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Clinical Psychology Review 64 (2018) 77–86

Contents lists available at ScienceDirect

Clinical Psychology Review

journal homepage: www.elsevier.com/locate/clinpsychrev

Review

Research domain criteria and the study of trauma in children:


Implications for assessment and treatment research
Carla Smith Stover, Ph.D. a,⁎, Brooks Keeshin, M.D. b
a
University of South Florida, 13301 Bruce B. Downs Blvd., Tampa, FL 33647, Salt Lake City, Utah, United States
b
University of Utah, United States

H I G H L I G H T S

• We give a rationale for use of Research Domain Criteria(RDOC) to study child trauma.
• We review existing research in the RDOC domains related to childhood trauma exposure.
• Much research is still needed in RDOC domains related to childhood trauma.
• Review how new RDOC studies can guide intervention development and evaluation.
• Suggestions of how RDOC can enhance the field's understanding of childhood trauma.

a r t i c l e i n f o a b s t r a c t

Article history: By definition, the Diagnostic and Statistical Manual (DSM) diagnosis of posttraumatic stress disorder (PTSD) re-
Received 20 May 2014 quires exposure to a traumatic event. Yet, the DSM diagnostic requirements for children and adolescents for PTSD
Received in revised form 7 May 2015 may fail to capture traumatized youth with significant distress and functional impairment. Many important stud-
Accepted 7 November 2016
ies have utilized PTSD diagnosis as a mechanism for grouping individuals for comparative studies examining
Available online 9 November 2016
brain functioning, neuroendocrinology, genetics, attachment, and cognition; however, focusing only on those
Keywords:
with the diagnosis of PTSD can miss the spectrum of symptoms and difficulties that impact children who expe-
PTSD rience trauma and subsequent impairment. Some studying child trauma have focused on examining brain and
Trauma biology of those with exposure and potential impairment rather than only those with PTSD. This line of inquiry,
Children complementary to PTSD specific studies, has aided our understanding of some of the changes in brain structure
RDOC and neuroregulatory systems at different developmental periods following traumatic exposure. Application of
the Research Domain Criteria (RDoC) framework proposed by NIMH to the study of child trauma exposure
and subsequent impairment is an opportunity to examine domains of function and how they are impacted by
trauma. Research to date has focused largely in the areas of negative valence, regulatory, and cognitive systems,
however those studying complex or developmental trauma have identified an array of domains that are im-
pacted which map onto many of the RDoC categories. This paper will review the relevant literature associated
with child trauma as it relates to the RDoC domains, outline areas of needed research, and describe their impli-
cations for treatment and the advancement of the field.
© 2016 Elsevier Ltd. All rights reserved.

Contents

1. Approach to current review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78


2. Overview of RDoC domains . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78
2.1. Social processes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78
2.1.1. Affiliation and attachment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78
2.1.2. Understanding of self . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
2.2. Negative valence and arousal/regulatory systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79

⁎ Corresponding author.
E-mail address: carlastover@usf.edu (C.S. Stover).

http://dx.doi.org/10.1016/j.cpr.2016.11.002
0272-7358/© 2016 Elsevier Ltd. All rights reserved.
78 C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86

2.2.1. Negative valence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79


2.2.2. Regulatory system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
2.3. Links from social processes to regulatory system domains . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
3. RDoC elements of analysis, trauma and pediatric PTSD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
3.1. Imaging research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
3.1.1. Corpus callosum studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
3.1.2. Cortex regions and volume related studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
3.1.3. Amygdala studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
3.2. Neuroendocrine research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
3.3. Genetic research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
3.3.1. Epigenetics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
4. Implications for treatment of traumatized youth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
4.1. Dismantling study approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
4.2. Domain analysis and treatment resistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82
5. Challenges in the use of RDoC in pediatric trauma research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
5.1. Developmental context . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
5.2. Environmental context . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
6. Additional directions for future research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
7. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
Conflict of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84
References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84

Focus on the study of trauma, defined here as resulting from an included studies of children at risk for trauma symptoms following a po-
event, series of events, or set of circumstances that is experienced by tentially traumatic event, as well as, those studies that required a PTSD
an individual as physically or emotionally harmful or threatening and diagnosis. This approach was chosen because together these studies
that has lasting adverse effects on the individual's functioning and phys- have advanced our understanding of how different events are associ-
ical, social, emotional, or spiritual wellbeing (SAMHSA, 2014), has ated with symptoms.
greatly advanced understanding of the myriad of ways these experi- Studies that took a broad definition of trauma exposure, reflective of
ences can impact the functioning of children and adolescents. The Re- the transition to DSM-5 diagnostic criteria for PTSD were also included.
search Domain Criteria (RDoC) proposed by the National Institute of For example, criteria A-1 for PTSD was revised from DSM-IV to DSM-5 to
Mental Health (NIMH) was designed to create a framework for research remove the requirement of feelings of intense fear, helplessness or hor-
on pathophysiology to inform classification schemes (Insel et al., 2010). ror right after the event. More specific details have also been added
This framework seems particularly relevant to the study of pediatric about the types and nature of potential exposure that were not included
trauma to inform the mechanisms whereby exposure to a potentially previously (American Psychological Association, 2013). These changes
traumatic event results in impairment. evolved from the field's increased understanding of what constitutes a
The nature, intensity, duration, and developmental timing of trauma trauma that may result in posttraumatic symptoms. Continued explora-
exposure have all been linked to child outcomes (Buka, Stichick, tion of potentially traumatic events and their association to symptoms
Birdthistle, & Earls, 2001), and the field is beginning to understand the and functioning may further refine understanding in the future for
mechanisms through which trauma impacts youth across a wide PTSD and other disorders.
range of domains. However, additional research is needed to further un- Further, the focus was on RDoC domains that were most closely as-
derstanding of who is at risk for impairment in which domains of func- sociated with trauma related reactions. The pediatric PTSD and child
tioning at what developmental period. The current paper will: 1) trauma/maltreatment literature was reviewed, searching specifically
provide an overview of the RDoC domains that have amassed the for studies that had performed sub-analyses that are the same or similar
most research to date related to child trauma and posttraumatic stress to RDoC constructs. The following sections will review literature on pe-
disorder (PTSD), 2) review illustrative trauma and PTSD relevant re- diatric trauma and PTSD that is demonstrative of both the ease and chal-
search using the RDoC proposed elements of analysis, 3) explore how lenges that would be encountered for pediatric trauma science to
study of domains of functioning can advance assessment and treatment incorporate RDoC principles in future research studies. The literature
for those exposed to potentially traumatic events, 4) review complica- reviewed is meant to be illustrative and is in no way exhaustive.
tions to using the RDoC approach, and 5) propose areas of future re-
search using RDoC in the field of pediatric trauma and PTSD. 2. Overview of RDoC domains

