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BEN HALPERN
"Myth" and "ideology" are closely related conceptions which enjoy a wide,
and accordingly a very loose, usage in our time. Elsewhere I have employed
these terms as the central conceptions of a systematic approach to the
historical aspects of culture. Thus, it is not simply a lexicographical exercise
if, in the present paper, an attempt is made to reduce the rather confusing
popular and technical usages of these words to some fundamental common
denominators. In their most spontaneous applications, these terms roughly
but quite plainly indicate a subject of great interest to philosophically inclined
historians: the effect and influence of culture in history; and they also roughly
distinguish two distinct forms of that dynamic influence. They imply, in fact,
certain generally though tacitly understood principles of historical knowledge.
It is my purpose to make these principles explicit by deriving, by induction
from the popular and technical usages of "myth" and "ideology", firm and
unequivocal definitions of the meanings upon which there seems to be a
consensus.
GENERAL CONNOTATIONS
3 In contrast, "knowledge"is not used at all in the plural. Thus, it refers essentially
to an isolated (abstract) relationship of a subject and an object, and is never used for
plural or alternative relationshipsof subjects and objects. So, too, "an idea" or "a value"
can readily be understood as referring to an isolated relationship of a subject and an
object, while "an opinion" or "a theory" can only refer to a singular instance of plural,
usually alternative, relationships of subjects and objects. The plural forms "ideas" and
"values"refer both to relationshipsof a subject to various objects and of various subjects
to the same object: the latter usage, implying alternative and not merely plural ideas and
values, is, perhaps, the primary connotation of "values"but is secondary in relation to
"ideas". The use of "ideas" to signify alternative relations of various subjects to the
same object is positively awkward, so that it requires specific qualification to be under-
stood in this sense at all. On the other hand, "theories" and "opinions" connote the
relationship of various subjects to the same object with a high degree of regularity;
specific qualification must be explicitly added, if they are to be understood in the sense
of the relationships of the same subject to various objects.
Thus, "science" calls to mind the "indubitable reality" which is its object;
but it also means, even in popular usage, the "scientific attitude" or "method",
which is the "subjective" relation of the scientist to objects. In an ironic use
of the word (as, for example, scientistm"), it has the negative connotation
of a "self-deceiving", "subjective" approach to "reality" which deliberately
blinds itself to all forms of "truth" not accessible to its own method. It is
hardly necessary to cite illustrations of "ideology" taken in utter seriousness
as an indispensable guide to historical reality, for this usage is all too familiar;
nor need one do more than note in passing that "myth", too, is often taken
quite seriously as a key (perhaps, regrettably lost) to some transcendent
Reality.6 Finally we may note that there are a whole series of words, inter-
mediate between "science" and "myth". These words form a kind of progres-
sion, the terms of which are the degrees of emphasis on the subjective or
objective aspects of each: for example, "religion", "art", "law" "custom", etc.
If we call the whole historical symbolic realm "culture", then it may be
analyzed and categorized in two distinct ways: "objectively" - which, we may
now note, means precisely "as an accumulation of symbolic products"; and
"subjectively" - or, in the terms previously used, "as a dynamic process of
symbol production amid social change". The categories into which "culture"
falls, as an "objective" historic realm of accumulated symbolic products, are
"science", "religion", "'art", 'law", ''custom", etc. The names of the cate-
gories into which "culture", as a "subjective" or dynamic historical process,
could be analyzed do not come as readily to mind. To define them it would
be necessary to develop a theory of man's relation to reality in history: that is,
a theory of historically effective action, or of historically significant values.
This paper assumes that certain elements of such a theory may be found
in those two terms in the popular vocabulary which are the most subjective
and most integrally historical in their connotation: "myth" and "ideology",
for in them popular thought roughly discriminates two distinct possibilities
of man's relation to reality in history. It is the problem of this study to
attempt to reduce these rough discriminations into unequivocal and clear
definitions.
DEFINITION
It would seem a rather futile task, at first sight, to try to arrive at unequivocal
definitions of "myth" and "ideology". Both terms have gained wide currency
in many fields. They are loosely employed in literary criticism, political
discussion and ordinary cultured small talk. We hear not only of "political
7 "The last generation has witnessed the emergence of a special field of sociological
inquiry: the sociology of knowledge (Wissenssoziologie)." R. K. Merton, Social Theory
and Social Structure (Glencoe, Ill., 1949), 217.
' Merton, op. cit., 4.
