Beruflich Dokumente
Kultur Dokumente
Brian J. C. Freeman, FRCS (Tr & Orth), Robert D. Fraser, MD, FRACS,
Christopher M. J. Cain, MD, FRACS, David J. Hall, FRACS,
and David C. L. Chapple, MSc, FRCS (Tr & Orth)
Study Design. A prospective, randomized, double- naire (SF-36), Zung Depression Index (ZDI), and Modified
blind, placebo-controlled trial of intradiscal electrother- Somatic Perceptions Questionnaire (MSPQ) were mea-
mal therapy (IDET) for the treatment of chronic discogenic sured at baseline and 6 months. Successful outcome was
low back pain (CDLBP). defined as: no neurologic deficit, improvement in LBOS of
Objectives. To test the safety and efficacy of IDET com- greater then 7 points, and improvement in SF-36 subsets
pared with a sham treatment (placebo). (physical function and bodily pain) of greater than 1 stan-
Summary of Background Data. In North America dard deviation.
alone, more than 40,000 intradiscal catheters have been Results. Baseline demographic data, initial LBOS, ODI,
used to treat CDLBP. The evidence for efficacy of IDET is SF-36, ZDI, and MSPQ were similar for both groups. No
weak coming from retrospective and prospective cohort neurologic deficits occurred. No subject in either arm
studies providing only Class II and Class III evidence. showed improvement of greater than 7 points in LBOS or
There is one study published with Class I evidence. This greater than 1 standard deviation in the specified do-
demonstrates statistically significant improvements fol- mains of the SF-36. Mean ODI was 41.42 at baseline and
lowing IDET; however, the clinical significance of these 39.77 at 6 months for the IDET group, compared with
improvements is questionable. 40.74 at baseline and 41.58 at 6 months for the placebo
Methods. Patients with CDLBP who failed to improve group. There was no significant change in ZDI or MSPQ
following conservative therapy were considered for this scores for either group.
study. Inclusion criteria included the presence of one- or Conclusions. The IDET procedure appeared safe with
two-level symptomatic disc degeneration with posterior no permanent complications. No subject in either arm
or posterolateral anular tears as determined by provoca- met criteria for successful outcome. Further detailed anal-
tive computed tomography (CT) discography. Patients yses showed no significant change in outcome measures
were excluded if there was greater than 50% loss of disc in either group at 6 months. This study demonstrates no
height or previous spinal surgery. Fifty-seven patients significant benefit from IDET over placebo.
were randomized with a 2:1 ratio: 38 to IDET and 19 to Key words: intradiscal electrothermal therapy, chronic
sham procedure (placebo). In all cases, the IDET catheter discogenic low back pain, randomized double-blind con-
was positioned to cover at least 75% of the annular tear as trolled trial, clinical outcome. Spine 2005;30:2369 –2377
defined by the CT discography. An independent techni-
cian connected the catheter to the generator and then
either delivered electrothermal energy (active group) or
did not (sham group). Surgeon, patient, and independent
The treatment of chronic discogenic low back pain (CDLBP)
outcome assessor were all blinded to the treatment. All remains challenging for the spinal specialist. Failed conserva-
patients followed a standard postprocedural rehabilita- tive treatment traditionally has been followed by spinal fusion.
tion program. Independent statistical analysis was per- However, clinical outcome following spinal fusion remains
formed. variable with reported satisfactory clinical results varying be-
Outcome Measures. Low Back Outcome Score (LBOS),
Oswestry Disability Index (ODI), Short Form 36 question-
tween 46% and 82%.1,2
Saal and Saal introduced an alternative method for the
treatment of CDLBP using controlled thermal energy de-
From the Spinal Unit, Department of Orthopaedics and Trauma, Royal livered via an intradiscal catheter.3 Early studies on in-
Adelaide Hospital, Adelaide, South Australia.
