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Case Study

Impact of Heavy Vehicles on Highway Traffic Flows:


Case Study in the Seoul Metropolitan Area
Chang-Gyun Roh 1; Bum-Jin Park 2; and Jonghoon Kim, A.M.ASCE 3
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Abstract: Highway capacity manuals (HCM) have incorporated the effect of heavy vehicles (HVs) in the form of passenger car equivalents
(PCEs) for estimating highway traffic conditions, which include the road’s slopes, the length of the road, the geographical characteristics, and
the ratio of HVs to other types of vehicles on the road. The PCEs of HVs are critical for designing, operating, and evaluating highways. In
order to analyze the effects of HVs on highway traffic flow, the real-time automatic vehicle classification (AVC) data were collected for three
different major highways (four-lane, six-lane, and eight-lane highways, respectively) in the Seoul metropolitan area for the 2 months from
August to September 2011. The purpose of this study was to examine the effect of HVs on traffic flows using real-time AVC data and to
analyze the relationship among the average speed, the HV ratio, the flow rate, and the number of lanes. The findings revealed that the average
speed decreased when the flow rate and HV ratio increased for the six-lane and the eight-lane highways. The average speed also decreased as
the flow rate increased for the four-lane highway. However, the average speed stabilized when the HV ratio was in the range of 25–45% and
recovered when the HV ratio exceeded 45%; this result implied a need to reexamine the existing methods of deriving the HV factors for the
HCM. DOI: 10.1061/JTEPBS.0000077. © 2017 American Society of Civil Engineers.
Author keywords: Heavy vehicles (HVs); Influence; Passenger car equivalents (PCEs); Highway.

Introduction and Research Scope Recently, a massive amount of traffic data has been collected
during a 2-month period on three major highways in the Seoul met-
The larger vehicles and their proportion in the traffic flow have sig- ropolitan area in South Korea. The unique opportunity provided by
nificantly increased over the past decades (Hobbs 2016). This trend this data set is that each of the three highways has a different num-
persists as development continues. The larger vehicles such as ber of lanes, providing a venue in which the effects of the number
heavy vehicles (HVs), recreational vehicles (RVs), and buses affect of lanes on the traffic interaction dynamics of HVs and passenger
the traffic flow due to their slow speed compared with passenger car cars can be analyzed, which in turn can help in streamlining the
speed (Wegman et al. 2012). The presence of these larger vehicles performance of the traffic overall. Most importantly, this is the larg-
in the traffic flow affects the various parameters of traffic flow. The est set of national data that has been collected with an extensive
larger vehicles, which include heavy vehicles (HVs), recreational number of physical sensors embedded in the highways across
vehicles (RVs), buses, etc., affect the traffic flow due to their slow the nation. In this study, the real-time traffic data were used to ana-
speed compared to passenger cars (Al-Kaisy and Jung 2004). As a lyze the influence of HVs on the traffic when other parameters such
result of these factors, the drivers of passenger cars are forced to as the HV ratio, traffic flow rate, and number of lanes were varied.
drive around the large vehicles. Also, the larger vehicles’ power
performance may interfere with the overall traffic flow. HCM
(1965) put forward a way to solve the problem of mixed traffic Previous Research Studies on Determinant
by using passenger car equivalents (PCEs) to convert a mixed high- Factors of Traffic Flow
way traffic flow into an equivalent standard passenger car traffic
flow (Shalini and Kumar 2014). This method may cause speed The primary traffic flow is composed of three parameters: the traffic
variation and affect the traffic flow characteristics on highways density, the speed, and the volume or rate of flow (Roess et al.
(Al-Kaisy and Hall 2003; Mauch and Cassidy 2002). 2004). Traffic density is defined as a parameter that describes
the traffic flow in an intuitive manner. However, it is difficult to
measure the traffic density directly by collecting data; therefore,
1
Senior Researcher, Highway and Transportation Research Division, as sometimes the values of a parameter are used to interpret the
Korea Institute of Civil Engineering and Building Technology, Goyang values of similar parameters, the traffic density is measured in that
411-712, Republic of Korea. E-mail: rohcg@kict.re.kr way (Haberman 1997). Traffic speed is used to analyze the road-
2 way design, and the demand and operation analyses are used as
Senior Researcher, Highway and Transportation Research Division,
Korea Institute of Civil Engineering and Building Technology, Goyang fundamental measurements of the uninterrupted traffic flow
411-712, Republic of Korea (corresponding author). E-mail: park_bumjin@ (Dey et al. 2006). The traffic speed is also used to determine
kict.re.kr the level of service (LOS) of the traffic flow and is applied in
3
Assistant Professor, College of Engineering, Architecture and Technol- the passenger car unit (PCU) (HCM 1965). The traffic volume
ogy, Oklahoma State Univ., Stillwater, OK 74078. E-mail: jongkim@
is another determinant factor for predicting the roadway condition;
okstate.edu
Note. This manuscript was submitted on August 11, 2016; approved on it explains the trends of the highways (Roess et al. 2004). It is also
April 17, 2017; published online on July 13, 2017. Discussion period used as a final decision-making tool.
open until December 13, 2017; separate discussions must be submitted Because the traffic volume explains the trends of the highway, it
for individual papers. This paper is part of the Journal of Transportation is the most useful determinant factor for the prediction and diagnosis
Engineering, Part A: Systems, © ASCE, ISSN 2473-2907. of the traffic flow condition with the speed (Roess et al. 2004).

