared to watts of power for incandescent and fluorescent lamps [57]).
Chapter 1 13
Field emission display (FEDs) technology: The Field Emission Display technology
is very promising and much research has been conducted to bring them to the market
place to compete with or to replace Cathode Ray Tubes [58, 59]. Such interest arose
due to its potential to provide displays with very high brightness, high contrast ratio,
light weight, and low-power consumption. Both Field Emission Displays and Cathode
Ray Tubes require electron bombardment to produce luminescence. However, these
two technologies differ in a sense that FEDs operate at low voltages (300 V to 10 kV)
and much higher current densities (100 mA) while CRT operates at 25-30 kV and low
current densities [58, 60, 61]. Just like in a CRT, the image in a FED is produced by
impinging electrons which are generated by sharp emitters onto a phosphor coated
screen [58, 59]. Phosphors used in FEDs must not be only efficient at low voltages,
but must also be resistant to Coulombic aging and saturation at high current densities.
Plasma display panels (PDPs): Unlike LCD which is restricted to a small viewing
angle and by a slow response, PDP provides a rapid response and a large viewing
angle [62]. Hence, is regarded as the most promising candidate for large TV displays.
PDP operates similar to fluorescence lamps [63, 64] except that it uses neon or xenon
gasses instead of mercury and argon used in fluorescent lamps. Neon and xenon
gasses generate peak wavelengths at 147 and 173 nm in the vacuum ultraviolet
(VUV) spectral region [63, 65, 66]. The red, green, and blue PDP phosphors absorb
this strong energetic VUV radiation from inert gas plasma and re-radiate the energy as
visible light to produce colours that appear in screen.
Chapter 1 14
Fig. 1.3. Phosphor devices [29]
Chapter 1 15
Table 1.1. Types of luminescence, excitations source and its applications.
Chapter 1 16
electronic transitions producing the luminescence. In the case of photoluminescence a
molecule absorbs light of wavelength λ 1 decays to lower energy excited electronic
state and then emits light of wavelength λ 2 as it radiatively decays to its ground
electronic state. Generally the wavelength of emission λ2 is longer than the excitation
wavelength, but in resonance emission λl=λ2. Luminescence bands can be either
fluorescence or phosphorescence, depending on the average lifetime of the excited
state, which is much longer for phosphorescence than fluorescence. The relative
broadness of the emission band is related to the relative difference in equilibrium
distance between the excited emitting state and the ground electronic state.
Photoluminescence of a molecular species is different from emission from an atomic
species. In the case of atomic emission both the excitation and emission are at the
resonance wavelengths, in contrast excitation of a molecular species usually results in
an emission that has a longer wavelength than the excitation wavelength.
Photoluminescence can occur in gas, liquid and solid phases. An energy level diagram
as in Fig. 1.4 shows the radiative and non-radiative transitions that lead to the
observation of molecular photoluminescence.
The spin multiplicities of a given electronic state can either a paired electron
(singlet) or an unpaired electron (triplet). The ground electronic state is normally a
singlet state and is designated as S0. Excited electronic states are either singlet (S2, S1)
or triplet (T 1) states. When the molecule absorbs light an electron is promoted within
10-14 - 10-15 seconds from the ground electronic state to an excited state that posses the
same spin multiplicity as the ground state. This excludes a triplet-excited state, as the
final state of electronic absorption because the selection rules for electronic transition
dictates the spin state should be maintained upon excitation. A pattern of radiative and
non-radiative processes usually occur following the absorption light to the observation
of molecular luminescence.
Chapter 1 17
Fig. 1.4. Energy diagram for electronic transition
Chapter 1 18
excited molecule to the ground electronic state is called nonradiative de-excitation.
The amount of energy released in the form of heat is very small and cannot be
measured experimentally. The evidence for non-radiative de-excitation process is the
quenching of luminescence. In solid-state luminescent materials the crystal vibrations
(phonons) provide the mechanism for non-radiative de-excitation.
1.5.3. Lanthanides
In this study, different rare earth ions were used to prepare the phosphor powders. The
lanthanide elements (or rare earth elements) correspond to a series of elements with a
related electronic structure. These ions play an important role in modern technology
as the active constituents of many optical materials. There are a vast number of
applications for these rare-earth-activated materials and much of today's cutting-edge
optical technology and emerging innovations are enabled by their unique properties.
