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Rehabilitation and management of apraxia after stroke

Caroline M van Heugten

Reviews in Clinical Gerontology / Volume 11 / Issue 02 / May 2001, pp 177 - 184


DOI: 10.1017/S0959259801011285, Published online: 22 October 2001

Link to this article: http://journals.cambridge.org/abstract_S0959259801011285

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Caroline M van Heugten (2001). Rehabilitation and management of apraxia after stroke. Reviews in
Clinical Gerontology, 11, pp 177-184 doi:10.1017/S0959259801011285

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Reviews in Clinical Gerontology 2001 11; 177–184

Rehabilitation and management of apraxia after


stroke
Caroline M van Heugten
Institute for Rehabilitation Research and Rehabilitation Centre, Hoensbroek, The Netherlands

Introduction word. The practical significance and ecological


impact of apraxia should however convince the
A stroke patient puts on his shoes and then tries
clinician to incorporate the treatment of apraxia
to put on his socks over his shoes. Entering the
into the overall rehabilitation programme.
kitchen, this patient puts milk in the teapot, places
In this paper, the rehabilitation and manage-
the sugar bowl in the oven, and tries to drink from
ment of apraxia after stroke is discussed on the
the milk jug. This patient is most probably
basis of a review of studies on the treatment and
apractic. Apraxia is one of the four classical neu-
effectiveness of treatment of apraxia. By means of
ropsychological deficits – such as agnosia, amnesia
introduction, some issues concerning apraxia in
and aphasia – causing restrictions in the ability to
general and assessment of apraxia in particular are
carry out purposeful and learned activities. One of
presented.
the first definitions of apraxia was given by
Geschwind1: ‘Disorders of the execution of
learned movements which cannot be accounted Apraxia: the clinical picture
for by either weakness, inco-ordination, or
Apraxia is usually found in stroke patients with a
sensory loss, nor by incomprehension of, or inat-
left-hemispheric lesion. The exact prevalence of
tention to commands.’
apraxia is not known, but different studies
Although much has been written since
conclude that approximately one-third of the left-
Steinthal2 first used the term apraxia, it remains a
brain damaged patients are found to be
difficult concept for both clinicians and
apractic.9,10 Apraxia and aphasia frequently
researchers. Tate and McDonald3 refer to apraxia
coexist and the association between the two
as ‘the clinician’s dilemma’ and, for assessment of
deficits is likely due to the involvement of con-
apraxia, this is still true to a large extent, since
tiguous structures.3,9 Many different forms and
clinical batteries need improvement and reliable
classifications of apraxia are described in the lit-
diagnostic criteria are needed. Recent intervention
erature, but there is not one accepted taxonomy.
studies have shed some light on the issue of man-
Ideational and ideomotor apraxia have been the
agement and treatment of apraxia: positive
object of most studies in recent years and are
treatment effects have been found reducing the
sometimes labelled as the two classic forms of
disrupting influence of apraxia on everyday
apraxia.3 A patient with ideational apraxia does
life.4,5,6 The latest attempts of intervention were
not know what to do because the idea or concept
directed to functional and pragmatic treatment
of the motor act is lacking, while a patient with
approaches in natural environments, which was
ideomotor apraxia does know what to do, but not
already suggested by Maher and Ochipa.7 Unfor-
how to do it.9 The types of error one can observe
tunately, there are still researchers and clinicians
in ideational apraxia are omissions, mislocation or
neglecting apraxia and the need to treat these
misuse of objects and sequence errors.11 The most
patients seriously. In a recent systematic review on
frequent errors in ideomotor apraxia are the use
evidence-based cognitive rehabilitation leading to
of body-parts as objects, spatial orientation
recommendations for clinical practice,8 apraxia
problems, inappropriate hand postures, persever-
was not even entered into the search as a key
ations and content errors.12-14 Patients with
ideomotor apraxia may not be able to perform on
command, while exactly the same activity may be
Address for correspondence: CM van Heugten, Institute
for Rehabilitation Research, P.O. Box 192, 6430 AD executed perfectly in a natural setting.15
Hoensbroek, The Netherlands.
178 CM van Heugten

