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Morphological Investigations:
Cutting into the Substance
of Urban Form
KARL KROPF
In a special issue of Architecture Today, noted extends the methods of urban morphology.
architect Sir Richard Rogers said: One of the principal aims of this paper is
A major development in the last 20 years is a to give a brief survey of some of that work
much greater consciousness of the morphology and provide a sense of where things are
of cities – that buildings need to fit in, and even headed. What is striking is the diversity of
if they contrast, you have to be conscious of what the directions in which urban morphology
they contrast with. (Rogers, 2009, p. 34)
is being taken: from historic conservation
This quotation is noteworthy, particularly and urban characterization to analysis of
coming from Richard Rogers, because of his movement and environmental performance
unapologetic use of the phrase ‘morphology as well as development control and the craft
of cities’. Within the pragmatic and generally of urban design. And while urban design is
anti-intellectual world of anglophone archi- only one of the directions, to a large extent
tectural and urban design practice, urban mor- all the others are entwined with it. Each of
phology has been considered an interesting the different directions is an investigation
but ‘academic’ subject.1 that can inform the practice of urban design,
Taking a closer look at recent activity in town planning and architecture.
a number of areas does, however, suggest In parallel with the aim of providing
urban morphology is welcomed and used a survey of recent urban morphological
more widely than views might suggest. Even investigations, this paper takes the different
if people avoid explicit use of the termin- applications as a prompt to explore the
ology (or do not know it) there is a significant unrealized potential of urban morphology
amount of work being done that applies and to fit more actively into the practice of urban
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the features and characteristics that define the the character and whether proposals for new
special character of the area and determine development will preserve or enhance it.
if it has distinct parts with different The English Heritage guidance on con-
characteristics. servation area appraisals makes passing
A very good example of this work is reference to the term ‘morphology’ and uses
the suite of appraisals done for Norwich the general concepts and methods of urban
City Council (2007). Identifying character morphology. There is, however, a wealth
areas provides a sound and objective basis of research that has been undertaken in the
for going on to make further judgements UK and elsewhere over the last century that
about the value and significance of the could be more actively used. A picture of that
different areas. Together the characterization work can be found in a series of articles with
and evaluation serve as a foundation for the general title, ‘The study of urban form in
conservation and development management. [country]’ that has appeared over the last 12
Rather than just an area ‘the character years in the journal Urban Morphology (see
or appearance of which it is desirable to also Whitehand, 1981). What is clear from
preserve or enhance’, characterization sets looking at both historic and current work
out in detail the particular characteristics is that the roots and threads of the different
of each area or sub-area – its component approaches intertwine in many places.
parts, structure, function and origins. This Characterization, for example, has roots
information then makes it possible to be more in geography that extend back into the
specific in judging what is most important to mid-nineteenth to early twentieth century
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with the work of von Humbolt (1850), UK. These can supplement characterizations
Schluter (1906) and Sauer (1925). More done for conservation areas, providing more
recently it has been taken up within the detailed research into the historical roots
field of landscape architecture in the form of of the current character of towns. A fine
landscape character assessment (Countryside example of this type is the study of Hereford
Commission, 1991; Swanwick and Land Use by Nigel Baker for the Herefordshire
Consultants, 2002) and historic landscape Archaeological Unit (Baker, 2009). In the case
characterization (Homes and Communities of both characterization for conservation area
Agency and English Heritage, 2009). The appraisals and historic characterizations, a
latter overlaps with the field of archaeology principal output of the studies is a map of
and the historic environment where there character areas and written descriptions
has been significant recent activity by both of the features and characteristics that
archaeologists and historic conservation define them. In most cases there is a more
officers. or less explicit reference to the hierarchy of
An increasing number of historic urban elements, each area being defined broadly by
characterizations has been undertaken by a common, combined pattern of streets, plots
archaeological units of local authorities in the and buildings.
