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International Journal of Disaster Risk Reduction 27 (2018) 105–117

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International Journal of Disaster Risk Reduction


journal homepage: www.elsevier.com/locate/ijdrr

A multi-faceted analysis of annual flood incidences in Kumasi, Ghana T


a,b,⁎ b a,b a,b
Paul Amoateng , C. Max Finlayson , Jonathon Howard , Ben Wilson
a
School of Environmental Sciences, Charles Sturt University, P O Box 789, Albury, NSW 2640, Australia
b
Institute for Land, Water and Society, Charles Sturt University, P O Box 789, Albury, NSW 2640, Australia

A R T I C L E I N F O A B S T R A C T

Keywords: Flood disasters remain a serious development challenge in cities in developing countries. In many cities, the
Flooding frequency and intensity of flood disasters have increased spatially and temporally and cause more casualties and
Land use planning economic losses than any other natural catastrophe. This study used multiple qualitative research approaches to
Waterway explore the nature and causes of, as well as proposes options for addressing future disasters in Kumasi, the fastest
Rainfall
growing city in Ghana. The findings show that disastrous floods now occurred on an annual basis with at least 4
Riverine flood
per year, and are becoming increasingly severe. The floods now more regularly following moderate to high
rainfall events as a consequence of uncontrolled occupation of inland water areas especially rivers and flood-
plains by urban physical developments. Despite a well-structured policy framework, interventions tended to be
reactionary and failed to address the underlying causes of the floods. Indeed, they sometimes aggravated the
impacts. The study suggests that it is critical for city managers and planners to enforce a “no development” zone
along rivers and floodplains through integrated land use planning and relocation of settled encroachers. The
enforcement could rely on participatory processes and institutional collaborations that focus on positive out-
comes such as reducing and/or avoiding flood disasters and sustaining and/or improving liveability of the city.

1. Introduction interventions assessments ([16,31,49]). Most authors (e.g., [10,16,29])


identify frequent and high magnitude flood disasters in urban areas of
Flooding continues to pose enormous development challenges to developing countries as riverine floods. That is these floods occur when
both developed and developing countries [19,31]. Flooding is generally rivers overflow their banks and cover built-up areas for extended per-
described to occur when water overflows its defined channel or course iods. These floods, which were hitherto predominantly considered
due to heavy rainfall events, sea level rise, storm surges, coastal de- natural events, have increasingly become a human-induced phenomena
gradation, glacial melt, snow melt and reduced ground infiltration with their frequency and extent also increasing [27,37]. It is asserted
[16,31,36]. Recent studies indicate that the frequency and intensity of that the cause of this change is the development of human settlements
flooding and its associated devastating impacts on the wellbeing of in rivers and floodplains which leads to the eventual loss and frag-
exposed and vulnerable populations has been on the rise in urban areas, mentation of the natural system and, creates permanent and/or inter-
especially in developing countries [18,27,28]. Such flood disasters mittent flood damage zones [10,17,29]. In such situations, the occur-
disrupt the prosperity, safety and amenity of people in these countries. rence of riverine flood disasters becomes imminent. Unfortunately,
For example, flood events in Maputo the capital of Mozambique in 2000 these claims have not been studied in-depth in many urban situations,
caused hundreds of deaths, destroyed 150,000 homes, rendered especially in developing countries, thus undermining understanding of
500,000 people homeless and jobless and resulted in over 17,000 and/or attempts at addressing the problem.
cholera cases [38]. Consequently, there is a general consensus among Traditional flood control methods entail structural measures such as
researchers that flood disasters cause more casualties and economic storm drains, embankments or levées, floodways, and dams [26,34,44].
losses in the form of loss of lives and livelihoods, damage to property These structural approaches, which aim to eliminate floods, do not only
and infrastructure, spread of diseases and insecurity among others, than result in changes in flow regimes and fragmentation of surface water
many other similar disasters [31,50]. networks, but also result in increased flood incidences in many cases,
Given flooding is caused by a diversity of factors, researchers have particularly in downstream locations [26]. As a result, integrated flood
broadly grouped floods into four different types as riverine flood, urban management, which has the objective of flood avoidance, flood toler-
flood, flash flood and coastal flood for the purposes of flood risk and ance and flood resilience has become the preferred management


Corresponding author at: School of Environmental Sciences, Charles Sturt University, P O Box 789, Albury, NSW 2640, Australia.
E-mail address: pamoateng@csu.edu.au (P. Amoateng).

http://dx.doi.org/10.1016/j.ijdrr.2017.09.044
Received 18 December 2016; Received in revised form 26 June 2017; Accepted 23 September 2017
Available online 27 September 2017
2212-4209/ © 2017 Elsevier Ltd. All rights reserved.
P. Amoateng et al. International Journal of Disaster Risk Reduction 27 (2018) 105–117