Acknowledgment date: August 18, 2004. First revision date: December tradiscal electrothermal therapy (IDET) were promising,
11, 2004. Acceptance date: December 13, 2004. offering patients an option other than chronic pain man-
Supported in part by grants from Oratec Interventions, Menlo Park, agement or spinal fusion.4
CA; DePuy AcroMed, Raynham, MA; and Smith and Nephew Inc.,
Andover MA. There has been much written about the proposed
The device(s)/drug(s) is/are FDA-approved or approved by correspond- mechanism of action of IDET. Targeted thermal energy
ing national agency for this indication. has been shown to coagulate neural tissue5 and shrink
Corporate/Industry funds were received in support of this work. Al-
though one or more of the authors(s) has/have received or will receive collagen fibrils.6 It has been suggested that IDET may
benefits for personal or professional use from a commercial party re- coagulate annular nociceptors and lead to contraction of
lated directly or indirectly to the subject of this manuscript, benefits collagen, thereby addressing both the nociceptive and
will be directed solely to a research fund, foundation, educational in-
stitution, or other nonprofit organization which the author(s) has/have mechanical components of discogenic pain.3 For these
been associated. events to occur, tissue temperatures need to reach 45 C
Address correspondence and reprint requests to Brian J. C. Freeman, and 60 C, respectively, but doubt has been cast on the
FRCS (Tr & Orth), Centre for Spinal Studies and Surgery, University
Hospital, Queens Medical Centre, Nottingham, NG7 2UH, United ability of both radiofrequency and thermal-resistive coil
Kingdom; E-mail: brian.freeman@qmc.nhs.uk heating to achieve these temperatures.7,8 Shah et al
2369
2370 Spine • Volume 30 • Number 21 • 2005
Low Back Outcome Score* 39.51 5.25 36.71 3.00 38.31 3.61 37.45 1.60
Oswestry Disability Index† 41.42 14.80 40.74 11.84 39.77 16.28 41.58 11.29
Zung Depression Index‡ 41.03 6.13 40.42 10.04 41.39 4.46 40.82 7.72
MSPQ§ 8.22 5.16 6.84 5.88 8.67 6.09 8.67 4.37
SF-36㛳
Physical Functioning 41.86 23.01 35.00 15.37 44.72 24.20 36.58 20.14
Role-Physical 13.82 30.03 5.26 10.47 20.83 34.59 13.89 23.04
Pain Index 33.13 15.97 24.42 13.45 38.28 21.37 31.47 15.29
General Health Perceptions 65.29 19.21 60.33 17.79 61.44 22.68 64.16 19.29
Vitality 38.86 21.69 45.53 16.32 37.08 25.22 45.79 21.16
Social Functioning 41.12 27.86 44.08 19.71 45.14 30.80 43.42 20.14
Role-Emotional 46.49 42.83 46.30 42.99 42.59 44.09 38.89 36.60
Mental Health Index 55.89 21.30 64.00 13.68 52.22 23.11 61.26 19.42
Standard Physical Component Scale 32.58 8.07 26.90 5.74 35.10 8.70 30.40 6.15
Standard Mental Component Scale 40.34 12.76 44.77 8.29 38.16 13.29 43.05 11.07
*The higher the score, the better the outcome.
†The higher the score, the worse the outcome.
‡The higher the score, the greater the degree of depression.
§The higher the score, the worse the outcome.
㛳The higher the score, the better the outcome.
Six-Month Outcome Scores “success.” Hence, the specified primary analysis showed
The summary of scores at baseline and at 6 months is no difference between the treatments.
shown in Table 5. The mean LBOS for the IDET group Secondary outcomes were compared at baseline and 6
was 39.51 at baseline and 38.31 at 6 months. The mean months. These included comparisons of change at 6
LBOS for the placebo group was 36.71 at baseline and months in LBOS, ODI, ZDI, MSPQ, and SF-36 scores
37.45 at 6 months. The mean ODI for the IDET group for the following subgroups as requested by the sponsor-
was 41.42 at baseline and 39.77 at 6 months. The mean ing company Oratec:
ODI for the placebo group was 40.74 at baseline and
41.58 at 6 months. No subject reached the set mean 1. The entire study population (Table 7).
clinically important difference previously defined. 2. Males only (the placebo group showed a prepon-
The primary determinants of a successful outcome at derance of males) (Table 8, available for viewing
6 months were defined in the protocol. For a successful online through ArticlePlus only).
outcome, the subject had to demonstrate all of the fol- 3. Restricted to those with “adequate treatment of
lowing: no neurologic deficit resulting from the proce- the tear” as assessed by Dr. Saal (Table 9, available
dure, an improvement in the LBOS of 7 or more points, for viewing online through ArticlePlus only).
and an improvement in the SF-36 subscales of bodily 4. Restricted to those with psychological impairment
pain and physical function of greater than 1 standard (Table 10, available for viewing online through
deviation from the mean. Table 6 shows the distribution ArticlePlus only).
of these improvement criteria. It can be seen that no 5. Excluding subjects taking narcotic medication at
subject in either treatment arm met the joint criteria for baseline (Table 11, available for viewing online
through ArticlePlus only).
Table 6. Distribution of Improvement Criteria 6. Excluding subjects taking 8 or more Pana-
deine Forte tabs per day at baseline (Table 12,
Study Participants available for viewing online through ArticlePlus
only).