1. Approach to current review 2.1. Social processes

The RDoC outlined by NIMH currently contains five domains and The RDoC domain of social processes contains four constructs: affil-
covers a broad array of areas. These domains include: Negative Valence iation and attachment, social communication, understanding of self and
Systems, Positive Valence Systems, Cognitive Systems, Systems of Social understanding of others. Although all of these areas are relevant to pe-
Processes and Arousal/Regulatory Systems (NIMH Research Domain diatric trauma, most research has focused on affiliation and attachment
Criteria (RDoC), 2011). All of these domains have some relevance to pe- and understanding of self.
diatric trauma, but some are more salient and have already amassed
some research, while others have not yet been the focus of much 2.1.1. Affiliation and attachment
study. Many of the domains are relevant to the cognitive, adaptive and Early exposure to childhood maltreatment (e.g. physical abuse, sex-
social impairment that can result from trauma exposure. This paper fo- ual abuse, psychological abuse), especially in infancy and early child-
cused on literature that contained symptom level analysis, which hood, has been shown to be associated with insecure attachment
C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86 79

(Cicchetti & Barnett, 1991; Baer & Martinez, 2006). Young maltreated of changes described in youth with chronic exposure whereby they ex-
children may develop attachment related disorders such as reactive at- perience changes in affect, cognition, physiology and behavior, as a re-
tachment disorder (Stafford, Zeanah, & Scheeringa, 2003). Lack of focus sult of exposure to sustained or repeated traumas, that continue in the
on attachment and affiliation in the study of trauma symptoms misses absence of those threats (Cook et al., 2005). The construct of loss has
an important component related to recovery (Scheeringa & Zeanah, also been studied in the context of trauma exposure and PTSD and
2001). The developmental context of trauma, the nature of attachment may moderate clinical course and treatment response. For example,
relationships at the time of the trauma and the subsequent impact on studies following hurricanes Andrew and Katrina found loss of loved
attachment systems are important to understanding the symptoms ones, homes and resources due to the hurricane were associated with
and psychopathology that develop. increased severity of symptoms and the onset of PTSD in the months
Not only can trauma impact attachment security, but attachment se- and years following the disasters (Ironson et al., 1997; Osofsky,
curity may impact an individual's response to new traumas. In a study of Osofsky, Kronenberg, Brennan, & Hansel, 2009).
prisoners of war, secure attachment of survivors was significantly asso-
ciated with lower PTSD symptoms (Dieperink, Leskela, Thuras, & 2.2.2. Regulatory system
Engdahl, 2001). Similar findings were found in studies of adults exposed The regulatory systems domain relates to trauma exposure in multi-
to the September 11th terrorist attacks with secure attachment associ- ple ways. This domain contains three constructs: arousal, sleep wakeful-
ated with lower PTSD symptoms (Fraley, Fazzari, Bonanno, & Dekel, ness and circadian rhythms. Although there is evidence that circadian
2006). Specific to youth, insecure attachment has been shown to be as- rhythms and sleep can be disrupted in children exposed to trauma
sociated with severity of internalizing and externalizing symptoms in (Kovachy et al., 2013), literature in this area is not well developed and
preschoolers following sexual abuse (Beaudoin et al., 2013). could lead to new understandings of the neurobiology of trauma. Re-
Interpersonal traumas such as sexual assault are the most consis- garding arousal constructs, a heightened fear potentiated startle re-
tently associated with PTSD in adults (Frans et al., 2005). Although sponse in anticipation of emotionally charged test procedures (shock)
non-interpersonal trauma such as automobile accidents have been the has been identified in adults with PTSD (Morgan Iii, Grillon,
least associated with PTSD (Frans et al., 2005), a study by Shalev and Southwick, Davis, & Charney, 1995). In children, abnormal acoustic star-
Freedman (2005) found that terror survivors who developed PTSD did tle has been noted, with a significant loss of the normal inhibitory mod-
not statistically differ from motor vehicle accident survivors at one- ulation of startle response in children with PTSD compared to controls
week post trauma on symptoms of depression, trauma, anxiety or disso- (Ornitz & Pynoos, 1989).
ciation. This is additional evidence that some other process such as at- Importantly, there is also evidence that those who previously met
tachment may moderate the association between trauma type and criteria for PTSD but no longer do, still show failure of habituation of
resulting longer term symptoms. the abnormal startle response (Van der Kolk, 2004), and a prospective
Moreover, studies have indicated caregiver responses play a critical study suggests this heightened response may be pre-existing. Pole et
role in determining children and adolescents' successful post-trauma al. (2009) found hypersensitivity to context (greater fear under low
adaptations. For example, caregivers can provide important social and threat), elevated sympathetic nervous system reactivity to explicit
