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Abstract The smart grid, which is known as the next-generation power grid, uses
two-way flows of electricity and information to create a widely distributed auto-
mated energy delivery network. This article is a survey of smart grid literature till
2011 on the enabling technologies for the smart grid. In this paper, three major
systems are explored namely the smart infrastructure system, the smart management
system, and the smart protection system. Possible future directions are also proposed
in each system. For the smart infrastructure system, we specifically explore the smart
energy subsystem, the smart information subsystem, and the smart communication
subsystem. Various management objectives, such as improving energy efficiency,
profiling demand, maximizing utility, reducing cost, and controlling emission are
explored for the smart management system and for the smart protection system,
various failure protection mechanisms which improve the reliability of the smart
grid, and the security and privacy issues in the smart grid are explored.
1 Introduction
Traditionally, the term grid is used for an electricity system that may support all or
some of the following four operations: electricity generation, electricity transmis-
sion, electricity distribution, and electricity control.
A smart grid (SG), also called smart electrical or power grid, intelligent grid,
intelligrid, future grid, intergrid, or intragrid, is an enhanced version of the twentieth
century power network. Carrying power from a few central generators to a large
number of users or customers is one of the main and general usage of the traditional
power grids. In contrast, the SG uses two-way flows of electricity and information
to create an automated control and distributed advanced energy delivery network.
A brief comparison between the existing grid and the SG is presented in Table 1.
Using newly introduced information technologies, the SG is capable of delivering
power in more efficient ways and responding to wide ranging conditions and events.
The SG could respond to events that take place anywhere in the power grid, such
as power generation, transmission, distribution, and consumption, and accord
the corresponding predefined strategies. As an example, once a medium voltage
transformer failure event happens in the distribution grid, the SG may automatically
change the power flow and recover the power delivery service.
Let us perceive another example of demand profile shaping. Since lowering peak
demand and smoothing demand profile decrease the total plant and capital cost
requirements, in the peak period the electric utility can activate real-time pricing to
ensure some users to reduce their power demands; so that the total demand profile
full of peaks can be shaped to a daintily smoothed demand profile. More specifi-
cally, the SG can be regarded as an electric system that uses information, two-way,
cyber-secure communication technologies, and computational intelligence in an
integrated method across electricity generation, transmission, substations, distri-
bution and consumption to achieve a system that is clean, safe, secure, reliable,
recessive, effectiveness, and sustainable. This description covers the entire spectrum
of the energy system from the generation to the end points of utilization of the
electricity.
A “smart grid” is simply an advanced electrical distribution system that has the
capability to balance electrical loads from diverse, and often intermittent, alternative
energy generation sources. One key component of the “smart grid” is the capacity
to store electrical energy; this allows the demand from consumers to be met [1].
The ultimate SG is a vision. It is an integration of complementary sections,
subsystems, functions, and services under the control of highly intelligent man-
agement and control systems. Given the extensive view of the SG research, dif-
ferent researchers may express different points of view for the SG due to different
concentrations and plans. According to this introduction, in this paper, three major
systems in SG are discussed to from a technical view: Smart infrastructure system:
The smart infrastructure system is the energy, information, and communication
infrastructure underlying of the SG that supports (1) advanced electricity genera-
tion, delivery, and utilization; (2) advanced information metering, monitoring, and
management; and (3) advanced technologies in communication. Smart management
system: The smart management system is the subsystem in SG that prepared
advanced management and control tasks.
Smart protection system: This section is the subsystem in SG that provides
advanced grid reliability and safety analysis, failure protection, and security and
privacy protection services. Other reviews on SG were done in [2–13].
Chen et al. [5], Yu et al. [13], and Hassan and Radman [8] briefly reviewed the
basic concepts of smart grid and some technologies that could be utilized in smart
grid. The authors of [9, 10] has reviewed the existing smart grid standardizations
and gave concrete recommendations for future SG standards. Vasconcelos [11]
outlined the potential benefits of smart meters, and prepared a short overview of the
legal framework governing metering activities and policies in Europe. Brown and
Suryanarayanan [4] determined an industry perspective for the smart distribution
system and recognized those technologies which could be applied in the future
works and researches in the smart distribution system. Baumeister [3] provided a
survey of the work related to the cyber security of the smart grid.
