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KEYWORDS Centralization of all complicated congenital diaphragmatic hernias (CDH) was organized in Germany from
Congenital 1998, collecting 325 consecutive patients with striking increasing survival rates. This series report 244
diaphragmatic hernia; patients from 2002 to 2007. Today, large defects are detected early in pregnancy by ultrasound and magnetic
CDH; resonance imaging (MRI). In extracorporeal membrane oxygenation (ECMO) patients, prenatal lung head
Prognostic factors; ratio (LHR) was 1.2 (median) at the 34th week of gestation or less than 25 ml lung tissue in MRI. This means
ECMO; that all patients below LHR of 1.4 should be transferred prenatally in a tertiary center. High risk group for
Treatment survival was defined as LHR below 0.9, ie, 10 ml in MRI planimetry. Inborn patients show better results than
outborns. In algorithm therapy, gentle ventilation plays an important role in preventing damage to the lung
tissue and avoiding long term ventilation. When PaCO2 was more than 75 mmHg, ventilation was changed
to high frequency oscillatory ventilation (HFOV). Indication for ECMO was seen in preductal PaO2 less than
50 mmHg over 2-4 h or less than 40 mmHg over 2 h. ECMO related risks included intracerebral bleeding
(9%), intrapulmonary bleeding (14%), and convulsions (16%). Surgically, a longitudinal midline incision for
exposure of the defect, the duodenal kinking, and probably for abdominal patching was perfect. A cone
formed goretex patch provided more abdominal space and reduced abundant intrathoracical cavity. No drain
was used. Postoperatve complications were described. Overall survival in 244 consecutive patients was
86.5% for all patients born alive. All those who needed ECMO survived in 71%, underlining ECMO as a
treatment of last choice. Follow-up for quality of life after CDH is described.
© 2008 Published by Elsevier Inc.
Embryologically, the diaphragm develops during the cle fibers migrate into this membrane from anterior to
8th and 12th weeks of gestation. A membrane (septum posterior. Due to the late closure of this membrane on the
transversum) separates the thoracic from the abdominal left side, left diaphragmatic hernias are more common
cavity. Septum transversum growth starts anteriorly and (87% left versus 11% right, 2% are bilateral) and are
dorsally. The pleurocardial space is then divided from the predominantly posterior. The last to close is called the
peritoneal area. These pleuroperitoneal folds consist pri- pleuroperitoneal canal.
marily of pleural membrane and peritoneum. Later, mus- Dorsal defects are called Bochdalek hernia, and anterior
defects are named Morgagni hernia. Larrey described a rare
form of sternocostal defect.
Address reprint requests and correspondence: Karl-Ludwig Waag,
MD, University Hospital, Department of Pediatric Surgery, Theodor
Esophageal lengthening occurs at the same time as the
Kutzer Ufer 1-3, Mannheim 68167, Germany. growth of the septum transversum. Any delay results in a
E-mail: karl-ludwig.waag@kch.ma.uni-heidelberg.de. wide open hiatus and short esophagus.
Etiology
Figure 1 Specimens of the lung in control and CDH, showing Most defects develop as isolated defects, ie, sporadically
rarification of all bronchi and hypoplasia. (Color version of figure (70%). There are other factors involved in about 20%
is available online.)
detected on experiments, such as in relation to medica-
tions like thalidomide or nitrofen and vitamin-A defi-
ciency. Diaphragmatic defects are seen as well in trisomy
When there is a defect in muscle fiber growth and fibers
13, 18, or 21 in 8%, such as in Beckwith Wiedemann and
do not move into the pleuroperitoneal membrane suffi-
Danny Drash syndrome. Familial conditions are rare
ciently, the result will be a true diaphragmatic hernia. In
(2%). Here, chromosomal deviations are located on chro-
these cases, there is a hernial sac, or in case of hypoplastic
mosome 15q26.
muscle fibers, a congenital diaphragmatic eventration. The
Gene mutation is seen in deletion of 4p, 8q, 15q or as
timing of the development of the defect is important be-
duplication of 8p and as tetrasomy 12p.
cause of the duration of compressing the ipsi- and contralat-
eral lung. In large defects, the intrathoracic position of the
left liver lobe, stomach, spleen, and gut leads to early
compression of lung tissue and mediastinal shift. These are Pathophysiology
the cases that are detected early in pregnancy.
The pathophysiology of this condition is thought to be as
follows:
Loss of lung function can be explained by loss of space
to develop. But other structural deficiencies are added, like
rarification of bronchi and lung vessels (Figure 1). Thick-
ening of alveolar membrane is verified histologically. Hy-
pertrophy of media can be found in periphery of lung
vessels resulting in smaller lumina, whereas these media
muscle fibers are regulating blood flow only in central, big
lung vessels (Figures 2 and 3). These alterations are found
not only in ipsilateral but also in contralateral lung. Thus,
mechanical reasons cannot explain the structural maldevel-
opment of contralateral lung.