Assessment apractic behaviour. Performance is not by defini-


tion inadequate if it is not within the range of pos-
Tate and McDonald reviewed the literature on
sibilities of the clinician. Landry and Spaulding23
apraxia from three perspectives: definitions, tax-
also recommend observation of the client
onomies and examination procedures.3 On the
engaged in his or her occupation. Structured
basis of their review, the authors refer to apraxia
testing in isolation may not correlate strongly with
as ‘the clinician’s dilemma’: clinicians are faced
occupational performance, while analyses of per-
with inconsistencies and contradictions in termi-
formance errors, in addition to formal test results,
nology, poorly defined concepts, and the lack of
will provide the therapist with meaningful
integration between empirical results and clinical
information to plan interventions. Self-report
practice. They present an overview of testing pro-
devices and interviews with patients and their
cedures using many different task demands and
families should be equally appreciated in
quantitative and qualitative scoring methods. diagnostic settings. Combining the diagnostic
Error analyses are in general less reliable than findings of the psychologist with those of the occu-
quantitative methods, but these methods have pational, speech and physical therapists, nurses
provided some insight into praxis performance. and social workers, is advisable in the light of
The reader interested in this description should these issues.
consult their paper, as well as some other
reviews.3,16,17 In short, all authors conclude that no
standardized methods of praxis assessment seem Recovery of apraxia
to be available. The natural recovery course of apraxia has not
Methods which are used in empirical studies are been the focus of many studies. Basso and col-
not easily applied in clinical practice and many leagues24 conducted one of the few studies on the
clinicians rely on clinical reasoning and personal recovery from ideomotor apraxia in acute stroke
experience.18 The clinician can, however, be patients. They investigated variables which could
supported by the notions of two recent studies on predict the evolution of this form of apraxia.
the assessment and treatment of apraxia4,5 in Improvement was found to take a long time and
which the researchers used a diagnostic procedure was only related to the site of the lesion: anterior
consisting of two complementary levels. First, a lesions have a better chance of recovery than
clinical assessment of apraxia was used, based on posterior lesions. Age, gender, type of aphasia,
a neuropsychological test in a standardized level of education, initial severity of apraxia, the
context, including imitation of gestures, presence of a second lesion in the right hemisphere
pantomime and the use of objects. This part can and the size of the lesion had no influence. It
be used to differentiate between patients with and appeared that five months after the first examina-
without apraxia. Second, standardized activities of tion, 13 of the initial 26 patients still showed
daily living (ADL) tests are needed in order to apraxia. In another study,25 the pattern of recovery
examine to what degree the impairments in praxis of limb apraxia was investigated over a period of
function lead to problems in everyday functioning. six months. The patterns of recovery appeared to
Several standardized observational methods can be differ between gestures. The natural course of
applied to assess the problems in performance and apraxia seemed to be related to gestures which
derive plans for treatment.19–22 This interplay of were meaningful and recognizable. A final study
standardized tests and observation techniques is reported findings on the recovery of constructional
important in clinical practice. The underlying apraxia five months poststroke.26 The group of
deficits can be made explicit to a certain degree, left-hemispheric patients showed more improve-
but the subjective elements in behaviour are also ment than the right-hemispheric group.
taken into account. In performing daily activities, Despite the lack of sufficient empirical evidence,
it is important to consider the subject’s back- many clinicians tend to think that in most
ground and family and cultural influences. In patients, apraxia recovers spontaneously within
certain religious cultures, for instance, the use of the first few weeks after the lesion.7 If, however,
a kitchen knife is restricted to the adult men in the the apraxia is still apparent after a period of spon-
family. A woman handling a kitchen knife in a taneous recovery, this is most probably a lasting
strange way is therefore not necessarily a case of and irreversible deficit for which rehabilitation
Rehabilitation and management of apraxia after stroke 179

