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EconomicGrowthin AncientGreece
by
Ian Morris*
1 Introduction
* I wouldlike to thank
BarryWeingastfororganizingtheinitialsessionon ancient
historyat themeetingsof theInstitute
fortheStudyof New InstitutionalEconomicsat
Berkeleyin September2001, JohnNye forhis commentson thepapersthere,and El-
marWolfstetter forinvitingthesubmissionof thepanel to JITE. Audiencesat theAl-
in Jerusalem,
brightInstitute theUniversity
of BritishColumbia,BrynMawrCollege,
theUniversityof Göteborg, MountAllisonUniversity, OberlinCollege,PrincetonUni-
and theUniversity
versity, of Southern
Californiahaveprovidedvaluablecomments on
moreextendedversionsof theargument. StanfordUniversity,theNationalEndowment
fortheHumanities, and theGuggenheim Foundationhave supported theresearchthat
thispaperdrawson.
Journalof Institutional
andTheoretical
Economics
JITE 160 (2004), 709-742 ©2004 MohrSiebeck- ISSN 0932-4569
Table 1
Standard ofAncient
Periodization GreekHistory
Name Dates
BronzeAge c. 3000-1200BC
Late BronzeAge c. 1600-1200BC (also knownas Mycenaeanperiod)
EarlyIronAge c. 1200-700BC (also knownas DarkAge)
Archaic c. 700-480 BC
Classical 480-323 BC
Hellenistic 323-30 BC
EarlyEmpire 30 BC-AD 284
Late Empire AD 284-526
EarlyByzantine AD 526-1081
2 Narrative
Background
complexsocietiesemerged
The first (whatis nowsouthern
in Mesopotamia Iraq),
Egypt,theIndus
Valley(inwhatis now and
Pakistan), Chinaaround 3500-3000BC.
Figure 1
MajorSitesMentioned
intheText
- ' Conttrttat*-!-- - -f
~~^ =^ ^-*^ <y
Ξχ 1 PWhatouMrt ^*y / /" "^^» /*
=====
r%^> ^^^^^
''
3 AnArchaeological toStandards
Approach ofLiving
4 TheBody
Figure 2
AverageAdultAgesat Death,1600-300BC
45
η
.^male (Angel)
male(1990s)
^s^
^ /iemale (Angel)
25"^ 1 ! 1
1200 700 300
YearsBC
Note:The solid linesrepresent
Angel'sresults,collectedin the 1930s-1970s(n = 433
males,294 females),and thebrokenlinesresultscollectedwithnew techniquesin the
1990s (n = 357 males,416 females).
4.2 Health
Steckel and Rose [2002]haverecently usedskeletonsto calculatea "wellness
index"for5000 yearsofNewWorldhistory. We cannotyetdo thisin Greece,but
we can geta senseof somehealthtrends. The patternsare complicated, and we
cannotalwaysdistinguish thecausesofskeletalpathologies.Angelpaidparticular
attentionto porotichyperostosis,strainer-like
lesionson theskullcausedby low
intakeorpoorabsorption ofiron.He believedthatmalariawasthecause,butitnow
seemsthatotherinfestations andchildhood malnutrition
arealso involved (Angel
[1977],[1978];Stuart-Macadam and Kent [1992]).As Figure3 shows,porotic
hyperostosis fellin Angel'ssamplefrom9 percentin theLate BronzeAge to
6 percentinclassicaltimes.In classicalMetapontum,thefigure wasjust4 percent
Figure3
The Frequency
ofPoroticHyperostosis
W Chania
φ
30-
c
ο
'c/3
I 20-
JP ig _ Metapontum
I ·
Ο-· 1 1 τ-
1200 700 300
YearsBC
Note:Thesolidlinerepresents (n = 480).Theisolated
Angel'sresults points
represent
1990sanalyses(Chania,η = 22; Metapontum,η = 272).
Figure4
of
Percentage Skeletons Arthritis
withVertebral
80 Π Metapontum ·
- /
J 70
1 6°- '. /
50-1 1 1 Γ
1200 700 300
YearsBC
4.3 Nutrition
Figure 5
The Statureof Adult Skeletons
1.70-
^ male
I 1.60-
Figure 6
ofMouths
Percentage with
Enamel
Hypoplasia
100-i ·
Chania
'í/3
'S-75- ·
C3
ο, Metapontum
8)50-
1 - __ .
