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ARTHRITIS & RHEUMATISM

Vol. 56, No. 7, July 2007, pp 2223–2231


DOI 10.1002/art.22658
© 2007, American College of Rheumatology

Sjögren’s Syndrome Disease Damage Index


and Disease Activity Index

Scoring Systems for the Assessment of Disease Damage and Disease Activity in
Sjögren’s Syndrome, Derived From an Analysis of a Cohort of Italian Patients

Claudio Vitali,1 Gianluigi Palombi,1 Chiara Baldini,2 Maurizio Benucci,3 Stefano Bombardieri,2
Michele Covelli,4 Nicoletta Del Papa,5 Salvatore De Vita,6 Oscar Epis,7 Franco Franceschini,8
Roberto Gerli,9 Marcello Govoni,10 Susanna Maddali Bongi,11 Wanda Maglione,5
Sergio Migliaresi,12 Carlomaurizio Montecucco,7 Maddalena Orefice,12 Roberta Priori,13
Antonio Tavoni,2 and Guido Valesini13

Objective. To develop valid instruments for the performed to select the clinical and serologic variables
assessment of disease-related damage and disease ac- that were the best predictors of damage and of disease
tivity in Sjögren’s syndrome (SS). activity, and these variables were used to construct the
Methods. Data on 206 patients with primary SS Sjögren’s Syndrome Disease Damage Index (SSDDI)
were collected in 12 Italian centers. Each patient was and the Sjögren’s Syndrome Disease Activity Index
scored by 1 investigator, on the basis of a global (SSDAI). The weight of each variable in the index was
assessment of the degree of disease damage and disease determined by the ␤ coefficients in multivariate regres-
activity. Patients judged to have active disease at the sion models. Scores obtained using the SSDDI and the
time of enrollment underwent a second evaluation after SSDAI were compared with scores initially given by the
3 months. Univariate and multivariate analyses were investigators. Finally, a receiver operating characteris-
tic (ROC) curve was used to determine the cutoff value
Presented in part at the 70th Annual Scientific Meeting of the
American College of Rheumatology, Washington, DC, November
in the SSDAI with the highest level of accuracy in
2006. identifying patients with a significant level of disease
Supported by the Scientific Committee of the Italian Society activity.
of Rheumatology.
1
Claudio Vitali, MD, Gianluigi Palombi, MD: Villamarina Results. A multivariate model with 9 variables
Hospital, Piombino, Italy; 2Chiara Baldini, MD, Stefano Bombardieri, was the best predictor of investigator scores of damage.
MD, Antonio Tavoni, MD: University of Pisa, Pisa, Italy; 3Maurizio The scores obtained using the SSDDI were closely
Benucci, MD: San Giovanni di Dio Hospital, Florence, Italy; 4Michele
Covelli, MD: University of Bari, Bari, Italy; 5Nicoletta Del Papa, MD, correlated with investigator ratings (R ⴝ 0.760, P <
Wanda Maglione, MD: G. Pini Hospital, Milan, Italy; 6Salvatore De 0.0001). A model composed of 11 variables was the best
Vita, MD: University of Udine, Udine, Italy; 7Oscar Epis, MD, predictor of investigator scores of disease activity. The
Carlomaurizio Montecucco, MD: University of Pavia, Pavia, Italy;
8
Franco Franceschini, MD: Ospedali Civili, Brescia, Italy; 9Roberto scores obtained using the SSDAI were strongly corre-
Gerli, MD: University of Perugia, Perugia, Italy; 10Marcello Govoni, lated with the investigator ratings both at the time of
MD: University of Ferrara, Ferrara, Italy; 11Susanna Maddali Bongi,
MD: University of Florence, Florence, Italy; 12Sergio Migliaresi, MD,
enrollment and 3 months after enrollment (R ⴝ 0.872,
Maddalena Orefice, MD: 2nd University of Naples, Naples, Italy; P < 0.0001, and R ⴝ 0.817, P < 0.0001, respectively).
13
Roberta Priori, MD, Guido Valesini, MD: La Sapienza University, The differences between scores given by investigators at
Rome, Italy.
Address correspondence and reprint requests to Claudio study enrollment and after 3 months, a measure of
Vitali, MD, Department of Internal Medicine, Rheumatology Section, variation of disease activity over time, were also closely
Villamarina Hospital, Via Forlanini 23, 57025 Piombino, Italy. E-mail: correlated with the differences calculated using the
c.vitali@yahoo.it.
Submitted for publication October 24, 2006; accepted in SSDAI (R ⴝ 0.683, P < 0.0001). The ROC curve
revised form March 22, 2007. analysis showed that patients with the highest level of
2223
2224 VITALI ET AL

