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Pitch Organization in Debussy: Unordered Sets in "Brouillards"


Author(s): Richard S. Parks
Source: Music Theory Spectrum, Vol. 2 (Spring, 1980), pp. 119-134
Published by: University of California Press on behalf of the Society for Music Theory
Stable URL: http://www.jstor.org/stable/746183 .
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Pitch Organizationin Debussy:
Unordered Sets in "Brouillards"

by RichardS. Parks

This paperresultsfroma broadandongoing investigationinto such as E. Robert Schmitz's essays on the piano pieces.4 All
the naureof pitchorganizationin the music of ClaudeDebussy.' share a common tendency to characterizeDebussy's music
It seeks primarilyto uncoverinformationaboutthe relationships throughthe apparatusof harmonictheory5so that, for example,
betweenpitch resourcesandcompositionalprocesses appliedto one finds reference to such things as "modal progressions,"
them in a single work by Debussy and, secondarily, to demon- "added-note" and "dominant-eleventh" chords, "parallel
stratethatcertainconceptsof pitch-settheorymay find advanta- chord-successions," and "unresolveddissonances." Elements
geous applicationin his music. which do not fall within the confines of harmonictheory were
A greatmany studies of Debussy's music appearto have had, describedand labeled in ways which sought to categorize them
as their general objective, the intent of characterizingpitch as foreign to thattheory,but nonethelesswithinthe purviewof a
elements thought to be significant in ways which would (1) more general speculativetheory which could embrace, as pos-
permitcomparisonwith similar elements found throughouthis sibilities for pitch resources, elements found in the music of
work, (2) identify fairly precisely, pitch and intervalliccharac- popular, folk, and non-Western cultures. "Pentatonic,"
teristicsof these elements which the analystsconsideredimpor- "whole-tone" and "gypsy" scales have been cited as "exotic"
tant, and(3) suggestconnectionswith other,earliercomposers. infusionsinto Debussy's otherwisefamiliarvocabularyof pitch
I refer to the work of authorssuch as Rene Lenormand2and resources. Br/iliou's essay on pentatonicismtypifies this ap-
LaurenceDavid Berman,3as well as less theory-orientedworks proach.6
4E. RobertSchmitz, The Piano Worksof ClaudeDebussy (1950; reprinted.,
'Researchfor this studywas assistedby a grantfromWayneStateUniversity. New York: Dover Publications, 1966).
2Ren6 Lenormand,A Study of Twentieth-CenturyHarmony, translatedby 5Theterm"harmonictheory" refershereto the corpusof treatises,texts, and
HerbertAntcliffe (1915; reprinted., New York:Da Capo Press, 1976). Lenor- essays-in all its diversity-which purportsto deal primarilywith music from
mand's monographis, so far as I know, the earliestattemptto examine compre- the so-calledperiodof commonpractice,by definingandseekingmeaningin the
hensively and systematicallythe aspect of harmonyin Debussy's music and to natureof chords and their contexts in that repertory.
link features deemed innovative with the practices of his predecessors. 6ConstantinBrAiliou,"Pentatonyin Debussy's Music," inStudiaMemoriae
3LaurenceDavid Berman, "The Evolutionof TonalThinkingin the Music of Belae Bartok Sacra, 3d edition (London: Boosey and Hawkes, 1959). pp.
Claude Debussy," 2 vols. (doctoral dissertation,Harvard, 1965). 351-98.

