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To cite this article: Lorri J. Santamaría & Gaëtane Jean-Marie (2014) Cross-cultural dimensions
of applied, critical, and transformational leadership: women principals advancing social
justice and educational equity, Cambridge Journal of Education, 44:3, 333-360, DOI:
10.1080/0305764X.2014.904276
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Cambridge Journal of Education, 2014
Vol. 44, No. 3, 333–360, http://dx.doi.org/10.1080/0305764X.2014.904276
1. Introduction
Rapidly changing demographics in the US population have resulted in an increasingly
culturally and linguistically diverse (CLD) pre-K–12 student body necessitating a par-
adigm shift to the way in which educational leadership is practiced nationwide
(Brooks & Miles, 2008; Normore, 2008; Shapiro, 2008). Some scholars have sug-
gested transformative leadership for social justice as an approach to this fluid and
uncertain educational landscape (Quantz, Rogers, & Dantley, 1991; Shields, 2010).
These and others argue that if we add multiple perspectives and equity-based leader-
ship approaches to status quo leadership practices, educational leaders may be able to
transform leadership practices and improve educational outcomes for larger numbers
of CLD as well as mainstream learners at every level (Astin & Leland, 1991;
Jean-Marie, Normore, & Brooks, 2009; McKenzie et al., 2008; Normore, 2008; Skrla
& Scheurich, 2003; Tillman & Scheurich, 2013; Tooms & Boske, 2010). This study
adds to the growing number of voices in educational leadership, cross-cultural
when it is focused on teaching and learning, and that status quo leadership is
necessary but not entirely sufficient for school improvement. The authors of this
contribution understand that leadership can take different forms in different con-
texts. This idea provides the premise for this research. Educational leaders who
are women and also members of historically underserved groups in the US
(e.g., American Indian or Alaskan Native, Asian or Pacific Islander, Hispanic,
Black or African American) tend to manifest cross-cultural leadership practices
through different filters of experience than their mainstream and dominant-culture
peers. One explanation for this is their ability to take positive attributes of their
cross-cultural differences and combine them with empirically effective leadership
practices (e.g., transformational leadership), which for them has resulted in dif-
ferent and often positive outcomes.
To this end, this contribution expands that possibility by (1) providing a more
diverse and profound understanding of educational leadership theory and practice
expressed through rarefied multicultural filters of five women principals of color in
primary school educational settings (Biesta & Mirón, 2002, p. 101); (2) adding to
emergent empirical evidence for applied critical leadership (ACL); (3) providing
characteristics of and (4) evidence for cross-cultural transformative leadership con-
ceptualized as ACL gleaned from case-studies of five cross-cultural women educa-
tional leaders who race themselves outside of Whiteness (Haney Lopez, 1998); and
(5) implications for the use of ACL as the result of empirical research to improve
educational practices and outcomes to better inform education for the public good
(Santamaría, 2013; Santamaría & Santamaría, 2012).
In this inquiry, the authors revisit principles of critical race theory (CRT) as a
lens or epistemology for the study of transformational leadership (Kouzes & Posner,
1987) including personal leadership (Scaetti, Ramsey, & Watanabe, 2008) as theoret-
ical frameworks. The review will be further supported by related studies on ACL
and the characteristics of cross-cultural leaders. Study methods, findings, and a dis-
cussion follow, concluding with limitations and caveats including implications for
policy, practice, and future research. Three central questions regarding cross-cultural
educational leadership frame this work:
Cambridge Journal of Education 335
CRT provides the epistemological foundation for the study. Transformational and
personal leadership complete the theoretical frame needed in order to answer the
research questions. Finally, literature and research on ACL and characteristics of
cross-cultural leaders will be reviewed to inform the remainder of the study.
Figure 1 provides a representation of the ways in which these concepts build and
support the underlying premise of this study. The idea is that CRT is the most global
construct featured; as well it is the way in which the researchers view and situate the
work and ways in which they read the greater world wherein the research sits. Nested
within this frame are transformational and personal theories of educational leadership.
Neither of the two has been explicitly associated with CRT in existing literature.
Therefore, making note of this in the framework in this study of women leaders from
diverse and underrepresented groups in the US is key. Within this theoretical consid-
eration, research on ACL is presented as an example of theory to practice inquiry that
has emerged from CRT with transformative leadership featuring prominently in find-
ings as well as aspects of personal leadership theory in which the identities of leaders
contribute to their practice (Santamaría & Santamaría, 2012; Santamaría, 2013).
