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International Journal of Law and Psychiatry xxx (2016) xxx–xxx

Contents lists available at ScienceDirect

International Journal of Law and Psychiatry

Assessment of complex dissociative disorder patients and simulated dissociation in


forensic contexts
Bethany L. Brand a,⁎, Aliya R. Webermann a, A. Steven Frankel b
a
Psychology Department, Towson University, Towson, MD, United States
b
Psychology Department, University of Southern California, Lafayette, CA, United States

a r t i c l e i n f o a b s t r a c t

Available online xxxx Few assessors receive training in assessing dissociation and complex dissociative disorders (DDs). Potential
differential diagnoses include anxiety, mood, psychotic, substance use, and personality disorders, as well as
Keywords: exaggeration and malingering. Individuals with DDs typically elevate on many clinical and validity scales on psy-
Dissociation chological tests, yet research indicates that they can be distinguished from DD simulators. Becoming informed
Dissociative identity disorder about the testing profiles of DD individuals and DD simulators can improve the accuracy of differential diagnoses
Trauma
in forensic settings. In this paper, we first review the testing profiles of individuals with complex DDs and contrast
Minnesota Multiphasic Personality Inventory-2
(MMPI-2)
them with DD simulators on assessment measures used in forensic contexts, including the Minnesota Multi-
Dissociative Experiences Scale (DES) phasic Personality Inventory-2 (MMPI-2), Personality Assessment Inventory (PAI), and the Structured Inventory
Structured Clinical Interview for DSM-IV of Reported Symptoms (SIRS), as well as dissociation-specific measures such as the Dissociative Experiences
Dissociative Disorders (SCID-D-R) Scale (DES) and Structured Clinical Interview for DSM-IV Dissociative Disorders (SCID-D-R). We then provide
recommendations for assessing complex trauma and dissociation through the aforementioned assessments.
© 2016 Elsevier Ltd. All rights reserved.

1. Introduction integration between memories of the past, awareness of identity and


immediate sensations, and control of bodily movements” (pp. 122–
Within the most recent edition of the Diagnostic and Statistical 123). Within the ICD-10, DID is listed as multiple personality disorder,
Manual of Mental Disorders 5 (DSM-5; American Psychiatric under the superordinate other dissociative [conversion] disorder, and
Association, 2013), dissociation is described as a “discontinuity in the dissociative amnesia also appears in ICD-10, but the DD category in
normal integration of consciousness, memory, identity, emotions, ICD-10 (ICD-10; World Health Organization, 1992) more broadly
perception, body representation, motor control, and behavior” (p. 291). includes what DSM-5 defines as somatoform disorders (American
The primary dissociative disorder (DD) diagnoses in the DSM-5 are Psychiatric Association, 2013). According to the ICD-10, those with clin-
dissociative amnesia, depersonalization/derealization disorder, and ically significant dissociative symptoms who do not meet full diagnostic
dissociative identity disorder (DID). An individual with clinically signif- criteria for a particular DD can be diagnosed with a mixed or unspecified
icant dissociative symptoms who does not meet the diagnostic criteria DD.
for these disorders would typically be diagnosed with other-specified A myriad dissociative experiences occur within the confines of DDs
dissociative disorder (OSDD) according to DSM-5 criteria (American as well as other disorders encompassing trauma-based dissociation
Psychiatric Association, 2013), or dissociative disorder not otherwise (e.g., dissociative posttraumatic stress disorder [PTSD]), including
specified (DDNOS) according to DSM-IV-TR criteria (American absorption, derealization, depersonalization, amnesia, and identity
Psychiatric Association, 2000). confusion and alteration. Dissociative experiences such as depersonali-
The International Statistical Classification of Diseases and Related zation (e.g., a sense of being unreal) are common transient symptoms
Health Problems—10th Revision (ICD-10; World Health Organization, in other disorders including borderline personality disorder (BPD),
1992) states that “the common themes that are shared by dissociative psychotic disorders, in periods of acute stress such as during panic
or conversion disorders are a partial or complete loss of the normal attacks, and as a result of consuming particular substances such as
hallucinogens.

2. The etiology, prevalence, and treatment of dissociative disorders


⁎ Corresponding author.
E-mail addresses: bbrand@towson.edu (B.L. Brand), awebermann@towson.edu The empirically-supported trauma model of dissociation (Dalenberg
(A.R. Webermann), drpsylex@gmail.com (A.S. Frankel). et al., 2012) explains the etiology of dissociation as stemming from

http://dx.doi.org/10.1016/j.ijlp.2016.10.006
0160-2527/© 2016 Elsevier Ltd. All rights reserved.