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120 MusicTheorySpectrum

Such characterizationsare valid and useful as far as they go, an attempt to identify some of the sources of cohrence and
and they may have been of vital importanceto musicianscloser economy froma perspectivenot so stronglyreferencedto earlier
to Debussy's time, who were grapplingwith the novelty of his tonal music. One encounterscertain sounds over and over in
sound spectrum, trying to place it within their experiential Debussy's music, in many kinds of contexts, and so it seems
musical world.7There is a limitationto this approachhowever, reasonableto adoptan approachwhich facilitatesidentification
as it suggests an arbitrary quality about the composer's of, and distinctions between, similar and dissimilar sound-
process-as thoughhe simply absorbedall these 'devices" and constructs.
poured forth a confusion of harmonic and tonal distortions, While identificationof differences between dissimilar ele-
contradictionsand exoticisms, which need only to be properly ments is not normallyproblematical,the question often arises
identifiedand labeled to be understood.Such a view is incom- whether such elements also share common features (which
patible with this author'sperceptionof the composer's works might help to explainhow they contributeto a listener'ssense of
whom they impress, overall, as coherent, logical and highly coherence in a work, even as they manifest its diversity). One
organized:as exhibitingeconomy and selectivity in their pitch may also wonderwhether, and to what extent, elements which
resources. Besides, they sound profoundlydifferent from the appear to be similararein fact dissimilarwith regardto features
repertoryof Debussy's antecessors,despite the fact that, taken which delimit sound-color.Pitch-settheoryprovidessome use-
out of context, a large proportionof the sound-elementsof his ful concepts and proceduresfor coping with these problems.
pieces are familiaras constituentsof earlier music. It may be useful to statecertainmethodologicalassumptions
Not all analyticalstudies of Debussy's music are classifiable which influencethis author'sway of hearing.First, it is assumed
with those described above. Studies by HerbertEimert8and thateconomy of means is an importantconstituentin a workof
Robert Moevs9 are less concerned with "devices" and tonal art;the less "things" a piece is "about," the moreeasily it may
features,and revealmore aboutmotivic or whatmightbe called be processed by the listener and the greater its coherence.
cellular aspects of organization.Schnebel's study of "Brouil- Second, great works of musical art, while economical, often
lards" reveals an interestin relationshipsbetweenpitch organi- display a high degree of complexity in the utilizationof their
zation, the acousticalcharacteristicsof the piano, and timbre. 0 limited pitch resources. Thirdly, pitch organization-though it
My studyfollows a less traditionalapproachand resultsfrom is not the only aspect of a compositionnor, indeed, necessarily
the most significant aspect-is more importantand may be
emphasizedin analysis, even thoughit cannotbe separatedfrom
7The "message" of Lenormand's treatise is that Debussy's music was
other aspects.
"new," butnot altogethernew; thathis innovationsconsistedof the mannerand
extent to which his pitch resourceswere used, but thatthe resourcesthemselves This study proceeds from a listener's point of view rather
may be traced to earlier practice. from that of the composer. Any speculation regarding
8HerbertEimert, "Debussy's 'Jeux,' "translated by Leo Black, Die Reihe, Debussy's motivations and intentions always originates from
no. 5 (1961), 3-20. this perspective.
9RobertMoevs, "Intervallic Proceduresin Debussy: 'Serenade' from the
Sonata for Cello and Piano, 1915," Perspectives of New Music, 8 (1969),
82-101.
l?Dieter Schnebel, " 'Brouillards'--Tendencies in Debussy," Die Reihe,
no. 6 (1964), 33-39.

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PitchOrganizationin Debussy 121

1.

Some definitionsand assumptionswhich obtainfor this anal- NormalOrder."13A set-formmay appearin eitherascendingor
ysis may be summarizedbriefly as follows. descendingorder, whichever arrangementmeets the criteriaof
Octave equivalence is assumed throughout,so that the term Best Normal Order.Sets which carrythe same label but which
"set" is used to mean "pitch-class set" and, in turn,pitch-class appearin opposite order(i.e. one ascending, one descending)
set refers to a group of pitch classes. are inversionallyequivalent.
Integernotation,in which the twelve pitches of the tempered The selection process by which one decides what shall be
chromaticscale are numberedin ascending order (with C=O, considered an analytical object is necessarily subjective. In
C-sharp=1, . . . B=1 1) will be employed frequently. Intervals general, for this analysis, pitches have been groupedas entities
will often (though not always) be reduced to six octave and on the basis of notationalcues, as well as heardcues. I have not
inversionallyequivalent classes, expressed in semitones. attemptedto examine every possible combinationof pitches,
Sets will be representedin the text andexamplesin two ways: nor even every "important" combinationin the pages which
parenthetically, either as pitch names expressed in integers follow. I have tried to cite those combinationswhich exhibit
separatedby commas, or as interval-classarraysexpressed in importantinterrelationshipsand combinetogetherto affordone
integers separatedby hyphens." (Thus a three-note set com- view of "what the piece is about."
prised of the pitches D-E-G-sharp may be representedeither The piece which is to serve as a focus for this paper is
as pitches [2,4,8] or as interval-arrays[2-4-6].) "Brouillards."14
All sets are unordered;thatis, pitch-classorderis not consid-
ered to affect the identity of a set. 2.
It is assumedthat sets retaintheir identities underthe opera-
tions of transpositionand inversion, and the various transposi- The piece begins with two brief gestures-each of an eighth-
tionally and inversionallyequivalentpermutationsof a set will note's duration-which are immediatelyrepeated.Both consist
be referredto as "set-forms." of seven notes: triads in the left hand articulated against
Allen Forte'slist of sets has been employedfor the purposeof arabesque-likefour-notefigures in the right. (Example 1 shows
identifying and naming different collections.12 In examples bars 1-3 with all appropriatesets cited.) The second gestureis a
displaying sets for reference, sets are arrangedin that adjacent transpositionof the first;both are forms of set 7-31. However,
ordering within an octave which conforms to Forte's "Best the second is not a literal transpositionof the first in all its
details. The firstleft-handtriadis a formof set 3 -11: the second
of set 3-10. The firstfalling-figurein the righthandis a formof
IRichard Chrisman, "Describing StructuralAspects of Pitch-Sets Using set 4-26: the second of set 4-27. In this way five pitch-class
Successive Interval-Arrays,"Journal of Music Theory, 21 (1977), 1-28, sets of great importancefor the piece emerge (Example 2);
describes a numberof useful applicationsfor intervalarraysin analysis.
quietly and with greatsubtlety, sets 3-11, 4-26, 3-10, 4-27,
12AllenForte, The Structureof Atonal Music (New Haven: Yale University
Press, 1973), 179-81. I am indebtedto this source as a useful and convenient 13Forte,p. 4.
reference for many conceptual and proceduralaspects of pitch-set theory in- 14ClaudeDebussy, "Brouillards," from Preludes,Book II (Paris;Durandet
voked in this study. Cie., 1913), 1-6.