Chapter 1 19
The „rare-earths‟ is the traditional name for the lanthanides. The lanthanides are the
elements in the periodic table from La (Z = 57) to Lu (Z = 71) as given in Table 1.2.
Table 1.2. Electronic ground state and ion size of lanthanide elements
Electronic configuration
Atomic
Element Valence
number Neutral atom Trivalent ion
57 Lanthanum 3 4f06s2 5d 4f0
Chapter 1 20
Lanthanide ions are formed by ionization of a number of atoms located in a periodic
table after lanthanum. Trivalent lanthanides ions have an outer electronic
configuration 5s2 5p6 4fn, where n varies from 1 (Ce3+) to 13 (Yb3+) and indicates the
number of electrons in the incomplete 4f shell [74, 75]. The 4fn electrons are primarily
responsible for the optical properties of the rare earths. Fig. 1.5 represents a
substantial part of the energy levels of the trivalent ions of lanthanides that originate
from the 4fn configuration as a function of the atomic number.
Fig. 1.5. Dieke diagram showing the energy levels of the trivalent lanthanides [16].
Chapter 1 21
1.5.4. Some luminescent centres
Trivalent cerium ion (Ce3+): There has been a wide investigation of the optical
properties of cerium doped compounds. There is great interest in Ce3+ doped
compounds or crystals for applications as phosphors, white LEDs, scintillators and
tuneable lasers [80, 81]. Most Ce3+ activated phosphors show broad band emission
range in the UV to visible due to the 4f05d1–4f1 transition of Ce3+ [82]. In 4f-5d
transitions, one of the 4f electrons is excited to a 5d orbital of higher energy [83]. This
n n-1
type of excitation absorption is usually denoted 4f → 4f 5d and is typically
observed in Ce3+ ions (4f 1 configuration). Since empty, half filled or completely filled
electron shell configurations are the most stable ones, the excess 4f electron of Ce3+ is
easily transferred to the 5d orbital. Unlike 4f-4f transitions, 4f-5d transitions are
allowed, which results in strong and broad absorption cross-sections.
Usually, the trivalent cerium ion Ce3+ with the electronic configuration 4f1
yields two levels 2 F7/2 and 2F5/2 as the ground states separated by ~2000 cm-1 due to
spin-orbit coupling [84]. The lower manifold 2F5/2 is populated and the manifold 2 F7/2
is almost empty at room temperature. The excited 5d 1 configuration is split by the
Chapter 1 22
crystal field in 2 to 5 components. The total splitting amounts to some 15000 cm -1. As
the positions of the energy levels of 5d excited states of Ce3+ are not only affected by
the crystal field but also by the degree of covalent bonding, it causes variations in the
absorption and emission from UV to long wavelength by varying the host lattice [85].
In some hosts there is problem that the Ce 3+ is converted to Ce4+ which is non-
luminescent because the 4f levels are unoccupied. To convert non-luminescent Ce4+
ions to the luminescent Ce3+ charge state requires annealing in a reducing atmosphere
e.g. H2 [86, 87].
Trivalent terbium ion (Tb3+): The trivalent terbium ion (Tb3+) has been extensively
studied due to its dark green emission under ultraviolet (UV) excitation. The green
emission is attributed to transitions of the type 5D4→ 7FJ, consisting of 5D4 →7F6 (489
nm), 5D4→ 7F5 (543 nm), 5D4→7 F4 (588 nm) and 5D4→ 7F3 (625 nm). Among these
transitions the most intense is the 5D4→7 F5 which is situated around 543 nm. Also,
there can be considerable blue emission from the 5D3 level. The intensity ratio of the
green emission from 5D4 to the blue emission from 5D3 depends mainly on the Tb3+
concentration. For high concentration the electrons from 5D3 level are nonradiatively
dissipated through cross relaxation to the lower energy level of 5D4 decreasing the
blue emission. The 4f-4f transitions are forbidden by the parity selection rule [88, 89],
which states that electronic transitions between energy levels with the same parity
cannot occur. In reality, this transition can occur because the parity rule is relaxed due
to perturbation such as electron vibration coupling and uneven crystal field term from
host lattice.