emotional support, direct guidance in adaptive coping, help with safety threat (larger responses under high threat), and failure to adapt to re-
planning and the avoidance of future traumatization, and can provide peated aversive stimuli (evidenced by slower habituation) are all
access to mental health treatment (Kliewer et al., 2004, 2006; Ozer, unique preexisting vulnerability factors for greater PTSD symptom se-
2005; Ozer & Weinstein, 2004; Stallard, Velleman, & Baldwin, 2001). verity following a trauma exposure. These findings are quite compatible
These studies highlight the important role attachment and affiliation with an RDoC framework that would allow for the examination of do-
can play in resilience and the development of a range of symptoms indi- mains of functioning prospectively without specificity of disorder, lead-
cating the need to further incorporate this construct in studies of pedi- ing to alternative potential assessment and early intervention targets
atric trauma. for those exposed to trauma, such as the evaluation of a pre-existing
heightened startle response.
2.1.2. Understanding of self
Emotional awareness is described as the capacity to be aware of and 2.3. Links from social processes to regulatory system domains
describe one's own emotions as well as those of others (Frijda, 2007;
Lambie & Marcel, 2002). Emotional awareness can be considered a There are interconnections between the RDoC domains of social pro-
form of understanding of the self. Individuals with PTSD often have dif- cesses and the negative valence/regulatory systems. Disruptions in at-
ficulty identifying and labeling emotions (their own and those of tachment born from early childhood maltreatment can have profound
others), as well as understanding and expressing emotions in healthy impact on the developing brain and neurobiological systems. The matu-
ways (Ehring & Quack, 2010; Frewen, Dozois, Neufeld, & Lanius, 2008, ration of the stress regulating systems, part of the limbic-autonomic cir-
2012). Research on children exposed to potentially traumatic events re- cuits (Rinaman, Levitt, & Card, 2000), is experience dependent and
veals subsequent deficits in emotional awareness (Cloitre, Miranda, vulnerable to relational trauma. Schore (2001) has described that
Stovall-McClough, & Han, 2005). As will be described later, these deficits early trauma alters the development of the right brain, which processes
in emotional awareness and regulation are the focus of many trauma social-emotional information and bodily states. The internal working
and PTSD specific treatments for youth. model of the early attachment relationship is thought to be stored in
the right cerebral cortex (Schore, 1994, 2000; Siegel, 1999). Develop-
2.2. Negative valence and arousal/regulatory systems mental impairment of this system would severely impact a child's abil-
ity to cope with stress. Such a limitation of the right brain impacts the
2.2.1. Negative valence ability to regulate affect. Loss of the ability to regulate the intensity of
The Negative Valence System includes five constructs: response to feelings has been described as the most extensive effect of early trauma
acute threat (fear), responses to potential harm (anxiety), responses exposure (Van der Kolk & Fisler, 1994).
to sustained threat, frustrative non-reward and loss (NIMH Research Attachment may impact the immediate and enduring stress regulat-
Domain Criteria (RDoC), 2011). This system is relevant for children ex- ing biological systems, and social ties and social perceptions modulate
posed to trauma whether they develop PTSD or not; however of partic- fear reactivity in the brain (Charuvastra & Cloitre, 2008). These links
ular relevance to PTSD is the responses to potential harm construct, are important because examination of how trauma impacts attachment
which is consistent with the increased arousal criteria of PTSD. The re- and the neuroendocrine system have led to advancements in treatment
sponse to sustained threat construct is more consistent with the types for traumatized children in foster care (Dozier, Peloso, Lewis,
80 C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86

Laurenceau, & Levine, 2008; Dozier et al., 2006). Children who experi- functional activity (rather than size) of the hippocampus was examined
ence trauma in infancy and early childhood have atypical patterns of di- using a cross-sectional cohort of violence exposed children with at least
urnal cortisol throughout the day (Dozier et al., 2006). This some symptoms of posttraumatic stress, arousal was not associated
dysregulation in normal biological patterns is believed to have the po- with changes in function, but rather avoidance/numbing was associated
tential for long term impacts. An intervention developed to target with a decreased activation of the right hippocampus during a verbal
both the attachment of a foster child to a foster mother and biological declarative memory task (Carrion, Haas, Garrett, Song, & Reiss, 2010).
dysregulation reduces cortisol levels and behavior problems (Dozier et This may suggest that, depending on the units of analysis of focus, spe-
al., 2008). This type of integrated work that targets multiple domains cific domains, rather than PTSD, may be correlated with hippocampal
can guide future intervention development. changes in traumatized children.