Finally, embedded in ACL is research and literature on cross-cultural leadership
practices. This aspect was added to the underlying conceptual framework for this
study, as most of the participants in ACL research were leaders from historically
underserved backgrounds in the US, as are the participants in the current study.
This framing from epistemology to methodology to participants gradually
expands from global to local to individual, and thus is represented by nesting con-
centric circles.
there is scant evidence of CRT being considered in the study of educational leader-
ship when it pertains to the cross-cultural life experiences and perspectives of educa-
tional leaders linking their own culturally and often linguistically diverse stories to
broader systemic issues found in comprehensive educational contexts (Alemán,
2009; Harris, 1992; Lopez, 2003). Secondly, CRT adds to cross-cultural research
considerations as it considers race first wherein ‘racism is normal and not aberrant
in US society, storytelling is important with regard to exploring race and racism in
our society, liberalism should be critiqued, and there is an emphasis on realism with
regard to racism’ (Ladson-Billings, 2009, p. 88). Third, the theory ‘calls for the
legitimization of narratives of discrimination … and importance of these counter
narratives on implications for educational leadership and policy’ (Parker &
Villalpando, 2007, p. 520); this toward what some might consider interest conver-
gence addressing concerns of underserved populations as well as members of the
dominant society (Bell, 1980, 1992; Ladson-Billings, 1999). Consequently, the
collective CRT effort or perspective arguably promotes social justice and transforma-
tion by challenging traditional notions of ways to conduct, practice, or engage in the
educational politics associated with leadership (Alemán, 2009). In these ways, CRT
is a powerful tool that can be used to effectively challenge conventional accounts of
educational institutional and social processes that occur within various perceivably
oppressive educational contexts (Powers, 2007).
Parker and Villalpando (2007) further maintain that applications of ‘democratic
leadership for social justice through CRT and action will provide leaders with
answers to challenges’ associated with educational inequities and creating feasible
equity agendas in multiple educational settings (p. 523). Thus, transformational lead-
ership and personal leadership can be viewed through the lens of CRT, making each
one of these theoretical frames increasingly relevant to cross-cultural educational
leaders and increasingly diverse settings in the US and abroad.
Bass’ further research and by the research findings of others (Jean-Marie & Normore,
2010; Bass & Steidlmeir, 1999; Bass, Waldman, Avolio, & Bebb, 1987). Along these
lines of inquiry, Kouzes and Posner’s (1987, 1993, 2002) substantive research featur-
ing leaders of companies in the private and public sectors’ most positive leadership
experiences, found that transformational leaders challenge processes by seeking
opportunities to challenge the status quo, inspire shared vision by believing they can
make a difference and persuading others they can too, by enabling others to act in col-
laborative spirited teams, modeling the way by setting examples for others to follow,
and encouraging the hearth by keeping hope and determination alive by celebrating
the accomplishments of individuals in their organizations.
Building from Kouzes and Posner’s (1993, 2002) contributions, in their study
featuring 389 Pakistani, Kazakh, and Turkish business students being trained for
management positions in each respective country, Ergeneli, Gohar, and Temirbekova
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(2007) found that two of the five transformational leadership characteristics were in
fact universal. These were challenging the process and enabling others to act. The
research findings of Ergeneli et al. indicated that leaders who inspired shared vision,
modeled the way, and encouraged the hearth embodied culturally specific transfor-
mational leadership practices. These culturally specific aspects of transformational
leadership suggest more critical notions of leadership or ACL, as is argued in this
study.
In short, existing research indicates that transformational leadership pushes edu-
cational leaders to think about leadership in new, different, and innovative ways as
impacted primarily by factors in their external environments (Hallinger, 2003). How-
ever, and embedded in this notion of external factors versus internal factors, the the-
ory is limited. A critical eye able to consider educational injustices by way of
naming, unpacking, and interrupting empirically identified and unidentified educa-
tional inequities is necessary in order for sustainable educational transformation and
change to take place (Wink, 2011). There remains an ‘X’ factor in educational lead-
ership. What about leader experience and disposition? A closer look at ways in
which the personal attributes of leaders plays out may provide further insight.