All children suffer from persistent pulmonary hypertension,
which plays an important factor for treatment. In respect to
reduced lung function, the effect of additional surfactant treat-
ment is still controversial. It is possible that surfactant becomes
inactivated during mechanical ventilation.1,2
Calculating end diastolic and left ventricular volume
gives information that ejection fraction of the left ventri-
cle is reduced measuring arterial pulmonary flow at the
Figure 2 Distribution of muscular fibers in the wall of pulmo- same time. Therefore, it may be helpful in these cases to
nary vessels normally and in CDH. (Color version of figure is keep the ductus arteriosus open by administration of pros-
available online.) taglandins. Another strategy is lowering pulmonary vascu-
246 Seminars in Pediatric Surgery, Vol 17, No 4, November 2008
Diagnosis
High-quality ultrasound (prenatal magnetic resonance even
more) can demonstrate congenital diaphragmatic hernia
(CDH) early in pregnancy. In ultrasound, identification of
liver or lung tissue may be difficult or unclear, especially in
cases of maternal obesity. It is of prognostic importance to
know whether left liver lobe is lying intrathoracically or not.
In right-sided CDH, the exact position of the gall bladder
may show liver site in ultrasound.
Figure 5 Fetal MRI demonstrating normal lung volume and Prenatal lung– head ratio (LHR) as an important factor of
position. prognosis is widely accepted. Whenever this ratio is less than
Waag et al. Congenital Diaphragmatic Hernia 247
Fetal surgery
Harrison and Soper have been the pioneers in developing
techniques for fetal correction and conservation of preg-
nancy despite surgery. Tocolysis at the end was the out-
standing problem.10-12
Experimentally, occlusion of trachea in fetal lambs
blocked outflow of pulmonary secretion, which is pro-
duced inside the lung. This accumulation of secretion
leads to expansion of the lung. But it is mainly not a
structural growth of the number of acini.13,14 Tracheal
Figure 8 Correspondence of “liver up” and “liver down” to the occlusion is done between 26th and 28th WG and in-
necessity of ECMO therapy and the need of patch in CDH patients. creases LHR from 0.7 to 1.8. Duration of the plug should
be 6 weeks in the opinion of the Eurofetus group. This
success may be diminished again when occlusion is ter-
“In born” patients suffering from CDH show better out- minated 2 weeks before delivery.
come than “out born.” Logistic advantages are obvious. Plugging trachea by a balloon endoscopically is of
Transport of the baby in utero is much safer as well as clinical relevance. Deprest is one of the very few who has
delivery in a tertiary center providing ECMO. Prenatal experiences in 20 fetuses in positioning the balloon en-
referral is advised in all features showing LHR below 1.4. doscopically through mothers abdominal wall and uterus
LHR below 1.2 makes ECMO necessity very likely, so via fetal mouth into the fetal trachea (fetoscopic endolu-
does a lung volume below 25 ml in MRI. minal tracheal occlusion, FETO).10,11,15 After sufficient
Our own results proved that all newborns with lung pulmonary growth, the intratracheal balloon can be un-
volumes of 31.8 ml in average did not need ECMO. High- blocked via some route (Figure 10). Timing and duration
risk group depending on ECMO showed LHR of 0.92, ie, of this procedure is still under discussion. Taking the
10.38 ml lung volume. balloon out at the time of delivery is called ex utero
Proper evaluation of prognostic factors will reflect re- intrapartum (EXIT) procedure. Further experiences have
sults (Figure 9). Our survival rate overall is 86.5% of all to be collected before evaluating whether patients with
newborns admitted; 71% of all patients needing ECMO LHR or lung volumes of high-risk group will profit from
survived in our series. this highly sophisticated treatment.11
Figure 10 Endoscopic pictures of the obstructing balloon inside the fetal trachea. (Color version of figure is available online.)
But if the lung volume is below 20 ml and an additional 6. Surgery for defect closure after stabilization
bad factor is present, follow-up should be given to a tertiary 7. Surgery for defect closure after ECMO
center, expecting cesarean section in the 37th WG followed
In uncomplicated cases, there are no objections against spon-
by advanced treatment, including providing ECMO therapy
taneous delivery. Direct intubation avoids additional filling of
(Figure 11).
gut with air, increasing mediastinal shift and lung compression.
In uncomplicated cases after 38th WG spontaneous de-
Surfactant application seems to have an effect only in preterms.
livery (Figure 12), the following therapy treatment is sug-
Ventilation pressures above 25 cm H2O as well as positive
gested:
endexspiratoric pressure (PEEP) over 3-5 cm H2O induce
1. Primary intubation damage to lung structure. Ventilation frequencies of 80/min
2. Conventional gentle ventilation and inspiration/expiration ratio of 1:2 without auto-PEEP
3. NO inhalation if PaO2 ⬍80 mm Hg postductal should be sufficient. These are the rules of what is called
4. HFOV if PaCO2 ⬎75 mm Hg “gentle ventilation.”1,9,14-16
5. ECMO if PaO2 ⬍50 mm Hg preductal, PaO2 ⬍40 mm Whenever this ventilation is not sufficient, high-fre-
Hg postductal quency ventilation (HFOV) is the next step. Hypercapnia
Figure 17 In x-ray, a tight direct closure or a plane patch as in the left picture demonstrates the difference to a cone-formed patch (right
picture) giving more abdominal space.