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122 Music Theory Spectrum

Example 1

Modere

3-1 1 (7.4.0)
(.6.4.33
,0 1 ( 2.5)
/3
7-31 (7.6.4.3.1.0. 10)

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Example 2

r
3-11 (7,4.0) - 3-10 ( 11.2.5) ~~-
I_~~ 17-31 (7,6,4.3, 10. 0)
U -I bo-, I bo&V I - _I 1 ? 6. _
V -- - ;,, l-^ X I'H' 'v k.. -
Y -1o0 h Bo bo
- ,
uW-)
~4-26
1.1.3L6 (
0 bL-r
4-26 (10.,1.3,6) 4-27 (8.10. 1.4)

and 7-31 are exposed and affirmed in the repetition which subsidiary pitch resources which appear throughout the piece
follows. may later be seen to arise, to some extent, from procedures
The second and third measures contrast with the first, at the which occur in these measures and to extend these procedures
same time revealing clues about the subsequent utilization of the into their own domains.
five sets and certain properties each possesses. Even the many

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PitchOrganizationin Debussy 123

Measure 2 quickens the tempo of the left-handchords, pre- Example3


senting three transpositionsof set 3-11 (in its inversionally
equivalentmajorand minor triadforms), against a single pitch 2 3
(D-flat) in the righthand. The coincidence of the D-flat with the A 7-35 (11.0.24.5,7.9) 7-35

third(3-11) chord yields anotherform of set 4-27, while the AC . IA.


- 1
samepitchjoined to the fourthchordproducesa new set (4-19).
The thirdbarcontainstwo formsof 3 - 11 andone of 3 - 10 in the
left-handchords, while the right handsuperimposes,in succes- Copyright1913 Durandet Cie. Used by Permissionof the Publisher,Theodore
sion, forms of 4-26, 4-27 and 4-26 again, the whole joining PresserCompany. Sole RepresentativeU.S.A.
in features identical or similar to those of measure 1 (the last
seven notes form a new set, 7-32).
Several processes may be observed in these three measures of eight pitch classes alternatingwhole and half-stepswithin an
with respect to the use of the five "primary"sets-as well as to octave). The small sets projectthis featureonly weakly, due to
the use of the other'non-primary" sets. First,the smallprimary theirtonal connotationsas noted above. Because they are more
sets arejoined in differentways to producethe largeprimaryset, likely to be closely associatedwith these tonal constructs,they
7-31. Second, the same small sets are joined in ways which requiresome element of supportto rendertheirconnectionwith
synthesize new sets-for example, set 7-32 grows out of the octatonicisminferableto the listener. Only set 7-31 is unam-
unionof 3 - 11 and4-26 in bar3 (thirdeighth). These processes biguously octatonic, lacking but a single pitch of forming that
recurrepeatedly,resultingin a greatvarietyof materialsrelated superset.In this piece, as we shall see, it is the synthesis of the
to the primarysets. A thirdprocess appearslater, in which the smaller sets into the large one which either emphasizes or
large primaryset is partitionedinto new subsets. This may be suppressestheiroctatonicproperty.This can be heardin the first
thought of as a kind of "opposite" to the second process threemeasures,wherethe predominanceof set 7 - 31 in measure
described above. While it does not occur explicitly in the first 1 and throughthe first two eighths of measure 3 projects the
three bars, it might be consideredimplicit in measure3, where octatonic coloring, while its absence in measure2 results in a
the three triads of the left hand form the same seven-note quite different sound-color.15
collection as those of bar2 (set 7-35 [11,0,2,4,5,7,9]; Example
3). 3.
The small sets-3 - 11, 4-26, 3 - 10, 4-27-are all common
sounds in tonal music. Harmony characterizesthem, respec- The materials of the first three measures recur in diverse
tively, as the majortriad(or its inversionalequivalent,the minor contexts throughoutthe piece, and an account of events is
triad),the minor-minorseventhchord, the diminishedtriad,and facilitated by providing some sort of "formal plan" for the
the major-minorseventhchord(or its inversionalequivalent,the
diminished-minorseventh chord). The seven-note primaryset
(7 - 3 1) is not a familiarcombinationin the harmonicvocabulary 15Inadditionto the small primarysets cited in bar2, new sets 4-19 and 7-35
of tonal music. also appear-the latterperhapsless conspicuousthanthe former.Neither4-19
All five sets are subsets of the "octatonic" scale (composed nor 7-35 are subsets of the octatonic scale.