disease activity could be identified on the basis of an No instruments have yet been developed to assess
SSDAI score of >5. disease activity or disease-related damage in SS. The
Conclusion. Our findings indicate that the SSDDI present study was undertaken to construct indices to
is an adequate instrument to objectively measure dam- define and measure disease damage and disease activity
age in patients with SS, and that the SSDAI is a valid in SS. To this end, data from a large cohort of Italian
tool to measure disease activity when used either as a patients with primary SS were collected and then ana-
single-state index or as a transition index. lyzed in order to select the individual clinical variables
and the combination of variables that represent the most
The clinical course of the connective tissue dis- valid predictors of damage and disease activity.
eases (CTDs) is characterized by spontaneous flares in
which the underlying immunologic and inflammatory
mechanisms become more active. These activity phases PATIENTS AND METHODS
sometimes spontaneously reverse or, more often, are Data collection. Twelve Italian centers participated in
completely or partially reversed by appropriate treat- the study from February 2004 to May 2006. In each center a
ment. When this reversal does not occur, a certain single investigator who had extensive experience with patients
with SS was nominated to be responsible for selecting patients
degree of irreversible damage in the involved tissue or
and collecting data. These investigators took part in a prelim-
organs, with consequent functional impairment, may inary meeting, where they discussed the study protocol and
result from each disease flare. However, the side effects received training on the concepts of disease-related damage
of treatment can also induce irreversible damage in and disease activity. The SS Study Group prepared study
patients with these diseases (1,2). outlines and a glossary in which each symptom, sign, and
In the absence of specific clinical or biologic laboratory test was precisely defined as specified in the Amer-
ican College of Rheumatology (formerly, the American Rheu-
markers that can be used to precisely assess the degree
matism Association) dictionary (21,22), and other accepted
of activity or damage in each specific disorder, disease references (23,24).
status criteria have been developed for many of the Investigators from each center were invited to select
CTDs, and are currently in use in experimental studies patients with primary SS, based on the American–European
and clinical care (3). In particular, several sets of disease Consensus Group criteria (25). In at least 50% of the patients
activity criteria have been proposed and validated for enrolled in the study, disease had to be active to some degree.
Therefore, investigators enrolled consecutive patients at the
systemic lupus erythematosus (SLE) (4–8), rheumatoid
beginning of the study and, if most of the patients had inactive
arthritis (RA) (9–11), and systemic sclerosis (SSc) (12). disease, preferentially included patients with active disease in
Similarly, the degree of damage in SLE can be assessed the second part of the study recruitment period. Investigators
by a specifically constructed index (13), while articular judged the level of disease activity in each patient on the basis
damage in RA is usually measured using standardized of clinical experience, and according to the instructions pro-
radiologic evaluation methods (14–16). vided in the study protocol guidelines and clarified during the
preliminary educational meeting. Informed consent was ob-
Sjögren’s syndrome (SS), which is classically in- tained from each enrolled patient.
cluded among the CTDs, has also been defined as Patients who were classified as having active disease at
autoimmune exocrinopathy (17). In SS, chronic lympho- the time of enrollment were evaluated a second time by the
cytic infiltrates are present in multiple exocrine glands, same investigator after 3 months. This time interval was
particularly salivary and lacrimal glands (18), and this established during study protocol preparation, based on the
general clinical experience that most clinical manifestations,
typically leads to a progressive loss of gland function. which are usually believed to be indicative of disease activity,
However, extraglandular systemic features, defined as may be responsive to newly introduced therapeutic measures
clinical manifestations due to involvement of nonexo- within this time period.
crine organs and tissue, are also present in most patients A clinical chart, in which all patient demographic,
with primary SS (19). These include Raynaud’s phenom- clinical, and laboratory data were recorded, was prepared by
the senior investigators of the SS Study Group. The clinical
enon, arthritis, vasculitis, leukopenia, renal and pulmo- chart was divided into 4 sections. Demographic data were
nary manifestations, peripheral neuropathy, and central recorded in section I, classification criteria that were met by
nervous system involvement. In addition, in some pa- the patient were recorded in section II, clinical and laboratory
tients, the clinical course can be marked by a high degree data obtained at the time of study enrollment were recorded in
of disease activity in the early stage or, less often, the section III, and, for patients who were judged to have active
disease at the first clinical evaluation, clinical and laboratory
late stage, characterized by glandular or systemic mani- data obtained at the second evaluation were recorded in
festations, or both (20). This can lead to irreversible section IV.
damage in the involved organs or tissue. Investigators evaluated a total of 108 items, which were
INDICES OF DISEASE DAMAGE AND DISEASE ACTIVITY IN SS 2225