Please cite this article as: Brand, B.L., et al., Assessment of complex dissociative disorder patients and simulated dissociation in forensic contexts,
International Journal of Law and Psychiatry (2016), http://dx.doi.org/10.1016/j.ijlp.2016.10.006
2 B.L. Brand et al. / International Journal of Law and Psychiatry xxx (2016) xxx–xxx

chronic and severe childhood maltreatment. A common outcome of 3. Challenges to accurately assessing dissociative disorders
trauma is dissociation, which enables individuals to adapt and cope
with unbearable and unescapable trauma, especially trauma perpetrated 3.1. Clinical dilemmas when assessing dissociative disorders
by a trusted caregiver during childhood (Dalenberg et al., 2012; Freyd,
1996; Loewenstein & Putnam, 1990; Putnam, 1991; Spiegel, 1984). In A typical response of clinicians to the question of how many cases of
contrast to childhood maltreatment rates of 20–40% in the general DID they have encountered is as follows: “I've never seen it, and I've
public (e.g., Felitti et al., 1998), individuals with severe DDs typically been in practice for so many years that it either has to be very rare, or
evidence childhood maltreatment rates of 80–95% (Brand et al., 2009; non-existent.” DID is characterized by a need to “not be seen or
Dalenberg et al., 2012; Putnam, Guroff, Silberman, Barban, & Post, known” (e.g., Chefetz, 2015; Frankel, 2015). Furthermore, few graduate
1986). programs offer training with childhood trauma survivors, and psychol-
Community epidemiology studies estimate that 1–10% of individuals ogy textbooks often focus more on controversies surrounding DID
from the general population are diagnosed with a DD in their lifetime and “recovered memories of abuse” rather than providing important
(Şar, 2011). For individuals with DDs, their dissociative symptoms information on the etiology, impairment, and treatment of dissociation
often lead to marked impairment and functional limitations in a variety (Wilgus, Packer, Lile-King, Miller-Perrin, & Brand, 2015). For these
of domains, including personal (e.g., self-care and emotion regulation), reasons, it is not surprising to encounter comments from clinicians
psychosocial and interpersonal, and vocational domains, among others indicating skepticism about DID. The lack of training and familiarity
(Brand et al., 2009, 2013; Johnson, Cohen, Kasen, & Brook, 2006; with DID is associated with denying the existence of the disorder and
Mueller-Pfeiffer et al., 2012). Due to their poor functioning, severe misdiagnosis (Dorahy, Lewis, & Mulholland, 2005; Perniciaro, 2015).
dissociative symptoms (Brand et al., 2009; Putnam, 1991; Putnam Only 60.4% of clinicians who reviewed a vignette of a patient
et al., 1986), trauma-based distorted cognitions (i.e., “I am dirty, I am a presenting with all the symptoms of DID accurately diagnosed DID
bad person”; Brand, 2002; Kluft, 1995), and complex post-trauma (Perniciaro, 2015). Perniciaro (2015) found that neither clinicians' age,
symptoms (Herman, 1992), those with DDs have higher rates of self- professional degree, years of experience, nor certainty about their diag-
harm and suicidality than many other psychiatric patients (Foote, nostic accuracy were associated with an accurate diagnosis, suggesting
Smolin, Neft, & Lipschitz, 2008; Webermann, Myrick, Taylor, Chasson, that even experienced clinicians who are quite certain that a patient
& Brand, 2016). does not have DID may be incorrect. In fact, extensive literature
Because of their high rates of self-harm and severe psychiatric concludes that DID is not rare, iatrogenic, a fad, or overdiagnosed
symptoms, DD patients require high levels of intensive mental health (Brand, Loewenstein, & Spiegel, 2014; Brand et al., 2016; Şar, 2011).
and medical services, including psychiatric hospitalizations (Brand The estimated lifetime prevalence of DDs in both clinical and community
et al., 2009; Fraser & Raine, 1992; Lloyd, 2011; Loewenstein, 1994; populations is 10%, and DID is estimated at 1–3%, making DID as preva-
Ross & Dua, 1993). Many individuals with DID receive psychiatric dis- lent as schizophrenia and bipolar disorder (Şar, 2011). Additionally, a
ability benefits, making them among the most costly and frequently meta-analysis by Dalenberg et al. (2012) found a strong relationship
