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A Holistic Approach
EUGENE M. DEROBERTIS
iUniverse, Inc.
Bloomington
HUMANIZING CHILD DEVELOPMENTAL THEORY
A Holistic Approach
iUniverse
1663 Liberty Drive
Bloomington, IN 47403
www.iuniverse.com
1-800-Authors (1-800-288-4677)
PREFACE ....................................................................................... xv
ACKNOWLEDGMENTS ............................................................. xvii
CHAPTER 1 HUMANISM, EXISTENTIAL-
PHENOMENOLOGY, AND CHILD
DEVELOPMENT ................................................... 1
Humanism and Child Developmental Theory .............................................1
Two Humanistic Currents in the Study of Child Development .....................4
The Theoretical Perspective of This Book .....................................................5
The meaning of humanism. ................................................................5
The meaning of phenomenology. .........................................................6
Fundaments of Existential-Humanistic-Developmental Thought...................8
The Structure and Goals of This Text ........................................................12
CHAPTER 2 A HUMANISTIC THEORY OF SELF-
DEVELOPMENT: ROGERS AND HORNEY ...... 14
Carl Rogers: Development of the Congruous Self (or Self-
Actualization) vs. the Incongruous Self ......................................................15
Karen Horney: Development of the Real Self (or Self-Realization) vs.
the Idealized Self .....................................................................................20
Rogers and Horney in Mutual Encounter: Synthesizing a
Humanistic Theory of Child Development ................................................27
The nature and nurture of self development. ......................................28
Healthy parental influence................................................................28
The nature of healthy self development: the self-actualizing child. .......28
Unhealthy parental influence. ...........................................................29
The course of unhealthy self development: self-alienation. ...................29
Concluding Remarks ................................................................................31
Comments on the synthesis of Rogers’s and Horney’s ideas. ...................31
v
vi HUMANIZING CHILD DEVELOPMENTAL THEORY
Participants. ..................................................................................166
Procedure. .....................................................................................169
Results ...................................................................................................173
Inadequate maternal nurturing and affection. .................................173
The impact of being cast aside. .......................................................174
Verbal abuse and resultant self-blame. .............................................175
Resignation and the internalization of abusive messages. ..................175
Negative comparisons. ....................................................................176
Communication deficits. ................................................................176
Self-destructive behaviors. ...............................................................177
Avoidant behaviors.........................................................................177
Misplaced aggression and the need for control. .................................178
Embattled self-awareness and self-definition. ...................................179
Discussion of the Research Results ............................................................179
The Research Results Inverted .................................................................181
Pedagogical considerations. .............................................................181
Developmental inferences. ...............................................................182
CHAPTER 10 EXISTENTIAL-HUMANISTIC SELF
DEVELOPMENT THEORY (EHSDT) .............. 185
What Is the Self? ....................................................................................185
What Are the Fundamental Characteristics of Optimal, Healthy Self
Development? ........................................................................................192
Does Self Development Occur in Stages? ..................................................199
When Does Self Development Begin? ......................................................200
Is Self Development a Matter of Nature or Nurture? ................................201
General position. ............................................................................201
Research-specific position. ...............................................................202
What Kind of Parenting Is Conducive to Self Development? .....................202
1. Bringing an Ordered World to the Child. ............................202
2. Affectionate Holding and Handling. ...................................203
3. Genuine Care and Involvement. .........................................203
x HUMANIZING CHILD DEVELOPMENTAL THEORY
xi
LIST OF TABLES
xiii
xiv HUMANIZING CHILD DEVELOPMENTAL THEORY
In their respective texts on child development, William Crain and Guy Lefrancois
asserted that the study of child development is intrinsically harmonious with
the basic principles of humanistic psychology. As Crain (2005) put it, “There is
one place where the developmentalists’ concerns are seriously expressed. This is
in humanistic psychology” (xvi). Moreover, both Crain and Lefrancois admon-
ished that child development ought to be viewed as a truly human process. In
Lefrancois’ (2001) words, “Self-actualization is simply the process of develop-
ment” (562). The current text is in accordance with these views in that it explores
how humanistic perspectives in psychology can be applied to the study of child
development. It is an attempt to make humanistic ideas relating to child develop-
ment more accessible to college or graduate instructors and their students. I wrote
the book out of my own needs as an instructor. I struggled with the issues in the
text for years and slowly accumulated what is now the work in its entirety. It has
been used successfully in the honors sections of my child psychology classes at
Brookdale College.