approach in recent times [10,21,31]. This holistic approach combines data collection activities followed a systematic process with the activ-
structural and non-structural measures (e.g., land use planning and ities at each stage being partially informed by that of the preceding
zoning, natural inland water systems conservation, institutional and stage [47].
policy frameworks, forecasting and early warning systems and flood First, semi-structured interviews were conducted with re-
insurance) in an iterative manner to reduce susceptibility to flood da- presentatives of five flood and urban management related institutions
mage, flood impacts and the recovery time [19,26,31]. While integrated in Kumasi, including the National Disaster Management Organisation
flood management may seem both logical and ideal, in developing (NADMO), Hydrological Services Department (HSD), Town and
countries there is often a lack of insight and information on relevant Country Planning Department (TCPD), Ghana Meteorological Agency
issues such as the causes, types, nature, characteristics of victims and (GMA), and Friends of Rivers and Water Bodies (FRWB). The institu-
impact areas of the floods, that prevents it from being implemented. tional officials interviewed were mainly institutional heads and/or
Ghana ranks high among the African countries that experience flood deputies and were purposefully sampled based on their knowledge and
disasters, which threaten economic growth and development [8,19,41]. interest in the research subject, which ensure acquisition of accurate
Floods of different types and degrees of intensity occur, but widespread and reliable information.
flooding in large cities is both increasing in frequency and scale in re- Second, at the community level, semi-structured interviews were
cent times [12,32]. This is particularly true in major cities such as conducted with forty property owners within the 100 m zone of rivers
Accra, Kumasi, Sekondi-Takoradi and Tamale, which have become the and floodplains in eight purposefully selected flood-prone suburbs of
points of concentration of the country's burgeoning urban population – Kumasi. The suburbs were Kronum, Asuoyeboa, Dichemso, Moshie
urbanisation level exceeded 50% for the first time in history in 2010 Zongo, Atonsu, Ahinsan, Kokode and Adiembra and were selected
[22]. In these cities, flood disasters occur annually during the rainy based on the high intensity of physical development in and along rivers
seasons, and are more pronounced in the informal settlements, which and floodplains, and frequent flood incidences that characterise them,
often lack adequate economic and physical capacity to deal with the as informed by the institutional interviewees, as well as observed
effects [19,41]. Unfortunately, the actual causes of the flooding are during preliminary visits to the numerous flood-prone suburbs in the
largely unknown as they are linked to multiple unsubstantiated factors city (Fig. 2). Further, the purposive sampling method was used to select
that in certain cases combine to aggravate the consequences. Frequently five residents from each of the eight suburbs based on the proximity of
attributable causes include natural factors such as climate change, their properties to the rivers, as well as the type of properties or ac-
physiographic conditions, sea tides as well as human factors such as tivities, which ensured the use of an information-rich sample. The
land cover/use change and poor urban planning ([2,19,32,40]; property owners interviewed also had different socio-economic back-
[12,24,41]). As a result, while the annual flood disasters are widely grounds and status, which enhanced the diversity and quality of the
acknowledged and expected as a consequence of extensive reporting in responses obtained, and ultimately the study findings. In addition,
the news media, the underlying causes are poorly supported by evi- physical evidence of the nature and causes of the floods, such as
dence and, hence improperly understood and /or addressed by both floodwater inundation marks and houses in waterways and were per-
academics and practitioners. sonally observed and photographed.
Finally, focus group discussions were organised in two of the sub-
2. Study area urbs used for data collection – Moshie-Zongo and Asuoyeboah – to elicit
collective views on the flood situation and management in the city.
Kumasi, the second largest city in Ghana, is located within the There were ten participants per focus group discussion, comprising
moist, semi-deciduous south-east ecological zone in south-central seven participants from the property owners’ semi-structured inter-
Ghana between latitudes 6°38′N and 6°45′N and longitudes 1°32′W and views and three purposefully selected community leaders. The focus
1°41′W (Fig. 1). The city has a bimodal rainfall regime of major and group discussions and semi-structured interviews provided detailed
minor rainy seasons, which occur between the months of March and information on the local people's perspectives and understanding of the
July and September and October respectively with an overall mean frequency, intensity, causes, and control of flood disasters in Kumasi in
annual rainfall of 1382 mm, with June experiencing the highest mean a flexible manner [6,47]. The different qualitative data collection
monthly rainfall of 214 mm. As one of the fastest growing cities in methods enabled the collection of expansive, valid and reliable data for
Ghana, Kumasi has an estimated population of 2,035,064, which is examining flood problems and interventions in the city. The data from
growing at a rate of 5.5% per annum, more than double the national each of the methods were cross-referenced to improve the usefulness of
average of 2.5% [22]. The city has a total land area of 254 km2, over the study findings.
80% of which is developed for various urban land uses. Given its geo- In addition to these qualitative data, secondary quantitative and
graphic location, the city once had an abundance of “greenery” (ve- spatial data were obtained from the relevant agencies and sources.
getation cover) and inland water features such as rivers, wetlands, ri- Quantitative data on reported flood incidences in Kumasi from 2009 to
parian zones, open space and parks, which enhanced its hydrologic 2013 were obtained from the National Disaster Management
conditions and scenic beauty. Unfortunately, pressures from the city's Organisation while mean daily rainfall records for Kumasi from 1961 to
recent dramatic and spontaneous population growth and physical ex- 2013 were acquired from the Ghana Meteorological Agency (GMA).
pansion have adversely affected these natural land covers, especially Data description provided by GMA indicates that the rainfall data were
rivers and floodplains, and created hydrologic problems such as large derived from two weather stations located in the northern and southern
impervious surfaces and increased runoff volumes. As a result, de- parts of the study area. For the spatial data, Landsat Thematic Mapper
structive flood disasters affect many suburbs of the city after torrential (LTM) images with 30 m resolution and Advanced Spaceborne Thermal
rains, especially in the rainy seasons. Emission and Reflection Radiometer (ASTER) images with 15 m re-
solution of Kumasi for the years 1985, 2000 and 2013 were obtained
3. Methods from the Forestry Commission of Ghana (FCG). The satellite images
were supplemented with land use and topographical maps of Kumasi, as
This study employed a combination of qualitative data collection well as ground-truthed spatial information collected with a handheld
methods including semi-structured interviews, focus group discussions Global Position System (GPS) to improve the accuracy of the research
and direct observations for in-depth examination of the flood incidence results [20,29].
and management in Kumasi [6]. These methods were used to collect The transcripts of the semi-structured interviews and focus group
data from local people and relevant institutions (Table 1), through discussions were analysed using the qualitative data analysis software
fieldwork conducted in June–September 2013 in Kumasi, Ghana. The package, NVivo 10 [46]. The data were coded and categorised to

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Fig. 1. The study location.