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It is also used in the decision-support system for the traffic-strategy that the HVs’ influences differ between free-flow and congested
selection parameters to determine the strategy (Milica and Dragana traffic regimes. The study also concluded that during congestion,
2014). The density is difficult to measure directly, as described pre- lane-use restriction and the location of bottlenecks relative to up-
viously, and traffic flow analyses are carried out using the speed grades are significant factors contributing to the HVs’ influences on
and volume. the traffic.
Van Aerde and Yagar (1984) reported that large vehicles, includ-
ing HVs, RVs, trucks and buses, have a higher individual propen-
Various Analysis Methods of Traffic Flow sity to become platoon leaders, compared with passenger cars.
These leader propensities were analyzed using the ratio of the per-
Traffic flow analysis methods include the microscopic parameter centage of leads by vehicle type to the percentage of total main-line
analysis and the modeling analysis using determinant factors. traffic count by vehicle type.
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Williams and Hoel (2003) used the autoregressive integrated mov-


ing average (ARIMA) model for the seasonal variation analysis to
develop the short-term prediction model. Lan and Abia (2011) uti- Research Objectives
lized the data of peak hours in order to analyze the traffic capacity;
this was proposed as the prediction model to interpret the traffic Previous studies focused on the effect of HVs on traffic from the
flow. Dhamaniya and Chandra (2013) demonstrated the concept perspective of the car-following theories, safety, work zones, and
of the stream equivalent factor (SEF), where heterogeneous traffic pollution. The present study endeavors to understand the traffic
volumes in PCUs were converted in a way as to determine the PCU flow patterns for HVs and to analyze the effect of HVs on the traffic
factors for individual vehicle types. Dey et al. (2006) proposed the flow on the highways in the Seoul metropolitan area in the Repub-
methods of speed distribution curves to analyze mixed traffic lic of Korea. In order to fill the gap between the past research and
conditions. the current research studies, this research study focuses on three
primary objectives: (1) to understand speed reduction due to the
Influence of Vehicles on Traffic Flow volume of HV variance; (2) to analyze the speed variance based
on vehicle types, which include passenger cars, midsize heavy ve-
Studies (Chitturi and Benekohal 2007; Hangfei et al. 2008) exam- hicles, and larger-size vehicles; and (3) to analyze the HV traffic
ined the effect of HVs near work zones, which often create bottle- flow pattern based on the numbers of lanes on the highways.
necks for the general traffic. HVs are a major contributor to pollution
emissions, and it is crucial to assess their effects on the environment
(Mahmod et al. 2010). HVs heighten the risk of accidents and Identification of Relevant Parameters
some researchers have focused on the safety-related issues with
HVs (Gao et al. 2004; Ramírez et al. 2009). Hong and Oguchi Measuring the influence of HVs on the general traffic involves
(2007) considered the effect of rainfall and HVs on traffic. determining the parameters, which include the vehicle speed,
HVs provide great load capacity and are the backbone of the traffic volume, headway, and density as Table 1. The main criteria
freight transportation industry. Even though some recently manu- that this study used to identify the relevant parameters were as
factured HVs are equipped with more powerful engines, the major- follows:
ity of HVs negatively affect the general traffic because of their 1. The parameters were collected from the field in a technically
physical characteristics such as low acceleration and slow speed. feasible manner (i.e., the use of automatic vehicle classification
Some researchers (Peeta et al. 2005; Aghabayk and Sarvi 2012; sensors in the Seoul metropolitan area to measure the para-
Sarvi 2013) have focused on car-following models that involve meters directly).
HVs, in attempts to reflect the unique operating characteristics 2. The parameters represented the operating conditions of the
of HVs; others (Lahiri and Hadi 2008) have focused on microsi- roads on HVs.
mulation tools to simulate how HVs would affect the general traffic 3. The parameters consisted of numbers that could be easily cal-
under different software packages used with the software’s default culated and compared.
values. The main limitation of these theories and simulation-based 4. The parameters could be easily understood, standardized, and
approaches for assessing the influence of HVs on traffic is that they analyzed.
do not truly represent the real-time phenomena because the formu-
lations are based on parameters that are generally estimations. Lake
et al. (2002) analyzed the effect of a multicombination vehicle Data Collection and Study Area
(MCV), capable of carrying increased loads, and suggest that
MCVs need to be treated with higher PCE values. The impact of HVs on traffic was examined using the collected
Highway capacity manuals (HCMs) (HCM 2010; Korea HCM data, which included high traffic volume and the various ratios
2004) incorporate the influences of trucks, buses and RVs through of heavy vehicles, on the following three highways in the Seoul
PCE values, which are based on the vehicle type, topographic prop- metropolitan area: (1) four-lane highway (the Seoul–Chuncheon
erties such as road slope/length, and the ratio of the vehicle in the Expressway, two lanes in each direction), (2) six-lane highway
traffic. In general, the HCMs apply a single PCE value to all sit- (the Pyeongtaek–Jecheon Expressway, three lanes in each direc-
uations regardless of the traffic flow rates and the ratios of HVs. tion), and (3) eight-lane highway (the Gyeongbu Expressway, four
Webster and Elefteriadou (1999) found that the traffic flow rate lanes in each direction).
and the percentage of HVs in the traffic affect the degree of the The characteristics of the study data are highlighted in Table 2.
influence of HVs on the traffic conditions. Al-Kaisy et al. The AVC system used piezoelectric sensors for collecting traffic
(2002) found that the PCE factor is a random variable that follows information by differentiating types of vehicles in the given traffic
a normal distribution and theorize that the PCE factor should de- flow. The piezoelectric sensors that measure through-traffic move-
crease as the proportion of HVs increases. Al-Kaisy and Jung ments detect electric charges generated by the axle weights of pass-
(2004) conducted a simulation-based study for the PCE factors, ing vehicles that are proportional to the mechanical stress applied to
which were derived from a queue discharge flow. That study found the sensors. The AVC technology can detect the number of axles of