leadership that have been noted by other researchers interested in change grounded
in an internal critical dialogue (Nagata, 2004, 2009; Senge, Scharmer, Jaworski, &
Flowers, 2004). When considered through the epistemological lens of CRT, personal
leadership is very well aligned with the research findings associated with ACL. A
comparison of the two as well as additional research findings for personal character-
istics of cross-cultural leaders continues to set the stage for the current study.
learn to (1) transcend their childhood acculturation and respect very different cultures;
(2) build cross-cultural partnerships of mutual trust, respect, and obligation; (3) engage
in cross-cultural creative problem solving to resolve conflicts; and (4) help construct
third cultures in various operations. (Dickson et al., 2003, p. 766)
The current inquiry builds on and extends this idea from the perspective of CRT,
recognizing that race and ethnicity are major components of culture for women of
color who are principals operating in multicultural contexts advancing social justice
and educational equity.
3. Method
3.1. Design, participants, and data sources
Qualitative research was employed in this study to explore, examine, and describe a
phenomenon to gain an in-depth understanding of the experiences of five principals
in two phases and the ways in which their cross-cultural experiences impact their
leadership practice (Grbich, 2007; Miles & Huberman, 1994; Straus & Corbin,
1998). This inquiry featured five such self-identified female primary school princi-
pals (i.e., three African American, one Mexican American, one White woman) of
CLD schools in the same school district. Two African American principals are the
subjects in Phase 1, with three principal participants in Phase 2; one being African
American, one White, and one Mexican American.
Principals participated in two semi-structured interviews that were one hour in
length. Interviews took place at the principals’ schools or at the university where the
researchers were employed. In addition to the interviews, field notes were taken
recording participant observations over the course of 30 minutes to an hour for each
participant on four occasions over the course of the inquiry for the first two partici-
pants as part of Phase 1 and twice for the other three in Phase 2. School and other doc-
umentation such as writing samples, email correspondence, and district literature were
also collected for data analysis to answer the study research questions. Case studies
were drawn from the experiences of two African American principals who were able
to participate in in-depth follow-up interviews. To clarify, data from these participants
was considered to be Phase 1 of this study. Data drawn and analyzed from the other
three principals (Annie, Jeannie, and Marisol) comprised Phase 2 of the investigation
and provided further validation of the data considered from the first phase.
340 L.J. Santamaría and G. Jean-Marie
more than 132,000 students in pre-school through grade 12. It is one of the largest
school districts in the Western coastal state. The student population is extremely
diverse, representing more than 15 ethnic groups and more than 60 languages and
dialects.
Since its founding on July 1, 1854, the district has grown from a small, rented
school building with one teacher to its current size – more than 225 educational
facilities with 15,924 full-time equivalent employees. More than 6000 teachers are
in classrooms at the district’s various educational facilities, which include 107 tradi-
tional elementary schools (five of which are led by the principals in the current
study), 11 K–8 schools, 24 traditional middle schools, 28 high schools, 45 charter
schools, and 13 atypical/alternative schools.
Northgate Unified School District is proud to call itself one of the top large
urban school districts in the US. Measures include its top scores on state and
national tests, its leadership in areas such as technology, curriculum, neighborhood
and specialty schools, career-technical education, and food services. Its graduates
include Hall of Fame sports stars, along with some of the nation’s top scientists,
writers, and leaders.
All five of the schools being led by the participants in this inquiry were in pro-
gram improvement, meaning the schools fail to meet student achievement bench-
marks as mandated by No Child Left Behind legislature. Each principal claimed to
work hard to get their teachers to improve teaching and thus standardized test
scores, although most of the students in their schools comprise the statistical bulk of
the achievement gap.
Consistent with research that focuses on CRT, participants were invited to be a
part of this study due to their professional positions and their self-identification as
women educational leaders of color (Ladson-Billings, 2009). Moreover, participants
in this convenience sample considered themselves to be historically disadvantaged
individuals serving in educational leadership roles during the time of this study.
Bragg, Kim, and Rubin (2005) defined underserved individuals as those who may
have been or may be ‘financially disadvantaged, racial/minorities, and first-generation
individuals who are not represented in colleges and universities in proportion to their
representation in the K–12 educational system or in society at large’ (p. 6). Although
one participant, Jeannie, was White, she actively made a point to race herself outside
of Whiteness in order to better serve the needs of her mostly African American and
Mexican American students and their families (Haney Lopez, 1998).
