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Quarterly.
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NEW RESEARCH ON BACH'S
MUSICAL OFFERING
By CHRISTOPH WOLFF
INworks
our familiarpictureof JohannSebastian Bach the yearsof his late
are surrounded a veil. His labors to be
by mysterious appear
closerto heaven than earth,and so, for instance,it is said that some of
his late compositions- among themThe Art of Fugue and the Musical
Offering- do not require any earthlyinstruments for theirrealization
in sound. They ratherrepresentpure, abstractmusic: musica sui generis.
And looking behind the mysteriousveil of the composer'sesotericlast
worksbecomes a kind of sacral act.
But one does not bringinto questionBach's greatnessby statingthat
this pictureis more in accord with a certain ideology,idolization,and
speculation than with reality.The prevailing'reasons for this miscon-
ception are groundedin some basic misunderstandings which arise to a
great extent from ignorance of the source material in its entirety.
Despite the many valuable discoveries and contributionsconcerning
Bach's last worksour effortshave been burdened with too many hypo-
theses,particularlyin the case of the Musical Offering.Though it has
undergone much scholarlyscrutiny,previous researchwas confinedto
only a part of the sources.Consequently,many questionshad to remain
open. Aiming at reliable answersto the centralquestions,new research
has had to startwith a completere-examinationof the knownsourcesin
connection with a thorough investigationof neglected or newly dis-
covered material. The project was undertakenfor the edition of the
Musical Offeringwithinthe Neue Bach-Ausgabe (Series VIII, Volume
1). While the resultswill be reportedin great detail in the forthcoming
KritischeBericht,I should like to presenthere the most importantfind-
ings of the recentsource studiesconcerninghistory,text,order,and per-
formanceproblemsof one of Bach's major late works,with particular
regard to controversialissues.'
I Exact source
descriptions, documentation, text critical and other particulars
379
380 The Musical Quarterly
I
The compositionof the Musical Offeringwas inspiredby a fugue
subject given by Frederick the Great to Bach when he visited the
Prussian court at Potsdam in May, 1747.' The work,consistingof two
ricercariof three and six parts, a trio sonata of four movements,and
ten canonic settings,is among the veryfew compositionsof Bach that
were printedin his lifetime.It was humbly dedicated to the King of
Prussia and became well-knownapart fromthe widely circulatedorig-
inal print,3in numerousmanuscriptcopies.4Parts of the work, mostly
canons, appeared in treatisesof the later eighteenthcentury,5 and unlike
most compositionsof Bach the entirework was even reprintedtwice in
the nineteenthcenturyprior to its publicationin the Bach-Gesellschaft
edition.6But no questions were raised about the homogeneityof the
work, its cyclical order, instrumentation, and chronologyuntil Philipp
studied
Spitta critically its historyand its naturewithspecial attentionto
the originalprintof 1747. Most scholarsmore or less closelyfollowed
the basic resultsof Spitta's research,'among them (to mentiononly the
most important) AlfredD6rffel,the editor of the Musical Offeringin
the Bach-Gesellschaftedition,8Ludwig Landshoffwith his new edition
and criticalcommentary,9 and Georg Kinskyin his book on the original
printsof Bach's works.'" Hans Theodore David was the firstone to
may be drawn fromthe KritischeBerichtof the Neue Bach-Ausgabe, Series VIII, Vol. 1
(hereafterKB, NBA VIII/1).
2 Cf. the contemporaryreports in Bach-Dokumente, ed. Werner Neumann and
Hans-Joachim Schulze, Vol. II (Leipzig and Kassel, 1969), pp. 434f.; The Bach
Reader, ed. Hans Theodore David and Arthur Mcndel, rev. ed. (New York, 1966),
pp. 176, 220, 260 (van Swieten) 305f. (Forkel).
3 At least 100 copies were printed. Cf. Bach-Dokumente, ed. Neumann and
Schulze, Vol. I (Leipzig and Kassel, 1963), p. 117 (Bach's letter from Oct. 6,
1748).
4 For details see KB, NBA VIII/1.
5 Friedrich Wilhelm Marpurg, Abhandlung von der Fuge, Part II (Berlin,
1754); Johann Philipp Kirnberger,Grundsatze des.Generalbasses (Berlin, 1781) and
Die Kunst des reinen Satzes, Part II (Berlin, 1779); A. F. C. Kollmann, Essay on
Practical Musical Composition (London, 1799).