3. RDoC elements of analysis, trauma and pediatric PTSD 3.1.1. Corpus callosum studies
Another region of interest in pediatric brain imaging research is the
With an understanding of some of the RDoC domains most relevant corpus callosum, responsible for inter-hemispheric communication.
to pediatric trauma, we now turn to elements of analysis. Included in Changes in size of the corpus callosum are associated with emotional
the RDoC matrix are specific elements of analysis that could be used to and arousal responses to external stimuli (De Bellis et al., 1999b). In
study the domains described above. Studies of brain changes, genetics studies of children (mostly latency age and adolescents), decreases in
and neuroendocrine functioning in child trauma that are associated size of the corpus callosum as well as function have been noted in
with the negative valence and arousal domains fall into some of these both children with PTSD as well as children exposed to (chronic)
categories. Studies examining units of analysis such as genes, molecules, trauma regardless of diagnosis (Teicher & Samson, 2013). When ex-
cells, circuits and physiology have all been applied to trauma, however, plored further, symptoms of hyperarousal, which map onto constructs
for the most part, these studies have yielded inconsistent results with within the negative valence and arousal domains, have been indepen-
regards to pediatric PTSD. Some of that variation is likely due to small, dently associated with decreased size of segments of the corpus
heterogeneous populations at various developmental stages that have callosum in maltreated children with PTSD (De Bellis et al., 1999b).
experienced a variety of types of traumatic experiences with a wide The specificity of decreased corpus callosum size to certain negative
range of trauma burden. However, it is also possible that RDoC domains, valence constructs may be questioned, as studies have also shown de-
when used in conjunction with PTSD diagnostic criteria, may be more creased size to be associated with other constructs outside of negative
likely to yield consistent results when examining changes in structure valence and arousal domains, such as dissociative symptoms, which
and/or function of the brain or the stress response system. Some exam- likely correspond more with constructs within the cognitive systems
ples of the current state of pediatric PTSD research in RDoC elements of domain (De Bellis et al., 1999a). Furthermore, when the traumatized
analysis are included below to illustrate the complementary potential group is matched to the control group based on social economic status,
for utilizing both PTSD diagnosis and RDoC designs. although the general finding that PTSD is related to decreased size of the
corpus callosum remains, the unique association between specific PTSD
3.1. Imaging research criteria (hyperarousal) or associated symptoms (dissociation) disap-
pears (De Bellis et al., 2002). Interestingly, many published studies ex-
The hippocampus, associated with memory acquisition and re- amining group differences in traumatized or PTSD populations do not
trieval, has long been associated with PTSD. In the adult literature, de- specify or examine the severity or extent of PTSD symptoms or presence
creased size of hippocampus is consistently associated with PTSD of comorbidity, limiting the capacity to hypothesize how RDoC con-
(Teicher & Samson, 2013). However, twin-twin studies have demon- structs might be related to current imaging research findings.
strated decreased hippocampal volume with both twins, regardless of
PTSD (Gilbertson et al., 2002), suggesting that smaller hippocampal vol- 3.1.2. Cortex regions and volume related studies
umes might be a risk factor for the development of PTSD after traumatic Specific areas of the cortex, as well as global brain volume, have been
exposure rather than a result of exposure. Importantly, decreased hip- examined in the context of exposure to maltreatment-associated
pocampal volume has also been found in adults with diagnoses of de- trauma, with and without PTSD. Areas most reported in the literature
pression (Bremner et al., 2000; Vakili et al., 2000; Vythilingam et al., include the prefrontal cortex, anterior cingulate cortex and temporal
2002), schizophrenia (Nelson, Saykin, Flashman, & Riordan, 1998), cortex. Studies have examined overall volume of the cortex and differ-
and substance abuse (De Bellis et al., 2000) with subsequent adult stud- ent substructures, as well as singling out the gray matter components
ies revealing decreases in hippocampus volume associated with expo- of structures of interest. Results generally demonstrate an overall de-
sure to maltreatment and adversity in childhood, irrespective of crease in cortex volume, with some studies showing preferential in-
diagnosis of PTSD (Teicher, Anderson, & Polcari, 2012). These finding creases or decreases in specific regions of the cortex (Teicher &
suggest decreased hippocampal volume is not disorder specific and Samson, 2013). Differences in age of child and age of exposure(s) to
may be a risk factor for changes in domains that cross a variety of diag- trauma are possible reasons for variable and inconsistent findings.
noses experienced by traumatized individuals. Some studies have correlated individual symptoms of PTSD with lateral
The pediatric literature is inconsistent with regards to hippocampus ventricle size, an easily measurable proxy for loss of cortex in pediatric
findings, with non-significant findings suggesting both increased and maltreatment related PTSD. That finding has not been consistently rep-
decreased volume and function in both PTSD and trauma exposed licated in all studies (De Bellis et al., 1999b; De Bellis et al., 2002), and
youth. It is possible that associations are dependent on the chosen there is a paucity of data linking symptom specific criteria with overall
units of analysis when interpreting imaging findings in pediatric PTSD, cortex size or function.
and an RDoC approach examining specific domains in trauma exposed
children may help clarify current hippocampal findings. For example, 3.1.3. Amygdala studies
in a secondary cross-sectional analysis of children with and without The amygdala is implicated in RDoC domains such as fear condition-
PTSD, both PTSD as well as externalizing behaviors were positively asso- ing, emotional processing and memory. Two separate meta-analyses
ciated with increased hippocampal size (Tupler & De Bellis, 2006). demonstrate that there are no differences in right amygdala volume in
Furthermore, a longitudinal study of maltreated children with PTSD PTSD versus trauma exposed without PTSD individuals or controls,
observed changes in hippocampal size over a 12–18 month period, and that there may be a small (and potentially significant) decrease in
where increased arousal was negatively associated with hippocampal left amygdala size (Karl et al., 2006; Woon & Hedges, 2009). However,
growth over time (Carrion, Weems, & Reiss, 2007). However, when functional changes in the amygdala may be more consistent, where
C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86 81