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124 MusicTheorySpectrum

work. The piece can be characterizedas conformingto a kindof It must also be noted that the distinctions between transitional
rondo scheme (ABACA), where each adjacent pair of lettered and thematic sections attenuate towards the ends of the piece.
sections is separated by a "transitional" or "coda" section. The A sections feature a return to the material of the first three
Such a formal plan is diagrammed in Figure 1. The plan arises bars, either in whole or in part. In the first such return, measure
from a "conventional" perception of the piece as consisting of 24 (last four eighths) corresponds to measure 1, bar 25 to bar 2,
elements-passages-which could be termed "thematic" in a and bar 26 to bar 3. Bars 27-28 correspond to bar 4, but the
general sense and elements which, by comparison, may be alterations are significant. (Bars 27-28 will be examined in
heard as fulfilling connective, change-effecting or concluding detail shortly.) The third and last A section is only a shadow of
roles-labeled "transitional" or "coda." the original. Bars 43-44 (last two eighths) employ material of
The exact points of subdivision have been reached with diffi- bars 1-2, but in truncated form -only one statement of the
culty in some instances. However, the divisions posited here corresponding earlier bars' material sounds each time. Bars
permit a productive examination of the piece and minor changes 45-46 reiterate the two transpositions of set 7-31 of bar 43.
would not significantly alter the results of this analysis. (The pedal C which is articulated in bars 43-46 is a significant
The chief criterion for designation of divisions has been the tonal addition to this return of A material, but as tonal consider-
pronounced changes in thematic material and rhythmic charac- ations are not in the sphere of set relations, upon which this
ter which occur intermittently. Sections labeled with letters are analysis focuses, it will not be dealt with. It is but one of many
easy to distinguish "thematically." The "transitional" and tonal cues which point to C as "centric" for this piece.)
"coda" passages pose difficulties for they tend to mix familiar The transitional passages which separate each pair of sections
with new material. They are distinguished from the "thematic" contain some appearances of A material and in this manner
sections which adjoin them by the assertion of their different affirm the primary sets in toto, as first exposed in the piece.
rhythmic character; they are less obviously regular-more Examples may be found in bars 5-6 of the first transition (the
complex in their greater range of durational values - than are the last two eighths of each bar), and in bars 20 and 21 of the second
lettered sections. At the same time, they evince a simpler and transition (last two eighths of each bar). The material of the third
lighter texture, usually consisting of only one rhythmic "voice" transition (29-31) is "new," though not entirely bereft of
at a time. primary sets. However, they emerge in new environments here,

Figure 1. A formal plan for "Brouillards"

BARS: 1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51

A tran- B tran- A tran- C tran- A coda


sition sition sition sition
#2 #3 #4
#1|

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PitchOrganizationin Debussy 125

Example 4

3-11 (1,10,6)

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representedonly by forms of the triadic set 3-11 (Example4; contexts: the first and second transitionsand the coda do so as
the [1,10,6] form in the rapid-note left-hand figure of bars well. The third and fourth transitionsemploy different pitch
29-30 is perhapsunlikely to be discernedas a separateentity, materials,thoughtracesof the originalresourcesin the form of
embedded as it is in set 4-18). set 3-11 do appear. However, the B and C sections are alto-
The fourthtransition(38-42) contains no conspicuous dis- gether different in their relationshipto our primarysets.
positions of primarysets, though one form of 3-11 (8,4,1) is The B section (bars 9-17 in the formal plan) emerges from
outlinedby the skips in bar39 (Example5; see also bar 19 of the the last two measuresof the first transition,out of the union of
second transition for a similar outlining). This is somewhat 3-11 with 4-26, in the gesture which appears on the third
reinforcedby the shape of the line itself, in which the stepwise eighth of bar7 (formingnew set 7 - 21), recursin bar8, andthen
motion may "direct" the ear from the initial C-sharpto E, and persiststhroughthe next five measuresas an ostinato(Example
towards G-sharpfrom G (Example 6). 7). This set (7 -21), bornof a new synthesisof the smallprimary
The "coda" following the last A section contains the three- sets, contrastssharply(in its intervalliccontent)with set 7-31,
note primarysets (3-10 and 3-11) in the left hand in bars so that the B section is distinguishedfrom the A section by a
48-52, without the four-note overlay of measures 1-2. marked change in sound color (though not in sound density,
In summary,not only do the A sections employ the primary since seven-note combinationsremain the norm for each ges-
sets exposed in bars 1-3 in similarandthusreadilyrecognizable ture). These particularseven-note sets differ considerably in