misdiagnosed psychiatric patients (Mueller-Pfeiffer et al., 2012). DDs, between trauma and dissociation, even when trauma was objectively
especially DID, require lengthy and intensive treatment, and are often verified via court and medical records.
misdiagnosed and underdiagnosed by clinicians (International Society
for the Study of Trauma and Dissociation, 2011; Loewenstein, 1994). 3.2. Comorbid and differential diagnoses
DID patients spend an average of 7–12 years in the mental health care
system and often receive multiple inaccurate diagnoses before receiving One of the most significant difficulties in accurately diagnosing DID,
an accurate DID diagnosis and appropriate treatment (Boon & Draijer, especially by professionals with little training or experience in assessing
1993; Hornstein & Putnam, 1992; Putnam et al., 1986; Rivera, 1991; dissociation and DDs, is that DID patients typically manifest cross-
Ross, Joshi, & Currie, 1990). cutting symptoms found in other disorders, most notably BPD,
For these reasons and more, accurate assessment and diagnosis of schizophrenia, bipolar disorder, PTSD, and substance use disorders
DDs are crucial. However, training and education on assessing DDs (Brand et al., 2009; Ellason, Ross, & Fuchs, 1999; Foote et al., 2008;
and complex trauma are limited (Brand, Armstrong, & Loewenstein, Rodewald, Wilhem-Gößling, Emrich, Reddemann, & Gast, 2011; Ross,
2006; Courtois & Gold, 2009). Inaccurate diagnoses may occur when Heber, Norton, & Anderson, 1989a; Şar, Alioğlu, Akyuz, & Karabulut,
clinicians cannot accurately differentiate genuine posttraumatic and 2014; Saxe, van der Kolk, Berkowitz, & Chinman, 1993; Yargiç, Şar,
dissociative symptoms from malingering, or cannot differentially Tutkun, & Alyanak, 1998). However, DID can be reliably distinguished
diagnose trauma disorders (e.g., PTSD and DID) from other disorders from other disorders in clinical and forensic settings when clinicians
with overlapping symptoms (e.g., BPD and schizophrenia; Welburn use empirically-supported assessment approaches (Brand et al., 2014;
et al., 2003). Individuals may malinger within forensic settings to obtain Frankel & Dalenberg, 2006; Welburn et al., 2003). Additionally, research
financial gain or beneficial legal outcomes, or within clinical settings to supports the view that such “competing” diagnoses may appear
obtain disability payments or attention (Guriel & Fremouw, 2003). It comorbidly with DID (Armour, Elklit, Lauterbach, & Elhai, 2014;
is estimated that about 15% of litigation cases involve psychological Armour, Karstoft, & Richardson, 2014; Brand & Lanius, 2014; Ross,
malingering (Rogers, 1997; Young, 2015). Ferrell, & Schroeder, 2014; Şar et al., 2014). Personality disorders should
This paper will explore issues related to the assessment of DDs via only be diagnosed in DID patients when the personality disorder
personality and psychological measures, including: common clinical symptoms have an early developmental onset, are typical of the
dilemmas when assessing complex trauma and DDs; challenges to individual's functioning (American Psychiatric Association, 2013), and
accurate diagnosis of DDs (e.g., misdiagnoses, comorbid diagnoses, are present among the majority of internal dissociated self-states,1
differential diagnoses); signs of DDs obtained through assessment rather than only one or two self-states, as pathological personality traits
(e.g., symptomatic markers); and the psychological profiles of individ- are common among DID patients who experience internal conflict
uals with genuine DDs as well as DD-simulating individuals on well- between dissociative self-states and/or therapeutic discord (Frankel,
validated measures including the Minnesota Multiphasic Personality 2009). In addition, while about a fifth of individuals with DDs have a
Inventory-2 (MMPI-2; Butcher, Dahlstrom, Graham, Tellegen, & comorbid substance use disorder (Brand et al., 2009), trauma-based
Kaemmer, 1989), the Personality Assessment Inventory (PAI; Morey,
1991), and the Structured Inventory of Reported Symptoms (SIRS/ 1
We will use the term “dissociated self-state” to denote the parts of a DID person's per-
SIRS-2; Brand et al., 2014; Rogers, Bagby, & Dickens, 1992; Rogers, sonality. These states have also been referred to as personalities, identities, and alters,
Sewell, & Gillard, 2010). among others.