Table 1 derive land use/cover maps of Kumasi as well as detect the losses and
Research participants. gains in the land cover/use types with particular focus on the rivers and
floodplains.
Research activity Male Female Total
participants
Number % Number % 4. Results and discussion

Institutional semi-interviews 3 60 2 40 5 4.1. Flood incidence and intensity in Kumasi


Property owners’ semi- 27 78 13 32 40
structured interviews
Traditional leaders semi- 2 100 – – 2 Analysis of flood occurrence records from 2009 to 2013 docu-
structured interviews mented by NADMO indicates Kumasi experienced 28 flood events over
Focus Group Discussions 12 60 8 40 20 the period. The data reveals that flooding has become a perennial
Overall total 44 66 23 34 67
phenomenon in the city with at least five incidences per year, a number
that is gradually increasing over the years (Fig. 3). The floods mostly
identify patterns, themes and ideas that point to understanding river occurred at the onset and peak of the rainy seasons. As presented in
pollution and sanitation in Kumasi. In addition, axial coding was done Fig. 4, June the peak rainfall month has recorded the highest floods
in order to establish relationships between the information categories incidences, although considerable flood events are being experienced in
and sub-categories. The thematic categories and sub-categories were March, at the onset of the rainy season.
oriented towards the main research aspects, namely, frequency and Interviews and direct observations found that these flood occur-
intensity of flood events, factors influencing flood incidences and flood rences were predominantly confined to suburbs with extensive devel-
management efforts. The final identified thematic categories and sub- opments along rivers and in floodplains in the city (Fig. 5). Amoako and
categories, as well as established relationships, were presented as nar- Cobbinah [7] described most of these suburbs as the informal settle-
ratives (storylines) while maintaining the perspective of the research ments or slum areas of the city; given widespread unauthorised sub-
participants. Also, the quantitative data such as rainfall and flood re- stantive structures are common and there are woefully inadequate
cords were analysed using various descriptive statistics to reveal the urban amenities. Both institutional and property owner interviewees
trends and patterns of these variables. In particular, the Mann-Kendall indicated that floods occur in these suburbs whenever there is moderate
test (Z) and Sen's slope (Q) were used to detect and evaluate trends in to heavy rainfall or a storm. Some of the interviewees said that:
rainfall amounts and heavy rainfall events (determined as rainfall ≥ "In fact there are a lot of flood prone areas in Kumasi but they are mainly
27 mm/day, based on the minimum rainfall magnitude that triggered the slum communities where developments have encroached on rivers
flooding in Kumasi between 1961 and 2013) in Kumasi at the standard and floodplains. I can mention communities like Aboabo, Dichemso,
confidence level of α = p = 0.05. The quantitative data analyses were Atonsu, Ahinsan and Moshie-Zongo among others which are char-
performed with the aid of the Statistical Package for Social Scientists acterised by encroachment on rivers and floodplains and as such ex-
(SPSS) 16 and Microsoft Excel 2010, and were also used to generate perience flooding every rainy season…In these communities, flooding is
tables and charts. The ArcGIS 10.1 Desktop software was used to ana- an annual disaster….” HSD, June 2013.
lyse, process and classify the satellite images into three land use/cover
categories as urban land, vegetation and rivers and floodplains, to "Floods are very pronounced in certain parts of the city and they [floods]

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P. Amoateng et al. International Journal of Disaster Risk Reduction 27 (2018) 105–117

Fig. 2. Map of Kumasi showing the selected data collection sites.

8 January
September
4%
7 11%
6 March
17%
Flood Incidences

5
July
4 11%

0 April
2009 2010 2011 2012 2013 11%
Year

Fig. 3. Annual flood incidence in Kumasi (2009–2013).


Source: NADMO, Kumasi [39]

May
occur many times in the year during the rainy season” NADMO, June June 11%
2013. 35%

Fig. 4. Proportion of monthly flood incidence in Kumasi (2009–2013).


“We experience flooding in this community with the least rainfall. It Source: NADMO, Kumasi [39]
occurs several times in a year” Property Owner Interviewee [POI] 1,
July 2013.
take as long as seven days to completely recede and the floodplain to
dry, and for daily activities to return to normalcy (Fig. 6b), suggesting
In particular, the property owners, who have all had their homes
that the flood victims live under flood conditions for approximately a
flooded, described the floods experienced in the city as severe and
month in a year. Some of the interviewees explained the flood condi-
disastrous. They explained that floodwaters usually rise as high as the
tions as follows:
rafters of their houses, with some houses being completely submerged
(Fig. 6a). "The floodwater occupies the whole house and enters the rooms so we are
The interviews and direct observations further revealed that the unable to come here until it recedes…It can take more than a week before
time taken for the floodwater to recede depended on the location of the this place becomes completely dry " POI 24, August 2013.
houses. Property owners who resided far from the river channels
"Whenever the floods occur we visit the communities and we see that the
claimed the floodwaters last for only 1–5 h(s) while those whose houses
water level is up to the windows or roofs of some houses…. When it
are very close to the river channels reported that the floodwaters re-
happens like that it takes almost a week before the water recedes but it
main for days. On average it was established that the floodwaters can

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P. Amoateng et al. International Journal of Disaster Risk Reduction 27 (2018) 105–117

Fig. 5. Flood prone map of Kumasi.


Source: Researcher's Diary, (June–September 2013)

can take shorter period to recede in some places" HSD, June 2013. 4.2. Rainfall events and flood incidences

Rainfall data for Kumasi between 1961 and 2013 revealed a de-
Thus, it appears that Kumasi is experiencing a rising incidence of
creasing trend for the total annual rainfall at rate of 0.81 mm y−1, and
disastrous riverine floods, which are characterised by prolonged
culminating with an overall decrease of 42 mm over the period
floodwater inundation with increased problems of homelessness and its
(Fig. 7a), which is about 68% higher than the national decrease of
associated vulnerabilities by rendering the affected houses unin-
about 25 mm during 1951–2010 [28]. In addition, the rainfall pattern
habitable [1,10,29]. According to Campion and Venzke [12] and Islam
has a high inter-annual rainfall variability of 0.20 compared to the
et al. [29], riverine floods mostly affect settlements/developments that
global mean coefficient of variation of 0.27 [14]. Similarly, monthly
occupy water areas such as rivers and floodplains where water over-
rainfall for June, the peak rainfall month, revealed a decreasing trend of
flows are expected during rainy seasons. Regrettably, structures de-
0.28 mm y−1, and inter-annual variability of 0.40 (Fig. 7b). However,
veloped in such locations are usually substandard and unfit to with-
heavy rainfall events are increasing annually (Z = − 0.66, Q = 0), as
stand flood disasters, while the inhabitants often lack adequate
well as for the month of June (Z = 0.62, Q = 0) (Figs. 7c and d). This
economic and physical resources and capacity to combat the threats of
suggests an increasing occurrence of high intensity precipitations that
floods, as in the case of Kumasi [7,19,41]. This situation makes it im-
are usually concentrated in the short peak rainfall periods that trigger
perative to ascertain and possibly intervene in the underlying causes of
critical processes such as flooding in Kumasi [28]. As a result,
the flood problems in the city.