0 In the English edition of Ideology and Utopia, the translators, Louis Wirth and
Edward Shils, added to the bibliography(originally printed by Mannheim together with
his article "Wissenssoziologie"in the Handworterbuchder Soziologie) "some of the more
representativecontributionsof American, English, French, and German thought on this
subject". Included are such names as John Dewey, William James, Frank H. Knight,
C. S. Peirce, C. R. Mead, Emile Durkheim, Lucien LUvy-Bruhl,Ernst Cassirer, C. J.
Jung, Grace De Laguna, and Bronislaw Malinowski. None are referred to in the text.
10 Thus the psychological school is divided between the Freudian and Jungian mytho-
logists - the former with the basic mechanism of the personal unconscious, the latter
with the additional mechanisms of the collective unconscious. The anthropological
school is divided between historical and functional anthropologists - the former with
the mechanisms of the diffusion of unitary cultural traits, the latter with the mechanisms
of the functional interdependenceof entire cultural and social complexes.
11 There is, of course, the relatively insulated, mainly American school of fact-finding
research on "communication","propaganda","rumor","opinion", "attitudes","stereo-
types", "prejudice",etc. But as we have seen, these themes differ from both "myth"
Let us take first the question of origin. The mythologists all seek the origin
of myths in some aspect or other of experience: experience as distorted by
language, or by prelogical ways of thought; or special kinds of experience -
dreams, communal rites, etc. The students of ideology, on the other hand,
seek the origin of ideologies in situations: particularly situations of social
conflict and competition. Because of this "an ideology" (as we have noted)
always implies "other ideologies with which it is in dynamic relations" -
and "ideology"because they are not necessarily historical in the sense defined, of major
cultural accumulations, effective over a span of generations.
namely, the ideologies of other persons within the same social situation. This
is not necessarily the case with "a myth".
Of course, "myth" does always imply "myths" or even "other myths".
That is true because "experience" always occurs as a "particularexperience",
it has a time and place, it occurs to a particular subject. Consequently, if any
belief arises from a particular experience of a particular subject in a particular
time and place, and that belief has sufficient historic value to become accepted
as a myth, it is always implied that other myths might equally well arise from
the experiences of other subjects in other times and places. Thus, "myth"
does essentially imply "other myths" - but precisely because "a myth" arises
as an integral (individual) expression of a particular situation, those "other
myths" are usually conceived as capable of arising from "other situations".
Characteristically, "other myths" are the myths of other people at other times
and places (that is, they are integral expressions of other situations) while
"other ideologies" are characteristically the ideologies of other people within
the same situation.
We find a parallel distinction when we consider the functions of myth and
ideology. It is frequently suggested by theorists of myth that myth images
function as integrating values around which individuals or societies become
organized and exist as coherent entities. On the other hand, the function of
ideologies, as theorists of the subject agree, is (in terms of individual and
group interests) to procure advantages for specific social positions and (in
terms of social structure) to segregate and consolidate competing groups
around rival ideas.12
We may draw one further conclusion from the above discussion, before we
sum up these preliminary findings. Myth and ideology are clearly distinct
phenomena, but they are not necessarily separate phenomena on the same
level. In fact, it emerges quite clearly from what has gone before that myth
is, in a sense, more elementary than ideology, and ideology, in a way, implies
some of the processes proper to myth.
To establish this, we need only refer to our description of the origin of
mythical and ideological beliefs. Myth, as we saw, has its origin in a par-
ticular expression or distortion of an experience. Ideology arises as an ex-
pression of a particular role in a social situation. We feel more or less con-
fident of our meaning when we speak of "expressing an experience". But
what is meant by "expressing a particular role in a social situation"? This is
at bottom a shorthand way of saying something else. What is actually
"expressed" in the origin of an ideology is "a particular experience", exactly
as in the origin of a myth; for the very word "express" implies "an experience"
as what is being expressed. Moreover, "a situation" itself means a particular
way of analyzing experiences: viz., in terms of the relations obtaining between
the various subjects and objects involved in an experience. Thus, what is
12 For a brief review, see below.
SOREL
In order to refine the conceptions of myth and ideology further, let us examine
the use of these terms in two authors, George's Sorel and Karl Mannheim,
each of whom attempted a more or less systematic analysis of history, using
both conceptions. Here, if anywhere, we should expect to find "myth" and
"ideology" clearly defined in mutual relation. But, in point of fact, each has
defined only one of the terms explicitly - the one which was of central
importance in his own theory - and defined the meaning of the other term
13 Such an "ideological" analysis of beliefs was, of course, by no means unknown in
classical antiquity before the word ideology was ever thought of.
ture immobilized by logic and tradition but still historically effective with the
force of inertia.