task oriented studies using fMRI have demonstrated that relative to con- This gene is especially relevant to the pediatric population, as dopamine
trols, youth with PTSD show greater activation in the amygdala when regulation is likely implicated in other common pediatric conditions
exposed to angry faces. This indicates an association with heightened such as attention deficit hyperactivity disorder (ADHD), and therefore
negative valence such as acute or potential threat (Garrett et al., 2012). some of the clinical overlap between ADHD and PTSD could be ex-
plained by common pathway mechanisms. Several studies have now
3.2. Neuroendocrine research demonstrated that certain DAT alleles are associated with the develop-
ment of PTSD (Drury, Theall, Keats, & Scheeringa, 2009; Segman et al.,
The autonomic nervous system (ANS) is one of several systems re- 2002). Examining PTSD criteria in children exposed to trauma, one
sponsible for the homeostatic regulation of stress responses, and dys- study demonstrated that hyperarousal was independently associated
regulation has been established in constructs that fall within the with the presence of a specific 9 repeat allele DAT haplotype. This find-
negative valence and arousal domains. ANS functional changes are asso- ing builds on the prior research demonstrating group associations, and
ciated with PTSD, where cerebral spinal fluid (CSF) norepinephrine suggests specific domains and constructs that overlap known disorders
(NE) is generally elevated and correlates with increased intrusive and (Drury, Brett, Henry, & Scheeringa, 2013).
hyperarousal symptoms (Strawn & Geracioti, 2008; Weiss, 2007). How-
ever, studies of peripheral NE in adults have demonstrated both ele- 3.3.1. Epigenetics
vated levels of NE and no difference between patients with and Recently researchers have begun to examine epigenetics changes in
without PTSD, and the correlation between peripheral NE and central PTSD. In general, the available studies focus on adults with PTSD com-
NE is unclear. In children with recent trauma who later develop PTSD, pared to controls, and have examined epigenetic changes associated
plasma NE levels are elevated within 6 months of a trauma with genes that regulate the immune and stress response systems
(Pervanidou et al., 2007). Additionally, pediatric victims of maltreat- (Voisey, Young, Lawford, & Morris, 2014). As an example, Yehuda and
ment related trauma with or without PTSD also demonstrate greater colleagues found methylation of FKBP5 in adults to be associated with
24 hour urinary catecholamine excretion compared to non-maltreated PTSD severity as measured by the Clinician Administered PTSD Scale
individuals (De Bellis et al., 1999b; De Bellis, Lefter, Trickett, & (Yehuda et al., 2013). However, no studies to date have examined epi-
Putnam, 1994). genetic differences in children with PTSD or have used a more decon-
Within the HPA axis, the hypothalamic secretion of corticotropin re- structive approach consistent with RDoC. Further study of these areas
leasing hormone (CRH) is regulated by a number of factors, including applying RDoC negative valence and regulatory systems domains, as
acute and chronic stress, resulting in altered peripheral cortisol concen- well as possible inclusion of other domains, may enhance our under-
trations commonly associated with PTSD. In children, salivary cortisol standing of how specific alleles and epigenetic changes are associated
concentrations are elevated following traumatization in those youth with risk of functional impairment or responsiveness to treatment fol-
who subsequently develop PTSD when compared to traumatized lowing trauma exposure.
youth who did not develop PTSD at 6 months following traumatization
(Pervanidou et al., 2007). That same analysis hypothesized that daytime 4. Implications for treatment of traumatized youth
hyperarousal symptoms might drive increases in baseline cortisol, espe-
cially during the evening. Some studies have found an associated The field of child trauma treatment has been burgeoning over the
blunting of the cortisol awakening response among individuals with last several decades with multiple new treatments developed and
PTSD, and in the pediatric population, that association appears to be tested. Trauma Focused Cognitive Behavioral Therapy (TF-CBT; Cohen,
most impacted by intrusive and hyperarousal symptoms (Keeshin, Mannarino, & Deblinger, 2012a; Cohen, Mannarino, Kliethermes, &
Strawn, Out, Granger, & Putnam, 2014). However, although PTSD, as Murray, 2012b), Child Parent Psychotherapy (CPP; Lieberman, Ghosh
well as negative valence and arousal domains, may correlate with aber- Ippen, & Van Horn, 2007), Structured Psychotherapy for Adolescents
rations in HPA-axis activity, it is not at all clear if these changes are do- Responding to Chronic Stress (SPARCS; Habib, Labruna, & Newman,
main specific or trauma specific. For example, in children chronically 2013), Trauma Affect Regulation Guide for Education and Therapy
exposed to stress but without a clear trauma, blunting of diurnal cortisol (TARGET; Ford, Blaustein, Habib, & Kagan, 2013), Attachment, Self-Reg-
variation has been observed in the absence of psychopathology ulation, and Competency (ARC; Kinniburgh, Blaustein, Spinazzola, & van
(Bernard, Butzin-Dozier, Rittenhouse, & Dozier, 2010). Further, among der Kolk, 2005) and the Child and Family Traumatic Stress Intervention
individuals with a history of sexual abuse there is an initial (CFTSI; Berkowitz, Stover, & Marans, 2011) are some of the treatments
hypercortisolemia followed by an eventual hypocortisolemia irrespec- that have been developed that are in various stages of developing
tive of trauma specific symptoms (Trickett, Noll, Susman, Shenk, & their status as evidence based treatments. These treatments have been
Putnam, 2010). designed based on the current science of PTSD and other symptoms as-
sociated with childhood trauma with careful consideration of child de-
3.3. Genetic research velopmental process.
The efficacy of TF-CBT has been studied in many randomized con-
A growing body of literature examines the gene × environment im- trolled trials and it is widely disseminated both nationally and interna-
pact of childhood adversity on subsequent psychopathology. This tionally as a leading treatment for childhood PTSD and trauma related
method of investigation, pioneered through investigations of the sero- psychopathology (e.g. Cohen et al., 2012a, 2012b; Mannarino, Cohen,
tonin transporter gene and its relationship to depression risk following Deblinger, Runyon, & Steer, 2012). The treatment is designed to move
prior and current life stressors (Caspi et al., 2003), has led to large, often children and their caregivers through a set of components intended to
population based studies of alleles involved in the production or regula- reduce symptoms of PTSD (e.g. hyperarousal and avoidance), but also
tion of neurotransmitters hypothesized to be involved in negative va- to target some of the key domains outlined by RDoC. The relaxation
lence and arousal domains. Additionally, epigenetic research, which and affective regulation skills components directly target the negative
focuses on gene expression, has also been examined in the context of valence, regulatory systems and social process domains. The trauma
PTSD, examining the impact of stressors in both animal as well as narrative portion of the treatment, in which the child writes a story
human populations (Meaney & Szyf, 2005; Yang et al., 2013). Few ge- about their trauma with the guidance of the therapist, is likely targeting
netic studies look at childhood trauma and pathology risk among multiple domains as well. The repeated retelling of the trauma narrative
children. in greater detail targets negative valence and regulatory systems as well
The dopamine transporter (DAT) gene has been evaluated in adult as cognitive and social processes. The goals of narrative development
and pediatric traumatized patients with posttraumatic stress disorder. are to reduce arousal and anxiety related to the trauma details, reduce
82 C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86