6 Ed. C. G. Miiller (Leipzig: Breitkopf & Hiirtel, 1831); ed. F. A. Roitzsch
(Leipzig: Peters, 1866).
7 Philipp Spitta, J. S. Bach, Vol. II (Leipzig, 1880), pp. 671ff.,843ff.
8 BG, Vol. XXXI/2 (Leipzig, 1885).
9 Edition Peters No. 4202 (Leipzig, 1937); Beiheft zur Urtext-Ausgabe.Bemer-
kungenzur Textkritikund Darstellung des Werkes (Leipzig, 1937).
10 Die Originalausgaben der Werke Johann Sebastian Balchs. Ein Beitrag zur
Musikbibliographie (Vienna, 1937), pp. 62ff.
New Researchon Bach's Musical Offering 381
B I 1 oblong 1 (blank)
1' 1 1 Ricercara 3, mm
2 2 mm. 60b-110
2' 3 mm. 111-156
3 4 2 mm. 157-185;Can
3' (blank)
D I 2 upright 1 Regislussu Canti
1' 3 Canonesdiversisu
a 1. a 2 (cancrican
b 2. a 2 Violin:in U
c 3. a 2 perMotum
d 4. a 2 perAugme
e 5. a 2 (per tonos)
4 Fuga canonicain
2 mm. 9b-78
2' (blank)
New Lieferung Section Paper Original-
sigla (Spitta) (David) format Folio pagination BWV Contents
C III 3 upright 1-2 1-4 8, 9 Traversa.(Trio) ;t
1-2 1-4 8, 9 Violino.(Trio) ;t
1-2 1-4 8, 9 Continuo.(Trio);t
E II 4 oblong 1 1 5 Ricercara 6, mm
1' 2 mm. 18-33a
2 3 mm.33b-51a
2' 4 mm.51b-67a
3 5 mm.67b-79
3' 6 mm.80-95
4 7 6, 7 mm.96-103; Cano
Canon a 4; J.G. S
4' (blank)
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TABLE II
SurvivingCopies of the OriginalPrint
Included
Library sections
1 Berlin(DDR), DeutscheStaatsbibliothek A, B, D, E
Am.B. 73
2 Berlin(DDR), DeutscheStaatsbibliothek C
Am.B. 74
3 Berlin(DDR), DeutscheStaatsbibliothek A, B, E
Mus. 0.9525 R
4 Berlin(DDR), DeutscheStaatsbibliothek D
Mus. 11531 R
5 Fulda, HessischeLandesbibliothek A, B, E
K.W.F. 138/84
6 der StadtLeipzig
Leipzig,Musikbibliothek A, B, D, E
111.6. 17
7 der StadtLeipzig
Leipzig,Musikbibliothek A, B, D, E
PM 5696
8 Munich,BayerischeStaatsbibliothek C
Mus.pr. 20,777
9 van Hoboken
Ascona,BibliothekAnthony A, B, D, E
Exemplar A
10 van Hoboken
Ascona,BibliothekAnthony A, B, E
Exemplar B
11 Ascona,BibliothekAnthonyvan Hoboken B, E
ExemplarC
12 MemorialBach Library A, B, E
Berea (Ohio), Riemenschneider
13 Bologna,CivicoMuseo Bibliografico B, C, D, E
BibliotecaMusicaleG. B. Martini,DD73, 75,76
14 The Hague, GemeenteMuseum B, D, E
Bach-Doos,Nr.III
15 London,BritishMuseum A, B, E
K. lo b.28
16 Rochester(New York), SibleyMusic Library B, E
M3.3.B 118
17 Washington,Libraryof Congress A, B, D, E
M 3.3.B 2
New Researchon Bach's Musical Offering 389
II
David's plausible argumentsfor the artisticunityof Bach's concep-
tion as evident in the "original" comprehensivestructureand order
must remain hypothesestoo, as long as they fail to explain major
details of the appearance of the original print. For instance,why does
it have separate paginationforsectionsB and E? Could Schiiblerreally
have so mixed up the workwithoutBach's having correctedit in proof?