# ·
25 -
4.4 Conclusion
I shouldemphasizeagainthatwe havefewhigh-quality data.Interobserver
and
intersite mayaccountformoreoftheobservedpatterns
variability thandiachronic
andnewfindings
trends, maychangethepicture Buttheavailableevidence
radically.
suggeststhat
after between
falling 1200 and the
1000, averageage atdeathofadults
of bothsexesrose between800 and 300. The frequency of cariesdeclinedfor
5 Housing
Figure 7
MedianHouseSizes,800-300BC (n = 406)
400-
secondfloor
including
&
03
I
/
S" 300 - /
I /
g I floorplan
200- / /
|
I loo- jSC^*^
Figure8
HouseSizes (roofedspaceinground-floor
25thand75thPercentiles, plans)
300 H
75thpercentileΤ
£ /
"Η. / I
ο 200- I
J /
ζΞ (Ρ
03 / /
<■£ / / 25thpercentile
1 loo- /* /
I · * j/
• #^^^
6 A SimpleEstimate 800-300BC
ofChangesinConsumption,
inmanypartsofGreeceafter800 as population
retreated grew,butagain,we have
nowaytoquantify theincreasing costs.
Despitetheseuncertainties,theimprovements thatwe saw insections4 and5 in
in
age atdeath,perhaps stature, in
andclearly housingsuggest thattheoveralllevel
rose
ofconsumption strongly between 800 and 300. In Figure9, 1offer
verysimple
models
quantitative of how theoverall consumption bundlechangedacrossthis
half-millennium.To do this,I makeonemajorassumption, whichinvolvesa series
ofsmallerassumptions. The majorassumption is thatintheDarkAge,thetypical
Greeklivedclosetosubsistence. I define"closetosubsistence" intermscommonly
used by ancienthistorians: averagedaily food was
consumption something like
1700caloriespercapita(moreforadultmen- say 2000 perday- and less for
womenandchildren). I assumethatmuchofthiscameas "cheapcalories,"in the
formof barleybread,supplemented by varying amountsof "expensive calories,"
fromoil, wine,some fruit, pulses,legumes, meat, and (in favorable locations)
seafood.Therichwouldsubstitute expensive forcheapcalories.I also assumethat
cropyields were low.Hopkins [2002, p. 198-203] has madea goodcase for4 χ
seedas thetypicalyield inthe western Roman Empire.Itis notlikelythatDarkAge
Greeksexceededthis;northattheyfellmuchbelow3 χ seed,becausetheneven
a fewbadyearswouldmeanthattheystarved. Research oninterannualvariability in
(Garnsey [1988,p. 8-16]) hasprovedthattherewerebadyearsinplenty:
rainfall
oneofthemainreasonsthatbarleybreaddominated consumption was thatbarley
wasmuchmoredrought-resistant thanwheat.
Figure 9
Simple Models of Consumption
a b'c d
a bed
a b | c I d
roughestimateoftotalGreekpopulation trends,
800-300,coveringtheAegeanand
thecoloniesinsouthernItalyandSicily.Thisdrawson Beloch'sstudyofthetexts,
themostrecentsurveydata,andrelevant Tables2 and3 summarize
excavations. the
andpopulation
results estimatesoftwoofthebestpublished surveys,on theisland
ofKea andinthesouthern Argolid(Cherry,Davis, and Mantzourani [1991];
Jameson,Runnels, and Van Andel [1994]).The bestsurveys haveproduced
withpopulation
broadlysimilarresults, increasing
apparently almostten-foldbe-
tween800 and300 (andevenfasterinSicily,wheretherewasin-migrationfrom the
Aegean(Scheidel [2003],De Angelis [2003]).
Figure10
TheEstimated
Population theAegeanandwestern
oftheGreekWorld(including
800-300BC
Mediterranean),
Table 2
Estimates
Population fortheTerritory
ofKoressoson Kea
Source:CHERRY,DAVIS,ANDMANTZOURANI
[1991,p. 340].
Table 3
Population fortheSouthern
Estimates ArgolidRegion
inAncient
ofEconomicGrowth
7 TheSignificance Greece
8 TheCausesofEconomicGrowth
inAncient
Greece
centuries theperiod800-300openedwiththeinvention
ofilliteracy, oftheGreek
alphabet. Thissurelymadecommercial activity easier,although all surviving texts
fromitsfirst twocenturies arepoetic,noteconomic(Powell [1991]).By thelate
sixthcentury tradersweredefinitely sendinginstructions overlongdistancesvia
writing. Theease ofthealphabetcompared tomostNearEasternscripts mayhave
beenimportant: probably10 percent offourth-century Athenian citizens hadbasic
literacy 1 of or
skills,as againstperhaps percent Egyptians Babylonians (HARRIS
[1989]).Greeknumeracy was also bothhighlydevelopedandwidelydiffused by
classicaltimes(Netz [2002]).