Figure 18 A cone-formed patch reduces the abundant thoracical Figure 19 To prevent recurrency of a diaphragmatic hernia the
space and increases abdominal cavity to take all formerly intratho- patch is used bigger than the defect. (Color version of figure is
racical gut and organs. (Color version of figure is available online.) available online.)
Waag et al. Congenital Diaphragmatic Hernia 253
surgery.9,17 Often the leak closes with time, but in some patients.13,22 The German Center for CDH showed, for 244
cases, capillary leak syndrome develops with a high mor- consecutive patients, a rate of survival of 86.5% of liveborn
tality. GER and intestinal problems of passage have been cases.9,17
discussed before. Postoperative adhesions leading to ileus Most newborns that died did not reach surgical interven-
are rare. tion or died during or immediately after ECMO. This se-
Likelihood of developing recurrence depends mainly on lected group of cases with bad chances needing ECMO
the size of the original defect. Suturing under tension or survived in 71% in the German Center, a figure which
tearing patch out of surrounding tissue produces a recurrent underlines ECMO as treatment of last choice.
hernia in about 14%. Infants grow mainly during their first
12-24 months. So in this period, secondary hernia may Long term results
happen especially in such cases when a small muscular rim
did not have any chance to grow. Location of recurrent Overall survival 86.5%
hernia is paraesophageal or posterior. For closure, an addi- Survival ECMO patients 71%
tional patch will cover the new defect leaving the first patch Neurological deficit 45%
in place. In general, increasing survival will increase mor- Low body weight ⬍ p5 39%
bidity, needing outpatient control every 3 months during Pectus excavatum 33%
their first years. Maldescended testes 26%
Weak abdominal wall 16%
Scoliosis 19%
Chronic lung disease: no ECMO 16%, after ECMO 54%
Liquid ventilation with perfluorocarbon
Late results are heavily influenced by accompanying con-
Liquid ventilation is by definition an assisted ventilation genital morbidity.5,17-19,23,24 Spirometry measurements
with tracheal installation of perfluorocarbon (PFC) to show reduced lung capacity ipsilaterally and obstruction as
replace nitrogen as a carriage for oxygen and carbon well as restricted lung functions. Patients are prone to sco-
dioxide. liosis and funnel chest. Neurological development was re-
Biologically, PFC is chemically stable and nontoxic. duced in 45%. Children grow less and stay behind in body
The aim of using PFC for liquid ventilation is to improve weight (⬍ p5 39%) in the first 2 years.9 Multiple factors are
gas exchange. responsible for ongoing pulmonary hypertension: small
The effect of PFC is to influence lung compliance and cross-section of pulmonary arteries, hyperplasia of media in
ventilation and gas transfer, allowing lower ventilatory distal pulmonary vessels, missing vasodilatation to oxygen,
pressure avoiding barotrauma and high oxygen concentra- and an increased expression of endothelin A receptors.
tion. Liquid ventilation opens alveoli physically and reduces New studies showed that sildenafil is useful as therapy in
microatelectasis as is seen with ECMO. acute as well as in chronic pulmonary hypertension. This
There are two forms of liquid ventilation. In total liquid drug blocks phosphodiesterase type 5 (PDE5). PDE5 is a
ventilation, the lung is filled completely with PFC, so there key enzyme for NO, leading to pulmonary vasodilation.
is no free gas in the lung. In partial liquid ventilation, PFC
is combined with high frequency oxygen ventilation or
nitric oxide.
Summary
The first clinical trials using PFC in children occurred in
1984. Neonates with CDH and children suffering from New ways of ventilation have improved survival rates from
pertussis or Ebstein’s anomaly tolerated this procedure and 50% to 80-85%. Using gentle ventilation avoids destruction of
showed improvement of lung compliance and arterial oxy- lung tissue and diminishes situations of long-term ventilated
genation in these cases of severe respiratory distress syn- patients. Good quality of life has to be the goal in future and
drome. not only survival rate with the risk of a high morbidity. Success
Recently, there have been no further reports of PFC in in difficult cases is optimized by referral to tertiary centers. It
children, so that this procedure seems to be of no further is the responsibility of gynecologists, neonatologists, and pe-
interest, at least at the moment. diatric surgeons to communicate early and decide who of the
neonates suffering from severe forms of CDH needs to be
referred to a specialized tertiary center.
Results
For decades, the survival rate of CDH patients rested at References
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