Beruflich Dokumente
Kultur Dokumente
BARRY J. ZIMMERMAN
Department of Educational Psychology, Graduate School and University
Center, City University of New York
AND
RAFAEL RISEMBERG
Department of Communication Sciences, Kean College of New Jersey
Becoming an adept writer involves more than knowledge of vocabulary and grammar,
it depends on high levels of personal regulation because writing activities are usually
self-planned, self-initiated, and self-sustained. We present a social cognitive model
of writing composed of three fundamental forms of self-regulation: environmental,
behavioral, and covert or personal. Each of these triadic forms of self-regulation interact
reciprocally via a cyclic feedback loop through which writers self-monitor and self-
react to feedback about the effectiveness of specific self-regulatory techniques or pro-
cesses. Well known writers’ personal descriptions of ten major self-regulatory tech-
niques are recounted, and empirical studies demonstrating the effectiveness of these
self-regulatory techniques are discussed. We conclude that writing self-regulation is a
complex system of interdependent processes that are closely linked to an underlying
sense of self-efficacy, and we discuss implications of the proposed model of self-
regulatory processes and self-beliefs for guiding future research and developing innova-
tive writing instruction. q 1997 Academic Press
Research for this article was supported in part by grants from the National Heart, Lung, Blood
Institute of the National Institutes of Health (RO1-HL51521-01). Address correspondence and
reprint requests to Barry J. Zimmerman, Graduate School and University Center of City Univer-
sity of New York, 33 West 42nd St., New York, NY 10036-8099.
73
0361-476X/97 $25.00
Copyright q 1997 by Academic Press
All rights of reproduction in any form reserved.
perform alone, often over long periods with frequent stretches of meager
results, and repeatedly revise output to fulfill personal standards of quality.
These demanding personal requirements have led writers throughout history to
develop varied techniques of ‘‘self-discipline’’ to enhance their effectiveness
(Barzon, 1964; Gould, 1980; Plimpton, 1965; Wallace & Pear, 1977). Because
relatively few American students develop high levels of writing skill (DeWitt,
1992), the processes governing the development of writing proficiency are a
matter of considerable national import.
In this article, we review prominent theories of writing regarding issues of
self-regulation and present a social cognitive model of writing self-regulation
to explain major processes that underlie the effectiveness of these techniques.
Third, we recount some fascinating personal descriptions of self-regulatory
techniques by well known writers. Fourth, we describe empirical studies that
demonstrate the key role that self-regulatory processes play in becoming a
proficient writer, and finally, we draw conclusions and consider implications
of this account for future research and development.
THEORIES OF WRITING AND ITS SELF-REGULATION
An early model of writing was proposed by Rohman (1965). This formula-
tion conceptualized writing in terms of three successive stages: (a) prewriting
which involved planning, (b) writing which involved composing a draft, and
(c) rewriting which involved editing and revising. This approach had the
advantage of decomposing writing into subprocesses that could be taught and
self-regulated separately but had the disadvantage of assuming that writing
developed according to a linear sequence of stages. Observations of the pro-
cess of writing using think-aloud protocols revealed that writers seldom pro-
ceeded sequentially—preferring instead to write recursively with planning
and revision recurring at frequent intervals (Bereiter & Scardamalia, 1983).
These results revealed that writing is more than a mental act, it is a behavioral
event that creates a textual product with dynamic properties of its own.
These interactive features of writing were captured more fully in an infor-
mation processing model by Flower and Hayes (1980). They conceptualized
writing in terms of three major components: the writer’s task environment, the
writer’s long term memory, and the writing process. The writer’s environment
involves the rhetorical problem, written text as it evolves, writing tools, and
external sources of information used during writing, such as a textbook.
Writers’ long-term memory involves their knowledge of the literary topic,
the audience, and their own plans. The process of writing is dissected into
three primary components similar to Rohman’s stages: planning the text,
translating ideas into text, and reviewing the literary draft as it is written.
Planning involves three cognitive subcomponents: generating information that
might be included in the composition, setting goals for the composition, and
organizing information that is retrieved from memory. Translating is the
process of converting ideas into textual output, and reviewing involves two
subcomponents: evaluating and revising text as it is translated. Executive
control over the recursive sequencing of these writing processes was vested
in a cognitive monitor. This complex information processing formulation was
designed to explain emergent and self-reactive properties of writing as well
as preplanned ones, such as redefinitions of initial writing goals as the text
evolves.