classified into 15 groups according to the affected organ or ease damage for the SSDDI and investigator ratings of disease
system. In each group, the clinical manifestations that could be activity for the SSDAI) and noncorresponding standard
considered reversible and potentially related to an active (investigator ratings of disease activity for the SSDDI and
evolving process were distinguished from items indicative of investigator ratings of disease damage for the SSDAI). Non-
irreversible features, defined as stable results of past processes parametric methods such as Kendall’s tau-b and the
that were no longer active. For each reversible item, investi- Kolmogorov-Smirnov Z test were used for this purpose.
gators specified whether it was the same, had improved, had The degree of agreement between the measures of
worsened, or had newly appeared with respect to the most disease damage and disease activity derived by the SSDDI and
recent clinical observation prior to study enrollment. In con- the SSDAI, respectively, and the corresponding investigator
trast, the simple dichotomy of presence or absence was used to ratings was tested by analyzing the normality of the distribu-
describe irreversible items. tion of their differences by means of the Shapiro-Wilk statistic
“Gold standards” for disease damage and disease
(W) (26). This is considered the most powerful test for
activity. In order to develop indices for both disease damage
normality, and it estimates, using analysis of variance, the
and disease activity, external standards were needed. Investi-
gators in each center were therefore asked to classify the deviation from Gaussian distribution for the same sample size.
enrolled patients according to their levels of accumulated The derived W value reflects the proportion of variance
disease damage and present disease activity at each observa- explained by idealized Gaussian distribution. W values closest
tion time. For this purpose, investigators used both a nominal to 0 indicate a more extreme departure from normal distribu-
scale and a numerical scale. Using the nominal scale, accumu- tion, while those closest to 1.0 indicate an almost complete
lated disease damage was classified as absent, mild/moderate, identity with the Gaussian curve. The mean ⫾ SD differences
quite severe, or very severe in each patient, and disease activity were also used to define the limit for 95% agreement between
was classified as inactive, mildly/moderately active, active, or the disease damage and disease activity scores assigned by
very active. In addition, each patient was scored for both investigators and those derived using the indices (27), with
disease damage and disease activity on a numerical scale of 0 differences more than 2 SD above or below the mean consid-
(no damage or no activity) to 10 (maximum possible level of ered to be outside the limit for 95% agreement.
disease damage or disease activity). The study protocol stipu- The comparison between the investigator ratings and
lated that the highest degree of damage (or disease activity) index scores, made by analyzing the simple regression models
that each investigator had previously observed when following and the distribution of differences, allowed us to reconsider
up patients with SS should be considered the maximum level. some variables that did not contribute significantly to the
Statistical analysis. The data recorded in the clinical multivariate analysis but improved the validity of the con-
charts were entered into a database (Microsoft Access 2000; structed index when included among the listed items. The
Microsoft, Redmond, WA), using an electronic copy of the analysis of the distribution of differences in patients from the
chart, and then transferred into SPSS, version 11.0.3 (SPSS, different centers also allowed us to evaluate whether the levels
Chicago, IL). Univariate analyses were performed to select the of disease damage and disease activity were homogeneously
single variables (signs, symptoms, or results of laboratory or assessed. Finally, a receiver operating characteristic (ROC)
other tests) that showed significant association with higher curve was designed to assess the efficiency of the SSDAI in
classes or scores of disease damage and disease activity. distinguishing patients with active or very active disease from
Multiple linear regression analyses were then carried out to those with inactive or mildly/moderately active disease, as
evaluate the combined performance of different regression initially defined by the investigator.
models (which included the single variables selected by univar-
iate analysis) in predicting the disease damage or disease
activity scores initially given by the investigators. RESULTS
Once the multivariate models with the best perfor-
mance in predicting the degree of disease damage and disease Demographic and clinical data. A total of 206
activity were selected, the 2 scoring systems, the Sjögren’s patients (5 men and 201 women) with primary SS were
Syndrome Disease Damage Index (SSDDI) and the Sjögren’s enrolled in the study. The median age of the patients was
Syndrome Disease Activity Index (SSDAI), were tentatively
constructed. The points assigned to any single variable in the
56.5 years (range 19–85 years), and their median disease
scoring systems were derived using the ␤ coefficients in the duration was 6 years (range 1–45 years). At least 1
multivariate models. The SSDDI and the SSDAI were used to extraglandular systemic feature was present in 85.9% of
recalculate scores for damage and activity in all of the patients. the patients, and ⱖ2 of these features were present in
The strength of correlation between the SSDDI-derived score 31.5% of the patients. The prevalence of systemic man-
and the damage score assigned by the investigator, and be-
tween the SSDAI-derived score and the disease activity score ifestations was probably influenced by the method of
assigned by the investigator, was taken into account as a patient selection, which favored the inclusion of patients
measure of the construct validity of the SSDDI and of the with some degree of disease activity. Patients who were
SSDAI, respectively. However, the construct validity of each judged to have some degree of disease activity at study
index was also tested by assessing convergent and divergent
validity. This was determined by measuring the strength of enrollment (n ⫽ 121) underwent a second clinical eval-
correlation of each variable in the SSDDI and in the SSDAI uation carried out by the same investigator ⬃3 months
with the corresponding standard (investigator ratings of dis- after the first evaluation.
2226 VITALI ET AL

