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Review Paper

Should Psychologists Be Granted Prescription


Privileges? A Review of the Prescription Privilege
Debate for Psychiatrists
Kim L Lavoie, MA, PhD1, Richard P Fleet, PhD2

Background: The debate over whether clinical psychologists should be granted the right to
prescribe psychoactive medication has received considerable attention over the last 2 dec-
ades in the US, but there has been relatively little discussion of this controversial topic
among Canadian mental health professionals, namely psychologists and psychiatrists. Pro-
ponents of prescription privileges (PPs), including the American Psychological Association
(APA), argue that psychologists do not and cannot function as independent professionals
because the medical profession places many restrictions on their practice. It is believed that
PPs would help circumvent professional psychology’s impending marginalization by in-
creasing psychology’s scope of practice. Proponents also argue that PPs would enhance
mental health services by increasing public access to professionals who can prescribe.
Objective: The purpose of this article is to inform psychiatrists about the major arguments
presented for and against PPs for psychologists and to discuss the major implications of
PPs for both professional psychology and psychiatry.
Methods: We conducted a literature search of relevant articles published from 1980 to the
present appearing on Psychlit and Medline databases, using “prescription privileges” and
“psychologists” as search titles.
Conclusion: Although proponents present several compelling arguments in favour of PPs
for psychologists, pilot projects relating to feasibility and efficacy are either sparse or in-
complete. Thus, it is too soon to tell whether PPs could or should be pursued. Clearly, more
research is needed before we conclude that PPs for psychologists are a safe and necessary
solution to psychology’s alleged impending marginalization.
(Can J Psychiatry 2002;47:443–449)

Clinical Implications

· Granting prescriptive authority to psychologists will have a profound impact on both profes-
sional psychology and psychiatry—both in terms of identity and practice.
· We hope that this article informs psychiatrists and stimulates their interest in the prescription
privilege debate.
· We hope that this article will help psychiatrists assist in the decision-making process.

Limitations

· Conclusions to date are based on relatively few empirical studies.

Key Words: prescription privileges, professional psychology, professional psychiatry,


psychopharmacology

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The Canadian Journal of Psychiatry—Review Paper