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There is also a clear emphasis on the at the same scale and compared visually
process of historical development. A common (or digitally processed), ideally with the
component of these studies is map regression aid of transparent overlays. The method
or comparative chronological analysis, which facilitates identifying both the growth of the
is a fundamental tool in urban morphological settlement (changes in extent) and internal
analysis. The sequence of available historic transformations such as the modification
maps and plans (i.e. any plan older than of street or plot patterns and the extension,
the most current) is collected, reproduced replacement or demolition of buildings. Map
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regression also helps to identify character particular the step we are in now – not as
areas because each area of growth in its turn a blunt confrontation between the past and
will have been designed according to the the future. Rather, urban morphology should
structures, types and styles of its time. Each challenge the whole world view that sees any
period leaves its own distinct forms (Caniggia definitive break between past and future. The
and Maffei, 2001, pp. 59–60; Conzen, 1969, p. fabric of a town extends through time and
6), and, as clearly shown by architectural and the designers, the agents of change, only
urban history, styles and structures change select out a few of the strands and weave
progressively over time. new strands into them, necessarily relying
on the strength of the whole to support what
is added.
The Problematics of the Historic
As much as anything, this shows the limits
The chronology of characteristic forms of a purely historical interpretation of urban
that has been established by the work of structure. Clearly the built environment does
archaeologists and urban and architectural not have value only as an historical record.
historians is thus a fundamental adjunct of First and foremost, it is our habitat. The built
urban morphological analysis. What the environment is an essential part of day-to-day
record shows is a history of near constant life. It remains in constant use and is subject
change. Once built, people are forever to an ongoing process of modification to meet
tinkering with their towns – or rebuilding changing needs and changing design ideas. It
them. has social and economic value, and it is social
Urban morphology sidesteps the apparent and economic needs that drive the creation
paradox of constant change by articulating and transformation of settlements in the first
the different levels of scale and putting place. And it is the role of urban designers
the physical structure into the context (all the built environment professions) to
of a cultural process. It helps us to see ensure that the built environment serves
how the different elements work together those needs. It is the designers who face most
and, perhaps most importantly, to see the directly the competing values.
emerging balance between continuity and
change. Some parts change and others
Opening Out the Perspective
stay the same. It is that balance that is
crucial to any notion of managing the built The cultural critic Walter Benjamin grappled
environment seen as a heritage asset. But with this sort of issue using the example of
there remains a conundrum when we see painting and cinema. For Benjamin, cinema
the historic fabric of a town as the principal offers a way out of the limitations and loss
record of both accumulated knowledge and of meaning faced by painting in the wake
a process of changing fashions. of mass reproduction. To draw a distinction
The conundrum lies in the fact that the between cinema and painting, he makes an
process progressively erases the record analogy with surgery and magic:
of itself. It is the equivalent of a painter The magician and surgeon behave respectively
only ever using one canvas or a writer one like the painter and the operator. The painter
notebook. The evidence we want to save is keeps, in his work, a natural distance from what
destroyed by the thing that produces the he is given, while the operator penetrates deeply
evidence. On an abstract, metaphorical level, into the texture of the data. (Walter Benjamin,
quoted Tafuri, 1976, p. 31)
settlements eat themselves to survive.
For the planner and urban designer, the Seeing the built environment only in
articulated view of urban morphology offers terms of its historical value, depicting its
a way to see each step in the process – in character only on the picture plane of the
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study starts with the identification of areas or what he terms the urban structural unit
as neighbourhoods defined on the basis of (USU) as a basis for assessing the environ-
residents’ perceptions of how they use the mental performance of different types of
parts of the town in which they live, amongst urban form (figure 5). There are three im-
other factors. The ‘neighbourhoods’ are portant underlying premises to the work.
effectively defined by both the activities and One is that different types of urban form
the physical characteristics of the place. The are likely to perform differently. The second
study makes the combination of physical and is that if an area is consistent in form, one
social aspects more explicit by correlating part of the area is likely to perform in the
census data with each of the physical areas. same way as other parts (justifying sampling
The benefit of combining different kinds – taking into account larger scale effects
of information is that it provides greater such as topography or proximity to bodies
insights into what kinds of interventions of water). The third is that urban tissue or
might be most appropriate to deal with social the USU provides an explicit definition
issues. Using urban tissue as a basis for the of the area. Osmond looks at a number of
judgements provides a common frame of different factors that can be used to assess the
reference for dealing with different areas. performance of an Urban Structural Unit as a
measure of sustainability:
Environmental Performance Material stocks and flows
A similar approach that takes urban tissue Microclimate
as a point of reference is the work of Paul
Osmond (2010). Under the broad heading Ecosystem services
of sustainability, Osmond uses urban tissue Configurational analysis
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routes but still in terms of the position of is the Plan Local d’Urbanisme (PLU) for
routes within the network. Importantly, the the city of Rennes in Brittany (Rennes, nd).