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Table 1. Selected Parameters for HVs’ Influence on the General Traffic
Parameter evaluationa (Scale: 1–3; higher is better)
Candidate
parameters Ease of acquisition Relevance Ease of analysis Results Considerations
Speed 3 3 3 Selected •Primary measure of LOS.
•Easy to collect.
Traffic volume 3 3 3 Selected •Conveys some relevance to headway.
•Existing researches have also considered traffic flow rate.
Headway 1 2 2 Not selected •High level of deviation; difficult to standardize.
•Not usually collected on a regular basis.
Density 1 3 2 Not selected •Can be useful for assessing the safety of drivers.
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•Very difficult to directly measure.


a
Scale 1: Less accuracy but collectable data set; Scale 2: Enable to calculate the data set; Scale 3: Data set collectable through traffic detector.

Table 2. Description of Collected Data


Highway sections Number of data points Data frequency
Seoul–Chuncheon expressway Entire length 437,542 5-min-interval data
Pyeongtaek–Jecheon expressway Songtan–Anseong section 4,801 15-min-interval data
Gyeongbu expressway Cheonan–Anseong section 5,470 15-min-interval data

Data collected during heavy rain were excluded and analyses


were not conducted on data that were not within the data validity
range shown in Table 4 or did not follow the traffic variables’ re-
lationship of volume, speed, and occupancy. Table 5 presents the
data characteristics based on vehicle classification. The PCU analy-
sis revealed that the average vehicle speed was 105.4 km=h and
the standard deviation for vehicle speed was higher. However, the
speed of heavy vehicles was slower than the PCU speed and the
standard deviation was also less as compared with the PCU.

Four-Lane Highway (Seoul–Chuncheon Highway)


The Seoul–Chuncheon Expressway (total length ¼ 61.4 km) con-
Fig. 1. AVC system under the existing pavement (image by Chang-
nects Seoul with the city of Chuncheon, Gangwondo. It is a four-
Gyun Roh)
lane highway with a total of nine major intersections. For this
research, the traffic information data was collected during the
2-month period from August to September 2011 using nine
vehicles and speed when a pair of sensors are embedded below the AVC detectors in each direction (18 in total for both directions).
road surface. Fig. 1 shows a photograph of the AVC system under These AVC detectors installed along the Seoul–Chuncheon Ex-
the existing pavement, and Table 3 presents a summary of the raw pressway were used to examine the effect of HVs on the traffic.
data format, which includes traffic volume and traffic speed, for the
Seoul-Chuncheon Expressway.
The data collected went through a screening process for errors Six-Lane Highway (Pyeongtaek–Jecheon Expressway)
before being used for further analyses. When an error input or an The Pyeongtaek–Jecheon Expressway in the Seoul metropolitan
outlier was discovered, all 5-min data prior to and after that point in area, which went into operation in 2008 (total length ¼
time were excluded from the study data sets. Figs. 2 and 3 show the 57.1 km), connects the cities of Pyeongtaek and Anseong. This ex-
data screening process and the data correlation and validation, pressway is being extended to the West Coast Expressway, carrying
respectively. most of the freight traffic into and out of a major industrial