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126 Music Theory Spectrum

Example 5

8. bassa -------- j

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Example 6

3-I 1

A -
v:--^- a , Ln
r ir'
(iI,I i i

-11 ( , 4, I)

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PitchOrganizationin Debussy 127

Example 7

7-21 (:I32111,10,7,6))
1-26)((I( ) ) I
7-21 7-21
7 8
/ 10~- -6

[]
6 etc.

L- ( X/ * / /
lfI j I__H' i
3-I1 (2,1 1,7)

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intervalliccontent; as Figure 2 shows, they share no common Figure2. Intervalvectorsfor sets 7-31 and7-21
entries for any interval class across their vectors.
The "melody" of the top staff, while adheringto the pitch 7-31 [336333]
contentof the ostinato, articulatestwo new combinationsas well 7-21 [424641]
as anotherformof a familiarone (Example8). The threepitches
of bars 10-11 -the lone F-sharpplus the C-sharpdecoratedby
the grace note D- yields set 3-4. The next barrearticulatesthe
F-sharpon beat one but this time it is decoratedby G, forming
set 4-8 with the lower figure of beat two. The continuationof staves), as the second half of a new melodic shape(the first half
the lower line on the top staff of bar 13 unfolds set 3-11 as forms set 3-5) and again, similarly, in the fourthtransition,in
(1,10,6)--a transpositionalreadycited in connection with the bars 39 and 41 (Example 10).
third transition(see Example 4), which follows this section. In this way, the first transitionintroducesa new set (4-8),
Set 4-8 was articulatedearlier, in bars 5 and 6 (first two which recurs in the B section's "theme," containing set 3-4
eighths), in a different transposition(Example 9). Set 3-4 embeddedwithin (articulatedin bar 11). The latterwill provide
recurs later, in the second transition (bars 19 and 23, lower a basis for materialin transitions2, 3, 4 and in the coda; thus a

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128 MusicTheorySpectrum

Example 8

13 3-11 (1,10,6) 14 15

Copyright1913 Durandet Cie. Used by Permissionof the Publisher,Theodore connection between contrasting "transitional" and "thematic"
PresserCompany. Sole RepresentativeU.S.A. material is established in the B section.
The third transition (bars 29-31) is quite different in charac-
ter from the others. As cited in Example 4, it includes sets 3- 1,
3-5 and 4-18 in the rapid notes which open bars 29 and 30.
Each of the last eighths of those measures combine two forms of
set 3-11 in an ornamental figure which sums to set 6-30-in a
total of two transpositions (Example 11; compare to Example
Example 9
4). Thereafter, in bar 32, an ostinato begins which includes five
notes: a form of set 5-19 (Example 12). With the exception of
3-11 these sets all lie outside the matrix of primary sets.
4-8 (7.8.01) The C section itself issues from the ostinato of bar 32, to
5
nI which it adds, in bars 33-34, a melodic shape of two bars'
:/ b/ \ L
t^ duration, moving in eighth-notes (for the most part) in the left
-A /'2
-
N '~I1 hand (Example 13). These moving eighths effect a change in the
ostinato of bar 32 (based upon set 5-19), in that one note, D, is
not always present; it is often replaced by one of three other
pitches. The four notes which are consistently present (9,8,6,3)
Copyright1913 Durandet Cie. Used by Permissionof the Publisher,Theodore form a combination labeled 4-13. Taken together, the moving
Presser Company. Sole RepresentativeU.S.A. eighths also form set 4-13, but in a permutation inversionally

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PitchOrganizationin Debussy 129

Example 10

(I12.7)-) , . ) :-. 3-4 (1,5,())


