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COMOPRINCIPLE
HERRAMIENTAS
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CONFLUÊNCIAS
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Revista Interdisciplinar de Sociologia e Direito
Quando os professores Eros Grau incorporados às discussões os profes-
ISSN 1678-7145 || EISSN 2318-4558
(USP) e Antoine Jeammaud (Univer- sores Cristina Mangarelli (Universidad
sité Lyon III) propuseram a realização de la Republica, Uruguai), Eric Soriano
THE PRINCIPLE OF RESILIENCE
de um colóquio em março de 2011, na (Université Montpellier III), Fernando
democracy and the strength of Digital more than modern concept of it, since
Era that allowed to individuals broad is now a larger perspective of citizen-
and deterritorialized access by using a ship. To vote e to be voted are import-
kind of collective intelligence to gather ant, however, to make public policies
their efforts (LÉVY, 1999, passim). and to participate in decision-makings
There is a serious parties crises are equally relevant: State legitimacy de-
in Brazil nowadays and Citizens had pends on democracy and, nowadays, it´s
sought other participatory means that unthinkable waits for democracy and le-
are unconnected to professional politi- gitimacy without a regular and complete
cians as popular movements, non-gov- popular participation in State decisions
ernmental associations, direct lines of through an effective Law. (L. SOUZA,
communication with Executive Branch 2013: 4). And such characteristic has
and, more powerful these days, judicial increased in the last years because is es-
activism. Many relevant social ques- sential to plural and flexible democracy
tions had been discussed in Judiciary how we will see in the following topics.
Branch, what results in Court decisions,
mainly Supreme Federal Court in Bra- THE PRINCIPLE OF RESIL-
zil, endowed with normative and regu- IENCE AND “OPEN” PER-
latory character trying to fill the legisla- SPECTIVE OF STATE
tive – or representativeness – omissions Considering this setting, public
that prevent access to fundamental policy is a government decision-mak-
rights. For instance, the recognition of ing tool that allows to know how and
legal marriage to homoaffective cou- why governments choose to certain ac-
ples thanks to constitutional action tions” among others to exercise their role
ADPF/132 (Allegation of Disobedience as managers of political and social life to
of Fundamental Precept), converted to which individuals are subordinated (C.
Resolution N. 175, approved by Nation- SOUZA, 2006: 22). The central point
al Justice Council in May 14, 2013. This is to analyze the government action to
law interpretation support some kinds verify who gets what, why, and what
of judicial intervention and meets its difference does it (C. SOUZA, 2006:
foundation in ADPF/45 arguments that 24). Therefore, it is undeniable its con-
affirms be the judicial way allowed to flicting character, since the different
consolidate constitutional rights, which stakeholders involved in each specific
must be guaranteed by legislators but, public discussion dispute power at the
in some circumstances, they do not. time of decision making, which will
Because of this, we can say that in imply the selection of investment areas
Brazil nowadays people sovereignty is of the public budget.
50 CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65
THE PRINCIPLE OF RESILIENCE IN SOCIOLOGY OF LAW
So it is essential that all analysis of to Citizens do not start the ground but,
public policies, in addition to formal from marginal and incremental deci-
political aspects, also consider the “co- sions that ignore political changes or sub-
operation possibilities that can occur stantial changes in public programs what
between governments and other insti- means there is always a “past”, a previ-
tutions and social groups” (C. SOUZA, ous commitment with other policies
2006: 25). Celina Souza affirms over that often becomes an obstacle to route
your text that the governmental sphere changes that could be more appropriate
is the locus par excellence of the clash- because these incremental issues, al-
es of ideas, but not the locus of birth of though not substantial, still have strong
public policy itself, because its content is influence on government planning (C.
social, came from demands of Citizens, SOUZA, 2006: 29).