symptoms of re-experiencing (unwanted thoughts about the trauma), developed a stepped care intervention approach for PTSD for injured
and process cognitive distortions about the self and others as related adult trauma survivors preventing worsening PTSD symptoms, but re-
to the trauma. Following the development and processing of the narra- sults in pediatric populations have been mixed. Kassam-Adams and col-
tive with the therapist, the child shares their story with a non-offending leagues did not show significant improvement for a stepped care
caregiver. These conjoint sessions with a prepared and supportive care- approach over treatment as usual for children referred after a hospital
giver likely impact the affiliation and attachment domains. In addition, a visit due to an unintentional injury (Kassam-Adams et al., 2011).
treatment application of TF-CBT for traumatic grief specifically targets In a community mental health setting, Salloum and colleagues did
the loss construct within the negative valence domain (Cohen, find positive outcomes for their parent trained, clinician assisted
Mannarino, & Staron, 2006). stepped care model for youth who had experienced a range of trauma
This is one example of how an evidence based trauma treatment types. Their studies assessed a phased approach to determine whether
may be applied to RDoC to open up areas of future study. Does TF-CBT longer term treatment was needed by delivering an initial step of treat-
result in changes in those specific domains and if so, are those changes ment first to determine if the child recovered (Salloum et al., 2014;
associated with more positive outcomes? If changes do not occur in cer- Salloum, Scheeringa, Cohen, & Storch, 2013; Salloum & Storch, 2011).
tain areas, does that result in less successful treatment results? One area In their pilot study, Step One included 3 therapist lead sessions that ac-
of future study is the examination of which components of the RDoC companied an at home parent-child workbook. They found that 56% of
matrix are targeted by child trauma interventions and whether they the sample responded to this intervention without need for Step Two
might facilitate improvement in other components. Many trauma inter- (implementation of TF-CBT) (Salloum et al., 2014). Additional studies
ventions start with psychoeducation (teaching) and then move into designed with RDoC domains in mind could facilitate understanding
providing skills. These skills often target negative valence and regula- of which children need all parts of a longer treatment intended to ad-
tory systems domains (e.g. decrease arousal, improve sleep). Some dress PTSD or complex trauma versus those who need only some
treatments then move on to other target areas (e.g. avoidance by devel- parts (e.g. psychoeducation and coping skills) in this kind of stepped
oping a narrative or attachment through conjoint sessions), but others approach.
focus more exclusively in the negative valence/regulatory areas. What
is unclear is whether these “early” components of longer treatments 4.1. Dismantling study approaches
that influence negative valence and regulatory systems may then im-
pact other systems and allow for improvement in other capacities Some intervention studies have begun to examine specific compo-
such as social processes. This may then allow for briefer or more nents of evidence based trauma treatments to determine if all parts
targeted treatments. are needed in every case or if some youth may benefit from some com-
One brief intervention for youth exposed to traumatic events has ponents, but may not need all. These dismantling studies can further our
been developed that provides some evidence to support this notion. understanding of how treatments work and for which children they will
CFTSI (Berkowitz et al., 2011) is a five to eight session intervention for be most effective. A study designed to compare a short (8 sessions) and
children aged seven through 18 developed specifically to fill the gap long version (16 sessions) of TF-CBT with and without the trauma nar-
that exists between crisis intervention and longer-term evidence- rative component, found that all studied interventions reduced symp-
based trauma treatments designed to address traumatic stress symp- toms (Deblinger, Mannarino, Cohen, Runyon, & Steer, 2011). The
toms which have become established. Implemented in the authors hypothesized that trauma as the focus of intervention may be
peritraumatic period, CFTSI goals are to: 1) improve screening and ini- important to optimize outcomes, but it may not require a detailed writ-
tial assessment of children impacted by traumatic stress; 2) reduce trau- ten narrative in all cases to achieve PTSD recovery. Instead they pro-
matic stress symptoms and prevent chronic PTSD; and 3) assess need posed, there may be alternative TF-CBT methods and varying lengths
for longer-term treatment. Several of the central features of CFTSI of treatment needed to attain optimal outcomes. These variations in
work to: 1) increase communication between caregiver and child treatment implementation could be designed and provided depending
about the child's traumatic stress reactions through conjoint sessions; on children's initial symptom presentations, which could be assessed
2) provide skills and strategies to families to help cope with traumatic using RDoC domains rather than for a specific psychiatric disorder.
stress reactions (e.g. relaxation skills, sleep hygiene and other coping This is consistent with the work of treatment developers studying
skills); and 3) reduce external stressors resulting from the trauma treatments for youth exposed to complex trauma. These therapies do
(e.g. loss of housing or resources) through case management. not require a detailed disclosure and telling of the traumatic events,
In terms of RDoC constructs, CFTSI targets areas of negative valence but instead focus on providing a relational foundation and teach skills
and regulatory systems through psychoeducation, teaching coping skills to help youth and their caregivers recognize stress reactions and to reg-
and enhancing affiliation and attachment through focus on communica- ulate their emotions and behaviors (Ford et al., 2013). Randomized
tion with caregivers during conjoint sessions. This brief intervention has comparative studies that examine how differing treatment approaches
been shown to reduce the onset of both full and partial PTSD compared (e.g. TF-CBT, ARC, SPARCS) impact the range of domains affected by
to a psychoeducational/support comparison condition (Berkowitz et al., trauma could provide a wealth of information about the best treatment
2011). In an open trial chart review study of CFTSI, number of previous approaches for youth exposed to a variety of traumas presenting with
traumas experienced prior to the new incident that prompted imple- differential attachment, neurobiological and symptom pictures at the
mentation of CFTSI and severity of posttraumatic symptoms assessed time of treatment initiation.
at the outset of intervention were significantly associated with post-
treatment outcomes (Hahn, Oransky, Epstein, Stover, & Marans, 2016). 4.2. Domain analysis and treatment resistance
Broadening exploration of genetic and neurobiological markers (e.g.
cortisol, acoustic startle) of negative valence, regulatory systems and at- Many interventions that have been developed to treat child trauma
tachment in addition to emotional/behavioral and symptom indicators and PTSD specifically target emotion awareness and regulation skills
in future studies of CFTSI could aid in determining how the intervention (Cohen et al., 2012a; Cohen et al., 2012b; Ford et al., 2013; Habib et al.,
is impacting or interacting with these systems, leading to better identi- 2013; Lieberman & Van Horn, 2004) consistent with the understanding
fication of those youth who can most benefit from a brief early interven- of the self and arousal domains. Further understanding of the neurobiol-
tion and those that need to go directly into longer term trauma ogy of emotional awareness and self-perception can aid in intervention
treatment. development especially for those who struggle to gain emotional
Others have proposed the idea of stepped care for psychiatric prob- awareness and regulation during already developed trauma specific
lems (Bower & Gilbody, 2005). Zatzick et al. (2004, 2011, 2013) interventions.
C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86 83