As a possiblesolutionforthisquestionit was suggestedthat the Musical
Offeringwas published piecemeal (the installmenttheory) so that its
individualsectionscould be sold separately.26But why then is the com-
poser's name found only on the title page and not at the beginningof
each section?The distributionand sale of pieces withoutmentionof the
author is unthinkable.Finally, the explanation has been offeredthat
Bach obviouslyintendedto publish the work with a deliberatelack of
order, ratherlike a puzzle correspondingto the enigmaticnotation of
the canons. In this connectionBach's use of the term "Ricercar" (Ital-
ian, "ricercare"= English,"to search") was understoodas an important
25 David, op. cit., p. 94. Cf. the
chapter on "Erroneous conclusions" (pp. 94ff.)
for his general criticismof Spitta's research conclusions. As to the quality of paper
and the binding,see pp. 91-92.
26 Cf. Joel Sheveloff,Quaerendo Invenietis
(Masters thesis, Brandeis University,
1964).
390 The Musical Quarterly
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III
The relevanceof thoroughcriticalinvestigationsof the sourcesmay
be brieflyexemplifiedby two controversialissues of more immediate
musical significance:the questionsof instrumentationand cyclicalorder.
Previous attemptsto solve these and other problems of the Musical
Offeringhave proceeded fromthe suppositionthat the appearance of
the original print was scarcely explainable, thus invitingall sorts of
hypotheses.The resultsof new research,however, ascertain the well-
planned arrangementof the print,thus cuttingthe ground fromunder
some unprovabletheses.
The ostensiblelack of specified instrumentationfor The Art of
Fugue and the Musical Offeringhas stimulatedthe fantasyof many
musiciansand scholarsconcerningperformance.This was not an issue in
the eighteenthor nineteenthcentury;it became one onlyin 1924, when
WolfgangGraeserwithhis orchestration and arrangementof The Art of
pastimeand seta precedentforsim-
Fugue startedwhatis a stillflourishing
ilar undertakingsofquestionablescholarlypretension."The confusionand
37 I am indebted to Hans-Joachim Schulze of the Bach-Archiv in Leipzig for
bringing this document (not included in the recently published Bach-Dokumente,
II) to my attention. Cf. also Bach-Dokumente, II, for other hitherto unknown
archival sources concerning the history of the Musical Offering: 437, 454, 467.
38Wolfgang Graeser, "Bachs 'Kunst der Fuge,' " Bach-Jahrbuch,XXI (1924),
Iff.; the fact that Graeser's neoromantic arrangementwas adopted as Vol. XLVII
of the Bach-Gesellschaft edition (supplement) and in a special version as Vol.
XXVIII of the Veriffentlichungender Neuen Bachgesellschaft (Leipzig, 1927) has
given an unfortunateauthorityto Graeser.
400 The Musical Quarterly
respectiveinstruments.
The two ricercariare indisputablykeyboardpieces despitethe open
score notationof the six-partricercar.As in The Art of Fugue and the
canonic variationson Vom Himmel hoch, Bach followedhere the tra-
ditionalmannerof notationforcompositionsin the strictest contrapuntal
style. The comparison between the two ricercariposes an interesting
question. The strong stylisticcontrast between them is obvious and
seems to be underlinedby the deliberateapplication of the ambiguous
term "ricercar,"labeling free,improvisatory styleas well as extremely
strict polyphonic writing. Johann GottfriedWalther's Musicalisches
Lexicon (1732) points41 out the terminologicaldetails.42But shouldn't
this contrastperhaps be reinforcedwith a contrastin the performing
medium?
We know that Bach improviseda fugue on the given theme on one
of the king'sfortepianosat Potsdam. Accordingto the SpenerscheZeit-
ung of May 11, 1747, the king "went at Bach's entrance to the so-
called forteand piano, condescendingalso to play, in person and with-
out any preparation,a theme to be executed by CapellmeisterBach in
a fugue.This was done so happily by the aforementionedCapellmeister
that not only His Majesty was pleased to show his satisfactionthereat,
but also all those presentwere seized with-astonishment." 43 The free
treatmentof the fugal principlesin the three-partricercar is unique
among Bach's fugues.There is no questionthat it representsthe worked-
out version of the improvisation,as the preface of the print suggests.
However, the piece not only reflectsimprovisatory manners (as indeed
do other Bach fugues) but also seems to develop and expand typical
motivic elementsof the galant and empfindsameStil in the unusually
extensiveand lengthyinterludes:
Ex. la mm. 37-44
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2.