The 4f electrons are well shielded from the surrounding external fields by the
5s and 5p electrons. The influence of the crystal field on the optical transitions within
the 4fn configuration is very small. Therefore the emission is independent on the host.
The excitation of Tb3+ is divided into two regions, the first from f-d excitation and the
other from f-f excitation. The range for the f-d excitation is below 300 nm while the f-
f excitation band is between 300 and 500 nm. The f-f excitation is weak because it is
not allowed. The 4f-5d transitions are dipole allowed unlike the f-f transitions, and the
5d states are diffuse and overlap with ligand orbitals. For this reason the 4f-5d
excitation strongly depends on the crystal field of the host and therefore varies over
the spectral range of the deep UV region.
Chapter 1 23
Trivalent Dysprosium ion (Dy3+): Dy3+ emits in two spectral regions: (A) 470 to 500
nm region due to the 4 F9/2 → 6 H15/2 transition. (B) 570 to 600 nm region due to the
6
F15/2→ 6F11/2 transition [90]. However, the direct UV excitation of this ion is not
effective due to the relatively large energy of both the charge transfer as well as the
4f85d1 , states. Excitation by means of host complex ions may be achievable by an
energy transfer process [91].
Trivalent bismuth ion (Bi3+): Metallic impurities with an outer ns2 configuration
ground state such as Ti +, Pb2+, Bi3+ and Sb3+ ions may also be excellent luminescence
activators [80]. Bi atoms are the heaviest member with an electronic configuration
[Xe] 4f145d106s2p3 and Bi3+ ions, with outermost 6s2 electrons, have been widely used
as activators for various host materials including oxides, phosphates, aluminates and
borates [92]. The 6s2 ground state has a single energy level 1 S0 while the 6s16p1
excited configuration has energy levels 3P0 , 3 P1, 3P2 and 1P1 in order of increasing
energy. Electron transitions between the 1S0 ground state and the 3 PJ levels are spin
forbidden, but optical absorption can occur to the high energy 1 P1 level [85].
However, spin-orbit coupling between the 1 P1 and 3 P1 levels makes the lower
energy transitions 1 S0 ↔ 3P1 possible and the luminescence from Bi3+ activated
phosphors is usually attributed to this transition. In some materials the 1P1 ↔ 1 S0
emission is also observed [93]. The outer electron orbitals of Bi3+ are not shielded as
in the case of the 4f energy levels of trivalent lanthanide ions, so the broad
luminescence band shows a strong dependence on the composition and crystal
structure of the host lattice and the emission wavelength is tuneable from the UV,
through blue to green [94].
The enhanced luminescence intensity (efficiency) from the phosphor can be achieved
via energy transfer between the donor (sensitizer) and the acceptor. The study of
energy transfer between a pair of identical or non identical rare earth ions has been
done by several researchers [95-97].
Chapter 1 24
activator A (without photon emission), which is then excited to its excited state A*
the energy transfer can be denoted as:
S* + A → S + A* (1.0)
Where the asterisk (*) indicates an excited state.
The theory of energy transfer resonance derived by Dexter has revealed that
two luminescence centers, a Donor and an Acceptor within a certain distance, R with
a certain interaction (i.e. exchange or multipole-multipole interaction) may be in
resonance and transfer excitation energy from one (donor) to another (acceptor). The
distance R between the two must be shorter than the critical distance which is
approximately twice the radius of a sphere. can be practically calculated using the
relation given by:
Where,
Xc represent the critical concentration at which the quenching occurs,
V is the volume of the sphere,
N is the Z ions in the unit cell [98, 99].
When an energy donor S and an acceptor A are close enough that their
electronic wave functions overlap each other, the excitation energy of the sensitizer S
can be transferred to an acceptor A via exchange interactions.
Chapter 1 25
1.5.6. Luminescence quenching
Chapter 1 26
the light source, P(λ), and standard observer functions called the CIE color matching
functions, xλ(λ), yλ(λ) and zλ(λ) (Figure 1.6) over the entire visible spectrum [110].
The dot at the center represents white light. The dominant wavelength of the
color is the intersection of the line connecting these CIE coordinates and those of
white light with the upper arc of the diagram. Further, when the light emission from
Chapter 1 27
phosphors of two colors is mixed, the range of colors that it is possible to produce by
mixing these colors is given by the line that ties the CIE coordinates of these two
colors together [111]. The CIE coordinates, therefore, is an extremely powerful
concept because it allows the representation of an entire luminescent spectrum on a
two dimensional plane.