Please cite this article as: Brand, B.L., et al., Assessment of complex dissociative disorder patients and simulated dissociation in forensic contexts,
International Journal of Law and Psychiatry (2016), http://dx.doi.org/10.1016/j.ijlp.2016.10.006
B.L. Brand et al. / International Journal of Law and Psychiatry xxx (2016) xxx–xxx 3

dissociation should be differentially diagnosed from substance-based 4.2. Diagnostic interviews for dissociative disorders
dissociation by clarifying what dissociative symptoms occur while the
patient is not under the influence of drugs or alcohol. The Structured Clinical Interview for Dissociative Disorders (SCID-D-
R; Steinberg, 1994, 2000; Steinberg, Hall, Lareau, & Cicchetti, 2001) is
regarded as the most valid and reliable approach to the diagnosis of
4. Assessing dissociation, complex trauma and dissociative disorders
DDs. The SCID-D-R yields scores along five dimensions that may indi-
cate the presence of a DD: amnesia, depersonalization, derealization,
The past decade has seen increases in empirically-supported
identity confusion, and identity alteration. The SCID-D-R requires the
assessment instruments and structured interviews for use with DID
examiner to thoroughly assess common dissociative symptoms and
and the DDs in both clinical and forensic contexts. These developments
provides the option of a follow-up probe for each question, through
fall into two categories: screening and diagnosis. Screening approaches
which the assessor may obtain clinically useful historical information
focus on alerting evaluators as to the possible presence of DDs, while
about the onset, frequency, severity, and recency of dissociative
diagnostic approaches provide pathways toward making definitive
symptoms. In some cases, the detailed questions lead to information
diagnoses. In addition, while less widely used within clinical and foren-
that suggests the individual does not experience dissociation, or experi-
sic settings, neurobiological assessments provide additional evidence of
ences it only in the context of other disorders (e.g., BPD and traumatic
DDs through marked differences in the brains of survivors of complex
brain injury [TBI], among others) or while under the influence of
trauma.
drugs or alcohol.
Additional interviews that are helpful in diagnosing DDs include
4.1. Instruments to screen for dissociation the Office Mental Status Examination (OMSE; Loewenstein, 1991) and
the Dissociative Disorders Interview Schedule (DDIS; Ross, Heber, &
Two self-report screening instruments have appeared frequently in Anderson, 1990; Ross, Heber, Norton, & Anderson, 1989b). The OMSE
the clinical and research literature: the Dissociative Experiences Scale is used in clinical, rather than forensic contexts. The OMSE does not
(DES; Carlson & Putnam, 1993; Carlson, Putnam, & Ross, 1993; Carlson, yield quantitative scores or cut-off scores. Rather, it requires clinicians
1997) and the Somatoform Dissociation Questionnaire (SDQ; Nijenhuis, to use clinical judgment based on the signs and symptoms reported
Spinhoven, van Dyck, van der Hart, & Vanderlinden, 1996, 1998). Both and observed during the interview. The DDIS inquires about signs and
of these instruments have “cut-off” scores that are useful in establishing symptoms of DDs and related disorders, as well as childhood trauma.
confidence in positive screening results (e.g., the likelihood the client The DDIS yields diagnoses that are linked to the DSM-IV's diagnostic
being assessed has a DD). The DES tends to focus on “psychoform disso- criteria. However, the DDIS does not require patients to describe their
ciation” (i.e., dissociative symptoms that phenomenologically involve the symptoms, nor is information about the severity, onset and most recent
mind, such as absorption, dissociative amnesia, depersonalization, dere- experience with symptoms ascertained. A DSM-5 version of the DDIS is
alization, identity confusion, and identity fragmentation; Carlson & available online, but published research on the updated DDIS was not
Putnam, 1993), whereas the SDQ addresses “somatoform dissociation” yet available at the time of writing this review.
(i.e., dissociative symptoms that phenomenologically involve the body,
such as analgesia, anesthesia, and loss of control of sensory or motor 4.3. Neurobiological assessments of dissociation
functioning that is not due to a medical condition or substance;
Nijenhuis, 2000). The DES, in particular, has appeared in more than Neurobiology research utilizing positron emission tomography
1100 research studies and is a staple in the armamentarium of clinical (PET) and functional magnetic resonance imaging (FMRI) shows
and forensic evaluators, while the SDQ has been used hundreds of marked differences in the brains of survivors of childhood maltreatment
times and serves as a useful alternative method of conceptualizing disso- with DDs and PTSD, as compared to healthy and non-abused controls,
ciation and DDs. Neurobiological research has shown a dose response including but not limited to reduced resting-state connectivity in
relationship between emotional abuse and trauma and DES scores, in the default mode network, reduced anterior–posterior integration,
that higher doses of trauma lead to higher DES scores (Teicher, abnormalities in white matter, and overconnected amygdala regions
Samson, Sheu, Polcari, & McGreenery, 2010). (e.g., Choi, Jeong, Rohan, Polcari, & Teicher, 2009; Frewen & Lanius,
Two self-report measures have recently been developed that may 2006; Navalta, Tomoda, & Teicher, 2008; Nicholson et al., 2015).
provide additional information useful to clinicians to make differential Research on the neurobiology of trauma (such as the 4-D model;
diagnoses of DDs: the Multiscale Dissociation Inventory (MDI; Briere, Frewen et al., 2015; Lanius, 2015) differentiates between dissociative
2002) and the Multidimensional Inventory of Dissociation (MID; Dell, experiences stemming from trauma exposure as compared to those
2002, 2006). The MDI is a 30-item measure which explores six domains occurring normally during waking consciousness, such as when under
of dissociation and offers a profile of dissociative symptoms that can the influence of substances, and in times of acute stress. These authors
be compared to both clinical and non-clinical samples. The MID is a (see Frewen and colleagues, 2015; Navalta et al., 2008) posit that
218-item multiscale instrument that measures 14 major facets of disso- brain changes caused by early exposure to childhood trauma lead to
ciation. It operationalizes both the subjective and phenomenological various symptom and behavioral outcomes, of which are likely to influ-
domains of dissociation as well as 23 dissociative symptoms potentially ence how these individuals are represented by standard personality and
indicative of DID. Comparing the MID to the MDI, the MID gives a more psychological assessments.
comprehensive profile of DID clients who report dissociative self-states,
whereas the MDI is the better choice for more general dissociative 4.4. Detecting feigned dissociation
phenomena and in cases in which t scores based on nationally represen-
tative (and by extension, non-clinical) samples are desired. At present, Rates of malingering among those with DDs are likely higher (2%–
the MDI is the only measure of complex dissociative symptoms that 14%; Coons & Milstein, 1994; Friedl & Draijer, 2000; Thomas, 2001)
was validated on a large, nationally representative standardization than those found in the general psychiatric patient population (5%–
sample of Americans; an administration and interpretation manual 6%; Eisendrath, 1995; Pope, Jonas, & Jones, 1982). Given that DID is
is also available (Briere, 2002). The MDI, therefore, may be more defen- prominently featured in popular culture and media (albeit often
sible forensically, although the MID provides rich supplemental data for misportrayed), individuals feigning DID may be knowledgeable about
DD cases. Individuals who score high on the DES, SDQ, MID, and/or MDI its more well-known symptoms, such as amnesia and “switching”
should subsequently be assessed with one of the diagnostic DD between dissociative self-states (Coons & Milstein, 1994; Draijer &
interviews. Boon, 1999). Methods to detect factitious and malingered DID that do