Humanistic theoretical perspectives are represented in a great many courses at
the university level, including general psychology, health psychology, educational
psychology, abnormal psychology, counseling techniques, theories of personality,
and so on. However, despite the importance that humans place on the welfare
of their offspring, humanism has not found a way into the field of developmen-
tal psychology, certainly not at the college level. Introductory child psychology
texts typically open with an account of how Westerners appear to be placing an
increasingly high value on the welfare of their children. However, there has not
been a proper analogue to this cultural metamorphosis in psychological theoriz-
ing about child development. Theory in the area of child psychology has tended
to conceptualize child development in mechanistic, reductionistic terms (e.g., the
id, stimulus-response, information processing, etc.). In short, attempts to see the
truly human elements of development remain atypical. This text hopes to make a
significant contribution to remedying the disparity between the above noted cul-
tural transformation and the current state of developmental theorizing.
The text presents two closely related humanistic currents in the area of child
development: humanistic self-development theory and phenomenological child
psychology. The first chapter discusses the need for the text, its theoretical orien-
tation, and the structure of the book. In the next three chapters, theories of self-
development are derived from the works of Carl Rogers, Karen Horney, D. W.
xv
xvi HUMANIZING CHILD DEVELOPMENTAL THEORY
Winnicott, Heinz Kohut, and Charlotte Bühler. Chapters Five and Six introduce
the reader to existing self-development theories created by Richard Knowles and
Daniel Stern. Chapters Seven, Eight, and Nine explore major aspects of child-
hood experience (i.e., perception, affect, time, space, and maternal relations) from
a phenomenological perspective. The concluding chapter is the culmination of
the text, which consists of a comprehensive theory of self-development from an
existential-humanistic perspective.
In terms of the pedagogy of the text, summative observations are included at
the end of each chapter. The summation usually appears in the form of critical
remarks and/or comments. In addition, there are illustrations peppered through
the book and some empirical findings. Finally, I have listed key terms and con-
cepts at the conclusion of each chapter.
In my eleven years teaching in the developmental area, I have noticed that it
is difficult for students to attain a holistic grasp of development by the end of
each semester. This relates directly to the controversial issue over whether to use a
chronological book as opposed to a topical book. Unfortunately, the two different
book designs have not ameliorated this problem. Whether the material is pre-
sented in a few major time “chunks,” as it were, or in fifteen individual chapters,
students tend to leave the course without having developed a synoptic grasp of the
metamorphosis from childhood through adolescence. It is my sense that theoreti-
cal continuity is the key to a synoptic understanding of development.
Chapter Ten provides an overarching theoretical viewpoint that can be used to
put developmental issues into perspective. The perspective offered there is holis-
tic and open to dialogue between various schools of thought, such as American
humanism, postmodern psychology, existential-phenomenology, psychoanalysis,
Gestalt psychology, neo-analytic and psychodynamic theories, Vygotskian theory,
and ecological psychology.
ACKNOWLEDGMENTS
This text would not have been possible without the help of Miss Heather, who
allowed me to observe her preschool class. I am indebted to her for her help,
encouragement, and expertise. She is the most innately talented teacher I have
ever known. I am further indebted to the Journal of Emotional Abuse, the Journal
of Humanistic Psychology, and The Humanistic Psychologist for publishing articles
that have become chapters in this text. Finally, I owe special thanks to Heather
Lionetti for creating the art for this text.
xvii
CHAPTER 2
14
Eugene M. DeRobertis 15
Rogers and Horney were also chosen for this chapter because they are well-
known theorists. Both thinkers regularly appear in various textbooks and a variety
of courses because of the influence of their personality theories and their ideas
regarding therapy. Therefore, using theorists whom students are more likely to be
familiar with promises to provide a very efficient, effective means for introducing
college students to humanistic ideas about child development.