Fig. 1.6. Plot of the CIE tristimulus (x, y, and z) functions [110]
Chapter 1 28
1.6. Thermoluminescence (TL)
The traps described represent 'different energy levels, which lie between the
valence and conduction bands on an energy level diagram. The steps involved in
thermoluminescence are shown in Figures 1.8 and 1.9. A trap is characterized by the
energy E that a trapped electron or trapped hole must acquire from lattice vibrations to
escape to the conduction band or valence band. Figure 1.8 illustrates the energy
storage mechanism. Electrons in the conduction band can move freely in the crystal.
Holes which were removed from traps are free to move in the crystal, when they are
excited to energy levels in the valence band. There is a characteristic temperature at
which the thermal vibrations of the crystal lattice are sufficient to cause the release of
trapped electrons. Some of the released electrons reach luminescence centers, which
Chapter 1 29
are filled with holes, and light is emitted in the recombination process (Figure 1.9)
[112].
Chapter 1 30
1.6.2. Theory (Mathematical Description)
1.6.2.1. First-Order-Kinetics.
There are several forms of the equations describing the thermoluminescence process
and the shape of the glow-peak. These correspond to different sets of underlying
assumptions. The theory of first order kinetics was first described by Randall and
Wilkins (1945). It is based on the assumption that there is no re-trapping of electrons
after they are released from traps. i.e., if an electron is liberated from a trap it always
goes straight to a luminescence centre. Three additional simplifying assumptions are
also made:
(-E/kT) (1.8)
Chapter 1 31
the sides of the box, and the reflection coefficient. s has units seconds-1 and is called
the frequency factor. Its value is expected to be somewhat less than the vibrational
frequency of the crystal, typically 1012 S-1 . If there are n electrons in the traps at time t
then from equation 1.8,
(1.9)
The thermoluminescence emission intensity (I) is proportional to the number
of electrons recombining with holes per second, i.e. to dn/dt. If the units are chosen
such that the constant of proportionality is 1, then
(1.10)
(1.11)
and then from equation 1.10, the intensity of the glow peak is
o (1.13)
Chapter 1 32
The temperature of the peak maximum, T max, can be found from equation 1.13 by
differentiating and putting dI/dT = 0 at T= T max, from the form of equation 1.13, it is
easier to differentiate ln I than I., and this would be equivalent since
which gives
2
max max (1.14)
This does not contain no , so the position of the maximum does not depend on
the absorbed radiation dose. The equation shows that T max does depend on β, the
heating rate; it can be shown that as β increases, T max also increases.
If there are a total of N electron traps in the phosphor, and n are filled by
electrons at some instant, then N-n are empty. There are also n holes in luminescence
centres, since equal numbers of electrons and holes were originally produced by
Irradiation. Then the probability of an electron recombining with a hole at a
luminescence centre, rather than being re-trapped, is
(1.15)
Combining equation 1.18 with equation 1.13 then gives the second-order equation
2
(1.16)
It is usual to express S/N as a constant s', this pre-exponential factor does not exactly
correspond to the frequency factor s of first-order kinetics, as it has units m3s-1. Using
s', equation 1.16 becomes
2
(1.17)
Chapter 1 33
If, as before, the heating rate β = dT/dt is constant, the equation of the glow-peak
becomes
2 -2
o 0 (1.18)
The Intensity (I) is not simply proportional to n0, as it was in the case of first-order
kinetics. This means that the shape of the peak depends on n o, and therefore on the
absorbed dose received by the phosphor.
Since I= -dn/dt from equation 1.17, integrating with respect to time from zero to
infinity gives
(1.19)
But ∞ = 0 since the traps are all empty at very high temperatures, so that the integral
is equal to n0 (or proportional to n0 If some different choice of units had been made).
The temperature of the peak maximum can be found by differentiating I from
equation 1.18, and setting dI/dT = 0. Chen (1969) has shown that this gives
= max (1.20)
Here it is obvious that T max depends on no (unlike the first-order case). If no increases,
Tmax decreases.