Fig. 6. Flood conditions in Kumasi.

Mark of floodwater level

a. Height of floodwater b. House inundated with floodwater days after


flooding

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2500 400

350
2000
300
Rainfall (mm)

Rainfall (mm)
1500 250

200
1000
150

100
500
50
0 0
61

65

69

73

77

81

85

89

93

97

01

05

09

13

61

65

69

73

77

81

85

89

93

97

01

05

09

13
19

19

19

19

19

19

19

19

19

19

20

20

20

20

19

19

19

19

19

19

19

19

19

19

20

20

20

20
Year Year
a. Annual rainfall for Kumasi) b. Rainfall for the month of June in Kumasi

30 7

25 6
Rainfall Days

Rainfall Days
20

4
15
3
10
2
5
1

0 0
61

65

69

73

77

81

85

89

93

97

01

05

09

13

61

65

69

73

77

81

85

89

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97

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05

09

13
19

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19

19

19

19

19

19

20

20

20

20
Year Year
c. Annual heavy rainfall events in Kumasi d. Heavy rainfall events for the month of June in Kumasi

Fig. 7. Historical analysis of rainfall pattern and trends in Kumasi (1961–2013).

individual rainfall events on the flood days were used to ascertain the Table 2
influences of rainfall on flood incidences in the city, especially given Rainfall and flood events in Kumasi (2009–2013).
Source: Adapted from NADMO [39], GMA [23].
that annual and monthly rainfall amounts are decreasing and char-
acterised by high variability. Flood day Rainfall on flood day (mm) Rainfall on day before flood day (mm)
Floods experienced in Kumasi between 2009 and 2013 were pre-
ceded by rainfall of varying magnitudes (Table 2). Floods occurred 09-Jun-09 27.8 3.1
during and/or after moderate to heavy rainfall events, with at least 11-Jun-09 60.4 0.1
15-Jun-09 43.3 0.0
27 mm of rainfall needed to trigger a flood in Kumasi. Based on this, 26-Jun-09 90.3 17.3
analysis of the daily rainfall data for Kumasi from 2009 to 2013 in- 04-Jul-09 51.4 12.8
dicated that 81 out of the 610 rainfall events that occurred during the 09-Jul-09 72.7 27.6
period were potential flooding rainfalls (i.e., ≥ 27 mm). In other words, 15-Jun-10 83.6 0.0
06-Jun-10 48.4 0.0
81 rainfall events should have resulted in floods in Kumasi between
12-Sept-10 28.3 9.9
2009 and 2013 if rainfall was the key cause of flooding in the city. 22-Sept-10 46.6 0.0
However, only twenty-four instead of eighty-one flood events oc- 23-Jan-11 33.6 2.0
curred in the city over the 5 year period. This smaller than expected 03-Mar-11 75.5 0.0
number of flood incidences suggests a diminishing and/or less sig- 07-Mar-11 45.0 0.0
19-Mar-11 40.2 0.0
nificant role of rainfall intensity in the occurrence of the recent floods in 03-Jun-11 30.9 0.0
the city. For example, the flood that was triggered by a 27 mm rainfall, 25-Mar-12 42.9 0.0
the least rainfall to have triggered flooding in the city, occurred in 19-Apr-12 38.4 0.0
2013, suggesting that intensity of a rainfall event is not necessarily a 08-May-12 31.1 5.6
02-Jun-12 57.6 0.8
critical factor in the floods experienced in the city. Nevertheless, this
20-Jun-12 76.1 0.0
situation indicates the crucial roles of other factors (e.g., development 28-Jun-12 35.6 0.0
in water areas) in causing flooding in the city, as was echoed by some of 15-Mar-13 27.0 0.0
the interviewees as follows: 13-Apr-13 27.6 0.0
17-Apr-13 30.4 0.2
"The least rainfall and we hear reports of flooding in the communities 17-May-13 43.7 0.0
along the rivers…and these occur several times in the year, especially at 27-May-13 33.5 0.0
04-Jul-13 36.8 0.0
the start and middle of the rainy season. The duration of the downpour
08-Sept-13 28.0 1.6
influences the floods, but I thinks there are other factors that are more
critical because in many cases the floods occur/affect communities where
it has not even rained there” GMA, June 2013. "There are times we don't expect floods because it has not rained heavily
and yet we experience floods in this area. Sometimes the rainfall is

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Fig. 8. Topographic and soil map of Kumasi. The soil associations are A: Bekwai-Akomadan-Oda Compound Association, B: Bekawi-Oda Compound Association, C: Bomso-Offin
Compound Association, D: Bomso-Suko Simple Association, E: Kumasi-Offin Compound Association, and F: Nhyanao-Yinkong Compound Association.