method feeds straight into the identification Within the PLU, urban tissue is used as an
of urban tissue and thus helps to show more operative planning tool. A morphological
clearly the connection between the network analysis identifies a range of different types
pattern of routes and the patchwork pattern of tissue which are then used to define
of tissues. zones. The characteristics of the tissues
One of the benefits of this narrower mor- expressed in terms of component elements
phological method of route structure analysis (street space, plots, buildings… relationships,
is that it allows inferences to be made about dimensions…) are used as the basis for the
both movement and the character of areas. règlement or regulations for the respective
Traditional traffic modelling tends to start zones (figure 7). An overriding aim is to
with the behaviour of the agents and focuses maintain the character and workings of the
on the effects of different quantities of agents city as a whole and its individual areas. The
using the system. approach recognizes that different types
The obvious benefit of morphological of form serve different purposes and the
investigation of routes to the planner and diversity of forms is important to the vitality
designer is that it can highlight the role of of the city. At the same time, explicit use of
a place within a wider context. It starts to tissue makes it possible to target interventions
provide a picture of how well places work in a much more precise way with a better
and what affect changes in movement understanding of what is affected. There is
patterns may have on attributes such as sufficient flexibility to relax or generalize
vitality, viability and safety. the règlement to allow for innovation and
The Brighton and Hove study, Osmond’s change in the zones that need to be changed
investigation of environmental performance or improved.
and route analysis in their different ways The use of urban tissue as a basis for a
start to go beyond the painterly represen- code is a kind of ‘reverse engineering’ from
tation of urban form and investigate forms the existing structure of the settlement, an
‘in use’. But what should be clear is that it is approach piloted on a much smaller scale
the combination of a consistent definition of in Asnières-sur-Oise (Kropf, 2011). Within
physical form – urban tissue – and the other the UK, this ‘character-based approach’ was
aspects: the social dimension, environmental taken in producing the Stratford-on-Avon
performance and movement, that gets District Design Guide (Kropf, 2001). The
us truly into the data and provides the structure of the UK planning system is not
depth perception. It is understanding the readily amenable to the explicit definition
characteristics of the form in use that makes of zones and regulation of development
the morphological investigation a useful by codes. Nor, as mentioned previously,
tool for the designer or planner. Combining is it sympathetic to overt morphological
aspects turns what otherwise might be seen terminology. The Stratford Guide therefore
as merely a museum of forms into a vast sought to translate the specialist language
repository of experimental data and a living into more common terms and integrate the
design resource. understanding of settlements with landscape
character assessment, which uses the same
basic method of analysis (Countryside
Comprehensive Application in
Commission, 1991; Swanwick and Land Use
Planning Practice
Consultants, 2002). The morphological origins
An example of the explicit and open use of the guide are evident in the structure,
of urban morphology in planning practice based on levels of scale, the explicit use of
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urban tissue as a basis for understanding lead to a differentiation in the structure of the
character and a focus on the relative position different sides of the blocks, the more basic
of elements as a basis for variations in design unit being the street with plots either side
(for example, in relation to street hierarchies, (Kropf, 2006; figure 8), each contributing one
positions within a block, plot or building). of its plot series to the block. It is a mark of
the extent to which Caniggia and Maffei, and
Saverio Muratori (1910–1973) before them,
Developmental Regularities
were ahead of their time that they recognized
With its focus on process, urban morphology that developmental regularities or generic
also brings insights through understanding processes at one level of scale give rise to
developmental regularities. The regularities, emergent forms at another level that can be
or ‘habitual’, generic processes, have been recognized and formulated into conscious
identified by examining and comparing many design ideas. In their view, the urban grid
examples. Probably the most fundamental as a unified design concept was suggested
generic process is the formation of routes and by observing the emergent formation of
the occupation of the land made accessible on blocks from connecting up built routes.
either side of the route (Caniggia and Maffei, They recognized the interplay between the
2001, pp. 124–138; Marshall, 2005). A further emergent and the planned and codified it
step in the process is the extension outward into the typological process (Kropf, 2003a).
