Operation & Maintenance Manual

Operation & Maintenance Manual – Sewage Treatment Plant
Version 1, December 2016
Operation & Maintenance Manual

Sewage Treatment Plant
In Accordance with Water License 2AM-MEL1631
Prepared by:
Agnico Eagle Mines Limited – Meliadine Division
Version 1
December 2016
EXECUTIVE SUMMARY
The Nunavut Water Board (NWB) has issued Type A Water License 2AM-MEL1631 to Agnico Eagle
Mines Limited (Agnico Eagle) for the Meliadine Gold Project site authorizing the use of water and the
disposal of waste required by mining and milling and associated uses.
Agnico Eagle has prepared the following document which summarizes the operational and
maintenance procedures to be followed at the sewage treatment plant (STP).
This report documents the stand alone Operation & Maintenance Manual – Sewage Treatment Plant,
as specified under Water License 2AM-MEL1631 Part F, Item 9 and includes the following
requirements:
• The manual was prepared in accordance with the “Guidelines for the Preparation of an
Operation and Maintenance Manual for Sewage and Solid Waste Disposal Facilities in the
Northwest Territories, 1996”, and adapted for the use of a mechanical sewage treatment
facility;
• The manual includes contingency measures in the event of a plant malfunction; and
• The manual includes sludge management procedures.
2
IMPLEMENTATION SCHEDULE
As required by Water License 2AM-MEL1631, Part D, Item 10, the proposed implementation
schedule for this Plan is outlined below.
This Plan will be implemented upon Board approval and subject to any modifications proposed by the
NWB as a result of the review and approval process.
DISTRIBUTION LIST
Agnico Eagle Internal:

• Site Services Superintendent
• Site Services General Foreman
• Environmental Superintendent
• Senior Environmental Coordinator
• Environmental Compliance Counselor
• STP Operator
3
TABLE OF CONTENTS
1 INTRODUCTION ....................................................................................................................... 7
1.1 Purpose ..................................................................................................................................... 7
1.2 Brief Description of the Project .................................................................................................. 7
1.3 Contact Information ................................................................................................................... 7
2 DESCRIPTION .......................................................................................................................... 8
2.1 Description of Treatment Plant .................................................................................................. 8
2.1.1 Screening and flow equalization ................................................................................ 8
2.1.2 Aerobic biological treatment....................................................................................... 8
2.1.3 Membrane filtration system ........................................................................................ 8
2.1.4 UV Disinfection system .............................................................................................. 9
2.1.5 Sludge handling system ............................................................................................. 9
2.2 Sewage Generation and Composition ..................................................................................... 11
3 OPERATION AND MAINTENANCE ....................................................................................... 12

3.1 Wastewater Collection ............................................................................................................. 12
3.2 Sludge Disposal ....................................................................................................................... 12
3.3 Collection Pond 1 .................................................................................................................... 13
3.4 Normal Operational and Maintenance Procedures ................................................................. 13
3.4.1 Chemicals used in the Treatment Process .............................................................. 13
3.4.2 General Operation & Maintenance and Sampling Procedures and Frequency ...... 13
3.5 Record Keeping ....................................................................................................................... 14
3.6 Safety Procedures For Operators............................................................................................ 15
3.7 Controlling Access to STP ....................................................................................................... 15
4 EMERGENCY RESPONSE .................................................................................................... 16

4.1 Fire ........................................................................................................................................... 16
4.2 Spill .......................................................................................................................................... 16
4.3 Plant Malfunction ..................................................................................................................... 16
5
LIST OF FIGURES
Figure 1 – Location of Meliadine STP and effluent pipeline to CP1 (former dewatered Pond H17) .... 10
Figure 2 – Process flow diagram .......................................................................................................... 10
LIST OF APPENDICES
Appendix A: H2O Innovation Operations Manual

Appendix B: Sample Daily/Monthly Record Sheets
1 INTRODUCTIO N
1.1 PURPOSE
This Sewage Treatment Plant (STP) Operation and Maintenance (O&M) Manual for the Meliadine
Gold Project (the Project) has been prepared in accordance with the Nunavut Water Board Type A
Water License 2AM-MEL1631, Part F, item 9, and is based on the “Guidelines for the Preparation of
an Operation and Maintenance Manual for Sewage and Solid Waste Disposal Facilities in the
Northwest Territories, 1996, prepared by the Department of Municipal and Community Affairs, NWT”.
The manual has been adapted for the use of a mechanical sewage treatment facility.
This manual is a component of the Meliadine Environmental Management System. The objectives of
this plan are summarized as follows:
1. To define the location, design and operating procedures to be used in the treatment of
sewage generated at the Meliadine Project; and
2. To provide monitoring requirements for the STP.
1.2 BRIEF DESCRIPTION OF THE PROJECT
Agnico Eagle is developing the Project, located approximately 25 kilometres (km) north of Rankin
Inlet, and 80 km southwest of the hamlet of Chesterfield Inlet in the Kivalliq Region of Nunavut.
Situated on the western shore of Hudson Bay, the Project site is located on a peninsula between the
east, south, and west basins of Meliadine Lake (63°1’23.8’’ N, 92°13’6.42"W) on Inuit Owned Land.
Gold will be extracted using traditional open-pit and underground mining methods during the mine life.
Access to the site is via an all-weather access road from the Hamlet of Rankin Inlet. On-site facilities
will include a mill, power plant, maintenance facilities, tank farm for fuel storage, water treatment
plant, sewage treatment plant, and accommodation and kitchen facilities for 520 people.
1.3 CONTACT INFORMATION

The individuals responsible for the operation of the sewage treatment plant for the Meliadine Gold
Project are the following:
Site services Superintendent 819-759-3555 ext 3910

Site services General Foreman 819-759-3555 ext 3980
2 DESCRIPTION
2.1 DESCRIPTION OF TREATMENT PLANT

2.1.1 Screening and Flow Equalization
Influent wastewater is pumped to the two (2) aerated equalization tanks. The equalization
system is able to manage a variation in flows. It provides raw wastewater storage of up to 50%
of the design flow to store feed during high flow periods and to ensure feed supplementation
during low flow periods. It provides a stable and consistent raw feed for the downstream
processes. Equalized water is pumped via two (2) equalization pumps into a standpipe inside
the second tank and flows from that pipe by gravity to the fine screens. The fine screens are
rotary drum screens with 2 mm perforated plate openings that operate continuously. The
screens will ensure the removal of large debris to protect downstream equipment. Pressurized
wash water is used intermittently to clean the screens and screenings.
2.1.2 Aerobic Biological Treatment
Screened raw water falls by gravity from the screens into the sump tank, where it is pumped to
the aerobic tank, which is located outdoors. Aerobic biological treatment remove the organic
load (measured as BOD) of the wastewater. Bacteria grown in the bioreactor remove unwanted
organic pollutants to produce a treated water of high quality. Oxygen is supplied by
regenerative blowers and is injected by fine bubble diffusers in the tank. The diffusers are
designed for a wide range of air flows, according to the system’s demand in oxygen. It keeps a
dissolved oxygen concentration of at least 2 mg/L at any time to satisfy the needs of the
biomass. The mixed liquor suspended solids (MLSS) overflows into a standpipe inside the tank
and flows by gravity to the membrane filtration trains.
2.1.3 Membrane Filtration System
Membrane filtration is used to separate the bacteria from the water to ensure keeping them in
the process at the desired concentration. Activated sludge is returned at a constant flow rate to
the aerobic tank to prevent a build-up of sludge in the membrane tank. The return activated
sludge (RAS) is pumped at a higher flow rate than the design flow rate of the plant, to make
sure that there is good circulation in the whole system and that there is no accumulation of
solids.
The membranes are totally submerged and have a pore size of 0.4 microns, which remove all
suspended solids in the effluent.
Permeation pumps are provided to suction the effluent through the membrane modules and
transport it to the permeate tank. Permeation pumps are supplied with variable speed drives to
overcome any changes in transmembrane pressure and achieve the design at all times.
The operating cycle for the selected modules is to suction effluent water for seven (7) minutes
and to relax the membrane for one (1) minute. The cycle optimizes the long-term operation of
the membrane modules. The housings are constructed with an integrated diffuser at the bottom
to aerate continuously the membrane and prevent clogging and accumulation of sludge. The
relaxation of the membranes allows extending the interval between cleanings (CIP or Clean-In-
Place). CIP cleans are done about twice a year. Washes are performed with permeate stored
8
in the permeate storage tank while a cleaning chemical (either sodium hypochlorite or citric
acid) is added. Chemical solutions are reverse flowing through the membranes, which are
soaked for a few hours after. After washing, the permeation is restarted. While a train is
washing, the other train can continue to treat water and ensure a continuous production of
effluent.
Once a week, a chemically enhanced backpulse (CEB) should be performed on the membrane
modules with sodium hypochlorite to mitigate membrane fouling. Permeate flow is reversed to
flow back into the membranes while the cleaning chemical is added inline.
2.1.4 UV Disinfection System
From the permeate pumps, each membrane bioreactor train sends permeate through an inline
ultraviolet disinfection system. It is a physical process that inactivates instantaneously
microorganisms. The UV system process adds no chemicals to the water, and therefore, has
no impact on the chemical composition of the effluent. From here, effluent is sent to a common
permeate storage tank. The permeate tank acts as a reservoir for treated water that is pumped
to a discharge location. This tank can also be used for CEB and CIP process, as previously
mentioned.
2.1.5 Sludge Handling System
Since bacteria continue to reproduce as the consume organics and nutrients, the concentration
of biomass, measured as Mixed Liquor Suspended Solids (MLSS), increases with time.
Periodic sludge wasting is required to control the MLSS concentration in the bioreactor tanks.
Sludge is sent to the sludge storage tank by redirecting the flow of the RAS pump. A blower
and coarse bubble diffuser system maintains an aerobic environment within the sludge tank to
minimize the proliferation of odours. Periodic settling is used to facilitate the thickening of the
waste activated sludge. The supernatant (upper portion of the tank) is sent back to the sump
tank by opening a valve, where it will re-enter the treatment process. This operation (called
decanting) reduces the volume of sludge that needs to be handled and extends the period of
time that the sludge tank can be used before thickened sludge is disposed.
9
Figure 1 – Location of Meliadine STP and effluent pipeline to CP1 (former dewatered Pond H17)
Figure 2 – Process flow diagram
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2.2 SEWAGE GENERATION AND COMPOSITION

The Sewage Treatment Plant (STP) is housed in a prefabricated (modular) structure, located on the
east side of the industrial pad. The sewage treatment system is designed for a maximum daily flow
3
rate of 216 m³ and a peak hour flow of 106 m , and an average Biological Oxygen Demand (BOD) in
the influent of 200-360 mg/L.
The composition of the sewage and grey water entering the plant and the composition water exiting
the units will be monitored on a weekly basis (to determine plant efficiencies).
11
3 OPERATION AND M AINTE N ANCE
3.1 WASTEWATER COLLECTION

Wastewater from the accommodation complex and from satellite sewage tanks will be treated in the
Sewage Treatment Plant (STP) before being directed to Collection Pond 1 (CP1).
All sewage and grey water generated at Meliadine is drained by gravity pipelines to localized lift
stations, then pumped to one of the two centralized collecting lift station. From those centralize lifts
stations the effluent is pumped through a heat traced insulated pipeline to the STP equalization tanks.
The number of lifting stations, and the building they service, is provided below.
• Lifting station 1 (local) service the dormitory wing A and connects to lifting station 11.
• Lifting station 2 (local) service the dormitory wing B and connects to the lift station 11.
• Lifting station 3 (local) service the dormitory wing C and connects to the lift station 11.
• Lifting station 4 (local) service the dormitory wing D and connects to the lift station 11.
• Lifting station 5 (local) service the dormitory wing E and connects to the lift station 11.
• Lifting station 6 (local) service the dormitory wing F and connects to the lift station 11.
• Lifting station 7 (local) service the dormitory wing G and connects to the lift station 11.
• Lifting station 8 (local) service the dormitory wing H and connects to the lift station 11.
• Lifting station 9 (local) service the dormitory wing I and connects to the lift station 11.
• Lifting station 10 (local) service the dormitory wing J and connects to the lift station 11.
• Lifting station 11 (main central) service the Main Camp complex, recover all sewage from
kitchen, dormitories and recreation hall and pumped all the sewage to the STP equalization
tanks. This is the primary line that feeds the STP.
• Lifting station 12 (local) service the Power plant and connect to the lift station 15.
• Lifting station 13 (local) service the Process plant and connect to the lift station 15.
• Lift station 14 (local) service the Assay laboratory and the Emergency responder building and
connect to the lift station 15.
• Lifting station 15 (central) service the Power plant, the Process plant, the Assay lab, the ERT
and the Multi-service truck shop building and pumped all the sewage collected to the STP
equalization tanks. This is the secondary line that feeds the STP.
In addition to the sewage generated from the buildings above, a sewage vacuum truck collects
sewage from storage tanks at different temporary or remote buildings such as the emulsion plant, the
paste plant, the crusher building, the portal #1 and construction offices. This material is directly
deposited into in the STP equalization tanks.
3.2 SLUDGE DISPOSAL

Sewage sludge removed from the STP will be added to the landfarm as nutrient amendment on an as
needed basis. Excess sludge will be disposed of in the Tailings Storage Facility (TSF) or shipped
south for disposal. Additional options to dispose of sludge will be further explored.
12
3.3 COLLECTION POND 1

The treated sewage from the STP is pumped through a heat traced insulated pipeline to CP1 pond
which is designed to receive all the surface contact waters on site. This water is pumped to the final
effluent treatment plant for TSS control prior to discharge into Meliadine Lake.
3.4 NORMAL OPERATIONAL AND MAINTENANCE PROCEDURES

The sections below outline the general operational and maintenance procedures at the plant; further
details are available in the manufacturer’ operating manuals in Appendix A (H2O Innovation).
In order to keep a properly functioning STP, certain material must be kept out of the influent raw
sewage. These items are:
• Food and other kitchen grease are removed from the sewage in the kitchen via a grease trap.
The grease trap is manually cleaned to keep this material out of the sewage treatment plant
influent and the recovered grease is disposed in drums and shipped south for final disposal.
• Camp rules and purchasing practices prohibit anti-bacterial soap from being used on site to
protect the biological activity in the STP process.
3.4.1 Chemicals Used in the Treatment Process
The dry bacteria product, BEC105, could be used in the treatment process to stimulate biological
activity when needed.
3.4.2 General Operation & Maintenance and Sampling Procedures and Frequency
The STP at Meliadine will be put in service in February 2017. The following are the general
Operation, Maintenance and Sampling procedures that will be employed when the plant will be in
service. Further details of Operation, Maintenance procedures are provided in the equipment
operating & maintenance manual (Appendix A).
Daily
A daily inspection of the sewage collection system, heat traced pipelines, and treatment plant will be conducted
to ensure there are no spills or incidents to report.
Inspection and sampling sheets will be completed daily for the STP system, these forms include:
• Daily weather observations
• Temperature and pH of influent in the STP
• Influent flowrate
• Mixed Liquor Suspended Solids (MLSS) concentration range
• Discharge volumes
• Turbidity
• Dissolved Oxygen and pH measurements of the final discharge of the treatment unit
• Visual observations of the final discharge
13
Example daily/monthly record sheets are provided in Appendix B.
Weekly
On a weekly basis, many STP performance parameters will be monitored by the STP operator.
Sampling forms will be completed on a weekly basis for the following parameters:
Treated Water sample:

o BOD (Biochemical Oxygen Demand)
o TSS (Total Suspended Solids)
o NH3 (ammonia)
o NO3 (nitrate)
o TP (Total Phosphorus)
o Alkalinity as CaCO3
o Total Coliforms
o Fecal Coliforms
o pH
Once a week, a chemically enhanced backpulse (CEB) should be performed on the membrane
modules with sodium hypochlorite to mitigate membrane fouling.
Maintenance inspections and repairs, if necessary, will be performed weekly. It is primordial to check
the entire system for signs of wear, deterioration and damage. These symptoms include excessive
vibration, excessive or unusual noise, corrosion, pipes or loose connections and leaks.
Bi-annual
Twice a year, a Clean In Place (CIP) of the membrane will be performed by reversing the flow with
chemical cleaning solution, After the reverse flow process, the membrane will soak in the cleaning
solution for a few hours before being put back to service.
Twice a year, the bearing of the electrical motors of the pumps will be greased.
Twice a year, all instrument and sensors will be calibrated. It is also important to confirm the status of
the level and pressure switches at least twice a year.
3.5 RECORD KEEPING

Records of the operational and maintenance and sampling procedures will be kept daily in order to
assist in the evaluation of the effectiveness of the STP.
The following will be recorded on a daily basis:

• Volume of any effluent discharged to environment;
• Sewage volume collected; and
• Details of any maintenance undertaken at site.
As per water licence 2AM-MEL1631 Part I Item 9h, the following will be recorded on a monthly basis:
• Volume of sewage sludge removed from the STP
• Locations and methods of sewage sludge disposal
14
The record sheets will be kept in the STP office.
3.6 SAFETY PROCEDURES FOR OPERATORS

Employees working in the STP facility must be trained prior to commencement of work so that they
are aware of the health and safety risks as well as the operational procedures associated with the
STP. The following are important safety rules:
• Working with sewage requires adequate protection for operators. This includes wearing steel
toed boots, hard hat, rubber aprons, protective glasses with side shields, protective gloves,
and ear plugs.
• All authorized personnel working in the STP must have received Hepatitis A and B vaccine.
• Operator need to keep his working area clean to minimize the risk of accidents.
• Regular personnel hygiene (like washing hands) is important to prevent illness.
• Always follows the Lock-out , tag-out procedures when servicing equipment.
• No person shall drink the water in the plant or the water that is discharged from the STP.
• MSDS for all chemical used in the STP plant will be readily available for the operator.
Safety showers and eyewash are located within proximity of chemical systems in the STP plant.
3.7 CONTROLLING ACCESS TO STP

Access to the STP at Meliadine will be restricted to authorized personnel only. All doors to the plant
will be locked, with only authorized persons having keys. Signs will be posted on the STP entrance
doors notifying all people that the entrance to the STP is for authorized personnel only.
No fencing is used to control access to the STP. Due to the remote nature of Meliadine, there is no
concern of non-mine personnel attempting to access the site.
15
4 EMERGENCY RES PONSE
4.1 FIRE
In case of fire at the STP, the on-site emergency response team will be notified as per Agnico Eagle’s
protocol. Instructions from the on-site emergency response team will be followed by all personnel at
the STP. Further details of fire response are provided in the “Risk Management & Emergency
Response Plan”.
4.2 SPILL
In the event of a spill at the STP, the on-site emergency response team will be notified as per Agnico
Eagles’s protocol. Instructions from the on-site emergency response team will be followed by all
personnel at the STP. Further details of spill response are provided in the “Spill Contingency Plan”.
4.3 PLANT MALFUNCTION

If there is major problem or failure in the STP it would be most likely due to changes in the influent
(raw sewage) (i.e. high strength sewage (BOD high) killing bacteria in the STP). In this case, there
would be visible effluent problems (part of daily operational checks), low dissolved Oxygen (part of
daily operational checks) and increased odours that the operator would note. If this occurs, a sample
will be taken to try to determine the source of the problem.
In the event of a failure of the STP, there are four (4) holding tanks at the Exploration camp STP that
can be temporarily used.
The following other contingent measures can be applied by Agnico Eagle in the event of a
malfunction at the Meliadine STP for more than 24 hours:
• Cut back on allowable camp water until the malfunction is corrected and use the equalization
tank to retard the peak flow to the functional unit;
• Shut down the malfunctioning unit until the malfunction is repaired and use only one of the
two parallel units until repairs are completed;
• Shut down all water use in the camp until the repairs are completed; and
• Bypassing untreated STP influent around the malfunctioning unit and holding this untreated
influent in a holding tank or lined pond on site until the repairs are complete is another
contingent measure that could be applied. The untreated sewage would then be pumped
back to the STP when the unit is repaired. This will require the coincidental restriction of
water use to minimize the volume of untreated influent being bypassed.
Appendix A: H2O Innovation Operation and Maintenance Manual

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U65875 –J04–0001
Section 1 - Contacting H2O Innovation ..........................................................................................................6

Section 2 – System Overview ........................................................................................................................7
2.1 - Introduction.......................................................................................................................................7
2.2 - Process Description ...........................................................................................................................7
2.2.1 - Screening and Flow Equalization................................................................................................7
2.2.2 - Aerobic Biological Treatment .....................................................................................................8
2.2.3 - Membrane Filtration System .....................................................................................................8
2.2.4 - UV Disinfection System ..............................................................................................................9
2.2.5 - Sludge Handling System .............................................................................................................9
2.3 - Design Parameters ............................................................................................................................9
2.4 - Critical Parameters of Raw Water .................................................................................................. 11
Section 3 - Pre-Operational Procedures ..................................................................................................... 12
3.1 - Installation Instructions.................................................................................................................. 12
3.1.1 - Introduction............................................................................................................................. 12
3.1.2 - Shipping, Receiving and Storage ............................................................................................. 13
3.1.3 - Skid and Tank Mounting .......................................................................................................... 13
3.1.4 - Equipment Installation ............................................................................................................ 13
3.1.5 - Valve Installation ..................................................................................................................... 14
3.1.6 - Nozzles and Piping................................................................................................................... 14
3.1.7 - Electrical Installation ............................................................................................................... 16
3.2 - Commissioning ............................................................................................................................... 17
3.3 - Calibration and Instrument Care .................................................................................................... 17
Section 4 - System Configuration ............................................................................................................... 19
Section 5 - Operation Procedures .............................................................................................................. 20
5.1 - Modes of Operation of the System ................................................................................................ 20
5.2 - Modes of Operation of the Dosing System .................................................................................... 21
5.3 - Equalization Pumps Set-up and Automatic Operation .................................................................. 22
5.4 - Return Activated Sludge Flow ........................................................................................................ 22
5.5 - Operating the System..................................................................................................................... 22
5.5.1 - Starting Procedure .................................................................................................................. 23
5.5.2 – Stoping or Restarting the System ........................................................................................... 23
Operation & Maintenance Manual – Meliadine Containerized Waste Water Treatment Plant 2
U65875 –J04–0001
5.5.3 - Operating Guidelines............................................................................................................... 23

5.6 - Permeability and Transmembrane Pressure .................................................................................. 24
5.7 - Manual Controls ............................................................................................................................. 24
Section 6 - System Maintenance Procedures ............................................................................................. 26
6.1 - Equipment Maintenance ................................................................................................................ 26
6.1.1 - Maintenance Logs ................................................................................................................... 26
6.2 - Working with Rotating Equipment ................................................................................................. 26
6.3 – Instrument Calibration .................................................................................................................. 27
6.4 – Lubrification of Electric Motors ..................................................................................................... 27
6.5 – Leaking of Mechanical Seals .......................................................................................................... 27
6.6 - Analytical Monitoring ..................................................................................................................... 28
6.7 - Membrane Maintenance ............................................................................................................... 28
6.7.1 – Membrane Fouling ................................................................................................................. 28
6.7.2 - Foulants ................................................................................................................................... 29
6.7.3 - Cleaning Protocol .................................................................................................................... 30
6.8 - Trouble-Shooting ............................................................................................................................ 31
Section 7 - Safety ........................................................................................................................................ 34
7.1 - Our First Priority – Safety ............................................................................................................... 34
7.2 - Preamble and General Precautions................................................................................................ 35
7.3 - Safety Standards............................................................................................................................. 36
7.4 - Personal Protective Equipment (PPE) ............................................................................................ 36
7.5 - Key Safety Warnings....................................................................................................................... 36
7.6 - Safety Guidelines ............................................................................................................................ 40
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7.ϴ - Material Safety Data Sheets ................................................................................................͘...........43
7.ϴ.1 - Sodium Hypochlorite ............................................................................................................... 43
7.ϴ͘2 - Citric Acid................................................................................................................................. 50
Section 8 - Controls documentation .......................................................................................................... 56
8.1 - Process Control Narrative .............................................................................................................. 56
8.2 - Alarms List .................................................................................................................................... 104
8.3 - I/O List .......................................................................................................................................... 107
Section 9 - Drawings and Diagrams .......................................................................................................... 112
U65875 –J04–0001
9.1 - Piping and Instrumentation Diagrams (P&IDs) ............................................................................ 112

9.2 - Process Flow Diagrams (PFD) ....................................................................................................... 124
9.3 - General Arrangement Drawings................................................................................................... 127
9.4 - Equipment List.............................................................................................................................. 141
9.5 - Valve List....................................................................................................................................... 145
9.6 - Instrument List ............................................................................................................................. 149
9.7 - Spare Parts List ............................................................................................................................. 152
9.8 - Electrical Schematics .................................................................................................................... 154
9.9 - Single Line Diagram ...................................................................................................................... 190
9.10 - Control Panel Drawings .............................................................................................................. 195
Section 10 - Vendor O&M Data and Manuals .......................................................................................... 221
10.1 - Index of Tabs .............................................................................................................................. 221
10.2 - A1-1 – ABB Pressure Transmitter ............................................................................................... 222
10.3 - A1-2 – ABB Turbidimeter............................................................................................................ 275
10.4 - A2 – AMT Gorman Rupp Sewage Pump ..................................................................................... 320
10.5 - A3 – Asahi Ball Valve .................................................................................................................. 340
10.6 - A4 – Asco Solenoid Valve ........................................................................................................... 362
10.7 - B1 – Burkert Solenoid Valve ....................................................................................................... 367
10.8 - C1-1 – Chemline Ball Float Valve ................................................................................................ 380
10.9 - C1-2 – Chemline Electric Actuator ............................................................................................. 383
10.10 - C1-3 – Chemline Needle Valve ................................................................................................. 403
10.11 - C1-4 – Chemline Pressure Relief Valve .................................................................................... 406
10.12 - C1-5 – Chemline Isolated Pressure Gauge ............................................................................... 410
10.13 - C1-6 – Chemline Ball Valve ....................................................................................................... 412
10.14 - C1-7 – Chemline Check Valve ................................................................................................... 416
10.15 - E1-1 – Endress & Hauser Analyzing Transmitter ...................................................................... 420
10.16 - E1-2 – Endress & Hauser pH/ORP Sensor ................................................................................ 633
10.17 - E1-3 – Endress & Hauser Memosens Cable ............................................................................. 646
10.18 - E1-4 – Endress & Hauser Level Transmitter ............................................................................. 687
10.19 - E1-5 – Endress & Hauser Dissolved Oxygen Sensor ................................................................. 822
10.20 - E1-6 – Endress & Hauser Pressure Transmitter ....................................................................... 867
U65875 –J04–0001
10.21 - E1-7 – Endress & Hauser Flowmeter ........................................................................................ 880

10.22 - E2-1 – EDI Fine Bubble Diffuser................................................................................................ 909
10.23 - E2-2 – EDI Coarse Bubble Diffuser ........................................................................................... 932
10.24 - F1 – Flow + Ball Valve ............................................................................................................... 949
10.25 - F2 – Flygt Level Switch ............................................................................................................. 951
10.26 - F3 – FPZ Regenerative Blower .................................................................................................. 966
10.27 - G1-1 – Georg Fischer Line Strainer........................................................................................... 997
10.28 - G1-2 – Georg Fischer Ball Valve ............................................................................................. 1000
10.29 - G2 – Goulds Sewage Pump .................................................................................................... 1003
10.30 - H1 – Hydranautics Sumerged Membranes ............................................................................ 1015
10.31 - I1-1 – IFM Compressed Air Meter .......................................................................................... 1054
10.32 - I1-2 – IFM Compressed Air Meter .......................................................................................... 1083
10.33 - I2 – IPEC Fine Screens............................................................................................................. 1112
10.34 - L1 – LVC Gate Valve ................................................................................................................ 1174
10.35 - N1 – Neotech Aqua UV Treatment System ............................................................................ 1177
10.36 - P1 – Praher Check Valve ......................................................................................................... 1236
10.37 - P2 – Primary Fluid Calibration Column .................................................................................. 1239
10.38 - P3 – Prominent Dosing Pump ................................................................................................ 1242
10.39 - S1-1 – Sharpe Ball Valve ......................................................................................................... 1459
10.40 - S1-2 – Sharpe 3-piece Ball Valve ............................................................................................ 1461
10.41 - W1 – Wika Pressure Gauge .................................................................................................... 1464
Section 11 - Appendices ......................................................................................................................... 1469
11.1 - Equipment Maintenance Log ................................................................................................... 1469


6(&7,21&217$&7,1*+ 2,1129$7,21
/ĨǇŽƵŶĞĞĚƚĞůĞƉŚŽŶĞŽƌŽŶͲƐŝƚĞƐĞƌǀŝĐĞƐƵƉƉŽƌƚ͕ĐŚĞŵŝĐĂůƐ͕ŵĞŵďƌĂŶĞƐ͕ĨŝůƚĞƌƐ͕ŽƌƐƉĂƌĞƉĂƌƚƐĨŽƌǇŽƵƌ
ƐǇƐƚĞŵ͕ƉůĞĂƐĞĐŽŶƚĂĐƚǇŽƵƌ,ϮK/ŶŶŽǀĂƚŝŽŶ^WΘ^ZĞŐŝŽŶĂůDĂŶĂŐĞƌ͘/ĨƚŚĞǇĂƌĞƵŶĂǀĂŝůĂďůĞŽƌƚŽƉůĂĐĞ
ƐƚĂŶĚĂƌĚŽƌĚĞƌƐƚŚĞĨŽůůŽǁŝŶŐĐŽŶƚĂĐƚŝŶĨŽƌŵĂƚŝŽŶĐĂŶďĞƵƐĞĚ͘
^ĞƌǀŝĐĞŝŶƚŚĞhŶŝƚĞĚ^ƚĂƚĞƐ ^ĞƌǀŝĐĞŝŶĂŶĂĚĂ
;ϳϲϯͿϱϲϲͲϴϵϲϭ ;ϰϭϴͿϲϴϴͲϬϭϳϬηϯϮϭ
ƐĞƌǀŝĐĞ͘ƵƐΛŚϮŽŝŶŶŽǀĂƚŝŽŶ͘ĐŽŵ ƐĞƌǀŝĐĞ͘ĐĂΛŚϮŽŝŶŶŽǀĂƚŝŽŶ͘ĐŽŵ

^ŚŽƵůĚǇŽƵƌĞƋƵŝƌĞDZ'EzƐƵƉƉŽƌƚĨŽƌĂŶǇƚŚŝŶŐŽƚŚĞƌƚŚĂŶĂĐŚĞŵŝĐĂůƐƉŝůů͕ǇŽƵĐĂŶĐŽŶƚĂĐƚŽƵƌ
ϮϰͲŚŽƵƌ ŚŽƚůŝŶĞ Ăƚ ϭͲϴϱϱͲ,ϮϬͲ^Zs ;ϭͲϴϱϱͲϰϮϲͲϳϳϴϮͿ͘ dŚĞ ŶƵŵďĞƌ ŝƐ ŶŽƚ ƌŽƵƚĞĚ ƚŽ Ă ĐĂůů ĐĞŶƚĞƌ͕ ďƵƚ
ƌĂƚŚĞƌŝƚǁŝůůƌŝŶŐƚŚĞĐĞůůƉŚŽŶĞŽĨƚŚĞƐĞƌǀŝĐĞƉĞƌƐŽŶŽŶͲĐĂůů͘tŚŝůĞǁĞĐĂŶŶŽƚĐŽŵŵŝƚƚŽĂŶŝŵŵĞĚŝĂƚĞ
ĂŶƐǁĞƌ͕ŽƵƌŐŽĂůŝƐƚŽƌĞƐƉŽŶĚƚŽĞŵĞƌŐĞŶĐǇĐĂůůƐǁŝƚŚŝŶϮŚŽƵƌƐ͘&ŽƌĞŵĞƌŐĞŶĐŝĞƐƌĞŐĂƌĚŝŶŐĐŚĞŵŝĐĂů
ƐƉŝůůƐ͕ƌĞĨĞƌƚŽƚŚĞ^^ĨŽƌƚŚĞƐƉĞĐŝĨŝĐĐŚĞŵŝĐĂů͘

WůĞĂƐĞ ŶŽƚĞ ƚŚĂƚ ƚŚĞ ĨŽůůŽǁŝŶŐ ƐƚĂŶĚĂƌĚ ƌĂƚĞƐ ŵĂǇ ĂƉƉůǇ ;Ăůů ƌĂƚĞƐ ĂƌĞ ǀĂůŝĚ ĨŽƌ ϮϬϭϲ ĐĂůĞŶĚĂƌ ǇĞĂƌ ʹ
ƉůĞĂƐĞĐŽŶƚĂĐƚ,ϮK/ŶŶŽǀĂƚŝŽŶĨŽƌĂĐƵƌƌĞŶƚƌĂƚĞƐŚĞĞƚŝĨƌĞƋƵŝƌĞĚͿ͘
dĂďůĞϭ͗^ĞƌǀŝĐĞZĂƚĞƐ
ZŽůĞ ,ŽƵƌůǇZĂƚĞ
KŶͲƐŝƚĞ͗&ŝĞůĚƐĞƌǀŝĐĞƚĞĐŚŶŝĐŝĂŶϭͲϰ ΨϭϮϱ
KŶͲƐŝƚĞ͗ŶŐŝŶĞĞƌŽƌWƌŽŐƌĂŵŵĞƌϭͲϰ ΨϭϮϱ
KĨĨͲƐŝƚĞ͗&ŝĞůĚƐĞƌǀŝĐĞƚĞĐŚŶŝĐŝĂŶϱ ΨϭϮϱ
KĨĨͲƐŝƚĞ͗ŶŐŝŶĞĞƌŽƌWƌŽŐƌĂŵŵĞƌϱ ΨϭϮϱ

EŽƚĞƐ͗ ϭ͘ ,ŽƵƌƐŝŶĞǆĐĞƐƐŽĨĂϭϬͲŚŽƵƌǁŽƌŬĚĂǇǁŝůůďĞŝŶǀŽŝĐĞĚĂƚϭ͘ϱǆƚŚĞĂƉƉůŝĐĂďůĞůĂďŽƌƌĂƚĞ͘
Ϯ͘ ƵƚŽŵŽďŝůĞŵŝůĞĂŐĞĞǆƉĞŶƐĞƐǁŝůůďĞŝŶǀŽŝĐĞĚĂƚΨϬ͘ϱϲͬŵŝůĞ͘
ϯ͘ ,ŽƚĞů͕ĂŝƌĨĂƌĞƐ͕ĨůŝŐŚƚĐŚĂŶŐĞĨĞĞƐĂŶĚƌĞůĂƚĞĚƚƌĂǀĞůĞǆƉĞŶƐĞƐǁŝůůďĞŝŶǀŽŝĐĞĚĂƚϭ͘ϭϱƚŝŵĞƐĐŽƐƚ͘
ϰ͘ DĞĂůƐǁŝůůďĞŝŶǀŽŝĐĞĚĂƚĂƉĞƌĚŝĞŵƌĂƚĞŽĨΨϱϴ͘ϱϬ͘
ϱ͘ /ŶĐůƵĚŝŶŐŽŶƐŝƚĞǀŝƐŝƚƉƌĞƉĂƌĂƚŝŽŶ͕ƚƌĂǀĞůƚŝŵĞ͕ƐƵƉƉŽƌƚďǇƚĞůĞƉŚŽŶĞŽƌĞŵĂŝůĂŶĚƌĞƉŽƌƚǁƌŝƚŝŶŐƚŝŵĞ͘

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϲ


6(&7,216<67(029(59,(:
,1752'8&7,21
dŚŝƐ ŽƉĞƌĂƚŝŽŶ ĂŶĚ ŵĂŝŶƚĞŶĂŶĐĞ ŵĂŶƵĂů͕ ƐƵďŵŝƚƚĞĚ ďǇ ,ϮK /ŶŶŽǀĂƚŝŽŶ͕ ŝƐ ŝŶƚĞŶĚĞĚ ĨŽƌ Ă ŵĞŵďƌĂŶĞ
ďŝŽƌĞĂĐƚŽƌĐŽŶƚĂŝŶĞƌŝǌĞĚǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚ͘dŚŝƐƐǇƐƚĞŵĐŽŶƐŝƐƚƐŽĨƚŚĞĨŽůůŽǁŝŶŐƐƵďƐǇƐƚĞŵƐ͗