18 - 22 ->
I
;w ; w--i^y r 0i^
i(^T- j)-
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Presser Company. Sole RepresentativeU.S.A. equivalent to that of the ostinato (11,0,2,5). The interaction of
the ostinato form of 4-13 with the melodic form yields various
five-note combinations-including, of course, set 5-19 when
the variable pitch is D. (Figure 3 depicts these relationships by
Example 11 representing the ostinato form of set 4-13 as a large rectangle
intersecting a series of small rectangles which represent each
F pitch of 4-13 in its melodic form.) It is the intersection of these
A29 k G
pitches with the ostinato which produces the range of five-note
|-,^tWrpm^i^
IM/ -0'- -
I
I
II sets cited on Example 13. (The example and figure assume the
listener retaining the two sixteenths of the left hand [6,9] articu-
6.1
lated on each quarter.)
If bars 33-34 are viewed as a phrase, each half-phrase
Copyright1913 Durandet Cie. Used by Permissionof the Publisher,Theodore (antecedent bar 33 and consequent bar 34) yields a different
Presser Company. Sole RepresentativeU.S.A. permutation of set 7-31. (The four forms of set 7-31 are cited
to the right of bars 33-37 of Example 13.) Bars 36-37 trans-
pose the material of bars 33-34 (where t=5) and so also the sets
found there. Though the large set, 7-31, is quite conspicuous,
Example 12 very few small primary sets occur (3-11, 3-10 and 4-26 all
appear-they are cited in Example 13, bars 32-34, and are
32 , easily located in corresponding bars 36-37-but they seem far
9 k II less prominent than the "new" four and five-note sets).
Ive 11 Taken as a unit, the sum of all pitches of the entire two bars of
<lpRSi
33-34 (corresponding to the complete melodic shape of the
5-1 9 (9,8,6,3,2)
moving eighths in the left hand) forms set 8-28
(11,0,2,3,5,6,8,9)-a form of the octatonic scale. Bars 36-37
Copyright1913 Durandet Cie. Used by Permissionof the Publisher,Theodore provide a transposition (4,5,7,8,10,11,1,2).
Presser Company. Sole RepresentativeU.S.A. A connection between the new sets cited in the third transition

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130 Music Theory Spectrum

Example 13

,Section C ----- ------ 8 ------,


Un peu relenu
A 31 '32 _ ._- -
-. ._-. .d A
_-, 33
t- 8-8-
^-^ /
t
-'&
.--s

I
7-31
-gstii7 PP y J j- 310(112 (2.3,5.6.8.9.1 I)

J __S ~- _

1 jPP~~~~~~
'
tS~~
/ 3-11 (9,6,2)

5-19 (9,8,6,3,2) 5-19 (9.8,6,3.2) 5-10(9.8,6.5.3) 5-19 (9,8.6.3,2) 5-25(11.9.8.6.3)

3-------, ( ?-------,

A A
*
35 ^^. (^L . t,

7-31
(3,2,0,11.9.8,6)

j Sv .______------

5-19 5-19 (7,6,4, 1.0)

- 4-
37 -,
Z- , h0 ^--- V ^

LJvf7t Fr_ r Ff
I bLr
.J^Mb F -31
7-31 : >(8,7,5,
< pupp .
(7,8,10,11,1,2,4) :' 4,2,
I\ 11)
I
I ij ^ J J~ bJ J j
IH
51 2,1,11,7,6) 5-19 5-25 (4,2,1,11,8) (5-25) 5-19 5-25 5-31 (2,1,11,8,5)
5-105-19(2,1,11,7,6)(2,1,11,1,8)

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PitchOrganizationin Debussy 131