Here we have the only pieces of Bach in which he uses the delicate
expressivemusical language of the generationof his sons. That he does
it in one of his last worksis surprising,but may well demonstrateagain
the broad horizon of his artisticgenius at a time when he was very
much orientedtowards stylisticand technical musical concepts of the
past.44These stylisticelementsof the Emfindsamkeit,which manifest
how well the old Capellmeisterunderstood the music of the young
Berlin court musicians,are in agreementwith the sound ideal of the
pianoforte.Performanceof the three-partricercar on the pianoforte
seems to be stronglyindicated.This becomes even more likelywhen we
add to the musical evidence the fact (known fromrecentlydiscovered
Polish archivalmaterial)45thatin his last yearsBach acted as sales agent
for Silbermannpianofortesin Leipzig." If one accepts this convincing
hypothesis,the three-partricercarmay be consideredto be a composi-
tion inspiredby and conceived for the pianoforteand its new sound
effects,whereas the six-partricercartrulyreflectsthe traditionalworld
of conservativefugal stylein Baroque harpsichordand organ music.
The second major controversialissue concernsthe conceptionof the
Musical Offeringas a unity,which was denied by Spitta but strongly
affirmedby David, and which, as we have seen, can be justifiedal-
though from a differentbasis. The particular layout of the original
printmakes it veryclear that the idea of a sophisticatedcyclical struc-
44Cf. Christoph Wolff,Der stile antico in der Musik Johann Sebastian Ba'chs.
Studien zu Bachs Splitwerk (Beihefte zum Archiv fiir Musikwissenschaft,Vol. VI;
Wiesbaden, 1968).
4SA voucher from May 9, 1749, with the autograph signature of J. S. Bach:
sale of a "Piano et Forte" to Count Branitzkyof Bialystok at a price of 115 Reich-
staler. Cf. Muzyka, 1967, p. 69.
4 Cf. also Johann Friedrich Agricola's report: "Mr. Gottfried Silbermann had
at firstbuilt two of these instruments[pianofortes]. One of them was seen and
played by the late Kapellmeister, Mr. Joh. Sebastian Bach. He had praised, indeed
admired, its tone; but he had complained that it was too weak in the high register,
and was too hard to play. This had been taken greatly amiss by Mr. Silbermann,
who could not bear to have any fault found in his handiworks. He was therefore
angry at Mr. Bach for a long time. And yet his conscience told him that Mr. Bach
was not wrong. He thereforedecided... not to deliver any more of these instru-
ments, but instead to think all the harder about how to eliminate the faults Mr.
J. S. Bach had observed. He worked for many years on this.... Finally, when Mr.
Silbermann had really achieved many improvements, notably in respect to the
action, he sold one again... Mr. Silbermann had also the laudable ambition to
show one of these instrumentsof his later workmanship to the late Kapellmeister
Bach, and have it examined by him; and he had received, in turn, complete
approval fromhim." (In Jakob Adlung, Musica mechanica Organoedi [Berlin, 1768],
pp. 116f.; The BacchReader, p. 259.)
404 The Musical Quarterly
Aria
Variatio
1
Variatio2
Variatio3 (Canone all 'Unisono
Variatio
4
Variatio5
VVariatio
6 (Canone alla Seconda)
7
Variatio
Variatio8
Variatio9 (Canone alla Terza)
10
Variatio
Variatio11
Variatio12 (Canone alla Quarta)
Variatio
13
Variatio14
Variatio15 (Canone all Quinta)
=mum==
010Variatio 16 (Ouverture)
Variatio17
Variatio18 (Canone all Sesta)
Variatio
19
Variatio20
Variatio21 (Canone alla Settima)
Variatio
22
Variatio23
Variatio24 (Canone all 'Ottava)
Variatio
25
Variatio26
Variatio27 (Canone all Nona)
Variatio
28
Variatio29
Variatio30 (Quodlibet)
Aria
Allein
GottinderH3h F,manualiter)
(trio,
AlleinGottin derH3h (trio,G, a 2 clay.e ped.)
AlleinGottin derHbh (trio,A, manualiter)
unserHeiland
JesusChristus, (a 2 clav. e ped.; c. f. in ped.)
I
Duetto 3/8
minor,
(E time)
unserHeiland
JesusChristus, (manualiter)