Please cite this article as: Brand, B.L., et al., Assessment of complex dissociative disorder patients and simulated dissociation in forensic contexts,
International Journal of Law and Psychiatry (2016), http://dx.doi.org/10.1016/j.ijlp.2016.10.006
4 B.L. Brand et al. / International Journal of Law and Psychiatry xxx (2016) xxx–xxx

not overclassify or misclassify genuine traumatized patients are impor- (Infrequency) was effective in distinguishing honest from “faking-
tant, but also challenging given genuine DD patients' elevated clinical bad” profiles among psychiatric patients (Bagby, Buis, & Nicholson,
and validity scale profiles on some, but not all, psychological measures. 1995; Berry et al., 1996; Rogers, Sewell, & Ustad, 1995). However,
Accurate DID diagnosis is further complicated in that an individual when this work was extended to PTSD patients, the F scale and other
might have both a genuine severe DD as well as factitious exaggeration validity scales did not prove particularly effective in detecting feigned
of some aspects of dissociation or trauma (Brown & Scheflin, 1999; PTSD, given the high rates of false-positive feigning classifications
Kluft, 1987b); the assumption that feigning is an either-or differential among traumatized groups. An MMPI-2 meta-analysis found extreme
classification is inaccurate. The combination of genuine and simulated elevations on validity scales for PTSD patients as compared to non-
dissociative symptoms, coupled with more refined and informed traumatized patients, including the Fb (Infrequency-Back), F, and Fp
feigned presentations, introduces challenges to mental health and (Infrequency-Psychopathology) scales (Rogers, Sewell, Martin, &
legal experts (Brown & Scheflin, 1999; Chu, 1991; Kluft, 1987b). Vitacco, 2003).
Until quite recently, there was minimal empirical guidance for Rogers et al. (2003) noted that Fp was the most accurate validity
detecting feigned DID, other than clinical papers (Brick & Chu, 1991; scale for assessing feigned PTSD, and recommended a cut-off score of
Brown, 2009; Coons, 1991; Kluft, 1987b) and descriptive case series 9. Similarly, others have recommended using the Fp scale, as compared
(Draijer & Boon, 1999; Thomas, 2001). These papers typically employ to F or FPTSD (Infrequency-Posttraumatic Stress Disorder scale), or F-K/
dissociation-specific assessments, including the SCID-D-R (Steinberg, O-S scales, when examining an MMPI profile's validity among patients
1994) and the DES (Carlson & Putnam, 1993). This literature suggests with a history of childhood maltreatment, as F or FPTSD may inaccurately
that clinicians experienced in diagnosing and treating DID can identify identify trauma survivors' profiles as invalid (Elhai, Gold, Sellers, &
feigning through observing classic malingering signs while they obtain Dorfman, 2001; Elhai et al., 2004; Flitter, Elhai, & Gold, 2003). Trauma-
a detailed psychosocial history from the patient (typically via the tized patients, especially those with severe dissociation, elevate on
SCID-D-R). For instance, Draijer and Boon (1999) used the SCID-D (the clinical scales as well as validity scales, and thus their MMPI-2 profiles
earlier version of the SCID-D-R) to differentiate genuine and simulated are often misinterpreted as invalid, or interpreted as indicative of
DID, and found lower scores on amnesia, identity confusion, and schizophrenia or antisocial personality disorder (Engels, Moisan, &
identity alteration among DID simulators as compared to genuine DID Harris, 1994; Flitter et al., 2003; Korbanka, 1997; Korbanka & McKay,
patients, although no group differences were found on depersonaliza- 2000; McGrath et al., 2000; Wolf, Reinhard, Cozolino, Caldwell, &
tion and derealization. While this study provides rich clinical informa- Asamen, 2009).
tion, it includes little systematic data for forensic assessors who Caldwell (2001) proposed that MMPI interpretive guidelines over-
require rigorous methods for detecting feigned DID. look crucial diagnostic information related to childhood maltreatment.
There are several recent empirical studies examining whether In response to this view, Wolf et al. (2009) found that 11 items from
psychological tests and interviews can reliably distinguish factitious Scale 8 correctly distinguished 81% of adults abused in childhood from