upstream, yet we suffer from floods, so the real causes of our problem is [3,13]. The high runoff potential of the soils is attributed to their for-
something else than rainfall” POI 31, September 2013. mation from weathered lower Birimian system metamorphosed sedi-
ments of Middle Precambrian Rock origin, which has little or no pri-
This suggests that recent flood events in Kumasi are complex phe-
mary porosity [3,33].
nomena that are not just the result of unusual heavy rainfall events.
Nonetheless, findings from previous studies (e.g., [30,43]), and in-
This is consistent with argument in the literature that although intense
terview results for this study indicate that the undulating landform of
rainfall events trigger and hasten flow of large runoff, the flood dis-
Kumasi makes the city generally free from the danger of flooding in the
asters that follow are often strongly influenced by many different in-
topographical sense. The interview results, in particular, emphasised
teracting factors such as the condition of natural and engineered drai-
that the undulating terrain is even helpful in mitigating the flood dis-
nage systems, as well as basin physiographic and edaphic conditions
asters that occur in the city. The institutional and some property owners
[12,19,43]. Thus, findings from this research and other previous studies
interviewed opined that while runoff cannot flow upward to the rela-
(e.g., [2,32,43]) indicate that total rainfall and intense rainstorm events
tively higher grounds to cause floods, the runoff generated on those
cannot explain the recent flood disasters in Kumasi.
higher grounds and other lowland areas in the city is decelerated by,
and accumulated in the valleys, thus reducing the possibilities of floods.
4.3. Topographic and soil conditions and flood incidences Accordingly, Owusu-Ansah [43] using cross section analysis found near
complete absence of flood incidences in areas of the city that are
Topography and soil conditions can influence the exposure to and characterised by the steepest slopes. The TCPD interviewee affirmed
incidence of flash floods in an area because they affect the quantity and this finding by stating that:
extent of overland flow [41]. Analysis of Kumasi's topography and soil
“As I was saying…Kumasi has a good topography as far as flooding is
using the Digital Elevation Model (DEM) reveals that the topography is
concerned. The landform is not a flat but undulating and that is why you
undulating, with lowlands and occasional hills interspersed across the
hardly see the whole city flooding. We have uphill and valleys here and
landscape (Fig. 8). Elevations range from 250 m to 300 m above sea
there, so you see the runoff flowing in various directions in relatively
level, and slopes are generally gentle, mostly less than 5%. There are
small proportions according to the terrain of Kumasi and that makes it
flat topped interfluvial ridges with widths varying from 1500 m to
difficult for floods to occur as a result of excessive runoff” TCPD, June
2500 m, which predominantly run in a north-southward direction,
2013.
causing the greater majority of the city's rivers and surface runoff to
flow in that direction. This irregular terrain is explained by Kumasi's Additionally, although the soft and gritty topsoil, as well as the low
location within a forest dissected plateau physiographic region of absorptive capacity of the soils in Kumasi makes the city susceptible to
Ghana that is prone to advanced tertiary erosion, hence dominated by flash floods [30], results from this study indicate that the recent flood
dissected landforms [25,30]. occurrences do not necessarily correspond with soil conditions. For
The predominant soil types in Kumasi belong to the Forest Ochrosol example, a closer examination of Table 2 revealed that none of the flood
soil group, which has nearly impermeable sub-horizons near the surface days was preceded by even a potential rainfall event that could have
[3]. The soils are divided into six soil associations (Fig. 8), and are created antecedent conditions such as saturated soil and risen water
deeply weathered with high clay accumulation and silty clay loam table that favour the occurrence of floods associated with excessive soil
texture. As a result, the soils have high base saturation and are mod- moisture [12,41]. Further, many of the interviewees argued that the
erately slow to slowly permeable, which leads to fairly high runoff yield soil conditions have remained unchanged over the years and as such

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could not be the cause of the recent floods if they did not cause such the rivers and floodplains have caused almost complete loss of their
disasters in the past. The official of HSD interviewed said that: flood mitigation functions such as runoff conveyance and infiltration,
hence increasing flood risk in the city. The interviewees emphasised
“I agree that the impermeable nature of the soil in Kumasi generates a lot
that the floods experienced in Kumasi are largely consequences of the
of runoff but I don’t think that is the reason why we experience floods
spatial deterioration and fragmentation of the inland water network in
here. The soil has been like that for long time but there were no floods,
the city. The interviewees explained that flood disasters were rare in the
the runoff were flowing away freely but these days people have developed
city in the past because the numerous rivers and floodplains facilitated
in water ways so the runoff enters their houses and they complain they
safe conveyance and infiltration of runoff after rainfall, by serving as
are suffering from floods. No runoff would’ve entered those houses had
natural drains and reservoirs. Unfortunately, following the loss of many
they not been constructed in the low-lying areas” HSD, June 2013.
of the rivers and floodplains, flooding has become an annual occurrence
These findings are consistent with reports by previous studies (e.g., in many suburbs of the city. Some of the interviewees said that:
[41,43]) that physiographic features do not significantly influence the
“….. There were many rivers here [Kumasi]……and served as natural
recent flood frequency in Ghanaian cities, particularly in Kumasi and
drainage channels that collected the rainwater/runoff for proper dis-
Accra. However, in Kumasi, the low soil porosity and undulating terrain
posal. But many of the rivers have been and still being used for physical
can partly explain seasonal water logging in valleys, as well as intensive