For about twenty-fiveyears the form of governmentin France had been at issue;
after campaignsbefore which the memories of Caesar and Alexander paled, the
charter of 1814 had definitely incorporatedin the national tradition, the Parlia-
mentary system, Napoleonic legislation, and the Church established by the Con-
cordat.... Protected by the prestige of the wars of liberty, the new institutions
had become inviolable, and the ideology which was built up to explain them
became a faith which seemed for a long time to have for the French the value
which the revelation of Jesus has for the Catholics. (115f.)
We may now sum up Sorel's contribution towards elucidating the concepts
of myth and ideology. Sorel explicitly defines the concept "myth" and he
does so by contrasting it with an opposite concept, "Utopia". Myth, he tells
us, expresses (and that signifies communicates) a personal experience, the
experience of the will to action; while Utopia, a purely intellectual product,
expresses or communicates no more than an impersonal grasp of facts and
estimation of values.
Ideology, according to Sorel, differs from Utopia by its tie to myth. Ide-
ology is a rational structure with its foundations in myth. Sometimes it builds
a machine serving the historic creative forces of an era, and then it com-
municates the power of revolutionary personal experience of them. In other
cases, it upholds a facade behind which work reactionary forces, and then it
builds on dead myths which were once historic experiences and whose
memory it keeps alive. Utopias, on the other hand, operate with facts known
and not felt, and by standards entirely torn up from historic roots.
Sorel traces the diffusion of myth through three historic phases. When it
is fully alive, myth expresses the personal experience of heroes - acting
individuals of historic stature - and it functions as a means of communicating
their feeling of their own will to action, its aim and force, to others. Thus,
it stimulates both themselves and others to act.
Secondly, living myth is formed into ideology, which (accordingly) conveys
the original aim and force of myth, but in such a rationalized form as to
extend its communicability in time and space. One may infer that Sorel
assumes the living myth of the heroic minority is not in its pure form directly
communicable to a whole revolutionary class. It requires the persuasive
qualities of "rational" ideology to "train . . . thought" and "prove, by the test
of experience, the absolute truth of the new religion and the absolute error
of the old".
Finally, ideology may develop into something beyond itself - a faith. The
transition to this culminating historic phase of a myth occurs when a system
of proof (or explanation and justification) accepted by a restricted (or par-
tisan) group becomes institutionalized as the conventional view of a whole
people or church.
MANNHEIM
17 Ibid., 119-130.
18 Ibid., 190.
the more basic definitionswhich are impliedin the systemsof both writers,
it takes the followingform:
Sorel's usage Mannheim's usage
Irrationality myth myth expressingboth
Originof historicdynamism myth myth biologicaldrive
Sourceof primalsocial and transcendental
consensus myth myth Jbelief
Rationality ideology ideology
Perpetuationandextension
of dynamism ideology ideology
Organizationof rational ideology ideology
interests
OTHER WRITERS
21 C. J. Jung and C. Kerenyi, Essays on a Science of Mythology (New York, 1949), 13.
22 "The idolatry of words plays a large part in the history of all ideologies." Sorel,
op. cit., 75.
23 The Philosophy of Friedrich Nietzsche (Modern Library, New York), 1020. - For
my analysis, which follows, see Nietzsche's characterizationof Socratic and Alexandrian
cultures (1046-1048).
24 Where creative genius is ascribed to theorists, as in the case of Socrates or Plato,
Nietzsche explains it as a form of poetry or metaphysical will still alive in the "un-
conscious" of these men.
25 Hans Barth, op. cit. (57, 63 ff. and note 35, 316), examines Nietzsche's comments
on and relationship with these philosophers.
26 Cf. the account of H. H. Gerth and C. Wright Mills in their Introduction to From
Max Weber:Essays in Sociology (New York, 1946), 51-55 ("Bureaucracyand Charisma:
A Philosophy of History").
27 Karl Marx, The Eighteenth Brumaire of Louis Napoleon (Chicago, 1913), 9 f. For
a brilliant treatment of this whole aspect of Marx, cf. Harold Rosenberg, "The Resur-
rected Romans", Kenyon Review, Autumn, 1948, 602-620.
28 Cf. Kerenyi, op. cit., 5 f. "Thomas Mann, in his essay on Freud has spoken with
good reason of the 'quotation-like life' of the men of mythological times.... Archaic
man, he said, stepped back a pace before doing anything, like the toreador poising
himself for the death stroke. He sought an example in the past, and into this he slipped
as into a diving-bell in order to plunge, at once protected and distorted,into the problems
of the present."
Harvard University
Cf. Harold Rosenberg, 'The Pathos of the Proletariat", Kenyon Review, Autumn,
1949, 595-629.
30 Cf. concerning Marx's anthropology and views about science, art and ideology, Hans
Barth, op. cit., 131 ff., 135 ff., and 141 ff.