ϭ͘ ^ĐƌĞĞŶŝŶŐĂŶĚ&ůŽǁƋƵĂůŝǌĂƚŝŽŶ
Ϯ͘ ĞƌŽďŝĐŝŽůŽŐŝĐĂůdƌĞĂƚŵĞŶƚ
ϯ͘ DĞŵďƌĂŶĞŝŽƌĞĂĐƚŽƌ;DZͿ&ŝůƚƌĂƚŝŽŶ^ǇƐƚĞŵ
ϰ͘ hůƚƌĂͲsŝŽůĞƚdƌĞĂƚŵĞŶƚ^ǇƐƚĞŵ
ϱ͘ ^ůƵĚŐĞ,ĂŶĚůŝŶŐ^ǇƐƚĞŵĂŶĚdĂŶŬ

dŚŝƐǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚŝƐĚĞƐŝŐŶĞĚĨŽƌŵƵŶŝĐŝƉĂůƐĞǁĂŐĞƐƵƌĨĂĐĞǁĂƚĞƌĚŝƐĐŚĂƌŐĞ͘dŚĞƐǇƐƚĞŵ
ǁĂƐ ďĂƐĞĚ ŽŶ Ă ŵĂǆŝŵƵŵ ĚĂŝůǇ ĨůŽǁ ŽĨ ϮϭϲŵϯͬĚĂǇ͕ ǁŝƚŚ Ă ƉĞĂŬ ŚŽƵƌůǇ ĨůŽǁ ŽĨ ϭϬϲ ŵϯͬŚŽƵƌ͘ dŚĞ
ĞƋƵĂůŝǌĂƚŝŽŶ ƐǇƐƚĞŵ ŝƐ ĚĞƐŝŐŶĞĚ ĨŽƌ Ă ƉĞĂŬ ŚŽƵƌůǇ ĨůŽǁ ůĂƐƚŝŶŐ ŶŽ ůŽŶŐĞƌ ƚŚĂŶ ϭ ŚŽƵƌ ŽǀĞƌ Ă Ϯϰ ŚŽƵƌ
ƉĞƌŝŽĚ͘

dŚŝƐ ŵĂŶƵĂů ŝƐ ŝŶƚĞŶĚĞĚ ƚŽ ĐŽǀĞƌ ǀĂƌŝŽƵƐ ĞƋƵŝƉŵĞŶƚ͕ ŝŶƐƚƌƵŵĞŶƚƐ ĂŶĚ ǀĂůǀĞƐ ƚŚĂƚ ŵĂŬĞ ƵƉ ƚŚĞ
ǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵĂŶĚƚŚĞƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂŶĚĚĞƐŝŐŶĐŽŶĚŝƚŝŽŶƐ͘ƋƵŝƉŵĞŶƚƚŚĂƚŝƐŶŽƚƉĂƌƚ
ŽĨ ,ϮK /ŶŶŽǀĂƚŝŽŶ͛Ɛ ƐƵƉƉůǇ ŝƐ ŶŽƚ ĐŽǀĞƌĞĚ ŝŶ ƚŚŝƐ ŵĂŶƵĂů͘ DŽƌĞŽǀĞƌ͕ ŝƚ ŝƐ ďĞǇŽŶĚ ƚŚĞ ƐĐŽƉĞ ŽĨ ƚŚŝƐ
ŵĂŶƵĂů ƚŽ ĚĞƐĐƌŝďĞ ƚŚĞ ŽƉĞƌĂƚŝŶŐ ƉƌŽĐĞƐƐĞƐ ĂŶĚ ĐŽŶƚƌŽů ƐǇƐƚĞŵƐ ƚŚĂƚ ĂƌĞ ŶŽƚ ƉƌŽǀŝĚĞĚ ďǇ ,ϮK
/ŶŶŽǀĂƚŝŽŶ͘

dŚŝƐŵĂŶƵĂůĐŽŶƚĂŝŶƐĚƌĂǁŝŶŐƐŽĨƚŚĞƐǇƐƚĞŵ͕ƉƌŽĐĞƐƐĂŶĚŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶĚŝĂŐƌĂŵƐ͕ǁŝƌŝŶŐĚŝĂŐƌĂŵƐ͕
ŵĂŝŶƚĞŶĂŶĐĞ ƉƌŽĐĞĚƵƌĞƐ ĂŶĚ ĂŶǇ ŽƚŚĞƌ ĚŽĐƵŵĞŶƚƐ ŶĞĐĞƐƐĂƌǇ ĨŽƌ ŽƉĞƌĂƚŝŽŶ͘ /Ŷ ĂĚĚŝƚŝŽŶ͕ ƐƵďƐĞƋƵĞŶƚ
ƉĂƌƚƐ ŽĨ ƚŚŝƐ ŵĂŶƵĂů ĐŽŶƚĂŝŶ ƚŚĞ ŶĞĐĞƐƐĂƌǇ ƚĞĐŚŶŝĐĂů ĚŽĐƵŵĞŶƚƐ͕ ŽďƚĂŝŶĞĚ ĨƌŽŵ ŵĂŶƵĨĂĐƚƵƌĞƌƐ͕ ƚŽ
ŽƉĞƌĂƚĞƐƉĞĐŝĨŝĐĐŽŵƉŽŶĞŶƚƐĂŶĚĞŶƐƵƌĞŐŽŽĚŵĂŝŶƚĞŶĂŶĐĞƉƌŽĐĞĚƵƌĞƐ͘
352&(66'(6&5,37,21
6&5((1,1*$1')/2: (48$/,=$7,21
/ŶĨůƵĞŶƚ ǁĂƐƚĞǁĂƚĞƌ ŝƐ ƉƵŵƉĞĚ ƚŚĞ ƚǁŽ ĂĞƌĂƚĞĚ ĞƋƵĂůŝǌĂƚŝŽŶ ƚĂŶŬ͘ dŚĞ ĞƋƵĂůŝǌĂƚŝŽŶ ƐǇƐƚĞŵ ŝƐ ĂďůĞ ƚŽ
ŵĂŶĂŐĞĂǀĂƌŝĂƚŝŽŶŝŶĨůŽǁƐ͘/ƚƉƌŽǀŝĚĞƐƌĂǁǁĂƐƚĞǁĂƚĞƌƐƚŽƌĂŐĞŽĨƵƉƚŽϱϬйŽĨƚŚĞĚĞƐŝŐŶĨůŽǁƚŽƐƚŽƌĞ
ĨĞĞĚĚƵƌŝŶŐŚŝŐŚĨůŽǁƉĞƌŝŽĚƐĂŶĚƚŽĞŶƐƵƌĞĨĞĞĚƐƵƉƉůĞŵĞŶƚĂƚŝŽŶĚƵƌŝŶŐůŽǁĨůŽǁƉĞƌŝŽĚƐ͘/ƚƉƌŽǀŝĚĞƐĂ
ƐƚĂďůĞ ĂŶĚ ĐŽŶƐŝƐƚĞŶƚ ƌĂǁ ĨĞĞĚ ĨŽƌ ƚŚĞ ĚŽǁŶƐƚƌĞĂŵ ƉƌŽĐĞƐƐĞƐ͘ ƋƵĂůŝǌĞĚ ǁĂƚĞƌ ŝƐ ƉƵŵƉĞĚ ǀŝĂ ƚǁŽ
ĞƋƵĂůŝǌĂƚŝŽŶƉƵŵƉƐŝŶƚŽĂƐƚĂŶĚƉŝƉĞŝŶƐŝĚĞƚŚĞƐĞĐŽŶĚƚĂŶŬĂŶĚĨůŽǁƐĨƌŽŵƚŚĂƚƉŝƉĞďǇŐƌĂǀŝƚǇƚŽƚŚĞ
ĨŝŶĞ ƐĐƌĞĞŶƐ͘ dŚĞ ĨŝŶĞ ƐĐƌĞĞŶƐ ĂƌĞ ƌŽƚĂƌǇ ĚƌƵŵ ƐĐƌĞĞŶƐ ǁŝƚŚ Ϯ ŵŵ ƉĞƌĨŽƌĂƚĞĚ ƉůĂƚĞ ŽƉĞŶŝŶŐƐ ƚŚĂƚ
ŽƉĞƌĂƚĞ ĐŽŶƚŝŶƵŽƵƐůǇ͘ dŚĞ ƐĐƌĞĞŶƐ ǁŝůů ĞŶƐƵƌĞ ƚŚĞ ƌĞŵŽǀĂů ŽĨ ůĂƌŐĞ ƚƌĂƐŚ ĂŶĚ ĚĞďƌŝƐ ƚŽ ƉƌŽƚĞĐƚ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϳ


ĚŽǁŶƐƚƌĞĂŵ ĞƋƵŝƉŵĞŶƚ͘ WƌĞƐƐƵƌŝǌĞĚ ǁĂƐŚ ǁĂƚĞƌ ŝƐ ƵƐĞĚ ŝŶƚĞƌŵŝƚƚĞŶƚůǇ ƚŽ ĐůĞĂŶ ƚŚĞ ƐĐƌĞĞŶƐ ĂŶĚ
ƐĐƌĞĞŶŝŶŐƐ͘
$(52%,&%,2/2*,&$/7 5($70(17
^ĐƌĞĞŶĞĚ ƌĂǁ ǁĂƚĞƌ ĨĂůůƐ ďǇ ŐƌĂǀŝƚǇ ĨƌŽŵ ƚŚĞ ƐĐƌĞĞŶƐ ŝŶƚŽ ƚŚĞ ƐƵŵƉ ƚĂŶŬ͕ ǁŚĞƌĞ ŝƚ ŝƐ ƉƵŵƉĞĚ ƚŽ ƚŚĞ
ĂĞƌŽďŝĐ ƚĂŶŬ͕ ǁŚŝĐŚ ŝƐ ůŽĐĂƚĞĚ ŽƵƚĚŽŽƌƐ͘ ĞƌŽďŝĐ ďŝŽůŽŐŝĐĂů ƚƌĞĂƚŵĞŶƚ ƌĞŵŽǀĞ ƚŚĞ ŽƌŐĂŶŝĐ ůŽĂĚ
;ŵĞĂƐƵƌĞĚ ĂƐ KͿ ŽĨ ƚŚĞ ǁĂƐƚĞǁĂƚĞƌ͘ ĂĐƚĞƌŝĂ ŐƌŽǁŶ ŝŶ ƚŚĞ ďŝŽƌĞĂĐƚŽƌ ƌĞŵŽǀĞ ƵŶǁĂŶƚĞĚ ŽƌŐĂŶŝĐ
ƉŽůůƵƚĂŶƚƐƚŽƉƌŽĚƵĐĞĂƚƌĞĂƚĞĚǁĂƚĞƌŽĨŚŝŐŚƋƵĂůŝƚǇ͘KǆǇŐĞŶŝƐƐƵƉƉůŝĞĚďǇƌĞŐĞŶĞƌĂƚŝǀĞďůŽǁĞƌƐĂŶĚŝƐ
ŝŶũĞĐƚĞĚďǇ ĨŝŶĞ ďƵďďůĞĚŝĨĨƵƐĞƌƐ ŝŶ ƚŚĞƚĂŶŬ͘dŚĞ ĚŝĨĨƵƐĞƌƐĂƌĞĚĞƐŝŐŶĞĚĨŽƌĂǁŝĚĞƌĂŶŐĞ ŽĨĂŝƌĨůŽǁƐ͕
ĂĐĐŽƌĚŝŶŐ ƚŽ ƚŚĞ ƐǇƐƚĞŵ͛Ɛ ĚĞŵĂŶĚ ŝŶ ŽǆǇŐĞŶ͘ /ƚ ŬĞĞƉƐ Ă ĚŝƐƐŽůǀĞĚ ŽǆǇŐĞŶ ĐŽŶĐĞŶƚƌĂƚŝŽŶ ŽĨ Ăƚ ůĞĂƐƚ Ϯ
ŵŐͬ> Ăƚ ĂŶǇ ƚŝŵĞ ƚŽ ƐĂƚŝƐĨǇ ƚŚĞ ŶĞĞĚƐ ŽĨ ƚŚĞ ďŝŽŵĂƐƐ͘ dŚĞ ŵŝǆĞĚ ůŝƋƵŽƌ ƐƵƐƉĞŶĚĞĚ ƐŽůŝĚƐ ;D>^^Ϳ
ŽǀĞƌĨůŽǁƐŝŶƚŽĂƐƚĂŶĚƉŝƉĞŝŶƐŝĚĞƚŚĞƚĂŶŬĂŶĚĨůŽǁƐďǇŐƌĂǀŝƚǇƚŽƚŚĞŵĞŵďƌĂŶĞĨŝůƚƌĂƚŝŽŶƚƌĂŝŶƐ͘
0(0%5$1(),/75$7,21 6<67(0
DĞŵďƌĂŶĞ ĨŝůƚƌĂƚŝŽŶ ŝƐ ƵƐĞĚ ƚŽ ƐĞƉĂƌĂƚĞ ƚŚĞ ďĂĐƚĞƌŝĂ ĨƌŽŵ ƚŚĞ ǁĂƚĞƌ ƚŽ ĞŶƐƵƌĞ ŬĞĞƉŝŶŐ ƚŚĞŵ ŝŶ ƚŚĞ
ƉƌŽĐĞƐƐĂƚƚŚĞĚĞƐŝƌĞĚĐŽŶĐĞŶƚƌĂƚŝŽŶ͘ĐƚŝǀĂƚĞĚƐůƵĚŐĞŝƐƌĞƚƵƌŶĞĚĂƚĂĐŽŶƐƚĂŶƚĨůŽǁƌĂƚĞƚŽƚŚĞĂĞƌŽďŝĐ
ƚĂŶŬƚŽƉƌĞǀĞŶƚĂďƵŝůĚͲƵƉŽĨƐůƵĚŐĞŝŶƚŚĞŵĞŵďƌĂŶĞƚĂŶŬ͘dŚĞƌĞƚƵƌŶĂĐƚŝǀĂƚĞĚƐůƵĚŐĞ;Z^ͿŝƐƉƵŵƉĞĚ
ĂƚĂŚŝŐŚĞƌĨůŽǁƌĂƚĞƚŚĂŶƚŚĞĚĞƐŝŐŶĨůŽǁƌĂƚĞŽĨƚŚĞƉůĂŶƚ͕ƚŽŵĂŬĞƐƵƌĞƚŚĂƚƚŚĞƌĞŝƐŐŽŽĚĐŝƌĐƵůĂƚŝŽŶŝŶ
ƚŚĞǁŚŽůĞƐǇƐƚĞŵĂŶĚƚŚĂƚƚŚĞƌĞŝƐŶŽĂĐĐƵŵƵůĂƚŝŽŶŽĨƐŽůŝĚƐ͘
dŚĞŵĞŵďƌĂŶĞƐĐŚŽƐĞŶĨŽƌƚŚŝƐƉůĂŶƚĂƌĞŵĂŶƵĨĂĐƚƵƌĞĚďǇ,ǇĚƌĂŶĂƵƚŝĐƐ͘dŚĞ,^DϰϱϬͲ^Ͳ,^ϭϱŵŽĚĞů
ŝƐ ƚŽƚĂůůǇ ƐƵďŵĞƌŐĞĚ ĂŶĚ ŚĂƐ Ă ƉŽƌĞ ƐŝǌĞ ŽĨ Ϭ͘ϰ ŵŝĐƌŽŶƐ͕ ǁŚŝĐŚ ƌĞŵŽǀĞ Ăůů ƐƵƐƉĞŶĚĞĚ ƐŽůŝĚƐ ŝŶ ƚŚĞ
ĞĨĨůƵĞŶƚ͘
WĞƌŵĞĂƚŝŽŶƉƵŵƉĂƌĞƉƌŽǀŝĚĞĚƚŽƐƵĐƚŝŽŶƚŚĞĞĨĨůƵĞŶƚƚŚƌŽƵŐŚƚŚĞŵĞŵďƌĂŶĞŵŽĚƵůĞƐĂŶĚƚƌĂŶƐƉŽƌƚŝƚ
ƚŽ ƚŚĞ ƉĞƌŵĞĂƚĞ ƚĂŶŬ͘ WĞƌŵĞĂƚŝŽŶ ƉƵŵƉƐ ĂƌĞ ƐƵƉƉůŝĞĚ ǁŝƚŚ ǀĂƌŝĂďůĞ ƐƉĞĞĚ ĚƌŝǀĞƐ ƚŽ ŽǀĞƌĐŽŵĞ ĂŶǇ
ĐŚĂŶŐĞƐŝŶƚƌĂŶƐŵĞŵďƌĂŶĞƉƌĞƐƐƵƌĞĂŶĚĂĐŚŝĞǀĞƚŚĞĚĞƐŝŐŶĨůŽǁƐĂƚĂůůƚŝŵĞƐ͘
dŚĞŽƉĞƌĂƚŝŶŐĐǇĐůĞĨŽƌƚŚĞƐĞůĞĐƚĞĚŵŽĚƵůĞƐŝƐƚŽƐƵĐƚŝŽŶĞĨĨůƵĞŶƚǁĂƚĞƌĨŽƌƐĞǀĞŶŵŝŶƵƚĞƐĂŶĚƚŽƌĞůĂǆ
ƚŚĞŵĞŵďƌĂŶĞĨŽƌŽŶĞŵŝŶƵƚĞ͘dŚĞĐǇĐůĞŽƉƚŝŵŝǌĞƐƚŚĞůŽŶŐͲƚĞƌŵŽƉĞƌĂƚŝŽŶŽĨŵĞŵďƌĂŶĞŵŽĚƵůĞƐ͘dŚĞ
ŚŽƵƐŝŶŐƐĂƌĞĐŽŶƐƚƌƵĐƚĞĚǁŝƚŚĂŶŝŶƚĞŐƌĂƚĞĚĚŝĨĨƵƐĞƌĂƚďŽƚƚŽŵƚŽĂĞƌĂƚĞĐŽŶƚŝŶƵŽƵƐůǇƚŚĞŵĞŵďƌĂŶĞ
ĂŶĚ ƉƌĞǀĞŶƚ ĐůŽŐŐŝŶŐ ĂŶĚ ĂĐĐƵŵƵůĂƚŝŽŶ ŽĨ ƐůƵĚŐĞ͘ dŚĞ ƌĞůĂǆĂƚŝŽŶ ŽĨ ƚŚĞ ŵĞŵďƌĂŶĞƐ ĂůůŽǁƐ ĞǆƚĞŶĚŝŶŐ
ƚŚĞŝŶƚĞƌǀĂůďĞƚǁĞĞŶĐůĞĂŶŝŶŐƐ;/WŽƌůĞĂŶͲ/ŶͲWůĂĐĞͿ͘/WĐůĞĂŶƐĂƌĞĚŽŶĞĂďŽƵƚƚǁŝĐĞĂǇĞĂƌ͘tĂƐŚĞƐ
ĂƌĞ ƉĞƌĨŽƌŵĞĚ ǁŝƚŚ ƉĞƌŵĞĂƚĞ ƐƚŽƌĞĚ ƚŚĞ ƉĞƌŵĞĂƚĞ ƐƚŽƌĂŐĞ ƚĂŶŬ ǁŚŝůĞ Ă ĐůĞĂŶŝŶŐ ĐŚĞŵŝĐĂů ;ĞŝƚŚĞƌ
ƐŽĚŝƵŵ ŚǇƉŽĐŚůŽƌŝƚĞ Žƌ ĐŝƚƌŝĐ ĂĐŝĚͿ ŝƐ ĂĚĚĞĚ͘ ŚĞŵŝĐĂů ƐŽůƵƚŝŽŶƐ ĂƌĞ ƌĞǀĞƌƐĞ ĨůŽǁŝŶŐ ƚŚƌŽƵŐŚ ƚŚĞ
ŵĞŵďƌĂŶĞƐ͕ǁŚŝĐŚĂƌĞƐŽĂŬĞĚĨŽƌĂĨĞǁŚŽƵƌƐĂĨƚĞƌ͘ĨƚĞƌǁĂƐŚŝŶŐ͕ƚŚĞƉĞƌŵĞĂƚŝŽŶŝƐƌĞƐƚĂƌƚĞĚ͘tŚŝůĞĂ
ƚƌĂŝŶ ŝƐ ǁĂƐŚŝŶŐ ƚŚĞ ŽƚŚĞƌ ƚƌĂŝŶ ĐĂŶ ĐŽŶƚŝŶƵĞ ƚŽ ƚƌĞĂƚ ǁĂƚĞƌ ĂŶĚ ĞŶƐƵƌĞ Ă ĐŽŶƚŝŶƵŽƵƐ ƉƌŽĚƵĐƚŝŽŶ ŽĨ
ĞĨĨůƵĞŶƚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϴ


KŶĐĞĂǁĞĞŬ͕ĂĐŚĞŵŝĐĂůůǇĞŶŚĂŶĐĞĚďĂĐŬƉƵůƐĞ;ͿƐŚŽƵůĚďĞƉĞƌĨŽƌŵĞĚŽŶƚŚĞŵĞŵďƌĂŶĞŵŽĚƵůĞƐ
ǁŝƚŚ ƐŽĚŝƵŵ ŚǇƉŽĐŚůŽƌŝƚĞƚŽŵŝƚŝŐĂƚĞ ŵĞŵďƌĂŶĞ ĨŽƵůŝŶŐ͘ WĞƌŵĞĂƚĞ ĨůŽǁ ŝƐ ƌĞǀĞƌƐĞĚ ƚŽ ĨůŽǁ ďĂĐŬ ŝŶƚŽ
ƚŚĞŵĞŵďƌĂŶĞƐǁŚŝůĞƚŚĞĐůĞĂŶŝŶŐĐŚĞŵŝĐĂůŝƐĂĚĚĞĚŝŶůŝŶĞ͘
89',6,1)(&7,21 6<67(0
&ƌŽŵ ƚŚĞ ƉĞƌŵĞĂƚĞ ƉƵŵƉƐ͕ ĞĂĐŚ ŵĞŵďƌĂŶĞ ďŝŽƌĞĂĐƚŽƌ ƚƌĂŝŶ ƐĞŶĚƐ ƉĞƌŵĞĂƚĞ ƚŚƌŽƵŐŚ ĂŶ ŝŶůŝŶĞ
ƵůƚƌĂǀŝŽůĞƚĚŝƐŝŶĨĞĐƚŝŽŶƐǇƐƚĞŵ͘/ƚŝƐĂƉŚǇƐŝĐĂůƉƌŽĐĞƐƐƚŚĂƚŝŶĂĐƚŝǀĂƚĞƐŝŶƐƚĂŶƚĂŶĞŽƵƐůǇŵŝĐƌŽŽƌŐĂŶŝƐŵƐ͘
dŚĞhsƐǇƐƚĞŵƉƌŽĐĞƐƐĂĚĚƐŶŽĐŚĞŵŝĐĂůƐƚŽƚŚĞǁĂƚĞƌ͕ĂŶĚƚŚĞƌĞĨŽƌĞ͕ŚĂƐŶŽŝŵƉĂĐƚŽŶƚŚĞĐŚĞŵŝĐĂů
ĐŽŵƉŽƐŝƚŝŽŶ ŽĨ ƚŚĞ ĞĨĨůƵĞŶƚ͘ &ƌŽŵ ŚĞƌĞ͕ ĞĨĨůƵĞŶƚ ŝƐ ƐĞŶƚ ƚŽ Ă ĐŽŵŵŽŶ ƉĞƌŵĞĂƚĞ ƐƚŽƌĂŐĞ ƚĂŶŬ͘ dŚĞ
ƉĞƌŵĞĂƚĞƚĂŶŬ ĂĐƚƐ ĂƐ ĂƌĞƐĞƌǀŽŝƌĨŽƌƚƌĞĂƚĞĚǁĂƚĞƌƚŚĂƚŝƐƚŚĞŶƉƵŵƉĞĚƚŽĂĚŝƐĐŚĂƌŐĞ ůŽĐĂƚŝŽŶ͘dŚŝƐ
ƚĂŶŬĐĂŶĂůƐŽďĞƵƐĞĚĨŽƌĂŶĚ/WƉƌŽĐĞƐƐĞƐ͕ĂƐƉƌĞǀŝŽƵƐůǇŵĞŶƚŝŽŶĞĚ͘
6/8'*(+$1'/,1*6<67 (0
^ŝŶĐĞ ďĂĐƚĞƌŝĂ ĐŽŶƚŝŶƵĞ ƚŽ ƌĞƉƌŽĚƵĐĞ ĂƐ ƚŚĞǇ ĐŽŶƐƵŵĞ ŽƌŐĂŶŝĐƐ ĂŶĚ ŶƵƚƌŝĞŶƚƐ͕ ƚŚĞ ĐŽŶĐĞŶƚƌĂƚŝŽŶ ŽĨ
ďŝŽŵĂƐƐ͕ ŵĞĂƐƵƌĞĚ ĂƐ D>^^͕ ŝŶĐƌĞĂƐĞƐ ǁŝƚŚ ƚŝŵĞ͘ WĞƌŝŽĚŝĐ ƐůƵĚŐĞ ǁĂƐƚŝŶŐ ŝƐ ƌĞƋƵŝƌĞĚ ƚŽ ĐŽŶƚƌŽů ƚŚĞ
ŵŝǆĞĚůŝƋƵŽƌƐƵƐƉĞŶĚĞĚƐŽůŝĚƐ;D>^^ͿĐŽŶĐĞŶƚƌĂƚŝŽŶŝŶƚŚĞďŝŽƌĞĂĐƚŽƌƚĂŶŬƐ͘
^ůƵĚŐĞŝƐƐĞŶƚƚŽƚŚĞƐůƵĚŐĞƐƚŽƌĂŐĞƚĂŶŬďǇƌĞĚŝƌĞĐƚŝŶŐƚŚĞĨůŽǁŽĨƚŚĞZ^ƉƵŵƉ͘ďůŽǁĞƌĂŶĚĐŽĂƌƐĞ
ďƵďďůĞ ĚŝĨĨƵƐĞƌ ƐǇƐƚĞŵ ŵĂŝŶƚĂŝŶƐ ĂŶ ĂĞƌŽďŝĐ ĞŶǀŝƌŽŶŵĞŶƚ ǁŝƚŚŝŶ ƚŚĞ ƐůƵĚŐĞ ƚĂŶŬ ƚŽ ŵŝŶŝŵŝǌĞ ƚŚĞ
ƉƌŽůŝĨĞƌĂƚŝŽŶ ŽĨ ŽĚŽƵƌƐ͘ WĞƌŝŽĚŝĐ ƐĞƚƚůŝŶŐ ŝƐ ƵƐĞĚ ƚŽ ĨĂĐŝůŝƚĂƚĞ ƚŚĞ ƚŚŝĐŬĞŶŝŶŐ ŽĨ ƚŚĞ ǁĂƐƚĞ ĂĐƚŝǀĂƚĞĚ
ƐůƵĚŐĞ͘dŚĞƐƵƉĞƌŶĂƚĂŶƚ;ƵƉƉĞƌƉŽƌƚŝŽŶŽĨƚŚĞƚĂŶŬͿŝƐƐĞŶƚďĂĐŬƚŽƚŚĞƐƵŵƉƚĂŶŬďǇŽƉĞŶŝŶŐĂǀĂůǀĞ͕
ǁŚĞƌĞ ŝƚ ǁŝůů ƌĞͲĞŶƚĞƌ ƚŚĞ ƚƌĞĂƚŵĞŶƚ ƉƌŽĐĞƐƐ͘dŚŝƐ ŽƉĞƌĂƚŝŽŶ;ĐĂůůĞĚ ĚĞĐĂŶƚŝŶŐͿ ƌĞĚƵĐĞƐƚŚĞǀŽůƵŵĞ ŽĨ
ƐůƵĚŐĞƚŚĂƚŶĞĞĚƐƚŽďĞŚĂŶĚůĞĚĂŶĚĞǆƚĞŶĚƐƚŚĞƉĞƌŝŽĚŽĨƚŝŵĞƚŚĂƚƚŚĞƐůƵĚŐĞƚĂŶŬĐĂŶďĞƵƐĞĚďĞĨŽƌĞ
ƚŚŝĐŬĞŶĞĚƐůƵĚŐĞŵƵƐƚďĞĚŝƐƉŽƐĞĚŽĨ͘
'(6,*13$5$0(7(56
dŚĞ ŵĂŝŶ ĚĞƐŝŐŶ ƉĂƌĂŵĞƚĞƌƐ ĂŶĚ ƚŚĞ ŐĞŶĞƌĂů ĐŽŶĨŝŐƵƌĂƚŝŽŶ ŽĨ ƚŚŝƐ ǁĂƐƚĞǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ƐǇƐƚĞŵ ĂƌĞ
ƉƌĞƐĞŶƚĞĚŝŶƚŚĞƚĂďůĞƐďĞůŽǁ͘dĂďůĞϮƉƌĞƐĞŶƚƐƚŚĞĨůŽǁƐƚŚĂƚǁĞƌĞĐŽŶƐŝĚĞƌĞĚĨŽƌƚŚĞĚĞƐŝŐŶ͘
dĂďůĞϮ͗tĂƐƚĞǁĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚdǇƉŝĐĂů&ůŽǁƐ
dǇƉŝĐĂů&ůŽǁ sĂůƵĞ
DĂǆŝŵƵŵĂŝůǇ&ůŽǁ;&Ϳ ϮϭϲŵϯͬĚĂǇ
ĞƐŝŐŶ&ůŽǁ ϮϭϲŵϯͬĚĂǇ
WĞĂŬ,ŽƵƌ&ůŽǁϭ ϭϬϲŵϯͬŚŽƵƌ
EŽƚĞϭ͗dŚĞĞƋƵĂůŝǌĂƚŝŽŶƐǇƐƚĞŵŝƐĚĞƐŝŐŶĞĚĨŽƌĂƉĞĂŬŚŽƵƌůǇ
ĨůŽǁůĂƐƚŝŶŐŶŽůŽŶŐĞƌƚŚĂŶϭŚŽƵƌŽǀĞƌĂϮϰͲŚŽƵƌƉĞƌŝŽĚ͘

dĂďůĞϯƉƌĞƐĞŶƚƐƚŚĞŝŶĨůƵĞŶƚĐŚĂƌĂĐƚĞƌŝƐƚŝĐƐĂŶĚƚŚĞĞĨĨůƵĞŶƚƐůŝŵŝƚƐ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϵ


dĂďůĞϯ͗/ŶĨůƵĞŶƚŚĂƌĂĐƚĞƌŝƐƚŝĐƐĂŶĚĨĨůƵĞŶƚ>ŝŵŝƚƐ
WĂƌĂŵĞƚĞƌ /ŶĨůƵĞŶƚǀĞƌĂŐĞ ĨĨůƵĞŶƚYƵĂůŝƚǇ

Kϱ;&ŝǀĞͲĚĂǇŝŽĐŚĞŵŝĐĂůKǆǇŐĞŶĞŵĂŶĚͿ ϮϬϬͲϯϲϬŵŐͬ> фϮϱŵŐͬ>
dd^;dŽƚĂů^ƵƐƉĞŶĚĞĚ^ŽůŝĚƐͿ ϱϬͲϯϱϬŵŐͬ> фϮϱŵŐͬ>
ůŬĂůŝŶŝƚǇ ϮϱϬͲϱϬϬŵŐͬ> ϱϬŵŐͬ>
d<E;dŽƚĂů<ũĞůĚĂŚůEŝƚƌŽŐĞŶͿ ϰϱͲϲϬŵŐͬ> Ͳ
ŵŵŽŶŝĂEŝƚƌŽŐĞŶ;E,ϯͲEͿ ϰϬͲϱϬŵŐͬ> Ϭ͕ϴϵŵŐͬ>
dŽƚĂůWŚŽƐƉŚŽƌƵƐ ϱͲϭϮŵŐͬ> Ͳ
͘Žůŝ Ͳ ϭϬϬϬDWEͬϭϬϬŵ>
Ɖ, ϲ͕ϱͲϴ͕ϱ ϲͲϵ
dĞŵƉĞƌĂƚƵƌĞ ϭϬͲϮϬΣ Ͳ
&ĂƚƐ͕KŝůƐĂŶĚ'ƌĞĂƐĞ ϮϬͲϱϬŵŐͬ> ϭϱŵŐͬ>

WůĞĂƐĞ ŶŽƚĞ ƚŚĂƚ ďĞŶǌĞŶĞ͕ ƚŽůƵĞŶĞ͕ ĞƚŚǇůďĞŶǌĞŶĞ͕ ůĞĂĚ ĂŶĚ ĂůƵŵŝŶƵŵ ĂƌĞ ŶŽƚ ƐƉĞĐŝĨŝĐĂůůǇ ƚĂƌŐĞƚĞĚ Žƌ
ƌĞŵŽǀĞĚĚƵƌŝŶŐƚŚĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉƌŽĐĞƐƐĂŶĚĐĂŶƚŚĞƌĞĨŽƌĞŶŽƚďĞŐƵĂƌĂŶƚĞĞĚ͘

dŚĞĚĞƐŝŐŶƉĂƌĂŵĞƚĞƌƐŽĨƚŚŝƐƐǇƐƚĞŵĂƌĞƐŚŽǁŶŝƐƚŚĞĨŽůůŽǁŝŶŐƚĂďůĞ͘
dĂďůĞϰ͗ĞƐŝŐŶWĂƌĂŵĞƚĞƌƐŽĨƚŚĞtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ
WĂƌĂŵĞƚĞƌ sĂůƵĞ
EƵŵďĞƌŽĨƉƌŽĐĞƐƐƚƌĂŝŶƐ ϭ
EƵŵďĞƌŽĨŵĞŵďƌĂŶĞƚƌĂŝŶƐĂŶĚhsƐǇƐƚĞŵƐŝŶƚŚĞƉƌŽĐĞƐƐƚƌĂŝŶ Ϯ
EƵŵďĞƌŽĨŵĞŵďƌĂŶĞŵŽĚƵůĞƐƉĞƌŵĞŵďƌĂŶĞƚƌĂŝŶƐ ϭ
dŽƚĂůDĞŵďƌĂŶĞƌĞĂ ϵϬϬŵϮ
ĞƐŝŐŶ&ůŽǁ ϮϬϲŵϯͬĚ
&͗D;&ŽŽĚƚŽDŝĐƌŽŽƌŐĂŶŝƐŵͿZĂƚŝŽ Ϭ͘ϭŬŐKͬŬŐD>^^ƉĞƌĚĂǇ
dĂƌŐĞƚĞĚD>^^;DŝǆĞĚ>ŝƋƵŽƌ^ƵƐƉĞŶĚĞĚ^ŽůŝĚƐͿŽŶĐĞŶƚƌĂƚŝŽŶ фϭϬϬϬϬŵŐͬ>
dŚĞ ŵĞŵďƌĂŶĞ ĨŝůƚƌĂƚŝŽŶ ĂŶĚ hs ĚŝƐŝŶĨĞĐƚŝŽŶ ƐǇƐƚĞŵƐ ŽƉĞƌĂƚĞ ĂƐ ƚǁŽ ƐĞƉĂƌĂƚĞ ƚƌĂŝŶƐ͘ dŚĞƌĞĨŽƌĞ͕ ŝĨ
ŵĂŝŶƚĞŶĂŶĐĞ ŝƐ ƌĞƋƵŝƌĞĚ ĨŽƌ ĂŶǇ ƉŝĞĐĞ ŽĨ ĞƋƵŝƉŵĞŶƚ ŽŶ ŽŶĞ ŽĨ ƚŚĞ ƚƌĂŝŶƐ͕ ƚŚĞ ƉůĂŶƚ ĐĂŶ ĐŽŶƚŝŶƵĞ ƚŽ
ŽƉĞƌĂƚĞ ŽŶ ŽŶĞ ƚƌĂŝŶ ƚƌĞĂƚŝŶŐ ƚŚĞ ĨƵůů ĨůŽǁ ĨŽƌ ƐŚŽƌƚ ƉĞƌŝŽĚƐ͘ /Ŷ ƚŚĞ ĞǀĞŶƚ ŽĨ ǀĞƌǇ ůŽǁ ƐĞǁĂŐĞ
ƉƌŽĚƵĐƚŝŽŶ͕ĂƚƌĂŝŶĐĂŶďĞƉƵƚŽĨĨůŝŶĞďǇĚƌĂŝŶŝŶŐĂŶĚĨůƵƐŚŝŶŐƚŚĞƐǇƐƚĞŵƐĂŶĚĨŝůůŝŶŐƚŚĞŵĞŵďƌĂŶĞƚĂŶŬ
ǁŝƚŚƉĞƌŵĞĂƚĞ͘dŚĞŵĞŵďƌĂŶĞƐŵƵƐƚĂůǁĂǇƐďĞŬĞƉƚǁĞƚŽŶĐĞƚŚĞǇĂƌĞĐŽŵŵŝƐƐŝŽŶĞĚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϬ


&5,7,&$/3$5$0(7(562)5$::$7(5
dŚŝƐ ĐŽŶĨŝŐƵƌĂƚŝŽŶ ŝƐ ďĂƐĞĚ ŽŶ ƚŚĞ ƉĂƌĂŵĞƚĞƌƐ ƉƌŽǀŝĚĞĚ ŝŶ ǇŽƵƌ ĂƉƉůŝĐĂƚŝŽŶ ƉĂĐŬĂŐĞ͘ /Ĩ ƐŝŐŶŝĨŝĐĂŶƚ
ĐŚĂŶŐĞƐŝŶƚŚĞĐŽŶĐĞŶƚƌĂƚŝŽŶƐŽĨƌĂǁǁĂƚĞƌĐĂƵƐĞĂŶĞĞĚĨŽƌĂĚĚŝƚŝŽŶĂůƚƌĞĂƚŵĞŶƚĞƋƵŝƉŵĞŶƚ͕ƚŚĞƐĞǁŝůů
ďĞƚŚĞĐƵƐƚŽŵĞƌ͛ƐĞǆƉĞŶƐĞ͘
tĂƌŶŝŶŐ͗ dŚĞƐǇƐƚĞŵĐĂŶďĞ ĚĂŵĂŐĞĚŝĨ ǁĂƚĞƌŽĨĂĚŝĨĨĞƌĞŶƚ ĐŽŵƉŽƐŝƚŝŽŶ ƚŚĂƚ

ƚŚĞŽŶĞƚŚĂƚŚĂƐďĞĞŶƐƵďŵŝƚƚĞĚŝƐƵƐĞĚ͘ĐŚĂŶŐĞŝŶƚŚĞĐŽŵƉŽƐŝƚŝŽŶŽĨǁĂƚĞƌ
ŵĂǇ ƌĞƋƵĞƐƚ ĂĚĚŝƚŝŽŶĂů ĞƋƵŝƉŵĞŶƚ͕ ŵŽƌĞ ĨƌĞƋƵĞŶƚ ǁĂƐŚŝŶŐ Žƌ ŽƚŚĞƌ ĚŝĨĨĞƌĞŶƚ
ŽƉĞƌĂƚŝŶŐƉƌŽĐĞĚƵƌĞƐ͘WůĞĂƐĞĂůƐŽŶŽƚĞƚŚĂƚƚŚĞƐǇƐƚĞŵƉĞƌĨŽƌŵĂŶĐĞƐŵĂǇǀĂƌǇ
ǁŝƚŚƚŚĞƋƵĂůŝƚǇŽĨƚŚĞǁĂƚĞƌŝŶĨůƵĞŶƚ͘
dĂďůĞϱƐŚŽǁƐƚŚĞĐƌŝƚŝĐĂůƉĂƌĂŵĞƚĞƌƐŽĨƌĂǁǁĂƚĞƌƚŚĂƚŶĞĞĚƚŽďĞƌĞƐƉĞĐƚĞĚĂƚĂůůƚŝŵĞƐƚŽŵĂŬĞƐƵƌĞ
ŶŽƚƚŽĂĨĨĞĐƚƚŚĞŝŶƚĞŐƌŝƚǇŽĨƚŚĞŵĞŵďƌĂŶĞŵŽĚƵůĞƐ͘
dĂďůĞϱ͗ƌŝƚŝĐĂůWĂƌĂŵĞƚĞƌƐŽĨZĂǁtĂƚĞƌ
WĂƌĂŵĞƚĞƌ sĂůƵĞ
DŝŶŝŵƵŵdĞŵƉĞƌĂƚƵƌĞŽĨZĂǁtĂƚĞƌ ϱΣ
DĂǆŝŵƵŵdĞŵƉĞƌĂƚƵƌĞŽĨZĂǁtĂƚĞƌ ϰϬΣ
&ĞĞĚtĂƚĞƌƉ,ZĂŶŐĞ ϲͲϴ
D>^^;DŝǆĞĚ>ŝƋƵŽƌ^ƵƐƉĞŶĚĞĚ^ŽůŝĚƐͿŽŶĐĞŶƚƌĂƚŝŽŶZĂŶŐĞ ϴϬϬϬʹϭϮϬϬϬŵŐͬ>
tŚĞŶƉƌŽƉĞƌůǇŽƉĞƌĂƚĞĚĂŶĚŵĂŝŶƚĂŝŶĞĚ͕ƚŚĞƉƌŽĐĞƐƐĂŶĚĞƋƵŝƉŵĞŶƚĚĞƐŝŐŶĞĚĨŽƌƚŚŝƐƉůĂŶƚĂĚĞƋƵĂƚĞůǇ
ĂĚĚƌĞƐƐĞƐ ƚŚĞ ǁĂƚĞƌ ŝŶĨůƵĞŶƚ ĂŶĚ ĞĂƐŝůǇ ŵĞĞƚƐ ƚŚĞ ŽƉĞƌĂƚŝŽŶƐ ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ͘ /Ĩ ƚŚĞ ĨĞĞĚ ǁĂƚĞƌ ŝƐ ŶŽ
ůŽŶŐĞƌƐŝƚƵĂƚĞĚŝŶƚŚĞƉĂƌĂŵĞƚĞƌƐƉƌĞǀŝŽƵƐůǇĚĞĨŝŶĞĚĚƵĞƚŽĂĐŚĂŶŐĞŝŶƚŚĞƋƵĂůŝƚǇŽĨƚŚĞƌĂǁǁĂƚĞƌŽƌ
ĞƋƵŝƉŵĞŶƚ ĨĂŝůƵƌĞ ŽĨ ƚŚĞ ƵŶŝƚ͕ ǇŽƵ ŵƵƐƚ ŶŽƚ ŽƉĞƌĂƚĞ ƚŚĞ ĞƋƵŝƉŵĞŶƚ ĂŶĚ ƚŚŝƐ ƵŶƚŝů ƚŚĞ ƐŝƚƵĂƚŝŽŶ ŝƐ
ƌĞĐƚŝĨŝĞĚ͘dŚĞƐŝƚƵĂƚŝŽŶŝƐƌĞƐƚŽƌĞĚǁŚĞŶƚŚĞƌĂǁǁĂƚĞƌŝƐŽŶĐĞĂŐĂŝŶǁŝƚŚŝŶƚŚĞŽƉĞƌĂƚŝŶŐƉĂƌĂŵĞƚĞƌƐŽƌ
ŝĨƚŚĞƐŝƚƵĂƚŝŽŶŚĂƐďĞĞŶĞǀĂůƵĂƚĞĚďǇ,ϮK/ŶŶŽǀĂƚŝŽŶĂŶĚĂĚŝƐĐŚĂƌŐĞŝƐŐŝǀĞŶƚŽĐŽŶƚŝŶƵĞŽƉĞƌĂƚŝŽŶƐ͘
ŽŶƚŝŶƵĞŽƉĞƌĂƚŝŽŶƐǁŝƚŚƌĂǁǁĂƚĞƌƚŚĂƚĞǆĐĞĞĚƐƚŚĞĐƌŝƚŝĐĂůƉĂƌĂŵĞƚĞƌƐĐĂŶĐĂƵƐĞŝƌƌĞǀĞƌƐŝďůĞĚĂŵĂŐĞ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϭ


6(&7,2135(23(5$7,21$/352&('85(6
,167$//$7,21,16758&7,216
,1752'8&7,21
/ƚŝƐĞǆƉĞĐƚĞĚƚŚĂƚƚŚĞĐŽŶƚƌĂĐƚŽƌŝŶƐƚĂůůŝŶŐƚŚŝƐƐǇƐƚĞŵŝƐĨĂŵŝůŝĂƌǁŝƚŚŶŽƌŵĂůĐŽŶƐƚƌƵĐƚŝŽŶŵĞĂŶƐĂŶĚ
ŵĞƚŚŽĚƐĨŽƌǁĂƚĞƌƚƌĞĂƚŵĞŶƚĞƋƵŝƉŵĞŶƚŽĨƚŚŝƐŶĂƚƵƌĞĂŶĚƚŚĂƚĚĞƚĂŝůĞĚŝŶƐƚƌƵĐƚŝŽŶƐĨŽƌŝŶƐƚĂůůĂƚŝŽŶĂƌĞ
ŶŽƚƌĞƋƵŝƌĞĚ͘^ŝŶĐĞƚŚĞŝŶƐƚĂůůĂƚŝŽŶŽĨƚŚĞƐǇƐƚĞŵŝƐŽƵƚƐŝĚĞŽĨ,ϮK/ŶŶŽǀĂƚŝŽŶ͛ƐƐĐŽƉĞ͕ƚŚĞĨŽůůŽǁŝŶŐŝƐ
ƉƌŽǀŝĚĞĚ ĂƐ ŐĞŶĞƌĂů ŐƵŝĚĞůŝŶĞ ŽŶůǇ͘ dǇƉŝĐĂů ĐŽŶƐƚƌƵĐƚŝŽŶ ƐŝƚĞ ƐĂĨĞƚǇ ƉƌĂĐƚŝĐĞƐ ŵƵƐƚ ďĞ ĨŽůůŽǁĞĚ ĂƐ Ă
ƉƌŝŽƌŝƚǇ͘ /ƚ ŝƐ ĐƌŝƚŝĐĂů ƚŽ ƌĞǀŝĞǁ ƚŚĞ ƐĂĨĞƚǇ ƐĞĐƚŝŽŶ ŽĨ ƚŚŝƐ ŵĂŶƵĂů ďĞĨŽƌĞ ĂŶǇ ǁŽƌŬ ďĞŐŝŶƐ͗ ^ĞĐƚŝŽŶ ϳ ʹ
^ĂĨĞƚǇ͘
&Žƌ ĞĂĐŚ ŝƚĞŵ ƚŚĂƚ ŝƐ ůŽŽƐĞ ƐŚŝƉƉĞĚ ǁŝƚŚ ƚŚĞ ƐǇƐƚĞŵ͕ ĨŽůůŽǁ ƚŚĞ ŝŶƐƚĂůůĂƚŝŽŶ ŝŶƐƚƌƵĐƚŝŽŶƐ ŝŶĐůƵĚĞĚ ŝŶ
^ĞĐƚŝŽŶ ϭϬ ʹ sĞŶĚŽƌƐ KΘD ĂƚĂ ĂŶĚ DĂŶƵĂůƐ ŽĨ ƚŚŝƐ ŵĂŶƵĂů͘ dŚŝƐ ĂůƐŽ ĂƉƉůŝĞƐ ƚŽ ƚŚĞ ŵĞŵďƌĂŶĞƐ
ƉƌŽǀŝĚĞĚǁŝƚŚƚŚĞƐǇƐƚĞŵ;ŝĨŝŶĐůƵĚĞĚͿ͘tŚĞŶŵĞŵďƌĂŶĞƐĂƌĞŝŶĐůƵĚĞĚ͕ŵĞŵďƌĂŶĞĞůĞŵĞŶƚƐŶĞĞĚƚŽďĞ
ƉƌŽƚĞĐƚĞĚ ĨƌŽŵ ĚƌǇŝŶŐ͕ ĨƌĞĞǌŝŶŐ ĂŶĚ ƐǇƐƚĞŵƐ ŵƵƐƚ ďĞ ĨƵůůǇ ĚĞƉƌĞƐƐƵƌŝǌĞĚ ďĞĨŽƌĞ ůŽĂĚŝŶŐ Žƌ ƵŶůŽĂĚŝŶŐ
ŵĞŵďƌĂŶĞĞůĞŵĞŶƚƐ͘DĞŵďƌĂŶĞƐĂƌĞƚǇƉŝĐĂůůǇŽŶĞŽĨƚŚĞůĂƐƚĐŽŵƉŽŶĞŶƚƐƚŽďĞŝŶƐƚĂůůĞĚŝŶƚŚĞƉůĂŶƚ͘
/ƚŝƐŶŽƚĞǆƉĞĐƚĞĚƚŚĂƚĂƌĞƉƌĞƐĞŶƚĂƚŝǀĞĨƌŽŵ,ϮK/ŶŶŽǀĂƚŝŽŶǁŝůůďĞŽŶƐŝƚĞĚƵƌŝŶŐƚŚĞŝŶƐƚĂůůĂƚŝŽŶƉŚĂƐĞ
ŽĨ ƚŚĞ ƉƌŽũĞĐƚ͘ hŶůĞƐƐ ƐƉĞĐŝĂů ƉƌŽǀŝƐŝŽŶƐ ĂƌĞ ŝŶĐůƵĚĞĚ ŝŶ ƚŚĞ ƐĐŽƉĞ ŽĨ ƚŚŝƐ ƉƌŽũĞĐƚ͕ ƚŚĞ ,ϮK /ŶŶŽǀĂƚŝŽŶ
ƌĞƉƌĞƐĞŶƚĂƚŝǀĞǁŝůůŽŶůǇĐŽŵĞƚŽƐŝƚĞŽŶĐĞŝŶƐƚĂůůĂƚŝŽŶŚĂƐďĞĞŶĐĞƌƚŝĨŝĞĚĂƐĐŽŵƉůĞƚĞďǇƚŚĞĐŽŶƚƌĂĐƚŽƌ͘
dŚĞĨŽůůŽǁŝŶŐƐĞĐƚŝŽŶƐƉƌŽǀŝĚĞƐŽŵĞŐĞŶĞƌĂůŐƵŝĚĞůŝŶĞƐǁŚĞŶŝƚĐŽŵĞƐƚŽŝŶƐƚĂůůŝŶŐƚŚĞƐǇƐƚĞŵ͘ZĞĨĞƌƚŽ
ƚŚĞƉƌŽũĞĐƚĚƌĂǁŝŶŐƐ;^ĞĐƚŝŽŶϵʹƌĂǁŝŶŐƐĂŶĚŝĂŐƌĂŵƐͿĨŽƌĚĞƚĂŝůƐŽŶŚŽǁƚŚĞƐǇƐƚĞŵŝƐĚĞƐŝŐŶĞĚĂŶĚ
ĐŽŶĨŝŐƵƌĞĚ͘dŚĞĚƌĂǁŝŶŐƐƚŚĂƚƚŚĞŝŶƐƚĂůůĂƚŝŽŶĐŽŶƚƌĂĐƚŽƌǁŝůůŶĞĞĚĂƌĞŝŶĐůƵĚĞĚǁŝƚŚƚŚŝƐŵĂŶƵĂůĂŶĚĂƌĞ
ƚǇƉŝĐĂůůǇƉŝƉŝŶŐĂŶĚŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶĚŝĂŐƌĂŵƐ;WΘ/ƐͿ͕ŐĞŶĞƌĂůĂƌƌĂŶŐĞŵĞŶƚƐ;'ƐͿ͕ĂƐƐĞŵďůǇĚƌĂǁŝŶŐƐ͕
ĂŶĚĞůĞĐƚƌŝĐĂůĚƌĂǁŝŶŐƐ͕ĞƚĐ͘ƌĂǁŝŶŐƐƉƌŽǀŝĚĞĚďǇƚŚĞKǁŶĞƌ͛ƐĞŶŐŝŶĞĞƌŽƌŽƚŚĞƌŽƵƚƐŝĚĞĨŝƌŵƐƐŚŽƵůĚ
ĂůƐŽďĞƌĞĨĞƌƌĞĚƚŽĂŶĚĚŝƐĐƌĞƉĂŶĐŝĞƐŶŽƚĞĚƚŽĂůůĂĨĨĞĐƚĞĚƉĂƌƚŝĞƐĨŽƌƌĞƐŽůƵƚŝŽŶ͘ŶƐƵƌĞƚŚĂƚĚƌĂǁŝŶŐƐ
ĂƌĞ ƌĞĚͲůŝŶĞĚ ĂŶĚ ƵƉĚĂƚĞĚ ĂƐ ĐŚĂŶŐĞƐ ĂƌĞ ŵĂĚĞ ŝŶ ƚŚĞ ĨŝĞůĚ͘ dŚĞƐĞ ƌĞĚͲůŝŶĞĚ ĚƌĂǁŝŶŐƐ ŵƵƐƚ ďĞ
ĨŽƌǁĂƌĚĞĚƚŽ,ϮK/ŶŶŽǀĂƚŝŽŶďĞĨŽƌĞƚŚĞĨŝĞůĚƐĞƌǀŝĐĞƌĞƉƌĞƐĞŶƚĂƚŝǀĞĐŽŵĞƐƚŽƐŝƚĞ͘
ĞĨŽƌĞ ƉĞƌĨŽƌŵŝŶŐ ĂŶǇ ŝŶƐƚĂůůĂƚŝŽŶ ǁŽƌŬ ƉůĞĂƐĞ ƌĞĂĚ ƚŚĞ ƐĞĐƚŝŽŶ ŝŶ ƚŚŝƐ
ŵĂŶƵĂůŽŶƐĂĨĞƚǇ͗^ĞĐƚŝŽŶϳʹ^ĂĨĞƚǇ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϮ


6+,33,1*5(&(,9,1*$1'6725$*(
ƋƵŝƉŵĞŶƚ ǁŝůů ďĞ ƚǇƉŝĐĂůůǇ ƉĂĐŬĂŐĞĚ ĂŶĚ ƐŚŝƉƉĞĚ ĨƌŽŵ ŽŶĞ ŽĨ ,ϮK /ŶŶŽǀĂƚŝŽŶ͛Ɛ ĨĂĐƚŽƌŝĞƐ͘ ƌŽƉ
ƐŚŝƉŵĞŶƚƐĂƌĞĂůƐŽƉŽƐƐŝďůĞĨŽƌůŽŽƐĞƐŚŝƉŝƚĞŵƐ͘WůĞĂƐĞĚŝƐĐƵƐƐƚŝŵŝŶŐŽĨƐŚŝƉŵĞŶƚƐǁŝƚŚƚŚĞ,ϮKƉƌŽũĞĐƚ
ŵĂŶĂŐĞƌƐŽƚŚĂƚƌĞĐĞŝƉƚĐĂŶďĞĐŽŽƌĚŝŶĂƚĞĚǁŝƚŚŽƚŚĞƌƐŝƚĞĂĐƚŝǀŝƚŝĞƐ͘ůůƐŚŝƉŵĞŶƚƐŵƵƐƚďĞŝŶƐƉĞĐƚĞĚ
ŽŶ ĂƌƌŝǀĂů ĨŽƌ ƐŝŐŶƐ ŽĨ ĚĂŵĂŐĞ Žƌ ĚŝƐĐƌĞƉĂŶĐŝĞƐ ǁŝƚŚ ƚŚĞ ƉĂĐŬŝŶŐ ƐůŝƉƐ͘ ŶǇ ŶŽƚĞĚ ĚĂŵĂŐĞ ŵƵƐƚ ďĞ
ƉŚŽƚŽŐƌĂƉŚĞĚŝŵŵĞĚŝĂƚĞůǇĂŶĚĂƌĞƉŽƌƚƐĞŶƚƚŽ,ϮK/ŶŶŽǀĂƚŝŽŶ͘dǇƉŝĐĂůůǇ͕ŽǁŶĞƌƐŚŝƉŽĨƚŚĞĞƋƵŝƉŵĞŶƚ
ƚƌĂŶƐĨĞƌƐƚŽƚŚĞŝŶƐƚĂůůĂƚŝŽŶĐŽŶƚƌĂĐƚŽƌĂƚƚŚĞƌĞĐĞƉƚŝŽŶŽĨƚŚĞĞƋƵŝƉŵĞŶƚŽŶƐŝƚĞ͘ĂŵĂŐĞƚŚĂƚŽĐĐƵƌƐ
ĂĨƚĞƌŽǁŶĞƌƐŚŝƉŚĂƐƚƌĂŶƐĨĞƌƌĞĚǁŝůůŶŽƚďĞƚŚĞƌĞƐƉŽŶƐŝďŝůŝƚǇŽĨ,ϮK/ŶŶŽǀĂƚŝŽŶ͘
ƋƵŝƉŵĞŶƚƐŚŽƵůĚďĞƐƚŽƌĞĚŽŶƐŝƚĞďǇƚŚĞŝŶƐƚĂůůĂƚŝŽŶĐŽŶƚƌĂĐƚŽƌŝŶĂĚĂƌŬ͕ĚƌǇůŽĐĂƚŝŽŶĂŶĚƐĞĐƵƌĞĚƚŽ
ƉƌĞǀĞŶƚƚŚĞĨƚ͘dĞŵƉĞƌĂƚƵƌĞƐŚŽƵůĚďĞĐŽŶƚƌŽůůĞĚƚŽďĞƚǁĞĞŶϱΣĂŶĚϯϬΣ͘ŶƐƵƌĞĐŽŶƚƌŽůƉĂŶĞůĚŽŽƌƐ
ĂƌĞ ŬĞƉƚ ĐůŽƐĞĚ ƵŶůĞƐƐ ƚŚĞ ƉĂŶĞů ŝƐ ďĞŝŶŐ ǁŽƌŬĞĚ ŽŶ͘ dŚŝƐ ǁŝůů ŚĞůƉ ƚŽ ŬĞĞƉ ƚŚĞ ŝŶƚĞƌŝŽƌ ĐůĞĂŶ͘ <ĞĞƉ
ƐƚƌŽŶŐ ĞůĞĐƚƌŽŵĂŐŶĞƚŝĐ ƌĂĚŝĂƚŝŽŶ ƐŽƵƌĐĞƐ ĂǁĂǇ ĨƌŽŵ ƚŚĞ ƐĞŶƐŝƚŝǀĞ ĞůĞĐƚƌŝĐĂů ĞƋƵŝƉŵĞŶƚ ƚŚĂƚ ĐŽŵĞƐ ŝŶ
ĐŽŶƚƌŽůƉĂŶĞůƐĂŶĚŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶĚƵƌŝŶŐƐƚŽƌĂŐĞĂŶĚŝŶƐƚĂůůĂƚŝŽŶ͘
/ĨƌŽƚĂƚŝŶŐĞƋƵŝƉŵĞŶƚŝƐŐŽŝŶŐƚŽďĞůĞĨƚŽŶƐŝƚĞĨŽƌĞǆƚĞŶĚĞĚƉĞƌŝŽĚƐ͕ƉůĞĂƐĞŝŶĨŽƌŵƚŚĞ,ϮK/ŶŶŽǀĂƚŝŽŶ
ƉƌŽũĞĐƚ ŵĂŶĂŐĞƌ ƐŽ ƚŚĂƚ ĂĚǀŝĐĞ ŽŶ ŚŽǁ ŽĨƚĞŶ ƚŽ ƌŽƚĂƚĞ ƐŚĂĨƚƐ ĐĂŶ ďĞ ƉƌŽǀŝĚĞĚ͘ ůƐŽ͕ ĞůĞĐƚƌŝĐĂů
ĐŽŶŶĞĐƚŝŽŶ ƚŽ ƐƉĞĐŝĨŝĐ ĞƋƵŝƉŵĞŶƚ ŚĞĂƚĞƌƐ ŵĂǇ ďĞ ŶĞĞĚĞĚ ƚŽ ƉƌĞǀĞŶƚ ĐŽŶĚĞŶƐĂƚŝŽŶ͕ ƉĂƌƚŝĐƵůĂƌůǇ ŝŶ
ŵŽƚŽƌƐ͘
6.,'$1'7$1.02817,1*
^ƵƉƉŽƌƚƐĨŽƌƐŬŝĚƐŽƌůŽŽƐĞƐŚŝƉŝƚĞŵƐƚǇƉŝĐĂůůǇĐŽŶƐŝƐƚŽĨĂϰ͟ƚŽϲ͟ĐŽŶĐƌĞƚĞŚŽƵƐĞŬĞĞƉŝŶŐƉĂĚƚŚĂƚŚĂƐ
ďĞĞŶ ĚĞƐŝŐŶĞĚ ďǇ Ă ůŽĐĂů ƐƚƌƵĐƚƵƌĂů ĞŶŐŝŶĞĞƌĂŶĚ ŝŶƐƚĂůůĞĚ ďǇ ƚŚĞ ƐŝƚĞ ĐŽŶƚƌĂĐƚŽƌ͘ &ŽƵŶĚĂƚŝŽŶƐ ĨŽƌƚŚĞ
ƉĂĚƐ ŶĞĞĚ ƚŽ ďĞ ĚĞƐŝŐŶĞĚ ƚŽ ƐƵƉƉŽƌƚ ƚŚĞ ƉůĂŶŶĞĚ͕ ǁĞƚƚĞĚ ĞƋƵŝƉŵĞŶƚ ǁĞŝŐŚƚ͘ /ƚ ŝƐ ĂůƐŽ ƉŽƐƐŝďůĞ ƚŚĂƚ
ŽƚŚĞƌĂƌƌĂŶŐĞŵĞŶƚƐ ŚĂǀĞƉƌĞǀŝŽƵƐůǇ ďĞĞŶ ĚŝƐĐƵƐƐĞĚĂŶĚ ĂŐƌĞĞĚ ǁŝƚŚ ,ϮK /ŶŶŽǀĂƚŝŽŶ ĞŶŐŝŶĞĞƌŝŶŐ ĂŶĚ
ĂƌĞ ƌĞĨůĞĐƚĞĚ ŽŶ ƚŚĞ ƉƌŽũĞĐƚ ĚƌĂǁŝŶŐƐ͘ dŚĞ ŶĞƚ ƌĞƐƵůƚ ŝŶ ĞŝƚŚĞƌ ĐĂƐĞ ŝƐ ƚŚĂƚ Ă ƐŽůŝĚ͕ ůĞǀĞů ƐƵƌĨĂĐĞ ŝƐ
ƌĞƋƵŝƌĞĚ ĂƌŽƵŶĚ ƚŚĞ ĞŶƚŝƌĞ ƉĞƌŝŵĞƚĞƌ ŽĨ ƚŚĞ ƐŬŝĚ ĨƌĂŵĞ͕ ĞƋƵŝƉŵĞŶƚ ŝƚĞŵ Žƌ ƚĂŶŬ ďŽƚƚŽŵ ƚŽ ƉƌŽǀŝĚĞ
ƐƵƉƉŽƌƚĨŽƌƚŚĞĞƋƵŝƉŵĞŶƚĂŶĚĚĂŵƉĞŶǀŝďƌĂƚŝŽŶƐ͘
>ŝĨƚŝŶŐ ƉƌŽĐĞĚƵƌĞƐ ĂƌĞ ƚǇƉŝĐĂůůǇ ƉƌŽĚƵĐĞĚ ďǇ ƐƉĞĐŝĂůŝǌĞĚ ĐŽŶƚƌĂĐƚŽƌƐ ŽŶ ƐŝƚĞ͘ ,ϮK ƌĞĐŽŵŵĞŶĚƐ ƵƐŝŶŐ
ƐƉƌĞĂĚĞƌďĂƌƐƐƵĐŚƚŚĂƚĂŶŐƵůĂƌůŽĂĚƐĂƌĞŶŽƚĂƉƉůŝĞĚƚŽůŝĨƚŝŶŐůƵŐƐŽŶƐŬŝĚĨƌĂŵĞƐĂŶĚƚĂŶŬƐ͘
^ŬŝĚƐ ĂŶĚ ƚĂŶŬƐ ĂƌĞ ƚǇƉŝĐĂůůǇ ĂŶĐŚŽƌĞĚ ƚŽ ƚŚĞ ŵŽƵŶƚŝŶŐ ƐƵƌĨĂĐĞ͘ ŶĐŚŽƌƐ ĂƌĞ ƵƐƵĂůůǇ ƐƉĞĐŝĨŝĞĚ ďǇ Ă
ůŝĐĞŶƐĞĚƐƚƌƵĐƚƵƌĂůĞŶŐŝŶĞĞƌĨŽƌƚŚĞƐƉĞĐŝĨŝĐƉůĂŶƚůŽĐĂƚŝŽŶ͘ZĞĨĞƌƚŽƚŚĞƉƌŽũĞĐƚƐƵďŵŝƚƚĂůƐĂŶĚĚƌĂǁŝŶŐƐ
ĨŽƌ ŝŶĨŽƌŵĂƚŝŽŶ ŽŶ ĂŶĐŚŽƌĂŐĞ ƌĞƋƵŝƌĞŵĞŶƚƐ͘ ŶĐŚŽƌƐ ƐŚŽƵůĚ ĂůǁĂǇƐ ďĞ ŝŶƐƚĂůůĞĚ ĂĐĐŽƌĚŝŶŐ ƚŽ ƚŚĞŝƌ
ŝŶƐƚĂůůĂƚŝŽŶŝŶƐƚƌƵĐƚŝŽŶƐ͘
(48,30(17,167$//$7,21
WůĂĐĞĂůůŵĂũŽƌĐŽŵƉŽŶĞŶƚƐ͕ƐƵĐŚĂƐƉƵŵƉƐ͕ďůŽǁĞƌƐ͕ƐŬŝĚƐĂŶĚƚĂŶŬƐĂƐƐŚŽǁŶŽŶĚƌĂǁŝŶŐƐƉƌŽǀŝĚĞĚŝŶ
ƚŚŝƐ ŵĂŶƵĂů ;ϵ͘ϯʹ'ĞŶĞƌĂůƌƌĂŶŐĞŵĞŶƚ ƌĂǁŝŶŐƐͿ͘ŶƐƵƌĞ ĂŶǇǀĂůǀĞƐ Žƌ ŽƚŚĞƌĐŽŵƉŽŶĞŶƚƐ ƚŚĂƚ ǁĞƌĞ
ƌĞŵŽǀĞĚĨŽƌƐŚŝƉƉŝŶŐĂƌĞƉůĂĐĞĚŝŶƚŚĞĐŽƌƌĞĐƚůŽĐĂƚŝŽŶĂŶĚĨĂƐƚĞŶĞĚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϯ


DĂũŽƌĞƋƵŝƉŵĞŶƚŝƚĞŵƐĂƌĞŽĨƚĞŶŐƌŽƵƚĞĚŝŶƉůĂĐĞ͘WůĞĂƐĞƌĞĨĞƌƚŽƐƉĞĐŝĨŝĐŝŶƐƚĂůůĂƚŝŽŶŝŶƐƚƌƵĐƚŝŽŶƐĨŽƌ
ĞĂĐŚŝƚĞŵƚŽƐĞĞŝĨŐƌŽƵƚŝŶŐŝƐƌĞƋƵŝƌĞĚ;^ĞĐƚŝŽŶϭϬʹsĞŶĚŽƌƐKΘDĂƚĂĂŶĚDĂŶƵĂůƐͿ͘ĨƚĞƌŐƌŽƵƚŝŶŐ
ŚĂƐďĞĞŶĐŽŵƉůĞƚĞĚĂŶĚƐĞƚ͕ĂůŝŐŶĂůůƌŽƚĂƚŝŶŐĞƋƵŝƉŵĞŶƚĂƐĚĞƐĐƌŝďĞĚŝŶƚŚĞŝŶƐƚĂůůĂƚŝŽŶŝŶƐƚƌƵĐƚŝŽŶƐ͘
WĞƌĨŽƌŵ ŝŶŝƚŝĂů ƐƚĂƌƚƵƉ ƉƌŽĐĞĚƵƌĞƐ ;ǀŝďƌĂƚŝŽŶ ĐŚĞĐŬƐ͕ ďƵŵƉŝŶŐͿ ĨŽƌ Ăůů ƌŽƚĂƚŝŶŐ ĞƋƵŝƉŵĞŶƚ ĂƐ ƉĞƌ
ŵĂŶƵĨĂĐƚƵƌĞƌŝŶƐƚƌƵĐƚŝŽŶƐĂŶĚĐŽŶƚƌĂĐƚƵĂůƌĞƋƵŝƌĞŵĞŶƚƐ͘
9$/9(,167$//$7,21
ƵƚƚĞƌĨůǇ ǀĂůǀĞƐ ƐŚŽƵůĚ ďĞ ŝŶƐƚĂůůĞĚ ŝŶ ƚŚĞ ƉĂƌƚŝĂůůǇ ŽƉĞŶ ƉŽƐŝƚŝŽŶ ĂŶĚ ƐƚƌŽŬĞĚ ĚƵƌŝŶŐ ƚŚĞ ŝŶƐƚĂůůĂƚŝŽŶ
ƉƌŽĐĞƐƐ͘ WůĞĂƐĞ ƐĞĞ ŵĂŶƵĨĂĐƚƵƌĞƌ͛Ɛ ƐƉĞĐŝĨŝĐ ŝŶƐƚƌƵĐƚŝŽŶƐ ŝŶ ^ĞĐƚŝŽŶ ϭϬ ʹ sĞŶĚŽƌƐ KΘD ĂƚĂ ĂŶĚ
DĂŶƵĂůƐ͘DĂƚŝŶŐƉŝƉĞĨůĂŶŐĞƐŶĞĞĚƚŽďĞĂůŝŐŶĞĚƚĂŶŐĞŶƚŝĂůůǇĂŶĚĂůƐŽǁŝƚŚĂŶĂǆŝĂůŐĂƉƚŚĂƚĂŐƌĞĞƐǁŝƚŚ
ƚŚĞǀĂůǀĞůĂǇůĞŶŐƚŚƐŽƚŚĂƚŶŽůŽĂĚƐĂƌĞĂƉƉůŝĞĚƚŽƚŚĞǀĂůǀĞŝŶĂŶǇĚŝƌĞĐƚŝŽŶǁŚĞŶŝƚŝƐŝŶƉůĂĐĞ͘
ƵƚƚĞƌĨůǇǀĂůǀĞƐƚŚĂƚĂƌĞŝŶƐƚĂůůĞĚŝŶůŝŶĞƐƚŚĂƚĐŽƵůĚƐĞĞƐĞĚŝŵĞŶƚ͕ƐŽůŝĚƐŽƌƚǁŽƉŚĂƐĞĨůŽǁƐŚŽƵůĚďĞ
ŝŶƐƚĂůůĞĚƐƵĐŚƚŚĂƚƚŚĞǀĂůǀĞƐŚĂĨƚŝƐŚŽƌŝǌŽŶƚĂů͘dŚŝƐĂůůŽǁƐƉĂƐƐĂŐĞŽĨƐŽůŝĚƐĂŶĚĂŝƌ͘
Ăůů ǀĂůǀĞƐ ƐŚŽƵůĚ ŶŽƚ ďĞ ƵƐĞĚ ƚŽ ƐƵƉƉŽƌƚ ƉŝƉŝŶŐ ůŽĂĚƐ͘ dŚƌĞĂĚĞĚ ŵĞƚĂůůŝĐ ǀĂůǀĞƐ ƐŚŽƵůĚ ďĞ ŝŶƐƚĂůůĞĚ
ƵƐŝŶŐĚŽƵďůĞƉŝƉĞǁƌĞŶĐŚĞƐĂŶĚĂƉƉƌŽƉƌŝĂƚĞƐĞĂůĂŶƚŽŶƚŚĞũŽŝŶƚƐ͘KƌŝĞŶƚĂƚŝŽŶŝƐŶŽƚĂĐŽŶĐĞƌŶĨŽƌďĂůů
ǀĂůǀĞƐŝŶŐĞŶĞƌĂů͘ŶƐƵƌĞƉĂĐŬŝŶŐŝƐƚŽƌƋƵĞĚƚŽƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐŝŶƚŚĞǀĞŶĚŽƌŝŶĨŽƌŵĂƚŝŽŶ͘
12==/(6$1'3,3,1*
/ŶƚĞƌĐŽŶŶĞĐƚŝŶŐ ƉŝƉŝŶŐ ƚŚĂƚ ŝƐ ŶŽƚ ŝŶĐůƵĚĞĚ ŝŶ ,ϮK /ŶŶŽǀĂƚŝŽŶ ƐĐŽƉĞ͕ ŶĞĞĚƐ ƚŽ ďĞ ƐƵƉƉůŝĞĚ ďǇ ƚŚĞ
ŝŶƐƚĂůůĂƚŝŽŶ ĐŽŶƚƌĂĐƚŽƌ͘ ůůƉŝƉŝŶŐ ƐŚŽƵůĚ ďĞ ŝŶƐƚĂůůĞĚ ĂĐĐŽƌĚŝŶŐ ƚŽƚŚĞ ĚƌĂǁŝŶŐƐ ƉƌŽǀŝĚĞĚ ďǇ ďŽƚŚ ,ϮK
/ŶŶŽǀĂƚŝŽŶĂŶĚƚŚĞKǁŶĞƌ͛ƐŶŐŝŶĞĞƌ͘
DĂƚŝŶŐƉŝƉŝŶŐŵƵƐƚŶŽƚŝŵƉĂƌƚĂůŽĂĚŝŶĂŶǇĚŝƌĞĐƚŝŽŶƚŽŶŽǌǌůĞƐŽƌŽƚŚĞƌĐŽŶŶĞĐƚŝŽŶƐŽŶĂƐŬŝĚŽƌƚĂŶŬ͘
dŚŝƐŵĞĂŶƐƚŚĂƚƉŝƉŝŶŐŵƵƐƚďĞĨƵůůǇƐƵƉƉŽƌƚĞĚƐƵĐŚƚŚĂƚŝĨƚŚĞĞƋƵŝƉŵĞŶƚŽƌƐŬŝĚĨůĂŶŐĞŝƐƌĞŵŽǀĞĚ͕ƚŚĞ
ƉŝƉŝŶŐǁŝůůƌĞŵĂŝŶŝŶŝƚƐƉůĂĐĞ͘WŝƉĞƐƵƉƉŽƌƚĚĞƐŝŐŶƐĂƌĞƚǇƉŝĐĂůůǇĐŽŵƉůĞƚĞĚĂŶĚƐĞĂůĞĚďǇĂƐƚƌƵĐƚƵƌĂů
ĞŶŐŝŶĞĞƌĨŽƌƚŚĞũƵƌŝƐĚŝĐƚŝŽŶŝŶǁŚŝĐŚƚŚĞƉůĂŶƚŝƐďĞŝŶŐŝŶƐƚĂůůĞĚ͘dŚĞĞŶŐŝŶĞĞƌƐŚŽƵůĚĂůƐŽƚĂŬĞĚǇŶĂŵŝĐ
ůŽĂĚƐĚƵĞƚŽŵŽǀŝŶŐĨůƵŝĚƐĂŶĚŽƉĞƌĂƚŝŶŐƉƌĞƐƐƵƌĞŝŶƚŽĂĐĐŽƵŶƚŝŶƚŚĞĚĞƐŝŐŶŽĨƚŚĞƉŝƉŝŶŐƐǇƐƚĞŵ͘EŽƚĞ
ƚŚĂƚ Ws ƉŝƉŝŶŐ ƌĞƋƵŝƌĞƐ ƐƵƉƉŽƌƚ ŵŽƌĞ ŽĨƚĞŶ ƚŚĂŶ ŵĞƚĂůůŝĐ ƉŝƉŝŶŐ ĂŶĚ ƚŚĞƌĞ ĂƌĞ ŬŶŽǁŶ ƐƚĂŶĚĂƌĚƐ ĨŽƌ
ŚŽǁŽĨƚĞŶƚŚŝƐƉŝƉŝŶŐŶĞĞĚƐƚŽďĞƐƵƉƉŽƌƚĞĚ͘
^ŬŝĚĂŶĚƚĂŶŬĚƌĂŝŶĐŽŶŶĞĐƚŝŽŶƐĨŽƌďůŽĐŬĂŶĚďůĞĞĚůŝŶĞƐ͕ŝŶƐƚƌƵŵĞŶƚƐĂŵƉůĞĚƌĂŝŶƐŽƌŐĞŶĞƌĂůƉƌŽĐĞƐƐ
ĚƌĂŝŶƐŵƵƐƚďĞĚĞƐŝŐŶĞĚǁŝƚŚĂŶĂŝƌŐĂƉ;ƵŶůĞƐƐƐƉĞĐŝĨŝĞĚŽƚŚĞƌǁŝƐĞͿĂŶĚƐŝǌĞĚƚŽĂĐĐŽŵŵŽĚĂƚĞƚŚĞĨƵůů
ĞǆƉĞĐƚĞĚĚĞƐŝŐŶĨůŽǁƉůƵƐĂŐĞŶĞƌŽƵƐƐĂĨĞƚǇŵĂƌŐŝŶ͘'ĞŶĞƌĂůůǇƐƉĞĂŬŝŶŐ͕ĂƐůŽƉĞĚĨůŽŽƌĚƌĂŝŶƐŚŽƵůĚďĞ
ůŽĐĂƚĞĚ ŝŶ ƚŚĞ ǀŝĐŝŶŝƚǇ ŽĨ ĞĂĐŚ ƐŬŝĚ ƚŽ ƉƌŽǀŝĚĞ Ă ĚĞƐƚŝŶĂƚŝŽŶ ĨŽƌ ŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶ ĚƌĂŝŶƐ ĂŶĚ ƉŝƉŝŶŐ
ŵĂŝŶƚĞŶĂŶĐĞĚƌĂŝŶƐ͘/ŶƐƚƌƵŵĞŶƚĂƚŝŽŶĚƌĂŝŶƐƐŚŽƵůĚďĞƉůƵŵďĞĚŝŶƚŽƚŚĞĚƌĂŝŶƐŽƚŚĂƚƐůŝƉŚĂǌĂƌĚƐĂƌĞ
ŶŽƚĐƌĞĂƚĞĚďǇǁĂƚĞƌĨůŽǁŝŶŐĂĐƌŽƐƐƚŚĞĨůŽŽƌ͘
/ƚ ŝƐ ĞǆƉĞĐƚĞĚ ƚŚĂƚ ƚŚĞ ŝŶƐƚĂůůĂƚŝŽŶ ĐŽŶƚƌĂĐƚŽƌ ǁŝůů ĨůƵƐŚ Ăůů ƉŝƉŝŶŐ ďĞĨŽƌĞ ĐŽŵŵŝƐƐŝŽŶŝŶŐ ;ƚŚŝƐ ŝŶĐůƵĚĞƐ
ĨĂĐƚŽƌǇ ŝŶƐƚĂůůĞĚ ƉŝƉŝŶŐ͘ ,ϮK /ŶŶŽǀĂƚŝŽŶ ƌĞĐŽŵŵĞŶĚƐ ƚŚĂƚ ƉŽƚĂďůĞ ǁĂƚĞƌ ďĞ ƵƐĞĚ ĨŽƌ ƉŝƉĞ ĂŶĚ ƚĂŶŬ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϰ


ĨůƵƐŚŝŶŐ͘ &ƌĞƋƵĞŶƚ ǀŝƐƵĂů ŝŶƐƉĞĐƚŝŽŶƐ ĚƵƌŝŶŐ ĐŽŶƐƚƌƵĐƚŝŽŶ ĐĂŶ ďĞ ŚĞůƉĨƵů ƚŽ ƌĞŵŽǀĞ ĐŽŶƐƚƌƵĐƚŝŽŶ ƚƌĂƐŚ
ĂŶĚĚƵƐƚƚŚĂƚŽĨƚĞŶĞŶĚƐƵƉŝŶƉŝƉŝŶŐƐǇƐƚĞŵƐ͘
WŝƉŝŶŐ ŝƐ ŽĨƚĞŶ ůŝŶĞĚ ĨŽƌ ĐŽƌƌŽƐŝŽŶ ƉƌŽƚĞĐƚŝŽŶ͘ dŚŝƐ ŝƐƚƌƵĞ ŽĨĐĂƌďŽŶ ƐƚĞĞů ƉŝƉĞ ĂŶĚ ĂůƐŽ ƐƚĂŝŶůĞƐƐ ƐƚĞĞů
ƉŝƉĞ͘ ^ƚĂŝŶůĞƐƐ ƐƚĞĞů ŚĂƐ ĂƚŚŝŶ ĐŚƌŽŵŝƵŵŽǆŝĚĞ ůĂǇĞƌ ƚŚĂƚ ƉƌŽǀŝĚĞƐ ƚŚĞ ŝŶŚĞƌĞŶƚ ĐŽƌƌŽƐŝŽŶ ƉƌŽƚĞĐƚŝŽŶ͘
tĞůĚŝŶŐ͕ ŚĞĂƚŝŶŐ Žƌ ŵŝƐŚĂŶĚůŝŶŐ ĂŶǇ ŽĨ ƚŚĞƐĞ ƉŝƉŝŶŐ ĂŶĚ ĨŝƚƚŝŶŐƐ ĐĂŶ ĚĂŵĂŐĞ ƚŚĞ ĐŽĂƚŝŶŐƐ ĂŶĚ ƚŚƵƐ
ĐŽŵƉƌŽŵŝƐĞ ƚŚĞ ĐŽƌƌŽƐŝŽŶ ƉƌŽƚĞĐƚŝŽŶ͘ DĞƚĂůůŝĐ ƉŝƉŝŶŐ ƚŚĂƚ ŝƐ ƉĞƌƉĞƚƵĂůůǇ ǁĞƚ ŽŶ ƚŚĞ ŽƵƚƐŝĚĞ ĚƵĞ ƚŽ
ďƵŝůĚŝŶŐǀĞŶƚŝůĂƚŝŽŶŝƐƐƵĞƐ;ŽƌŽƚŚĞƌ,sŝƐƐƵĞƐͿŝƐƉĂƌƚŝĐƵůĂƌůǇƉƌŽŶĞƚŽĐŽƌƌŽƐŝŽŶ͘ƵŝůĚŝŶŐǀĞŶƚŝůĂƚŝŽŶ
ŶĞĞĚƐƚŽďĞƐŝǌĞĚƚŽĐŽŶƚƌŽůĐŽŶĚĞŶƐĂƚŝŽŶŝŶƐŝĚĞďƵŝůĚŝŶŐƐ͘
^ƚĂŝŶůĞƐƐ ƐƚĞĞůĐŽŵƉŽŶĞŶƚƐ;ŶŽƚũƵƐƚ ƉŝƉŝŶŐͿƐŚŽƵůĚŶŽƚ ďĞŚĂŶĚůĞĚďǇŵŝůĚƐƚĞĞůĞƋƵŝƉŵĞŶƚ;ůŝŬĞŵŝůĚ