ver the last 2 decades, in both the US and Canada, an im- antidepressants, and benzodiazepines) (8). At the time, clini-
O portant debate has emerged within professional psychol-
ogy about whether clinical psychologists should be granted
cal psychologists criticized their efficacy by arguing that they
only treated the symptoms of a disorder, not the underlying
the legal right to prescribe psychotropic medications. The psychological disturbance (9). Psychology’s theoretical ap-
American Psychological Association (APA) and both Ameri- proach to mental illness, unlike psychiatry’s, did not promote
can and Canadian psychologists argue that psychologists can- a disease model of mental illness, but rather emphasized ap-
not function as independent professionals, due to the many plying psychological-based theories to the understanding and
restrictions placed on their practice by the medical profession treatment of mental disorders (10). Consequently, the APA
(1–3). Proponents argue that prescription privileges (PPs) expended little effort at the time to obtain PPs for clinical psy-
may significantly improve patient care and are in the best in- chologists, and licenced physicians retained sole right to pre-
terests of the profession. Despite receiving considerable atten- scribe medication.
tion throughout the US, there has been relatively little
discussion of this important debate among Canadian mental Who Can Legally Prescribe?
health professionals and professional legislative bodies. In the US, determining the practitioners with the authority to
prescribe medication generally occurs at the state level.
Throughout the course of this paper, we present the major ar- Through their respective pharmacy and medical practice acts,
guments for and against PPs for psychologists, followed by a each state determines which professions are authorized to pre-
discussion of the potential impact of PPs on both the profes- scribe (11). In Canada, the Federal Bureau of Human Pre-
sions of psychology and psychiatry. Given that psychiatrists scription Drugs decides how drugs are sold, and provincial
will likely be consulted, we hope this article will help inform legislatures determine which professions may prescribe. A 2-
them about the major issues surrounding this debate. factor classification scheme for PPs was established to specify
the degree of prescriptive authority held by a particular pro-
History: The Prescription Privilege Debate fession. The first dimension (independent vs dependent) per-
Lightner Witmer, who established the first American psychol- tains to whether physician supervision is required to
ogy clinic in 1896, originally founded clinical psychology. At prescribe. The second dimension (limited vs unlimited) con-
that time, the practice of clinical psychology was conceived as cerns what categories of drugs may be prescribed (12). Only
the application of psychological principles to the study of the physicians have independent and unlimited PPs in the US, but
individual (4), but it remained a largely academic discipline Canada grants independent and unlimited privileges to both
until World War II. During and after the Second World War, physicians and dentists. Over the years, various professions
the demand for mental health services to treat the victims of have been granted limited PPs in the US, such as dentists, op-
war increased dramatically, and the Veteran’s Administration tometrists, and podiatrists. Prescriptive authority for these
(VA) was forced to expand the role of psychologists to include professions is limited typically to medications that affect body
psychometrics, interpretation of aptitude, intelligence, and parts in their area of practice (11). The APA is currently advo-
personality tests, diagnostic interviewing, and psychiatrist- cating for independent privileges, which would be limited to
supervised psychotherapy (5). Interestingly, the APA’s Com- prescribing psychoactive medications.
mittee on Training in Clinical Psychology (CTCP) (6) did not
Other nonphysicians who may be granted some degree of pre-
envision psychotherapy as a central activity for clinical psy-
scriptive authority are called “physician extenders.” Profes-
chologists. Training programs were designed to produce psy-
sions that fall into this category include nurse practitioners,
c hological s cientists by em phasizing r es ear ch,
pharmacists, and physician assistants, whose prescriptive
psychodiagnostics, and general psychology principles. Train-
authority depends on physician supervision and is limited to
ing clinicians was secondary in importance. Despite the inten-
specific drugs or drug formularies (13). Note that in Canada,
tions of the CTCP, many clinical psychologists wanted
however, that although podiatrists have limited PPs in the
psychotherapy to be their central activity and no longer
province of Alberta, no other nonphysician disciplines may
wanted psychiatrist supervision. Although psychiatry
prescribe medication in this country.
claimed psychologists lacked proper training, psychologists
ended psychiatry’s monopoly on psychotherapy by the end of Forces Driving the Prescription Privilege
the 1950s (7).
Debate
While psychologists were battling psychiatrists for the right to Understanding the nature and timing of the PP debate involves
conduct psychotherapy, modern psychopharmacology recognizing that it is occurring in a larger context of change
emerged as a major force in mental health care. Between 1950 within and around the practice of professional psychology.
and 1960, many of the psychotropic medications in use today For years, psychologists have devoted time and energy to
were introduced (for example, chlorpromazine, tricyclic making psychotherapy their central activity, perhaps to the

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Should Psychologists Be Granted Prescription Privileges? A Review of the Prescription Privilege Debate for Psychiatrists