should be considered. Persistent apraxia can result that compensatory strategies may be the most
in considerable handicap. effective method. The recommendations from a
recent review are that cognitive rehabilitation
should always be directed toward improving
Influence of apraxia on daily life
everyday functioning by applying compensatory
For a long time researchers believed that apraxia strategies to functional contexts.8
only occurred when performance was requested in
testing conditions, and that patients would act
Occupational therapy guidelines for intervention
correctly when performing spontaneously in a
natural context.18,27,28 This would suggest that In occupational therapy journals it is not
there is no negative influence on daily life and that uncommon to formulate practical guidelines based
therapy for apraxia is not necessary. In recent on literature reviews in combination with clinical
years, this claim has been challenged by many experience. Two recent papers have addressed
studies. Bjorneby and Reinvang29 found that current occupational therapy treatments for
apraxia variables were significant predictors of apraxia or dyspraxia.23,36 Both papers suggest that
subsequent dependency. Sundet and colleagues30 interventions should focus on teaching new strate-
reported similar results: apraxia variables at the gies. Some practical guidelines are offered as well.
start of the rehabilitation correlated significantly Instructions should be clear and concise and
with the level of dependency after discharge. include feedback; physical guidance, visualization,
However, other studies4,31 have showed that modelling, and step-by-step verbal instructions are
apraxia has an adverse impact on ADL and the also found to be successful; during therapy, the
ability to return to work.32 All of these studies training of functional activities is preferred within
suggest that the treatment of apraxia should be the usual context of the patient; and combining
part of a rehabilitation plan. The fact that most different modalities can assist performance in
apractic patients seem to perform better when old apractic patients.23 Jackson36 applies some general
routines and habits can be reinforced suggests that treatment principles to the rehabilitation of
rehabilitation in the patient’s own environment apraxia: treatment should be functional, goal-
may be the most effective treatment model. oriented, structured and involve errorless learning
and compensatory techniques. These guidelines
are useful in clinical practice, but are not all
Treatment models
evidence-based.
In the area of cognitive rehabilitation, psycholo-
gists and therapists can apply many different
Intervention studies
approaches in order to promote the recovery of
cognitive functions and reduce cognitive disabili- In order to establish evidence-based recommenda-
ties. Cognitive retraining, for instance, is aimed at tions on the rehabilitation of apraxia, it is essential
recovery of the distorted function by repeated to review the scientific literature on the effective-
practice (‘mental body building’).33 Methods of ness of apraxia treatment. Intervention studies on
activation and stimulation are based on the apraxia can be divided into three categories which
concept of plasticity within the neural substrate. are reviewed below.
However, sufficient plasticity to restore higher
cognitive functions completely may not always
Single case studies
exist.34,35 Improving cognitive functions may also
be limited by a lack of generalization to everyday A few single case studies on the rehabilitation of
situations. Recovery from apraxia is not a realistic a patient with apraxia are reported. Wilson37
goal for therapy. Instead, the aim of rehabilitation described a case of remediation of apraxia
should be to help the patient develop new patterns following an anaesthetic accident. In the treatment
of cognitive activity through internal or external programme, the activities were broken down into
compensatory mechanisms, or through adaptation small steps which were practised a few times
of the tasks or environment. The research on the together with the patient, supported by the overt
rehabilitation of apraxia is sparse, but the inter- verbalization of an occupational therapist. Self-
vention studies that have been conducted suggest help skills improved as a result of this approach.
180 CM van Heugten