ƐƚĞĞůĨŽƌŬůŝĨƚ ƚŝŶĞƐŽƌĐŚĂŝŶƐͿ ĂƐƚŚĞƐƚĂŝŶůĞƐƐ ƐƚĞĞůƐƵƌĨĂĐĞ ĐĂŶďĞŵĂƌƌĞĚŽƌƐĐƌĂƚĐŚĞĚƌĞƐƵůƚŝŶŐŝŶƚŚĞ
ůŽƐƐŽĨĐŽƌƌŽƐŝŽŶƌĞƐŝƐƚĂŶĐĞ͘ĂƌďŽŶƐƚĞĞůĐĂŶďĞŝŵďĞĚĚĞĚŝŶƚŚĞƐƚĂŝŶůĞƐƐƐƵƌĨĂĐĞĂŶĚůĞĂĚƚŽĐŽƌƌŽƐŝŽŶ͘
Keep carbon steel from contacting stainless steel during the installation process and only use tools that
are dedicated for use on stainless steel when installing and working with stainless steel.
ůƐŽ͕ŝĨƐƚĂŝŶůĞƐƐƐƚĞĞůŝƐƐƚŽƌĞĚŽƵƚĚŽŽƌƐ͕ŝƚƐŚŽƵůĚďĞĐŽǀĞƌĞĚĂŶĚƉƌŽƚĞĐƚĞĚĨƌŽŵƚŚĞďůŽǁŝŶŐĚƵƐƚĂŶĚ
ƐĂŶĚ ƚŚĂƚ ŝƐ ĐŽŵŵŽŶ ŽŶ ĐŽŶƐƚƌƵĐƚŝŽŶ ƐŝƚĞƐ͘ dŚĞ ƐƵƌĨĂĐĞ ŽĨ ƚŚĞ ƐƚĂŝŶůĞƐƐ ƐƚĞĞů ĐĂŶ ďĞ ĂďƌĂĚĞĚ ĂŶĚ
ĚĂŵĂŐĞĚ ǁŚĞŶ ƐƚŽƌĞĚ ŽƵƚĚŽŽƌƐ͘ ůƐŽ͕ ǁŚĞŶ ŐƌŝŶĚŝŶŐ Žƌ ǁĞůĚŝŶŐ ŶĞĂƌ ƐƚĂŝŶůĞƐƐ ƐƚĞĞů͕ ƉƌŽƚĞĐƚ ƚŚĞ
ŵĂƚĞƌŝĂů ǁŝƚŚ ŐƵĂƌĚƐ Žƌ ĞŶƐƵƌĞ ƚŚĂƚ ƚŚĞ ƐƚĂŝŶůĞƐƐ ŝƐ ƚŚŽƌŽƵŐŚůǇ ĐůĞĂŶĞĚ͕ ƉŝĐŬůĞĚ ĂŶĚ ƉĂƐƐŝǀĂƚĞĚ
ĂĨƚĞƌǁĂƌĚƐ ;ŝƚ ŝƐ ƉŽƐƐŝďůĞ ƚŽ ƵƐĞ ƉŝĐŬůĞͬƉĂƐƚĞ ĐŽŵƉŽƵŶĚ͕ ďƵƚ ƚŚŝƐ ŵĞƚŚŽĚ ŝƐ ŶŽƚ ƐƵŝƚĂďůĞ ĨŽƌ ůĂƌŐĞ
ƐƵƌĨĂĐĞƐŽƌŝƐŶŽƚĂƐƵďƐƚŝƚƵƚĞĨŽƌƉŝĐŬůŝŶŐĂĐĐŽƌĚŝŶŐƚŽ^dDϯϴϬŝŶĂŶĂĐŝĚďĂƚŚͿ͘
^ƚĂŝŶůĞƐƐƐƚĞĞůĐĂŶĂůƐŽďĞƐƵďũĞĐƚƚŽĂƚƚĂĐŬďǇĐŚůŽƌŝĚĞƐĂŶĚƐŽƵƌĐĞƐĂƌĞĐŽŵŵŽŶŝŶǁĂƚĞƌƚƌĞĂƚŵĞŶƚ
ƉůĂŶƚƐ ;ƐĂůƚ ǁĂƚĞƌ͕ ƐŽĚŝƵŵ ŚǇƉŽĐŚůŽƌŝƚĞͿ͘ ŶƐƵƌĞ ƚŚĂƚ Ăůů ƐƚĞĞů ƐƵƌĨĂĐĞƐ ĂƌĞ ŬĞƉƚ ĂǁĂǇ ĨƌŽŵ ĐŚůŽƌŝĚĞ
ƐŽƵƌĐĞƐƚŚĂƚƚŚĞǇĂƌĞŶŽƚĚĞƐŝŐŶĞĚƚŽƉƌŽƚĞĐƚĂŐĂŝŶƐƚ͘
WŽůǇǀŝŶǇůĐŚůŽƌŝĚĞ;WsͿƉŝƉŝŶŐŝƐďƌŝƚƚůĞĂŶĚĐĂƌĞƐŚŽƵůĚďĞƵƐĞĚǁŚĞŶŚĂŶĚůŝŶŐĐŽŵƉŽŶĞŶƚƐŵĂĚĞŽĨ
Ws͘dĞŵƉĞƌĂƚƵƌĞĞǆƚƌĞŵĞƐƐŚŽƵůĚĂůƐŽďĞĂǀŽŝĚĞĚǁŝƚŚWsĂƐǁĞůůĂƐŵĞĐŚĂŶŝĐĂůƐƚƌĞƐƐĞƐ͘WsŝƐŶŽƚ
ƵůƚƌĂǀŝŽůĞƚ;hsͿƌĞƐŝƐƚĂŶƚĂŶĚƐŚŽƵůĚŶŽƚďĞƐƚŽƌĞĚǁŚĞƌĞƐƵŶůŝŐŚƚĐĂŶĐŽŶƚĂĐƚƚŚĞƐƵƌĨĂĐĞ;ƚŚŝƐŝŶĐůƵĚĞƐ
ďŽƚŚ ĚŝƌĞĐƚ ĂŶĚ ŝŶĚŝƌĞĐƚ ƐƵŶůŝŐŚƚͿ͘ ŚůŽƌŝŶĂƚĞĚ ƉŽůǇǀŝŶǇů ĐŚůŽƌŝĚĞ ;WsͿ ƉŝƉŝŶŐ ĚŽĞƐ ŚĂǀĞ ŚŝŐŚĞƌ hs͕
ĐŚĞŵŝĐĂůĂŶĚƚĞŵƉĞƌĂƚƵƌĞƌĞƐŝƐƚĂŶĐĞďƵƚƚŚĞƐĂŵĞŐĞŶĞƌĂůƐƚŽƌĂŐĞŐƵŝĚĞůŝŶĞƐƐŚŽƵůĚďĞĨŽůůŽǁĞĚ͘Ws
ŝƐŶŽƚĚĞƐŝŐŶĞĚƚŽĐŽŶǀĞǇĐŽŵƉƌĞƐƐĞĚŐĂƐƐĞƐ;ůŝŬĞĂŝƌͿ͘ŝƌŵƵƐƚďĞĐŽŵƉůĞƚĞůǇďůĞĚĨƌŽŵĂůůWsŽƌWs
ůŝŶĞƐďĞĨŽƌĞĞƋƵŝƉŵĞŶƚŝƐƉƵƚŝŶƚŽŽƉĞƌĂƚŝŽŶ͘
,ŝŐŚĚĞŶƐŝƚǇƉŽůǇĞƚŚǇůĞŶĞ;,WͿŝƐŽĨƚĞŶƵƐĞĚĂƐĂŶĂůƚĞƌŶĂƚŝǀĞƚŽWs͘dŚĞŬĞǇĨĂĐƚŽƌǁŚĞŶŝŶƐƚĂůůŝŶŐ
,WƉŝƉŝŶŐŝƐƚŚĂƚŝƚĞǆƉĂŶĚƐĂŶĚĐŽŶƚƌĂĐƚƐƐŝŐŶŝĨŝĐĂŶƚůǇǁŝƚŚƚĞŵƉĞƌĂƚƵƌĞƐŚŝĨƚƐ͘dĞŵƉĞƌĂƚƵƌĞĐĂŶďĞ
ĐŚĂŶŐĞĚ ŝŶ ĂŶ ,W ƉŝƉĞůŝŶĞ ďǇ ŝŶƚĞƌŶĂů ĨĂĐƚŽƌƐ ;Ğ͘Ő͘ ĚƵƌŝŶŐ Ă ŚŝŐŚ ƚĞŵƉĞƌĂƚƵƌĞ /WͿ Žƌ ďǇ ĞǆƚĞƌŶĂů
ĨĂĐƚŽƌƐ;Ğ͘Ő͘ĂƐƚĂŐŶĂŶƚůŝŶĞĞǆƉŽƐĞĚƚŽƐƵŶůŝŐŚƚͿ͘dŚĞƐƵƉƉŽƌƚƐǇƐƚĞŵĂŶĚũŽŝŶƚƐŶĞĞĚƚŽďĞĚĞƐŝŐŶĞĚƚŽ
ĂĐĐŽŵŵŽĚĂƚĞƚŚŝƐĞǆƉĂŶƐŝŽŶĂŶĚĐŽŶƚƌĂĐƚŝŽŶŽĨ,W͘
:ŽŝŶƚƐŝŶĐŚĞŵŝĐĂůůŝŶĞƐƐŚŽƵůĚŶŽƚďĞůŽĐĂƚĞĚŽǀĞƌĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚŽƌŽǀĞƌĂƌĞĂƐǁŚĞƌĞŽƉĞƌĂƚŽƌƐ
ĐŽƵůĚ ƌĞĂƐŽŶĂďůǇ ďĞ ĂŶƚŝĐŝƉĂƚĞĚ ƚŽ ďĞ ŽŶ Ă ƌĞŐƵůĂƌ ďĂƐŝƐ͘ /ĚĞĂůůǇ͕ ĐŚĞŵŝĐĂů ƐǇƐƚĞŵ ũŽŝŶƚƐ ŚĂǀĞ ĨůĂŶŐĞ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϱ


ŐƵĂƌĚƐŝŶƐƚĂůůĞĚƐƵĐŚƚŚĂƚůĞĂŬĂŐĞĐĂŶďĞĚĞƚĞĐƚĞĚǀŝƐƵĂůůǇ͘ŶŽƚŚĞƌĂƉƉƌŽĂĐŚĨŽƌĐŚĞŵŝĐĂůƐǇƐƚĞŵƐŝƐƚŽ
ƵƐĞĚŽƵďůĞͲǁĂůůĞĚƉŝƉŝŶŐǁŝƚŚůĞĂŬĂŐĞĚĞƚĞĐƚŝŽŶƐǇƐƚĞŵƐ͘
&ŽůůŽǁƚŽƌƋƵŝŶŐƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐƉƌŽǀŝĚĞĚďǇĞƋƵŝƉŵĞŶƚǀĞŶĚŽƌƐĨŽƌĂůůďŽůƚĞĚĐŽŶŶĞĐƚŝŽŶƐ͖ŝĚĞĂůůǇďǇ
ŚĂŶĚĂŶĚŶŽƚǁŝƚŚƉŽǁĞƌƚŽŽůƐ͘ŽŶŶĞĐƚŝŽŶƐƐŚŽƵůĚďĞƚŽƌƋƵĞĚŝŶĂƐƚĂƌƉĂƚƚĞƌŶƚŽĂƉƉůǇĞǀĞŶĨŽƌĐĞƚŽ
ƚŚĞĨůĂŶŐĞƐŽƌũŽŝŶƚƐ͘WůĞĂƐĞĞŶƐƵƌĞƚŚĂƚƚŚĞƌĞƋƵŝƌĞĚĨůĂƚǁĂƐŚĞƌƐĂŶĚůŽĐŬǁĂƐŚĞƌƐĂƌĞŝŶĐůƵĚĞĚǁŝƚŚ
ƚŚĞƐĞĐŽŶŶĞĐƚŝŽŶƐĂŶĚƚŚĂƚƚŚĞďŽůƚŚĞĂĚƐĂŶĚŶƵƚƐůŝĞĨůĂƚŽŶƚŚĞǁĂƐŚĞƌƐ͘
EŽƚĞƚŚĂƚƐƚĂŝŶůĞƐƐƐƚĞĞůďŽůƚŝŶŐǁŝůůƌĞƋƵŝƌĞĂŶĂƉƉƌŽƉƌŝĂƚĞĂŶƚŝͲƐĞŝǌĞĐŽŵƉŽƵŶĚĂƉƉůŝĞĚƚŽƚŚĞƚŚƌĞĂĚƐ
ďĞĨŽƌĞƚŚĞĐŽŶŶĞĐƚŝŽŶŝƐŵĂĚĞ͘&ĂƐƚĞŶŝŶŐŚĂƌĚǁĂƌĞƐƉĞĐŝĨŝĐĂƚŝŽŶƐĂƌĞůŝƐƚĞĚŽŶ,ϮK/ŶŶŽǀĂƚŝŽŶĚƌĂǁŝŶŐ
ŶŽƚĞƐ ĂŶĚ ŵƵƐƚ ďĞ ĨŽůůŽǁĞĚ͘ dŚĞƐĞ ŚĂƌĚǁĂƌĞ ƐƉĞĐŝĨŝĐĂƚŝŽŶƐ ĂƌĞ ĂƉƉůŝĐĂďůĞ ƚŽ ƐŚŽƉ ŵĂŶƵĨĂĐƚƵƌĞĚ
ĞƋƵŝƉŵĞŶƚ ĂŶĚ ĨŝĞůĚ ĂƐƐĞŵďůĞĚ ĐŽŵƉŽŶĞŶƚƐ͘ &Žƌ ĐŽŶŶĞĐƚŝŽŶƐ ƚŚĂƚ ĂƌĞ ƐƵďŵĞƌŐĞĚ͕ ƵƐĞ E^& ĂƉƉƌŽǀĞĚ
ĂŶƚŝͲƐĞŝǌĞŝŶĚƌŝŶŬŝŶŐǁĂƚĞƌĂƉƉůŝĐĂƚŝŽŶƐ;Ğ͘Ő͘tŚŝƚĞ<ŶŝŐŚƚĨŽŽĚŐƌĂĚĞĂŶƚŝͲƐĞŝǌĞĐŽŵƉŽƵŶĚͿ͘
(/(&75,&$/,167$//$7 ,21
ZĞĨĞƌƚŽƚŚĞƉƌŽũĞĐƚĞůĞĐƚƌŝĐĂůĚƌĂǁŝŶŐƐŝŶƚŚŝƐŵĂŶƵĂů;^ĞĐƚŝŽŶϵʹƌĂǁŝŶŐƐĂŶĚŝĂŐƌĂŵƐͿĂŶĚƚŚĞƉůĂŶƚ
ĞůĞĐƚƌŝĐĂů ĚƌĂǁŝŶŐƐ ƉƌŽǀŝĚĞĚ ďǇ ƚŚĞ KǁŶĞƌ͛Ɛ ĞŶŐŝŶĞĞƌ͘ ůĞĐƚƌŝĐĂů ĐŽŶŶĞĐƚŝŽŶƐ ĂŶĚ ŝŶƚĞƌĐŽŶŶĞĐƚŝŽŶƐ ƚŽ
ũƵŶĐƚŝŽŶ ďŽǆĞƐ ĂŶĚ ƉĂŶĞůƐ ƉƌŽǀŝĚĞĚ ďǇ ,ϮK /ŶŶŽǀĂƚŝŽŶ ŵƵƐƚ ŵĞĞƚ ƌĞŐƵůĂƚŽƌǇ ĂŶĚ ůŽĐĂů ƐƚĂŶĚĂƌĚƐ͘
ůĞĐƚƌŝĐĂů ǁŽƌŬ ŵƵƐƚ ďĞ ĐŽŵƉůĞƚĞĚ ďǇ ůŝĐĞŶƐĞĚ ĂŶĚ ŝŶƐƵƌĞĚ ĞůĞĐƚƌŝĐŝĂŶƐ ŝŶ ƚŚĞ ũƵƌŝƐĚŝĐƚŝŽŶ ǁŚĞƌĞ ƚŚĞ
ĨĂĐŝůŝƚǇ ŝƐ ďĞŝŶŐ ĐŽŶƐƚƌƵĐƚĞĚ͘ /ŶƚĞƌĐŽŶŶĞĐƚŝŶŐ ĞůĞĐƚƌŝĐĂů ĐĂďůĞƐ ŶĞĞĚ ƚŽ ďĞ ƐŝǌĞĚ ĨŽƌ ƚŚĞ ŵĂǆŝŵƵŵ
ĂŶƚŝĐŝƉĂƚĞĚĞůĞĐƚƌŝĐĂůůŽĂĚĂŶĚǁĞůůƐƵƉƉŽƌƚĞĚŝŶƚƌĂǇƐŽƌĐŽŶĚƵŝƚ͘hƐĞƐĞƉĂƌĂƚĞĐĂďůĞƚƌĂǇƐĨŽƌϮϰs͕
ϭϮϬsĂŶĚϲϬϬsǁŝƌĞƌƵŶƐ͘ŶƐƵƌĞƚŚĂƚĂůůƉĂŶĞůƐ͕ƐŬŝĚƐĂŶĚĐĂďůĞƚƌĂǇƐ;ĂŶĚĞůĞĐƚƌŝĐĂůĞƋƵŝƉŵĞŶƚ
ŝŶŐĞŶĞƌĂůͿĂƌĞƉƌŽƉĞƌůǇĂŶĚĂĚĞƋƵĂƚĞůǇŐƌŽƵŶĚĞĚ͘
'ĞŶĞƌĂůůǇƐƉĞĂŬŝŶŐ͕ƐǇƐƚĞŵƐǁŝůůŚĂǀĞĂĐŽŶƚƌŽůƉĂŶĞůĂŶĚĂƉŽǁĞƌƉĂŶĞů;ƚŚĞƐĞĂƌĞŽĨƚĞŶĐŽŵďŝŶĞĚŝŶ
ƐŵĂůůĞƌƉůĂŶƚƐͿ͘ŽƚŚƉĂŶĞůƐŶĞĞĚƚŽďĞŵŽƵŶƚĞĚĂŶĚĂŶĐŚŽƌĞĚŝŶĂĐĐŽƌĚĂŶĐĞǁŝƚŚƚŚĞƉƌŽũĞĐƚĚƌĂǁŝŶŐƐ͘
>ŝŬĞ ŵĞĐŚĂŶŝĐĂů ĞƋƵŝƉŵĞŶƚ͕ ĞůĞĐƚƌŝĐĂů ĞƋƵŝƉŵĞŶƚ ŶĞĞĚƐ ƚŽ ďĞ ĂŶĐŚŽƌĞĚ ĂĐĐŽƌĚŝŶŐ ƚŽ ůŽĐĂů ƐƚƌƵĐƚƵƌĂů
ƌĞƋƵŝƌĞŵĞŶƚƐŝĨŝƚŝƐůŽŽƐĞƐŚŝƉ͘WƌĞͲŵŽƵŶƚĞĚƉĂŶĞůƐĂƌĞƚĂŬĞŶŝŶƚŽĂĐĐŽƵŶƚǁŚĞŶĂŶĂůǇǌŝŶŐƚŚĞƐƵƉƉŽƌƚ
ĨƌĂŵĞƐ͘
&ŝĞůĚ ŵŽƵŶƚĞĚ ŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶ ŝƐ ŶŽƌŵĂůůǇ ǁŝƌĞĚ ƚŽ ĞŝƚŚĞƌ Ă ůŽĐĂů ũƵŶĐƚŝŽŶ ďŽǆ Žƌ ďĂĐŬ ƚŽ ƚŚĞ ŵĂŝŶ
ĐŽŶƚƌŽůƉĂŶĞů͘dŚŝƐǁŝůůďĞĚĞƚĂŝůĞĚŝŶƚŚĞĞůĞĐƚƌŝĐĂůĚƌĂǁŝŶŐƐĨŽƌƚŚĞƉůĂŶƚ͘ŶƐƵƌĞƚŚĂƚƚŚĞǁŝƌĞŶƵŵďĞƌƐ
ĚĞƉŝĐƚĞĚ ŝŶ ƚŚĞ ĞůĞĐƚƌŝĐĂů ĚƌĂǁŝŶŐƐ ĂƌĞ ĐůĞĂƌůǇ ƐŚŽǁŶ ĂŶĚ ƉĞƌŵĂŶĞŶƚůǇ ůĂďĞůĞĚ ŽŶ ƚŚĞ ĨŝĞůĚ ĐĂďůĞƐ͘
ŶƐƵƌĞƚŚĂƚƚŚĞĞůĞĐƚƌŝĐĂůĚƌĂǁŝŶŐƐĂƌĞƌĞĚͲůŝŶĞĚĂŶĚƵƉĚĂƚĞĚĂƐĐŚĂŶŐĞƐĂƌĞŵĂĚĞŝŶƚŚĞĨŝĞůĚ͘dŚĞƐĞ
ƌĞĚͲůŝŶĞĚĚƌĂǁŝŶŐƐŵƵƐƚďĞĨŽƌǁĂƌĚĞĚƚŽ,ϮK/ŶŶŽǀĂƚŝŽŶďĞĨŽƌĞƚŚĞĨŝĞůĚƐĞƌǀŝĐĞƌĞƉƌĞƐĞŶƚĂƚŝǀĞĐŽŵĞƐ
ƚŽƐŝƚĞ͘
KŶĐĞĞƋƵŝƉŵĞŶƚŚĂƐďĞĞŶŝŶƐƚĂůůĞĚĂŶĚǁŝƌĞĚƚŚĞŽŶͲƐŝƚĞĞůĞĐƚƌŝĐŝĂŶƚǇƉŝĐĂůůǇ͗
ϭ͘ ƵŵƉƐ ƚŚƌĞĞ ƉŚĂƐĞ ŵŽƚŽƌƐ ƚŽ ĞŶƐƵƌĞ ƚŚĂƚ ƚŚĞǇ ŚĂǀĞ ďĞĞŶ ǁŝƌĞĚ ĨŽƌ ƚŚĞ ĐŽƌƌĞĐƚ ƌŽƚĂƚŝŽŶĂů
ĚŝƌĞĐƚŝŽŶĂŶĚĐŚĂŶŐĞƐƚŚĞǁŝƌŝŶŐŝĨŶŽƚĐŽƌƌĞĐƚ͘
Ϯ͘ WĞƌĨŽƌŵƐĂĐŽŶƚŝŶƵŝƚǇƚĞƐƚĨŽƌĂůůĨŝĞůĚǁŝƌŝŶŐ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϲ


ϯ͘ WŽǁĞƌƐƵƉƚŚĞƉĂŶĞůƐ͘
ϰ͘ ŶƐƵƌĞƐƚŚĂƚĂůůĂŶĂůŽŐĂŶĚĚŝŐŝƚĂůƐŝŐŶĂůƐƚŽĂŶĚĨƌŽŵƚŚĞWƌŽŐƌĂŵŵĂďůĞ>ŽŐŝĐŽŶƚƌŽůůĞƌ;W>Ϳ
ĂƌĞƚƌĂŶƐŵŝƚƚŝŶŐƉƌŽƉĞƌůǇ͘
ϱ͘ ĂůŝďƌĂƚĞƐĂůůŝŶƐƚƌƵŵĞŶƚƐ;ƐĞĞ^ĞĐƚŝŽŶϯ͘ϯʹĂůŝďƌĂƚŝŽŶĂŶĚ/ŶƐƚƌƵŵĞŶƚĂƌĞͿ͘
ϲ͘ ZĞĚůŝŶĞƐĞůĞĐƚƌŝĐĂůĚƌĂǁŝŶŐƐǁŝƚŚĂŶǇĐŚĂŶŐĞƐƚŚĂƚŽĐĐƵƌƌĞĚŝŶƚŚĞĨŝĞůĚ͘
ϳ͘ ^ŚƵƚƐŽĨĨƉŽǁĞƌĨĞĞĚŝŶŐƚŚĞƉůĂŶƚƚŽĞŶƐƵƌĞƚŚĂƚƚŚĞhW^ŝƐǁŽƌŬŝŶŐƉƌŽƉĞƌůǇ͘
ϴ͘ ŶƐƵƌĞƐ ƚŚĂƚ Ăůů ŽĨ ƚŚĞ ƌĞŵŽƚĞ /K ŝƐ ĐŽŵŵƵŶŝĐĂƚŝŶŐ ǁŝƚŚ ŵĂŝŶ W>͘ ^ŝŶĐĞ Ă ƌŝŶŐ ƚŽƉŽůŽŐǇ
ĐŽŶĨŝŐƵƌĂƚŝŽŶŝƐƚǇƉŝĐĂůůǇƵƐĞĚ͕ĂŶǇƚŚĞƌŶĞƚĐĂďůĞŽƌĨŝďĞƌŽƉƚŝĐĐĂďůĞĐĂŶďĞĚŝƐĐŽŶŶĞĐƚĞĚĂŶĚ
ƚŚĞƐǇƐƚĞŵƐŚŽƵůĚƌĞŵĂŝŶĐŽŶŶĞĐƚĞĚĂŶĚĐŽŵŵƵŶŝĐĂƚŝŶŐ͘
&200,66,21,1*

ĞĨŽƌĞƉĞƌĨŽƌŵŝŶŐĂŶǇĐŽŵŵŝƐƐŝŽŶŝŶŐǁŽƌŬŽŶƚŚŝƐƐǇƐƚĞŵƉůĞĂƐĞƌĞĂĚƚŚĞ
ƐĞĐƚŝŽŶŝŶƚŚŝƐŵĂŶƵĂůŽŶƐĂĨĞƚǇ͗^ĞĐƚŝŽŶϳʹ^ĂĨĞƚǇ͘
ŽŵŵŝƐƐŝŽŶŝŶŐ ƐĞƌǀŝĐĞƐ ĂŶĚ ŽŶͲƐŝƚĞ ƐƵƉƉŽƌƚ ĂƌĞ ŝŶĐůƵĚĞĚ ŝŶ ƚŚĞ ĐŽŶƚƌĂĐƚ ĂŶĚ ƉƌŽǀŝĚĞĚ ďǇ ,ϮK
/ŶŶŽǀĂƚŝŽŶ͘ ZĞĨĞƌ ƚŽ ƐƉĞĐŝĨŝĐ ĚŽĐƵŵĞŶƚĂƚŝŽŶ ƌĞůĂƚĞĚ ƚŽ ĐŽŵŵŝƐƐŝŽŶŝŶŐ ĨŽƌ ĚĞƚĂŝůĞĚ ŝŶĨŽƌŵĂƚŝŽŶ͘
dǇƉŝĐĂůůǇ͕ƚŚĞĐƵƐƚŽŵĞƌŽƌĐŽŶƚƌĂĐƚŽƌŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌĞŶƐƵƌŝŶŐĂƐƵƉƉůǇŽĨĞůĞĐƚƌŝĐŝƚǇ͕ƌĂǁǁĂƚĞƌĂŶĚĂ
ƌĞĐĞŝǀŝŶŐĚĞƐƚŝŶĂƚŝŽŶĨŽƌƚŚĞƚƌĞĂƚĞĚǁĂƚĞƌĨŽƌƉŝƉĞĂŶĚŵŽĚƵůĞĨůƵƐŚŝŶŐĂŶĚƉĞƌĨŽƌŵĂŶĐĞƚĞƐƚŝŶŐŽĨƚŚĞ
ĞƋƵŝƉŵĞŶƚ͘ůƐŽ͕ƚŚĞĐƵƐƚŽŵĞƌŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌƚŚĞƉƌŽǀŝƐŝŽŶŽĨŶĞĐĞƐƐĂƌǇĂŶĂůǇƚŝĐĂůƚĞƐƚƐĨŽƌƚƌĞĂƚĞĚ
ǁĂƚĞƌƋƵĂůŝƚǇĚƵƌŝŶŐƉĞƌĨŽƌŵĂŶĐĞƚĞƐƚŝŶŐ͘
dŚĞƐĞƌǀŝĐĞƐŽĨĂƋƵĂůŝĨŝĞĚĞůĞĐƚƌŝĐŝĂŶ͕ƉŝƉĞĨŝƚƚĞƌĂŶĚŵŝůůǁƌŝŐŚƚĂƌĞƌĞƋƵŝƌĞĚǁŚĞŶ,ϮK/ŶŶŽǀĂƚŝŽŶƐƚĂĨĨ
ĂƌĞ ŽŶ ƐŝƚĞ͘ dŚĞ ĐŽƐƚƐ ĨŽƌ ƚŚĞƐĞ ũŽƵƌŶĞǇŵĂŶ ƐĞƌǀŝĐĞƐ ĂƌĞ ŶŽƌŵĂůůǇ ĞǆĐůƵĚĞĚ ĨƌŽŵ ƚŚĞ ĐŽŵŵŝƐƐŝŽŶŝŶŐ
ĐŽŶƚƌĂĐƚǀĂůƵĞ͘
&$/,%5$7,21$1',167580(17&$5(

ĞĨŽƌĞ ƉĞƌĨŽƌŵŝŶŐ ĂŶǇ ĐĂůŝďƌĂƚŝŽŶ ǁŽƌŬ ŽŶ ƚŚŝƐ ƐǇƐƚĞŵ ƉůĞĂƐĞ ƌĞĂĚ ƚŚĞ
ƐĞĐƚŝŽŶŝŶƚŚŝƐŵĂŶƵĂůŽŶƐĂĨĞƚǇ͗^ĞĐƚŝŽŶϳͲ^ĂĨĞƚǇ͘
dĂďůĞ ϲ ƉƌŽǀŝĚĞƐ ƐŽŵĞ ŐĞŶĞƌĂů ŐƵŝĚĂŶĐĞ ŽŶ ĐĂůŝďƌĂƚŝŽŶ ĂŶĚ ĐĂƌĞ ĨŽƌ ŝŶƐƚƌƵŵĞŶƚƐ ŝŶ ƚŚŝƐ ĨĂĐŝůŝƚǇ ĂŶĚ
ǁŚĞƌĞƚŽĨŝŶĚƚŚĞǀĞŶĚŽƌŝŶĨŽƌŵĂƚŝŽŶƌĞůĂƚĞĚƚŽĞĂĐŚƚǇƉĞŽĨŝŶƐƚƌƵŵĞŶƚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϳ


dĂďůĞϲ͗ĂůŝďƌĂƚŝŽŶĂŶĚ/ŶƐƚƌƵŵĞŶƚĂƌĞ'ƵŝĚĂŶĐĞ^ƵŵŵĂƌǇ
DĂŶƵĨĂĐƚƵƌĞƌ /ŶƐƚƌƵŵĞŶƚ &ƌĞƋƵĞŶĐǇ EĞĐĞƐƐĂƌǇDĂƚĞƌŝĂůƐ dĂď

WƌĞƐƐƵƌĞdƌĂŶƐŵŝƚƚĞƌ ^ĞŵŝͲĂŶŶƵĂů EŽŶĞ ϭͲϭ
dƵƌďŝĚŝŵĞƚĞƌ YƵĂƌƚĞƌůǇ EŽŶĞ ϭͲϮ
ŚĞŵůŝŶĞ /ƐŽůĂƚĞĚWƌĞƐƐƵƌĞ'ĂƵŐĞ ^ĞŵŝͲĂŶŶƵĂů 'ůǇĐĞƌŝŶ͕ƌĞƉůĂĐĞŵĞŶƚĚŝĂƉŚƌĂŐŵ;ŝĨƌĞƋƵŝƌĞĚͿ ϭͲϱ
ŶĚƌĞƐƐΘ,ĂƵƐĞƌ >ĞǀĞůdƌĂŶƐŵŝƚƚĞƌ ŶŶƵĂů EŽŶĞ ϭͲϰ
ŶĚƌĞƐƐΘ,ĂƵƐĞƌ ůĞĐƚƌŽŵĂŐŶĞƚŝĐ&ůŽǁŵĞƚĞƌ ^ĞŵŝͲĂŶŶƵĂů ZĞƉůĂĐĞŵĞŶƚƐĞĂůƐ ϭͲϳ
ŶĚƌĞƐƐΘ,ĂƵƐĞƌ Ɖ,ƐĞŶƐŽƌ ^ĞŵŝͲĂŶŶƵĂů ĂůŝďƌĂƚŝŽŶƐŽůƵƚŝŽŶ ϭͲϮ
ZĞƉůĂĐĞŵĞŶƚĞůĞĐƚƌŽůǇƚĞ͕ŵĞŵďƌĂŶĞďŽĚǇĂŶĚ ϭͲϱ
ŶĚƌĞƐƐΘ,ĂƵƐĞƌ ŝƐƐŽůǀĞĚKǆǇŐĞŶ^ĞŶƐŽƌ DŽŶƚŚůǇ
ƐĞĂůŝŶŐƌŝŶŐ;ŝĨƌĞƋƵŝƌĞĚͿ
ŶĚƌĞƐƐΘ,ĂƵƐĞƌ WƌĞƐƐƵƌĞdƌĂŶƐŵŝƚƚĞƌ ^ĞŵŝͲĂŶŶƵĂů EŽŶĞ ϭͲϲ
/&D ŝƌ&ůŽǁŵĞƚĞƌ DŽŶƚŚůǇ ůĐŽŚŽůŝĐĐůĞĂŶŝŶŐƐŽůƵƚŝŽŶ /ϭͲϭ

/ϭͲϮ
tŝŬĂ WƌĞƐƐƵƌĞ'ĂƵŐĞ ^ĞŵŝͲĂŶŶƵĂů 'ůǇĐĞƌŝŶ tϭ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϴ


6(&7,216<67(0&21),*85$7,21
dŚŝƐŵĞŵďƌĂŶĞďŝŽƌĞĂĐƚŽƌƐǇƐƚĞŵƉƌŽǀŝĚĞĚďǇ,ϮK/ŶŶŽǀĂƚŝŽŶŝƐĨƵůůǇĂƵƚŽŵĂƚĞĚ͕ǁŚŝĐŚŐƌĞĂƚůǇƌĞĚƵĐĞƐ
ƚŚĞ ŽƉĞƌĂƚŽƌΖƐ ǁŽƌŬ͘ dŚĞ ƐǇƐƚĞŵ ĂůƐŽ ŝŶĐůƵĚĞƐ ŵŽŶŝƚŽƌŝŶŐ ĨƵŶĐƚŝŽŶƐ ĂŶĚ ƌĞŵŽƚĞ ĐŽŶƚƌŽů ĂĐĐĞƐƐ ǁŚŝĐŚ
ĂůůŽǁƐŵŽƌĞƚŝŵĞĨŽƌƚŚĞŽƉĞƌĂƚŽƌƚŽĚŽŽƚŚĞƌƚĂƐŬƐ͘ZĞĨĞƌƚŽƚŚĞůŝƚĞƌĂƚƵƌĞĂŶĚŵĂŶƵĨĂĐƚƵƌĞƌƐŵĂŶƵĂůƐ
ƚŚĂƚ ĂƌĞ ƉƌŽǀŝĚĞĚ Ăƚ ƚŚĞ ĞŶĚ ŽĨ ƚŚŝƐ ŵĂŶƵĂů ĨŽƌ Ă ĚĞƚĂŝůĞĚ ĚĞƐĐƌŝƉƚŝŽŶ ŽĨ ŝŶƐƚĂůůĂƚŝŽŶ͕ ŽƉĞƌĂƚŝŽŶ ĂŶĚ
ŵĂŝŶƚĞŶĂŶĐĞŽĨĂŶǇƐƉĞĐŝĨŝĐĐŽŵƉŽŶĞŶƚ͘
dŚĞ ƐǇƐƚĞŵ ĚĞƐŝŐŶĞĚ ĨŽƌ ƚŚĞ DĞůŝĂĚŝŶĞ WƌŽũĞĐƚ ǁĂƐƚĞǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ƉůĂŶƚ ŝƐ ďĂƐĞĚ ŽŶ ĂĞƌŽďŝĐ
ďŝŽůŽŐŝĐĂůƚƌĞĂƚŵĞŶƚƐ͘dŚĞĨŝŐƵƌĞďĞůŽǁƐŚŽǁƐƚŚĞƉƌŽĐĞƐƐƐĐŚĞŵĂƚŝĐƐĨŽƌƚŚŝƐƉůĂŶƚ͘
&ŝŐƵƌĞϭ͗WƌŽĐĞƐƐ&ůŽǁ^ĐŚĞŵĂƚŝĐƐ
dŚĞƉƌŽĐĞƐƐŝůůƵƐƚƌĂƚĞĚĂďŽǀĞŝƐŵƵĐŚŵŽƌĞĚĞƚĂŝůĞĚŝŶƚŚĞƉƌŽĐĞƐƐĂŶĚŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶĚŝĂŐƌĂŵƐ;WΘ/Ϳ
ĂǀĂŝůĂďůĞ ŝŶ ^ĞĐƚŝŽŶ ϵ͘ϭ ŽĨ ƚŚŝƐ ŽƉĞƌĂƚŝŽŶ ĂŶĚ ŵĂŝŶƚĞŶĂŶĐĞ ŵĂŶƵĂů͘ ďĂƐŝĐ ƵŶĚĞƌƐƚĂŶĚŝŶŐ ŽĨ ƚŚĞ
ƌĞůĂƚŝŽŶƐŚŝƉďĞƚǁĞĞŶƚŚĞĚŝĨĨĞƌĞŶƚĐŽŵƉŽŶĞŶƚƐŽĨƚŚĞƐǇƐƚĞŵŝƐĂƉƌĞƌĞƋƵŝƐŝƚĞƚŽŽƉĞƌĂƚĞǁĞůůĂŶĚŵĂŬĞ
ĞĨĨĞĐƚŝǀĞŵĂŝŶƚĞŶĂŶĐĞŽĨƚŚĞƐǇƐƚĞŵ͘dŚĞƐƚƵĚǇŽĨƚŚĞĚƌĂǁŝŶŐƐůŝƐƚĞĚŝŶƚŚĞƚĂďůĞďĞůŽǁĐŽŵďŝŶĞĚǁŝƚŚ
ƚŚĞ ƌĞĂĚŝŶŐ ŽĨ ^ĞĐƚŝŽŶ Ϯ͘Ϯ ʹ WƌŽĐĞƐƐ ĞƐĐƌŝƉƚŝŽŶ ƉƌŽǀŝĚĞƐ ƚŚĞ ŶĞĐĞƐƐĂƌǇ ƵŶĚĞƌƐƚĂŶĚŝŶŐ ĂƐ ƉƌĞǀŝŽƵƐůǇ
ŵĞŶƚŝŽŶĞĚ͘
dĂďůĞϳ͗ĞƐĐƌŝƉƚŝŽŶŽĨWƌŽĐĞƐƐĂŶĚ/ŶƐƚƌƵŵĞŶƚĂƚŝŽŶŝĂŐƌĂŵƐ;WΘ/Ϳ
ƌĂǁŝŶŐEƵŵďĞƌ ƌĂǁŝŶŐEĂŵĞ
hϲϱϴϳϱͲϬϭͲϬϭϭϬ ZĂǁtĂƚĞƌ^ĐƌĞĞŶŝŶŐ
hϲϱϴϳϱͲϬϭͲϬϭϵϬ &ĞĞĚtĂƚĞƌƋƵĂůŝǌĂƚŝŽŶ
hϲϱϴϳϱͲϬϭͲϬϳϮϬ ĞƌŽďŝĐdĂŶŬ
hϲϱϴϳϱͲϬϭͲϬϳϰϬ DĞŵďƌĂŶĞ&ŝůƚƌĂƚŝŽŶ
hϲϱϴϳϱͲϬϭͲϬϳϱϬ^ŚĞĞƚϭĂŶĚϮ ůŽǁĞƌƐĨŽƌDĞŵďƌĂŶĞŝŽƌĞĂĐƚŽƌ^ǇƐƚĞŵ
hϲϱϴϳϱͲϬϭͲϬϳϵϬ WĞƌŵĞĂƚĞdĂŶŬ
hϲϱϴϳϱͲϬϭͲϬϴϬϬ^ŚĞĞƚϭĂŶĚϮ ŽƐŝŶŐ^ŬŝĚʹůĞĂŶŝŶŐŚĞŵŝĐĂůƐĂŶĚůŬĂůŝŶŝƚǇ
hϲϱϴϳϱͲϬϭͲϬϵϲϬ ^ůƵĚŐĞ,ĂŶĚůŝŶŐ^ǇƐƚĞŵ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϵ


6(&7,2123(5$7,21352&('85(6
ĞĨŽƌĞŽƉĞƌĂƚŝŶŐƚŚĞƐǇƐƚĞŵ͕ƉůĞĂƐĞƌĞĂĚƚŚĞƐĞĐƚŝŽŶŝŶƚŚŝƐŵĂŶƵĂůŽŶ
ƐĂĨĞƚǇ͗^ĞĐƚŝŽŶϳʹ^ĂĨĞƚǇ͘

dŚŝƐǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵŝƐĐŽŶƚƌŽůůĞĚďǇĚŝŐŝƚĂůŝŶƉƵƚƐŝŐŶĂůƐĂŶĚĂƐƉĞĐŝĨŝĐƐƚĂƌƚƐĞƋƵĞŶĐĞĨŽƌ
ƚŚĞƐǇƐƚĞŵ͘/ŶƚŚŝƐǁĂǇ͕ĂƚƌĂŶƐŝƚŝŽŶƐƚĞƉďǇƐƚĞƉŝƐĚŽŶĞƐůŽǁůǇĂŶĚƐŵŽŽƚŚůǇĨƌŽŵĂŶŽƌŵĂůƐƚĂƌƚƵƉƚŽ
ĂŶĂƵƚŽŵĂƚŝĐƉƌŽĐĞƐƐ͘dŚĞƐŚƵƚĚŽǁŶƐĞƋƵĞŶĐĞŝƐƐŝŵŝůĂƌĂŶĚĐůŽƐĞůǇĨŽůůŽǁƐƚŚĞƐƚĂƌƚƵƉƉƌŽĐĞĚƵƌĞ͘
ĂĐŚ ƉŝĞĐĞ ŽĨ ĞƋƵŝƉŵĞŶƚ ĨŽƌŵŝŶŐ ƚŚŝƐ ƐǇƐƚĞŵ ĂƉƉĞĂƌƐ ŽŶ ƚŚĞ ƚŽƵĐŚ ƐĐƌĞĞŶ ƚŚĂƚ ĂĐƚƐ ĂƐ ƚŚĞ ŚƵŵĂŶͲ
ŵĂĐŚŝŶĞ ŝŶƚĞƌĨĂĐĞ ;,D/Ϳ͘ tŚĞŶ ƚŚĞ ƐǇŵďŽů ŽĨ Ă ƉŝĞĐĞ ŽĨ ĞƋƵŝƉŵĞŶƚ ŝƐ ƐĞůĞĐƚĞĚ͕ Ă ƐĐƌĞĞŶ ĂƉƉĞĂƌƐ͕
ĂůůŽǁŝŶŐ ƚŚĞ ŽƉĞƌĂƚŽƌ ƚŽ ĐŽŶĨŝŐƵƌĞ ĂŶĚ ĐŽŶƚƌŽů ƚŚŝƐ ƐƉĞĐŝĨŝĐ ƉŝĞĐĞ ŽĨĞƋƵŝƉŵĞŶƚ͘ &ƌŽŵ ƚŚĞ ƐĐƌĞĞŶ͕ ƚŚĞ
ŽƉĞƌĂƚŽƌĐĂŶĐŽŶĨŝŐƵƌĞƚŚĞĚĞǀŝĐĞĨŽƌĂcontrol by the operatorŽƌĂcontrol by PLC;ĂƵƚŽŵĂƚŝĐͿ͘
/Ĩ ƚŚĞ ƉŝĞĐĞ ŽĨ ĞƋƵŝƉŵĞŶƚ ŝƐ ƐĞƚ ƚŽ control by the operator mode͕ ƚŚĞ ĞƋƵŝƉŵĞŶƚ ƐƚĂƌƚƐ ƚŽ ŽƉĞƌĂƚĞ͕
ƌĞŐĂƌĚůĞƐƐŽĨƚŚĞƐƚĂƚƵƐŽĨƚŚĞƉůĂŶƚ͘/ĨƚŚĞĞƋƵŝƉŵĞŶƚŝƐƐĞƚƚŽŽĨĨ͕ŝƚǁŝůůƐƚŽƉƌĞŐĂƌĚůĞƐƐŽĨƚŚĞƐƚĂƚƵƐŽĨ
ƚŚĞƉůĂŶƚ͘
/ĨƚŚĞĞƋƵŝƉŵĞŶƚŝƐƐĞƚŝŶcontrol by PLC mode͕ŝƚǁŝůůƐƚĂƌƚŽƌƐƚŽƉĂĐĐŽƌĚŝŶŐƚŽƚŚĞƐĞůĞĐƚĞĚŵŽĚĞĂŶĚ

ƐĞƚƚŝŶŐƐĨƌŽŵƚŚĞƉůĂŶƚ͘&ŽƌĞƋƵŝƉŵĞŶƚǁŚŽƐĞƐƉĞĞĚĐĂŶďĞĐŽŶƚƌŽůůĞĚ͕ƐƵĐŚƉƵŵƉƐǁŝƚŚǀĂƌŝĂďůĞƐƉĞĞĚ
ĚƌŝǀĞƐ͕ƚŚĞŽƉĞƌĂƚŽƌŵƵƐƚĞŶƚĞƌĂƐƉĞĐŝĨŝĐƐƉĞĞĚĨƌŽŵϬͲϭϬϬй͘
/ƚ ŝƐ ƚŚĞƌĞĨŽƌĞ ƉŽƐƐŝďůĞ ƚŽ ĐŽŶƚƌŽů ĞĂĐŚ ƉŝĞĐĞ ŽĨ ĞƋƵŝƉŵĞŶƚ ŝŶĚĞƉĞŶĚĞŶƚůǇ ĂĐĐŽƌĚŝŶŐ ƚŽ ƚŚĞ ĚĞƐŝƌĞĚ
ƌĞƐƵůƚƐ͘dŚĞŵĞŵďƌĂŶĞďŝŽƌĞĂĐƚŽƌƐǇƐƚĞŵŝƐǀĞƌǇƐŝŵƉůĞƚŽŽƉĞƌĂƚĞĂŶĚƌĞƋƵŝƌĞƐƐĞƚͲƵƉĂŶĚŵŽŶŝƚŽƌŝŶŐ
ĂƐĚĞƐĐƌŝďĞĚŝŶƚŚŝƐƐĞĐƚŝŽŶ͘
02'(62)23(5$7,212)7+(6<67(0
&ŽƌŵŽƌĞ ŝŶĨŽƌŵĂƚŝŽŶŽŶƚŚĞ ŵŽĚĞƐŽĨŽƉĞƌĂƚŝŽŶŽĨƚŚŝƐƐǇƐƚĞŵĂƐǁĞůůĂƐŽŶƚŚĞ ĐŽŶƚƌŽůƉŚŝůŽƐŽƉŚǇ͕

ƉůĞĂƐĞƌĞĨĞƌƚŽ^ĞĐƚŝŽŶϴ͘ϭʹWƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞŽĨƚŚŝƐŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŵĂŶƵĂů͘dŚĞƌĞ
ĂƌĞĨŝǀĞŵŽĚĞƐŽĨĂƵƚŽŵĂƚŝĐŽƉĞƌĂƚŝŽŶŽŶƚŚĞƉƌŽǀŝĚĞĚƐǇƐƚĞŵ͘dŚĞǇĂƌĞĚĞƐĐƌŝďĞĚŝŶƚĂďůĞϴďĞůŽǁ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϮϬ


dĂďůĞϴ͗DŽĚĞƐŽĨKƉĞƌĂƚŝŽŶŽĨƚŚĞ^ǇƐƚĞŵ
DŽĚĞ ĞƐĐƌŝƉƚŝŽŶ
K&& ůůƉƌŽĐĞƐƐĞƋƵŝƉŵĞŶƚŝƐK&&͘
WƌŽĚƵĐƚŝŽŶ WƌŽĚƵĐƚŝŽŶDŽĚĞŽĐĐƵƌƐĚƵƌŝŶŐŶŽƌŵĂůŽƉĞƌĂƚŝŽŶǁŚĞŶƐĞǁĂŐĞŝƐďĞŝŶŐƐĞŶƚ
ƚŽƚŚĞƉůĂŶƚ͘ůůƉƌŽĐĞƐƐĞƋƵŝƉŵĞŶƚŽƉĞƌĂƚĞƐďĂƐĞĚŽŶƚŚĞĂƵƚŽŵĂƚŝĐĐŽŶƚƌŽů
ůŽŐŝĐƚŽƉƌŽǀŝĚĞƚƌĞĂƚŵĞŶƚŽĨƐĞǁĂŐĞ͘
^ƚĂŶĚďǇ ^ƚĂŶĚďǇ DŽĚĞ ŽĐĐƵƌƐ ǁŚĞŶ ƚŚĞ ĂŵŽƵŶƚ ƐĞǁĂŐĞ ďĞŝŶŐ ƐĞŶƚ ƚŽ ƚŚĞ ƐǇƐƚĞŵ ŝƐ
ůĞƐƐ ƚŚĂŶ ƚŚĞ ƐǇƐƚĞŵ ĐĂƉĂĐŝƚǇ ƐƵĐŚ ƚŚĂƚ ƚŚĞ ƐǇƐƚĞŵ ŵƵƐƚ ǁĂŝƚ ĨŽƌ ĂĚĞƋƵĂƚĞ
ĨĞĞĚƚŽĐŽŶƚŝŶƵĞŽƉĞƌĂƚŝŽŶ͘
ŚĞŵŝĐĂůůǇ ŶŚĂŶĐĞĚ ĂĐŬƉƵůƐĞ ;Ϳ ŝƐ Ă ǁĞĞŬůǇ ŵĞŵďƌĂŶĞ ŵĂŝŶƚĞŶĂŶĐĞ
ƉƌŽĐĞƐƐƚŚĂƚƐĞŶĚƐĂƌĞǀĞƌƐĞĨůŽǁŽĨĐůĞĂŶŝŶŐĂŐĞŶƚƐŝŶƚŚĞŵĞŵďƌĂŶĞŵŽĚƵůĞƐ
ƚŽŵŝƚŝŐĂƚĞŵĞŵďƌĂŶĞĨŽƵůŝŶŐ͘
/W ůĞĂŶͲ/ŶͲWůĂĐĞ;/WͿŝƐĂƉƌŽĐĞƐƐĚĞƐŝŐŶĞĚƚŽƌĞƚƵƌŶƚŚĞŵĞŵďƌĂŶĞƐƚŽĂŶĞĂƌͲ
ĐůĞĂŶƐƚĂƚĞƵƐŝŶŐĂŚŝŐŚĐŚĞŵŝĐĂůĐŽŶĐĞŶƚƌĂƚŝŽŶĂŶĚƌĞůĂƚŝǀĞůǇůŽŶŐĚƵƌĂƚŝŽŶ;ϰ
ŚŽƵƌƐͿ͘dŚĞƉƌŽĐĞƐƐŝƐĐŽŶĚƵĐƚĞĚƐĞŵŝͲĂŶŶƵĂůůǇŽƌĂƐƌĞƋƵŝƌĞĚ͘

dŚĞ ƐĞƋƵĞŶĐĞ ŽĨ ŽƉĞƌĂƚŝŽŶ ĐŚĂƌƚ͕ ƉƌĞƐĞŶƚĞĚ ŝŶ ^ĞĐƚŝŽŶ ϴ͘ϭ ʹ WƌŽĐĞƐƐ ŽŶƚƌŽů EĂƌƌĂƚŝǀĞ͕ ĚĞƚĞƌŵŝŶĞƐ
ǁŚŝĐŚĞƋƵŝƉŵĞŶƚŝƐǁŽƌŬŝŶŐĂĐĐŽƌĚŝŶŐƚŽĞĂĐŚŽĨƚŚĞŽƉĞƌĂƚŝŶŐŵŽĚĞƐ͘
02'(62)23(5$7,212)7+('26,1*6<67(0
&ŽƌƚŚĞĐŚĞŵŝĐĂůƐŬŝĚƚŽďĞŽƉĞƌĂƚŝŽŶĂů͕ƚŚĞǀĂůǀĞƐŵƵƐƚďĞĂƌƌĂŶŐĞĚƚŽĂůůŽǁƚŚĞĐŚĞŵŝĐĂůƚŽĨůŽǁĨƌŽŵ
ƚŚĞƚĂŶŬƚŽƚŚĞĚĞƐŝŐŶĂƚĞĚƐĞƌǀŝĐĞ ƉŽŝŶƚ͘ &ŽƌƚŚĞĐŚĞŵŝĐĂůƉƵŵƉƚŽďĞ ĐĂůŝďƌĂƚĞĚ͕ƚŚĞǀĂůǀĞƐŵƵƐƚ ďĞ
ĂƌƌĂŶŐĞĚ ƚŽ ĂůůŽǁ ƚŚĞ ĐŚĞŵŝĐĂů ƚŽ ĨůŽǁ ĨƌŽŵ ƚŚĞ ƚĂŶŬ ƚŽ ƚŚĞ ĐĂůŝďƌĂƚŝŽŶ ĐŽůƵŵŶ͘ ĨƚĞƌ ĐĂůŝďƌĂƚŝŽŶ ƚŚĞ
ĐŽůƵŵŶƐŚŽƵůĚďĞĞŵƉƚŝĞĚďĞĨŽƌĞƌĞƚƵƌŶŝŶŐďĂĐŬƚŽƐĞƌǀŝĐĞ͘dŚĞǀĂůǀĞƐŵƵƐƚďĞĂƌƌĂŶŐĞĚƚŽĂůůŽǁƚŚĞ
ĐŚĞŵŝĐĂů ƚŽ ĨůŽǁ ĨƌŽŵ ƚŚĞ ĐĂůŝďƌĂƚŝŽŶ ĐŽůƵŵŶ ďĂĐŬ ƚŽ ƚŚĞ ƚĂŶŬ͘ ůů ƚŚĞƐĞ ŵŽĚĞƐ ŽĨ ŽƉĞƌĂƚŝŽŶ ĂƌĞ
ĂĐŚŝĞǀĞĚďǇŽƉĞŶŝŶŐĂŶĚĐůŽƐŝŶŐƚŚĞǀĂůǀĞƐĂĐĐŽƌĚŝŶŐƚŽƚĂďůĞϵďĞůŽǁ͘
dĂďůĞϵ͗sĂůǀĞWŽƐŝƚŝŽŶŝŶŐĨŽƌƚŚĞDŽĚĞƐŽĨKƉĞƌĂƚŝŽŶŽĨƚŚĞŽƐŝŶŐ^ǇƐƚĞŵ
ĂůŝďƌĂƚŝŽŶ ĂůŝďƌĂƚŝŽŶ
dĂŐEƵŵďĞƌ KƉĞƌĂƚŝŽŶ
&ŝůůŝŶŐ ŵƉƚǇŝŶŐ
,sͲyyyϬϭ K K K
,sͲyyyϮϵ y y y
,sͲyyyϱϬ K K K
,sͲyyyϵϵ y y K
,sͲyyyϭϱ K y y
,sͲyyyϭϮ y K y
,sͲyyyϱϯ y K y
,sͲyyyϱϮ K K K
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϭ


(48$/,=$7,21380366(783$1'$8720$7,&23(5$7,21
dŚĞ ĞƋƵĂůŝǌĂƚŝŽŶ ƉƵŵƉ ƐŚŽƵůĚ ďĞ ƐĞƚͲƵƉ ƚŽ ŽƉĞƌĂƚĞ Ăƚ ƚŚĞ ĂǀĞƌĂŐĞ ĚĂǇ ĨůŽǁ ƌĂƚĞ ;ƚŚŝƐ ŝƐ ĞǆƉĞĐƚĞĚ ƚŽ
ĐŚĂŶŐĞ ŽǀĞƌ ƚŝŵĞ ĂŶĚ ƌĞƋƵŝƌĞƐ ƌĞŐƵůĂƌ ĂĚũƵƐƚŵĞŶƚƐͿ͘ dŚŝƐ ĨůŽǁ ĐĂŶ ďĞ ŵŽŶŝƚŽƌĞĚ ƵƐŝŶŐ ƚŚĞ ĨĞĞĚ ĨůŽǁ
ŵĞƚĞƌ͘ůƚŚŽƵŐŚƚŚĞƉůĂŶƚŝƐĚĞƐŝŐŶĞĚĨŽƌĂŶĂǀĞƌĂŐĞĚĂǇĨůŽǁƌĂƚĞŽĨϮϬϲŵϯͬĚĂǇ͕ƚŚĞƉƵŵƉƐŚŽƵůĚďĞ
ƐĞƚ ƚŽ ƉƌŽǀŝĚĞ Ă ĨůŽǁ ƌĂƚĞ ƚŚĂƚ ƌĞĨůĞĐƚƐ ƚŚĞ ĂǀĞƌĂŐĞ ĨůŽǁ ƚŚĂƚ ƚŚĞ ƐǇƐƚĞŵ ĂĐƚƵĂůůǇ ƐĞĞƐ͘ dŚŝƐ ĨůŽǁ
ĐĂůŝďƌĂƚŝŽŶƐŚŽƵůĚďĞĚŽŶĞĚƵƌŝŶŐĂĐŽŶĚŝƚŝŽŶǁŚĞƌĞƚŚĞĞƋƵĂůŝǌĂƚŝŽŶƚĂŶŬůĞǀĞůŝƐũƵƐƚĂďŽǀĞƚŚĞůĞǀĞůŽĨ
ƚŚĞƉƵŵƉƐ͘dŚĞƚŽƚĂůŝǌĞƌŽŶĨĞĞĚĨůŽǁŵĞƚĞƌƐŚŽƵůĚďĞŵĂŶƵĂůůǇůŽŐŐĞĚĂƚƚŚĞƐĂŵĞƚŝŵĞĞĂĐŚĚĂǇƐŽ
ƚŚĂƚ ƚŚĞ ĐƵŵƵůĂƚŝǀĞ ǀŽůƵŵĞ ƚŚĂƚ ŚĂƐ ƉĂƐƐĞĚ ƚŚƌŽƵŐŚ ƚŚĞ ƐǇƐƚĞŵ ĐĂŶ ďĞ ĐĂůĐƵůĂƚĞĚ ĨŽƌ ĞĂĐŚ ϮϰͲŚŽƵƌ
ƉĞƌŝŽĚ͘dŚŝƐǁŝůůĂůůŽǁĂƌĞĂƐŽŶĂďůĞĞƐƚŝŵĂƚĞŽĨƚŚĞĞǆƉĞĐƚĞĚĂǀĞƌĂŐĞĚĂǇĨůŽǁƌĂƚĞ͘
/ĨƚŚĞƉůĂŶƚŚĂƐǀĞƌǇůŽǁŽƌŶŽĨůŽǁĨŽƌĂƉĞƌŝŽĚŽĨϰϴŚŽƵƌƐŽƌŵŽƌĞ͕ƉůĞĂƐĞĐŽŶƚĂĐƚ,ϮK/ŶŶŽǀĂƚŝŽŶƚŽ
ĚŝƐĐƵƐƐ ƌĞŵĞĚŝĂůŵĞĂƐƵƌĞƐ ƚŚĂƚŵĂǇ ďĞ ƌĞƋƵŝƌĞĚ ƚŽŵĂŝŶƚĂŝŶ ƚŚĞ ǀŝĂďŝůŝƚǇŽĨ ƚŚĞ ďŝŽŵĂƐƐƚŚƌŽƵŐŚ ƚŚĞ
ĂĚĚŝƚŝŽŶŽĨƐƵƉƉůĞŵĞŶƚĂůƐƵďƐƚƌĂƚĞ͘
5(7851$&7,9$7('6/8'*()/2:
dŚĞĨůŽǁƌĂƚĞŽĨƚŚŝƐƉƵŵƉƐŚŽƵůĚďĞƐĞƚƚŽĂƉƉƌŽǆŝŵĂƚĞůǇϰϬϬйŽĨƚŚĞĚĞƐŝŐŶĨůŽǁƌĂƚĞ͘ƉƵŵƉďǇƉĂƐƐ
ĂŶĚǀĂůǀĞŝƐŝŶĐůƵĚĞĚƚŽĂůůŽǁƚŚŝƐĨůŽǁƚŽďĞĂĚũƵƐƚĞĚĞĂƐŝůǇ͘
23(5$7,1*7+(6<67(0

ĞĨŽƌĞ ŽƉĞƌĂƚŝŶŐ ƚŚĞ ƐǇƐƚĞŵ͕ ƉůĞĂƐĞ ƌĞĂĚ ƚŚĞ ƐĞĐƚŝŽŶ ŝŶ ƚŚŝƐ ŵĂŶƵĂů ŽŶ
ƐĂĨĞƚǇ͗^ĞĐƚŝŽŶϳͲ^ĂĨĞƚǇ͘
ĞĨŽƌĞ ƐƚĂƌƚŝŶŐ ƚŚĞ ƐǇƐƚĞŵ͕ ƚŚĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚ ƉůĂŶƚ ŵƵƐƚ ďĞ ƉƌĞƉĂƌĞĚ ĨŽƌƚŚĞŽƉĞƌĂƚŝŽŶ͘ hƐĞ
ƚŚĞĨŽůůŽǁŝŶŐĐŚĞĐŬůŝƐƚĂƐĂŐƵŝĚĞƚŽĞŶƐƵƌĞƚŚĂƚƚŚĞƵŶŝƚŝƐƌĞĂĚǇƚŽŽƉĞƌĂƚĞ͘,ĞƌĞĂƌĞƚŚĞƉĂƌĂŵĞƚĞƌƐƚŽ
ďĞŵŽŶŝƚŽƌĞĚƉƌŝŽƌƚŽƐƚĂƌƚŝŶŐƚŚĞƐǇƐƚĞŵ͗
ͻ ůůŶĞĐĞƐƐĂƌǇƉƌŽĐĞƐƐŝŶŐĐŝƌĐƵŝƚďƌĞĂŬĞƌƐŵƵƐƚďĞĐůŽƐĞĚ͘
ͻ ŚĞĐŬƚŚĂƚĐŚĞŵŝĐĂůƐĂƌĞĂƚĂŶĂĐĐĞƉƚĂďůĞůĞǀĞů͘
ͻ /ƐŽůĂƚĞƚŚĞŶŽŶͲĨƵŶĐƚŝŽŶĂůƉĂƌƚƐĨŽƌƌĞƉĂŝƌĂŶĚŵĂŝŶƚĞŶĂŶĐĞ͘
ͻ ŚĞĐŬƚŚĞĐŽŶĚŝƚŝŽŶƐŽĨƚŚĞƉƌĞǀŝŽƵƐĂůĂƌŵƐŚĂǀĞďĞĞŶǀŝĞǁĞĚ͕ĐŽƌƌĞĐƚĞĚĂŶĚƌĞƐĞƚ͘
ͻ WƵƚĂůůƉŽƐŝƚŝŽŶĞƌƐďĂĐŬŝŶĂƵƚŽŵĂƚŝĐŵŽĚĞ͘
ͻ ĞĨŽƌĞƐƚĂƌƚŝŶŐ͕ĞƐƉĞĐŝĂůůǇĂĨƚĞƌůŽŶŐƉĞƌŝŽĚƐŽĨƐƚŽƉƐ͕ŝŶƐƉĞĐƚƚŚĞĞƋƵŝƉŵĞŶƚĂŶĚĐŚĞĐŬ
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ŵĂŶƵĂů͘
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ƉŽƐŝƚŝŽŶ ƚŚĞ ŵĂŶƵĂů ǀĂůǀĞƐ ƐŽ ƚŚĂƚ ƚŚĞ ƉƌŽĐĞƐƐ ĐĂŶ ĨƵŶĐƚŝŽŶ ƉƌŽƉĞƌůǇ͕ ĂƐ ĚĞƐĐƌŝďĞĚ ŝŶ ^ĞĐƚŝŽŶ ϴ͘ϭ Ͳ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ͘
,ĞƌĞŝƐƚŚĞƐƚĂŶĚĂƌĚĂƵƚŽŵĂƚŝĐƐƚĂƌƚƐĞƋƵĞŶĐĞĨŽƌĂǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚ͗
ϭ͘ KƉĞŶƚŚĞƉŽǁĞƌŽĨƚŚĞŚƵŵĂŶͲŵĂĐŚŝŶĞŝŶƚĞƌĨĂĐĞ;,D/ͿĂŶĚĞŶƐƵƌĞƚŚĂƚƚŚĞĚŝƐƉůĂǇƐŚŽǁƐƚŚĞ
ƚƌĞĂƚŵĞŶƚŵĂŝŶƐĐƌĞĞŶ;ŽƌŽǀĞƌǀŝĞǁƐĐƌĞĞŶͿ͘/ĨƚŚĞƉŽǁĞƌŝƐŽŶ͕ďƵƚƚŚĞƐĐƌĞĞŶŝƐďůĂŶŬ͕ƚŽƵĐŚ
ƚŚĞƐĐƌĞĞŶƚŽĂĐƚŝǀĂƚĞŝƚ͘
Ϯ͘ /Ĩ ŶĞĐĞƐƐĂƌǇ͕ ĞŶƚĞƌ ƚŚĞ ƵƐĞƌŶĂŵĞ ĂŶĚ ƉĂƐƐǁŽƌĚ͕ ƚŚĞŶ ƉƌĞƐƐ ƚŚĞ K< ďƵƚƚŽŶ͘ dŚĞ ŵĂŝŶ ƐĐƌĞĞŶ
ƐŚŽƵůĚƚŚĞŶĂƉƉĞĂƌ͘
ϯ͘ KŶ ƚŚŝƐ ƐĐƌĞĞŶ͕ ƉƵƚ ƚŚĞ ƚƌĂŝŶ ŝŶ ĂƵƚŽŵĂƚŝĐ ŵŽĚĞ ƚŽ ŵĂŬĞ ŝƚ ĂǀĂŝůĂďůĞ ĨŽƌ ƉƌŽĚƵĐƚŝŽŶ͘ 'ĞŶĞƌĂů
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ĞƋƵŝƉŵĞŶƚ͘
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ƉƌŽĚƵĐƚŝŽŶ͘^ƚŽƉƐĐĂŶĂůƐŽďĞĐĂƵƐĞĚďǇĂůĂƌŵƐ͘WůĞĂƐĞƌĞĨĞƌƚŽ^ĞĐƚŝŽŶϴ͘ϮͲůĂƌŵ>ŝƐƚĨŽƌŵŽƌĞĚĞƚĂŝůƐ͘
dŽƌĞƐƚĂƌƚƚŚĞƐǇƐƚĞŵĂĨƚĞƌĂƐŚƵƚĚŽǁŶ͕ǇŽƵĐĂŶƵƐĞƚŚĞĨŽůůŽǁŝŶŐƐƚĂŶĚĂƌĚƉƌŽĐĞĚƵƌĞ͗
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Ϯ͘ ^ƚŽƉƚŚĞĂƵĚŝďůĞĂůĂƌŵƐŝĨŶĞĐĞƐƐĂƌǇ͘
ϯ͘ ĂƐĞĚŽŶƚŚĞŝŶĨŽƌŵĂƚŝŽŶƉƌŽǀŝĚĞĚŽŶƚŚĞƐĐƌĞĞŶ͕ĚĞƚĞƌŵŝŶĞǁŚĂƚĐŽŶĚŝƚŝŽŶƐŵĂǇŚĂǀĞĐĂƵƐĞĚ
ƚŚĞƐŚƵƚĚŽǁŶŽĨƚŚĞƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵ͘
ϰ͘ /ĨƚŚĞĐĂƵƐĞŽĨƚŚĞĂůĂƌŵŝƐĂƉƌŽďůĞŵƚŚĂƚƌĞƋƵŝƌĞƐĂƉŚǇƐŝĐĂůŝŶƚĞƌǀĞŶƚŝŽŶŝŶƚŚĞƉůĂŶƚ͕ƌĞĨĞƌƚŽ
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ϱ͘ ZĞƐĞƚ ƚŚĞ ĂůĂƌŵ ;Žƌ ƌĞƐĞƚĂůů ƚŚĞ ĂůĂƌŵƐͿ ŽŶ ƚŚĞ ƐĐƌĞĞŶ͘ dŚĞ ƉůĂŶƚ ǁŝůů ƌĞƚƵƌŶ ƚŽ ŝƚƐ ĂƵƚŽŵĂƚŝĐ
ŵŽĚĞĂŶĚƌĞƐƵŵĞƉƌŽĚƵĐƚŝŽŶ͘
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dŚĞ ĐƌŝƚŝĐĂů ƉĂƌĂŵĞƚĞƌƐ ŽĨ ƚŚĞ ĨĞĞĚ ǁĂƚĞƌ ;^ĞĐƚŝŽŶ ϮͿ ƐŚŽƵůĚ ďĞ ŝŶƐƉĞĐƚĞĚ Ăƚ ĂƉƉƌŽƉƌŝĂƚĞ
ŝŶƚĞƌǀĂůƐĂƐŝŶĚŝĐĂƚĞĚďǇƚŚĞŽƉĞƌĂƚŝŽŶĞǆƉĞƌŝĞŶĐĞĂŶĚĂĚũƵƐƚĞĚŝĨŶĞĐĞƐƐĂƌǇ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϯ


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ƐŚĞĞƚƐŝƐĞƐƐĞŶƚŝĂůƚŽƐŽůǀŝŶŐƉƌŽďůĞŵƐƌĞůĂƚĞĚƚŽŽƉĞƌĂƚŝŽŶĂŶĚƉĞƌĨŽƌŵĂŶĐĞ͘
DĂŝŶƚĂŝŶ ĂŶĚ ƐĐŚĞĚƵůĞ ƉƌĞǀĞŶƚŝǀĞ ŵĂŝŶƚĞŶĂŶĐĞ ƌĞŐƵůĂƌůǇ͘ dŚŝƐ ŝŶĐůƵĚĞƐ ǀŝƐƵĂů ŝŶƐƉĞĐƚŝŽŶ͕
ƌĞƉĂŝƌŝŶŐůĞĂŬƐ͕ĐůĞĂŶŝŶŐĂŶĚƚŽƵĐŚͲƵƉƉĂŝŶƚ͘
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ŵŽŶŝƚŽƌŝŶŐŽĨĐŚĂŶŐĞƐŝŶƚŚĞƉĞƌŵĞĂďŝůŝƚǇ͘/ƚǁŝůůƉƌŽǀŝĚĞŝŶĨŽƌŵĂƚŝŽŶŽŶƚŚĞƉĞƌĨŽƌŵĂŶĐĞŽĨ/WĐůĞĂŶƐ
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ǁŚŝĐŚŝƐĐĂůĐƵůĂƚĞĚďǇƐƵďƚƌĂĐƚŝŶŐƚŚĞŚǇĚƌŽƐƚĂƚŝĐƉƌĞƐƐƵƌĞŽĨŵĞŵďƌĂŶĞƉĞƌŵĞĂƚĞƐŝĚĞƚŽƚŚĞƉƌĞƐƐƵƌĞ
ŽĨƚŚĞĨĞĞĚƐŝĚĞĚƵƌŝŶŐƉĞƌŵĞĂƚŝŽŶ͘dŚĞĐĂůĐƵůĂƚŝŽŶŝƐĚŽŶĞŝŶƌĞǀĞƌƐĞĚƵƌŝŶŐƉĞƌŝŽĚƐŽĨĨůŽǁƌĞǀĞƌƐĂů͘

ܶ‫ܲܯ‬ሺ݇ܲܽሻ ൌ ‫ ݁ݎݑݏݏ݁ݎܲ݀݁݁ܨ‬െ ܲ݁‫݁ݎݑݏݏ݁ݎܲ݁ݐܽ݁݉ݎ‬

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ƚĞŵƉĞƌĂƚƵƌĞƐ͘dŚĞĨůŽǁƌĂƚĞƉĞƌŵĞŵďƌĂŶĞƐƵƌĨĂĐĞĂƌĞĂŝƐĐĂůůĞĚƚŚĞŵĞŵďƌĂŶĞĨůƵǆĂŶĚŝƐĐĂůĐƵůĂƚĞĚ
ďĂƐĞĚŽŶƚŚĞĞƋƵĂƚŝŽŶďĞůŽǁ͘

‫ܮ‬
‫ܮ‬ ‫ ݓ݋݈ܨ‬ቀ ቁ
‫ ݔݑ݈ܨ‬൬ ଶ ൰ ൌ ݄൘
݉ ݄ ‫ܽ݁ݎܣ݁݊ܽݎܾ݉݁ܯ‬ሺ݉ଶ ሻ

WĞƌŵĞĂďŝůŝƚǇŝƐƚŚĞĨůƵǆĚŝǀŝĚĞĚďǇƚŚĞƚƌĂŶƐŵĞŵďƌĂŶĞƉƌĞƐƐƵƌĞ͘

‫ܮ‬
‫ݔݑ݈ܨ‬ሺ ଶ ሻ
ܲ݁‫ ݕݐ݈ܾ݅݅ܽ݁݉ݎ‬ൌ ݉ ݄
ܶ‫ܲܯ‬ሺ݇ܲܽሻ

&ŝŶĂůůǇ͕ƚŽĞŶƐƵƌĞƉƌŽƉĞƌƌĞĂĚŝŶŐŽĨƚŚĞƉĞƌŵĞĂďŝůŝƚǇ͕ŝƚŵƵƐƚďĞĐŽƌƌĞĐƚĞĚďǇƚĂŬŝŶŐŝŶĐŽŶƐŝĚĞƌĂƚŝŽŶƚŚĞ
ĞĨĨĞĐƚŽĨƚĞŵƉĞƌĂƚƵƌĞƵƐŝŶŐƚŚĞĨŽůůŽǁŝŶŐĞƋƵĂƚŝŽŶ͗

ܲ݁‫Ͳʹݐܽݕݐ݈ܾ݅݅ܽ݁݉ݎ‬ι‫ ܥ‬ൌ ܲ݁‫ ݕݐ݈ܾ݅݅ܽ݁݉ݎ‬ൈ ͳǡͲʹͶ்ିଶ଴

/ŶƚŚĞĞƋƵĂƚŝŽŶĂďŽǀĞ͕dŝƐƚŚĞƚĞŵƉĞƌĂƚƵƌĞŝŶĞůƐŝƵƐĚĞŐƌĞĞƐ͘
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ŝŶĞǆĐĞƉƚŝŽŶĂůĐŝƌĐƵŵƐƚĂŶĐĞƐŽƌĨŽƌƚƌŽƵďůĞƐŚŽŽƚŝŶŐĂƐƐŝƐƚĂŶĐĞ͘/ƚŝƐĞǆƉĞĐƚĞĚƚŚĂƚƚŚŝƐƉůĂŶƚŽƉĞƌĂƚĞƐŝŶ
ĂƵƚŽŵĂƚŝĐŵŽĚĞŵŽƐƚŽĨƚŚĞƚŝŵĞ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϰ


ϭ͘ sĂůǀĞƐ͗sĂůǀĞƐĐĂŶďĞƉůĂĐĞĚŝŶĂŶŽǀĞƌƌŝĚĞĐŽŶĚŝƚŝŽŶĂŶĚŽƉĞŶĞĚŽƌĐůŽƐĞĚŵĂŶƵĂůůǇĨƌŽŵƚŚĞ
,D/͘EŽƌŵĂůůǇ͕ĂƵƚŽŵĂƚĞĚǀĂůǀĞƐĂƌĞůĞĨƚŝŶƚŚĞĂƵƚŽŵĂƚŝĐĐŽŶĚŝƚŝŽŶ͘
Ϯ͘ WƵŵƉƐŽƌďůŽǁĞƌƐǁŝƚŚs&Ɛ͗WƵŵƉƐŽƌďůŽǁĞƌƐǁŝƚŚsĂƌŝĂďůĞ&ƌĞƋƵĞŶĐǇƌŝǀĞƐ;s&ͿĐĂŶďĞ
ŽƉĞƌĂƚĞĚŵĂŶƵĂůůǇĂƚƐƉĞĐŝĨŝĐĨƌĞƋƵĞŶĐŝĞƐ͘dŚŝƐĂůůŽǁƐƚŚĞŽƉĞƌĂƚŽƌƚŽĂĚũƵƐƚƚŚĞĨůŽǁƌĂƚĞŽĨƚŚĞ
ƉƵŵƉ Žƌ ďůŽǁĞƌ ŵĂŶƵĂůůǇ͘ EŽƌŵĂůůǇ͕ ƚŚĞ ĨƌĞƋƵĞŶĐǇ ƚŚĂƚ Ă ƉƵŵƉ Žƌ ďůŽǁĞƌ ŽƉĞƌĂƚĞƐ Ăƚ ŝƐ
ĐŽŶƚƌŽůůĞĚďǇƚŚĞW>ŝŶĂƵƚŽŵĂƚŝĐŵŽĚĞ͘
ϯ͘ WƵŵƉƐŽƌůŽǁĞƌƐǁŝƚŚŽƵƚs&Ɛ͗WƵŵƉƐŽƌďůŽǁĞƌƐǁŝƚŚŽƵƚs&ƐĐĂŶďĞƉůĂĐĞĚŝŶKEŽƌK&&
ŵŽĚĞ͘EŽƌŵĂůůǇ͕ƉƵŵƉƐŽƌďůŽǁĞƌƐǁŝƚŚŽƵƚs&ƐĂƌĞůĞĨƚŝŶĂƵƚŽŵĂƚŝĐŵŽĚĞĂŶĚƚƵƌŶĞĚKEĂŶĚ
K&&ďǇƚŚĞW>͘
ϰ͘ ŚĞŵŝĐĂůWƵŵƉƐ͗dǇƉŝĐĂůůǇĐŚĞŵŝĐĂůƉƵŵƉƐĂƌĞŽƉĞƌĂƚĞĚŽŶůǇŝŶhdKŵŽĚĞ͘ZĞĨĞƌƚŽƐĞĐƚŝŽŶ
^ĞĐƚŝŽŶϳͲ^ĂĨĞƚǇƚŽƵŶĚĞƌƐƚĂŶĚƐŽŵĞŽĨƚŚĞƌŝƐŬƐŝŶǀŽůǀĞĚŝŶĐŚĞŵŝĐĂůŚĂŶĚůŝŶŐ͘ǆƚƌĞŵĞĐĂƌĞ
ƐŚŽƵůĚďĞƵƐĞĚǁŚĞŶŽƉĞƌĂƚŝŶŐĐŚĞŵŝĐĂůƉƵŵƉƐŝŶŵĂŶƵĂůŵŽĚĞ͘ŚĞŵŝĐĂůƉƵŵƉƐƚǇƉŝĐĂůůǇĂƌĞ
ĐŽŶƚƌŽůůĞĚǁŝƚŚĂŶKEŽƌK&&ƐŝŐŶĂů͘
ϱ͘ ŽŶƚƌŽůWĂŶĞůƐ͗ŽŶƚƌŽůƉĂŶĞůƐĐĂŶďĞŵĂŶƵĂůůǇĚŝƐĂďůĞĚĂŶĚĚĞͲĞŶĞƌŐŝǌĞĚǁŝƚŚƚŚĞĚŝƐĐŽŶŶĞĐƚ
ƐǁŝƚĐŚŽŶƚŚĞĐŽŶƚƌŽůƉĂŶĞůƐƚŚĞŵƐĞůǀĞƐ͘
ϲ͘ ŵĞƌŐĞŶĐǇ ^ƚŽƉ ƵƚƚŽŶ͗ ^ǇƐƚĞŵ ŽƉĞƌĂƚŝŽŶ ĐĂŶ ďĞ ƐƚŽƉƉĞĚ ďǇ ƉƌĞƐƐŝŶŐ ƚŚĞ ĞŵĞƌŐĞŶĐǇ ƐƚŽƉ
ďƵƚƚŽŶ͘dŚŝƐŝƐĂƌĞĚďƵƚƚŽŶůŽĐĂƚĞĚŽŶƚŚĞŵĂŝŶĐŽŶƚƌŽůƉĂŶĞů͘/ŶƐŽŵĞƐǇƐƚĞŵƐ͕ďƵƚƚŽŶƐĂƌĞĂůƐŽ
ůŽĐĂƚĞĚŽŶƌĞŵŽƚĞƉĂŶĞůƐďƵƚƚŚĞĨƵŶĐƚŝŽŶĂůŝƚǇŝƐƚŚĞƐĂŵĞ͘dŚĞƐĞďƵƚƚŽŶƐǁŝůůƉůĂĐĞƚŚĞƐǇƐƚĞŵ
ŝŶĂŶĞƵƚƌĂůƐƚĂƚĞ;ĂůůĞƋƵŝƉŵĞŶƚƉůĂĐĞĚŝŶƚŚĞK&&ƐƚĂƚĞͿĂŶĚƐǇƐƚĞŵŽƉĞƌĂƚŝŽŶĐĂŶŶŽƚƌĞƐƵŵĞ
ƵŶƚŝůƚŚĞďƵƚƚŽŶƚŚĂƚŚĂƐďĞĞŶĚĞƉƌĞƐƐĞĚŝƐƉŚǇƐŝĐĂůůǇƉƵůůĞĚŽƵƚƚŽŝƚƐKEůŽĐĂƚŝŽŶ͘tŚĞŶƚŚĞ
ƐǇƐƚĞŵ ƌĞƐƚĂƌƚƐ͕ ŝƚ ƌĞƐƚĂƌƚƐ ĂĐĐŽƌĚŝŶŐ ƚŽ ƚŚĞ ŶŽƌŵĂů ƐƚĂƌƚ ƵƉ ƐĞƋƵĞŶĐĞ ĂƐ ĚĞĨŝŶĞĚ ŝŶ ƚŚĞ W>
ƉƌŽŐƌĂŵ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϱ


6(&7,216<67(00$,17(1$1&(352&('85(6

ĞĨŽƌĞ ƉĞƌĨŽƌŵŝŶŐ ĂŶǇ ŵĂŝŶƚĞŶĂŶĐĞ͕ ƚƌŽƵďůĞͲƐŚŽŽƚŝŶŐ Žƌ ĐůĞĂŶƐ ŽŶ ƚŚŝƐ
ƐǇƐƚĞŵƉůĞĂƐĞƌĞĂĚƚŚĞƐĞĐƚŝŽŶŝŶƚŚŝƐŵĂŶƵĂůŽŶƐĂĨĞƚǇ͗^ĞĐƚŝŽŶϳͲ^ĂĨĞƚǇ͘
(48,30(170$,17(1$1&(
dŚŝƐŵĂŶƵĂůŝŶĐůƵĚĞƐǀĞŶĚŽƌĐĂƚĂůŽŐƐƉƌŽǀŝĚŝŶŐŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞ ŝŶƐƚƌƵĐƚŝŽŶƐĨŽƌƚŚĞŵĂũŽƌ
ĞƋƵŝƉŵĞŶƚĂŶĚĐŽŵƉŽŶĞŶƚƐ͘KƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞƉĞƌƐŽŶŶĞůƐŚŽƵůĚďĞĐŽŵĞĨĂŵŝůŝĂƌǁŝƚŚƚŚĞƐĞ
ŝŶƐƚƌƵĐƚŝŽŶƐŝŶŽƌĚĞƌƚŽĚĞǀĞůŽƉƋƵŝĐŬƚƌŽƵďůĞƐŚŽŽƚŝŶŐĂŶĚƉƌŽƉĞƌŵĂŝŶƚĞŶĂŶĐĞƚĞĐŚŶŝƋƵĞƐ͘
ZĞĨĞƌƚŽ^ĞĐƚŝŽŶϭϬʹsĞŶĚŽƌƐKΘDĂƚĂĂŶĚDĂŶƵĂůƐĨŽƌĚĞƚĂŝůƐŽŶŚŽǁƚŽŵĂŝŶƚĂŝŶĞƋƵŝƉŵĞŶƚŝƚĞŵƐ
ƉƌŽǀŝĚĞĚ ďǇ ƐƵďͲǀĞŶĚŽƌƐ͘ dŚĞ ĨŽůůŽǁŝŶŐ ƐĞĐƚŝŽŶƐ ĂƌĞ ƐƉĞĐŝĨŝĐ ƚŽ ƐǇƐƚĞŵ ŵĂŝŶƚĞŶĂŶĐĞ ĨŽƌ ƚŚĞ DZ
ƉƌŽǀŝĚĞĚƐǇƐƚĞŵ͘
0$,17(1$1&(/2*6
ůĞĂƌ ĚŽĐƵŵĞŶƚĂƚŝŽŶ ŽĨ ƐǇƐƚĞŵ ĂŶĚ ĞƋƵŝƉŵĞŶƚ ŵĂŝŶƚĞŶĂŶĐĞ ŝƐ ŚĞůƉĨƵů ŝŶ ƵŶĚĞƌƐƚĂŶĚŝŶŐ ĞƋƵŝƉŵĞŶƚ
ŽƉĞƌĂƚŝŶŐĐŽƐƚƐĂŶĚŝŶǁĂƌƌĂŶƚǇĐůĂŝŵƐ͘/ƚŝƐƌĞĐŽŵŵĞŶĚĞĚƚŚĂƚĨŽƌĞĂĐŚƉŝĞĐĞŽĨĞƋƵŝƉŵĞŶƚŝŶƚŚĞƉůĂŶƚ͕
ĞƋƵŝƉŵĞŶƚŝĚĞŶƚŝĨŝĐĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞůŽŐƐŚĞĞƚƐĂƌĞŬĞƉƚ͘ŶĞǆĂŵƉůĞŽĨĂůŽŐƐŚĞĞƚŝƐƐŚŽǁŶŝŶ
ƚŚĞĂƉƉĞŶĚŝĐĞƐŽĨƚŚŝƐĚŽĐƵŵĞŶƚ͘
/ƚŝƐŝŵƉŽƌƚĂŶƚƚŽƉĞƌĨŽƌŵƉƌĞǀĞŶƚŝǀĞŵĂŝŶƚĞŶĂŶĐĞƉƌŽĐĞĚƵƌĞƐƉĞƌŝŽĚŝĐĂůůǇĂŶĚƌĞŐƵůĂƌůǇ͘KŶĐĞĂŵŽŶƚŚ͕
ŝƚŝƐƉƌŝŵŽƌĚŝĂůƚŽĐŚĞĐŬƚŚĞĞŶƚŝƌĞƐǇƐƚĞŵĨŽƌƐŝŐŶƐŽĨǁĞĂƌ͕ĚĞƚĞƌŝŽƌĂƚŝŽŶĂŶĚĚĂŵĂŐĞ͘dŚĞƐĞƐǇŵƉƚŽŵƐ
ŝŶĐůƵĚĞĞǆĐĞƐƐŝǀĞǀŝďƌĂƚŝŽŶ͕ĞǆĐĞƐƐŝǀĞŽƌƵŶƵƐƵĂůŶŽŝƐĞ͕ĐŽƌƌŽƐŝŽŶ͕ƉŝƉĞƐŽƌůŽŽƐĞĐŽŶŶĞĐƚŝŽŶƐĂŶĚůĞĂŬƐ͘
ƵƌŝŶŐƚŚĞŝŶƐƉĞĐƚŝŽŶƉĞƌŝŽĚ͕ŝƚŝƐŝŵƉŽƌƚĂŶƚƚŽƌĞŵŽǀĞĚƵƐƚ͕ƐĂŶĚ͕Žŝů͕ŵŽŝƐƚƵƌĞŽƌŽƚŚĞƌĐŽŶƚĂŵŝŶĂŶƚƐ
ĨƌŽŵƚŚĞĞǆƚĞƌŶĂůƐƵƌĨĂĐĞƐŽĨƚŚĞĞŶŐŝŶĞ͘ůƐŽ͕ƌĞŵŽǀĞĚƵƐƚ͕ĚŝƌƚŽƌŽƚŚĞƌĚĞďƌŝƐĨƌŽŵƚŚĞĂŝƌŝŶůĞƚƐ͘
:25.,1*:,7+527$7,1*(48,30(17
tŚĞŶǁŽƌŬŝŶŐǁŝƚŚŽƌĂƌŽƵŶĚƉƵŵƉƐ͕ďůŽǁĞƌƐĂŶĚŽƚŚĞƌƌŽƚĂƚŝŶŐĞƋƵŝƉŵĞŶƚŝƚĞŵƐ͕ŝŶĂĚĚŝƚŝŽŶƚŽƚŚĞ
ŝŶƐƚƌƵĐƚŝŽŶƐůŝƐƚĞĚŝŶ^ĞĐƚŝŽŶϭϬʹsĞŶĚŽƌƐKΘDĂƚĂĂŶĚDĂŶƵĂůƐ͕ƚĂŬĞƚŚĞĨŽůůŽǁŝŶŐƉƌĞĐĂƵƚŝŽŶƐ͗
ϭ͘ ĞĨŽƌĞƉĞƌĨŽƌŵŝŶŐŵĂŝŶƚĞŶĂŶĐĞ͕ŝƐŽůĂƚĞĂŶĚĚƌĂŝŶĂůůƉŝƉŝŶŐĐŽŶŶĞĐƚĞĚƚŽĂƉƵŵƉ͘
Ϯ͘ ĞĨŽƌĞƉĞƌĨŽƌŵŝŶŐŵĂŝŶƚĞŶĂŶĐĞŽŶĂŶǇƌŽƚĂƚŝŶŐŽƌƉŽǁĞƌĞĚĞƋƵŝƉŵĞŶƚŝƚĞŵ͕ĞŶƐƵƌĞƚŚĞŝƚĞŵŝƐ
ďƌŽƵŐŚƚ ƚŽ Ă ǌĞƌŽ ĞŶĞƌŐǇ ƐƚĂƚĞ ĂŶĚ ĐŽŵƉůĞƚĞ Ăůů ůŽĐŬͲŽƵƚ͕ ƚĂŐͲŽƵƚ ƉƌŽĐĞĚƵƌĞƐ ƌĞƋƵŝƌĞĚ ďǇ
ŐŽǀĞƌŶŵĞŶƚ ƌĞŐƵůĂƚŝŽŶƐ͕ ƉůĂŶƚͲƐƉĞĐŝĨŝĐ ƉƌŽĐĞĚƵƌĞƐ͕ ĂŶĚ ƚŚŽƐĞ ƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐ ŝŶ ƚŚŝƐ
ŵĂŶƵĂů͛ƐƐĞĐƚŝŽŶŽŶƐĂĨĞƚǇ͘
ϯ͘ WĞƌĨŽƌŵƐĞƌǀŝĐĞƵƐŝŶŐŵĂŶƵĨĂĐƚƵƌĞƌ͛ƐŵĂŶƵĂůƐĂƐĂŐƵŝĚĞ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϲ


ϰ͘ ĨƚĞƌĐŽŵƉůĞƚŝŶŐŵĂŝŶƚĞŶĂŶĐĞ͕ƌĞƉůĂĐĞĂŶǇŐƵĂƌĚƐŽƌŽƚŚĞƌƐĂĨĞƚǇĐŽŵƉŽŶĞŶƚƐƌĞŵŽǀĞĚĚƵƌŝŶŐ
ƚŚĞƉƌŽĐĞĚƵƌĞ͘WĞƌƐŽŶŶĞůǁŽƌŬŝŶŐŽŶƉƵŵƉƐƵƐĞĚƚŽƚƌĂŶƐĨĞƌĐŚĞŵŝĐĂůƐŵƵƐƚďĞ ĨĂŵŝůŝĂƌǁŝƚŚ
ƚŚĞƐĂĨĞͲŚĂŶĚůŝŶŐƉƌŽĐĞĚƵƌĞƐĂƐƐŽĐŝĂƚĞĚǁŝƚŚƚŚĞĐŚĞŵŝĐĂůƐŝŶǀŽůǀĞĚ͘
ϱ͘ tŚĞŶǁŽƌŬŝŶŐǁŝƚŚĚŝĂƉŚƌĂŐŵƉƵŵƉƐŽƌŽƚŚĞƌĐŚĞŵŝĐĂůƚƌĂŶƐĨĞƌƉƵŵƉƐ͕ďĞĂǁĂƌĞƚŚĂƚƐŽŵĞ
ŵĞĚŝĂ ŵĂǇ ƌĞŵĂŝŶ ǁŝƚŚŝŶ ƚŚĞ ƉƵŵƉ͛Ɛ ĚŝĂƉŚƌĂŐŵ ĐŚĂŵďĞƌ ĞǀĞŶ ĂĨƚĞƌ ƚŚĞ ƉƵŵƉ ŚĂƐ ďĞĞŶ
ĚƌĂŝŶĞĚĂŶĚĞŶƐƵƌĞƉƌŽƉĞƌWWŝƐǁŽƌŶĚƵƌŝŶŐƚŚŝƐǁŽƌŬ͘
ϲ͘ /ŶŐĞŶĞƌĂů͕ ŵŽƚŽƌƐƐŚŽƵůĚďĞ ŝŶƐƉĞĐƚĞĚĂƚƌĞŐƵůĂƌŝŶƚĞƌǀĂůƐ͖ĂƉƉƌŽǆŝŵĂƚĞůǇĞǀĞƌǇϱϬϬŚŽƵƌƐŽĨ
ŽƉĞƌĂƚŝŽŶŽƌĞǀĞƌǇϯŵŽŶƚŚƐ͕ǁŚŝĐŚĞǀĞƌŽĐĐƵƌƐĨŝƌƐƚ͘<ĞĞƉƚŚĞŵŽƚŽƌĐůĞĂŶĂŶĚƚŚĞǀĞŶƚŝůĂƚŝŽŶ
ŽƉĞŶŝŶŐƐ ĐůĞĂƌ͘ ůĞĐƚƌŝĐĂů ĐŽŶŶĞĐƚŽƌƐ ƐŚŽƵůĚ ďĞ ƚŝŐŚƚ͘ DĞŐŐĞƌ ƌĞĂĚŝŶŐƐ ŽŶ ŵŽƚŽƌ ŝŶƐƵůĂƚŝŽŶ
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ĐŽŶĨŝƌŵƚŚĞƐƚĂƚƵƐŽĨƚŚĞůĞǀĞůĂŶĚƉƌĞƐƐƵƌĞƐǁŝƚĐŚĞƐĂƚůĞĂƐƚŽŶĐĞĞǀĞƌǇƐŝǆŵŽŶƚŚƐ͘dŽĚŽƐŽ͕ƌĞĨĞƌƚŽ
ƚŚĞŝƌŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŵĂŶƵĂůƐĨŽƌƐƉĞĐŝĨŝĐĐĂůŝďƌĂƚŝŽŶƉƌŽĐĞĚƵƌĞƐĂŶĚƚŽƚŚĞƚĂďůĞŝŶƐĞĐƚŝŽŶ
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ƉƌŽĐĞĚƵƌĞŝƐĂƐĨŽůůŽǁƐ͗
ϭ͘ ^ƚŽƉƚŚĞĞůĞĐƚƌŝĐŵŽƚŽƌ͘
Ϯ͘ hƐĞĂŐƌĞĂƐĞŐƵŶĐŽŶƚĂŝŶŝŶŐŚŝŐŚƋƵĂůŝƚǇŐƌĞĂƐĞƚŚĂƚŚĂƐĂǁŝĚĞƚĞŵƉĞƌĂƚƵƌĞƌĂŶŐĞ͘
ϯ͘ ZĞŵŽǀĞƚŚĞƵƉƉĞƌĂŶĚůŽǁĞƌĐĂƉƐŽĨƚŚĞŐƌĞĂƐĞƉŽƌƚƐŽĨƚŚĞƐŚĂĨƚďĞĂƌŝŶŐƐ͘/ĨĂůƵďƌŝĐĂŶƚĨŝƚƚŝŶŐ
ŝƐŶŽƚƉĞƌŵĂŶĞŶƚůǇŝŶƐƚĂůůĞĚ͕ŝŶƐƚĂůůĂŐƌĞĂƐĞŐƵŶĨŝƚƚŝŶŐŝŶƚŚĞƵƉƉĞƌƉŽƌƚ͘
ϰ͘ WƵŵƉŶĞǁŐƌĞĂƐĞŝŶƚŽƚŚĞďĞĂƌŝŶŐďǇƵƉƉĞƌƉŽƌƚƵŶƚŝůƚŚĞŶĞǁĐůĞĂŶŐƌĞĂƐĞĂƉƉĞĂƌƐĂƚƚŚĞĚƌĂŝŶ
ƉŽƌƚ;ůŽǁĞƌƉŽƌƚͿ͘
ϱ͘ ZŽůůƚŚĞĞŶŐŝŶĞďƌŝĞĨůǇƵŶƚŝůŐƌĞĂƐĞƐƚŽƉƐĨůŽǁŝŶŐƚŚƌŽƵŐŚƚŚĞƉŽƌƚŽĨƚŚĞĚƌĂŝŶ͘ZĞƉůĂĐĞƚŚĞĐĂƉ
ŽĨůŽǁĞƌƉŽƌƚ;ĚƌĂŝŶͿĂŶĚƚŚĞĐĂƉŽĨƚŚĞƵƉƉĞƌƉŽƌƚ͘

ĂƵƚŝŽŶ͗ŽŶŽƚŽǀĞƌͲůƵďƌŝĐĂƚĞƚŚĞĞŶŐŝŶĞ͕ĂƐĞǆĐĞƐƐŝǀĞůƵďƌŝĐĂƚŝŽŶĐĂŶĚĂŵĂŐĞƚŚĞďĞĂƌŝŶŐƐĞĂůƐ͘
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ŽƉĞƌĂƚŝŽŶ͘dŚĞƌĞĂĨƚĞƌ͕ĐŚĞĐŬƚŚĞƐĞĂůƐǁĞĞŬůǇ͘ůĞĂŬŝƐĐŽŶƐŝĚĞƌĞĚĂĐĐĞƉƚĂďůĞǁŚĞŶŝƚŝƐŶŽƚŵŽƌĞƚŚĂŶ
ĂĚƌŽƉĞǀĞƌǇƚŚƌĞĞŽƌĨŽƵƌŵŝŶƵƚĞƐ͘/ĨƚŚĞůĞĂŬƌĂƚĞŝŶĐƌĞĂƐĞƐ͕ƚŚĞŐĂƐŬĞƚƐŚŽƵůĚďĞƌĞƉůĂĐĞĚ͘

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϳ


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ĐŽůůĞĐƚĞĚŝŶĨŽƌŵĂƚŝŽŶƐŚŽƵůĚďĞƐĂǀĞĚŝŶĂůŽŐĨŝůĞ͘/ƚǁŝůůďĞƌĞƋƵĞƐƚĞĚǁŚĞŶƉƌŽǀŝĚŝŶŐƚƌŽƵďůĞƐŚŽŽƚŝŶŐ
ĂƐƐŝƐƚĂŶĐĞ͘dĂďůĞϭϬƉƌŽǀŝĚĞƐƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐŽĨĂŵŽŶŝƚŽƌŝŶŐƐƚƌĂƚĞŐǇ͘
dĂďůĞϭϬ͗ZĞĐŽŵŵĞŶĚĞĚDŽŶŝƚŽƌŝŶŐ^ƚƌĂƚĞŐǇ
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tĂƐƚĞsŽůƵŵĞ sŽůƵŵĞ ƐƚŝŵĂƚĞǀŽůƵŵĞǁĂƐƚĞĚ ĂŝůǇ
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ĂŝůǇĨŽƌĨŝƌƐƚϰǁĞĞŬƐ
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dƌĞĂƚĞĚtĂƚĞƌ /ŵŵĞĚŝĂƚĞůǇĂĨƚĞƌhs
dW͕ŵŐͬ> ƌĞƋƵŝƌĞŵĞŶƚƐ
^ĂŵƉůĞ ĚŝƐŝŶĨĞĐƚŝŽŶ
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ƉĂƌĂŵĞƚĞƌ ƚŚĂƚ ŝƐ ƵƐĞĚ ƚŽ ĚĞƚĞƌŵŝŶĞ ƚŚĞ ĐůĞĂŶŝŶŐ ĂŶĚ ŵĂŝŶƚĞŶĂŶĐĞ ƉƌŽƚŽĐŽůƐ ĨŽƌ ƚŚĞ ĨĂĐŝůŝƚǇ͘ dŚĞ
ĐůĞĂŶŝŶŐĨƌĞƋƵĞŶĐǇŝƐĂĨƵŶĐƚŝŽŶŽĨƚŚĞƉƌŽĚƵĐƚŝŽŶƌĂƚĞĂŶĚǁĂƚĞƌƋƵĂůŝƚǇ͕ƐŝŶĐĞĐůĞĂŶŝŶŐŝŶƚĞƌǀĂůĂŶĚĨůƵǆ
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ďĞ͕ĂŶĚƚŚĞƐŚŽƌƚĞƌƚŚĞĐůĞĂŶŝŶŐŝŶƚĞƌǀĂů͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϴ


DĞŵďƌĂŶĞ ĨŽƵůŝŶŐ ĐƌĞĂƚĞƐ ĂŶ ŝŶĐƌĞĂƐĞ ŝŶ ƚŚĞ ƚƌĂŶƐͲŵĞŵďƌĂŶĞ ƉƌĞƐƐƵƌĞ ;dDWͿ͘ Ɛ Ă ƌĞƐƵůƚ͕ ƚŚĞƌĞ ĂƌĞ
ŝŶĐƌĞĂƐĞĚĞŶĞƌŐǇĐŽƐƚƐĂŶĚƉŽƚĞŶƚŝĂůůǇƌĞĚƵĐĞĚŵĞŵďƌĂŶĞůŝĨĞ;ĚĞƉĞŶĚŝŶŐŽŶƚŚĞƚǇƉĞŽĨĨŽƵůŝŶŐͿ͘tŚĞŶ
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ŵĞĞƚƚŚĞĨůŽǁƐĞƚͲƉŽŝŶƚ͘/ŶŽƌĚĞƌƚŽŽƉĞƌĂƚĞƚŚĞƐǇƐƚĞŵŝŶƚŚĞŵŽƐƚĞĨĨŝĐŝĞŶƚǁĂǇĂŶĚŬĞĞƉĐŽƐƚƐĚŽǁŶ͕
ƌƵŶŶŝŶŐǁŝƚŚĂďĂůĂŶĐĞĚdDWƌĂŶŐĞŝƐƚŚĞƌĞĐŽŵŵĞŶĚĞĚƉƌĂĐƚŝĐĞ͘
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dƌĞĂƚŵĞŶƚ͘
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ŵŽĚƵůĞƐĂŶĚƉƌĞǀĞŶƚĨŝůƚƌĂƚŝŽŶ͘ ĞĨĨĞĐƚŝǀĞůǇ ĂŶĚ ƚŚĂƚ ǁĂƐƚŝŶŐ ƚŽ ƚŚĞ ƐůƵĚŐĞ
ŚŽůĚŝŶŐƚĂŶŬŽĐĐƵƌƐƌĞŐƵůĂƌůǇ͘
WƌĞĐŝƉŝƚĂƚŝŽŶ ^ĐĂůĞ ĐĂŶ ĨŽƌŵ ǁŚĞŶ ƚŚĞ ĐŽŵƉŽƵŶĚƐ ŝŶ ĐŝĚ ďĂƐĞĚ ĐůĞĂŶĞƌƐ ĂƌĞ ƵƐĞĚ ƚŽ ƌĞŵŽǀĞ
ĨĞĞĚ ǁĂƚĞƌ ĂƌĞ ĐŽŶĐĞŶƚƌĂƚĞĚ ďĞǇŽŶĚ ĨŽƵůŝŶŐĨƌŽŵƉƌĞĐŝƉŝƚĂƚŝŽŶ͘ĚũƵƐƚŵĞŶƚƐƚŽƚŚĞ
ƚŚĞŝƌƐŽůƵďŝůŝƚǇ;ŵŽƌĞĐŽŵŵŽŶŝŶZKĂŶĚ ǁĂƐƚĞ ƐƚƌĞĂŵ ĐŽŶĐĞŶƚƌĂƚŝŽŶ ĐĂŶ ĂůƐŽ ŚĞůƉ͘
E& ƐǇƐƚĞŵƐͿ͘ &Žƌ ĞǆĂŵƉůĞ͕ ĐĂůĐŝƵŵ >ŝŵĞ ƐŽĨƚĞŶŝŶŐ ĂŶĚ ĚŽǁŶǁĂƌĚ ĨĞĞĚ ǁĂƚĞƌ Ɖ,
ĐĂƌďŽŶĂƚĞ ĂŶĚ ŵĂŐŶĞƐŝƵŵ ƐƵůĨĂƚĞ͘ ,ĂƌĚ ĂĚũƵƐƚŵĞŶƚĐĂŶŵŝŶŝŵŝǌĞƌŝƐŬ͘
ƐĐĂůĞ ĨŽƌŵĂƚŝŽŶ ŵĞŵďƌĂŶĞƐ͕ ĐĂŶ ďůŽĐŬ
ǁĂƚĞƌĨůŽǁ͘,ŝŐŚƉ,ƐĂŶĚŚĂƌĚĨĞĞĚǁĂƚĞƌ
ĐĂŶƉƌŽŵŽƚĞƐĐĂůĞĨŽƌŵĂƚŝŽŶ͘
ŝŽůŽŐŝĐĂů >ŝǀŝŶŐŽƌŐĂŶŝƐŵƐƐƵĐŚĂƐďĂĐƚĞƌŝĂ͕ĨƵŶŐƵƐ͕ ZĞŐƵůĂƌ ƚƌĞĂƚŵĞŶƚ ǁŝƚŚ ĂŶƚŝŵŝĐƌŽďŝĂů ĂŐĞŶƚƐ

ĂŶĚ ĂůŐĂĞ͕ ĂƌĞ ďŝŽůŽŐŝĐĂů ĨŽƵůĂŶƚƐ͘ ĂŶĚ ďŝŽĐŝĚĞƐ ĂƌĞ ĞĨĨĞĐƚŝǀĞ ŝŶ ƉƌĞǀĞŶƚŝŶŐ ĂŶĚ
ŽůŽŶŝĞƐ ĐĂŶ ĨŽƌŵ ŽŶ ƚŚĞ ƐƵƌĨĂĐĞ ŽĨ ƚŚĞ ƌĞǀĞƌƐŝŶŐ ďŝŽůŽŐŝĐĂů ĨŽƵůŝŶŐ͘ ^ŽĚŝƵŵ
ŵĞŵďƌĂŶĞ ďůŽĐŬŝŶŐ ǁĂƚĞƌ ĨůŽǁ ƚŚƌŽƵŐŚ ŚǇƉŽĐŚůŽƌŝƚĞŝƐƚŚĞŵŽƐƚĨƌĞƋƵĞŶƚůǇƵƐĞĚĂŐĞŶƚ
ƚŚĞŵĞŵďƌĂŶĞƐƵƌĨĂĐĞ͘ ƚŽŬŝůůďŝŽůŽŐŝĐĂůŽƌŐĂŶŝƐŵƐ͘
ďƐŽƌƉƚŝǀĞ KŝůƐ͕ ƉŽůǇŵĞƌƐ͕ ĐĂƚŝŽŶŝĐ ƐƵƌĨĂĐƚĂŶƚƐ͕ ĂŶĚ dŚŝƐ ƚǇƉĞ ŽĨ ĨŽƵůŝŶŐ ĐĂŶ ďĞ ŝƌƌĞǀĞƌƐŝďůĞ ĂŶĚ
ŚǇĚƌŽĐĂƌďŽŶƐ͕ ĂƌĞ ĐŽŵŵŽŶ ĂĚƐŽƌƉƚŝǀĞ ĨĞĞĚ ǁĂƚĞƌƐ ĐŽŶƚĂŝŶŝŶŐ ƚŚĞƐĞ ĐŽŵƉŽƵŶĚƐ
ĨŽƵůĂŶƚƐ͘ ƐŚŽƵůĚďĞŵŝŶŝŵŝǌĞĚŽƌƉŝůŽƚĞĚďĞĨŽƌĞŚĂŶĚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϵ


^ŝŶĐĞĨĞĞĚǁĂƚĞƌƐĐĂŶĐŚĂŶŐĞŽǀĞƌƚŝŵĞ͕ŝƚŝƐŝŵƉŽƌƚĂŶƚƚŽŚĂǀĞĂƌĞŐƵůĂƌƐĂŵƉůŝŶŐĂŶĚƚĞƐƚŝŶŐƉƌŽŐƌĂŵ
ĨŽƌ ƉŽƚĞŶƚŝĂůůǇ ĨŽƵůŝŶŐ ĐŽŵƉŽƵŶĚƐ͘ dŚŝƐ ŝŶĨŽƌŵĂƚŝŽŶ ŝƐ ǀĞƌǇ ǀĂůƵĂďůĞ ŝŶ ĚŝĂŐŶŽƐŝŶŐ ŵĞŵďƌĂŶĞ ĨŽƵůŝŶŐ
ŝƐƐƵĞƐŝŶƚŚĞĨƵƚƵƌĞ͕ĞǀĞŶŝĨŝƚŝƐƐŝŵƉůǇƵƐĞĚƚŽƌƵůĞŽƵƚƉŽƚĞŶƚŝĂůĐĂƵƐĞƐ͘
&/($1,1*35272&2/
dŚĞ ƐĞĐƚŝŽŶ ϴ͘ϭ ʹ WƌŽĐĞƐƐ ŽŶƚƌŽů EĂƌƌĂƚŝǀĞ ŽĨ ƚŚŝƐ ŵĂŶƵĂů ĚĞƐĐƌŝďĞƐ ƚŚĞ ĐůĞĂŶŝŶŐ ƉƌŽĐĞĚƵƌĞ ĨŽƌ ƚŚĞ
ƉƌŽũĞĐƚ͘dĂďůĞϭϮĚĞƐĐƌŝďĞƐƚŚĞƌĞĐŽŵŵĞŶĚĞĚĐůĞĂŶŝŶŐĨƌĞƋƵĞŶĐǇĨŽƌĞĂĐŚƚǇƉĞŽĨĐůĞĂŶŝŶŐĂŶĚĐŚĞŵŝĐĂů
ĐůĞĂŶĞƌƐ͘
dĂďůĞϭϮ͗ZĞƋƵŝƌĞĚůĞĂŶŝŶŐ&ƌĞƋƵĞŶĐǇĨŽƌdŚŝƐWůĂŶƚ
ůĞĂŶŝŶŐdǇƉĞ ŚĞŵŝĐĂůWƌŽĚƵĐƚ &ƌĞƋƵĞŶĐǇ
;ŚĞŵŝĐĂůůǇŶŚĂĐĞĚĂĐŬƉƵůƐĞͿ ^ŽĚŝƵŵ,ǇƉŽĐŚůŽƌŝƚĞ KŶĐĞĂǁĞĞŬ
/W;ůĞĂŶͲ/ŶͲWůĂĐĞͿ ^ŽĚŝƵŵ,ǇƉŽĐŚůŽƌŝƚĞ dǁŝĐĞĂǇĞĂƌ
/W;ůĞĂŶͲ/ŶͲWůĂĐĞͿ ŝƚƌŝĐĐŝĚ dǁŝĐĞĂǇĞĂƌ
/ĨĂůƚĞƌŶĂƚŝǀĞƐƚŽƚŚĞƐĞĐůĞĂŶŝŶŐĨƌĞƋƵĞŶĐŝĞƐƐĞĞŵŶĞĐĞƐƐĂƌǇ͕ĚŝƐĐƵƐƐǁŝƚŚǇŽƵƌ,ϮK/ŶŶŽǀĂƚŝŽŶƉƌŽũĞĐƚ
ŵĂŶĂŐĞƌ͘dŚĞĐůĞĂŶŝŶŐŽƉĞƌĂƚŝŽŶƐŵƵƐƚĂůůďĞůŝƐƚĞĚŝŶĂƚĂďůĞ;ƐĞĞdĂďůĞϭϯ͗dǇƉŝĐĂůůĞĂŶŝŶŐ>ŽŐ^ŚĞĞƚͿ
ďǇŽƉĞƌĂƚŽƌƐŽĨƚŚĞƉůĂŶƚ͘dŚŝƐŝŶĨŽƌŵĂƚŝŽŶŝƐĞƐƐĞŶƚŝĂůĨŽƌŵŽŶŝƚŽƌŝŶŐƚŚĞůŽŶŐͲƚĞƌŵƉĞƌĨŽƌŵĂŶĐĞĂŶĚŝƐ
ƌĞƋƵŝƌĞĚƚŽŵĂŝŶƚĂŝŶƚŚĞǁĂƌƌĂŶƚǇŽĨƚŚĞŵĞŵďƌĂŶĞƐ͘,ϮK/ŶŶŽǀĂƚŝŽŶŝƐĂŵĂŶƵĨĂĐƚƵƌĞƌŽĨƐƉĞĐŝĂůŝǌĞĚ
ĐůĞĂŶŝŶŐĐŚĞŵŝĐĂůƐĂŶĚĂůƐŽŽĨĨĞƌƐůĂďŽƌĂƚŽƌǇƚĞƐƚŝŶŐƐĞƌǀŝĐĞƐƚŚĂƚĐĂŶŚĞůƉĚĞƚĞƌŵŝŶĞ ďĞƚƚĞƌĐůĞĂŶŝŶŐ
ƉƌŽƚŽĐŽůƐ ĨŽƌ ĨŽƵůĞĚ ŵĞŵďƌĂŶĞƐ͘ /ƚ ŝƐ ŝŵƉŽƌƚĂŶƚ ƚŽ ŝĚĞŶƚŝĨǇ ĂŶĚ ƌĞƐŽůǀĞ ƚŚĞ ŵĞŵďƌĂŶĞ ĐůĞĂŶŝŶŐ ĂŶĚ
ĨŽƵůŝŶŐƉƌŽďůĞŵƐĂƐƋƵŝĐŬůǇĂƐƉŽƐƐŝďůĞƚŽĂǀŽŝĚĚĂŵĂŐĞƚŽƚŚĞŵĞŵďƌĂŶĞƐ͘
dĂďůĞϭϯ͗dǇƉŝĐĂůůĞĂŶŝŶŐ>ŽŐ^ŚĞĞƚ
ůĞĂŶŝŶŐ/ŶĨŽƌŵĂƚŝŽŶ ĂƚĞ ĂƚĞ ĂƚĞ ĂƚĞ ĂƚĞ
ůĞĂŶŝŶŐdǇƉĞ
ŚĞŵŝĐĂůWƌŽĚƵĐƚ
sŽůƵŵĞŽĨŚĞŵŝĐĂůWƌŽĚƵĐƚhƐĞĚ
^ƚĂƌƚŝŶŐdŝŵĞ
ƵƌĂƚŝŽŶ
dĞŵƉĞƌĂƚƵƌĞĂƚƚŚĞďĞŐŝŶŶŝŐ;ΣͿ
dĞŵƉĞƌĂƚƵƌĞĂƚƚŚĞĞŶĚ;ΣͿ
WĞƌŵĞĂďŝůŝƚǇďĞĨŽƌĞĐůĞĂŶŝŶŐ;ĐŽƌƌĞĐƚĞĚĂƚϮϬΣͿ
WĞƌŵĞĂďŝůŝƚǇďĞĨŽƌĞĐůĞĂŶŝŶŐ;ĐŽƌƌĞĐƚĞĚĂƚϮϬΣͿ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϬ


7528%/(6+227,1*

ĞĨŽƌĞ ƉĞƌĨŽƌŵŝŶŐ ĂŶǇ ŵĂŝŶƚĞŶĂŶĐĞ͕ ƚƌŽƵďůĞͲƐŚŽŽƚŝŶŐ Žƌ ĐůĞĂŶƐ ŽŶ ƚŚŝƐ
ƐǇƐƚĞŵ ƉůĞĂƐĞ ƌĞĂĚ ƚŚĞ ƐĞĐƚŝŽŶ ŝŶ ƚŚŝƐ ŵĂŶƵĂů ŽŶ ƐĂĨĞƚǇ͗ ^ĞĐƚŝŽŶ ϳ Ͳ
^ĂĨĞƚǇ͘
dŚŝƐ ƚƌŽƵďůĞͲƐŚŽŽƚŝŶŐ ŐƵŝĚĞ ŝƐ ŝŶƚĞŶĚĞĚ ƚŽ ƉƌŽǀŝĚĞ ďĂƐŝĐ ŝŶĨŽƌŵĂƚŝŽŶ ŽŶůǇ͘ ǆƉĞƌŝĞŶĐĞĚ ŽƉĞƌĂƚŽƌƐ ĂŶĚ
ŵĂŝŶƚĞŶĂŶĐĞƐƚĂĨĨĂƌĞƌĞƋƵŝƌĞĚĂƚĂŶǇĨĂĐŝůŝƚǇƚŚĂƚŚĂƐƐŝŐŶŝĨŝĐĂŶƚƉƌŽĐĞƐƐĞƋƵŝƉŵĞŶƚƐƵĐŚĂƐƚŚŝƐŽŶĞ͘
KŶůǇ ƋƵĂůŝĨŝĞĚ ĂŶĚ ƚƌĂŝŶĞĚ ƉĞƌƐŽŶŶĞů ƐŚŽƵůĚ ĞŶŐĂŐĞ ŝŶ ƚƌŽƵďůĞͲƐŚŽŽƚŝŶŐ Žƌ ŵĂŝŶƚĞŶĂŶĐĞ ŽŶ ƚŚĞ
ĞƋƵŝƉŵĞŶƚĐŽǀĞƌĞĚďǇƚŚŝƐŵĂŶƵĂů͘dŚĞŝŶĨŽƌŵĂƚŝŽŶƉƌŽǀŝĚĞĚŝŶ^ĞĐƚŝŽŶϭϬʹsĞŶĚŽƌƐKΘDĂƚĂĂŶĚ
DĂŶƵĂůƐŵƵƐƚĂůƐŽďĞƵƐĞĚĨŽƌĚŝĂŐŶŽƐŝŶŐĂŶĚƚƌŽƵďůĞͲƐŚŽŽƚŝŶŐŝƐƐƵĞƐǁŝƚŚƐƵďͲǀĞŶĚŽƌĐŽŵƉŽŶĞŶƚƐ͘
dŚĞĨŽůůŽǁŝŶŐƚĂďůĞĚĞƐĐƌŝďĞƐƐŽŵĞĐŽŵŵŽŶƉƌŽďůĞŵƐĂŶĚƉŽƚĞŶƚŝĂůƌĞƐŽůƵƚŝŽŶƐ͘

dĂďůĞϭϰ͗DZ^ǇƐƚĞŵdƌŽƵďůĞͲ^ŚŽŽƚŝŶŐdŝƉƐ
WƌŽďůĞŵ WŽƐƐŝďůĞĂƵƐĞ WŽƚĞŶƚŝĂůZĞƐŽůƵƚŝŽŶ
,ŝŐŚdDW DĞŵďƌĂŶĞĨŽƵůŝŶŐŚĂƐŽĐĐƵƌƌĞĚ͘ ǆĞĐƵƚĞĐůĞĂŶƐĂƐĚĞƐĐƌŝďĞĚŝŶƚŚŝƐŵĂŶƵĂůŽŶĐĞ

ĚƵƌŝŶŐ /ĨĨŽƵůŝŶŐŽĐĐƵƌƌĞĚƌĂƉŝĚůǇĂŶĚ ĨůŽǁƉĞĂŬƐŚĂǀĞďĞĞŶĂůůĞǀŝĂƚĞĚ͘
ƉƌŽĚƵĐƚŝŽŶ ƵŶĞǆƉĞĐƚĞĚůǇ͕ŚĂƐƚŚĞƌĞďĞĞŶĂŶ
ƵƉƐƚƌĞĂŵŝƐƐƵĞ͍
ŵĂŶƵĂůǀĂůǀĞŝŶƚŚĞƉƵŵƉ ŚĞĐŬƉŽƐŝƚŝŽŶŝŶŐŽĨĂůůŵĂŶƵĂůǀĂůǀĞƐ͘
ƐƵĐƚŝŽŶůŝŶĞŽƌĨŝůƚƌĂƚĞůŝŶĞŝƐ
ƉĂƌƚŝĂůůǇĐůŽƐĞĚ͘
/ŶƐƚƌƵŵĞŶƚĂƚŝŽŶĨĂŝůƵƌĞ͘ ŚĞĐŬƚŚĞĐĂůŝďƌĂƚŝŽŶĂŶĚĚŝĂŐŶŽƐƚŝĐƐŽĨƚŚĞĨĞĞĚ
ƉƌĞƐƐƵƌĞƚƌĂŶƐŵŝƚƚĞƌ͘ƌĞƚŚĞŝŶƐƚƌƵŵĞŶƚƐ
ĐŽŵŵƵŶŝĐĂƚŝŶŐǁŝƚŚƚŚĞW>͍
W/ƚƵŶŝŶŐƉĂƌĂŵĞƚĞƌƐŚĂǀĞďĞĞŶ ŽŶĨŝƌŵǁŝƚŚ,ϮK/ŶŶŽǀĂƚŝŽŶƚŚĂƚƚŚĞW/ŝƐĂƐŝƚ
ĂůƚĞƌĞĚ͘ ǁĂƐůĞĨƚĂƚƚŚĞĞŶĚŽĨĐŽŵŵŝƐƐŝŽŶŝŶŐ͘,ĂǀĞ
ƚƵŶŝŶŐƉĂƌĂŵĞƚĞƌƐďĞĞŶĂĚũƵƐƚĞĚ͍
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϭ


ĞƌĂƚŝŽŶŝƐƐƵĞƐ͘ ŚĞĐŬƚŚĂƚĂŝƌŝƐŐĞƚƚŝŶŐƚŽƚŚĞĞŶƚŝƌĞŵĞŵďƌĂŶĞ
ŵŽĚƵůĞ͘ŝƌŶĞĞĚƐƚŽŐĞƚƚŽĂůůŽĨĞĂĐŚŵŽĚƵůĞ
ƚŽƐĐŽƵƌƚŚĞŵĞŵďƌĂŶĞƐƵƌĨĂĐĞĂƉƉƌŽƉƌŝĂƚĞůǇ͘
ĐĐŝĚĞŶƚĂůĂĚũƵƐƚŵĞŶƚŽĨƐĞƚͲ ŽŶĨŝƌŵƐĞƚͲƉŽŝŶƚƐŝŶ,D/ƌĞĨůĞĐƚƚŚĞ
ƉŽŝŶƚƐ͘ ĐŽŵŵŝƐƐŝŽŶĞĚǀĂůƵĞƐŽƌĂŐƌĞĞĚƚŽ͕ŵŽĚŝĨŝĞĚ
ǀĂůƵĞƐ͘
WƵŵƉůŽǁ DĂŶƵĂůǀĂůǀĞƐĂƌĞĐůŽƐĞĚŽƌ ŽŶĨŝƌŵƚŚĂƚŵĂŶƵĂůǀĂůǀĞƐĂƌĞĂůůŝŶƚŚĞĐŽƌƌĞĐƚ

ĨůŽǁĂůĂƌŵƐ ƉĂƌƚŝĂůůǇĐůŽƐĞĚ͘,ĂƐŵĂŝŶƚĞŶĂŶĐĞ ƉŽƐŝƚŝŽŶƐ͘/ƐŽůĂƚŝŽŶǀĂůǀĞƐƐŚŽƵůĚďĞŽƉĞŶĨŽƌ
ƌĞĐĞŶƚůǇŽĐĐƵƌƌĞĚŽŶƚŚĞƉƵŵƉŽƌ ĞƋƵŝƉŵĞŶƚƚŚĂƚŝƐŝŶƚĞŶĚĞĚƚŽďĞŽŶůŝŶĞ͘
ƐǇƐƚĞŵ͍
ƵƚŽŵĂƚĞĚǀĂůǀĞƐĂƌĞŶŽƚ ŚĞĐŬƚŚĂƚƚŚĞĂƵƚŽŵĂƚĞĚǀĂůǀĞƐŝŶƚŚĞůŝŶĞĂƌĞ
ĂĐƚƵĂƚŝŶŐĂƐĞǆƉĞĐƚĞĚ͘ ŽƉĞŶŝŶŐǁŚĞŶƚŚĞǇƐŚŽƵůĚĨŽƌƚŚĞƉƌŽŐƌĂŵŵŝŶŐ
ƐĞƋƵĞŶĐĞďǇůŽŽŬŝŶŐĂƚƚŚĞƉŽƐŝƚŝŽŶŝŶĚŝĐĂƚŽƌƐ
ŽŶƚŚĞĂĐƚƵĂƚŽƌƐ͘
ŽŶĨŝƌŵƚŚĂƚƚŚĞǀĂůǀĞƚŝŵŝŶŐŝƐƐƵŝƚĂďůĞ;ĚĞůĂǇƐ
ďĞƚǁĞĞŶǀĂůǀĞĂĐƚƵĂƚŝŽŶĂŶĚƉƵŵƉĂĐƚƵĂƚŝŽŶͿ͘
ŽŶĨŝƌŵƚŚĂƚĂůůƉŶĞƵŵĂƚŝĐůŝŶĞƐĂƌĞŽƉĞŶĂŶĚ
ĐŽŶŶĞĐƚĞĚƚŽƉŶĞƵŵĂƚŝĐǀĂůǀĞƐ͘ŽŶĨŝƌŵůŝŶĞƐĚŽ
ŶŽƚĐŽŶƚĂŝŶĨƌŽǌĞŶŵŽŝƐƚƵƌĞ͘
WŝƉŝŶŐůĞĂŬƐ͘ ŚĞĐŬƚŚĂƚĂůůƉŝƉŝŶŐĐŽŶŶĞĐƚŝŽŶƐĂƌĞƚŝŐŚƚĂŶĚ
ŶŽƚůĞĂŬŝŶŐ͘
/ŶƐƚƌƵŵĞŶƚĂƚŝŽŶƌĞůĂƚĞĚŝƐƐƵĞƐ͘ ŚĞĐŬƚŽƐĞĞŝĨƚŚĞƌĞŝƐĂŝƌƚƌĂƉƉĞĚŝŶƚŚĞƉŝƉĞ
ǁŚĞƌĞƚŚĞŵĂŐŵĞƚĞƌƐŝƐŝŶƐƚĂůůĞĚŽƌŝĨĂŝƌŝƐ
ƉĂƐƐŝŶŐƚŚƌŽƵŐŚĂŵĂŐŵĞƚĞƌ͘
ŝƌĞŶƚƌĂŝŶŵĞŶƚ͘ ŚĞĐŬŝĨĂŝƌŝƐĐĂƵƐŝŶŐŝƐƐƵĞƐǁŝƚŚƉƵŵƉƉƌŝŵŝŶŐ
ĂŶĚƉƌŽƉĞƌĨƵŶĐƚŝŽŶŝŶŐ͘
/ƐƐƵĞƐǁŝƚŚs&͘ ŚĞĐŬƚŽƐĞĞŝĨƚŚĞs&ŚĂƐƉƌĞƐĞŶƚĞĚĂŶǇĨĂƵůƚƐ͘
ŶĂůŽŐƵĞ /ŶƐƚƌƵŵĞŶƚĂƚŝŽŶŝƐƐƵĞƐʹ ŚĞĐŬƚŚĂƚƚŚĞƐĞĂůƐŝŶƚŚĞŝŶƐƚƌƵŵĞŶƚĂƌĞŐŽŽĚ͘

ĚĞǀŝĐĞŝƐƐƵĞƐ ŵŽŝƐƚƵƌĞŝŶŐƌĞƐƐ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϮ


WŽǁĞƌŝƐƐƵĞƐ͘ ŽŶĨŝƌŵƚŚĂƚƚŚĞŝŶƐƚƌƵŵĞŶƚŝƐƌĞĐĞŝǀŝŶŐƉŽǁĞƌ
ĂŶĚŚĂƐďŽŽƚĞĚƵƉĐŽƌƌĞĐƚůǇ͘ŚĞĐŬƚŚĂƚƚŚĞ
ƉŽǁĞƌƐƵƉƉůǇŝƐǁŽƌŬŝŶŐ͘
ŽŵŵƵŶŝĐĂƚŝŽŶŝƐƐƵĞƐ͘ ŚĞĐŬƚŚĂƚƚŚĞW>ŝƐƌĞĐĞŝǀŝŶŐĂƐŝŐŶĂůĨƌŽŵƚŚĞ
ŝŶƐƚƌƵŵĞŶƚĂŶĚŝĨƚŚĞŝŶƐƚƌƵŵĞŶƚŚĂƐ,Zd͕
ĐŚĞĐŬƚŚĞŝŶƐƚƌƵŵĞŶƚ͛ƐŽŶͲďŽĂƌĚĚŝĂŐŶŽƐƚŝĐƐ͘
ŝŐŝƚĂůĚĞǀŝĐĞ WŽǁĞƌŝƐƐƵĞƐ͘ ŚĞĐŬƚŚĂƚƚŚĞĨƵƐĞŚĂƐŶŽƚďůŽǁŶƚŽƚŚĞƐǁŝƚĐŚ

ŝƐƐƵĞƐ ĂŶĚƚŚĂƚƚŚĞƐǁŝƚĐŚŝƐƌĞĐĞŝǀŝŶŐƉŽǁĞƌĂƐ
ĞǆƉĞĐƚĞĚ͘
ŽŵŵƵŶŝĐĂƚŝŽŶŝƐƐƵĞƐ͘ ŚĞĐŬƚŚĂƚƚŚĞW>ŝƐƌĞĐĞŝǀŝŶŐĂƐŝŐŶĂůĨƌŽŵƚŚĞ
ƐǁŝƚĐŚ;ĐŽŶƚŝŶƵŝƚǇͿ͘
&ŝůƚƌĂƚĞǁĂƚĞƌ >ĞĂŬŝŶŐŵŽĚƵůĞƐŽƌƉůĂƚĞƐ͘ ŵŽĚƵůĞŝŶƐƉĞĐƚŝŽŶŵĂǇďĞƌĞƋƵŝƌĞĚʹƉůĞĂƐĞ

ƋƵĂůŝƚǇ ĐŽŶƚĂĐƚ,ϮK/ŶŶŽǀĂƚŝŽŶ͘
/ŶƐƚƌƵŵĞŶƚĂƚŝŽŶŝƐƐƵĞƐ;ƚǇƉŝĐĂůůǇ dŚĞŵŽƐƚĐŽŵŵŽŶĐĂƵƐĞŽĨŚŝŐŚƚƵƌďŝĚŝƚǇĂƌĞ
ƚƵƌďŝĚŝƚǇ͖ŝĨŝŶƐƚĂůůĞĚͿ͘ ŝƐƐƵĞƐǁŝƚŚƚŚĞŝŶƐƚƌƵŵĞŶƚŝƚƐĞůĨ͘ŽŶĨŝƌŵƚŚĂƚ
ƚŚĞŝŶƐƚƌƵŵĞŶƚŝƐĨƵŶĐƚŝŽŶŝŶŐĐŽƌƌĞĐƚůǇĂŶĚƚŚĂƚ
ĐĂůŝďƌĂƚŝŽŶŝƐĂĐĐƵƌĂƚĞ͘ŽŶĨŝƌŵƚŚĂƚƚŚĞĨůŽǁ
ƚŚƌŽƵŐŚĂŶĂůǇƚŝĐĂůŝŶƐƚƌƵŵĞŶƚƐŝƐǁŝƚŚŝŶ
ƐƉĞĐŝĨŝĐĂƚŝŽŶ͘
ŝƌĞŶƚƌĂŝŶŵĞŶƚ͘ dŚĞƐĞĐŽŶĚŵŽƐƚĐŽŵŵŽŶĐĂƵƐĞŽĨĚŝƌĞĐƚ
ƋƵĂůŝƚǇŵĞĂƐƵƌĞŵĞŶƚŝƐƐƵĞƐŝƐĂŝƌĞŶƚƌĂŝŶŵĞŶƚŝŶ
ƚŚĞƉƌŽĐĞƐƐƐƚƌĞĂŵ͘ŽŶĨŝƌŵƚŚĂƚƚŚĞĨůŽǁƌĂƚĞ
ƚŽƚŚĞŝŶƐƚƌƵŵĞŶƚŝƐǁŝƚŚŝŶƐƉĞĐŝĨŝĐĂƚŝŽŶĂŶĚƚŚĂƚ
ĚĞŐĂƐƐĞƌƐĂƌĞĨƵŶĐƚŝŽŶŝŶŐĂƉƉƌŽƉƌŝĂƚĞůǇ͘
hŶĞǆƉĞĐƚĞĚ ĞǀŝĐĞƐŝŶŵĂŶƵĂů͘ ZĞƋƵŝƌĞĚĞƋƵŝƉŵĞŶƚŝƐĚŝƐĂďůĞĚŽƌŶŽƚŝŶ

ĂůĂƌŵƐŽŶ ĂƵƚŽŵĂƚŝĐŵŽĚĞ͘WůĂĐĞĂůůĂǀĂŝůĂďůĞĞƋƵŝƉŵĞŶƚ
,D/ ŝŶhdKŵŽĚĞ͘

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϯ


6(&7,216$)(7<
285),56735,25,7<±6$)(7<
&Žƌ ǇŽƵƌ ŽǁŶ ƉƌŽƚĞĐƚŝŽŶ ĂŶĚ ƚŚĂƚ ŽĨ ǇŽƵƌ ĐŽͲǁŽƌŬĞƌƐ͕ ƉůĞĂƐĞ ƉĂǇ ƉĂƌƚŝĐƵůĂƌ ĂƚƚĞŶƚŝŽŶ ƚŽ ƚŚŝƐ ƐĞĐƚŝŽŶ͘
dŚĞƐĞƐĂĨĞƚǇƉƌĞĐĂƵƚŝŽŶƐĂƌĞŝŶƚĞŶĚĞĚƚŽƉƌŽƚĞĐƚŽƉĞƌĂƚŽƌƐĂŶĚĞƋƵŝƉŵĞŶƚĨƌŽŵƌŝƐŬŽĨƉŚǇƐŝĐĂůŚĂƌŵ
ĂŶĚĚĂŵĂŐĞƚŚĂƚŵĂǇĂƌŝƐĞĨƌŽŵƚŚĞŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŽĨƚŚŝƐǁĂƚĞƌƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵ͘dŚĞ
ĨŽůůŽǁŝŶŐƚĂďůĞƐƵŵŵĂƌŝǌĞƐƚŚĞƐǇŵďŽůƐƵƐĞĚŝŶƚŚŝƐŵĂŶƵĂůƚŽŚŝŐŚůŝŐŚƚĂƌĞĂƐŽĨƌŝƐŬ͘dŚĞƐĞǁĂƌŶŝŶŐƐ
ĂƌĞŶŽƚŝŶƚĞŶĚĞĚƚŽďĞĞǆŚĂƵƐƚŝǀĞĂŶĚƚŚĞŽƉĞƌĂƚŽƌĂŶĚŵĂŝŶƚĞŶĂŶĐĞƐƚĂĨĨĂƌĞĞǆƉĞĐƚĞĚƚŽĞǆĞĐƵƚĞĚƵĞ
ĚŝůŝŐĞŶĐĞŝŶĐĂƌƌǇŝŶŐŽƵƚƚŚĞŝƌǁŽƌŬŽŶƚŚŝƐƐǇƐƚĞŵ͘tŚĞŶŝŶĚŽƵďƚƉůĞĂƐĞĂƐŬĨŽƌĂƐƐŝƐƚĂŶĐĞŽƌĂĚǀŝĐĞ͘
^ǇŵďŽů ĞƐĐƌŝƉƚŝŽŶ

ůĞƌƚƐŽƉĞƌĂƚŽƌƐƚŽŝƚĞŵƐƚŚĂƚŝĨŶŽƚĨŽůůŽǁĞĚǁŝůůƌĞƐƵůƚŝŶƐĞǀĞƌĞŝŶũƵƌǇŽƌ
ĚĞĂƚŚ͘

ůĞƌƚƐŽƉĞƌĂƚŽƌƐƚŽŝƚĞŵƐƚŚĂƚŝĨŶŽƚĨŽůůŽǁĞĚĐĂŶƌĞƐƵůƚŝŶƐĞǀĞƌĞŝŶũƵƌǇŽƌ
ĚĞĂƚŚ͘

ůĞƌƚƐŽƉĞƌĂƚŽƌƐƚŽŝƚĞŵƐƚŚĂƚŝĨŶŽƚĨŽůůŽǁĞĚŵĂǇƌĞƐƵůƚŝŶĂŵŝŶŽƌŽƌŵĂũŽƌ
ŝŶũƵƌǇ͘

ůĞƌƚƐŽƉĞƌĂƚŽƌƐƚŽŝƚĞŵƐƚŚĂƚŝĨŶŽƚĨŽůůŽǁĞĚŵĂǇƌĞƐƵůƚŝŶĚĂŵĂŐĞƚŽ
ĞƋƵŝƉŵĞŶƚŽƌƉƌŽƉĞƌƚǇ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϰ


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WůĞĂƐĞ ĞŶƐƵƌĞ ƚŽ ƌĞĂĚ ĂŶĚ ƵŶĚĞƌƐƚĂŶĚ ƚŚĞ ĞŶƚŝƌĞ ŽƉĞƌĂƚŝŽŶĂů ĂŶĚ ŵĂŝŶƚĞŶĂŶĐĞ ŵĂŶƵĂů ƚŚŽƌŽƵŐŚůǇ͘
ŶƐƵƌĞ Ăůů ĂƐƐĞŵďůǇ͕ ŽƉĞƌĂƚŝŽŶ͕ ŵĂŝŶƚĞŶĂŶĐĞ Žƌ ŝŶƐƉĞĐƚŝŽŶ ŝŶƐƚƌƵĐƚŝŽŶƐ ĚĞƐĐƌŝďĞĚ ŝŶ ƚŚŝƐ ŵĂŶƵĂů ĂƌĞ
ĨŽůůŽǁĞĚ ďĞĨŽƌĞ ƵƐŝŶŐ ĂŶǇ ĚĞǀŝĐĞƐ ŝŶĐůƵĚĞĚ ǁŝƚŚ ƚŚŝƐ ƉůĂŶƚ͘ ĚĞǀŝĐĞ ĐĂŶ ďĞ Ă ǀĂůǀĞ͕ ŝŶƐƚƌƵŵĞŶƚ͕
ĞƋƵŝƉŵĞŶƚŝƚĞŵŽƌĂŶǇŽƚŚĞƌƉŚǇƐŝĐĂůŽƌƐŽĨƚǁĂƌĞ ĐŽŵƉŽŶĞŶƚƌĞƋƵŝƌĞĚŝŶƚŚĞŽƉĞƌĂƚŝŽŶŽĨƚŚŝƐǁĂƚĞƌ
ƉůĂŶƚ͘ DŝƐƵƐĞ ŽĨ ĚĞǀŝĐĞƐ Žƌ ĨĂŝůƵƌĞ ƚŽ ĨŽůůŽǁ ƚŚĞ ŝŶƐƚƌƵĐƚŝŽŶƐ ĚĞƐĐƌŝďĞĚ ŝŶ ƚŚŝƐ ŵĂŶƵĂů ŵĂǇ ƌĞƐƵůƚ ŝŶ
ĚĞĂƚŚ͕ ƐĞƌŝŽƵƐ ƉĞƌƐŽŶĂů ŝŶũƵƌǇ ĂŶĚͬŽƌ ĚĂŵĂŐĞ ƚŽ ƉƌŽƉĞƌƚǇ͘ &ĂŝůƵƌĞ ƚŽ ƌĞĂĚ ƚŚĞ ĞŶƚŝƌĞ ŵĂŶƵĂů ďĞĨŽƌĞ
ƵƐŝŶŐĂŶǇĚĞǀŝĐĞŝŶĐůƵĚĞĚŝŶƚŚĞƐĐŽƉĞŽĨƚŚŝƐƉƌŽũĞĐƚĐŽŶƐƚŝƚƵƚĞƐĂŵŝƐƵƐĞ͘
dŚĞƉůĂŶƚŽƉĞƌĂƚŽƌŝƐƌĞƐƉŽŶƐŝďůĞƚŽŝŶƐƉĞĐƚĞĂĐŚĚĞǀŝĐĞďĞĨŽƌĞƵƐŝŶŐŝƚ͘KŶůǇƵƐĞƚŚĞĚĞǀŝĐĞŝĨŝƚƉĂƐƐĞƐ
ŝŶƐƉĞĐƚŝŽŶ͘ůǁĂǇƐƵƐĞƚŚĞĚĞǀŝĐĞĂƐĚĞƐĐƌŝďĞĚďǇƚŚĞŽƌŝŐŝŶĂůŵĂŶƵĨĂĐƚƵƌĞƌŽĨƚŚĞĚĞǀŝĐĞ͘ŽŶŽƚƵƐĞ
ĂŶǇŵĂůĨƵŶĐƚŝŽŶŝŶŐĚĞǀŝĐĞ͘<ĞĞƉďǇͲƐƚĂŶĚĞƌƐĂǁĂǇĨƌŽŵĚĞǀŝĐĞĚƵƌŝŶŐƵƐĞ͘
/ƚŝƐƵƉƚŽƚŚĞŽƉĞƌĂƚŽƌƚŽƵƐĞĐŽŵŵŽŶƐĞŶƐĞǁŚĞŶŽƉĞƌĂƚŝŶŐĂŶǇĚĞǀŝĐĞ͘ŵŽŵĞŶƚŽĨŝŶĂƚƚĞŶƚŝŽŶǁŚŝůĞ
ŽƉĞƌĂƚŝŶŐ Ă ĚĞǀŝĐĞ ĐĂŶ ĐĂƵƐĞ ƉĞƌƐŽŶĂů ŝŶũƵƌǇ Žƌ ĚĞĂƚŚ ƚŽ ƚŚĞ ŽƉĞƌĂƚŽƌ Žƌ ƚŽ ĂŶǇ ďǇͲƐƚĂŶĚĞƌƐ ĂŶĚͬŽƌ
ĚĂŵĂŐĞ ƚŽ ƉƌŽƉĞƌƚǇ͘ <ĞĞƉ ŚĂŶĚƐ͕ ĐůŽƚŚĞƐ͕ ůŽŽƐĞ ũĞǁĞůƌǇ ĨƌŽŵ ďĞŝŶŐ ĐĂƵŐŚƚ ŝŶ ŵŽǀŝŶŐ ƉĂƌƚƐ͘ Ž ŶŽƚ
ĞǆĐĞĞĚƐƚĂƚĞĚǁĞŝŐŚƚůŝŵŝƚƐĨŽƌĂŶǇĚĞǀŝĐĞƵƐĞĚĨŽƌůŝĨƚŝŶŐ͘
Ž ŶŽƚ ŵŽĚŝĨǇ ĂŶǇ ĚĞǀŝĐĞ ŝŶ ĂŶǇ ǁĂǇ ŽƚŚĞƌ ƚŚĂŶ ƚŚĂƚ ĚĞƐĐƌŝďĞĚ ŝŶ ǀĞŶĚŽƌ ŝŶƐƚƌƵĐƚŝŽŶ ŵĂŶƵĂůƐ ƵŶůĞƐƐ
ƉƌŝŽƌǁƌŝƚƚĞŶĂƉƉƌŽǀĂůŽĨ,ϮK/ŶŶŽǀĂƚŝŽŶ/ŶĐ͘ŝƐŽďƚĂŝŶĞĚ͘hŶĂƵƚŚŽƌŝǌĞĚŵŽĚŝĨŝĐĂƚŝŽŶƐƚŽĂ ĚĞǀŝĐĞŵĂǇ
ǀŽŝĚƚŚĞǁĂƌƌĂŶƚǇĂŶĚŵŝŐŚƚŵĂŬĞƚŚĞĚĞǀŝĐĞƵŶƐĂĨĞƚŽƵƐĞ͘
/Ŷ ŶŽ ĞǀĞŶƚ ƐŚĂůů ,ϮK /ŶŶŽǀĂƚŝŽŶ /ŶĐ͘ ďĞ ůŝĂďůĞ ĨŽƌ ĂŶǇ ŝŶĚŝƌĞĐƚ͕ ŝŶĐŝĚĞŶƚĂů Žƌ ĐŽŶƐĞƋƵĞŶƚŝĂů ĚĂŵĂŐĞƐ
ƌĞƐƵůƚŝŶŐĨƌŽŵƚŚĞƵƐĞŽĨĚĞǀŝĐĞƐŝŶƚŚŝƐƉůĂŶƚ͘dŚŝƐĚŝƐĐůĂŝŵĞƌĂƉƉůŝĞƐďĞĨŽƌĞ͕ĚƵƌŝŶŐĂŶĚĂĨƚĞƌƵƐĞŽĨƚŚĞ
ĚĞǀŝĐĞ͕ ǁŚŝĐŚ ŝŶĐůƵĚĞ͕ ǁŝƚŚŽƵƚ ůŝŵŝƚĂƚŝŽŶ͕ ĂƐƐĞŵďůǇ͕ ŝŶƐƉĞĐƚŝŽŶ͕ ƵƐĞ ĂŶĚͬŽƌ ƐƚŽƌĂŐĞ͘ EŽ ǁĂƌƌĂŶƚŝĞƐ
;ĞǆƉƌĞƐƐ͕ŝŵƉůŝĞĚ͕ŽƌƐƚĂƚƵƚŽƌǇͿĂƌĞŵĂĚĞŝŶĐŽŶŶĞĐƚŝŽŶǁŝƚŚƚŚŝƐŽƉĞƌĂƚŝŽŶĂůĂŶĚŵĂŝŶƚĞŶĂŶĐĞŵĂŶƵĂů͘
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WZKdd͕/EDE/&z͕E,K>,ϮK/EEKsd/KE/E͕͘/d^&&/>/d^͕^h^//Z/^͕
^h^^KZ^͕ ^^/'E^͕ /ZdKZ^͕ K&&/Z^͕ 'Ed^͕ E DW>Kz^ ,ZD>^^
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/E/Ed>͕ KZ KE^YhEd/>͕ Z/^/E' &ZKD WdE KZ h^ K& d,/^
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Dz Z/^ Khd K& d, WdE KZ h^ KZ >>' h^ K& d,/^ DEh>͕ /d
/E' d, /EdEd K& d,/^ WZKs/^/KE E K& d, KWZdKZ͕ h^Z KZ KtEZ dK
^K>s E WZKdd ,ϮK /EEKsd/KE /E͕͘ /d^ &&/>/d^͕ ^h^//Z/^͕
^h^^KZ^͕^^/'E^͕/ZdKZ^͕K&&/Z^͕'Ed^͕EDW>Kz^&ZKDEzE
>> >K^^ Z>d/E' /E Ez tz dK d,/^ KWZd/KE> E D/EdEE DEh>
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KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϱ


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ǁŚĞŶƚŚĞǇĂƌĞƐƚƌŝĐƚĞƌŽƌŵŽƌĞŽŶĞƌŽƵƐƚŚĂŶƚŚŝƐŵĂŶƵĂů͘dŚĞŽƉĞƌĂƚŽƌƐĂŶĚƉůĂŶƚŽǁŶĞƌƐĂƌĞĞǆƉĞĐƚĞĚ
ƚŽĨŽůůŽǁƚŚĞŝƌůŽĐĂůƐƚĂŶĚĂƌĚƐĂŶĚĂƵŐŵĞŶƚƚŚŽƐĞǁŝƚŚƚŚĞŝŶĨŽƌŵĂƚŝŽŶƉƌŽǀŝĚĞĚŝŶƚŚŝƐŵĂŶƵĂů͘ůƐŽ͕
ƐƚĂŶĚĂƌĚƐ ĞǀŽůǀĞ ŽǀĞƌ ƚŝŵĞ ĂŶĚ ƚŚĞ ŽŶƵƐ ŝƐ ŽŶ ƚŚĞ ƉůĂŶƚ ŽƉĞƌĂƚŝŽŶƐ ƐƚĂĨĨ ƚŽ ŵĂŝŶƚĂŝŶ ĐƵƌƌĞŶƚ
ĐĞƌƚŝĨŝĐĂƚŝŽŶƐĂŶĚďĞĨĂŵŝůŝĂƌǁŝƚŚƚŚĞŵŽƐƚƌĞĐĞŶƚƌĞƋƵŝƌĞŵĞŶƚƐ͕ƉĂƌƚŝĐƵůĂƌůǇƚŚŽƐĞƌĞůĂƚĞĚƚŽƐĂĨĞƚǇ͘
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WĞƌƐŽŶĂů WƌŽƚĞĐƚŝǀĞ ƋƵŝƉŵĞŶƚ ;WWͿ ŝƐ ƌĞƋƵŝƌĞĚ ƚŽ ŽƉĞƌĂƚĞ ƚŚŝƐ ƐǇƐƚĞŵ ƐĂĨĞůǇ͘ dŚĞ ĨŽůůŽǁŝŶŐ ŝƚĞŵƐ
ƐŚŽƵůĚďĞƌĞĂĚŝůǇĂǀĂŝůĂďůĞĂŶĚƉƌŽƉĞƌůǇĨŝƚƚĞĚĨŽƌŽƉĞƌĂƚŽƌƐŽĨƚŚŝƐƐǇƐƚĞŵ͗
ϭ͘ ,ĂƌĚŚĂƚ
Ϯ͘ ^ĂĨĞƚǇďŽŽƚƐ
ϯ͘ ^ĂĨĞƚǇŐůĂƐƐĞƐǁŝƚŚƐŝĚĞƐŚŝĞůĚƐ
ϰ͘ &ĂĐĞƐŚŝĞůĚƐ
ϱ͘ ZƵďďĞƌĂƉƌŽŶƐ
ϲ͘ ĂƌƉůƵŐƐ
ϳ͘ &ĂůůƉƌŽƚĞĐƚŝŽŶĞƋƵŝƉŵĞŶƚ;ůĂŶǇĂƌĚ͕ŚĂƌŶĞƐƐͿ
ϴ͘ ,ŽƵƐĞŬĞĞƉŝŶŐĞƋƵŝƉŵĞŶƚ;ďƌŽŽŵƐ͕ŵŽƉƐ͕ƐƉŝůůŬŝƚƐ͕ƌĂŐƐͿ
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WůĞĂƐĞ ƉĂǇ ƉĂƌƚŝĐƵůĂƌ ĂƚƚĞŶƚŝŽŶ ƚŽ ƚŚŝƐ ƐĞĐƚŝŽŶ͘ dŚĞƐĞ ƐĂĨĞƚǇ ƉƌĞĐĂƵƚŝŽŶƐ ĂƌĞ ŝŶƚĞŶĚĞĚ ƚŽ ƉƌŽƚĞĐƚ
ŽƉĞƌĂƚŽƌƐĨƌŽŵƌŝƐŬŽĨƉŚǇƐŝĐĂůŚĂƌŵĂŶĚĚĂŵĂŐĞƚŚĂƚŵĂǇĂƌŝƐĞĨƌŽŵƚŚĞŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŽĨ
ƚŚŝƐǁĂƚĞƌƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵ͘

Ž ŶŽƚ ŵŝǆ ƐŽĚŝƵŵ ŚǇƉŽĐŚůŽƌŝƚĞ ƐŽůƵƚŝŽŶ ǁŝƚŚ ĂŶǇ ĂĐŝĚŝĐ ƐŽůƵƚŝŽŶ͘ dŚŝƐ
ŵŝǆƚƵƌĞ ǁŝůů ŐĞŶĞƌĂƚĞ ƚŽǆŝĐ ĐŚůŽƌŝŶĞ ŐĂƐ ǁŚŝĐŚ ŝƐ ůĞƚŚĂů͘ ŽŵŵŽŶ ĂĐŝĚŝĐ
ƐŽůƵƚŝŽŶƐ ŝŶĐůƵĚĞ ĐŝƚƌŝĐ ĂĐŝĚ͕ ƐƵůĨƵƌŝĐ ĂĐŝĚ͕ ŚǇĚƌŽĐŚůŽƌŝĐ ĂĐŝĚ͕ ƐŽĚŝƵŵ
ďŝƐƵůĨŝƚĞ;ďƵƚĂƌĞŶŽƚůŝŵŝƚĞĚƚŽƚŚĞƐĞͿ͘

DĞŵďƌĂŶĞŵŽĚƵůĞƐĂŶĚƉŝƉŝŶŐŝƐƵŶĚĞƌƉƌĞƐƐƵƌĞ;ŽƌǀĂĐƵƵŵͿ͘ŶƐƵƌĞƚŚĂƚ
ĞƋƵŝƉŵĞŶƚ ĂŶĚ ƉŝƉŝŶŐ ŶĞƚǁŽƌŬƐ ĂƌĞ ĨƵůůǇ ĚĞͲƉƌĞƐƐƵƌŝǌĞĚ ƚŽ ĂƚŵŽƐƉŚĞƌŝĐ
ƉƌĞƐƐƵƌĞ ďĞĨŽƌĞ ƐĞƌǀŝĐŝŶŐ͘ ŶĞƌŐǇ ƌĞůĞĂƐĞ͕ ƉĂƌƚŝĐƵůĂƌůǇ ĨŽƌ ĐŽŵƉƌĞƐƐŝďůĞ
ĨůƵŝĚƐ͕ĐĂŶĐĂƵƐĞƐĞƌŝŽƵƐƉĞƌƐŽŶĂůŝŶũƵƌǇŽƌĚĞĂƚŚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϲ


tŽƌŬŝŶŐ ŽŶ Žƌ ƐĞƌǀŝĐŝŶŐ ĞůĞĐƚƌŝĐĂů ĞƋƵŝƉŵĞŶƚ Žƌ ŵĞĐŚĂŶŝĐĂů ĞƋƵŝƉŵĞŶƚ
ƉŽǁĞƌĞĚ ďǇ ĞůĞĐƚƌŝĐŝƚǇ ĐĂŶ ĐĂƵƐĞ ƐĞǀĞƌĞ ŝŶũƵƌǇ Žƌ ĚĞĂƚŚ ŝĨ ƚŚĞ ĞůĞĐƚƌŝĐĂů
ƐŽƵƌĐĞ ŝƐ ŶŽƚ ĐŽŵƉůĞƚĞůǇ ĚŝƐĐŽŶŶĞĐƚĞĚ ĂŶĚ ůŽĐŬĞĚ ŽƵƚ ďǇ ƚŚĞ ƐĞƌǀŝĐĞ
ƉĞƌƐŽŶ͘ &ŽůůŽǁŝŶŐ Ă ĚŽĐƵŵĞŶƚĞĚ ůŽĐŬͲŽƵƚ͕ ƚĂŐͲŽƵƚ ƉƌŽŐƌĂŵ ŝƐ ŚŝŐŚůǇ
ƌĞĐŽŵŵĞŶĚĞĚĨŽƌǁŽƌŬŝŶŐŽŶĞƋƵŝƉŵĞŶƚŝŶƚŚŝƐƐǇƐƚĞŵ͘