detriment of equally important activities such as research and restrictions on their practice in such areas as hospital privi-
developing preventive interventions. Now, psychologists face leges, insurance reimbursement, and PPs (1,2). Advocates as-
the possibility that they are no longer required to fulfill their sert that obtaining PPs would help increase the scope of
psychotherapeutic role. Research shows that in most circum- psychological practice by helping psychologists expand their
stances, a doctoral-level psychologist need not deliver psy- practice into settings that are traditionally dominated by phy-
chotherapy to be effective (14,15). Presently, the field sicians, such as nursing homes, long-term care facilities, and
includes master’s-level psychologists, doctorate-level hospital-inpatient services (3,21).
psychologists, and ever-expanding groups of mental health To support this argument, advocates assert that because
professionals who also conduct psychotherapy, namely social doctoral-level psychologists have more education than do
workers, nurses, marriage and family counsellors, occupa- other professionals who have secured various degrees of pre-
tional therapists, and sex therapists (10). scriptive authority (for example, nurse practitioners and phar-
Economic factors are also fuelling the debate. Since the end of macists), psychologists should qualify for privileges (22,23).
the 1980s, the governing force in mental health services in In fact, it is generally accepted by both proponents and oppo-
both Canada and the US has been cost containment. Although nents of PPs, that with the proper curriculum, psychologists
Canada’s health care system has been managed publicly for could be trained to prescribe psychoactive medication
decades, the need to reduce health care costs in the US has (2,18,24). Evidence emanating from both the Department of
contributed to the creation of health maintenance organiza- Defence Psychopharmacology Demonstration Project (PDP)
tions (HMOs) (16). Canada’s publicly operated system and and the Indian Health Service (IHS) shows that psychologists
the rise of managed care systems in the US are essentially have been trained successfully to prescribe psychoactive
leading to the replacement of doctoral-level psychotherapists medication (11,24–26).
with less costly psychotherapists, whenever possible (17,18). A second major argument in favour of PPs relates to the lim-
Although doctoral-level psychologists may still be required ited mental health training of general practitioners (GPs)
for training and supervision, there is no longer a reason to use (3,12,22). A recent survey revealed that, of the 135.8 million
them as front-line service providers. From a cost-containment prescriptions issued for psychoactive medications in 1991,
perspective, we expect that this situation will continue as long psychiatrists issued only 17% of those prescriptions. The re-
as third-party payers decide who conducts psychotherapy. maining 83% were issued by GPs who typically receive only 4
Similarly, the rising importance of mental health to pharma- to 12 weeks’ training in mental health (27–29). Mental health
ceutical companies, who have a clear financial interest in the training for Canadian physicians appears consistent with this
expansion of prescription authority, is stimulating the debate. figure (12). Equally disturbing is the fact that many patients
Psychoactive medications now occupy a significant portion of seen by GPs and other nonpsychiatric specialists are fre-
the drug portfolios of major pharmaceutical firms, and drug quently misdiagnosed and prescribed medication unnecessar-
companies are eager to see the use of such drugs expand (18). ily. Research shows that, in women alone, depression is
Not surprisingly, the APA’s Division of Psychologists in In- misdiagnosed 30% to 50% of the time, and when antidepres-
dependent Practice has been sustaining relations with the sants are prescribed, patients are often improperly monitored
pharmaceutical industry over the past few years (19), and (30). Given these data, proponents of PPs argue that appropri-
there has been a dramatic increase in drug company- ately trained doctoral-level psychologists would be more
sponsored symposia for psychologists and training grants for qualified to diagnose mental disorders, prescribe appropriate
research “with a strong psychopharmacology emphasis” (20). medication, and monitor the behavioural effects of such medi-
cation than would nonpsychiatrist practitioners (2).
Should Psychologists Be Granted Prescription Further, proponents point out that the reason so many GPs pre-
Privileges? scribe psychoactive medication is due to the relative unavail-
The following section reviews the major arguments of APA ability of psychiatrists. Thus, advocates claim that granting
representatives and both Canadian and American psycholo- PPs to psychologists would benefit those who have limited ac-
gists in favour of PPs, followed by a section discussing the cess to psychiatrists (11,31). Similarly, it is argued that PPs
weaknesses of those arguments. Further, we discuss the impli- will enable psychologists to provide needed mental health
cations of PPs for professional psychology and psychology. services to underserved segments of society, such as minority
Arguments in Favour of Prescription Privileges children, those living in rural areas, and those living in chronic
One of the most popular arguments put forth by PP advocates care facilities (11,31,32).
is that psychologists do not and cannot function as independ- Advocates for PPs argue that, because many patients receiv-
ent professionals because the medical profession places many ing psychotherapy will consult a psychiatrist for