Table 3. Raw Data Table (Seoul-Chuncheon Expressway)


Volume (veh=30 s) Speed (km=h)
Cls_ Cls_ Cls_ Cls_ Cls_ Cls_ Cls_ Cls_
Date/time AVC_ID Direct VOL SPD OCC one two three ::: twelve one two three ::: twelve
20111001080000 0010AV01300 S 588.00 102.42 5.00 380.00 35.00 86.00 ::: 0.00 106.12 99.20 110.14 ::: —
20111001080030 0010AV01300 E 516.00 103.71 4.25 353.00 27.00 33.00 2.00 33.00 97.07 109.88 96.50
20111001080100 0010AV01300 E 406.00 104.99 3.25 294.00 20.00 18.00 1.00 111.45 98.75 103.28 67.00
20111001080130 0010AV01300 S 549.00 104.20 5.25 333.00 39.00 93.00 0.00 31.00 95.82 109.65 —
20111001080200 0010AV01300 E 407.00 103.76 3.25 291.00 17.00 22.00 0.00 110.17 96.24 102.00 —
20111001080230 0010AV01300 S 435.00 104.73 3.25 250.00 40.00 80.00 1.00 26.00 92.98 111.88 100.00
20111001080100 0010AV01300 E 406.00 104.99 3.25 294.00 20.00 18.00 1.00 110.37 98.24 109.00 86.25

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Fig. 2. Data screen process
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Fig. 3. Data correlation and validation

Table 4. Effective Range of Data Screen Table 6. Number of Observations per Vehicle Ratio
Data Effective range % of heavy vehicles Observations
Volume Under 20 veh=30 s= ln (2,400 veh=h= ln) 0 6,003
Speed 0–200 km=h 5 17,497
Occupancy 0–100% 10 11,361
15 6,423
20 3,806
25 1,694
Table 5. Data Characteristics (in Free Flow Condition) Based on Vehicle 30 699
Classification 35 551
Classification PCU (small) Middle Large 40 379
45 181
Average speed (km=h) 105.4 97.2 95.1 50 504
Standard deviation (km=h) 14.5 9.9 12.5 55 27
Variance 211.7 98.9 157.3 60 135
Maximum (km=h) 200 199.0 200.0 65 23
70 199
75 122
complex. The highway section is exposed to a relatively stable HV 80 38
85 23
ratio compared to other sections. The data set was collected during
90 10
the month of October 2011 with the help of the AVC detectors in- 95 —
stalled along the six-lane section of the Pyeongtaek–Jecheon Ex- 100 349
pressway. Analyses of the data were done using 15-min-interval Total 50,024
traffic data.

Eight-Lane Highway (Gyeongbu Expressway)


Effect of Percentage of HVs and Flow
The traffic flow data for the Gyeongbu Expressway (total Rates on Speed
length ¼ 416 km) were collected in the section between the
Cheonan and Anseong intersections. The data for this case was The effect of the ratio of HVs and the traffic flow rate on the per-
set up at 15-min intervals and was collected during the month formance measure, namely, the traffic speed, were analyzed. The
of October 2011. The AVC was similar to the one used in the data data were divided into 20 different groups with a 5% incremental
collection for the Pyeongtaek–Jecheon six-lane expressway. heavy vehicle ratio (0–5%, 5–10%, 10–15%, etc.), and the average
speed of the traffic in each group was calculated. As the vehicle
ratio increased, the difference between the average speed values
Findings: Results and Analysis decreased. Vehicle data of all groups were configured to include
at least 30 samples; however, a few groups that had close to a
The collected data were analyzed from various perspectives related 100% heavy vehicle ratio could not collect vehicle data properly.
to the influence of HVs on the traffic. Table 6 presents the number of observations per vehicle ratio.