IDET Placebo
Outcome (n ⫽ 36) (n ⫽ 19) 7. Restricted to those with single-level treatment for
an anulus tear without global degeneration (Ta-
No neurologic deficit 36 (100.0%) 19 (100.0%) ble 13, available for viewing online through
LBOS improvement (ⱖ7 points) 0 (0.0%) 0 (0.0%)
SF-36 Subscales Improvement
ArticlePlus only).
⌬(Physical Functioning) and ⌬(Bodily 9 (25.0%) 4 (21.1%) 8. Restricted to those with single-level treatment for an
Pain Index) ⬎0 anulus tear without global degeneration, taking no
⌬(Physical Functioning) and ⌬(Bodily 3 (8.3%) 3 (15.8%)
Pain Index) ⱖ1 SD*
analgesics at baseline and with “adequate treatment
of tear” as assessed by Dr. Saal (Table 14, available
*One standard deviation within respective treatment arm.
for viewing online through ArticlePlus only).
Randomized Double-Blind Controlled Trial for IDET • Freeman et al 2375
Table 7. Comparison of Changes in Scores in the Entire Study Population (6 Months ⴚ Baseline) Between Treatments
(IDET ⴚ Placebo)
Treatment Group Difference
Low Back Outcome ⫺0.971 ⫺2.337, 0.394 0.737 ⫺0.765, 2.238 ⫺1.708 ⫺3.824, 0.408 0.111
Oswestry ⫺1.314 ⫺4.171, 1.543 0.842 ⫺6.149, 7.833 ⫺2.156 ⫺8.369, 4.056 0.489
Zung ⫺0.167 ⫺2.481, 2.148 0.706 ⫺3.834, 5.246 ⫺0.873 ⫺5.302, 3.557 0.693
MSPQ 0.286 ⫺1.533, 2.104 0.177 2.733, 3.086 0.109 ⫺3.036, 3.254 0.945
SF-36
Physical Functioning 2.624 ⫺2.675, 7.922 1.579 ⫺6.416, 9.574 1.044 ⫺8.045, 10.134 0.819
Bodily Pain Index 5.056 ⫺0.799, 10.910 7.053 0.963, 13.142 ⫺1.997 ⫺11.020, 7.031 0.659
*As a measure of direction of change (response to treatment), positive mean changes in Low Back Outcome Score and SF-36 indices, and negative mean changes
in Oswestry, Zung, and MSPQ Outcomes indicate “improvement” at 6 months, respectively.
†Difference in means of response: a negative value suggests worse outcome with IDET than with placebo for Low Back Pain and SF-36 indices, and the converse
is true for Oswestry, Zung, and MSPQ Outcomes.
These detailed secondary analyses showed no statisti- score of the SF-36 improved 31.33 points, and the mean
cally significant or clinically important differences in the bodily pain score improved 21.87 points; 81% of pa-
measured study outcomes for either treatment. This was tients showed at least a 7 point improvement in physical
true irrespective of whether the comparison was further function and 78% improved at least 7 points in bodily
adjusted for the baseline measure. A further stratified pain; 72% of patients improved their VAS by at least 2
analysis by surgeons (R.D.F., C.M.J.C., D.J.H.) conduct- points. Also striking was that the improvement contin-
ing the IDET procedure was carried out. No significant ued over 2 years and seemed to be comparable in one-,
difference in secondary endpoints between treatment two-, or three-level treated disease.
arms was identified for any surgeon. Derby et al reported their first 32 consecutive cases of
Safety Data IDET.17 All patients were initially assessed by an orthope-
There were no serious adverse events in either arm of the dic surgeon and told either they were not suitable for spine
study. Transient radiculopathy (⬍6 weeks) was reported surgery or were offered surgery and declined. Outcome
in 4 study participants who underwent IDET and in 1 measures included the Roland Morris Disability Question-
study participant who underwent the sham procedure. naire, the VAS, a patient satisfaction index, and a question-
naire related to activities of daily living. The mean age of
Discussion participants was 42 years, with only 4 Workers’ Compen-
Saal and Saal reported on IDET for CDLBP in a prospec- sation cases. Seven patients had previous surgery. Derby et
tive outcome study with a minimum of 2-year follow- al17 treated both discrete annular fissures and global disc
up.16 A total of 1116 patients were treated with a com- degeneration; the patients in this study showed no signifi-
prehensive nonoperative program, including back cant difference in outcome measures at 6 months and at 12
education, activity modification, progressive intensive months. The mean improvement in VAS was 1.84 (SD ⫾
exercise, at least one fluoroscopically guided epidural 2.38). The mean improvement in Roland Morris was 4.03
corticosteroid injection, physical therapy, and anti- (SD ⫾ 4.82). Overall, 62.5% had a favorable outcome,
inflammatory medication. Sixty-two patients (5.5%) 25% no change, and 12.5% had a nonfavorable outcome.