Thefirst coinswerecastinLydia(inwestern Turkey) inthelateseventh century,
buttheGreeksleapedon thisnewmediumin theearlysixth.The earliestissues
probably hadmorepoliticalthaneconomicfunctions, sincetheywereforverylarge
denominations, and made of a
electrum,naturally occurring alloyofgoldandsilver,
whichmadeit hardtojudgetheirmetalvalue.By thelatesixthcentury, though,
smalldenomination bronzecoinswerecirculating, whichmustmeanthatexchange
wasalreadybecoming monetized; andcoinswerecirculating farfrom thecitiesthat
issuedthem(HOWGEGO [1995], Kim [2001]).
NewInstitutional Economists havegenerally arguedthattechnology is as much
a consequenceas a cause of economicgrowth, and havesoughtmorepowerful
explanations in thedefinition andenforcement ofproperty rights andthelowering
of transaction costs.We can traceboththeseprocessesacrosstheninththrough
fourth centuries. The mostimportant of themwas probablythedevelopment of
citizenship - theideathatall locallybornfreemenwithin a city-state hadroughly
equal rightsand protections, regardless of wealth,birth, education, or anyother
factor.Thisidea was probably established in theeighthcentury (Morris [1987]),
butwas definedincreasingly clearlyacrossthearchaicperiod.In seventh-century
Athens, therichground downthepoorintoa kindofsemi-serfdom, largely through
manipulating debt.Resistanceraisedthecostsof maintaining thesystemto crisis
levels,and in 594 Solon was appointedas a mediator. The overalleffectof his
reforms wastodefineAthenians' rights intheirownbodies,whichcouldnotlonger
be seized,andinproperty (Morris [2001a]).He canceleddebts,didsomething to
redistribute land,encouraged craftsmen to settlein Athens,and oversawa crude
kindof import-substitution program, banningtheexportof all agricultural goods
exceptoliveoil, in which Athens had strong comparative advantages. His lawsdealt
withinheritance, weightsand measures, and marriage, as well as debtand land
and
ownership; according to Aristotle {Constitution of Athens 9 (Rhodes [1984,
p. 50])), one of themost important things he did was togive all Athenians theright
ofappealtolargejuriesofhundreds oftheirpeers.Lawgivers inothercitiesmade
similar reforms.
Ideologywas veryimportant in thedevelopment of thecity-state. Greek-style
citizenship dependedon certainideas abouttheplace of manin thecosmosthat
wereabsentin mostancientsocieties.The principlethatall menwereroughly
thesamewithintheircommunity diminished theimportance of wealth,whichin
mostancientsocietieswas themajorsociologicalfactor. In muchof theMiddle
9 Standards
ofLivingandPopulation
Growth
10 Conclusion
I havearguedtenconnected points:
(1) Contrary to whathistorians regularlyassert,we can use archaeological evi-
dencetodocument theperformance ofancienteconomies, via standardsofliving.
(2) In Greece,standardsoflivingrosesignificantly between800 and300 BC.
(3) Fromthesechanges, wecaninfer thatby300BC, percapitaconsumption had
increased tosomewhere between150and200 percent ofits800 BC level.
(4) Aggregate consumption increased acrossthesameperiod.
fifteen-fold
(5) The Greekeconomyperformed spectacularly well:in aggregate terms, itis
comparable tothegainsmadeinearly-modern Holland.
(6) Muchofthisimprovement inperformance canbe explainedthrough conver-
gence:Greeklivingstandards hadsunktounusually lowlevelsafter1200BC.
(7) However,by thefourth century BC Greeceprobablydid havehigherper
capitaconsumption thanotherMediterranean societies,and also enjoyeda more
evendistribution ofmaterial goodsthanothersocieties.
(8) Therearetwomajorsetsofproximate causesforthisstrong performance: first,
thecreation ofuniquenotionsofcitizenship, whichfostered strong propertyrights
andstatesoperating inwhatEricJonescallsan "optimality band";andsecond,the
of
developmentstrong comparative advantages,beginning theGreeksettlement
with
ofSicilyandsouthern Italy.
(9) However,comparison of archaic-classicalGreecewithMinoanCreteand
lateRomanGreeceencourages speculationon deeper causesofeconomicgrowth:
despitewildlydifferent socialstructures,
politicalhierarchies, andbeliefsystems,
all threesocietiesresponded topopulation growth in waysthatraisedstandards of
living.
(10) The detailsof institutions and ideologiesmayhave mattered less than
Greece'sgeographic position,whichwas well suitedto actingas a trading mid-
dlemanintimesofhighpopulation density.
References
Ian Morris
Department ofClassics
StanfordUniversity
CA 94305-2080
Stanford,
USA
E-mail:
imorris@stanford.edu