development, and as garbage disposal sites. Because of these, many of the
erosion of top soil in many parts of the city [5]. In addition, the flat
rivers and floodplains have disappeared while the channels of existing
terrain which slows movement of runoff could promote deposition of
rivers have become narrow, so a little rain just overflows the banks to
silts and waste materials in rivers and storm drains and raise their beds
enter the houses around them…I can say that about 90% of floods in
above floodplains, which eventually induce flooding as discussed in the
Kumasi are due to the encroachment and loss of the rivers and flood-
next section. This situation therefore suggests the significant influence
plains” HSD, June 2013.
of the conditions of natural (e.g., rivers and floodplains) and artificial
(storm drains) drainage systems on flooding in Kumasi as discussed in “.. I joined NADMO in 1998, and during that time Kumasi was not
the subsequent sections. experiencing much flooding. Flooding was not one of the disasters we
were battling with. But for the past five years, flooding has become one of
4.4. Loss of rivers and floodplains and flood incidences the major disasters we experience here because of the encroachment and
loss of rivers and floodplains that served as natural drainage channels…”
Kumasi has witnessed rapid but unregulated physical expansion in NADMO, June 2013.
recent years, with the built-up areas increasing by approximately
“I have lived here for over 30 years but we never experienced any floods
162 km2 from 43 km2 in 1985 to 205 km2 in 2013 at an annual rate of
until recently. The runoff flowed freely and no floodwater ever entered
5.8 km2 y−1 (Fig. 9). Besides creating large expanse of impervious
my house until people started building in the waterways. At the moment
surfaces (developed and bare lands), which have resulted in large
almost all the river channels and floodplains have been utilised to put up
runoff generation (e.g., average annual runoff is 683 and increasing at
structures, and we are suffering from floods…..”POI 12, July 2013.
10 mm y−1 [9] in the city, the physical expansion has also involved
extensive replacement of water areas (rivers, floodplains, and riparian The interview results further indicated that the development of
zones) by urban land uses. An overlay analysis revealed that about 9% physical structures (Fig. 10) and dumping of garbage in and along the
(18 km2) of the city's built-up area in 2013 was converted from rivers rivers and floodplains, coupled with the eventual disappearance of
and adjoining floodplains leading to a drastic reduction in the extent of these water areas, causes the obstruction and/or loss of pathways of the
these inland water systems by 83% from 38 km2 in 1985 to 6 km2 in runoff. Also, due to encroachment, it was observed that the few existing
2013. The rivers and floodplains were illegally gradually encroached rivers have small and disjointed channels which cannot support the
and/or instantaneously land filled for various physical developments smooth flow of runoff. As consequence, any excessive runoff on rainy
including residential, commercial, industrial and civic and cultural land days overflows the river banks, and flows through any available land, as
uses. As a result, personal observation found land use activities such as well as inundating houses. Thus, flooding in Kumasi is mainly an out-
houses, retail shops, churches, schools, fuel filling stations and wood come of developments occupying waterways and/or blocking the flow
and metal processing factories within 100 m of every river and flood- of rivers and/or runoff as indicated by the TCPD interviewee:
plains in Kumasi. This widespread unauthorised utilisation of the water
“We usually experience floods at the peak of the rainy season because a
areas urban land uses accounted for the virtual loss of rivers and
lot of buildings are located in waterways that have low infiltration rate,
floodplains in the city with the few existing ones characterised by un-
and also get saturated at that period. So the large quantities of runoff
dermined hydrologic vitality.
generated during rainfall spreads into homes and other structures that
A major underlying driver of the expansion of urban land uses into
block its flow” TCPD, June 2013.
the rivers is the rapidly increasing population of Kumasi. The popula-
tion of the city nearly doubled in a decade from 1.2 million in 2000 to Additionally, some of the property owners interviewed described
over 2 million in 2010 at an annual growth rate of 5.5% as the fastest the flood disasters as punishments from the “river gods” because of the
urbanising city in Ghana [22]. The largely unregulated rapid popula- degradation of the rivers. This perception is explained by the belief in
tion growth has resulted in a the high price and shortage of developable Ghana that rivers are “gods” with “spirits and powers”, which can be
lands, and a high housing deficit that encourage the city's dwellers to helpful if appeased, or harmful if degraded by human activities like
encroach and infill rivers and floodplains in order to satisfy land and farming, physical development and dumping of refuse [42,48]. Based
housing needs. In addition, the city's population growth is driven by on this traditional belief, the interviewees observed that the recent
high influx of poor migrants (in-migration rate = 49%) that are usually widespread encroachment and associated pollution of the rivers and
priced out of the formal land and housing markets and as such com- floodplains has incurred the wrath of the river gods, who punish them
pelled to encroach and develop substandard houses in the rivers and with frequent destructive floods. An interviewee said that:
floodplains, which are considered cheap and wastelands [9]. Thus, the
“…I think the floods we experience here [Kumasi] are because the [river]
Kumasi's spontaneous urbanisation that is strongly caused by high in-
gods are angry with us for contaminating the rivers. You know these
migration significantly contributes to the drastic loss of its water areas
rivers are spirits and as such do not like filth but now we dump waste into
to physical developments with concomitant flooding problems.
them…. So I think the rivers are angry and punishing us for the pollution
Consequently, interactions with institutional officials and property
because we didn't have any flood problems when the rivers were
owners indicated that the extensive degradation and disappearance of