and/or malingered DID from genuine DID (Brand & Chasson, 2015; non-abused control group participants2. The authors described these
Brand, McNary, Loewenstein, Kolos, & Barr, 2006; Brand et al., 2014; 11 items on Scale 8 as reflecting various traits found among adults
Coons & Milstein, 1994; Welburn et al., 2003). First, we will review traumatized as children, including emotion dysregulation, impulsivity,
the two studies that compared genuine DID to feigned and simulated poor concentration, dissociation, somatic complaints, and inhibited
DID using multiple tests, which demonstrated no veritable gain in executive functioning. In fact, two of the 11 items explicitly assess
utilizing multiple tests. In the subsequent sections, we will review dissociative processes (i.e., daydreaming and “blank spells”).
studies that compared genuine and feigned DID groups on a single
test, which demonstrated mixed results in their efficacy to differentially
detect genuine and feigned DID. 4.5.1. The profiles of individuals with dissociative disorders on the MMPI-2
Welburn et al. (2003) compared genuine DID profiles on a battery of Survivors of chronic childhood maltreatment, such as patients with
tests including the MMPI-2, DES, SCID-D, and the Millon Clinical complex DDs, typically elevate MMPI-2 Scales 6, 7, 2, 4, and 8 and
Multiaxial Inventory-III (MCMI-III; Millon, 1997) to the testing profiles often present with the code types of 8–4, 8–2, 4–2, and 7–2 (Bliss,
of clinical staff who were simulating DID, genuine schizophrenic 1984; Brand & Chasson, 2015; Coons, 1984; Coons & Milstein, 1994;
patients, and nine staff responding honestly (i.e., not feigning any disor- Coons & Sterne, 1986; Elhai, Gold, Mateus, & Astaphan, 2001; Engels
der). These authors found that while DID simulators had more elevated et al., 1994; Flitter et al., 2003; Korbanka, 1997; Korbanka & McKay,
DES and MMPI-2 scores than staff who were responding honestly, 2000).3 Those with invalid profiles often present with 8–6 code types
MMPI-2, DES, and MCMI-III scores were not useful in distinguishing (Coons & Sterne, 1986; Solomon, 1983).
the genuine DID group from the simulated DID group. SCID-D profiles Dissociation is associated with validity scale elevations. Flitter et al.
were the most effective in distinguishing DID simulators from genuine (2003) found that among 88 treatment-seeking women who had
DID patients, while the DES was able to differentiate DID and schizo- experienced childhood sexual abuse, dissociation, PTSD, depression,
phrenia but not identify malingered DID, and the personality assess- and family backgrounds correlated significantly with F scale scores. All
ments were not diagnostically useful in this population. Coons and together, these four trauma-based phenomena accounted for 40% of
Milstein (1994) compared testing profiles of patients with genuine the variance in F scale scores, with dissociation most strongly predicting
DID and simulated DID using a test battery that included the MMPI, a F scale scores (r = .51). One-fifth of the sample had F scores N100T
mental status examination, intelligence testing (either the Wechsler and 13% had F scores higher than 120T, which the authors interpreted
Adult Intelligence Scale [WAIS] or Shipley Hartford Vocabulary Test), as reflecting genuine, albeit severe, clinical problems including dissoci-
and collateral interviews. These authors found that while MMPI scores ation, depression, PTSD, and exposure to poor family-of-origin environ-
did not differentiate the groups, the presence of well-known character- ments. In addition, substance abusers have shown a strong relationship
istics of malingering did differentiate the groups, such as refusing to between dissociation and F scale elevations (Dunn, Paolo, Ryan, & van
participate in collateral interviews and displaying extreme exaggeration Fleet, 1993).
during the mental status examination.
2
4.5. Assessing complex trauma and dissociation on the MMPI-2 Scale 8 (Sc) = measures schizophrenic and schizotypal symptoms.
3
Scale 2 (D) = measures depressive symptoms; Scale 4 (Pd) = measures social devia-
tion and rebellion; Scale 6 (Pa) = measures symptoms of paranoia; Scale 7 (Pt) =
Pioneering research on the Minnesota Multiphasic Personality measures obsessive–compulsive symptoms; Scale 8 (Sc) = measures schizophrenic and
Inventory-2 (MMPI-2; Butcher et al., 1989) indicated that the F scale schizotypal symptoms.