Cambridge Journal of Education 341
4. Results
4.1. Tina
4.1.1 Education as expectation
Tina knew she would teach from an early age. A tall, slim, elegant woman with
honey-colored skin and chestnut brown hair, neatly tucked away from her chiseled
face, finished off in a stately jewel tone silk head band; Tina often had a deeply pen-
sive look on her face. Brow furrowed, it is obvious this woman means business.
Since she could remember, she had always wanted to be a teacher. Tina played
school in her bedroom and enjoyed the opportunities she had to go with her mother,
who was a teacher to her classroom during the summer. She especially remembered
the rare occasions she was able to accompany her mother when students were
342 L.J. Santamaría and G. Jean-Marie
Table 1. Participant summary and examples of critical race theory (CRT) and applied
critical leadership (ACL).
Principal,
identity and years
as principal Example of CRT Example of ACL
Tina, African Storytelling is an important form Need to build trust with
American, 3 for exploring race and racism. ‘I mainstream. ‘I reflect on
years draw professional strength from everything I do and say because I
the experiences and story that are know that it might be interpreted
my identity.’ differently depending on who
might be listening.’
Priscilla, African Emphasis on racial realism. ‘I am Engaging critical conversations. ‘I
American, 5 fully aware of the issues affecting am not afraid to have
years academic achievement for Black, conversations about race,
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actually in the classroom. Tina’s grandmother worked for the Chicago Public School
System as an Administrative Secretary, so in Tina’s words, ‘teaching was in her
blood.’ In fact, her grandmother often stressed the importance of education, making
sure Tina and her sister Kimberley did their very best in school.
Tina’s mother shared a particular story of when her grandmother was working
how she was passed over more than once for promotions because of her skin color
and at least on one occasion had to train that new hire: a White man. This shaped
her mother’s views not only of race relations in the workplace, but also how she
spoke to her daughters and two granddaughters about ‘getting a good education so
that they were equal or better than those they would compete with for jobs.’ Her
mother told Tina and her sister that they were smart and capable and to not be afraid
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Table 2. Data intersection examples for transformational leadership and personal leadership.
Transformational leadership attributes
Personal leader-
ship core themes Challenge the process Inspire shared vision Model the way Enable others to act Encourage the hearth
Leading from ‘I rely on my cultural ‘I always have to make ‘It feels good to give
inside out and racial identity and sure I am giving an equal “education.” It was the
work with English- opportunity to everyone.’ key for me.’ (Tina)
language learners to (Priscilla)
connect to the families
at my school.’ (Tina)
Choosing internal ‘I lead with equity for
state of being all students. It is my
job to make the field
level. I take that very
seriously.’ (Annie)
Difference as Being a Black woman
creative gives me the privilege to
resource work with other female
leaders of color in the
district.” (Priscilla)
Beginning with ‘I have had families ‘It is up to me to make ‘I lead in the ways that
self leave because things sure we are on the cutting I know Black families
did not go their way. I edge.’ (Marisol) need. I have a Black
need to do what is family, we share
right for the largest experiences. In this
number of people.’ way I am giving back.’
(Tina) (Annie)
Committing to ‘A highlight for me every ‘No Child Left Behind ‘I need professional
applied year is to attend the was like a good idea gone development just as
competence African American bad. Now we are trying much as my teachers
Educator Conference my to make sure it doesn’t do in order to keep up
Cambridge Journal of Education
(Continued)
343
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Table 2. (Continued).
344
to show it. Their mother was encouraging, and had high expectations of Tina and
her sister. ‘This is something that was ingrained – we may not always succeed – but
we had to give it our best and try as hard as possible.’ By trade Tina’s father was a
Marine. In Tina’s words:
Though not technically an educator, he was and possibly should have been. He, too,
like my mother and maternal grandmother, had high expectations of his daughters.
Though there were many instances of my father being involved in my education, I
remember one instance very vividly. I was in an Algebra class in high school and just
could not get the homework. I just didn’t get it. My father got home from driving all
the way from Yuma, Arizona (which he did every day – he commuted so that we could
stay in one place) and helped me with my homework. He saw that I was tired after
hours of being at it and told me to go to bed. When I got up the next morning. He had
WRITTEN OUT EVERY STEP of how to do an algebraic equation in a way that I
could understand. He explained the steps to me before he left for work that day (4 am
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mind you). I got it. No matter what anyone says about who signed my father’s pay-
check, my dad was and is a teacher.