What follows is an explication of Rogers’s and Horney’s thoughts on child
psychology. Their theories are introduced separately. Should the reader prefer one
of the theories as originally formulated, each is available in a manageable out-
line form. Next, highly significant structural themes from Rogers’s and Horney’s
works are integrated into a single humanistic perspective on child development.
Finally, the potential strengths and vulnerabilities of the humanistic-developmen-
tal framework are discussed.
Rogers referred to as the “self.” As Rogers (1986, 128) put it, “One aspect of this
basic tendency is the capacity of the individual, in a growth-promoting environ-
ment, to move toward self-understanding and self-direction.”
Rogers’s self is not a homunculus. The self is but “one expression of the general
tendency of the organism to behave in those ways which maintain and enhance
itself ” (1959, 196). However, the self is not the total organism either, but is rather
“the awareness of being, of functioning” (498). The self and the self-concept tend
to be interchangeable terms for Rogers (286; Murray 2001, 46). In his words,
the self is “an organized, fluid, but consistent conceptual pattern of perceptions
of characteristics and relationships of the ‘I’ or the ‘me,’ together with values
attached to these concepts” (1951, 498). This is not to say that the self always
remains within focal consciousness. For Rogers, the self is more precisely “avail-
able to awareness, though not necessarily in awareness. It is a fluid and changing
gestalt, a process” (1959, 200). Elsewhere, along similar lines, he noted, “It is,
then, the organized picture, existing in awareness either as figure or ground, of
the self and the self-in-relationship, together with the positive or negative values
which are associated with those qualities and relationships” (1951, 501). In stron-
ger terms, Barton (1974, 197) noted that the “real self ” in Rogers’s works is “not
primarily a thinking self.” In Barton’s view, Rogers’s notion of the self-implies
both “perceptual-life” and “feeling-life” (200).
As the self-concept evolves, infants arrive at more sophisticated understand-
ings of themselves in relation to others and their environment. This process is
value laden, meaning that children begin to see certain kinds of worldly and inter-
personal relations as good, neutral, or bad. Under healthy circumstances, chil-
dren positively value experiences that they perceive as enhancing themselves and
negatively value experiences that appear to threaten their development (1951,
498–499). The self is said to be congruent with the organism. As a result, a com-
plementary self-actualizing tendency begins to develop in consort with the global
actualizing tendency.
When the actualizing tendency of the organism is adopted by the self, the self-
actualizing tendency orients the person’s development in the direction of “social-
ization, broadly defined” (e.g., Rogers 1951, 488). Thus, Tobin (1991, 16) noted
that Rogers’s theory is a field theoretical view of self-development. The self both
develops in an interpersonal context and desires good interpersonal relations dur-
ing the growth process. The person is also oriented toward future development,
in the direction of who he or she would ultimately like to become (i.e., his or her
ideal state of selfhood or “ideal self ”). In Rogers’s words, “Ideal self … is the term
used to denote the self-concept which the individual would most like to possess,
upon which he places the highest value for himself ” (1959, 200).
Eugene M. DeRobertis 17
Children who are not threatened by the loss of love are open to the full range of
their organismic experiences (1951, 503). As Rogers put it, “The behavior which
would result [from unconditional positive regard] would be the adaptive behavior
of a separate, unique, self-governing individual [whose self structure] would be
realistic, based upon an accurate symbolization of all the evidence given by the
child’s sensory and visceral equipment” (1951, 502). Thus, the self-structure of
healthy developing individuals is, in Rogers’s words, “integrated, whole, genuine”
(1959, 206). This experientially open, “congruent self ” actualizes in consort with
the more global actualizing tendency in the direction of a particular self-ideal.
As Rogers (1961, 27) noted, these individuals can let the flow of their experi-
ence carry them in a forward-moving direction toward tentative goals and ideals.
Rogers observed that the actualizing self has numerous qualities. The qualities of
healthy, congruent self development according to Rogers are compiled and listed
in Table 2.1.