For example, study of changes to the right pre-frontal cortex in chil- impacts the attachment system differently at these varying ages. In ad-
dren who experienced interpersonal trauma in infancy, and how these dition, the extent of previous trauma exposures also plays an important
changes are associated with HPA axis functioning and attachment role in how a new trauma is experienced (Breslau, Chilcoat, Kessler, &
could play a significant role in our understanding of youth who experi- Davis, 1999; Goslin, Stover, Berkowitz, & Marans, 2013; Winston,
ence extreme difficulties in emotion regulation making implementation Kassam-Adams, Garcia-España, Ittenbach, & Cnaan, 2003). A systematic
of treatments specific to PTSD difficult. Broadening the lens to an expan- approach that incorporates development will be essential to clarifying
sive understanding of problems experienced by youth exposed to the impact of trauma on various constructs.
trauma has already led to the development of multiple treatments.
These treatments emphasize an understanding of how a wide range of 5.2. Environmental context
impairments can be resolved by learning how to modify the adaptations
the body and mind make in feelings, thinking and behaviors in order to Environment is another component not systematically incorporated
endure and survive exposure to trauma (Ford et al., 2013). within the RDoC matrix. Although the environment may impact many
disorders, in an area such as pediatric PTSD where the core component
5. Challenges in the use of RDoC in pediatric trauma research of the risk for developing the disorder is environmental, care must be
given to defining how both positive and negative environmental expo-
Despite advantages of an RDoC approach, there are also inherent sures should be systematically recorded and included in ongoing stud-
challenges. A challenge within the RDoC matrix is the omission of two ies. In adult studies, a social environment with one type of childhood
primary aspects of fundamental importance to the research and treat- adversity or trauma is a significant risk factor for subsequent adversities,
ment of childhood trauma, specifically, development and environment. with 87% of all respondents reporting any adversity reporting more
Mentioned within the RDoC framework as two important areas not spe- than one (Dong et al., 2004). Multiple and prior traumatization may
cifically included within the RDoC matrix, the RDoC framework strongly constitute a significant portion of an individual's allostatic load, or
encourages a systematic and careful focus on developmental and envi- total combined stressors experienced by the individual over time
ronmental aspects as they relate to specific circuits and functions. (McEwen, 2000), which may be a significant moderator of poor health
and behavioral problems. This may be particularly true for children
5.1. Developmental context who experience maltreatment (Rogosch, Dackis, & Cicchetti, 2011).
Conversely, understanding environmental factors that contribute to
Within the world of pediatric trauma, several disorders are partially resiliency is equally important when examining how adverse events
defined by the developmental period at which they occur. At one end of and traumas contribute to symptoms of posttraumatic stress in chil-
the spectrum, young children who experience trauma, especially those dren. Although factors such as social support and community resources
that are preverbal or in the early stages of effective language communi- are considered to promote resiliency in recently traumatized children
cation, will often have social processing issues. These challenges in at- (Bonanno & Mancini, 2008), a study specific to child sexual abuse
tachment, often related to early childhood abuse (Cyr, Euser, questioned the efficacy of social support post trauma (Bolen &
Bakermans-Kranenburg, & Van Ijzendoorn, 2010), fall outside of the tra- Gergely, 2014). High quality and systematic methods of measuring en-
ditional view of pediatric PTSD. Older, chronically traumatized teens are vironmental factors that may contribute to resiliency are necessary to
more likely to have derangements in the domain of social processes, understand how the environment contributes to the effects of trauma
leading to overrepresentation of personality disorders in traumatized on various domains.
populations. This mechanism, too, likely has underlying molecular and
circuit underpinnings that explain the well described association be- 6. Additional directions for future research
tween child abuse and personality disorders (Tyrka, Wyche, Kelly,