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Four-Lane Highway of influence of the HVs on the general traffic. Some data plots are
grayed out in Figs. 6–11, indicating that the plots are based on
This section analyzes the average speed reductions (across all traf-
fic flows) that occur when the ratio of HVs varies, compared with fewer than 30 data counts, but the data plots still represent the gen-
the case in which all vehicles are passenger cars. As the percentage eral trend regardless of the data count.
of HVs increases from 0 to 35%, the average speed reduction in- In the case of 0–100 veh=h= ln, Figs. 6–11 shows that the aver-
creases. When the HV ratio in the traffic is more than 35%, the age speed of the traffic flow tends to decrease as the percentage of
reduction stabilizes or even improves. The curve-fitting results HVs increases, because when a platoon of vehicles is led by an HV,
of Eq. (1) (Fig. 4) show the speed reductions versus the percentage it becomes the determinant factor of the speed of the passenger cars
of HVs; the results are intuitive, in the sense that a larger number of upstream. From 50 to 80%, the trend still exists, but the magnitude
HVs in the traffic affects the traffic negatively. However, this graph of speed reduction falls as the percentage of HVs increases. As
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of the average speed reduction across all traffic flows opens the more HVs are mixed into the traffic, the interference between
door to research opportunities for analyzing such relationships HVs and passenger cars does not seem to become much worse
under varying traffic flows. Even when the percentage of HVs ex- compared with the case of a single HV leading a platoon of pas-
ceeds 35%, the curve fluctuates and even falls at times. The error in senger cars. In other words, as the percentage of HVs increases, the
the speed reduction amount per heavy vehicle ratio was confirmed chance increases that the leading vehicle of a platoon is an HV,
by the root mean square error (RMSE), as shown in Fig. 5. The whereas adding additional HVs to the following vehicles in that
average RMSE was 0.84, with a maximum of 3.78 and a minimum platoon does not reduce the performance of the platoon as much.
of 0.01. Eq. (1) contains a level of error that can explain the effect of When the percentage of HVs increases beyond 80%, the dom-
the increase in the vehicle rate on the speed reduction inant mode of transportation in the traffic is clearly the HV, which
results in a reduction of interference between HVs and passenger
Speed reduction ½km=h cars, forcing the drivers of passenger cars to obey and follow the
 HVs, which leads to slight improvements in the traffic speeds. As
2.682lnðxÞþ3.7751ðR2 ¼ 0.767Þ; whenthe%of HVsis < 35% shown in Fig. 7, for traffic flow rates of 200–300 veh=h= ln, a
¼
14.03; whenthe%of HVsis > 35% speed stabilization zone exists in about 20 to 45% HVs. In the case
ð1Þ of larger traffic flow rates of 400–1,100 veh=h= ln, as seen in
Figs. 8–11, the improving trends above a certain threshold percent-
Figs. 6–11 show the relationship between the traffic speeds and age of HVs clearly prevail while the threshold value decreases. This
the percentage of HVs as the traffic flow varies. The purpose of this result is contrary to the common belief that a higher percentage of
approach is to analyze how different traffic flows affect the degree HVs will always lead to a reduction in the speed of the traffic. This

Fig. 4. Average speed reduction versus percentage of HVs

Fig. 5. Error bar chart

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Fig. 6. Traffic speed versus percentage of HVs as traffic flow is 0 veh=h= ln ∼100 veh=h= ln

Fig. 7. Traffic speed versus percentage of HVs as traffic flow is 200 veh=h= ln ∼300 veh=h= ln

Fig. 8. Traffic speed versus percentage of HVs as traffic flow is 400 veh=h= ln ∼500 veh=h= ln

suggests that the PCE-related and HV-related factors must be attempting to switch lanes, which would worsen the traffic
carefully reexamined to capture this trend, which exists most no- conditions.
tably on the four-lane highway (two lanes in each direction) in the
Seoul metropolitan area. In summary, the two-lane highway limits
the opportunities for passenger cars and HVs to gain speed by Six-Lane Highway
switching lanes compared with highways with more lanes and, On the six-lane highway, no samples of a flow rate over
surprisingly, improves the speed beyond certain ratios of HVs 800 veh=h= ln level were observed. As shown in Fig. 12, in gen-
by forcing all vehicles to move at the pace of HVs without eral, as the percentage of HVs increases, the speed decreases across

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Fig. 9. Traffic speed versus percentage of HVs as traffic flow is 600 veh=h= ln ∼700 veh=h= ln

Fig. 10. Traffic speed versus percentage of HVs as traffic flow is 800 veh=h= ln ∼900 veh=h= ln

Fig. 11. Traffic speed versus percentage of HVs as traffic flow is 1,000 veh=h= ln ∼

all traffic flow rates. Other than the flow rate of 100 veh=h= ln, the change lanes whenever possible to become trapped by the slower
flow rates showed a stabilization region. vehicles ahead, which may positively affect speed reductions.
Fig. 13 illustrates the speed versus flow-rate graph for each per-
centage of HVs. Speed reductions did not occur with higher traffic
volumes. Changes in speed showed a cup-shaped distribution as the Eight-Lane Highway
flow rate increased for all HV percentages. The greater number of This section analyzes the results for the eight-lane highway. Fig. 14
lanes seemed to provide additional opportunities for vehicles that shows that a higher percentage of HVs resulted in decreasing speed

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Fig. 12. Relationship between HV ratio and speed (six-lane highway)

Fig. 13. Curve of flow rate versus speed (six-lane highway)

Fig. 14. Relationship between HV ratio and speed (eight-lane highway)

values when the flow rate was lower than 500 veh=h= ln. However, speed recovered. The speed-reduction effect of an HV as the lead-
at the higher flow rates, even though not all values of the percent- ing vehicle of a sporadically distributed platoon seemed to disap-
ages of HVs were available, it seemed that a speed reduction did not pear when the flow rate exceeded a certain threshold value, in this
clearly exist in the available data range. In some cases, in fact, the case 500 veh=h= ln.