Figure3. Diagramof bars33-34 showinginteraction


of inversionally
equivalent4-13 set forms

BARS r-33 I 134 I


4-13:
(9,8,6,3) 8 ........ _._ -
6 -- -- --- - _ --- --
___ --- - -

P171_p1 . . . .
1 i1
4-13:
(11,0,2,5) 2 5 2 J 11 2 11
--
0

(Examples 4 and 11) and those of this C section (Example 13) comparisonof the five-note set in the righthandwith the earlier
can be seen in the fact thatall are subsetsof the octatonicscale. measures indicates that these five notes most nearly resemble
Most of them (primarysets 3-11, 3-10 and 4-26 excepted) the four-notecombinationsounded againstthe (7,4,0) form of
sound octatonic due to the presence of tritones and minor sec- set 3-11 in bar 1 (first eighth); here in bar 4, the five notes
onds (often in multiples) and alternatingwhole and half steps consist of thatset 4-26 with the additionof A-flat. If the latteris
between adjacenttones, more characteristicof this collection removed, for purposesof comparison,and the seven-note resi-
than of the major and minor scales. In a sense, the transition due identified, the resultantset is 7-21--in exactly the trans-
preparesthe way for an increaseof octatonicsound color which position used for the B section ostinatoof bars9-14! (Example
reaches its fullest expression in the C section. 14 shows the 7-21 residue to the right; compare with 7-21
4. shown in Example 7). And indeed, a close connection may be
heard between the sound color of bar 4 and the B section's
Returningto bar4 of the firstA section, one may observe that ostinato. In a sense, the materialof bar4, emergingfrom thatof
while it resemblesthe precedingmeasuresin its articulationof a bars 1-3, actually anticipates,in a subtle way, the ostinato of
triadin the left hand(set 3-11, this time as [2,11,7]), the right the B section.
handnow containsfive pitches insteadof the usual four (Exam- Bars 27-28 of the second A section resemblebar4, with the
ple 14). Together,bothhandsprovidea totalof eight pitches(set bipartiteset 8-20 appearingon the first half of each measure,
8-20)-but this reveals little about any possible connection but the third and fourth eighths are different here. They too
between bar4 and those which precedeand follow. However, a consist of eight notes (providingtwo transpositionsof set 8-27

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132 MusicTheorySpectrum

Example 14

4 7-21 (,2,, I1I

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this time), partitionedinto forms of set 3-11 ([7,3,0] and andthatform, combinedwith the left hand's3-11, producesan
[2,5,9]) and five-note sets. The first of the latterconsists of the alien set, 7-Z37 (6,5,3,2,0,10,9). Nonetheless, one may con-
same notes which occur on beat one of each bar (10,8,6,3,1), templatethe passagesof bars4 and 27-28 vis-a-vis theirsubtle
the second, of (0,10,8,6,3). If the reasoningof bar4 is pursued differences and their occurrences in only two of the three A
here, one may again reject the A-flat from the first set-for sections. Couldit be thatwe experiencea hintof preparationfor
purposesof comparison-and discover thatthe seven-noteresi- the B section's shift in predominantseven-note set material,
due forms set 7-31 in its original transposition throughbar 4's supersetof set 7-21 which, having to fulfill a
([7,6,4,3,1,0,10], Example 15; compare to Example 1). differentkind of anticipatoryrole in bars 27-28, undergoesa
A similarprocess appliedto the last eighthof bar27 produces subtle change (into 7-21's superset followed by 7-31's
less felicitous results. The five notes in the right hand do not superset)and, being unnecessaryin the concluding A section,
closely resemble any four-note primary set form of bar 1; does not appearthere at all?
instead, they resemble (but are not identicalto) a transposition 5.
of the precedingeighth of bar27. However, if all five notes are
viewed as candidatesfor exclusion, one in particular-B-flat- Severalarchitectonicprocessesmay be perceivedin "Brouil-
leaves a primaryset form (4-27 as [8,6,3,0]) which in turn lards" througha set interpretationof the piece. First of all, a
combines with the left-hand's 3-11 form to produce another connectionexists between the formalplan and the primarysets
transpositionof set 7-31 (9,8,6,5,3,2,0). Since set 7-31 is to cited in that materialfirst presentedin the piece recurssubse-
be ascendent,one could extend to the C section, by analogy to quently in similarforms, therebydefining the A sections in the
bar 4, the suggestion of anticipation,of that set's impending rondo scheme. The contrastingsections-B and C-draw upon
importance.Such an inferenceis speculative-especially since the sets too, but find different applicationsfor them. The B
thereis anotherpitch (A-flat) in the right-hand'slast eighth (bar section employs the small sets, 3-11 and4-26, butjoins them
27) whose rejection would yield a form of primaryset 4-27, in a manner which forms a contrasting seven-note superset,

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Pitch Organization in Debussy 133

Example 15

,
7. 6,4, I
_
A bs^kb,, .* ?..I..(.6 ,~I"--,
I1
, -10,
0)1 A
A ~Xkblel"
"(9116~~->
'_b _L.. - ,- *^L7-3
* L i
.0)

....,,/
- "- - i .... , .i-o
8-27 (8,7,6,4,3, 1,0,1)
-7 ,,,,,)) (I

V V
Q^Q^K W^?~~~~~~4

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preceding transition, which are saturatedwith octatonic sets.