which must be met by the Government In accordance with Celina Souza
through these democratic tools. the cycle of public policy has as phases:
According to political scientist The- agenda-setting, identification of alter-
odor Lowi, quoted by Celina Souza, natives, evaluation of options, selection
there are four types of public policies: a) of options, implementation and evalu-
distributive, designed to meet the most ation. Therefore, when we care about
specific interests; b) redistributive, aim their deployment, in fact, we are reflect-
to achieve a greater number of Citizens, ing only on the stage of implementation
not just localized groups; c) regulato- of the proposed measures, without re-
ry, establishing the bureaucracy of how gard often for all the long and contested
public policies will be implemented; d) process of political and social negotia-
constitutive, which create areas of per- tion that precedes it. Even the evalua-
formance according to the demands tion phase can not be considered neu-
raised (LOWI cited C. SOUZA, 2006: tral in relation to the incremental as-
28). It is noticed that this is the first pect, because the criteria used to judge
difficulty for the State to implement a positively or negatively public policy is
public policy: direct it properly to the affected by conflict of interest.
purpose for which it is proposed con- Thus when one talks about public
sidering the effective citizenship, rather policy is central to observe and analyze
than serving individuals or sectored in- the process of choosing and setting up
terests, excluding the needs of other. of existing programs. The model is the
The second difficulty results from most appropriate? And if this is true
the incremental character that public under which perspective: the Citizens,
policies can take, explains Celina Sou- the State, any other interested group?
za, as the programs outlined as relevant There are viable and more desirable al-
CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65 51
SOUZA, Luciana Cristina de
ternatives, preferably coming from the logue and to share with “other”. We must
Civil Society itself? How the choice of be apply the principle of resilience to re-
public policy is really made? State legit- lationships between State, Law and Civil
imacy depends on democracy and, now- Society, herein understood as Citizens.
adays, it´s unthinkable waits for democ- This theory was developed during
racy and legitimacy without a regular the PhD in Law at PUC Minas in the pe-
and complete popular participation in riod 2008-2012 (L. SOUZA, 2012) and
State decisions through an effective Law. has the purpose to analyze democracy
(L. SOUZA, 2013: 4). as a basis for social inclusion through
Towards this sense, Leonardo Valles human agency practiced by Civil Soci-
Bento affirms that new face of public ety, Citizens taken into consideration
administration, today, must be driven here, and the State action through pub-
to Citizen and his “active dimension of lic policies, at which fulfills its social
citizenship”, not just particular inter- function provided for Constitution.
ests expressed by individuals, but also Considering that the most distinct inter-
thinking in the sense of community est can arise in the dispute for power and
(BENTO, 2003: 94). Citizenship, now, social inclusion, which is made possible
according Bento, consists in share pow- by access to political and legal means of
er; State and Citizens are co-agents in State control for acting on towards of
democratic setting, and in policies de- the Citizen. It is necessary establish a
cisions too. To share power, however, reciprocal relationship of acceptance /
is necessary that State and Citizens see rejection by which the subjects involved
each other as equal subjects, opposing can present their demands and listen to
positivist rationality of hierarchical re- those shown by the other, and whereby
lationship between them. the State is invoked to act with his au-
At this moment in democracy be- thority, while not excessively invades the
comes essential to set the boundaries private sphere to do so.
between authority, represented by the The resilience elasticity is provid-
government, and citizen participation; ed with firmness, such as a rubber
between structural requirements nec- band, which needs to give mobility to
essary for the functioning of a state and the necessary shape and at the same
its Branchs, public agencies, etc. and time, it must have consistent structure,
flexibility of action; between ensuring which ensures that fulfill its function of
equality and ensure diversity. For this holding together the items for him in-
new time we need capacity to preserve volved. The resilient State, therefore, is
democratic fundamentals of the Rule of that wherein the structure and mech-
Law, while we develop our ability to dia- anisms of participation owned by the
52 CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65
THE PRINCIPLE OF RESILIENCE IN SOCIOLOGY OF LAW
government have the confidence of the social relations become more techno-
population in practice to impose rules logical and permeable to the influence
necessary to social life and at the same of other patterns experienced by digital
time, the elasticity needed to, without means; e) the Citizen as the subject of
losing authority, do not confuse it with its history and not just someone who
authoritarianism and make room for delegates mandate to others and then
the proactive role of Citizens. moves away from public life.