Table 1. Multiple linear regression model of disease damage in the relative score assigned to each. For each item the
patients with Sjögren’s syndrome* definition that was used in the study glossary is also
Independent variable ␤ t P shown.
Lymphoproliferative disease 0.425 9.395 0.000 The scores obtained using the SSDDI in all of the
Pleuropulmonary damage 0.339 7.133 0.000 patients were closely correlated with the scores given by
Tear flow impairment 0.257 5.602 0.000
CNS involvement (long-lasting) 0.158 3.428 0.001 the investigators (R ⫽ 0.760, P ⬍ 0.0001) (Figure 1).
Salivary flow impairment 0.146 3.169 0.002 The differences between the 2 scores were normally
Structural ocular damage 0.146 3.021 0.003 distributed (W ⫽ 0.94, P ⬍ 0.0001). The mean difference
Irreversible renal impairment 0.142 3.056 0.003
Loss of teeth 0.125 2.630 0.009 was close to 0 (mean ⫾ SD 0.267 ⫾ 1.31), and the
Peripheral neuropathy 0.115 2.451 0.015 differences were ⫾3, and therefore outside the limit for
* The dependent variable in this model was the numerical score for 95% agreement (see Patients and Methods), in only
disease damage (0–10) assigned by the investigator. This 9-item model 6.3% of the patients.
was a significant predictor of disease damage (R ⫽ 0.778, P ⬍ 0.0001).
CNS ⫽ central nervous system.
Construct validity of the SSDDI was also proven
by assessment of its convergent validity and divergent
validity. All of the variables included in the SSDDI were
SSDDI construction and validation. A multivar- closely correlated with the corresponding gold standard,
iate model with 9 variables was the best predictor of the i.e., the investigator scores of damage (P ⫽ 0.002 for 1
level of accumulated disease damage in the study pop- variable and P ⬍ 0.0001 for the remaining variables).
ulation. The variables included in this model, their ␤ The SSDDI variables either were not correlated with or
values, and their P values are shown in Table 1. Table 2 were weakly correlated with the gold standard for activ-
shows the variables included in the SSDDI and the ity, i.e., the investigator scores of activity.

Table 2. Sjögren’s Syndrome Disease Damage Index*


Item Definition Score
Oral/salivary damage
Salivary flow impairment Unstimulated whole saliva collection ⬍1.5 ml/15 minutes, 1
by standard method†
Loss of teeth Complete or almost complete 1
Ocular damage
Tear flow impairment Schirmer I test ⬍5 mm in 5 minutes, by standard 1
method†
Structural abnormalities Corneal ulcers, cataracts, chronic blepharitis 1
Neurologic damage
CNS involvement Long-lasting stable CNS involvement 2
Peripheral neuropathy Long-lasting stable peripheral or autonomic system 1
impairment
Pleuropulmonary damage (any of the following) 2
Pleural fibrosis Confirmed by imaging
Interstitial fibrosis Confirmed by imaging
Significant irreversible functional damage Confirmed by spirometry
Renal impairment (any of the following) 2
Increased serum creatinine level or reduced Long-lasting stable abnormalities
GFR
Tubular acidosis Urinary pH ⬎6 and serum bicarbonate ⬍15 mmoles/liter
in 2 consecutive tests
Nephrocalcinosis Confirmed by imaging
Lymphoproliferative disease (any of the 5
following)
B cell lymphoma Clinically and histologically confirmed
Multiple myeloma Clinically and histologically confirmed
Waldenström’s macroglobulinemia Clinically and histologically confirmed