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P. Amoateng et al. International Journal of Disaster Risk Reduction 27 (2018) 105–117

Fig. 9. Land use/cover maps of Kumasi for 1985, 2000 and 2013.

clean…”POI 15, July 2013 problem to the apparent downgrading of traditional beliefs and norms
such as delineation of the areas adjoining rivers as sacred groves, where
Many property owner interviewees shared similar views, with an physical development and other human activities were prohibited as
emphasis on the fact that the floods are expressions of the wrath of the measure to protect the rivers to stimulate and/or guarantee the pur-
river deities due to the degradation of the rivers and floodplains by ported spiritual blessings and protections from the river gods.
human activities. Thus in a traditional sense, the spatially degraded The above analysis has revealed that the loss of the rivers and
rivers in Kumasi now cause harmful flood disasters, instead of being floodplains and their associated flood control functions is the main
sources of blessings like carrying runoff. Botchie et al. [11], trace this

Fig. 10. Developments in waterways in Kumasi.

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P. Amoateng et al. International Journal of Disaster Risk Reduction 27 (2018) 105–117

cause of annual flood disasters in Kumasi. This finding affirms wide- engineering measures like storm drain construction and river channel
spread claims that reduction in water conveyance and infiltration ca- modifications, as well as reactionary flood emergency phase interven-
pacity, and channel obstruction and fragmentation of the river channels tions.
and floodplains by physical structures and waste materials cause runoff Storm drains – primary, secondary and tertiary – have been con-
from any rainstorm overwhelms these water areas and overflow or structed to receive and carry storm water, runoff and sullage water in
spread over any open area to inundate developments within their flood various parts of the city. In addition, sections of some of rivers including
zone [17,29]. In Kumasi, the enormous influences of urban expansion Aboabo, Subin and Sisa Rivers, totalling about 23 km, have been con-
into rivers and floodplains on flood incidences is further underscored by creted to strengthen the channel walls and increase flow capacity, for
the extended retention of floodwater in affected houses, as this in- the purposes of controlling floods. Unfortunately, interviews indicated
dicates that the physical developments are located in low-lying areas that these structural measures have not only been ineffective in redu-
with high clay soil contents and high water tables where water logging cing floods but have also contributed in many cases to the occurrence of
is expected in rainy seasons [3,12,33]. floods. The interviewees emphasised that inadequate provision of
Nevertheless, the large scale replacement of water areas with urban drains, lack of proper maintenance and low capacities of the existing
development and the concomitant flood disasters reflects the shortfalls drains are key contributors to flooding in many suburbs in the city.
in the city's urban planning practices and policy frameworks that aim at Available data that indicate that the just 10% of the city is properly
creating safe built environment, and conserving natural environments served by drainage and sewerage network [35], and as such storm
particularly rivers and floodplains to provide beneficial ecosystem drains are non-existent in many of the parts of the city, especially the
system services including flood mitigation. Specifically, the National flood prone suburbs. As a result, unguided storm water and runoff have
Building Regulations, 1996 (LI 1630) and Riparian Buffer Zone Policy to find their own flow paths within the communities and eventually
jointly provide that developments must be 30–100 m away from river spread to inundate nearby houses, as was noted by one interviewee:
banks and wetlands, while the Local Government Act (Act 462) au-
“The flooding we suffer in here [Moshie-Zongo] is a result of lack of
thorises the planning authority (Kumasi Metropolitan Assembly [KMA])
drains…The floodwaters wouldn’t have entered our homes if there were
to prohibit, alter, abate, remove or demolish physical developments
drains for them to flow through. But because there are no drains, the
within the zone, for the purposes of avoiding flooding and controlling
runoff passes and enters anywhere it finds a way” POI 27, August
river pollution. Unfortunately, the city managers’ inability to enforce
2013.
these laws and policies has resulted in the occupation of the rivers and
floodplains by various physical developments that are flooded by an- In addition, personal observations found that many of the drains
nual overflows of the effluent streams. For example, the poor enforce- have construction defects that inhibit their functionality and subse-
ment capacity of the development control institutions, such as their quently contribute to flooding. For example, it was observed that ma-
inability to acquire water areas for public interest as stipulated on land jority of storm drains in the city are undersized and/or connected at
use plans, has created a market for commercial sale of water areas by almost 90°, which affect runoff conveyance. This was confirmed by the
traditional land owners to desperate private developers to undertake research participants, who explained that such engineering limitations
physical developments, contrary to the provisions of existing land use have undermined the flow and discharge capacities of the drains, re-
plans [9]. The urban land use/activity intensification in the water areas sulting in a backwater effect that causes flooding with even small
and/or floodways therefore relates to several factors including admin- rainfall event. The HSD interviewee and a focus group participant said
istrative inefficiencies, low capacity of enforcing institutions, un- that:
scrupulous sale of lands by local chiefs, widespread urban poverty, land
and housing shortage, desire to live in proximity to city centre and poor “Yes, many of the drains in Kumasi are undersized and have engineering
public environmental attitude [9,15]. The multiplicity of the factors deficiencies especially at the confluences and these result in overflows
connected with the loss of the water areas further reveals the com- and backwater effect that contributes to flooding” HSD, June 2013.
plexity of the flood disasters that result from it, suggesting the need for “The flood that occurred in this community this year was caused by the
integrated and holistic approaches to address the problems. small size of the drain they [city authorities] came to construct across the
river…The drain is very narrow so the storm water was not able to flow
4.5. Efforts at (mis)managing flooding through it and that made the water to spread and enter into the houses
around the area ….” FGD 2 Participant, September 2013.
The efforts for managing floods and similar disasters in Kumasi are
encapsulated in the Kumasi Disaster Management Plan (KDMP), which These problems are compounded by the deplorable conditions of
was formulated in 2011 and implemented through the National Disaster drainage systems which have resulted from the lack of proper routine
Management Organisation (NADMO). Among others, the KDMP has the maintenance, development of unauthorised structures on and along the
central objective of promoting a more scientific and effective manage- drains, dumping of refuse and human excreta in the drains, as well as
ment of flood disasters in the city through the application of integrated laying of service and utility lines within some of the drains. Interviews
disaster management approaches, as well as identifying measures for with the institutional officials and property owners revealed that no
managing the pre, emergency and post disaster phases of flood in- routine dredging and desilting is undertaken due to financial con-
cidences. The policy actions of the plan include flood hazard mapping straints, while the residents have turned the drains into garbage
(identifying hazard situations, identifying safe havens, vulnerability dumping sites leading to accumulation of sediments and refuse in and
and risk assessment); education and training (creating public awareness along the storm drains. For example, field inspection reports and hy-
of hazards, skills acquisition by emergency response workers); emer- draulic calculations obtained from HSD indicated that the Aboabo
gency response and relief management (distributing relief items, storm drain, which was originally 2.5 m deep, had reduced to 0.7 m in
evacuating and sheltering victims); as well as rehabilitation and reset- 2013, indicating that more than three quarters of the drain is filled with
tlement (reconstructing infrastructure and utility services, promoting sediment and other waste materials. Similar situation was observed
self-reliance and income generating activities). However, analysis of with many of the drains in the city as they were heavily choked with
interview results and direct observations indicate that the plan is poorly solid wastes such as plastic bags, cans and bottles, especially at the
implemented due to a plethora of challenges including poor institu- entrances, which were sometimes completely blocked as shown in
tional collaboration, lack of integration of flood disaster management Fig. 11. Consequently, the drains are unable to carry storm water
issues into sectoral plans and lack of human and logistical resources. As during downpours due to blockage of flow and reduced capacity, hence
a result, flood management in the city mainly involves structural leading to floods; as was narrated by interviewees as follows:

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P. Amoateng et al. International Journal of Disaster Risk Reduction 27 (2018) 105–117

Fig. 11. Choked and silted storm drains in Kumasi.

