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To cite this article: K. A. Ross , O. H. Campanella & M. R. Okos (2002) THE EFFECT OF
POROSITY ON GLASS TRANSITION MEASUREMENT, International Journal of Food Properties,
5:3, 611-628
ABSTRACT
611
highest porosity. Also, the polymer samples with the lowest porosity
showed a Tg range 20 C lower than the polymer samples with the highest
porosity. The tablets (no pores) did not show any significant difference in
Tg as measured by DMTA nor did the ground samples (no pores) mea-
sured by DSC and controlled strain rheometry. This study shows that
porosity of the sample affects Tg measurement. Care should be taken
when reporting Tg values as porosity may introduce an artifact in Tg
measurements using DMTA.
INTRODUCTION
respect to DMTA, it also follows that factors that affect the mechanical
properties of a material will also affect the measurement of the glass
transition.
Regarding the measurement of mechanical properties of foods, there is
much literature available concerned with characterizing the textural quality
of food with measurements of mechanical properties.[6711] Literature has
indicated that the mechanical properties of a material are the direct con-
sequences of the material microstructure and therefore they are affected by
these microstructural characteristics.[6,7] Moreover, researchers have noted
that the presence of pores and the degree of porosity affect the mechanical
properties of the food materials.[12714] Nicholls et al.[5] indicated that cellular
foam-like systems have been used to model crisp foods. They stated that
mechanical failure depends on the cellular structure and the material prop-
erties of the matrix. It was noted by Attenburrow et al.[15] that the structure
of many cereal based foods consists of a porous structure and they may be
described as food foams. It was stated that the key parameter used to
characterize microstructure in relation to mechanical properties is the ratio of
the bulk density of the foam to the density of the cell wall material.[15]
Furthermore, Attenburrow et al.[15] indicated the relationship between the
mechanical properties of porous cereal based foodstuffs and microstructure
may be understood in terms of theoretical treatments that have been devel-
oped by Gibson et al.[16] for a general class of cellular=porous materials.
Work has been performed on extruded foods in order to characterize their
mechanical properties.[12,17719] It has been shown that the mechanical
properties of extruded food products are influenced by moisture content,
density, and porosity.[11]
It follows that the justification of this research was motivated by the
realization that the DMTA measures the glass transition temperature range
via changes in mechanical properties. However, these mechanical properties
are affected by porosity. Therefore the specific objective of this research was
to examine the effect of porosity on the measurement of the glass transition
temperatures.
The ground cheezie and polymer powders were tested with a differential
scanning calorimeter operated on standard scanning mode (2920 Modulated
DSC, TA Instruments, New Castle, DE). The parameters used for differential
scanning calorimetry (DSC) were a temperature increase of 5 C=min and a
temperature range of 57140 C. The samples were analyzed in hermetically
sealed aluminum pans. The DSC was calibrated by measuring the melting
point of indium (157.44 C). An empty aluminum can was used as the
reference holder. The average weight of ground cheezie sample tested was
8.21 0.42 mg and the average weight of synthetic sample analyzed was
5.354 0.31 mg.
The apparent density (ra) of the cheezie was determined from the mass
(m) and the apparent volume (va). The mass of all of the specimens was
obtained after being equilibrated in the LiCl RH chamber. It was determined
616 ROSS, CAMPANELLA, AND OKOS
The results of Tg range measured with the DMTA, DSC, and the rhe-
ometer for the porous polyethylene polymer are given in Table 1. It should be
stated that a synthetic polymer was chosen in order to reduce the effects of
biological variability and as a control for testing the effect of porosity of
measurement of the glass transition since it has been noted in the literature
that biological materials are highly variable and may yield high standard
deviations from experimental measurements.[22,23] It is acknowledged that the
glass transition of a heterogeneous material (as the extruded biological
material used in this research) can be expected to be broad and difficult to
measure.[24] In essence, it may be difficult to obtain meaningful glass tran-
sition measurements from multi-component materials. Additionally, physico-
chemical changes may occur due to the method used for altering the porosity
of the extruded biological material. Therefore, the use of a synthetic polymer
serves as a good control that enables to eliminate most of the problems
created by the sample preparation of biological materials.
POROSITY AND GLASS TRANSITION MEASUREMENT 617
An attempt was made to press the polymer samples that had been
ground to powder into tablets. This would have allowed for polymer speci-
mens with pores (porous rectangular specimens) and polymer specimens
without pores (tablets) to be tested with the same test (i.e., DMTA). The
polymer tablets did not maintain their integrity upon sample loading in the
DMTA. Therefore the only non-porous polymer specimens that could be
tested were in powder form and by using DSC and a controlled strain
rheometer.