* The index was constructed using variables selected by means of a multivariate linear regression model. The score value
assigned to each item was derived from the weight that the corresponding variable had in the model (␤ coefficient shown in
Table 1). The definitions shown were provided in the glossary included with the clinical chart in which patient data were
recorded. CNS ⫽ central nervous system; GFR ⫽ glomerular filtration rate.
† Refs. 24 and 25.
INDICES OF DISEASE DAMAGE AND DISEASE ACTIVITY IN SS 2227

scores at study enrollment were also normally distrib-


uted (W ⫽ 0.927, P ⬍ 0.0001).
Construct validity of the SSDAI was confirmed
by analysis of its convergent validity and divergent
validity. All of the variables that composed the SSDAI
were closely correlated with the corresponding gold
standard, i.e., investigator ratings of activity (P ⫽ 0.001
for 2 variables and P ⬍ 0.0001 for the remaining
variables). The SSDAI variables either were not corre-
lated with or were weakly correlated with the gold
standard for damage, i.e., the investigator ratings of
damage.
The validity of the SSDAI as a single-state index
was also tested by applying it in the 121 patients who
were evaluated for the second time ⬃3 months after
study enrollment, and by comparing the SSDAI scores
with those given by the investigators at the second
evaluation. The 2 scores were still closely correlated
(R ⫽ 0.817, P ⬍ 0.0001), and their differences were also
Figure 1. Correlation between the scores given by the investigators normally distributed (W ⫽ 0.933, P ⬍ 0.0001). Scores
and those calculated using the Sjögren’s Syndrome Disease Damage differed by 3 points, and were therefore outside the limit
Index (SSDDI), in 206 patients with primary SS. The correlation was
for 95% agreement (mean ⫾ SD difference 0.339 ⫾
statistically significant (R ⫽ 0.760, P ⬍ 0.0001). Data are presented as
box plots, where the boxes represent the 25th to 75th percentiles, the 1.29), in only 2.5% of the patients.
lines within the boxes represent the median, and whiskers represent The differences between the investigator scores
the 10th and 90th percentiles. The circle and the asterisk indicate an assigned at the first evaluation and the investigator
outlier and an extreme outlier, respectively. scores assigned at the second evaluation reflected a
clinically apparent variation in activity levels. Therefore,
the correlation between these differences and those
calculated from the scores obtained by applying the
SSDAI construction and validation. A multivar- SSDAI at the same observation times could be consid-
iate model with 11 variables was the best predictor of the ered indicative of the validity of this instrument as a
level of disease activity as judged and scored by the transition index. The variation in disease activity from
investigators. The variables included in this model, their the first evaluation to the second evaluation noted by the
␤ values, and their P values are shown in Table 3. Table investigators and the variation measured by the SSDAI
4 shows the items included in the SSDAI, with their
definitions and assigned scores. It is worth noting that
Table 3. Multiple linear regression model of disease activity in the
the variation in fatigue over time (change in fatigue in patients with Sjögren’s syndrome*
Table 3), which did not contribute significantly to the
Independent variable ␤ t P
multivariate model of disease activity, was included
among the items in the SSDAI (Table 4) since it Pleuropulmonary involvement 0.506 15.208 0.000
improved the overall validity of the index. Articular involvement 0.328 9.692 0.000
Change in vasculitis† 0.242 6.888 0.000
The scores obtained using the SSDAI were Lymph node/spleen enlargement 0.240 7.384 0.000
closely correlated with the scores assigned by the inves- Active renal involvement 0.187 5.737 0.000
tigators at the time of study enrollment (R ⫽ 0.872, P ⬍ Fever 0.183 5.528 0.000
Fatigue 0.176 3.793 0.000
0.0001) (Figure 2). The 2 scores did not differ or differed Change in salivary gland swelling 0.154 4.684 0.000
by 1 point in 77.2% of the patients, by 2 points in 19.9% Peripheral neuropathy 0.095 2.735 0.007
of the patients, and by 3 points in 2.9% of the patients. Leukopenia/lymphopenia 0.076 2.294 0.023
Change in fatigue† 0.059 1.630 0.105
These latter values were the only ones outside the limit
for 95% agreement (upper and lower limits set accord- * The dependent variable in this model was the numerical score for
disease activity (0–10) assigned by the investigator. This 11-item model
ing to a 2 SD difference [mean ⫾ SD 0.155 ⫾ 1.23]). The was a significant predictor of disease activity (R ⫽ 0.894, P ⬍ 0.0001).
differences between SSDAI scores and investigator † See Table 4 for explanation.
2228 VITALI ET AL