Several workers have proposed different methods for evaluating S [113, 114]. In
general these methods are tedious and it is difficult to apply them in practice.
Therefore, to calculate activation energy from glow curve measurements, a value of S
is generally assumed [115]. However some workers [116-120] have shown that the
value of S can be calculated by measuring the glow curves at two different warming
rates.
Chapter 1 34
Let T1 and T 2 be the peak temperatures corresponding to heating rates β 1 and β2 . If β1
> β2, then T 1 >T2. Using expression 1 and eliminating S we get,
(1.21)
Thus equations 1.22 and 1.23 can be used to determine the value of S.
Several workers in the field of luminescence have developed methods for calculating
trap depths on the assumptions of uniform heating rate, separate trap levels and
absence of retrapping. Garlic and Gibson [121] have proposed a simple method for
calculating the trap depth from the initial rise of glow curve. With increase in
temperature, the first exponential term in expression 4 increases whereas the second
exponential term may still unity.
Where,
(1.25)
Chapter 1 35
F can be taken as constant for the initial part of the glow peak. Hence
(1.26)
Thus a plot of I verses 1/T results in a straight line with a slope equal to –E/K. The
trap depth is thus obtained without knowing the frequency of escape constant S, This
value E can be used to calculate S from equation 1.27,
(1.27)
Here S depends strongly on the selected value of E, the activation energy can be
calculated much more accurately than the frequency factor S.
1.6.3. Applications of TL
Chapter 1 36
Fig. 1.10. Applications of TL used in various disciplines
One of the largest activities in this field over the past a few decades and till date
remained the synthesis of high quality nanocrystals (NC) of desired size and shape.
High quality generally refers to better monodispersity of particles size, good
crystallinity, electronically and chemically passivated NC surface and so on.
Nanostructures can be made in numerous ways. There are two different approaches to
synthesize nanocrystals: “top-down” approach and “bottom-up” approach [124-127].
The broad classification divides methods into either those which build from the
bottom up, atom by atom, or those which construct from the top down using processes
that involve the removal or reformation of atoms to create the desired structure. In the
bottom-up approach, atoms, molecules and even nanoparticles themselves can be used
as the building blocks for the creation of complex nanostructures; the useful size of
Chapter 1 37
the building blocks depends on the properties to be engineered. By altering the size of
the building blocks, controlling their surface and internal chemistry, and then
controlling their organization and assembly, it is possible to engineer properties and
functionalities of the overall nanostructured solid or system.
Listed below are a few examples for top-down and bottom-up approaches:
Top-Down approach
Lithography processes
Ball milling
Machining, etc
Bottom-Up approach
Chemical synthesis
Self assembly
Chemical vapor deposition
Physical vapor deposition
Plasma-assisted deposition processes
Metal organic vapour phase epitaxy (MOVPE)
Colloidal methods, sol gel methods etc.
There are advantages and disadvantages in both approaches. The biggest problem
with top down approach is the imperfection of surface structure and significant
crystallographic damage to the processed patterns. These imperfections in turn lead to
extra challenges in the device design and fabrication. But this approach enables the
bulk production of nanostructures. On the other hand, bottom up approach promises a
Chapter 1 38
better chance to obtain nanostructures with less defects, more homogeneous chemical
composition. This approach includes many widely used chemical methods for the
synthesis of metal oxide semiconductors.
Chapter 1 39
Many researchers used co-precipitation method to synthesize more homogeneous
powder than that conventional mixed-oxide method. However, the required
stoichiometry can be lost during the filtering steps when there is a large difference of
solubility among the precipitates. In addition, as the number of components increases,
it becomes more difficult to find a suitable precipitating agent. These limitations, to
greater extent, can be controlled by aqueous organic-gel method, which is an alternate
way to produce inorganic powder, using poly-functional hydroxyl acids and metal
salts to form soluble complexes in aqueous solution. The clean solution is dehydrated
to yield the amorphous solid precursor, which can form the desired compound after
firing at elevated temperatures.
Chapter 1 40
nontoxic gases, and act as chelating agents for metal cations. For any combustion
reaction to take place, a fuel and an oxidizer are necessary. Different fuels may be
used but they all serve two purposes [141]:
They are the source of C and H, which on combustion form CO 2 and H2O
and liberate heat.