Maher and colleagues38 studied the effects of In all of these single-case studies, some form of
treatment on a 55-year-old man with ideomotor strategy-training was applied, in which the
apraxia and preserved gesture recognition. Daily impaired function was compensated for by cueing
one-hour therapy sessions were given during a and feedback techniques addressing additional
two-week period. During therapy sessions, many systems, such as speech, vision, and touch.
cues were offered which were withdrawn system-
atically while feedback and correction of errors
Quasi- and pre-experimental effect studies
were given as well. The production of gestures
improved qualitatively. Ochipa and colleagues39 In 1998, Goldenberg and Hagman published a
subsequently developed a treatment programme study in which a therapy of activities of daily
aimed at specific error types. Praxis performance living was evaluated in fifteen apractic patients
was studied in two stroke patients. It appeared who made errors in performance.4 The researchers
that both patients achieved considerable improve- distinguish fatal errors, which prevented success-
ments in performance, but the observed effects ful completion of the activity, and reparable
were treatment-specific: treatment of a specific errors. It appeared that the number of errors cor-
error type did not improve across untreated related with clinical measures of apraxia (such as
gestures. Jantra and colleagues40 studied a 61- imitation, pantomime and object use). The aim of
year-old man with a right-sided stroke followed therapy was restoration of independence in ADL
by apractic gait. After three weeks of gait training through ADL training by an occupational
supplemented with visual cues, the patient became therapist occurring five times a week. Patients who
independent with safe ambulation. Pilgrim and made fatal errors in at least two out of three activ-
Humphreys41 described the use of an educational ities were admitted to the therapy study. Each
approach for the rehabilitation of brain-damaged week one of the three activities was trained, while
children and adults, aimed at functional motor the other two activities were given maximum
goals42 in a left-handed head-injured patient with support during daily routines. Every week another
ideomotor apraxia of the left upper limb. The activity was trained, and each week ADL tests
principle of this treatment was to restore perfor- were administered. After therapy, which had a
mance through a restructuring of the functional mean duration of about four weeks, 10 patients
system by involving the role of speech in motor could perform all three activities without fatal
actions. The use of objects improved, but only for errors, and three patients made only one fatal
those objects that were trained. Bergego and error. Elimination of fatal errors was restricted to
others43 report the successful use of re-education the week the activity was trained; in other words,
treatment of the use of objects in an apractic no generalization of training effects from trained
patient. Butler44 conducted a case-study exploring to non-trained activities was shown. It appeared
the effectiveness of tactile and kinesthetic stimu- that there was no spontaneous recovery of ADL
lation as an intervention strategy, in addition to capacities, but specific training could restore ADL
verbal and visual mediation input, in the rehabil- independence for trained activities. The training
itation of a man with ideomotor and ideational effect was preserved after six months only in those
apraxia following a head injury. In this training, patients who kept practising in their home
the patient is cued to look at what he is doing and situation.
where he is going, and demonstrating activities Van Heugten and colleagues5 conducted a non-
and movements, thereby giving a visual model. In controlled intervention study to evaluate a therapy
addition, the patient is encouraged to verbalize programme for stroke patients based on teaching
performance and its results. Evaluation of the patients strategies to compensate for the presence
motor performance in an ABA design showed of apraxia. Changes were expected in ADL per-
mixed results related to an intervention effect. The formance after treatment. More specifically,
hypothesis that additional sensory stimulation improvements in ADL were expected, though little
could increase motor performance was supported change was predicted in the severity of apraxia.
partially. The study however had some limitations Thirty-three stroke patients were treated at occu-
because the results could in part be explained by pational therapy departments for a period of 12
motor recovery and some ceiling effects were weeks. The number of treatments per week was
present. determined by the therapist. During the treatment
Rehabilitation and management of apraxia after stroke 181