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Fig. 15. Flow rate versus speed curve (eight-lane highway)

Fig. 14 shows the relationship between the speed and the flow follow the pace of the HVs. There was also a higher chance that
rate across all percentages of HVs. The speed decreased steadily as an HV was the leading vehicle of a platoon on the highway. The
the flow rate increased. magnitude of the speed reduction became larger as the percentage
As seen in Figs. 12 and 15, the average speed of the traffic de- of HVs increased, following an exponential distribution.
creased as the HV ratio increased in the cases of the six-lane and Fig. 17 shows that the average speed converges to about
eight-lane highways. However, in the case of the four-lane high- 60 km=h, regardless of the percentage of HVs, when the flow rate
way, as shown in Figs. 6–11, the average speed increased when is 1,500 veh=h= ln or higher. As the flow rate of an oversaturated
the HV ratio exceeded a certain threshold value. traffic flow continues to rise and approaches near-traffic-jam den-
sity, causing instability in the overall traffic by shrinking the head-
ways to a minimum, the average speed tends to converge to a
Effect of HVs during Congestion on a Four-Lane certain level because all drivers try their best to keep moving by
Highway making lane changes, a more likely behavior on an eight-lane
During traffic congestion, reductions in speed occurred as the per- highway.
centage of HVs increased. Fig. 16 shows an exponential distribu- Vehicles travel in platoons on highways. The characteristics of
tion of the data for the traffic flows under congested flow the motion of a vehicle are largely determined by the type of the
conditions, while the HV ratios of 45% or less are excluded due vehicle. The maneuvering characteristics of HVs are not signifi-
to the insufficient number of valid samples. cantly affected by other vehicles. However, passenger vehicles, es-
Interestingly, under congested flow conditions, the speed in- pecially on four-lane highways (two lanes in each direction), are
creased when the percentage of HVs was 85% or higher. As the significantly impacted by higher ratios of HVs, because there
percentage of HVs approached 100%, similarly behaving HVs do- are fewer opportunities for switching lanes and the passenger ve-
minated the movement of the traffic; this reduced the interaction hicles are forced to move in the platoons of HVs. When the ratio of
between passenger cars and HVs, forcing the passenger cars to HVs exceed a certain threshold level, the passenger vehicle has

Fig. 16. Relationship between HV ratio and speed (congestion flow)

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Fig. 17. Relationship between flow rate and speed (congestion flow)