Bereiter and Scardamalia (1987) developed a similar cognitive model of
writing to explain simple knowledge-telling by novice writers as well as
knowledge transformations by expert writers. Two separate sources of knowl-
edge are assumed to affect writers interactively: content and discourse compo-
nents. Writing is decomposed into four main processes: (a) a mental represen-
tation of the task, (b) problem analysis and goal setting, (c) problem translation
between discourse and content components, and (d) resultant knowledge-
telling. Expert writers transform imperfect results of initial knowledge-telling
by recycling them for additional analyses (b) and translations (c). Bereiter
and Scardamalia treated the act of writing as a recursive problem solving
process that helped expert writers think more effectively about a topic. They
discussed two primary classes of strategies that improved writing: rhetorical
and self-regulatory. Rhetorical strategies refer to methods for developing the
plot or sequence of a written passage, such as starting at the end and using
flashback techniques. Self-regulatory strategies refer to ways of managing
one’s own cognitive behavior during writing, such as checking pronouns
for referential suitability. Like Hayes and Flower, Bereiter and Scardamalia
describe self-regulatory strategies as mental subroutines for enhancing writing
performance; however, they suggest that these strategies also contribute to
the development of one’s cognitive system by enabling the personal discovery
of new linguistic rules. Thus, cognitive self-regulatory strategies are viewed
as essential for explaining how writers can acquire greater skill from their
own writing efforts.
The latter two models have provided fruitful accounts of cognitive inter-
active aspects of writing, spawning important investigations of expert–novice
differences in key writing processes, such as planning, translating, reviewing,
and monitoring. For example, compared to experts, novices seldom set writing
goals, usually create text in order of recall regardless of the audience, seldom
monitor their output in relation to writing goals, and seldom revise text at an
organizational level, (e.g., Flower, 1979; Flower & Hayes, 1981; Flower &
Hayes, 1984; Scardamalia & Bereiter, 1983). Although the task environment
is a component in Flower and Hayes’ (1980) model and self-regulatory strate-
gies are discussed as an important feature of writing by Bereiter and Scarda-
malia (1987), both of these models focus on the role of cognitive processes
in students’ writing competence.
Explanations for writing performance and its self-regulated development
ties associated with writing, and personal processes involve writers’ self-
regulation of cognitive beliefs and affective states associated with writing.
This triadic system of self-regulatory processes is closely linked to an underly-
ing sense of self-efficacy. Self-efficacy for writing refers to perceptions of
one’s own capabilities to plan and implement actions necessary to attain
designated levels of writing on specific tasks (Zimmerman & Bandura, 1994;
Pajares & Johnson, 1994), such as one’s certainty about getting an A on a
book report. Social cognitive theory (Bandura, 1986) is especially well suited
for explaining the self-regulation of writing because it emphasizes (a) recipro-
cal relations between triadic sources of self-regulatory influence and (b) the
role of self-efficacy beliefs on personal motivation and achievement.
We suggest that personal, behavioral, and environmental self-regulatory
processes interact reciprocally during writing via an enactive feedback loop.
This loop is composed of a cyclic process in which writers monitor the
effectiveness of their self-regulatory strategies and self-react to the ensuing
feedback in a number of ways, such as continuing the strategy if it is successful
and modifying or changing it when it is not. ‘‘Process’’ approaches to writing
especially emphasize the important role of this self-regulatory feedback loop.
For example, Murray (1990) describes the process of writing as inherently
recursive rather than neat or linear. ‘‘We start drafting, not knowing what we
are going to say and find we are collecting material, and the order in which
it begins to arrange itself on the page makes our focus clear’’ (pp. 7–8).
Corresponding to these triadic influences are three classes of writer self-
regulation: covert (personal), behavioral, and environmental (see Fig. 1). Co-
vert self-regulation refers to the adaptive use of cognitive or affective strate-
gies, such as when writers set aside a 3-h time period to write each day or
lower their self-evaluative standards to reduce anxiety. These writing strate-
gies are continued or changed depending on feedback regarding subsequent
personal productivity. Behavioral self-regulation pertains to the adaptive use
of a motoric performance strategy, such as when a writer keeps a record of
the number of pages that were written during a particular day. This strategy
is continued or modified depending on feedback showing its differential effec-
tiveness. Environmental self-regulation involves a writer’s adaptive use of an
context-related strategy, such as closing the window of the room to screen
out distracting sounds. This strategy is continued or adjusted on the basis of
the number of intrusive sounds when the window is closed compared to when
it is open.
From this triadic perspective, the relative importance of each form of self-
regulation during writing is assumed to vary on the basis of (a) personal efforts
to self-regulate, (b) outcomes of behavioral performance, and (c) changes in
environmental context. Consider the example of a high school girl who is
writing an essay on the impact of televised violence on children’s aggression.