period, activities were trained that were relevant All groups differed significantly with regard to the
for the patients to learn. The focus of the number of trials needed to learn the task of
programme was on disabilities resulting from shoe-tying with one hand. However, on the
apraxia that impaired ADL. Every two weeks an retention task, the stroke patients with apraxia
activity was chosen. The specific interventions required significantly more trials than the other
administered during treatment corresponded with two groups. All groups required fewer tasks on the
the specific problems that were assessed during retention tasks than the learning task. Poole
standardized ADL observations. ADL were con- concluded that stroke patients with apraxia have
ceptualized as being composed of three successive difficulty learning and retaining a functional
events: the proper plan of action as well as the sequencing task. These findings confirm clinical
correct objects have to be selected (initiation), observations showing that apractic patients have
followed by adequate performance of the plan difficulties learning new ADL techniques.
(execution), which has to be evaluated in terms of Two randomized controlled trials on the reha-
the result (controlling and if necessary correcting bilitation of apraxia have been recently
the activity). The specific interventions in the form reported.6,46 One study on limb apraxia46 was
of instructions, assistance and feedback were conducted in thirteen patients with acquired brain
presented to the OTs in a protocol. The following injury in the left hemisphere and limb apraxia
measurements were conducted: an apraxia test, a lasting more than two months. Patients were
test of motor functioning, standardized observa- randomly assigned to a study group receiving
tion of four activities of daily living, the Barthel experimental training for limb apraxia or a
index and an ADL questionnaire for the patients control group receiving conventional treatment
and the therapists. The neuropsychological for aphasia. The experimental training involved a
apraxia test consisted of two subsets: demonstrat- behavioural training with gesture-production
ing the use of objects and imitating gestures. The exercises. Thirty-five sessions of fifty minutes each
standardized ADL observations consisted of four were given. The patients receiving the experimen-
activities being scored on four aspects: indepen- tal training showed a significant improvement of
dence, initiation, execution and control. Subse- performance on ideational and ideomotor apraxia
quently, the four measures were added to arrive at tests. On both tests they also showed a reduction
a total ADL score. The results showed large of errors. Control patients did not show any
improvements in ADL functioning on all measures significant change in performance. The authors
and small improvements on the apraxia test and conclude that their specific training program is
motor functioning test. The effect sizes for the dis- possibly effective for the treatment of limb
abilities, ranging from 0.92 to 1.06, were large, apraxia. In addition, the improvement was not
compared to the effect sizes for the apraxia test restricted to trained items, but extended to
(0.34) and motor functioning (0.19). The signifi- gestures requested during assessment. This study,
cant effect of treatment was also seen when indi- however, also leaves at least one important
vidual improvement and subjective improvement question to be answered: is this specific rehabili-
was considered. These results suggest that the tation programme also useful in improving
therapy programme seems to be successful in gestural performance under daily-life conditions?
teaching patients compensatory strategies that The goal of the study by Donkervoort and
enable them to function more independently, others6 was to determine the efficacy of strategy
despite the lasting presence of apraxia. training in left-hemisphere stroke patients with
apraxia. The main expectations to be tested were:
(1) that strategy training incorporated into the
Experimental effect studies
usual treatment by occupational therapists will
Poole45 published a study in which the ability of lead to more independence than the usual
participants with left-hemisphere stroke to learn treatment alone; (2) while there will be no differ-
one-handed shoe-tying was examined. Partici- ential effect with regard to the apractic impair-
pants were five stroke patients with, and five ment itself; and (3) it is expected than the usual
without apraxia, and five control patients. treatment by occupational therapists will lead to
Retention was assessed after a five-minute interval more improvement in motor functioning as a
during which participants performed other tasks. result of more time being available for training
182 CM van Heugten

motor functions. The group of patients receiving more beneficial in patients with more severe forms
strategy training were given the same training as of apraxia. The expectation that most apractic
in the study by van Heugten et al.5 The main focus patients have additional other impairments was
of the therapy for the control group of patients confirmed, but these negative influences on daily
was on sensorimotor impairments and disabilities. functioning did not disturb the outcome of
This treatment was mainly based on trial and treatment. The study by van Heugten5 suggests
error and the experience of the therapist. Patients that neither the presence of additional cognitive or
were assessed at baseline, post-treatment (eight motor problems nor age should be an indication
weeks) and follow-up (20 weeks). During the for refraining from treating apraxia.
study, 315 patients with apraxia were referred for
OT treatment; 113 patients were eligible for the
Conclusions
study, of which 56 were allocated to strategy-
training and 57 to the usual treatment. The In recent years, the management and treatment of
amount of therapy did not differ significantly apraxia has received more research interest and
between the treatment groups; the content of clinical attention. Several studies have demon-
treatment, in terms of training for motor impair- strated the negative impact apraxia can have on
ments, cognitive training, advice, splinting, aids everyday life, which should serve as a strong moti-
and housing adjustments, did not differ either. The vation for clinicians to address apraxia during
use of other therapies was equally divided rehabilitation. Studies on the effectiveness of
between both groups, but the strategy training apraxia treatment have shown that compensatory
group received more ADL training, which was to strategies may be the most effective approach.
be expected. Patients in the strategy-training Treatment should focus on functional activities
group improved more on the primary outcome which are structured and practised using errorless
measure (p=0.03). The matching effect size (0.37) learning approaches. Recovery from apraxia
indicates that strategy training is associated with should not be the goal of rehabilitation. Further
a small to medium effect on ADL functioning. The studies of treatment interventions are needed
Barthel index showed a significant medium effect which also address how generalizable treatment
(0.48) in favour of strategy-training. However, at effects are to non-trained activities and situations.
follow-up, no significant differences between the
two groups were found.
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