Please cite this article as: Brand, B.L., et al., Assessment of complex dissociative disorder patients and simulated dissociation in forensic contexts,
International Journal of Law and Psychiatry (2016), http://dx.doi.org/10.1016/j.ijlp.2016.10.006
B.L. Brand et al. / International Journal of Law and Psychiatry xxx (2016) xxx–xxx 5

Few studies have specifically examined the MMPI-2 profiles and absurd symptoms; and RO = reported versus observed symptoms)
elevated scales of DID patients. Coons and Sterne (1986) deemed one- that were unaffected among individuals with complex trauma. Brand
third of DID patients' MMPI profiles invalid due to high F scores, with et al. (2014) found that the SIRS Trauma Index was able to accurately
extremely high elevations on Scale 8 (M N 90.50T), and somewhat distinguish genuine versus feigned DID. The authors found the best
lower elevations on Scales 2, 4, 6, and 7. Similarly, Welburn et al. balance of test sensitivity (probability of the test detecting feigning,
(2003) found high elevations (M N 80T) on Scales 2, 4, 6, 7 and 8, a given that the person is feigning) and specificity (probability of the
typical 8–6–2 code type, and extreme F score elevations (M N 100T) test classifying the person as not feigning, given that they are not
among DID patients. Brand and Chasson (2015) reported that Scale 8 feigning) by using the SIRS Trauma Index in combination with the
was the most elevated clinical scale among DID patients, and that signif- original SIRS, as the SIRS-2 had lower sensitivity and was thus less
icant elevations (N 70T) were present for clinical Scales 2, 4, 6, and 7. able to detect feigned DID.
These authors also found that Scale 8 was associated (r = .47) with Altogether in studies of test batteries and studies of single tests,
dissociation among DID patients, although non-significantly. These results indicate that traumatized and severely dissociative individuals
findings suggest that the MMPI validity scales should be interpreted often elevate on many validity and clinical scales. This consistent finding
with caution on the test profiles of trauma survivors, especially those has led to a general consensus among trauma, forensic, and assessment
with PTSD and DDs, as the MMPI is not adequately normed in this experts that the high elevations on validity and clinical scales often
population and some of the validity scales are of questionable use reflect the functional impairment, severe symptomatology, and
with this population. emotional distress common among individuals who experience com-
plex trauma in childhood (Brand et al., 2006; Carlson & Armstrong,
4.6. The profiles of individuals with dissociative disorders on the PAI 1994; Rogers et al., 2009; Wolf et al., 2009).