She might improve her writing effectiveness by setting daily output goals
FIG. 1. Reciprocal determinants of self-regulated functioning. Adapted from ‘‘A social cogni-
tive view of self-regulated academic learning’’ by B. J. Zimmerman, Journal of Educational
Psychology, 81, 330. Copyright by the American Psychological Association. Reprinted by permis-
sion.
TABLE 1
TRIADIC SELF-REGULATORY PROCESSES in WRITING
Environmental processes
1. Environmental structuring involves selecting, organizing, and creating effective writing
settings, such as a sound proof room.
2. Self-selected models, tutors, or books refer to social sources of writing knowledge and
skill, such as learning to use metaphors by imitating a gifted novelist.
Behavioral processes
3. Self-monitoring pertains to overt tracking of one’s own performance, such as keeping a
record of pages of written text.
4. Self-consequences refer to making a reward or punishment contingent on one’s writing
accomplishment, such as going out for dinner after completing the first draft of a report.
5. Self-verbalization pertains to personal articulation to enhance the process of writing,
such as saying dialogue for a play aloud as one composes.
niques for writing. Benjamin Franklin described his use of a social form of
environmental self-regulation, self-selected modeling, to improve his style of
writing (Lemay & Zall, 1986). First, he would make notes on a passage
written by an exemplary literary model and then would attempt to rewrite
the passage from his notes. Finally, he would compare the two versions to
see where he could still improve his writing technique. This self-selected and
self-initiated modeling method for improving Franklin’s writing worked well:
Although he received little formal training as a writer, his Poor Richard’s
Almanac was among the most widely read books of its time.
We turn next to the second of these triadic categories, behavioral forms of
self-regulation, which involve specific overt motoric activities that writers
use to manage their craft more successfully. Many authors gave considerable
attention to self-monitoring or self-recording of various forms of written
output, such as page or word production. For example, the British novelist
Anthony Trollope (1946) wrote more than 50 novels and was perhaps the
greatest record keeper in literature. When he began each new book, he would
organize his personal diary into weeks, and he would set specific writing
goals for each period. Faithfully recording the pages he completed each day,
Trollop averaged 40 pages per week, never dropping below 20 pages and
topping out at 112 pages for his most productive week. Similar forms of self-
recording were used by many writers, ranging from novelists like Ernest
Hemingway and Irving Wallace to psychologists, such as B. F. Skinner. Self-
monitoring procedures are used to increase writers’ self-awareness of their
progress.
Another behavioral self-regulatory technique involves use of tangible self-
consequences, which refers to rewarding literary accomplishment according
to a planned personal contingency. Hemingway used his records of daily
written output to reward himself (Plimpton, 1965). If he could get more than
a day ahead of his planned writing goals, he felt justified in taking a day off
for pleasurable activities. For example, while living in Cuba, he made his
fishing trips in the Gulf Stream contingent on extraordinary levels of writing.
A final behavioral technique commonly used by many writers to generate
and revise text is self-verbalization. Letter writers commonly say to them-
selves what they are about to write perhaps because speaking is 35 to 75%
faster than writing (Gould, 1980). Poets, playwrights, and novelists commonly
read drafts of dialogue aloud to appraise its tone, realism and rhythmic proper-
ties, often changing the inflection of their voices when more than one character
or a different emotion is involved (Murray, 1990). In this way, self-verbaliza-
tion functions as an additional source of behavioral feedback about the quality
and appropriateness of written text.
The last triadic category of self-regulation, personal techniques, refers to
covert cognitive and affective processes that writers use to increase their
effectiveness. One of the most important personal methods to enhance writing
in externally generated material and displayed the same number of text incon-
sistencies. Interestingly, the learning-disabled students were less likely than
normal students to label as errors elements in their own writing. Thus, the
ability to self-evaluate may someday be used as one criterion for diagnosing
learning disability.
Still other researchers sought to determine the effects of self-regulation
training on the motor aspects of writing, such as handwriting and neat-paper
skills. Anderson, Paine, and Deutchman (1984), gave 10- to 12-year-old spe-
cial education students 6 weeks of training in neat-paper skills. Students who
were trained to use a self-monitoring checklist transferred neat-paper skills
to other writing assignments significantly more than did students who received
direct instruction only. Therefore, self-evaluations and judgments can be help-
ful in a broader range of writing tasks than revision alone.
