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tax authorities of the country/jurisdiction in which this account(s) is/are maintained and exchanged with tax authorities of another

country/jurisdiction or
countries/jurisdictions in which the Account Holder may be tax resident pursuant to intergovernmental agreements to exchange financial account information;
9. certify that I am the Account Holder (or am authorised to sign for the Account Holder) of all the account(s) to which this form relates;
10. declare that all statements made in this declaration are, to the best of my knowledge and belief, correct and complete; and
11. undertake to advise UOB Kay Hian Securities (M) Sdn Bhd within 7 days of any change in circumstances which affects the tax residency status of the individual
identified in this form or causes the information contained herein to become incorrect or incomplete, and to provide UOB Kay Hian Securities (M) Sdn Bhd with
a suitably updated self-certification and Declaration within 7 days of such change in circumstances.

12. Applicable only to applicant who apply for trading in the Leap Market.
I hereby declare that:
a) this application is subject to the approval of the Company without limitation to the Covenants and Undertakings of the Application Form for
Individual Applicant, which shall have the sole discretion to reject or to impose such additional conditions or restrictions as it may deem necessary;
b) I hereby declare that I fall under the definition of Sophisticated Investors and qualifies as the Eligible Investors as per Schedule 6 and/or Schedule 7
of the Capital Market and Services Act 2007 as follows:

I (“individual”) hereby declare that I fall under the definition Sophisticated Investor, which is:
An individual whose total net personal assets, or total net joint assets with his or her spouse, exceeds RM3 million or its equivalent in
( )
foreign currencies, excluding the value of the individual’s primary residence;
An individual who has a gross annual income exceeding RM300,000 or its equivalent in foreign currencies per annum in the preceding
( )
12 months; or
An individual who, jointly with his or her spouse, has a gross annual income of RM400,000 or its equivalent in foreign currencies per
( )
annum in the preceding 12 months.
Note : - Proof of net assets/ income is compulsory.
- If none of the above categories apply to you, please mark and specify in the following box.

If you fall under OTHER category/type of investor as provided herein per Schedule 6 and/or Schedule 7 of the CMSA 2007 (as amended,
consolidated or re-enacted), please specify:

I hereby declare that I fall under the below category/type of investor:

c) Accordingly, I hereby irrevocably and unconditionally undertake to indemnify UOBKH and keep UOBKH fully and effectively indemnified against
all claims, demands, losses, penalties, proceedings, damages and/or expenses that UOBKH may incur or suffer, whether arising directly or indirectly
as a result of my declaration as herein contained.
d) I make this declaration conscientiously believing the same to be true and accurate.
e) I acknowledge that I have received a copy of the LEAP MARKET RISK DISCLOSURE STATEMENT and understand its contents which have been
explained to me.
f) I understand and agree that the Company reserves the right to reject, withdraw or terminate my application without notice and assigning any reason
thereto.

13 INTRADAY SHORT SELLING DECLARATION BY APPLICANT

In consideration of UOB Kay Hian Securities (M) Sdn Bhd extending Intraday Short Selling (“IDSS”) facility to me, I hereby declare that:
1. this application is subject to the approval of the Company without limitation to the Covenants and Undertakings of the Application Form for Individual
Applicant, which shall have the sole discretion to reject or to impose such additional conditions or restrictions as it may deem necessary;
2. I hereby declare that I am fulfill the criteria to execute IDSS and declare as follows:
a) I have opened a securities trading account with UOB Kay Hian Securities (M) Sdn Bhd;
b) I have entered into an agreement to borrow Eligible Securities or purchase ISSBNT Eligible Securities to settle all potential failed trades which
may occur in the event any Intraday Short Selling executed by me are not closed off by the end of the day.
c) I fully understand the requirements and bound by the Rules of Bursa Securities in relation to IDSS;
d) I am not associated with the body corporate that issued or made available the Approved Securities in relation to which an order for short sale is to
be entered.
3. Accordingly, I hereby irrevocably and unconditionally undertake to indemnify UOBKH and keep UOBKH fully and effectively indemnified against
all claims, demands, losses, penalties, proceedings, damages and/or expenses that UOBKH may incur or suffer, whether arising directly or indirectly
as a result of my declaration as herein contained.
4. I make this declaration conscientiously believing the same to be true and accurate.
5. I acknowledge that I have received a copy of the INTRADAY SHORT SELLING RISK DISCLOSURE STATEMENT and understand its contents
which have been explained to me.
6. I understand and agree that the Company reserves the right to reject, withdraw or terminate my application without notice and assigning any reason
thereto.

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