Consistent with MMPI-2 research, adults with childhood trauma 5. Discussion


histories elevate on validity and clinical scales on the Personality
Assessment Inventory (PAI; Morey, 1991). The most notable elevation The accurate assessment and diagnosis of severe, complex DDs are
occurs on the Negative Impression Management (NIM) scale, which complicated but quite possible. First and foremost, it requires clinicians
assesses symptom exaggeration (rather than malingering) and includes to accept the overwhelming evidence that DDs are common, typically
items infrequently endorsed by honest responders, although often originate from interpersonal trauma occurring in childhood, and that
endorsed by traumatized and dissociative patients. Thus, this scale is DDs include a broad set of symptoms that are severe and impairing.
similar to the MMPI-2's F scale (Calhoun, Collie, Clancy, Braxton, & Second, clinicians must be able to both differentially diagnose DDs
Beckham, 2010). A study by Rogers, Gillard, Wooley, and Ross (2012) from disorders with similar and overlapping symptoms (e.g., PTSD
found an average score of 71.97T (SD = 15.38) on the NIM Scale and BPD), and also identify comorbid presentations of DDs with other
among inpatients with severe trauma exposure, and an average score trauma-based disorders and mood disorders, among others. Third,
of 85.85T (SD = 22.02) among complex DD patients. Similarly, clinicians must be familiar with the unique testing profiles of childhood
Stadnik, Brand, and Savoca (2012) found an elevated NIM scale (M = trauma survivors, patients with PTSD, and patients with DDs, including
77.59T, SD = 18.72) among patients with DDs, and to a lesser extent, on the MMPI-2, PAI, and SIRS, among others. Assessors should under-
elevations on malingering-related scales including Malingering Index stand that elevated clinical and validity scales among these populations
(MAL). These authors suggested that the NIM Scale on the PAI is not do not necessarily indicate an invalid profile or feigned symptoms.
well-suited to accurately assess DD patients, because it often misclas-
sifies genuine, albeit severe, symptoms as exaggerated. 5.1. Recommendations for assessing complex trauma and dissociation

4.7. The profiles of individuals with dissociative disorders on the SIRS/SIRS-2 5.1.1. MMPI-2
Clinicians should expect elevations on clinical and some, but not all,
Similar elevations among trauma survivors on scales meant to assess validity scales among patients with complex trauma histories, DDs, and
over-endorsement of psychiatric symptoms have been found using both PTSD. In terms of clinical scales, this population most frequently
versions of the Structured Interview of Reported Symptoms (SIRS and elevates on Scale 8, which is not necessarily indicative of psychosis (as
SIRS-2; Brand et al., 2014; Rogers et al., 1992, Rogers et al., 2010). Scale 8 is typically conceptualized), but rather trauma-based difficulties
While the SIRS has excellent discriminant validity in accurately with emotion regulation, impulse control, and cognitive impairment,
distinguishing feigned disorders in most psychiatric groups (Rogers which may also overlap conceptually with psychotic experiences such
et al., 1992), three studies suggest that it overclassifies severely trauma- as auditory hallucinations, further complicating the diagnostic picture
tized patients, including those with DID, as feigners (Brand et al., 2006, (Brand & Chasson, 2015; Kluft, 1987a; Welburn et al., 2003; Wolf
2014; Rogers, Payne, Correa, Gillard, & Ross, 2009). et al., 2009). Validity scale scores, especially F and Fb, should be very
Brand et al. (2006) found that the SIRS misclassified approximately cautiously interpreted among trauma survivors with dissociative and
35% of patients diagnosed with DID, due largely to the patients' high PTSD symptoms, and not necessarily used to invalidate their profiles
level of endorsement of psychiatric symptoms on the Subtle and (Coons & Sterne, 1986; Elhai et al., 2004; Flitter et al., 2003; Rogers
Selectivity scales. A study by Rogers et al. (2009) found that the SIRS et al., 2003; Welburn et al., 2003). Fp appears to be the most useful
misclassified 31% of patients with genuine severe trauma histories as validity scale to interpret for individuals with complex trauma exposure
feigners. These authors theorized that the elevated profiles were due and dissociation, in that it is the least susceptible to trauma-based
to trauma-based distress and dissociation as opposed to feigned elevations.
symptoms because the high elevations were on scales measuring
amplified symptoms (e.g., Subtle and Selectivity) and not on scales 5.1.2. PAI
which typically do not elevate in clinical populations. The finding that The PAI may not have sufficient empirical evidence to support its use
DD patients only elevate on scales capturing severe symptoms counters among those with DDs and complex trauma histories (Stadnik et al.,
the notion that severe trauma survivors are indiscriminately endorsing 2012). Preliminary research on the PAI profiles of DD patients suggests
items or simply “crying for help.” These findings led to Rogers et al. that they elevate on some but not all scales measuring exaggerated
(2009) to develop a Trauma Index for the SIRS that did not over- symptoms, including the NIM scale, and the PAI has poor validity
classify complex trauma survivors as feigners, as it included three among those with severe dissociation (Calhoun et al., 2010; Rogers
primary SIRS scales (SC = symptom combination; IA = improbable or et al., 2012; Stadnik et al., 2012). Until further research is conducted

Please cite this article as: Brand, B.L., et al., Assessment of complex dissociative disorder patients and simulated dissociation in forensic contexts,
International Journal of Law and Psychiatry (2016), http://dx.doi.org/10.1016/j.ijlp.2016.10.006
6 B.L. Brand et al. / International Journal of Law and Psychiatry xxx (2016) xxx–xxx

on using the PAI with DD patients and those with childhood trauma, it disorders treated by community clinicians. Psychological Trauma: Theory Research,
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