“I don’t receive any help from the KMA or NADMO; I have been dealing
“…People have turned the drains into refuse dump sites. They throw
with the problem myself. Sometimes they come here to write names of
garbage, especially plastic bags into the drains and these heavily choke
those affected by the floods, but I have never received anything from
the drains so when it rains the storm water that enters them [drains] is
them [KMA/NADMO]” POI 9, July 2013.
unable to flow and as such spreads to destroy properties. This is one
reason for the numerous flood incidences at the onset of the rainy season “We are unable to provide relief items to everyone [flood victims] be-
because the wastes dumped into the drains severely obstruct free flow of cause we usually do not to have enough funds to purchase large quan-
runoff generated by the initial rains” NADMO, June 2013. tities. But we have been doing our best to help them [flood victims]"
NADMO, June 2013.
“If you go to places like Adum and Kejetia [the city centre] among others,
we have small drains that are supposed to flow into primary drains but The foregoing clearly indicates that despite the increasing flood
these open drains are almost always choked with garbage, while people disasters in Kumasi, interventions tend to be reactionary, and some-
have also built on them. So the slightest rain results in flood because it's times aggravate the incidence the disaster. While the well-structured
either there are no ways for runoff to pass or the drains have been disaster management plan has not been duly implemented due to sev-
blocked at the entrance….. Besides, we don't have funds to maintain eral challenges; the reliance on storm drains has been largely in-
these drains. For example, at the moment we need to desilt the Aboabo effective, with emergency responses being mostly inadequate. In par-
storm drain and many others but we are still waiting for funds from the ticular, the drainage networks remain woefully inadequate and
Ministry of Water Resources, Works and Housing, which we don’t know inefficient because of the general low level of economic development,
when we will receive it” HSD, June 2013. negligence by authorities, ignorance and non-compliance of main-
tenance requirements by the public. This finding underscores the claims
“The city authorities don’t manage the drains well while people dump all
in the literature that traditional structural flood control measures,
forms of waste into them [drains]…Most of the drains in this community
which usually aim to prevent floods rather than minimise the effects of
have not been dredged for more than five years and because of that the
their occurrences tend to worsen these disasters if they are not well
gutters are highly silted, so with the little rain, then the whole of this area
implemented and maintained ([1,4,26,34,44]). Further, the situation
get flooded” POI 32, September 2013.
reflects earlier observations that flood disaster management practices in
Given the failure of the engineered drains, the cities authorities developing countries are ad hoc, one dimensional, unscientific, un-
resort to reactionary emergency and post flood phases mitigation coordinated and not largely integrated in land use plans [41,45]. Given
measures such as distributing relief items (e.g., food and non-food this situation, the underlying causes of floods – development in flood
items) and demolishing structures within waterways; when the floods prone areas – are not well addressed, thus exacerbating the damages
occur. The NADMO interviewee explained that: and inconveniences associated with the disaster.
“We normally give them [flood victims] food, clothes, plastic utensils,
roofing sheets, mattresses and blankets among others. We also collabo- 5. Conclusion and recommendations
rate with institutions like HSD, MBID, and KMA to demolish structures in
waterways in the communities affected by the floods” NADMO, June Findings from this research suggest that the recent recurrent flood
2013. disasters in Kumasi can be described as riverine floods that adversely
affect built-up areas because of increased human occupation and loss of
Nevertheless, interviews and personal observations revealed that rivers and floodplains in the city. As indicated in the analysis, the flood
many of the interventions such as demolition of structures within the disasters which occur during the rainy seasons, with an average of five
rivers and floodplains hardly become a reality due to fierce opposition events per year are largely concentrated in the low income informal
from the occupants, lack of political will on the part of the KMA, as well communities that are characterised extensive encroachment of rivers
as corruption and connivance among staff of institutions tasked to un- and floodplains by physical developments. This excessive intrusion of
dertake such activities. For example, it was observed that the due date urban development into the waterways beyond acceptable limits has
for demolition of many unauthorised residential buildings within the undermined the aquatic systems’ capability to serve as natural drainage
water areas had passed yet no actions have been taken, with people still systems. Indeed, the rivers and floodplains now have reduced channel
occupying the structures. Also, the institutional interviewees indicated capacity and land area that are incapable to safely convey and absorb
that emergency responses such as supply of relief items are often lim- the high volume of runoff generated during storms. This leads to in-
ited due to lack of human and financial resources. This was underscored undation of the houses and other physical developments within these
by many of the property owners, who indicated that they have never water areas, which naturally have high water table and slow absorption
received any assistance from the city authorities before, during or after capacity and as such reach saturation points quickly, by excess dis-
flood disasters. A property owner and the NADMO interviewee re- charge or runoff that overflows the riverbanks and floodplains.
marked that: Regrettably, the research finding further show that the effectiveness
of engineered drainage systems, which are main structural approaches

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for mitigating and controlling floods disasters in Kumasi, leaves much waste in rubbish bins instead of rivers and storm drains. These will help
to be desired. It was realised that the inadequacy, construction defects keep the water areas and storm drains in good state to effectively
and poor state of storm drains contribute to flood incidences in the city. convey and/or absorb runoff within the city and therefore reduce and/
The research found that while storm drains are non-existent in many or prevent flood disasters.
suburbs, the few existing ones are either undersized, incorrectly Overall this research suggests that the various institutions and sta-
aligned, encroached by houses and other developments or silted and keholders involved in flood disaster and water resources management
blocked by waste materials which cumulatively result in absence of in the city act collaboratively to ensure more successful and sustainable
appropriate drainage systems to convey runoff in the city. Nevertheless, outcomes. More efforts should be made to break down institutional
in Kumasi, the frequency and magnitude of flood induced by improper segmentation, remove barriers to cooperation and collaboration, as well
and inadequate drainage network is strongly related to the fact that the as promote effective stakeholder consultation and negotiation. Strong
urban developments are increasingly locating within and/or replacing institutional collaboration and coordination is very much needed given
the flow paths of storm waters and effluent rivers, as well as wetlands. the low capacity and limited resources of the institutions. The colla-
The intrusion of urban land uses into water areas is the root cause of boration will help to effectively operationalise earlier recommendations
flood disasters in Kumasi, indicating that eliminating the disaster re- such as integrated land use planning, participatory relocation and
quires efforts targeted at removing existing and preventing new urban public environmental education. This could ultimately end the wide-
land use developments in these areas. There are a number of possible spread reliance on reactive interventions to flood disasters, and ensure
solutions. better protection of rivers and floodplains, which in turn can help mi-
Firstly, it is important for city managers and planners to pursue an tigate flood disasters by serving as natural drains. Thus, addressing
integrated urban land use planning system that recognises rivers and flood disasters in, and enhancing liveability of Ghanaian cities revolves
other wetlands as indispensable components of the urbanscape that efforts that ensure ‘no development’ zone beyond certain limits of water
provide crucial hydrological services such as mitigating storm damage areas within the cities.
and flood to ensure safe built environments. Urban planning and water
resources management, which have for a long time been developed in Acknowledgement
different disciplines and practised in different institutions of national
and local governments, should be integrated at both the strategic and This paper was supported by the Charles Sturt University through
local action levels. Urban planning practices would then become more funding from the Higher Degree by Research Writing Up Award
water sensitive, with land use plans in particular, clearly recognising (SN:11488876).
and incorporating water related lands by carefully delineating and re-
serving water areas, determining land uses within the watersheds/ References
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