There is a significant difference in Tg temperature range measured by the
DMTA. The largest average Tg value was 104.9 C for the coarse synthetic
polymer sample. The fine synthetic polymer sample had the smallest average
Tg value reported at 83.3 C. Statistical analysis (ANOVA) was performed on
the data and it determined that the values were significantly different at
p ¼ 0.05. The Tg range values (Tp) reported were taken as the tan delta peak
from the experimental DMTA graphs. Kalichevsky et al.[3] noted that in
synthetic polymers the tan d peak is commonly used as a convenient defini-
tion of the glass transition. Figure 1 shows a representative DMTA plot
containing both E0 and tan delta vs. temperature for the synthetic polymer.
The Tg range values obtained by DSC were taken from the observed
midpoint of the endothermic heat capacity change (T0 m) which is in accord
with the method used by Kalichevsky et al.[3] Figure 2 shows a representative
DSC scan. The DSC results were subjected to statistical analysis (ANOVA)
and it was determined that there is no significant difference (p ¼ 0.05) in Tg
measured by DSC when the polymer sample is tested in powder form and the
effect of porosity is eliminated.
Tg range values obtained by the controlled strain rheometer (T00 m) were
determined from the midpoint of the change in slope of the G0 values plotted
618 ROSS, CAMPANELLA, AND OKOS
Figure 1. Representative two peaks tan d vs. temperature plot obtained with DMTA.
against temperature. The method was the same as that outlined by Sterling
et al.[21] Again, statistical analysis (ANOVA) of the powder form of the
synthetic polymer showed no significant differences (p ¼ 0.05) in Tg as mea-
sured by controlled strain rheometry. Figure 3 shows a representative plot
containing values of storage modulus (G0 ) as a function of temperature.
However, it must be acknowledged that the fitting of the G0 vs. temperature
curve with the Fermi’s model as suggested by Peleg[25] was included in the
figure. Peleg[25] indicated that the change in mechanical properties in the Tg
range of many biological and some synthetic materials can be described by
the following equation:
G0 ðTs Þ
G0 ðTÞ ¼ ð4Þ
T T 0c
1 þ exp
a0
Tc0 values are nearly 20 C higher than the values obtained from the midpoint
method[21] which are given in Table 1. The reason for these differences may
be attributed to the shape of the G0 vs. temperature plots. Peleg[26] indicated
that Tc0 specifies the inflection point of the curve G0 versus temperature,
which may not coincide with the glass transition of the material. This
explains the difference in values obtained with the method of Sterling et al.[21]
and the inflection point as determined by the fitting model suggested by
Peleg[25] for the fine polymer. This further demonstrates the importance of
not only acknowledging the method of sample preparation, the test method,
and test conditions, but also the method of data analysis when discussing the
Tg range of materials.
Extrudates
Table 3. Glass Transition Measurements of the Extruded Samples in Porous Form and
Tablet Form by DMTA and Powder Form by DSC and Controlled Strain Rheometer (n ¼ 3)
Porous Specimen
DMTA Tp Tablet
Pore ( C) % COV Specimen Powder DSC Powder Rheometer
Modifying DMTA Tp Tm0 Tm00
RH Peak 1 Peak 2 ( C) % COV ( C) % COV ( C) % COV
LiCl-11% 46.1 8.9a 89.3 8.3a 17.8 12.9a 26.42 12.9a 37.9 16.3a
KAc-22% 44.5 9.9a 85.1 7.4a 17.1 13.4a 31.24 13.8a 33.5 15.8a
NaCl-75% 41.7 9.8a 82.5 7.4a 16.4 10.4a 30.86 12.6a 34.2 16.9a
KCl-85% 44.4 7.4a 75.6 5.2a,b 15.5 5.8a 33.58 10.4a 38.2 12.6a
K2SO4-98% 42.4 8.5a 66.9 6.6a,b,c 17.9 10.6a 29.59 8.1a 33.5 13.1a
Figure 4. Representative DMTA plots including both tan d and E0 versus temperature
curves.
obtained for the extrudate powder samples by using the midpoint method of
Sterling et al.[21] Again the reason for these results may be due to the shape of
the G0 versus temperature plots.