The rest of the time-that is, in the A sections and transitions
and coda--it dependsupon the presenceof set 7-31 andon the
7-21. The C section eschews the small primarysets in favor of proportionof non-octatonicnew sets presented. For instance,
the large one (7-31) which is partitionedinto new four and the fourthtransitionexhibits a paucityof octatonicsets, relying
five-note combinations.The transitionalsections utilize mate- instead upon non-octatonic(and non-primary)sets 3-5, 3-4,
rial directlyborrowedfromthe A sections, andthey also initiate 4-9, and 6-5.
important"new" materials (though these are seen to harbor
connections with the "old," in the B section). In a mannerof 6.
speaking, the new materialof the transitionsmay be thoughtof
as having been "spun-off" the original material, assertingits Were it necessaryto characterize"Brouillards"in a word, I
independencein those passages. would propose"dichotomous." The piece strikesme as ambig-
The aspectof octatonicismis also tied to the formalplan. The uous in severalrespects:in its fluctuationbetweenoctatonicand
potential for octatonicism exists in all the primarysets, but at non-octatonicpassages (is it octatonic or not?), its use of pri-
times it is entirely thwarted, as in the case of the B section. mary sets in the B and C sections (does 7-31 result from the
Elsewhere it is strongly exploited, as in the C section and unionof the small sets or do the latterresultfromthe partitioning

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134 MusicTheorySpectrum

of the large set?), the formal plan itself in its dual aspects of The process of discoveringsuch combinationsand theirsub-
rondo scheme with transitionsand coda versus alternationof sequent dispositions is facilitated-aurally as well as
passages of contrastingrhythmiccharacterand texture-a view visually-by approachingthe music from the perspective of
in which the "transitions" assume a stature of importance pitch-set relations. One sees and hears connections between
comparableto the letteredsections (this view supportedby their apparentlydiverse elements which one might otherwiseignore.
relatively equal lengths in the work). Finally, there is, in the One may also become aware of distinctive features among
appearanceof the score, a sense of dichotomy in the way the otherwise similar elements which might escape notice.
composer is constantlyjuxtaposingand superimposingflats or Moreover, some advantages derive from the absence, in
sharps against naturals-diatonic C-naturalin the left hand in set-theory, of notions such as "tension" and "resolution," of
bars 1-4 against flats in the right hand; C-natural(dominant "motion" and "repose" as parametersdefining propertiesof
triad)for bars9-17 in the left handagainst sharpsin the right. pitch combinations.The emphasison intrinsicand quantifiable
There is a suggestion of indecision or lack of resolutionin this propertiesin set theoryis especially compatiblewith pieces like
dimension which persists to the very end, where the last sound "Brouillards," where quantitative changes occur from one
heard is the leading-tone triad (not the "tonic" C-major), temporalpoint to another,but wherecoherencedoes not depend
against the still-floating A-flat in the right. This quality of uponthe resolutionof "conflicts" traditionallyconsideredto be
ambiguityor "lack of focus" alludes to the title of the piece- implicit in certain pitch combinationsor contexts.
"Fogs"-by the presentationof resources and manipulative One is not constrained from observing other aspects of
proceduresat the beginning of the piece which point in two or Debussy's music, including that of tonality. On the contrary,
more directionsat once, all of which are then affirmedlater in identificationof set relationshipsoften seems to support,albeit
the piece. The conflict betweencontrastingcharacteristicsis not from a different perspective, conclusions one may draw from
resolvedin the conclusion-the listeneris left projectingthemin other modes of pitch analysis.16
his mind's ear-yet it is remarkablehow interdependentall Other pieces examined by this author exhibit pronounced
elements of the piece are, including (and contributingto) this differencesin both pitch resourcesandprocess, suggestingthat
aspect of dichotomy. whateverinsight is gained into the natureof Debussy's compo-
To a ratherlargeextent, Debussy's music (of which "Brouil- sitional process throughthe apparatusof pitch-set theory does
lars" may be consideredtypical) reveals, in its pitch resources, not include the revelationof a system or formulafor producing
combinationswhich exhibit characteristicslying beyond tradi- pieces. Althoughcertainsharedcharacteristicscan be observed
tional notions of harmony,voice-leading, and a referentialtone in his music-"favorite" sets, idiosyncraticways of using sets
andsonority(tonic). On the one hand,he seems to have fastened in some mattersof detail-each piece is its own master.
upon some pitch combinationswhich would arise only coinci-
dentally in music traditionallytonal and which would require
stringent restraints in terms of voice leading and harmonic 16Although"Brouillards" provides a less congenial example than certain
otherpieces in this regard-and for thisreasonexhaustivecompilationshave not
procedures;on the other, he seems to have viewed these and been includedhere-a casual surveyof set formsvis-a-vis invariancepointsto a
more "conventional" combinations, in isolation and in their high correlationbetweenthe white-notematerial(of bars 1- 17, 20-21, 24-28,
interrelationships,in ways which transcendor thwarttheir tra- 42-46, 49-52 left hand) and the scale of C major (i.e. set 7-35,
ditional tonal implications. [11,0,2,4,5,7,9]).

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