Table 4. Sjögren’s Syndrome Disease Activity Index*


Item Definition Score
Constitutional symptoms
Fever ⱖ38°C, not due to infections 1
Fatigue Sufficiently severe to affect normal activities 1
Change in fatigue New appearance or worsening of fatigue 1
Change in salivary gland swelling New appearance or increasing swelling of major salivary glands, not due to 3
infection or stones
Articular symptoms (any of the following) 2
Arthritis Inflammatory pain in ⱖ1 joint†
Evolving arthralgias New appearance or worsening of joint pain without signs of articular
inflammation†
Hematologic features
Leukopenia/lymphopenia ⬍3,500 mm3/⬍1,000 mm3 1
Lymph node/spleen enlargement Clinically palpable lymph node/spleen 2
Pleuropulmonary symptoms (any of the following) 4
Pleurisy Confirmed by imaging, not due to infection
Pneumonia (segmental or interstitial) Ground-glass appearance on computed tomography scan, not due to infection
Change in vasculitis New appearance or worsening or recurrent flares of palpable purpura 3
Active renal involvement (any of the following) 2
New or worsening proteinuria ⬎0.5 gm/day
Increasing serum creatinine level Above the normal limits
New or worsening nephritis Glomerular or interstitial, histologically defined
Peripheral neuropathy Recent onset (⬍6 months), confirmed by nerve conduction studies 1

* The index was constructed using variables selected by means of a multivariate linear regression model. The score value assigned to each item was
derived from the weight that the corresponding variable had in the model (␤ coefficient shown in Table 3). The definitions shown were provided
in the glossary included with the clinical chart in which patient data were recorded.
† Excluding other causes of joint/muscle pain, such as osteoarthritis or fibromyalgia.

were closely correlated (R ⫽ 0.683, P ⬍ 0.0001). The


differences between the change in investigator scores
from the first evaluation to the second evaluation and
the change in SSDAI scores were also normally distrib-
uted (W ⫽ 0.958, P ⬍ 0.001). Values were outside the
limit for 95% agreement (mean ⫾ SD ⫺0.24 ⫾ 1.68) in
only 6.6% of the patients.
Finally, the accuracy of the SSDAI in distinguish-
ing patients initially classified by the investigators as
having active or very active disease from those classified
as having inactive or mildly/moderately active disease
was assessed by ROC curve analysis. For this purpose,
an SSDAI score of ⱖ5 had high sensitivity (86.5%) and
specificity (87.6%).

DISCUSSION
In this study levels of disease damage and disease
activity in patients with primary SS were evaluated. The
clinical and laboratory variables that were the best
Figure 2. Correlation between the scores given by the investigators at predictors of disease damage or disease activity, as
the first observation time and those calculated using the Sjögren’s globally assessed by the investigators, were used to
Syndrome Disease Activity Index (SSDAI), in 206 patients with create 2 scoring systems, the SSDDI and the SSDAI.
primary SS. The correlation was statistically significant (R ⫽ 0.872, The construct validity of each instrument was confirmed
P ⬍ 0.0001). Data are presented as box plots, where the boxes
represent the 25th to 75th percentiles, the lines within the boxes
by the correlation of index scores with the physician’s
represent the median, and whiskers represent the 10th and 90th global assessment of the respective disease state. Al-
percentiles. Circles indicate outliers. though the correlation between the scores derived using
INDICES OF DISEASE DAMAGE AND DISEASE ACTIVITY IN SS 2229