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The Canadian Journal of Psychiatry—Review Paper

pharmacologic treatment, it would be less disruptive to have 1 pharmacological courses that ranged from C– to F. These
treatment provider (a psychologist) who can both prescribe grades likely reflect the psychologists’ lack of training in ba-
and conduct therapy. They argue that being forced to consult 2 sic sciences (for example, molecular biology, organic chemis-
professionals with potentially contrasting views on how to di- try, and physiology), which currently are not required for
rect patient care could compartmentalize treatment and force admission to psychology graduate programs. A notable differ-
patients into “divided loyalties” (33–35). The result is ineffi- ence between psychologists and the nonphysician professions
cient treatment dissemination and, ultimately, diminished with limited PPs is that they all have a solid biological science
treatment efficacy. Proponents add that granting prescriptive background, which most psychology graduate programs do
authority to psychologists would also result in decreased not provide (38). In fact, a recent survey of graduate students
health care costs; psychologists charge an average of 14% less revealed that only 7% had completed the minimum number of
than do psychiatrists for the same service (36). Therefore, pro- undergraduate science prerequisites necessary to undertake
ponents believe PPs for psychologists would facilitate both psychopharmacology training, as stipulated in proposed train-
treatment and recovery at a lower cost. ing models (39). Further, surveys of graduate training direc-
tors revealed that 62% to 75% preferred not to train
A final point argued extensively in the literature is that medi-
psychology students to prescribe at the doctoral level, stating
cations can influence behaviour. In fact, this is a major target
that it would interfere significantly with current programs
of psychological research and practice; for this reason, pre-
(40,41). As a result, currently most doctoral students and psy-
scribing medications should become part of the practice of
chology training programs in the US and Canada are ill-
psychology (11,13,22).
prepared or unwilling to pursue psychopharmacological psy-
Arguments Against Prescription Privileges chology as a subspecialty.
Although proponents have presented several compelling ar- Some evidence documents psychologists’ competence to pre-
guments in support of granting PPs to psychologists, their ar- scribe, but it is difficult to generalize from so few data. To
guments suffer from several important weaknesses. First, the date, the literature has published the results of 2 American
argument that PPs would help psychologists gain professional projects (the PDP and IHS) (25,26), and we are unaware of
autonomy by expanding their scope of practice into settings any published trials emanating from Canada. Besides, the
traditionally dominated by physicians has little empirical ba- sample sizes (n = 4 and n = 1, respectively), upon which con-
sis. This argument assumes that PPs will lead to 1) the cessa- clusions concerning competence have been drawn, have been
tion or reduction of physician control over inpatient services small. Clearly, we need more evidence before concluding that
and 2) a dramatic increase in the number and type of clients psychologists are capable of prescribing psychoactive medi-
psychologists can treat. It is unlikely, however, that PPs will cation safely and effectively.
impact which profession controls inpatient services. In short,
control and, ultimately, responsibility of inpatient services is a The argument that focuses on the limited mental health train-
public policy issue that is totally independent of the prescrip- ing of GPs, although convincing, disregards the extensive
tion privilege issue. Finally, physicians have been opposed to medical and pharmacologic training of these physicians,
hospital privileges and any related pursuits thought to en- which is a minimum of 4 to 6 years. Further, given that GPs are
croach on what they have considered to be their turf for years the front-line service providers under the current system, it is
(10,37). Any endeavour that threatens to reduce their power unlikely that PPs for psychologists would significantly alter
over inpatient and hospital services will likely be met with a health care—seeking behaviour or the number of prescrip-
fight. To automatically equate PPs with physician-like control tions written by GPs, unless GPs decide to refer their patients
over mental health services is therefore perhaps overly to psychologists for pharmacologic treatment. Rather than
optimistic. adding psychologists to the long list of professionals who can
already prescribe, a more constructive solution would be to
Second, although there is some evidence demonstrating psy- provide greater mental health training for front-line service
chologists’ competence to prescribe, the quality of that com- providers and to promote greater collaboration between GPs
petence appears to vary according to the source of the report. and psychologists.
For example, DeLeon, Folen, and others (24) reported that no
quality of care problems were revealed following the Defence Psychologists with PPs could help respond to the mental
Department’s PDP and concluded that psychologists could be health care needs of underserved segments of the population
trained as competent prescribers. Conversely, the American (those living in rural or regional areas); however, the profes-
Psychiatric Association’s Legislative Newsletter (12) re- sion of physician assistant was created to serve such popula-
ported that the doctoral-level psychologists who participated tions, but only 3% actually do (42). Advocates have not yet
in the PDP received grades in conventional medical and produced data indicating the number of psychologists seeking