Tina came from a family that knew and stressed to all of their children/grandchildren
the importance of education. She has held to this and eventually made it her own
career.
phone,’ to which I replied, ‘So what does Black exactly sound like?,’ after which the
principal stepped in to finish this conversation. Ridiculous.
Tina shared these counter-stories lightheartedly, but the discomfort was palpable.
She further shared, ‘I knew what the woman meant, but I guess all African Ameri-
can people have the same speech patterns just like all White or Hispanic people
have the same dialects?’ Eventually, Tina received ‘a true mentoring opportunity
working as an administrator under the support of an African American female prin-
cipal.’ Tina shared:
This was a blessing as her boss (ultimately, my boss, too) was also an African Ameri-
can woman. From being in this circle, I got the opportunity to become interim princi-
pal at my current site and eventually interviewed and became the permanent principal.
I had the experience, the credentials and the drive – but ‘who you know’ does make a
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making inroads. It will take time. I just hope I will get the opportunity to continue
before the rumored principal moves of this year.’
4.2. Priscilla
4.2.1. Education as expectation
Priscilla’s smile would brighten any room. She was vivacious and energetic and
brought a sense of excitement and optimism to every situation she encountered. Her
clear ebony skin was complemented with natural braids reflecting pride in her Afri-
can American identity. ‘Growing up in the South I am the first and only [in my fam-
ily] who was able to get this far. I saw the struggles,’ she shared immediately. The
most pivotal moment was when she went to her high school counselor to inquire
about college. At that point the high school counselor told her that she had not pre-
pared to go to college and that it was his recommendation that she become a secre-
tary. But being a secretary was not in her plan and so instead Priscilla joined the
military Reserves. ‘While being a Reservist I studied psychology at the community
college because I thought it would help me with my own issues. I didn’t think about
education until I moved to the West coast.’
After being a Reservist and spending a few years at a community college,
Priscilla got married and as a result moved to Southern California. It was suggested
that she serve her community by observing and working in elementary school class-
rooms as part of her psychology coursework. At that time she met Annie (featured
later in this study), who was a principal and encouraged Priscilla, along with a few
other African American teachers, to become a teacher in her own right. When it was
time for Priscilla to transfer from the community college to the university she was
unable to meet the entrance requirements for the state campus. One of the African
American connections Priscilla made while at the community college and volunteer-
ing in classrooms was also a university professor at one of the prominent private
parochial universities in the area. This woman assisted Priscilla in applying for
transfer to the private university and mentored her successful application and
entrance into the teacher credential program. She candidly shared almost under her
breath: ‘They saw something in me that I didn’t see, that I couldn’t see myself.’
348 L.J. Santamaría and G. Jean-Marie
trying to help make ends meet for her young family, frequently signed up for cut-
ting-edge professional development programs. As a result became a knowledgeable
teacher. Eventually, she became well known as an expert teacher and thus a natural
staff developer. She was a valued asset in Northgate School District.
When asked how one becomes an administrator in the district, Priscilla
explained:
You need to know someone. There is always a backhand deal going on. There is
always a friend or associate who someone knew here or there who knows about an
opening or such and such. Watching this dynamic has been hurtful when I know some-
one who has less experience has been hired instead of me. It all depends on whom you
know.
Priscilla said she knew she would eventually become a leader because she knew she
could affect larger numbers of students than 30 at a time. She knew she would get
the chance to lead a school when superiors and peers would often say, ‘You need to
be out of the classroom training other teachers and leading in the schools.’
development when necessary. Sometimes I think that is why I have been blessed to
work with a large special needs population. I want the underdog to be the ‘overdog’ in
the schools that I lead.
Currently, there are a lot more minority principals in the inner city. However,
Priscilla explained that it was very hard to work in the district, which was not over-
whelmingly diverse.
In my humble opinion, mainstream administrators hold Black administrators to a
higher standard. We are often accused of being incompetent because we lead in
schools where students perform at a lower academic rate. There are inequities in the
ways in which being an African American administrator plays out in our school and
district.