and progressive connection of further routes An example of an effort to apply that
and occupation of land to create the com- sensitivity to both finer structure and process
plementary pattern of a contiguous route in practice is the South Yorkshire Residential
network and isolated street blocks (Caniggia Design Guide (studio | REAL, 2011). The
and Maffei, 2001, p. 133). guide promotes the street (route with plots
Caniggia and Maffei’s codification of either side) as the basic unit of development
the process led them to consider the block and the formation of blocks by combining
‘equivocal’ as a fundamental element of the plot series contributed from each of the
urban form. The progressive formation of surrounding streets (figure 8). The resulting
a block, street by street, over time tends to block has a ‘bias’ or inflection directly related
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these capabilities the brain needs to process of urban form and the inclusion of people
in parallel visual, aural, tactile, and language- as part of the process that prompted Jane
symbol information. (Sennett, 2009)
Jacobs (1961) to identify the city as a problem
Sennett’s thoughts on craftsmanship sug- of organized complexity. In addition to the
gest an interpretation of urban grain with mechanics, activity and information play an
much more depth and substance than its essential part in the workings of urban form.
current meaning. Urban fabric is the material Another analogy that resonates is the
that urban designers must learn to master, not landscape architect. Successful urban design
just as a formal exercise but to serve human results in a place that flourishes, changes and
purposes – to serve life. To be good at it and grows richer with time. The initial design
develop skill, we need hands-on experience, only sets things off for the subsequent action
cutting, shaping and putting together the of many individuals to inhabit and adapt just
parts. We need to understand urban fabric as the landscape architect only establishes an
the way a joiner understands wood, how it initial state of a proposal that relies on the
behaves in use and under stress, its strengths, growth and change of individual plants to be
weaknesses and fracture lines and how its fully realized. To be successful, the landscape
internal structure affects the way it can be architect needs to ensure that when he or she
put together. selects and locates plants they are in the right
Benjamin’s analogy of the surgeon also place for them to survive and flourish on their
holds, up to a point. Without falling into own (Marshall, 2009, uses this analogy in his
the trap of a literal organic metaphor, urban exploration of cities, design and evolution).
tissue is living to the extent that it accom- In the end, no one analogy fits exactly,
modates living, moving people and to the which only serves to emphasize that the
extent that the structure and character of craftsman of urban form can only really learn
the tissue can affect the way that people live the craft by working with and understanding
and move about. For a graft or repair to be urban form. The analogies may help but they
successful, it has to be connected up in the can never substitute for an intimate under-
right way and to do so you need to know standing of the material that is the substance
how all the parts work. It is this ‘living’ aspect of urban design. In all cases, to be successful,
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the skilled craftsman must know his or her Urban morphology, with its acknowledge-
materials. And each kind of material has its ment of the basic forces at play and its
own characteristics. sensitivity to nuance, is a tool that allows the
The essence of the morphological method urban designer to address urban form as a
is to examine the different aspects at differ- craft in the terms set out by Richard Sennett.
ent levels of scale and bring them together We can ‘localize’ by distinguishing the
as a kind of mental synthesis. The aim is different aspects of urban form and the levels
to identify the patterns that emerge when of scale, by focusing on the relative position
examining the physical forms and their of parts and associations of elements and by
associations with the other aspects, for observing developmental regularities and
example between plots and patterns of use generic processes. This effort is exemplified
or ownership, and feed the interplay between by the projects illustrated in this article. From
the ideal and the actual. the base layers of characterization such as
the Norwich Conservation Area Appraisal
(figure 2) and Hereford study (figure 3) to
Localize, Question and Open Up
the addition of the social dimension with
Urban tissue is the emblem of urban the Brighton and Hove study (figure 4),
morphology. It is underpinned by the core environmental performance at the University
concepts of the formative process, generic of New South Wales (figure 5), as well as the
structure of levels of scale and specific various methods of route structure analysis
configurations or types of form. As a physical (figure 6).
entity, it is an embodiment of cultural habits It is really only then that we can ‘question’
and serves as a reference for coordinating the in a meaningful way and judge which aspects
full range of aspects that constitute urban and elements are successful at a given time
form. As an element in the hierarchy of scale, and which are not. The task of questioning is
urban tissue lies at the mid-point. It is the illustrated by the examples of the Plan Local
element that is combined to form the larger d’Urbanism for Rennes (figure 7) and South
scale structure of whole settlements and is Yorkshire Residential Design Guide (figures
composed of the smaller scale elements that 8 and 9). It is at this stage that it is necessary
create places and local identity (figure 10). to exercise judgement and try to determine
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