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Should Psychologists Be Granted Prescription Privileges? A Review of the Prescription Privilege Debate for Psychiatrists

PPs for this purpose or the number of psychologists who overdoses among health professionals (for example, dentists
would relocate to provide services to a rural population. and physicians) (44–46), this issue warrants further debate be-
Advocates for PPs have argued that having a psychologist fore we open the door to thousands of additional prescribers.
who can both conduct psychotherapy and prescribe would be Effects on the Professions of Psychology and Psychiatry
less disruptive and more effective than consulting both a psy-
One of the most fundamental and often ignored issues with re-
chologist and a psychiatrist with “potentially contrasting
spect to PPs is the profound effect on the definition and future
views.” However, this argument assumes that psychologists
direction of professional psychology and psychiatry. Psychol-
would be more qualified than would psychiatrists to fulfill this
ogy has historically been identified with treatments based on
dual role. If proponents are arguing a lack of collaboration be-
psychological principles (47). The Psychology Profession
tween psychologists and psychiatrists, the solution appears to
Act of Canada (48) specifically defines the practice of psy-
be improving collaboration (for the benefit of the patient) and
chology as “the application of professional psychological
not restructuring the practice of psychology.
knowledge for the purpose of diagnosing, preventing, reme-
The assertion that PPs for psychologists would result in lower dying or ameliorating human mental, emotional, behavioural,
mental health care costs is unlikely, given that psychologists or relationship difficulties and to enhance human perform-
would be in a position (and would likely be highly motivated) ance and mental or physical health.” According to this defini-
to raise their fees to reflect their new skills. This assertion is tion, psychology’s principal activities involve psychological
even more unlikely if you consider how insurance premium and behavioural interventions based on psychological knowl-
costs for psychologists would likely increase in line with their edge, not psychiatric or pharmacologic knowledge; thus, pre-
new responsibilities and potential liabilities. Interestingly, scribing psychoactive medication clearly falls outside the
proponents of PPs discuss these issues rarely. boundaries of what has been considered psychological
Proponents assert that because medications influence behav- practice.
iour, prescribing medications should become part of psycho- If psychologists were permitted to add medication to the list of
logical practice (11,13,22). Subscribing to this argument, interventions they currently use, the underlying rationale and
however, implies that psychologists should be able to adopt organizing principles of both psychology and psychiatry
any physical intervention that could affect behaviour or psy- would be fundamentally altered. Psychiatry is a medical disci-
chological functioning, including neurosurgery or electrocon- pline, focusing on the diagnosis and treatment of mental dis-
vulsive therapy. The boundaries that the different mental ease; psychology was originally conceived as an academic
health professions place on their scope of practice are what de- discipline. Only later did it evolve to include psychological,
fine each profession, and these boundaries promote compe- cognitive, and behavioural approaches to both evaluating and
tency and quality of care among treatment providers. treating mental illness. Psychology, however, has grown to
Rarely discussed among advocates of PPs is the enormous re- develop innovative and effective treatments for several men-
sponsibility associated with having prescriptive authority, tal disorders, which should remain distinct from psychiatric
even if that authority is limited to psychoactive medication. approaches.
One common problem associated with taking psychoactive
medication is that many patients experience unpleasant and Conclusions
sometimes severe side effects, which often require appropri- The debate on whether psychologists should be granted PPs is
ate medical treatment (for example, nausea, constipation, sex- still in its infancy. Pilot projects relating to feasibility and effi-
ual dysfunction, abnormal heart rhythms, orthostatic cacy are either sparse or incomplete. Although proponents
hypotension, and hypertension) (43). Psychologists, of present several compelling arguments in favour of PPs for
course, would be limited to prescribing psychoactive medica- psychologists, it is too soon to tell whether PPs could or
tion and thus forced to refer their patient to a physician for should be pursued. What is clear is that this debate will have a
treatment of side effects. In addition, there is the issue of po- profound impact on both professional psychology and psy-
tentially dangerous drug interactions, knowledge of which is chiatry—but one that is likely to take years to unfold.
crucial for patient health and safety. In other words, psycholo- In the meantime, psychologists could concentrate their efforts
gists pursing PPs would require extensive knowledge of drug on improving both the professional and public dissemination
interactions involving the entire pharmacologic spectrum, of the services they already provide. For example, they could
which has never been the domain of psychology. work on improving collaboration with GPs and psychiatrists
Also, rarely discussed in the literature is the potential for self- to ensure that medicated patients are properly monitored and
prescription among psychologists. Given the disproportion- advised of available psychotherapy options. Psychologists
ally high rate of suicide resulting from self-prescription need not go beyond the boundaries of psychological practice