They form complexes with the metal ions, facilitating homogeneous
mixing of the cations in solution.
Metal nitrates (aq) + Fuel (aq) → Combustion product (s) + Heat + Gases. (1.28)
When the complete reaction occurs, only the gaseous products N 2, CO 2 and H 2O are
released and no residuals are left in the synthesized MAl 2O 4 material.
Phosphors prepared by the combustion method have low density and appear
fluffy. Ultra fine particles are produced through this process due to the evolution of
gases. As more gases are released the agglomerates are either not formed or they are
disintegrated into fine particles. Combustion synthesis processes are characterized by
high-temperatures, fast heating rates, and short reaction times. These features make
combustion synthesis an attractive method for the manufacture of technologically
useful materials at lower costs compared to conventional ceramic processes. The
Chapter 1 41
major advantage of this method is that large-scale production can be made at
relatively at low temperatures and some other advantages of this method are [142],
Sample/ Structural
Method Characterisation Outcome Authors
/ Properties
ZnAl2 O4: PXRD, TEM, PL The PL intensity of the green line Tshabalala, et al.
emission from Tb3+ at 544 nm [143]
Ce3+,Tb3+
increased as a result of Ce3+ co-
/CM doping. When the sample was
excited at 230 nm.
ZnAl2 O4: PXRD, SEM, PL Mn2+-doped ZnAl 2O4 showed two Xiaojun Wang, et
Mn2+ /Co- green emission bands centred at al. [144]
M 508 and 517 nm. PL intensity
reached the maximum at 0.5 at.%
Mn2+ under the low-voltage
excitation, it exhibits the bright
green emission
ZnAl2 O4: PXRD, SEM, PL, The TSL glow peak at 430 K is Mithlesh Kumar,
Eu3+ /SG TSL attributed to the electron hole et al. [145]
recombination at Eu3+ site
resulting in its characteristic
emission at 600 nm.
Chapter 1 42
emission peak increased. Further
when the phosphor was sintered
at 900 °C in air, the intensity of
red and green emissions
decreased, but the value of
intensity ratio increased. It
suggested that the green emission
resulted from Mn2+ and the red
emission resulted from Mn4+
ZnAl2 O4: PXRD, SEM, PL Photoluminescence (PL) spectra Mu-Tsun Tsai, et
Mn /SG exhibited a strong green emission al. [147]
band centered at 510 nm. The
most intense PL emission was
obtained by exciting at 458 nm.
ZnAl2 O4: PXRD, PL, TSL PL emission spectrum of Ce3+- Mithlesh Kumar,
Ce /SG doped ZnAl2O4 phosphor with et al. [148]
λex=300 nm exhibited an intense
asymmetric broad emission band
ranging from 320–400 nm and
peaking at ~360 nm in the blue–
violet region.
Chapter 1 43
bluish to reddish by changing the
Eu3+ concentration.
Chapter 1 44
observed, originating from two
different origins. The blue and
yellow emissions are ascribed to
the typical emission of Dy3+,
while the green one is associated
to the host lattice.
YAlO 3:Er3 PXRD, PL The upconversion mechanism Szachowicz, et al.
+
/ SSR responsible to the green [158]
luminescence is mainly a
sequential two-photon absorption
SrAl2O4 : PXRD,TEM, PL, The PL emission and ML spectra Ravi Sharma, et
Eu2+/CS ML showed broad band at 515 nm. al. [159]
The variation in fluxing agent
H3BO3 influenced the PL and ML
intensity and the maximum PL
and ML intensity was observed
for 7.5 % H3 BO3.
(Ce,Tb)M PXRD,SEM, PL Photoluminescence efficiency of Zongyu FENG, et
gAl11O19 phosphor was improved al. [160]
/SSR significantly. However, when the
content of flux was higher than
the critical concentration, the
impurity ions of residual flux
increased largely, which reduced
the photoluminescence efficiency.
Y3Al5O12: PXRD, SEM, PL The effect of NaF concentration Shiqing XU, et al.
Ce3+ / SG on the emission intensity of [161]
YAG:Ce was also investigated.