the constructed index and the investigator ratings was findings included in the study protocol were scored
certainly an expected result, the high value of the according to both their presence or absence and their
correlation coefficients may be considered confirmation modification over time. Consequently, all of the items
of the validity of the SSDDI and the SSDAI. selected for the SSDAI are considered to be reversible,
Construct validity was also assessed by analysis of and most of these are simply defined on the basis of their
the convergent validity and divergent validity of each variation with respect to the previous observation time.
index. Even though activity and damage cannot be In contrast, assessment of disease damage requires a
considered completely independent since prolonged, reliable instrument to quantify the accumulated morbid-
repeated, or uncontrolled phases of activity may cause ity due to irreversible lesions that may arise from
damage, the SSDDI and the SSDAI proved to be valid previous unresolved disease flares or from side effects of
instruments for measuring the 2 distinct domains. Fur- medication. Finally, both disease damage and disease
thermore, validity of the SSDAI was also confirmed by activity are usually stratified according to the severity of
testing this instrument in a subgroup of patients with lesions. For instance, renal involvement or brain involve-
active disease who underwent a second clinical evalua- ment, which represent or may lead to severe outcomes,
tion. obtain higher values when either activity or damage is
The responsiveness, or sensitivity to change, of assessed.
the SSDAI (i.e., its validity as a transition index) was The methodology used in the present study to
assessed by measuring its performance in accounting for build the SSDDI and the SSDAI was the same as that
changes in disease activity over time in the subgroup of used by different international consensus groups to
patients with active disease. Finally, the SSDAI proved develop and validate activity scales for SLE (8,31) and
to be highly efficient in identifying patients with active or SSc (12,32). This method is based on a multivariate
very active disease (those with a score of ⱖ5), who are regression model in which the physician’s global assess-
candidates for more aggressive therapy. ment is used as the dependent variable and considered
This is the first report to describe the develop- to be the external gold standard. The independent
ment of instruments to measure disease damage and variables, selected purely by means of statistical analysis,
disease activity in SS. The creation of reliable tools to are taken into account as potential items to be included
measure these aspects of disease status has been consid- in the derived index, where stratification for severity can
ered a desirable goal by the scientific community and be approximately quantified by the weight that each
believed to be particularly useful for future clinical trial variable assumes in the model.
development (28). A modified version of the Systemic The assumption that the physician’s global assess-
Lupus International Collaborating Clinics/American ment can represent the gold standard in assessing an
College of Rheumatology Damage Index (SDI) (13) has aspect of disease status, such as damage or activity, may
been tested on a relatively small number of patients with introduce some methodologic biases. Inaccuracies inher-
SLE and secondary SS, and is considered to be a rather ent in the use of this method are well known, since
valid tool to measure some domains of disease damage different physicians may judge a disease state differently,
related to sicca symptoms (29). In contrast, no instru- given the influence of each physician’s experience and
ments to assess disease activity in SS have yet been cultural background (33,34). Selection of study investi-
proposed and validated. gators with long and proven experience or training in the
Disease flares in SS are less easily detectable than specific field, and distribution to all of them of detailed
flares in SLE and RA, since the clinical course of SS is guidelines of the study protocol, as was done in the
usually more stable. However, the appearance of a present study, can drastically reduce this possible meth-
number of systemic features and laboratory parameters odologic defect. However, the use of standardized scor-
usually characterizes the beginning of an active phase of ing systems for different disease states or outcomes is
the disorder (30). As in other CTDs, in SS each disease the only way to ensure avoidance of the variability
flare may lead to damage and failure of the involved introduced by subjective judgment in this kind of clinical
organ or system. Adequate treatment can allow control evaluation.
of the acute phase of the disease and make the lesions The Delphi method, in which an expert commit-
reversible, or limit tissue damage. tee arrives at a consensus on the variables potentially
Since the concept of disease activity implies predictive of a disease status, and the derived index is
reversibility, it is particularly important for an instru- tested for its construct validity in a group of true or
ment designed to measure the level of activity to be simulated patients, is an alternative way to obtain a
sensitive to changes over time. To this end, the reversible reliable tool for assessing aspects of disease status. This
2230 VITALI ET AL