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Psychiatry News 1992;10. p 1,15. e-mail: kiml_lavoie@yahoo.ca

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Should Psychologists Be Granted Prescription Privileges? A Review of the Prescription Privilege Debate for Psychiatrists

Résumé : Doit-on accorder aux psychologues le privilège de prescrire? une étude


du débat sur le privilège de prescrire à l’intention des psychiatres
Contexte : Le débat sur la question d’accorder ou non aux psychologues cliniques le droit de pre-
scrire des psychotropes a reçu une attention considérable au cours des 20 dernières années aux États-
Unis, mais il y a eu relativement peu de discussions sur ce sujet controversé parmi les professionnels
de la santé mentale canadiens, notamment les psychologues et psychiatres. Les partisans du privilège
de prescrire (PP), y compris l’American Psychological Association (APA), font valoir que les psy-
chologues ne fonctionnent pas comme des professionnels indépendants et ne peuvent le faire parce
que la profession médicale impose de trop nombreuses restrictions à leur pratique. On croit que le PP
aiderait à contourner la marginalisation imminente de la psychologie professionnelle en augmentant la
portée de la pratique de la psychologie. Les partisans soutiennent également que le PP améliorerait les
services de santé mentale en élargissant l’accès du public aux professionnels qui peuvent prescrire.
Objectif : Le but de cet article est d’informer les psychiatres sur les principaux arguments présentés
en faveur et en défaveur du privilège de prescrire (PP) pour les psychologues, et de discuter des prin-
cipales implications du PP tant pour la psychologie professionnelle que pour la psychiatrie.
Méthodes : Nous avons mené une recherche des articles pertinents de la documentation dans les
bases de données Psychlit et Medline, publiés de 1980 à aujourd’hui, à l’aide des mots clés « privilège
de prescrire et psychologues ».
Conclusion : Bien que les partisans présentent plusieurs arguments convaincants en faveur du PP
pour les psychologues, les projets pilotes sur la faisabilité et l’efficacité sont soit rares, soit incom-
plets. Ainsi, il est trop tôt pour dire si l’on peut ou doit poursuivre le PP. Il est évident qu’il faut
d’autres études avant de conclure que le PP pour les psychologues est une solution sûre et nécessaire
à la présumée marginalisation imminente de la psychologie.

W Can J Psychiatry, Vol 47, No 5, June 2002 449

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