The value of emission intensity
reached the maximum when the
concentration of NaF was 0.5 %
YAlO 3: PXRD, PL Under 754 nm excitation a strong Osiac, et al. [162]
Ho3+ /Co- green upconverted emission
M occurs in YAlO3:Ho
SrAl2O4 : PXRD, SEM, PL The strongest photoluminescence Wang, et al. [163]
Eu2+, appears in the samples containing
Dy3+/ H3BO3 flux.
microwav
e-assisted
method
YAlO 3: PXRD, SEM, PL Under 754 and 840 nm excitation Osiac, et al. [164]
Ho3+, Yb3+ schemes for green up-converted
/SG emission were proposed
CaAl2 O4: PXRD, SEM, PL Phosphorescent characteristics are Haranath, et al.
Eu2+/ SG significantly influenced by the [165]
addition of small quantities of
Chapter 1 45
H3BO3 (as low as 1 mol %) in the
starting mixture and maximum PL
is observed for ∼10 mol %
CaAl2 O4: PXRD, PL, SEM The incorporation of alkali metal Guanghuan LI, et
Eu3+, R+ ions greatly enhanced the al. [166]
(R=Li+, luminescence intensity probably
Na+, K+) due to the influence of charge
/SSR compensation of alkali metal ions.
Eu-doped PXRD, PL, SEM The luminescent characteristics Yun Jin Park, et
CaAl2 O4: are significantly influenced by the al. [167]
Eu3+/ SSR addition of small quantities of
H3BO3 in the starting mixture
SrAl2O4 : PXRD, PL, The green emission was enhanced Tshabalala, et al.
Ce3+, HRSEM by energy transferred from Ce3+ [168]
Tb3+/CS toTb3+
YAG XRD, Raman Raman spectra and XRD patterns Iida, et al. [169]
studies of the powders
YAlO3:Pr PXRD, SEM, PL The two cases of YAlO3:Pr and Zen, et al. [170]
Y3Al5O12: YAG:Pr are two classical
Pr/ CZ examples of systems in which
upconversion takes place via ET
(YAlO3) or via ESA (YAG)
YAG /CS PXRD, PL The emission intensity increased McKittrick, et al.
with the measured flame [171]
temperature of the reaction.
Carbohydrazide produced the
highest flame temperature and
also the highest PL emission
intensity.
Present work
ZnAl2 O4: PXRD, SEM, The glow peak intensity at 212 Ravikumar, et al.
Cr3+ / TEM, PL, TL
o
C increases linearly with γ-dose [172]
Green which suggest ZnAl2O4:Cr3+
combusti suitable for radiation dosimetric
on applications.
synthesis
The PL spectrum shows an
intense peak at 688 and 699 nm
assigned to spin forbidden
transition of Cr3+ ions.
ZnAl2 O4: PXRD, SEM, A single TL glow peak was Ravikumar, et al.
Dy3+ / TEM, PL, TL recorded at 172 oC at a warming [173]
Green rate of 2.5 Cs-1. The intensity at
combusti 172 oC peak increases linearly
on up to 1 kGy.
synthesis
The characteristic emission
Chapter 1 46
peaks at 476 and 573 nm were
observed from PL. The
optimized Dy3+ concentration
was found to be 7 mol%. PL
intensity increases with increase
of plant latex.
ZnAl2 O4: PXRD, SEM, PL results indicated that the Ravikumar, et al.
Ce3+ /CS TEM, PL, TL prepared phosphors showed two [174]
peaks at 363 and 480 nm due to
5d–4f transitions of Ce3+ ions.
To investigate the effect of Ce3+ rare earth ions on the structural and
luminescent properties of ZnAl2O4:Ce3+ phosphor powders prepared by
combustion method.
Prepare nanophase ZnAl2O4 :Dy3+ phosphor powders by means of a
combustion technique using plant latex as a fuel at a relatively low
temperature and to study the morphological, structural and
photoluminescent properties of the powder products.
The morphological, structural and enhanced photoluminescent properties
of flux assisted red emitting, ZnAl2O4 :Cr3+ phosphor powder.
Synthesis, characterization, dosimetric and enhanced photoluminescence
properties of γ -irradiated ZnAl2O4 :Tb3+ (0.25–5 mol %).
Role of fluxes (metal ions) on enhanced photoluminescence properties of
Bi3+ co-doped ZnAl2O4 :Eu3+ nanophosphors.
Chapter 1 47
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