difficulty while changing lanes. HVs are also less influential on the the sections where the speed changes occur are identified after
speed reduction due to the HVs’ characteristics, which run on the screening for clusters with similar changes in speed. Figs. 18(a–c)
designated lane, and less number of changing lanes by the passen- show the method of grouping the results into five groups.
ger vehicles. For these reasons, the phenomenon of improved traffic
speed resulted.
These results were observed in the four-lane highways, as Indicator Analysis
shown in Figs. 6–17. The cause of this phenomenon should be an- A separate indicator analysis is conducted in order to statistically
alyzed for future study. However, it is possible to make a first verify the inflection point where a change in the speed gradient
judgment based on the difference in geometry. It is considered that occurs. Kim (2002) performed this form of analysis, in which
as the space that allows avoidance of the heavy vehicles increases the effect of HVs on traffic flows can be computed using a
(as the number of lanes increases), the decrease in the speed reduc- speed-change parameter. The method is useful for focusing on
tion is due to the lessened influence of the heavy vehicles with rel- the low-frequency components; it gives results that are free from
atively low driving speed. the influences of random fluctuation and measuring variations in
volatile properties such as speed. While Kim (2002) applied a dif-
Identification of Inflection Point of Speed Change ferential value between 5 units of integrated data at a point in time
and the previous 5 units of integrated data divided by the sum of
The inflection points for the speed change caused by an HV were
those 10 units, in this research, 3 units of integrated data were di-
identified using two different methods: cluster analysis and indica-
vided by the sum of 6 units. The applied v-indicator is shown
tor analysis. These analyses offer scientific approaches for group-
ing the results into a few categories. If two independent methods Pn P
i¼n−3 vi − i¼n−4
i¼n−6 vi
result in similar groupings, it means that those identified groups do vindicator ¼ P n ð3Þ
v
i¼n−6 i
exist and are significantly different from each other.
where n = order of speed values; vi = average traffic speed value for
Cluster Analysis step i; and vindicator is a variable between −1 and 1. This method
Cluster analysis is a form of multivariate data analysis that assigns makes it possible to measure the changes in speed and to identify
objects having similar properties into groups or clusters. After the the inflection point where the speed gradient shifts. The point in
distance connectivity between the objects is computed using the time when the value of vindicator is highest or lowest is when the
squared Euclidean distance (SED), as shown in Eq. (2), all objects maximum change in speed occurs. The highest point of vindicator
are clustered using the centroid linkage method. The SED is com- is when the speed increases the most, while its lowest point is when
puted using the equation the speed decreases the most. In addition, the vindicator analysis
shows that when the gradient changes, vindicator is 0. Therefore,
X
n
when vindicator ¼ 0, the corresponding HV percentage value be-
DistanceðO1 ; O2 Þ ¼ ðx1;j − x2;j Þ2 ð2Þ
comes the inflection point of the speed changes for each traf-
j¼1
fic flow.
where O1 and O2 are groups 1 and 2 in a data set; x1;j ¼ jth In this paper, data are analyzed using a unit value of 3 with the
member of group 1; and x2;j ¼ jth member of group 2. purpose of finding the exact HV percentage value at the inflection
The centroid linkage method uses the distance between different point when the slope of the speed distribution shifts and
cluster centers and the SED to determine the distance connectivity. vindicator ¼ 0. The results are shown in Fig. 19 and Table 7. Each
It is a useful method of analysis for data sets containing singular graph represents a different flow rate, and the vertical lines re-
objects because influences from outliers can be minimized. The present the HV percentage values at the inflection points where
number of clusters is determined based on the coefficient value vindicator ¼ 0 was identified. Both the indicator analysis and the
of the agglomeration schedule, and each result is verified using cluster analysis show a shift in the slope of the speed distribution
a speed distribution map and a dendrogram. Using this method, curve when the HV percentage is within the range of 25–45%.

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Fig. 18. (a) Dendrogram plot (flow rate of 0–100 veh=h= ln); (b) speed transition into five cluster groups; (c) result of cluster analysis

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Fig. 19. Results of indicator analysis

Table 7. Results of Indicator Analysis


Flow rate (veh=h= ln)
% of PCU 100 200 300 400 500 600 700 800 900 1,000 1,100
0 0.0227 0.0319 0.0301 0.0319 0.0302 0.0336 0.0351 0.0330 0.0320 0.0258 0.0159
5 0.0161 0.0311 0.0278 0.0295 0.0318 0.0328 0.0323 0.0295 0.0244 0.0198 —
10 0.0181 0.0256 0.0213 0.0233 0.0285 0.0269 0.0253 0.0205 0.0073 — —
15 0.0198 0.0209 0.0159 0.0182 0.0212 0.0178 0.0136 0.0099 — — —
20 0.0157 0.0150 0.0121 0.0129 0.0115 0.0073 −0.0036 −0.0052 — — —
25 0.0160 0.0133 0.0101 0.0075 0.0005 −0.0076 −0.0181 — — — —
30 0.0119 0.0102 0.0070 0.0000 −0.0090 −0.0134 — — — — —
35 0.0127 0.0086 0.0030 −0.0069 −0.0144 −0.0213 — — — — —
40 0.0133 0.0033 −0.0012 −0.0160 — — — — — — —
45 0.0128 0.0037 −0.0038 — — — — — — — —
50 0.0098 −0.0051 −0.0062 — — — — — — — —
55 0.0124 — — — — — — — — — —
60 0.0163 — — — — — — — — — —
65 0.0110 — — — — — — — — — —
70 −0.0084 — — — — — — — — — —
Note: The bold numbers represent the inflection points.