This does not threaten the legal cer- One can see that in the face of such
tainty or even respect for public order, a scenario, it is really difficult to achieve
only reframes the concepts of “certain- full-resilience because it means accept-
ty” and “order” in relation to the liberal ing plural handling systems, when in
period in Modernity. At that time it was fact, by the modern standard, we are led
essential for the imposition of bour- to believe in the universalization as re-
geois model that State figure, despite liable paradigm in any proposed theo-
should not intervene in the economy, retical reading. However, it also reveals
it was harsh with individuals, since it how much it is currently essential be-
should be organized in formal-bureau- cause the public and legal areas cannot
cratic and not dialogical way. Certainty dodge the dynamism already noticed
was seen as statism and legal monism; and confronted by other fields of knowl-
order was seen as standardization of edge. Mathematics and Physics already
collective life from the models dictated recognize the new borders that break
by the holders of political power - and with the “correctness” of their claims;
economic power behind this. The big economics and management area work
question is not “what is safe”, but “who with multiple settings through model-
is insured”; perhaps even more so, “why ing systems; cyberculture leads us to in-
this security is not guaranteed for all”? teract by means of text hyperlinks.
Thus, the resilient State has cru- Therefore, the Euclidean linearity
cial dependence on: a) the democratic and Cartesian logic, yet respected as im-
model of Rule of Law; b) the design portant modern heritage, can not, how-
of order as balance and not as control ever, continue to be the inspiration of
over the disempowered; c) the concept legal rationality and Public Administra-
of legal certainty in the context of sub- tion in its bureaucracy model, because
stantive equality, therefore, inclusive they no longer realize the social reality
and respectful about the differences that is presented to them. The modern
that some minorities may represent in liberal Citizen never recognized the
relation to the predominant pattern; d) “other”, but this “other” is now intro-
access to the media, since nowadays the duced as a subject and cannot simply be
CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65 53
SOUZA, Luciana Cristina de
“framed” in the previous standard. The because in this one the actors are
category of “Citizens” no longer corre- opponents and in these cases one
sponds to a more homogeneous group will find a power struggle – like
in social mores, economic position and he only answer to democratic
political power in society, but instead understanding problem, as the
to a more significant status and encom- more extremists legal pluralists
passing inalienable fundamental rights. did; the principle of resilience,
The plurivolicaty of current citizen- how we call in our doctoral
ship confronts the modern models of thesis, represents a value very
rationality and challenges them not try essential to actual Brazilian de-
to reconcile the irreconcilable, because mocracy, since this application
the difference is a right. Being resilient by Law in StateSociety conflicts
is learning how to “be” simultaneously could equalize “State power”,
with other existence that is not similar which must be legitimate, and
to you. Modern equality is the similari- “popular participation”, whose
ty; the resilient equality is to have equal interventions in political context
right to invoke the State and the courts sometimes aims just particular
to defend “the right to be yourself ” and demands, compromising import-
not “to be equal to the standard.” The ant public interests or minority
equality in difference is the great chal- rights. (L. SOUZA, 2013: 6)
lenge, equal rights of a Citizen, to move
judicial process when necessary, to get Thus, the principle of resilience is
around, to express themselves, etc., but applied to:
not the same way that others do. Return- a) resignify citizenship, conferring
ing to the example of the elastic: how to more attributes to Citizen today than he
keep us together as a society under the had in modern liberal period and, this
same laws and State, while distinct? How occurs by a reframe of State functions
the extension to which this ability to in- and authority, becoming more horizon-
clude and make room for the difference tal and permeable to suggestions and
can be sustained by the government demands from Civil Society;
with no serious disruption? How the ex- b) equalize “citizenships”, avoiding
tension to which the Citizen can be con- the domain of private interests under
sidered subject and to what extent he is public issues, because is very important
humble to State authority? assure particular rights needed by indi-
vidual, as well as collective ones;
Therefore, “resilience” is to- c) promote legal recognition of
tally different from “resistence”, difference as “equality in rights”, espe-
54 CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65
THE PRINCIPLE OF RESILIENCE IN SOCIOLOGY OF LAW
prevent the transient effect of these mo- mostly, some organized group, which
bilizations not linked to more organized would have the function of transmit
groups and permanent social action. this knowledge to them.