A ninth form of writing self-regulation that is primarily personal or covert
involves cognitive strategies for writing (Pressley, McGoldrick, Cariglia-
Bull, & Symons, 1995). Bloom (1988) examined the various organizational
strategies that ninth grade students chose to use in their prewriting samples
for a statewide proficiency test. The investigator found that 65% of these
subjects did pre-write, and she classified their pre-writing into fifteen catego-
ries. Of the students who pre-wrote, the majority (53%) re-wrote the topic
and then jotted down one or more ideas, 15% made lists, 9% created a formal
outline, 4% used diagrams, and the remainder used a number of miscellaneous
procedures, such as freewriting and doodling. Results showed that, on average,
the two most organized pre-writing strategies—outlining and list making—
resulted in the highest scoring essays. In contrast, the less organized, though
more frequently used strategy of re-writing the topic and jotting down ideas
led to essays of the poorest quality.
The outlining strategy was investigated in more depth by Kellogg (1988),
who trained an experimental group of college undergraduates to prepare a
written outline for a business letter. Compared with the control group, the
experimental group had better writing quality overall and specifically in three
of the five areas: idea development, effectiveness, and language usage. Inter-
estingly, students who outlined spent less time on planning and revising and
more time on writing than did their control counterparts, presumably because
having an outline reduced cognitive overload. The experimenter then added
a third condition: training in constructing mental outlines, and he found that
for essay quality, both outline conditions were better than no outline, and
that students in the two outline conditions did not differ on any of the writing
quality measures.
The large majority of studies on strategy induction train students to use a
number of self-regulatory strategies as a group. Graham and Harris (1989b),
for example, trained subjects to use a mnemonic strategy for writing essays—
TREE (Topic sentence, Reasons, Examine reasons, Ending)—along with
more informative papers, better organized papers, and attained higher grades
in writing. Third, there is also psychologically important evidence that stu-
dents’ use of self-regulatory processes enhances their self-efficacy to write.
These changes in self-image have important motivational implications, such
as improved effort to write, persistence when writing is difficult, and intrinsic
interest in writing. Although these motivational effects have been demon-
strated outside the field of writing, they have not been widely demonstrated
in research on writing to date. This issue should be a focus of future research.
Because of the solitary nature of most writing contexts, it is easy to overlook
the important role of social influences on self-regulatory processes, but auto-
biographic sources and empirical studies revealed writers’ reliance on others
to learn new techniques, to provide information regarding topics, to provide
feedback to assist revisions. The effectiveness of self-selected models, tutors,
or books was shown in recent training studies that used modeling, verbal
instruction and feedback to teach students to write, including youngsters with
learning disabilities. The critical aspect of effective writers is their proactive
efforts to seek out others who can be helpful and to avoid social distractions.
Indeed, writers such as Franklin, Proust, and Hugo developed highly imagina-
tive techniques to regulate their social and physical environments. It is clearly
important that theoretical models of writing be capable of explaining both
social and self-directed sources of personal regulation (Schunk & Zimmer-
man, in press). Social cognitive theory is well suited for this purpose because
of its triadic and self-efficacy dimensions, however, a remaining issue is how
novice writers shift from a state of dependence on others to a capability for
self-regulated interdependence.
One of the most important issues involves linkages between various self-
regulatory processes and self-beliefs. The proposed self-regulatory model of
writing assumed that goal setting, strategy selection and use, and performance
self-monitoring to be reciprocally linked as part of a self-directed feedback
loop. Using path analysis procedures, Zimmerman and Bandura (1994) have
demonstrated that personal efficacy to self-regulate writing not only mediates
the influence of writing ability and writing outcomes, it predicts writers’
goal setting, self-evaluative standards as well. Graham and Harris and their
colleagues used an experimental methodology to answer the interrelation
question. They factorially manipulated the interaction of various self-regula-
tory components. Both descriptive and experimental approaches showed that
writing self-regulation involves a complex system of interdependent processes
that are closely linked to an underlying sense of self-efficacy.
Schunk and Swartz (1993a, 1993b) have reported interesting evidence that
setting strategic process goals has a greater impact on perceptions of self-
efficacy than product or outcome goals. In accordance with a feedback loop
hypothesis, the students’ speak-aloud results during their writing indicated
that goal setting had affected their method of self-monitoring as well. The
dence, developing and using this valuable skill requires high levels of self-
regulation. Finally, we now know that writing self-regulation is not a single
capability but a complex system of interdependent processes that are closely
linked to an underlying sense of self-efficacy as a writer. Although this com-
plexity adds to the challenge of teaching writing, a social cognitive account
of these processes and self-beliefs can serve as a vehicle for guiding future
research and instructional development.
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