method was used in developing some widely accepted 2. Fries JF, Hochberg MC, Medsger TA Jr, Hunder GG, Bombardier
C, and the American College of Rheumatology Diagnostic and
indices for disease activity (SLE Disease Activity Index)
Therapeutic Criteria Committee. Criteria for rheumatic disease:
(4) and disease damage (SDI) (13) in SLE. Even in those different types and different functions. Arthritis Rheum 1994;37:
studies, however, validation of the indices and stratifica- 454–62.
tion for severity were performed using the physician’s 3. Pincus T, Sokka T. Complexities in the quantitative assessment of
patients with rheumatic diseases in clinical trials and clinical care.
global assessment as the external criterion. Comparison Clin Exp Rheumatol 2005;23 Suppl 39:S1–9.
studies assessing validity and sensitivity to change of 4. Bombardier C, Gladman DD, Urowitz MB, Caron D, Chang CH,
different scales for disease activity in SLE have shown and the Committee on Prognosis Studies in SLE. Derivation of the
SLEDAI: a disease activity index for lupus patients. Arthritis
that the European Consensus Lupus Activity Measure Rheum 1992;35:630–40.
(ECLAM) (8), which was constructed by means of the 5. Hay EM, Bacon PA, Gordon C, Isenberg DA, Maddison P, Snaith
same methodology used in the present study, was at least ML, et al. The BILAG index: a reliable and valid instrument for
as valid and as sensitive as were other proposed indices measuring clinical disease activity in systemic lupus erythemato-
sus. QJM 1993;86:447–58.
for measuring activity in both adult-onset and 6. Liang MH, Socher SA, Larson MG, Schur PH. Reliability and
childhood-onset SLE (31,33,35,36). For these reasons, validity of six systems for the clinical assessment of disease activity
the ECLAM has been included among the recom- in systemic lupus erythematosus. Arthritis Rheum 1989;32:
1107–18.
mended outcome measures for this disorder (37,38). 7. Petri M, Hellmann DB, Hochberg MC. Validity and reliability of
The fact that the SSDDI and the SSDAI were not lupus activity measures in the routine clinical setting. J Rheumatol
developed in a multinational study may raise some 1992;19:53–9.
8. Vitali C, Bencivelli W, Isenberg DA, Smolen JS, Snaith ML, Sciuto
doubts about the content validity of these scales. The M, et al, and the European Consensus Study Group for Disease
wide spectrum of SS could not be completely covered by Activity in SLE. Disease activity in systemic lupus erythematosus:
the disease features observed in this cohort of patients report of the Consensus Study Group of the European Workshop
from a limited geographic area. Consequently, it is for Rheumatology Research. II. Identification of the variables
indicative of disease activity and their use in the development of an
possible that the derived indices fail to address some activity score. Clin Exp Rheumatol 1992:10:541–7.
rare clinical features that are potentially predictive of 9. Felson DT, Anderson JJ, Boers M, Bombardier C, Chernoff M,
disease activity or disease damage. This is likely, given Fried B, et al. The American College of Rheumatology prelimi-
nary core set of disease activity measures for rheumatoid arthritis
that multiple ethnic, genetic, and environmental factors clinical trials. Arthritis Rheum 1993;36:729–40.
may influence the expression of SS (39–41). Additional, 10. Van der Heijde DM, van ’t Hof M, van Riel PL, van de Putte LB.
larger studies, performed on a multinational basis, by Development of a disease activity score based on judgment in
clinical practice by rheumatologists. J Rheumatol 1993;20:579–81.
different investigators and in different cohorts of pa- 11. Aletaha D, Smolen J. The Simplified Disease Activity Index
tients, are needed to assess the construct validity and (SDAI) and the Clinical Disease Activity Index (CDAI): a review
content validity of both the SSDDI and the SSDAI. of their usefulness and validity in rheumatoid arthritis. Clin Exp
Rheumatol 2005;23 Suppl 39:S100–8.
12. Valentini G, Della Rossa A, Bombardieri S, Bencivelli W, Silman
ACKNOWLEDGMENTS AJ, D’Angelo S, et al. European multicentre study to define
disease activity criteria for systemic sclerosis. II. Identification of
We are grateful to Simon J. Bowman (University of disease activity variables and development of preliminary activity
Birmingham, Birmingham, UK) for important contributions to indexes. Ann Rheum Dis 2001;60:592–8.
the study protocol preparation. We would like to thank Ms 13. Gladman D, Ginzler E, Goldsmith C, Fortin P, Liang M, Urowitz
Wendy Doherty for reviewing the English in the manuscript. M, et al. The development and initial validation of the Systemic
Lupus International Collaborating Clinics/American College of
Rheumatology Damage Index for systemic lupus erythematosus.
AUTHOR CONTRIBUTIONS Arthritis Rheum 1996;39:363–9.
14. Sharp JT. Assessment of radiographic abnormalities in rheuma-
Dr. Vitali had full access to all of the data in the study and
toid arthritis: what have we accomplished and where should we go
takes responsibility for the integrity of the data and the accuracy of the
from here? J Rheumatol 1995;22:1787–91.
data analysis.
15. Larsen A. How to apply Larsen score in evaluating radiographs of
Study design. Vitali, Bombardieri, Del Papa, Gerli, Migliaresi, Mon-
rheumatoid arthritis in long-term studies. J Rheumatol 1995;22:
tecucco, Tavoni, Valesini.
1974–5.
Acquisition of data. Baldini, Benucci, Covelli, De Vita, Epis, France-
16. Van der Heijde D. How to read radiographs according to the
schini, Gerli, Govoni, Maddali, Bongi, Maglione, Orefice, Priori.
Sharp/van der Heijde method. J Rheumatol 1999;26:743–5.
Analysis and interpretation of data. Vitali, Palombi.
17. Strand V, Talal N. Advances in the diagnosis and concept of
Manuscript preparation. Vitali.
Sjögren’s syndrome (autoimmune exocrinopathy). Bull Rheum
Statistical analysis. Vitali, Palombi.
Dis 1980;30:1046–52.
18. Gerli R, Muscat C, Giansanti M, Danieli MG, Sciuto M, Gabrielli
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