At the time of convening by the so- So there is a lack of focus on requests
cial networks and while they are on the - are fair, but directed to the wrong in-
streets many protesters express enthusi- stitutional agency - for example, some of
asm in your posts on the Internet (Face- the claims made to the President Dilma
book, Twitter, Instagram, etc.), howev- in marched posters of March 15, 2015
er, at the time an official public meet- are actually claims of National Congress
ing is convoked or a public petition is competence. Brazilians are protesters of
organized the number of people who “last minute”, convened by digital social
appear to participate is much lower. In networks, still see the Chief Executive
the 1980s, those who were on the streets to be responsible for everything, with-
continued to fight out of them. There out having a clear idea that most of their
are not many manifestations with high demands can only be authorized by the
volume as the latest in order to deal on Legislature. This is accused of “ineffi-
the reform of political parties. In the cient” more generally - in the case of the
1980s the protesters had a deeper sense executive branch is more personal - be-
of how politics works, so there was more cause of the figure of the political repre-
focus on guidelines and greater cohe- sentatives and their parties are associ-
sion between the protesters even after ated with the current model of political
gone to the streets. Unfortunately, many and electoral organization in Brazil.
of the current generation does not even On the latest movements can be
like to talk effectively about politics in said that the agenda of 2013 turned
their daily lives and end up going to the more to the defense of social rights.
march with displaced causes, such as The corruption theme has been men-
the return of the military regime. tioned, but without being the central
Currently, Citizens are demanding focus as the “free pass” and other is-
changes not as specific as they did in the sues. It was a demonstration against
1980s and early 1990s, but that target “governments” - federal, State and lo-
the political and governmental system cal - towards questions such as urban
as a whole, up to non-partisan way, be- mobility, education, health, security,
cause it has been strong rejection of po- etc. This was reflected and continued in
litical parties. However, there is still lit- 2014, as the population felt neglected
tle knowledge about the functioning of in the absence of adequate responses of
government agencies, precisely because the three levels of the federation - fed-
these protesters have not integrated, eral, State and municipalities - and also
CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65 59
SOUZA, Luciana Cristina de
being against FIFA interference in Bra- with lower cost for the organized move-
zil. In 2015, many of those who took to ments). The use of social networks to
the streets expressed in social networks mobilize segments of the population uses
do not support any party, which is a re- two very important features that make
flection of disbelief in the dialogue (?) it advantageous: speed and expansion.
with government in the years 2013 and However, does not mean that the gone
2014. Political corruption has become the streets by this means of convocation
central and other applications side, has the same continuity of purpose of
seen as a result of political morality. old participations, usually linked to or-
Last year there was also strong op- ganized groups as student movement,
position to the presence of party flags black movement, among others.
(from all sides) among the protesters There is less cohesion among the
who claim to be “through Brazil”, not demonstrators who gather only by the
for this or that political party, institu- call via the Internet than those who
tion that today we can say that is dis- come because they are engaged in some
credited as a means of political repre- kind of struggle. This is one reason why
sentation. Given this situation we must after the “street” many of disperse and
reflect on how to reframe the parties continue to manifest only by “Likes” tool
and also on the form of direct and in- of social networks, which is not actual-
direct democratic participation in the ly “mobilization” since there is no effort
country. One consequence of this was to change within the means institution-
the return with intensity of the debate al still needed to legislation changes,
on district voting, by which it could implementation of public policies, etc.
eliminate the dependence on the leg- Digital social networks are fundamen-
end, model adopted today. The parties tal to making Citizens’ demands more
believe that this weakens policy; Citi- visible, but this step must be followed
zens who defend the district vote claim by another: the effective engagement in
that weakens the “partisanship”, while democratic control mechanisms of the
it is beneficial to democracy. State by Citizens: civil action, popular
The strength of social networks has action, popular initiative of bills, partic-
proved the return of Brazilians to the ipative committees in assemblies, pub-
streets undeniably. Influenced by the lic meetings, and other.