Chen [6] explored the security and privacy issues in smart grid and related issues
to cyber security in the Internet. Gungor and Lambert [7] explored communication
networks for electrical system automation and tried to provide a better under-
standing of the hybrid network architecture that can provide heterogeneous elec-
trical system automation requirements. Akyol et al. [2] analyzing how, where, and
what types of wireless communications are appropriate for deployment in the
electrical power system. Wang et al. [12] presented an overview on the commu-
nication architectures in the power systems, including the communication network
compositions, technologies, functions, requirements, and research challenges.
The network implementation considerations and challenges in the power system
settings are discussed in many papers. In this survey complements, the other
reviews with considering: (1) comprehensively review the literature till 2011, and
systematically classify the work for the smart infrastructure system (energy,
information, and communications), the smart management system, and the smart
1370 D.M. Souran et al.
protection system; and (2) outline challenges and future research directions for each
of these three major systems. The novelty of this survey is in the classification,
volume of information prepared, and predestinating of future research in these three
major systems.
programs that decide and exchange information necessary for performing appli-
cations. The short explanation of the domains and actors are given in Table 2. Refer
to the appendix of the NIST report [16] for more detailed descriptions. Note that
NIST proposed this model from the perspectives of the various roles involved in the
smart grid.
In contrast, this paper which looks at smart grid from a technical point of view,
divides smart grid into three major systems: smart infrastructure, smart manage-
ment, and smart protection systems.
1. Smart infrastructure system:
The intelligent infrastructure is the energy, information and communication
infrastructure underlying the smart grid. It supports bidirectional flow of elec-
tricity and information. Note that is easy to understand the concept of “two-way
flow of information”. “Bidirectional flow of power” means the power supply is
not unidirectional more.
For example, in the network of traditional energy, electricity is generated by the
power plant, then moved by the transmission, distribution network, and finally
delivered to users. In a smart grid, electricity can also be put back into the
network by users. For example, users may be able to generate electricity through
solar panels in homes and put it back to the network, or electric vehicles can
provide energy to help balance loads “peak shaving” (sending power to the
network when demand is high).
This backward flow is important. For example, it can be extremely helpful in a
microgrid that has been “islanded” due to power failures. The microgrid can
work, albeit at a reduced with the help of the energy fed back in the customer
level. Intelligent power subsystem, the subsystem of intelligent information and
intelligent communication subsystem: In this survey, more intelligent infra-
structure is divided into three subsystems. The intelligent power subsystem is
responsible for the advanced generation, supply, and consumption. Intelligent
information subsystem is responsible for advanced metering information,
monitoring, and management in the context of the smart grid.
The smart communication subsystem is responsible for communication con-
nectivity and information transmission among systems, devices, and applica-
tions in the context of the smart grid. It is noticeable that the reason why we
separate information subsystem and communication subsystem is to get a handle
on the involved complexity of the SG as a system of systems.
2. Smart management system:
The smart management system is the subsystem in smart grid that provides
advanced management and control services and functionalities. The main reason
for intelligent network can revolutionize the network is the explosion of func-
tionality based on your smart infrastructure. With this extension of new man-
agement applications and services that can leverage the technology and
Smart Grid Technology in Power Systems 1373
capability upgrades enabled by this advanced infrastructure, the grid will keep
becoming “smarter.” The smart management system takes advantage of the
smart infrastructure to pursue various advanced management objectives. So far,
most of these objectives relate to improving energy efficiency, supply and
demand, emissions control, reduced operating costs, and optimization utility.
3. Smart protection system:
The intelligent protection system is the subsystem that provides advanced
analysis of network reliability, fault protection and security services, and pro-
tection of privacy. By taking advantage of intelligent infrastructure, the smart
grid must not only realize a more intelligent management system, but also
provide intelligent protection system that can support more effective and effi-
cient protection mechanisms so fails, troubleshoot cyber security, and preserve
privacy.