Price, & Carpenter, 2009). Large scale retrospective and prospective studies could be designed
In comparing these two pathologies, the phenotypic similarities and to examine the impact of trauma exposure (differing types, duration,
differences between aspects of attachment disorders and personality etc.) on a set of constructs given the literature reviewed above. This
disorders may be explainable by different underlying mechanisms on could aid in our understanding of the differential impact of traumas
the matrix. However, it is also possible that differences may be more re- on both development and impairment in a broad array of areas. These
lated to a development x trauma interaction that the matrix, in its cur- findings would inform developmentally appropriate assessment mea-
rent form, is ill prepared to address. In addition, it is quite possible sures that are not based solely on diagnoses but on a wider set of do-
that constructs on the matrix, when viewed from a developmental per- mains relevant to trauma. Additionally, and potentially most
spective, are the very units of analysis that moderate or directly increase important, studies of this type could result in the identification of a set
the risk for subsequent constructs, such as attachment mediating subse- of phenotypes that are defined by the impact of trauma on the domains
quent psychopathology (McGoron et al., 2012). of negative valence, positive valence, cognitive systems, social pro-
Even within the same disorder, development can make diagnosis cesses, and regulatory systems based on neuroscience and emotional/
challenging. Most studies in pediatric PTSD focus on severity of symp- behavioral indicators, allowing for the development of new interven-
toms or presence of diagnosis, and do not further evaluate specific do- tions and treatments.
mains. And there is some good reason for this – prior to the creation There are also several avenues in which RDoC constructs could be in-
in DSM-5 of a PTSD that is more specific for children under 7, the diag- corporated into current research with trauma-exposed youth. First, rec-
nosis of PTSD was not developmentally sensitive (Scheeringa & Zeanah, ognizing the heterogeneity of children who all meet criteria for PTSD,
2001). Through the work of Terr and others who raised awareness that published data should include, at a minimum, breakdown of severity
it is possible for children to develop PTSD, children were still being of specific PTSD criteria, acting as a bridge to a more formalized RDoC
forced into constructs that were designed for survivors of experiences framework for future studies in traumatized children. By publishing
such as war and battle. Therefore the three primary criteria of PTSD and making available to researchers severity of PTSD symptom criteria
prior to DSM-5, intrusive experiences, avoidance and hypervigilance and specific co-morbidity results (e.g. severity of depression symp-
were not defined in a developmentally sensitive manner. The field toms), even non-significant findings can be hypothesis generating for
may need to move forward in applying the RDoC domains to trauma future RDoC centered research.
while carefully considering the impact of developmental period on Second, often studies designed to focus on a cohort of children with
each of the areas being assessed. For example, attachment looks quite PTSD exclude conditions where participants have some symptoms of
different behaviorally at age two than it does at age 12 and trauma posttraumatic stress but do not meet full criteria. However, excluding
84 C.S. Stover, B. Keeshin / Clinical Psychology Review 64 (2018) 77–86

children with some symptoms of posttraumatic stress is not representa- Conflict of interest
tive of many children who experience trauma, where some posttrau-
matic stress symptoms are quite common (Scheeringa, Myers, There are no conflicts of interest to report.
Putnam, & Zeanah, 2012). This is the advantage of the RDoC system.
Rather than recruit children with PTSD, samples of trauma exposed chil-
Acknowledgements
dren can be entered into intervention or prevention studies, and specific
constructs can be measured and followed during the course and after
The writing of this manuscript was partially funded by support from
treatment, agnostic of any particular disorder. This method provides a
the National Institute on Drug Abuse (NIDA) K23 DA023334 (Stover).
greater opportunity for researchers to relate therapeutic interventions
to particular systems of interest in the field.
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