movement called the Arab Spring, or- In these cases, resilience is present
ganized and maintained by the commu- when:
nicability using Twitter, since the other a) different groups accept their de-
media were censored, seeks to articu- mands even they not agree in personal
late the public manifestation faster (and life, but as respect to the other in public
60 CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65
THE PRINCIPLE OF RESILIENCE IN SOCIOLOGY OF LAW
arena: religious segments, homosexu- broadly (resilient) than Brazil does and
als, ecologists, private business, etc.; yet the Constitution has a compromise
b) State create new spheres to pub- with sumak kawsay, a kichwa word to
lic manifestation in its official agencies “welfare” respecting indigenous peoples
if the existents ways are insufficient to values (Preamble of constitutional text).
provide space and condition to dia- So, in accordance with Mark Tush-
logue with Citizens, institutionalizing net (2015), the rules, and this applies
deliberation with Civil Society; to those with constitutional status, are
c) the Citizens agenda is actually produced (constructed) today by other
welcome and converted in legislation or mechanisms, beyond traditional ways
public policies, even some claims could as the legislature. It is not only a mat-
not be accepted, but with clear evidence ter of judicialize access to rights, but to
that the public power are open to con- actually hear other spheres, now con-
siderations. sidered empowered, as Civil Society.
The Ecuadorian Constitution is one of
New Constitution of Ecuador (2008) these instruments, such as the previous
The most evident case of resilience deliberative process that discussed its
in the last years is, undoubtedly, the new contents. It is not the first time that a
Constitution of Ecuador (2008). First of Constitution, or a more significant con-
all because its own process of proposi- stitutional change as an Amendment,
tion, by referendum, what means that was confirmed by referendum - other
Ecuadorian people could really “speak” examples are Egypt (2007) and Italy
as Citizens about their Magna Law. (2006) - but is the most important as
Public consultation was made in Sep- a democratic document, because rec-
tember 29, in 2008. Almost 70% of Ec- ognizes indigenous peoples, nature,
uadorian population approves the new collectivities, individuals and commu-
Constitution, what signify this utmost nities, all, as Citizens and subjects of
importance as fundamental law and, this Magna Law (Art. 10). One example
also, as democratic expression of pub- is the existence of an official language,
lic deliberation. This constitutional text Castilian, and languages of intercultural
defends animals rights, priority groups relationships, kichwa and shuar, beyond
(children, women, handicapped, among the use of ancestral tongues in indige-
other), urban mobility, and, in a signif- nous territories (Art. 2).
icant way, native peoples and the Pacha The referendum represents a com-
Mama (Mother Nature, of which we are plete paradigm break with the modern
all part). Recognized Indigenous Jus- model of representation and formation
tice and tribes’ autonomy much more of political power because assigns Cit-
CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65 61
SOUZA, Luciana Cristina de
izens power to control the actions of 67) and other social issues.
agents who acted on its behalf in the We have to emphasize the Chapter
assemblies. Confirmation can follow Four that cares about rights of commu-
an existing institutional path, the ref- nities, peoples and nationalities, consid-
erendum, but the decision source of so ering the cultural diversity in Ecuador.
relevant question is innovative, since This part of Ecuadorian Constitution
in this case it includes new rights and intends to curb discrimination against
greatly expands Ecuadorian citizenship. original peoples. It guarantees to them
And, furthermore, the recognition of so identity respect, property of their an-
many subjects as active Citizens com- cestral territories, biodiversity manage-
pletely changes the relation between ment of natures in their lands, and other
State, Law and Civil Society. protections. One of the most important
Also there is innovation in constitu- is assure to indigenous peoples the de-
tional contents, for instance: liberative right on public policies; none
a) fundamental rights are immedi- political decision about issues related
ately applicable even those indicated in to them can be approved without first
international law of which Ecuador was heard the mainly interests, indigenous
signatory in order to ensure justice ac- Citizens. Another reflex of this new ap-
cess for all Citizens, it being prohibited proach to original peoples way of life
deny applicability to rules due to its lack is the utmost relevance of community
of legislature process (Art. 11, item 3); decisions because it is an essential value
b) State and its agencies are obliged in democracy, but further in his culture
to repair the violations committed (Art. 57, item 12, protection to collec-
against citizens by the deficiency in tive knowledge).