In this article, we describe smart grid using this classification. We encourage
readers to refer to this classification in case of any confusion when reading the
text. On hand order although there has been much debate over the exact defi-
nition, a smart grid actually encompasses a wide range of technology solutions
that optimize the value chain of energy. Depending on where and how a specific
utility operates through that chain, you can benefit from the implementation of
certain parts of a set of smart grid solutions.
BE, ES, SE, PL, utilities and aims at removing most of the distributed resources
LV, AT, HU, IT, technical and nontechnical barriers that
FI, CY, CZ, TR prevent a massive deployment of distributed
energy resources in Europe
7 Fenix Iberdrola ES, UK, Sl, AT, 2005–2009 It aims at boosting distributed energy Integrated system and
Distribucion DE, NL, FR, RO resources by maximizing their contribution virtual power plants
to the electric power system, through
aggregation into large-scale virtual power
plants and decentralized management
8 Grid4EU ERDF DE, SE, ES, IT, 2011–2015 It is led by a group of European distribution Integrated system
CZ, FR system operators and aims at testing in real
size some innovative system concepts and
technologies in order to highlight and help to
remove some of the barriers to the SG
deployment (technical, economic, societal,
environmental, or regulatory)
(continued)
1375
Table 3 (continued)
1376
tests, shown in Table 3. They cover smart meter, AMI, transport network, distri-
bution network, distributed resources, virtual power plant, home use, microgrid,
electric vehicle, and integrated systems.
and the cost of the project ballooned to $42.1 million from $15.3 million. Note that
this number does not count the cost of running and maintaining the grid. One
possible reason why the result was not satisfactory is that Xcel failed to perform a
thorough cost-benefit analysis before the initiative begins. Therefore, although
smart grid itself is an encouraging and promising technology, we still need to
carefully design blueprints of smart grid projects. In other words, do not necessarily
and directly lead to new and advanced technologies into a profitable and prosperous
future. We need advanced and matured project initiation, planning, execution, and
control to ensure that the practical projects SG be completed satisfactorily.
In addition, current projects and programs are mainly used by utility companies
or related organizations (see Table 3) out. Probably, they might not have enough
experience on the design and use of complex communication and information
systems. However, SG is a complex system of systems, leading to complex
interactions among energy, information, and communication systems. The devel-
opment of the SG infrastructure can ask to be included for advanced information
and communication technology sector. For example, electric utilities can still lead
the development of the network, while other areas through outsourcing or coop-
eration involved. The term smart in “Smart Grid” implies that the grid has the
intelligence to realize advanced management objectives and functionalities.
The experience in other sectors, especially consumer electronics, tells us that
only the technologies that will be customer-oriented functionality eventually attract
customers to accept and use. SG is no exception. For example, one of the most
important management objectives in SG is the reduction of CO2 emissions.
However, this does not necessarily mean that customers are willing to update their
devices to support the new feature. Therefore, in addition to the design of different
management objectives and functions, must the electric power industry, to how to
motivate customers to buy into these new ideas to think.
To protect part, we have the following two lessons. The first is that we examine
the behavior of the power company. Although SG is expected to provide advanced
protection in practice, the power companies want to provide services to minimize
costs and maximize profits. You cannot tilt well understood, therefore, neglecting
safety and privacy, and long-term reliability of the system in the face of the threat.
This raises some potential challenges to other system designers. For example, we
can ask, “Should we fully trust in the power company when we make our capa-
bilities in the field of energy suppliers?” It is likely that the power company itself is
trusted, but it has no ability to provide fully trusted services.
As mentioned in Sect. 2, in order to save costs, energy utilities, the information
management outsource to a third party (e.g., a cloud provider). This allows energy
companies to lose, to some extent control over ensuring the confidentiality and
integrity of information. New technologies in SG, we should also be introduced to
evaluate the potential risk, for example, as I said, with the smart metering archi-
tecture itself there are many new security and privacy issues. Therefore, we must do
a thorough evaluation of the new technologies.
In summary, there is no doubt that the emergence of the smart grid will lead to
an environment friendly future, a better power supply, and finally to revolutionize
Smart Grid Technology in Power Systems 1381
our daily lives. But we still have a long way to go before this vision becomes
reality. We need to consider not only how this mighty hammer (smart grid), but also
the nails (various functions) can be used to improve.
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