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4.4. Annie
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Like Tina and Priscilla, education for Annie was not an option. This powerful prin-
cipal came of age during the 1970s and was raised by a family who emphasized
education as ‘the great equalizer.’ Following her own educational journey, Annie
knew she had no other option than to work as a teacher and eventually administrator
in order to empower other African American and historically oppressed groups in
her region and state. Annie relied on her grassroots work within inner-city neighbor-
hoods and personal and professional connections within the African American com-
munity in order to learn about alternative pathways to administration. She secured a
position as the principal within a few years of being a teacher and has worked tire-
lessly to support and mentor other aspiring Black teachers, mostly women, ushering
them into educational administration. Both Tina and Priscilla knew Annie person-
ally. Like them, Annie had a tendency to promote social justice and educational
equity. This work materialized as her organization and promotion of community
events such as literacy fares, educational conferences, and back-to-school events.
She executed each event with absolute precision and passion. These events took
place on most weekends. Educational administration was a clear-cut ‘calling’ for
Annie. She engaged in her leadership practice with pleasure and to make a differ-
ence by serving underserved populations.
4.5. Jeannie
Hailing from a poor White family, Jeannie was a first-generation college graduate.
Education was an expectation as well as a necessity. Breaking patterns of poverty,
alcoholism, racism, and ignorance became the necessity undertaken with fervor in
order to grow and change the world. Because Jeannie aspired to work in the inner
city with underserved populations, she also searched for alternative pathways to
administration. It was unusual for a White teacher to aspire to become an adminis-
trator in the lesser-desirable neighborhoods where students had a ‘harder time learn-
ing.’ Because of a shared upbringing, Jeannie was able to relate better to the
students, teachers, and families considered to be on the ‘wrong side of the tracks.’
Similar to the other principals in the study, Jeannie emphatically raced herself out-
side of the category ‘mainstream White’ and professionally was most interested in
closing the academic achievement gap separating students of color from their White
peers. She felt that this was the work she was morally and ethically created to do
and reported great satisfaction in this chosen professional path.
Cambridge Journal of Education 351
4.6. Marisol
English was a second language for Marisol. In her family, as in all of the other par-
ticipants’ families, education was the expectation ‘particularly for boys and men.’
When Marisol decided to pursue her own education and work toward the education
of others, her family was slow to support her professional goals. She became friends
with Jeannie shortly after they were hired as principals in the inner city. She too
experienced an alternative pathway to administration when it was part of the district
mandate to more closely match principals to the school populations in particular
neighborhoods. Marisol had earned an educational administration credential much
like Tina had in order to clear her state credential. She was poised and ready to go
when the interviews began for new principals who were more culturally aware of
the population represented in the inner city. Like Jeannie, Marisol was focused on
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closing the achievement gap and supporting her teachers and students and families
as they grappled with the heavy weight of being in program improvement. She,
‘wouldn’t dream of doing anything else for a living.’ Her work was an extension of
who she was, and improving the educational experiences and academic achievement
for students of color were her stated goals.
5. Discussion
In addition to sharing similar thematic characteristics with regard to education, lead-
ership pathways, social justice and educational equity, and leadership as a moral
‘calling,’ as indicated in the results, the research findings for the principals align
well with many aspects of the literature reviewed for this study. Findings are further
supported by common patterns and previously established themes corroborating evi-
dence for characteristics of ACL found by Santamaría & Santamaría (2012) and
Santamaría, (2013); particularly, as reflected in Table 1, the ways in which partici-
pant leadership practices manifested as extensions of themselves relative to their eth-
nicity, race, culture, language, class, gender, and overall human experience. The
principals could not tease the essence of themselves and their experiences with edu-
cation out of the ways in which they led. These characteristics will frame the discus-
sion organized by the original research questions guiding this study.
identity as a woman but most of her other identity references were to her identity as
being African American. Both Tina and Priscilla did speak very clearly to the notion
of having a strong network of African American women, however, which was key
to their professional goal attainment (Jean-Marie, 2010).
Although Annie, Jeannie, and Marisol discussed their identity and their biases in
relation to their work, Annie’s identity as a Black woman came through more
strongly than Jeannie’s as a White ally and Marisol’s as a Mexican American princi-
pal working in an inner-city school (Howard-Bostic, 2008; Schaetti et al., 2008).
CRT, however, was operationalized by each participant in that their responses
reflected the notion that racism was alive and well in the schools and a part of their
jobs was to provide the kind of leadership that would transcend or break through
inequities in order that more children could achieve at higher academic levels
(Ladson-Billings & Tate, 2009).