failed to improve and underwent lumbar discography One patient underwent a spine fusion due to persistent dis-
that proved to be positive in all cases. Patients were sub- cogenic back pain.
sequently offered chronic pain management, interbody Karasek and Bogduk reported their 12-month follow-up
fusion, or IDET. All chose IDET. Of 62 patients that had of a controlled trial of IDET for back pain due to internal
IDET, 4 patients were lost to follow-up. The baseline disc disruption.18 From 110 patients undergoing CT dis-
demographics with a mean age of 40.5 years, male pre- cography, 53 satisfied the criteria for internal disc disrup-
ponderance and long mean duration of pain (60.7 tion at one or two levels. Authority to undergo IDET was
months) very closely matched the cohort presented in sought from the insurance carriers of these patients. Au-
our series. The study participants of the Saal and Saal thority was granted in 36 and denied in 17. The 36 patients
study16 were 65.5% private pay patients and 34.5% constituted the index treatment group and underwent
Workers’ Compensation patients. IDET followed by rehabilitation. The 17 patients consti-
Saal and Saal16 reported impressive results over 24 tuted a “convenience sample control group” and under-
months. The mean VAS dropped from 6.57 to 3.41, an went rehabilitation. Outcome measures included the VAS,
improvement of 3.16 points. The sitting time increased return to work, use of opioid analgesics, and ODI in some
on average by 52.7 minutes. The mean physical function patients. The control group was followed for 3 months: the
2376 Spine • Volume 30 • Number 21 • 2005
median VAS was 8 (range, 5– 8) before rehabilitation and 8 function score of 51, and mean ODI of 32 points. The
(range, 7– 8) at 3 months. The IDET group had a median mean improvement in VAS for the IDET group was 2.4
VAS of 8 (range, 7–9) before treatment reducing to 3 points (SD ⫾ 2.3) and for the sham group was 1.2 points
(range, 1–7) at 12 months. Some patients returned to work (SD ⫾ 2.7), a difference of 1.2 points when comparing
and reduced their opioid intake. Bogduk and Karesek sub- groups. The mean improvement in ODI for the IDET
sequently reported on the 24-month follow-up in the IDET group was 10.9 points (SD ⫾ 11.2) compared with 5.2
group: 54% of patients reduced their pain by half, with 1 in points (SD ⫾ 12.0) in the sham group, a difference of 5.7
5 patients achieving complete relief of pain.19 The use of points when comparing groups.24 However, these results
patients who had been denied treatment as a control group are reported slightly differently in the paper with a dif-
has contributed to serious methodologic flaws in this paper, ference of 1.3 points on the VAS and 7 points on the ODI
and one should regard the results with caution. in favor of IDET.27 There was no significant difference
Pauza et al reported a randomized placebo-controlled between the improvements in bodily pain and physical
trial of IDET for the treatment of CDLBP.24,26 Of 1360 function when comparing the two groups. Pauza et al
individuals who were prepared to submit to randomiza- concluded that IDET is not a universally successful treat-
tion, 260 (19.1%) were found potentially eligible after ment. 24 Only 40% of patients treated with IDET
clinical examination and 64 became eligible after discog- achieved 50% relief of pain. Some 50% of patients did
raphy (4.7%). Inclusion criteria listed failure to improve not benefit appreciably or at all. The reported improve-
after 6 weeks of nonoperative care, low back pain exac- ments following IDET fall well below the established
erbated by sitting or standing, less than 20% loss of disc mean clinically important differences38,39; moreover, the
height on plain radiographs, and the presence of a pos- reported large standard deviations would suggest the
terior tear of the annulus fibrosis on CT discography. 95% tolerance intervals may not have been achieved.