Research Summary • The traffic flow shows a platoon pattern, where its characteris-
tics are determined by the specific types of vehicles.
Traffic Flow Pattern in Undersaturated Flow of • The traffic patterns in heavy vehicles are not as greatly affected
Four-Lane Highway by the travel patterns of the other vehicle types.
• On a four-lane highway, the possibility for a passenger car,
Four-lane and four-lane-or-under highways account for 70.9 and which shows patterns sensitive to the increase in traffic flow rate
74.9%, respectively, of the total highway length in Korea. The and the percentage of heavy vehicles, to be able to change lanes
analysis of heavy vehicles’ effect on traffic flows on four-lane high- and pass heavy vehicles in front of it diminishes, resulting in a
ways showed different results from the commonly recognized ap- traffic pattern in which passenger cars adapt to and follow the
proach to highway traffic analysis, which is based on the premise travel patterns of the heavy vehicles.
that in an undersaturated flow, the level of service and the average
speed decrease with a higher percentage of heavy vehicles in
the mix. Traffic Flow Pattern in Oversaturated Flow of
When heavy vehicles accounted for less than 25% of the traffic, Four-Lane Highway
the average speed decreased, a result in line with past research re- In the case of the oversaturated flow, the average speed tended to
sults. However, when the percentage of heavy vehicles was in the drop as the reduction rate went up with a higher percentage of
range of 25–45%, the drop in average speed nearly stopped with a heavy vehicles. The average speeds in traffic flows with the same
shift in the speed’s gradient. With the percentage of heavy vehicles proportion of heavy vehicles dropped with increasing flow rates,
at 45% and over and the flow rate at 300–900 veh=h= ln, the aver- showing a distribution in which the average speed approached
age speed went up as the percentage of heavy vehicles increased. 60 km=h when the flow rate exceeded 1,500 veh=h= ln. That is,
The causes of the increase in average speed in an undersaturated the headways in the oversaturated flows shrank as the traffic vol-
traffic stream on a four-lane highway, despite a higher percent of ume approached the highway capacity, which reduced the possibil-
heavy vehicles, are as follows: ity of an effect from outside factors such as lane changing; thus, a

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potential conflict or interference between vehicles was observed, at a characteristic speed or shifted in a gradient of average speed
which resulted in a slowdown in speed shifts. changes. Because the result deviates from the heavy vehicle factor
currently used to reflect the heavy vehicles’ effect on all traffic
Traffic Flow Pattern on Six-Lane and Eight-Lane flows, it may contribute to formulating a more accurate and realistic
Highways way to incorporate the effect of heavy vehicles on highway traf-
fic flows.
The analysis showed that the average speed decreased on the six-
lane and eight-lane highways as the percentage of heavy vehicles
and the flow rate increased. It is assumed that the passenger cars Future Research Studies
running on a six-lane or eight-lane highway determine the charac-
teristics and properties of the traffic flow, even if the percentage of After the analysis of heavy vehicles’ effect on traffic flows, the re-
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heavy vehicles is high. A passenger car driver can find ways to sults obtained here were different from those reflected in the current
minimize obstruction by heavy vehicles in front, such as lane passenger car equivalents. The results suggest a need to recalibrate
changing. Hence, the speed reduction patterns on six-lane and the current heavy-vehicle adjustment factors. The widely used
eight-lane highways are different from those on four-lane method applies the same PCU to all phases of highway design
highways. and management, regardless of case-specific flow rates and the
percentage of heavy vehicles.
Speed Reduction of Heavy Vehicles’ Count Variance The analyses conducted in this research show that the traffic
pattern on four-lane highways is different from that on six-lane
It was found that when traffic flow rate was 600 veh=h= ln or under, or eight-lane highways and suggests a possibility of error in apply-
an average speed reduction of 1 km=h occurred for every additional ing the existing PCU to highway design and management proc-
12 units of a heavy vehicle or every single unit increase on a esses. The research results could lead to the formulation of a
30-second-raw-data basis, independent of the percentage of heavy new set of passenger car equivalents by the percentage of heavy
vehicles. Over the 600 veh=h= ln flow rate, the average speed vehicles and flow rates, and if carried out, the new equivalents
tended to rise when the percentage of specific types of the vehicle could be applied and could contribute to more efficient highway
was high, a phenomenon that could be attributed to the fact that design and management.
those types of vehicles determined the characteristics of the traffic The characteristics of the traffic flow can vary depending on
flow. The amplitude of the speed variation in the traffic flows that various unknown factors (e.g., country, region, roadway condition,
included large-sized heavy vehicles was found to be small when the and measured time), and therefore it is difficult to generalize the
variation rates of the lowest of all cases were analyzed. Those re- analysis results. However, it is expected that the effect of the heavy
sults can be explained by the results that showed that large-sized vehicle on the traffic flow can be analyzed in more detail than that
heavy vehicles maintained their traveling patterns regardless of the in the model presented in this study if a large amount of high-
traffic conditions (e.g., the speed). quality traffic flow data is obtained.

Analysis of Heavy Vehicles’ Traffic Flow Pattern


The analysis of traffic flow patterns by vehicle type showed a high Acknowledgments
volume of traffic on four-lane highways in particular. As the overall
This research was supported by a grant (16TBIP-C094546-02)
flow rate increased, so did the flow rates in the rightmost lane of the
from the Transportation and Logistics Research Program funded
highway, with the average speed of passenger cars decreasing as the
percentage of passenger cars operating in the lane reached 35% or by the Ministry of Land, Infrastructure and Transport (MOLIT)
more (or with the flow rate of 400 veh=h= ln). Midsize to large-size of the South Korean government.
heavy vehicles maintained an average speed of 70 km=h or more
regardless of the flow rate in all flow rate categories, exceeding the
average speed of passenger cars when the flow rate was above the References
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