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worked hard to dispel negative stereotypes for groups with whom they identi-
fied (Santamaría & Santamaría, 2012; Santamaría, 2013; Steele, Spencer, &
Aronson, 2002).
The literature refers to this orientation as stereotype threat (Steele et al., 2002), a
feeling that in this case leaders of color need to work hard to counter perceived neg-
ative associations with their race, language, or culture. This notion was present in
each participant featured in this study. They mentioned the importance of working
harder than ‘others’ in order to represent themselves and their communities well. As
indicated in the research findings of Schaetti et al. (2008) on personal leadership,
the participants used difference as a creative resource. Drawing from their inner
strength, participants refused to buy into or reflect negative stereotypes associated
with being women or women of color. Rather, these women:
This theme was not addressed directly but nuanced in the professional practice
of Tina, Priscilla, and especially Annie, as reflected in her community service efforts
that also could be perceived as her commitment to applied competence (Schaetti
et al., 2008) and encouragement of the hearth (Kouzes & Posner, 1987). Surpris-
ingly, even though each principal was a respected leader in her own right, each still
each reported they:
felt the need to build trust when working with mainstream constituents or part-
ners (Ladson-Billings & Tate, 2009; May & Sleeter, 2010).
engaged in critical conversations with individuals and groups even when the
topic was not popular for the whole group (e.g., ageism, institutional racism,
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While working toward consensus, the CRT notion of interest convergence was
sometimes the goal, wherein the solution benefits one or more oppressed groups, as
well as members of the mainstream (Bell, 1980, 1992; Ladson-Billings, 1999).
Kouzes and Posner’s (1987) notions of enabling others to act and inspiring a shared
vision are related to this characteristic. The importance of coming to agreement was
not as commonly discussed with the principals; however, Marisol saw this character-
istic as important and one of her strengths. Along these lines, participants:
Further, each principal spoke about the importance of being inclusive and valu-
ing others with simple acts of caring (Kouzes & Posner, 1987). Priscilla added spe-
cial education and being sensitive to prominent and hidden disabilities to the
discussion. Findings indicated that these women worked diligently at their craft.
They kept long hours and were fervent in their:
354 L.J. Santamaría and G. Jean-Marie
All five referred to the importance of rolling up one’s sleeves, paying dues, or
working in the trenches alongside teachers, families, students, and community mem-
bers or modeling the way (Kouzes & Posner, 1987). This is applied critical multicul-
turalism in action to benefit underserved communities. Annie was active in this kind
of leadership.
5.3. In what ways do these strategies differ from effective strategies identified in
mainstream dominant-culture educational leadership literature?
There were unique attributes found in this group of five female principals that set
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them apart with regard to what may be considered core or universal leadership strat-
egies (Ergeneli et al., 2007). Tables 1 and 2 capture and reflect some of the key dif-
ferences of their unique leadership practices grounded in CRT literature, ACL
research, and intersections among the attributes of transformational leadership and
core themes of personal leadership. These are likely qualitatively different from
strategies and ways of leading practiced by other leaders who exhibit more tradi-
tional versions of educational leadership (e.g., transformational leadership, servant
leadership, transactional leadership), as indicated in similar studies (Solórzano &
Yosso, 2002; Tillman, 2007). For example, the leaders featured:
There is scant evidence in the literature that portrays leaders from dominant cul-
tures seeking out allies of a particular group and less evidence of these leaders assum-
ing critical lenses to impact change in their leadership practice. Participants in this
study depart from mainstream or dominant-culture leadership practices evidenced by
their attention to interest convergence (Bell, 1980). This was manifested in their seek-
ing solutions to benefit underserved as well as mainstream ideals (Bell, 1992; Ladson-
Billings, 1999). Demonstrating this characteristic, Jeannie referred to herself as a White
ally on more than one occasion. The other principals discussed the importance of hav-
ing a cross-cultural, multicultural, multilingual team to effectively lead schools with
diverse populations. Furthermore, each was critically multicultural and as a result:
felt it was their responsibility to bring critical issues (e.g., race, language, and
power) to their constituents for resolution (May & Sleeter, 2010).
The notion of giving back was strong and mentioned as well as observed for
each participant. Dominant-culture leaders featured in research on educational lead-
ership seldom discuss leading to give back as much as they discuss servant leader-
ship (Sergiovanni, 2007). Rather, each participant in this story mentioned being led
by spirit to give back to the communities from which they had come. This phenome-
non reflects ways in which each principal ultimately worked to serve the children at
their schools, their communities, as well as the greater good (Santamaría &
Santamaría, 2012; Santamaría, 2013; Shields, 2010).