They excluded those with Worker’s Compensation and How can two similarly sized randomized controlled
those with diffuse changes on CT discography. Random- trials reach such different conclusions? Pauza et al con-
ization used a 3:2 ratio (3 IDET: 2 sham) (total 64). The cluded IDET to be an effective treatment for discogenic
sham treatment consisted on introduction of a 17-gauge low back pain.24 On the contrary, Freeman et al showed
needle to contact the outer annulus fibrosis, but not to no significant benefit from IDET over placebo.25 There
breech this. No intradiscal catheter was inserted. Out- are important differences between the two studies (Table
come was assessed using VAS, SF-36, and ODI pretreat- 15). The study participants of Freeman et al25 had higher
ment and at 6 months. The initial study planned to re- levels of disability as measured by ODI and worse SF-36
cruit 40 patients to IDET and 27 to sham (total 67 physical function scores when compared with the Pauza
patients). The study recruited 64 patients in total (37 et al subjects.24 There are other differences relating to the
were allocated to IDET and 27 to sham) with 8 (12.5%) inclusion criteria, study populations, how the sham pro-
excluded for protocol violation or loss to follow-up. cedures were performed, the blinding procedure, and
Measurement of baseline outcomes reported a mean how success and the mean clinically important differ-
VAS of 6.5, mean bodily pain score of 35, mean physical ences were defined. Pauza et al24 may well have shown
statistical significance between their two groups, but 15. Saal JA, Saal JS. Intradiscal Electrothermal Treatment for chronic discogenic
low back pain: a prospective outcome study with a minimum 1 year follow
Freeman et al would argue that this does not necessarily up. Spine 2000;25:2622–7.
equate to clinical significance.41,42 One thing is clear 16. Saal JA, Saal JS. Intradiscal Electrothermal Treatment for chronic discogenic
from the literature: that highly selected groups of pa- low back pain: prospective outcome study with a minimum 2-year follow up.
Spine 2002;27:966 –74.
tients are required to show only marginal benefit from 17. Derby R, Eek B, Chen Y, et al. Intradiscal Electrothermal Annuloplasty
the procedure and that IDET is not beneficial for the vast (IDET): a novel approach for treating chronic discogenic back pain. Neuro-
majority of patients with CDLBP. modulation 2000;3:5–9.
18. Karasek M, Bogduk N. Twelve month follow-up of a controlled trial of
intra-discal thermal anuloplasty for back pain due to internal disc disruption.
Spine 2000;25:2601–7.
Key Points 19. Bogduk M, Karesek M. Two-year follow-up of a controlled trial of intradis-
cal electrothermal annuloplasty for chronic low back pain resulting from
● A randomized, double-blind, controlled trial of internal disc disruption. Spine J 2002;2:343–50.
IDET versus placebo for the treatment of chronic 20. Cohen SP, Larkin T, Abdi S, et al. Risk factors for failure and complications
of intradiscal electrothermal therapy: a pilot study. Spine 2003;28:1142–7.
discogenic low back pain is presented. 21. Spruit M, Jacobs WCH. Pain and function after intradiscal electrothermal
● The IDET procedure appeared safe with no per- treatment (IDET) for symptomatic lumbar disc degeneration. Eur Spine J
manent complications. 2002;11:589 –93.
22. Freedman BA, Cohen SP, Kuklo TR, et al. Intradiscal electrothermal therapy
● No subject in either arm showed clinically signif- (IDET) for chronic low back pain in active-duty soldiers: two-year follow-up.
icant improvements 6 months following treatment. Spine J 2003;3:502–9.
● IDET is no more effective than placebo for the 23. Webster BS, Verma S, Pransky GS. Outcomes of Workers’ compensation
claimants with low back pain undergoing intradiscal electrothermal therapy.
treatment of chronic discogenic low back pain. Spine 2004;29:435– 41.
24. Pauza KJ, Howell S, Dreyfuss P, et al. A randomised, double blind, placebo-
controlled trial evaluating the efficacy of intradiscal electrothermal anulo-
plasty (IDET) for the treatment of chronic discogenic low back pain: 6
months outcomes. Presented at the International Spinal Injection Society
Acknowledgments
10th Annual Meeting, Austin, TX, 2002.
The authors thank Associate Professor Philip Ryan, Dr. 25. Freeman BJC, Fraser RDF, Cain CMJ, et al. A randomised double blind efficacy
Freddie Mpelasoka, and Ms. Liddy Griffith for carrying study: intradiscal electrothermal therapy (IDET) versus placebo. Presented at
the 30th Annual Meeting of the International Society for the Study of the Lum-
out the independent statistical analysis as well as Dr. J. S.
bar Spine, Vancouver, British Columbia, Canada, 2003.
Saal and Dr. J. A. Saal for their advice and criticism. 26. Pauza K, Howell S, Dreyfuss P, et al. A randomised, double blind, placebo
controlled trial evaluating intradiscal electrothermal annuloplasty (IDET).
Presented at the 30th Annual Meeting of the International Society for the
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