For completeness, the final moisture content of the samples that were to
be tested was examined to ensure that moisture content was within experi-
mental error as it has been stated that moisture content affects the Tg.[2,30]
As can be seen in Table 4 none of the specimens tested had statistically
significantly different moisture contents. Also, the moisture loss from the
sample during testing was examined. It was observed that there was a slight
loss of moisture by the samples with different porosity during testing with
DMTA, however there was no significant difference, as determined with
ANOVA (p ¼ 0.05), in the amount of moisture loss among the sample of
different porosity levels. Based on these results, it can be stated that the
different Tg values measured was not due to differences in moisture contents
or differences in moisture losses among the samples. For the synthetic
polyethylene samples, the final moisture content and moisture loss from the
samples during testing was not investigated by virtue of the nature of the
specimens.
Hypotheses
Results of this research show that it is most likely that the effect of
porosity on the measurement of the Tg is an artifact of the DMTA test. One
plausible explanation for samples with greater porosity levels exhibiting
higher Tg measurements may be due to the fact that porosity is inversely
related to thermal conductivity. Marousis and Saravacos[31] stated that
thermal conductivity increases linearly with bulk density. Since thermal
conductivity decreases with decreasing bulk density, samples with higher
Table 4. Average Final Moisture Contents and Average Moisture Loss by the Extrudate
Samples During Testing (n ¼ 3)
SD is standard deviation.
Different letters within a column indicate significant differences (p ¼ 0.05).
POROSITY AND GLASS TRANSITION MEASUREMENT 625
porosity will take a longer time to reach the desired temperature resulting
in higher detected glass transition temperatures. Results of Tanaka and
Tanaka,[32] who measured the Tg temperature range of epoxy resin compo-
sites with silica microballoons, support the above explanation. Tanaka and
Tanaka[32] indicated that the Tg of the composites was high when the resin
and the filler were mixed prior to the addition of curing agent and thereby
had a large amount of gas incorporated into the composite. However, the Tg
of the composites was lower when the resin and the curing agent were mixed
prior to the addition of the filler and this allowed for the amount of gas
incorporated into the composite to be lessened. It was also noted that the Tg
decreased with further degassing of the composites. A way to investigate the
extent of the effect of decreased bulk density (i.e., less gas=air present) on
thermal conductivity would be to run the DMTA test at a very slow heating
rate to allow the temperature of the sample to reach its equilibrium value.
However, a problem with this solution would be that a very slow heating rate
would allow for moisture loss from the sample and this would incorporate a
different artifact in glass transition measurements.
Also, the DMTA applies a constant oscillatory strain to the sample
being tested whereas the temperature increases.[4] This constant oscillatory
strain supplies kinetic energy to the test material and therefore frictional
forces arise. Presumably, more frictional forces arise in the sample with lower
porosity due to the closer proximity of the solid structure on a macroscopic
level. The increased frictional forces present in the less porous material may
serve as an additional energy source to the thermal energy being supplied to
the test material during the DMTA test. Thus, there is more energy asso-
ciated with the less porous samples than the more porous sample at the same
temperature. This may be an artifact and contribute to the less porous
material exhibiting a lower Tg temperature range. This explanation may be
strengthened by the fact that Weipert[33] acknowledged that the presence of
friction in DMTA tests should be investigated and if necessary should be
quantified.
Alternatively, the effect of pore size may be a real result. Phase transi-
tions of organic materials confined in controlled pore glasses have been
studied and a relationship between pore size and phase transitions has been
identified. Mansare et al.[34] studied the phase transitions of 4-methoxy-
benzilidene-40 -n-butylaniline in controlled porous solids and found that as
the pore size decreased the primary phase transition of melting temperature
and the secondary phase transition of Tg were both observed to decrease.
Jackson and McKenna[35] noted that crystalline melting, superfluid and solid-
solid phase transitions shift to lower temperatures for materials confined to
small pores. It has been shown by Jackson and McKenna[36] that for ortho-
terphenyl and benzyl alcohol glasses formed in pores, there was a reduction
in the primary transition of melting temperature as pore size decreased. They
ascribed the decrease in Tg with a decrease in pores size to the large surface to
626 ROSS, CAMPANELLA, AND OKOS
CONCLUSIONS
In all, it has been shown that the quality of porous foods is dictated by
texture and the measurement of Tg has been noted in the literature to be a
viable method of obtaining an index of texture and therefore an index of
quality. DMTA is commonly used in food science research and is a preferred
method of obtaining Tg values. This study shows that for both synthetic
porous specimens and biological porous specimens, the level of porosity
affects the measurement of the Tg. Most likely the effect of porosity on
measuring the Tg is an artifact of the DMTA test. Therefore, the effect of
porosity should be acknowledged when discussing Tg measurements and
future work should be performed to elucidate the actual cause of the
observed effect of porosity.
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