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7. Importance of study
This study is important because it provides evidence indicating the ability of educa-
tional leaders from underserved backgrounds to critically tap into intersecting
aspects of their identities and experiences, using these attributes as resources that
positively impact their leadership practice in multicultural, complex, and multidi-
mensional educational contexts. Findings from this investigation challenge com-
monly held beliefs and assumptions about educational leadership in terms of who
the best educational leaders are, what it is they do, and ways in which they go about
leadership. It shifts the focus of educational leadership away from leadership that
focuses on teaching effectiveness, goal attainment, standardized assessment, stake-
holder satisfaction, and accountability, to the future of educational effectiveness, sus-
tainable development, and the facilitation of learning in diverse complex societies.
The cross-cultural leaders featured have each experienced and been successful, some
against the odds, in similar inequitable educational contexts in which they currently
lead. Findings indicate their ability to maximize local resources, community support,
cultural relevance, community partnerships, mentoring, and local networks. Drawing
from their shared belief that education changes lives and their ability to attain it,
these leaders bring the essence of their identities into their practice, changing it
profoundly, rendering their leadership increasingly contextualized, responsive,
356 L.J. Santamaría and G. Jean-Marie
regional, including global. Tina, Priscilla, Annie, Jeannie, and Marisol portray the
‘transcultural creative leadership’ characteristics described in the research findings of
Dickson et al. (2003), wherein the leaders ‘respect different cultures, build cross-
cultural partnerships, engage in cross-cultural creative problem solving, and partici-
pate in creating new cultures’ of shared understanding (p. 766). Their voices are
reflected and their strategies shared, making the implicit explicit and providing a
means for their rarefied work to be considered, valued, and applied.
Findings further indicate that participants in this study highly value education as
a societal mechanism for the betterment of self, family, and community. As a result,
the principals lead in a manner that is responsive to multicultural, multiracial, and
fluid images of success within the context of systems of domination in the school
system within which they lead (Anzaldúa, 2003; Alemán, 2009; Astin & Leland,
1991). Findings suggest they each engage an internal critical dialogue around race,
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ethnicity, and equity focused on positive aspects of change (Nagata, 2004, 2009;
Senge et al., 2004). Their leadership practice, as such, is progressive and has the
individual and collective potential to addresses critical problems for the greater good
(Biesta & Mirón, 2002).
This contribution provides additional empirical evidence for personal and applied
critical leadership as alternatives to more common theories of educational leadership
practice in multicultural and multilingual contexts with leaders who race themselves
outside of the confines of Whiteness, as well as an example of cross-cultural leader-
ship called for in the literature (Santamaría & Santamaría, 2012; Santamaría, 2013;
Ergeneli et al., 2007; Haney Lopez, 1998). Findings from this work have the poten-
tial to inspire critical thinking, dialogue, and practice for educational leaders, public,
and private stakeholders addressing educational challenges associated with cross-
cultural and intercultural societies where multiculturalism is the norm. This kind of
scholarship is considerable as it is a departure from typical traditional educational
research and constitutes what we hope is evidence of a ‘new vision of what it means
to do academic work’ (Ladson-Billings & Donnor, 2005, p. 298). Findings from this
work inspire re-visioning, re-imagining, and creative ways of thinking about
approaching crises in education as opportunities. Similarly, it serves as a departure
from rhetoric toward real conversation with solutions for the public good as opposed
to greater personal gain.
Finally, with regard to policy and a nod toward the future, findings suggest the
need for active recruitment, training, and development of women of color to serve in
administrative roles in education. This study reminds stakeholders that there is an
untapped resource in educational leadership for the future. Research findings indicate
there is value in learning the different ways in which different kinds of people lead
(Ah Nee-Benham & Cooper, 1998; Dantley & Tillman, 2006; Jean-Marie, 2010;
Santamaría & Santamaría, 2012; Santamaría, 2013). There is academic and practical
space for alternative ways of thinking about and applying leadership in a variety of
settings and configurations. Findings also suggest the need for more research on lead-
ership in cross-cultural, multicultural, multilingual, and diverse educational contexts
for a nation and world that is becoming progressively more diverse.
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