public services (Art. 11, item 9); Chapter Five is also key in this Con-
c) the communication means must stitution, because it is expressed indi-
respect cultural diversity (Art. 16 and 17); viduals participation rights in public
d) intercultural dialogue in educa- life by vote and also with the adoption
tion policies (Art. 28); of “affirmative action” applied to the
e) special protection to migrants to choice of political representatives (Art.
avoid the illegality of immigration sta- 65). It aims guarantee balance in repre-
tus and to promote their inclusion with sentativeness and avoid that one group
the rest of society (Art. 40); more powerful overlap minorities.
f) special protection to people with Nevertheless such Citizens empow-
serious diseases as AIDS and other ter- erment in Ecuadorian Constitution, un-
minal or complex illness (Art. 50); fortunately there are problems remained
g) family diversity protection (Art. from traditional culture. Despite how we
62 CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65
THE PRINCIPLE OF RESILIENCE IN SOCIOLOGY OF LAW
said before diversity family was ensured sometimes it occurs by social acceptance
(Art. 67) and common-law marriage of diversity (e.g., native peoples in Ecua-
is open to homosexuals (Art. 68), legal dorian Constitution or in Brazilian edu-
marriage (Art. 67 too) and adoption cational law); sometimes, when accep-
(Art. 68) still are rights strictly to het-tance is not possible by itself, as a public
erosexual couples, what brought a huge negotiation for mutual relationship (e.g.,
challenge to Judiciary Power in Ecuador homosexuals and religious groups argu-
regarding human dignity recognition. ing about marriage or adoption). Ever
The resilience in Ecuadorian Con- depends on intersubjectivity; on a col-
stitution is centered in native peoples lective moral that defends human dig-
and their political, social and cultural nity, democracy, citizenship and because
inclusion. In this matter this constitu- of which is capable to adapt itself many
tional text is crucial to Latin America, times to assure continuous movement of
considering our colonization and dic- State, Law and Civil Society, including
tatorial regimes heritage. However the minority groups. But always changing
modern and bourgeois characteristics without lost its fundamentals.
remains, mostly because of the strong Adaptability is not lose identity. It
Christian religious presence on the con- is not lose State authority. Is move your
tinent that inhibits the provision of oth- essence to another configuration, which
er rights. But this cannot be attributed contributes to a better intersubjectivity
uniquely to the denial of recognition and, also, better public policies. The
by Christians, because there is also the transformation mutates mechanisms,
share of contribution from ancient cul- rules, political organization, institu-
tures, also organized as families con- tions at the same time conserves funda-
ducted by couples of different sexes aim- mental rights, democratic Government,
ing procreation, the human continuity deliberation sphere, cultural pluralism,
in following generations (Pacha Mama etc.. For example, change political de-
– “Mother of we all”, sprouting life). bates to digital media transform the
means, however the same mistakes
FINAL CONSIDERATIONS committed in non-virtual sphere could
Resilience is the principle of search, be found in social networks in internet.
constantly, for democratic mechanisms It is necessary a new moral, which sus-
renovation (innovation) considering tained democratic dialogue in any envi-
people contribution to that and the end- ronment and that supports citizenship
less scenario changes in all societies. It in contact with diversity.
is an attitude focused on recognition Individuals must be resilient to be
and political dialogue, what means that capable to accept another people that
CONFLUÊNCIAS | Revista Interdisciplinar de Sociologia e Direito. Vol. 18, nº 1, 2016. pp. 47-65 63
SOUZA, Luciana Cristina de