ŝƌ;ŽƌŽƚŚĞƌŐĂƐƐĞƐͿƚƌĂƉƉĞĚŝŶWsƉŝƉŝŶŐŽƌĐŽŶǀĞǇĞĚďǇWsƉŝƉŝŶŐĐĂŶ
ĐĂƵƐĞƐĞǀĞƌĞŝŶũƵƌǇŽƌĚĞĂƚŚ͘WsŵĂƚĞƌŝĂůƐŚĂƚƚĞƌƐŝĨƚŚĞƉŝƉŝŶŐŝƐƐƵďũĞĐƚ
ƚŽ ĂďŶŽƌŵĂů ƐƚƌĞƐƐĞƐ ǁŚĞŶ ĐŽŵƉƌĞƐƐĞĚ Ăŝƌ ŝƐ ƉƌĞƐĞŶƚ ŝŶƐŝĚĞ͘ WŝĞĐĞƐ ŽĨ
ƉŝƉŝŶŐďĞĐŽŵĞƉƌŽũĞĐƚŝůĞƐŝŶƚŚŝƐĐĂƐĞ͘ŶƐƵƌĞ ĂŝƌŝƐĐŽŵƉůĞƚĞůǇďůĞĚǁŝƚŚ
ŶŽŶͲĐŽŵƉƌĞƐƐŝďůĞĨůƵŝĚƐĨƌŽŵĂůůƐǇƐƚĞŵƐƚŚĂƚƵƐĞWsƉŝƉŝŶŐ͘
dŚĞ ĐůĞĂŶŝŶŐ ŽĨ ŵĞŵďƌĂŶĞƐ ŝŶǀŽůǀĞƐ ƚŚĞ ƵƐĞ ŽĨ ƐƚƌŽŶŐ ĐŚĞŵŝĐĂůƐ͘ tŚĞŶ
ŚĂŶĚůŝŶŐĐŚĞŵŝĐĂůƐǁĞĂƌĂƉƉƌŽƉƌŝĂƚĞWW;ĨĂĐĞƐŚŝĞůĚƐ͕ĨƵůůůĞŶŐƚŚƌƵďďĞƌ
ŐůŽǀĞƐ͕ƌƵďďĞƌĂƉƌŽŶ͕ƐĂĨĞƚǇŐůĂƐƐĞƐǁŝƚŚƐŝĚĞƐŚŝĞůĚƐͿĂƐƌĞĐŽŵŵĞŶĚĞĚŝŶ
ƚŚĞ D^^ ĨŽƌ ĞĂĐŚ ƌĞƐƉĞĐƚŝǀĞ ĐŚĞŵŝĐĂů͘ dŚĞ D^^ ǁŝůů ĂůƐŽ ƉƌŽǀŝĚĞ
ƚƌĞĂƚŵĞŶƚ ƌĞĐŽŵŵĞŶĚĂƚŝŽŶ ŝŶ ƚŚĞ ĐĂƐĞ ŽĨ ĞǆƉŽƐƵƌĞ ƚŽ ƚŚĞ ĐŚĞŵŝĐĂůƐ͘
&ĂŝůƵƌĞ ƚŽ ĨŽůůŽǁ D^^ ƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐ ĐĂŶ ƌĞƐƵůƚ ŝŶ ƐĞƌŝŽƵƐ ŝŶũƵƌǇ Žƌ
ĚĞĂƚŚ͘

dŚĞ ĐůĞĂŶŝŶŐ ĐŚĞŵŝĐĂů ƐŽĚŝƵŵ ŚǇƉŽĐŚůŽƌŝƚĞ ŐĞŶĞƌĂƚĞƐ ĐŚůŽƌŝŶĞ ŐĂƐ ŽǀĞƌ
ƚŝŵĞƚŚĂƚƉƌĞƐĞŶƚƐĂŚĞĂůƚŚĂŶĚƐĂĨĞƚǇĐŽŶĐĞƌŶĂŶĚŝƐŚŝŐŚůǇĐŽƌƌŽƐŝǀĞƚŽ
ŚƵŵĂŶƐ ĂŶĚ ĞƋƵŝƉŵĞŶƚ ƐƵƌĨĂĐĞƐ͘ ƉƉƌŽƉƌŝĂƚĞ ǀĞŶƚŝůĂƚŝŽŶ ŝƐ ƌĞƋƵŝƌĞĚ ŝŶ
ĂƌĞĂƐǁŚĞƌĞƐŽĚŝƵŵŚǇƉŽĐŚůŽƌŝƚĞƐŽůƵƚŝŽŶƐĂƌĞĞǆƉŽƐĞĚƚŽƚŚĞŽƉĞƌĂƚŽƌ͛Ɛ
ĂŝƌƐƉĂĐĞŽƌĞƋƵŝƉŵĞŶƚƚŚĂƚĐĂŶďĞĚĂŵĂŐĞĚďǇĐŽƌƌŽƐŝŽŶ͘
DĞŵďƌĂŶĞƐ ĂƌĞ ƚǇƉŝĐĂůůǇ ƐŚŝƉƉĞĚ ŝŶ Ă ƉƌĞƐĞƌǀĂƚŝǀĞ ƐŽůƵƚŝŽŶ͘ ŶƐƵƌĞ

ĂƉƉƌŽƉƌŝĂƚĞ WW ;ĨĂĐĞ ƐŚŝĞůĚƐ͕ ĨƵůů ůĞŶŐƚŚ ƌƵďďĞƌ ŐůŽǀĞƐ͕ ƌƵďďĞƌ ĂƉƌŽŶ͕
ƐĂĨĞƚǇ ŐůĂƐƐĞƐ ǁŝƚŚ ƐŝĚĞ ƐŚŝĞůĚƐͿ ĂƐ ƌĞĐŽŵŵĞŶĚĞĚ ďǇ ƚŚĞ ŵĞŵďƌĂŶĞ
ŵĂŶƵĨĂĐƚƵƌĞƌĂƌĞ ǁŽƌŶ͘dŚĞ D^^ĨŽƌƚŚĞƉƌĞƐĞƌǀĂƚŝǀĞƐŽůƵƚŝŽŶǁŝůůĂůƐŽ
ƉƌŽǀŝĚĞ ƚƌĞĂƚŵĞŶƚ ƌĞĐŽŵŵĞŶĚĂƚŝŽŶ ŝŶ ƚŚĞ ĐĂƐĞ ŽĨ ĞǆƉŽƐƵƌĞ ƚŽ ƚŚĞ
ĐŚĞŵŝĐĂůƐ͘&ĂŝůƵƌĞƚŽĨŽůůŽǁD^^ƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐĐĂŶƌĞƐƵůƚŝŶƐĞƌŝŽƵƐ
ŝŶũƵƌǇŽƌĚĞĂƚŚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϳ


DĞŵďƌĂŶĞ ŵŽĚƵůĞƐ ĂƌĞ ŚĞĂǀǇ ĂŶĚ ƐŚŽƵůĚ ŶŽƚ ďĞ ŵĂŶŝƉƵůĂƚĞĚ ďǇ ŚĂŶĚ͘
hƐĞ ƉƌŽƉĞƌůǇ ĚĞƐŝŐŶĞĚ ůŝĨƚŝŶŐ ĞƋƵŝƉŵĞŶƚ ĨŽƌ ŝŶƐƚĂůůŝŶŐ ĂŶĚ ƌĞŵŽǀŝŶŐ
ŵŽĚƵůĞƐŝŶƚŽŵĞŵďƌĂŶĞƌĂĐŬƐ͘ĨĂůůŝŶŐŵŽĚƵůĞĐĂŶƌĞƐƵůƚŝŶƐĞƌŝŽƵƐŝŶũƵƌǇ
ŽƌĚĞĂƚŚ͘
ŽŶŽƚůŝĨƚƐŬŝĚƐĨƌŽŵĞƋƵŝƉŵĞŶƚŽƌƉŝƉŝŶŐŵŽƵŶƚĞĚŽŶƚŚĞƐŬŝĚ͘ŽŝŶŐƐŽ
ŵĂǇ ƌĞƐƵůƚ ŝŶ ŝŶũƵƌǇ Žƌ ĚĞĂƚŚ ĨŽƌ ǁŽƌŬĞƌƐ ŝŶǀŽůǀĞĚ ŝŶ ƚŚĞ ŽƉĞƌĂƚŝŽŶ Žƌ
ĚĂŵĂŐĞƚŽƚŚĞĐŽŵƉŽŶĞŶƚƐŵŽƵŶƚĞĚŽŶƚŚĞƐŬŝĚ͘

ǆƉŽƐƵƌĞƚŽŵŽĚĞƌĂƚĞŶŽŝƐĞůĞǀĞůƐĐĂŶůĞĂĚƚŽůŽŶŐƚĞƌŵŚĞĂƌŝŶŐĚĂŵĂŐĞ͘
ǆƉŽƐƵƌĞ ƚŽ ŚŝŐŚ ŶŽŝƐĞ ůĞǀĞůƐ͕ ĞǀĞŶ ĨŽƌ ƐŚŽƌƚ ĚƵƌĂƚŝŽŶƐ͕ ĐĂŶ ĐĂƵƐĞ
ŝŵŵĞĚŝĂƚĞ ŚĞĂƌŝŶŐ ĚĂŵĂŐĞ͘ tŚĞŶ ƚŚĞ ƉŽƐƐŝďŝůŝƚǇ ŽĨ ĞǆƉŽƐƵƌĞ ƚŽ ƐƵĐŚ
ŶŽŝƐĞ ůĞǀĞůƐ ŝƐ ƉƌĞƐĞŶƚ ΂ƉĂƌƚŝĐƵůĂƌůǇ ĂƌŽƵŶĚ Ăŝƌ ďůŽǁĞƌƐ͕ ĐŽŵƉƌĞƐƐŽƌƐ͕ Ăŝƌ
ƌĞůĞĂƐĞĚĞǀŝĐĞƐ΃ƵƐĞĂƉƉƌŽƉƌŝĂƚĞŚĞĂƌŝŶŐƉƌŽƚĞĐƚŝŽŶ͘
dŚŝƐƉůĂŶƚŝŶĐůƵĚĞƐƌŽƚĂƚŝŶŐĞƋƵŝƉŵĞŶƚ͘ůŽǁĞƌƐ͕ĐŽŵƉƌĞƐƐŽƌƐ͕ƉƵŵƉƐĂŶĚ
ǀĂůǀĞƐ ĂůůŚĂǀĞ ĐŽŵƉŽŶĞŶƚƐƚŚĂƚƚƵƌŶǁŝƚŚŚŝŐŚĞŶĞƌŐǇ͘ĞĨŽƌĞŽƉĞƌĂƚŝŶŐ
ĞƋƵŝƉŵĞŶƚ ǁŝƚŚ ƌŽƚĂƚŝŶŐ ĐŽŵƉŽŶĞŶƚƐ Žƌ ƉŝŶĐŚ ƉŽŝŶƚƐ͕ ĞŶƐƵƌĞ ƚŚĂƚ Ăůů
ƐŚŝĞůĚƐ͕ŐƵĂƌĚƐ͕ĂŶĚĞŵĞƌŐĞŶĐǇŬŝůůƐǁŝƚĐŚĞƐĂƌĞŝŶƉůĂĐĞĂŶĚŽƉĞƌĂƚŝŽŶĂů͘
ZŽƚĂƚŝŶŐƉĂƌƚƐĐĂŶĐĂƚĐŚĐůŽƚŚŝŶŐ͕ĨŝŶŐĞƌƐ͕ŽƌƚŽŽůƐĂŶĚĐĂƵƐĞƐĞƌŝŽƵƐŝŶũƵƌǇ͕
ĚĞĂƚŚŽƌĞƋƵŝƉŵĞŶƚĚĂŵĂŐĞ͘
hůƚƌĂǀŝŽůĞƚůŝŐŚƚŝƐŽĨƚĞŶƵƐĞĚĨŽƌĚŝƐŝŶĨĞĐƚŝŽŶŝŶǁĂƚĞƌƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵƐ͘
Ž ŶŽƚ ůŽŽŬ ĚŝƌĞĐƚůǇ Ăƚ ůŝŐŚƚ ƐŽƵƌĐĞƐ Žƌ ĞǆƉŽƐĞ ƐŬŝŶ ƚŽ ƚŚĞ ůŝŐŚƚ ĂƐ ŝƚ ĐĂŶ
ďƵƌŶďŽƚŚĞǇĞƐĂŶĚƐŬŝŶ͘
DĂŝŶƚĂŝŶŝŶŐƐƚƌŝĐƚĐƌŽƐƐͲĐŽŶŶĞĐƚŝŽŶĐŽŶƚƌŽůƐĂƌĞƌĞƋƵŝƌĞĚƚŽƉƌŽƚĞĐƚƉƵďůŝĐ
ŚĞĂůƚŚ ĂŶĚ ŵĂŝŶƚĂŝŶ ǁĂƚĞƌ ƋƵĂůŝƚǇ͘ dŚŝƐ ƐǇƐƚĞŵ ŵĂǇ ďĞ ŽƵƚĨŝƚƚĞĚ ǁŝƚŚ
ĂƵƚŽŵĂƚĞĚ ĐƌŽƐƐͲĐŽŶŶĞĐƚŝŽŶ ƉƌĞǀĞŶƚŝŽŶ ƐǇƐƚĞŵƐ͕ ŚŽǁĞǀĞƌ͕ ƚŚĞ ƉƌŽƉĞƌ
ŽƉĞƌĂƚŝŽŶ ŽĨ ƚŚĞƐĞ ŶĞĞĚƐ ƚŽ ďĞ ƌŽƵƚŝŶĞůǇ ǀĞƌŝĨŝĞĚ ďǇ ŽƉĞƌĂƚŝŽŶƐ ƐƚĂĨĨ͘
&ĂŝůƵƌĞ ŽĨ ĐƌŽƐƐͲĐŽŶŶĞĐƚŝŽŶ ƉƌĞǀĞŶƚŝŽŶ ƐǇƐƚĞŵƐ ĐĂŶ ƌĞƐƵůƚ ŝŶ ƌĞůĞĂƐĞ ŽĨ
ĐŚĞŵŝĐĂůŽƌƵŶƚƌĞĂƚĞĚǁĂƚĞƌŝŶƚŽƚŚĞƉƵďůŝĐǁĂƚĞƌƐǇƐƚĞŵ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϴ


tŚĞŶ ĂůƚĞƌŶĂƚŝŶŐ ďĞƚǁĞĞŶ ĐůĞĂŶŝŶŐ ĐŚĞŵŝĐĂůƐ ;ƉĂƌƚŝĐƵůĂƌůǇ ďĞƚǁĞĞŶ ĂŶ

ĂĐŝĚ ĂŶĚ ƐŽĚŝƵŵ ŚǇƉŽĐŚůŽƌŝƚĞͿ͕ ĞŶƐƵƌĞ ƚŚĂƚ ƚŚĞ ůŝŶĞƐ ĂŶĚ ƚĂŶŬƐ ĂƌĞ ĨƵůůǇ
ƌŝŶƐĞĚ ďĞĨŽƌĞ ƵƐŝŶŐ ƚŚĞ ŶĞǆƚ ĐŚĞŵŝĐĂů͘ dŚĞ ƵƐĞ ŽĨ ŚŝŐŚĞƌ ƋƵĂůŝƚǇ ƉƌŽĚƵĐƚ
ǁĂƚĞƌ ĨŽƌ ƌŝŶƐŝŶŐ ŝƐ ƌĞĐŽŵŵĞŶĚĞĚ ;ƌĂƚŚĞƌ ƚŚĂŶ ĨĞĞĚ ǁĂƚĞƌͿ͘ &ĂŝůƵƌĞ ƚŽ
ƌŝŶƐĞ ƐǇƐƚĞŵƐ ĂĚĞƋƵĂƚĞůǇĐĂŶ ƌĞƐƵůƚ ŝŶ ĂĚǀĞƌƐĞ ĐŚĞŵŝĐĂů ƌĞĂĐƚŝŽŶƐ͘ ZĞĨĞƌ
ƚŽŽƚŚĞƌǁĂƌŶŝŶŐƐŝŶƚŚŝƐƐĞĐƚŝŽŶ͘
KƉĞƌĂƚŝŶŐ ĞƋƵŝƉŵĞŶƚ ĐĂŶ ŐĞƚ ŚŽƚ͘ ůƐŽ͕ ŚĞĂƚĞĚ ĐŚĞŵŝĐĂů ƐŽůƵƚŝŽŶƐ ĂƌĞ
ƵƐĞĚ ĨŽƌ ĐůĞĂŶŝŶŐ ŵĞŵďƌĂŶĞƐ ĂŶĚ ĞƋƵŝƉŵĞŶƚ Žƌ ƉŝƉŝŶŐ ŵĂǇ ŶŽƚ ďĞ
ƉƌŽƚĞĐƚĞĚ ǁŝƚŚ ŝŶƐƵůĂƚŝŽŶ͘ dŽ ĂǀŽŝĚ ďƵƌŶƐ͕ ƉůĞĂƐĞ ƵƐĞ ĐĂƵƚŝŽŶ ǁŚĞŶ
ƚŽƵĐŚŝŶŐ ŽƉĞƌĂƚŝŶŐ ĞƋƵŝƉŵĞŶƚ ĂŶĚ ƉŝƉŝŶŐ ŝŶ ƚŚĞ ƉůĂŶƚ͘ WĞƌŵĂŶĞŶƚ
ŽƉĞƌĂƚŽƌ ƉƌŽƚĞĐƚŝŽŶ ŝŶƐƵůĂƚŝŽŶ Žƌ ŐƵĂƌĚŝŶŐ ŝƐ ƚǇƉŝĐĂůůǇ ƌĞƋƵŝƌĞĚ ĨŽƌ
ĐŽŵƉŽŶĞŶƚƐƚŚĂƚĐĂŶďĞǁĂƌŵĞƌƚŚĂŶϰϱΣ͘

tŚĞŶĐůĞĂŶŝŶŐŵĞŵďƌĂŶĞƐ͕ƐƚƌŝĐƚůǇĨŽůůŽǁƚŚĞƉƌŽĐĞĚƵƌĞƐĚĞƐĐƌŝďĞĚŝŶƚŚĞ
ŵĞŵďƌĂŶĞ ŵĂŶƵĂů ĂŶĚ ĚŽĐƵŵĞŶƚ ĐůĞĂŶƐ ĂƉƉƌŽƉƌŝĂƚĞůǇ ŽŶ ůŽŐ ƐŚĞĞƚƐ͘
KƚŚĞƌǁŝƐĞĚĂŵĂŐĞŵĂǇŽĐĐƵƌƚŽƚŚĞŵŽĚƵůĞƐǁŚŝĐŚĐĂŶŶĞŐĂƚŝǀĞůǇĂĨĨĞĐƚ
ƚŚĞŵĞŵďƌĂŶĞƉĞƌĨŽƌŵĂŶĐĞĂŶĚƚŚĞŵĞŵďƌĂŶĞǁĂƌƌĂŶƚǇ͘

DĞŵďƌĂŶĞŵŽĚƵůĞƐĐĂŶďĞƐƚŽƌĞĚŝŶǁĂƚĞƌĂŶĚŶŽƚƵƐĞĚĨŽƌƐŚŽƌƚƉĞƌŝŽĚƐ
ŽĨ ƚŝŵĞ͘ /Ĩ ƚŚĞǇ ĂƌĞ ƚŽ ďĞ ůĞĨƚ ĨŽƌ ůŽŶŐĞƌ ƚŚĂŶ ϰ ĚĂǇƐ͕ ĨŽůůŽǁ ƉƌŽĐĞĚƵƌĞƐ
ůŝƐƚĞĚŝŶƚŚĞŵĞŵďƌĂŶĞŵŽĚƵůĞŵĂŶƵĨĂĐƚƵƌĞƌ͛ƐŵĂŶƵĂů͘&ĂŝůƵƌĞƚŽĨŽůůŽǁ
ƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐĨƌŽŵƚŚĞŵĂŶƵĨĂĐƚƵƌĞĐĂŶƌĞƐƵůƚŝŶŵĞŵďƌĂŶĞĚĂŵĂŐĞ͘
ƵƌŝŶŐ ŵĞŵďƌĂŶĞ ŝŶƚĞŐƌŝƚǇ ƚĞƐƚƐ ;D/dͿ ŽŶ ƵůƚƌĂͲĨŝůƚƌĂƚŝŽŶ ŵĞŵďƌĂŶĞ

ƐǇƐƚĞŵƐ͕ƚŚĞĐŽŵƉƌĞƐƐĞĚĂŝƌƵƐĞĚŵƵƐƚďĞĐůĞĂŶ͕ĚƌǇ͕ĂŶĚĨƌĞĞŽĨŽŝů͘Ž
ŶŽƚĞǆĐĞĞĚƚŚĞŵĂǆŝŵƵŵƌĞĐŽŵŵĞŶĚĞĚƚĞƐƚŝŶŐƉƌĞƐƐƵƌĞƐ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϵ

ƵƌŝŶŐ ĐŽŶƐƚƌƵĐƚŝŽŶ͕ŵĂŝŶƚĞŶĂŶĐĞ͕ Žƌ ĂŶǇ ŽƚŚĞƌ ǁŽƌŬ ƉĞƌĨŽƌŵĞĚ ĚŝƌĞĐƚůǇ

ĂďŽǀĞŽƉĞŶƚĂŶŬƐƚŚĂƚĨĞĞĚŵĞŵďƌĂŶĞƐǇƐƚĞŵƐ;ƉĂƌƚŝĐƵůĂƌůǇƵƉƐƚƌĞĂŵŽĨ
ƚŚĞ ŵĞŵďƌĂŶĞƐ ĂŶĚ ĚŽǁŶƐƚƌĞĂŵ ŽĨ ƚŚĞ ƐƚƌĂŝŶĞƌƐͿ͕ ĞŶƐƵƌĞ ƚŚĂƚ ĨŽƌĞŝŐŶ
ĚĞďƌŝƐ;ĨŽƌĞǆĂŵƉůĞ͖ƉŝƉĞƚƵƌŶŝŶŐƐ͕ƉĂŝŶƚĐŚŝƉƐͿĚŽŶŽƚĨĂůůŝŶƚŽƚŚĞƚĂŶŬ͘
KƉĞƌĂƚŝŶŐ ƚŚĞ ƐǇƐƚĞŵ ƵƐŝŶŐ ŵĂŶƵĂů ĐŽŶƚƌŽůƐ ŝŶƚƌŽĚƵĐĞƐ Ă ƌŝƐŬ ŽĨ

ĞƋƵŝƉŵĞŶƚ ĚĂŵĂŐĞ͘ /ƚ ŝƐ ŚŝŐŚůǇ ƌĞĐŽŵŵĞŶĚĞĚ ƚŚĂƚ ƚŚĞ ƐǇƐƚĞŵ ŝƐ
ŵŽŶŝƚŽƌĞĚ ĐĂƌĞĨƵůůǇ ĂŶĚ ǁŝƚŚ ĂŶ ŽƉĞƌĂƚŽƌ ƉƌĞƐĞŶƚ ŝĨ ŵĂŶƵĂů ĐŽŶƚƌŽůƐ Žƌ
ƉĂƌƚŝĂůŵĂŶƵĂůĐŽŶƚƌŽůƐĂƌĞƵƐĞĚ͘ZĞĨĞƌƚŽƚŚĞƐĞĐƚŝŽŶŽŶŵĂŶƵĂůĐŽŶƚƌŽůƐ
ĨŽƌŵŽƌĞŝŶĨŽƌŵĂƚŝŽŶ͘
6$)(7<*8,'(/,1(6
dŚĞƌĞĂƌĞĂŶƵŵďĞƌŽĨŐĞŶĞƌĂůŐƵŝĚĞůŝŶĞƐƚŚĂƚĐĂŶŐƌĞĂƚůǇŝŵƉƌŽǀĞƚŚĞƐĂĨĞƚǇŽĨŽƉĞƌĂƚŽƌƐĂŶĚǀŝƐŝƚŽƌƐƚŽ
ĂǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚ͗
ϭ͘ WĞƌƐŽŶĂů WƌŽƚĞĐƚŝǀĞ ƋƵŝƉŵĞŶƚ ;WWͿ͗ tĞĂƌ ƚŚĞ ĂƉƉƌŽƉƌŝĂƚĞ WW ĨŽƌ ƚŚĞ ũŽď Žƌ ƚĂƐŬ ďĞŝŶŐ
ĐŽŶĚƵĐƚĞĚ ǁŚŝĐŚ ĂƉƉůŝĞƐ ƚŽ ďǇƐƚĂŶĚĞƌƐ ĂƐ ǁĞůů͘ 'ĞŶĞƌĂůůǇ ƐƉĞĂŬŝŶŐ͕ ǁŚĞŶ ŝŶ ƚŚĞ ƉůĂŶƚ
ĞŶǀŝƌŽŶŵĞŶƚ͕ƐĂĨĞƚǇďŽŽƚƐĂŶĚƐĂĨĞƚǇŐůĂƐƐĞƐĂƌĞŚŝŐŚůǇƌĞĐŽŵŵĞŶĚĞĚĂƐĂŵŝŶŝŵƵŵ͘
Ϯ͘ ,ŽƵƐĞŬĞĞƉŝŶŐ͗DĂŝŶƚĂŝŶŝŶŐĂĐůĞĂŶƉůĂŶƚŝƐŬĞǇĨŽƌŵŝŶŝŵŝǌŝŶŐƚŚĞƌŝƐŬŽĨĂĐĐŝĚĞŶƚƐ͘ŶƐƵƌĞƚŚĂƚ
ĂůůƚŽŽůƐĂŶĚůŽŽƐĞŝƚĞŵƐĂƌĞƉůĂĐĞĚŝŶƚŚĞĐŽƌƌĞĐƚůŽĐĂƚŝŽŶĂŶĚƚŚĂƚƐƉŝůůƐĂƌĞƋƵŝĐŬůǇĐůĞĂŶĞĚƵƉ͘
ϯ͘ ZŽƵƚŝŶĞ ŵĂŝŶƚĞŶĂŶĐĞ͗ DĂŝŶƚĂŝŶŝŶŐ ĞƋƵŝƉŵĞŶƚ ŝŶ ŐŽŽĚ ƌƵŶŶŝŶŐ ŽƌĚĞƌ ĂŶĚ ĐŽŶĚƵĐƚŝŶŐ
ƉƌĞǀĞŶƚĂƚŝǀĞŵĂŝŶƚĞŶĂŶĐĞƌĞŐƵůĂƌůǇĐĂŶŚĞůƉƉƌĞǀĞŶƚƐŝƚƵĂƚŝŽŶƐǁŚĞƌĞƐĂĨĞƚǇƌŝƐŬƐĂƌĞĞůĞǀĂƚĞĚ͘
ϰ͘ WĞƌƐŽŶĂů ŚǇŐŝĞŶĞ͗ tŝƚŚ ĂŶǇ ǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ƐǇƐƚĞŵ ƉĂƚŚŽŐĞŶƐ ĐĂŶ ďĞ ĐŽŶĐĞŶƚƌĂƚĞĚ ŝŶ ƚŚĞ
ǁĂƐƚĞƐƚƌĞĂŵ͘ZĞŐƵůĂƌƉĞƌƐŽŶĂůŚǇŐŝĞŶĞ;ůŝŬĞǁĂƐŚŝŶŐŚĂŶĚƐͿŝƐŝŵƉŽƌƚĂŶƚƚŽƉƌĞǀĞŶƚŝůůŶĞƐƐĂŶĚ
ƐƉƌĞĂĚ ŽĨ ĐŽŶƚĂŵŝŶĂƚŝŽŶ͘ /Ĩ ŽƉĞƌĂƚŽƌƐ ĂƌĞ ĞǆƉŽƐĞĚ ƚŽ ĨĞĞĚ ǁĂƚĞƌ͕ ĐŽŶĐĞŶƚƌĂƚĞ Žƌ ŽƚŚĞƌ ǁĂƚĞƌ
ŶŽƚƐƵŝƚĂďůĞĨŽƌŚƵŵĂŶĐŽŶƐƵŵƉƚŝŽŶ͕ĞǇĞƐƐŚŽƵůĚďĞŝŵŵĞĚŝĂƚĞůǇƌŝŶƐĞĚĂƚĂŶĞǇĞǁĂƐŚƐƚĂƚŝŽŶ
ĂŶĚĞǆƉŽƐĞĚƐŬŝŶƐŚŽƵůĚďĞĐůĞĂŶĞĚƚŚŽƌŽƵŐŚůǇǁŝƚŚƐŽĂƉĂŶĚǁĂƌŵǁĂƚĞƌ͕ƉĂƌƚŝĐƵůĂƌůǇďĞĨŽƌĞ
ĞĂƚŝŶŐ͕ĚƌŝŶŬŝŶŐŽƌƐŵŽŬŝŶŐ͘
ϱ͘ sĂĐĐŝŶĂƚŝŽŶƐ͗ ƵĞ ƚŽ ƉĂƚŚŽŐĞŶŝĐ ƌŝƐŬ Ăƚ ǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ĨĂĐŝůŝƚŝĞƐ͕ ŝƚ ŝƐ ƌĞĐŽŵŵĞŶĚĞĚ ƚŚĂƚ
ŽƉĞƌĂƚŽƌƐĂŶĚŵĂŝŶƚĞŶĂŶĐĞƐƚĂĨĨďĞǀĂĐĐŝŶĂƚĞĚĂŐĂŝŶƐƚƚĞƚĂŶƵƐĂŶĚ,ĞƉĂƚŝƚŝƐĂŶĚ,ĞƉĂƚŝƚŝƐ͘
^ĞĞŬŵĞĚŝĐĂůĂĚǀŝĐĞĨƌŽŵĂůŝĐĞŶƐĞĚƉŚǇƐŝĐŝĂŶďĞĨŽƌĞĞǆƉŽƐƵƌĞƚŽǁĂƚĞƌĂƚƚŚĞƉůĂŶƚĂŶĚĂůƐŽŝĨ
ǇŽƵ ŵĂǇ ŚĂǀĞ ďĞĞŶ ĞǆƉŽƐĞĚ ƚŽ ƉŽƚĞŶƚŝĂů ƐŽƵƌĐĞƐ ŽĨ ďŝŽůŽŐŝĐĂů ŚĂǌĂƌĚƐ͘ dŚŝƐ ŝƐ ƉĂƌƚŝĐƵůĂƌůǇ
ŝŵƉŽƌƚĂŶƚŝŶǁĂƐƚĞǁĂƚĞƌƐǇƐƚĞŵƐ͘
ϲ͘ &ĂůůƉƌŽƚĞĐƚŝŽŶ͗ůƚŚŽƵŐŚƉƌĞƐƐƵƌŝǌĞĚŵĞŵďƌĂŶĞƐǇƐƚĞŵƐĚŽŶŽƚƌĞƋƵŝƌĞƐŝŐŶŝĨŝĐĂŶƚƚĂŶŬĂŐĞ͕ƚŚĞ
ƌŝƐŬŽĨĨĂůůŝŶŐŝŶƚŽĂƚĂŶŬŽƌŽĨĨĂŶĞůĞǀĂƚĞĚƉůĂƚĨŽƌŵĐĂŶďĞƉƌĞƐĞŶƚ͘ĨĂůůŽĨĂŶǇŚĞŝŐŚƚĐĂŶŚƵƌƚ
ŽƉĞƌĂƚŽƌƐĂŶĚŵĂŝŶƚĞŶĂŶĐĞƐƚĂĨĨ͘&ŽůůŽǁƚŚĞůŽĐĂůǁŽƌŬĞŶǀŝƌŽŶŵĞŶƚƌĞŐƵůĂƚŝŽŶƐǁŝƚŚƌĞƐƉĞĐƚƚŽ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϬ


ĨĂůůƐ ĂŶĚ ĨĂůů ƉƌĞǀĞŶƚŝŽŶ͘ ^ĂĨĞƚǇ ŚĂƌŶĞƐƐĞƐ͕ ůĂŶǇĂƌĚƐ ĂŶĚ ĞŶŐŝŶĞĞƌĞĚ ĂŶĐŚŽƌ ƉŽŝŶƚƐ ŵĂǇ ďĞ
ƌĞƋƵŝƌĞĚ͘ EŽƚĞ ƚŚĂƚ ĨĂůů ĂƌƌĞƐƚ ĂŶĚ ĨĂůů ƌĞƐƚƌĂŝŶƚ ĂƌĞ ĚŝƐƚŝŶĐƚ ĂŶĚ ŝŶ ŐĞŶĞƌĂů ĨĂůů ƌĞƐƚƌĂŝŶƚ ŝƐ
ƉƌĞĨĞƌƌĞĚĚƵĞƚŽƚŚĞůŽǁĞƌƌŝƐŬŽĨŝŶũƵƌǇ͘
ϳ͘ ƋƵŝƉŵĞŶƚƐƉĞĐŝĨŝĐƐĂĨĞƚǇƌĞĐŽŵŵĞŶĚĂƚŝŽŶƐ͗ZĞĨĞƌƚŽƚŚĞƉƌŽǀŝĚĞĚĞƋƵŝƉŵĞŶƚƐĂĨĞƚǇŵĂŶƵĂůƐ͘
dŚĞƐĞŝŶƐƚƌƵĐƚŝŽŶƐŵĂŶƵĂůƐŵƵƐƚďĞĨŽůůŽǁĞĚĨŽƌƐĂĨĞŽƉĞƌĂƚŝŽŶĂŶĚŵĂŝŶƚĞŶĂŶĐĞŽĨƚŚĞƐǇƐƚĞŵ
ĂƐĂǁŚŽůĞ͘
ϴ͘ ŚĞŵŝĐĂů ƐŚŽǁĞƌƐ ĂŶĚ ĞǇĞǁĂƐŚ ƐƚĂƚŝŽŶƐ͗ ^ĂĨĞƚǇ ƐŚŽǁĞƌƐ ĂŶĚ ĞǇĞǁĂƐŚ ƐǇƐƚĞŵƐ ĂƌĞ ƚǇƉŝĐĂůůǇ
ŝŶƐƚĂůůĞĚǁŝƚŚŝŶƉƌŽǆŝŵŝƚǇŽĨĐŚĞŵŝĐĂůƐǇƐƚĞŵƐ͘KƉĞƌĂƚŽƌƐŶĞĞĚƚŽďĞƚƌĂŝŶĞĚŝŶƚŚĞŝƌĞĨĨĞĐƚŝǀĞ
ƵƐĞ ĂŶĚ ŵŽŶŝƚŽƌŝŶŐ ƐǇƐƚĞŵƐ ŝŶƐƚĂůůĞĚ ƐƵĐŚ ƚŚĂƚ ĂƐƐŝƐƚĂŶĐĞ ĐĂŶ ďĞ ƉƌŽǀŝĚĞĚ ŝŶ ƚŚĞ ĐĂƐĞ ƚŚĂƚ
ƐŽŵĞďŽĚǇƵƐĞƐŽŶĞŽĨƚŚĞƐĞƐǇƐƚĞŵƐ͘
ϵ͘ ŚĞŵŝĐĂůƐƉŝůůƐ͗^ƉŝůůĐůĞĂŶͲƵƉŬŝƚƐĂŶĚŶĞƵƚƌĂůŝǌĂƚŝŽŶĐŚĞŵŝĐĂůƐƐŚŽƵůĚďĞƌĞĂĚŝůǇĂǀĂŝůĂďůĞĂŶĚ
ŽƉĞƌĂƚŽƌƐƚƌĂŝŶĞĚŝŶŚŽǁƚŽƵƐĞƚŚĞƐĞƐǇƐƚĞŵƐ͘
ϭϬ͘,ŝŐŚ ƉƌĞƐƐƵƌĞ ĞƋƵŝƉŵĞŶƚ͗ ^ŽŵĞ ƉƵŵƉƐ͕ ĐŽŵƉƌĞƐƐŽƌƐ ĂŶĚ ďůŽǁĞƌƐ ĂƌĞ ĐĂƉĂďůĞ ŽĨ ŐĞŶĞƌĂƚŝŶŐ
ǀĞƌǇ ŚŝŐŚ ƉƌĞƐƐƵƌĞƐ ǁŚŝĐŚ ĐƌĞĂƚĞƐ ƚŚĞ ƌŝƐŬ ŽĨ ƌƵƉƚƵƌĞ Žƌ ŵĂũŽƌ ĚĂŵĂŐĞ ŝĨ ƐĂĨĞƚǇ ĚĞǀŝĐĞƐ ĂƌĞ
ďǇƉĂƐƐĞĚŽƌŶŽƚŵĂŝŶƚĂŝŶĞĚ͘WƌĞƐƐƵƌĞ ƌĞůŝĞĨǀĂůǀĞƐ ƐŚŽƵůĚďĞ ĐŚĞĐŬĞĚƌĞŐƵůĂƌůǇ͕ĂŶĚƚƵďŝŶŐŽƌ
ƉŝƉŝŶŐ ƵƐĞĚ ƚŽ ĐŽŶǀĞǇ ƉƌĞƐƐƵƌŝǌĞĚ ĨůƵŝĚƐ͕ ƐƵĐŚ ĂƐ ĂĐƚƵĂƚĞĚ ǀĂůǀĞ Ăŝƌ ůŝŶĞƐ͕ ƐŚŽƵůĚ ďĞ ƌĞŐƵůĂƌůǇ
ŝŶƐƉĞĐƚĞĚĨŽƌĐƌĂĐŬƐĂŶĚĚĂŵĂŐĞ͘
ϭϭ͘DĂƚĞƌŝĂů ^ĂĨĞƚǇ ĂƚĂ ^ŚĞĞƚƐ ;D^^Ϳ͗ D^^͛ ŶĞĞĚ ƚŽ ďĞ ƉƌĞƐĞŶƚ ĂŶĚ ĂǀĂŝůĂďůĞ ĨŽƌ ƋƵŝĐŬ
ƌĞĨĞƌĞŶĐĞ ĨŽƌĞĂĐŚĐŚĞŵŝĐĂůŝŶƵƐĞ ŝŶƚŚĞƉůĂŶƚ ĂŶĚŽƉĞƌĂƚŽƌƐƐŚŽƵůĚƌĞĂĚƚŚĞƐĞ ďĞĨŽƌĞ ĚŽŝŶŐ
ĂŶǇǁŽƌŬŝŶǀŽůǀŝŶŐƚŚĞƐĞĐŚĞŵŝĐĂůƐ͘dŚĞƐƵƉƉůŝĞƌŽĨƚŚĞĐŚĞŵŝĐĂůŝƐƌĞƐƉŽŶƐŝďůĞĨŽƌƉƌŽǀŝĚŝŶŐƚŚĞ
ĞŶĚƵƐĞƌǁŝƚŚD^^ƐŚĞĞƚƐ͘ĂĐŚĐŚĞŵŝĐĂůŝŶƵƐĞŝŶƚŚĞƉůĂŶƚŵƵƐƚŚĂǀĞĂŶD^^ƉƌĞƐĞŶƚ͘ůů
ĐŚĞŵŝĐĂůĐŽŶƚĂŝŶĞƌƐŵƵƐƚďĞůĂďĞůĞĚĂĐĐƵƌĂƚĞůǇǁŝƚŚƚŚĞĐŚĞŵŝĐĂůŶĂŵĞƐƵĐŚƚŚĂƚƚŚĞĐŚĞŵŝĐĂů
ĐĂŶďĞƌĞĂĚŝůǇĐƌŽƐƐͲƌĞĨĞƌĞŶĐĞĚǁŝƚŚƚŚĞD^^͘
ϭϮ͘>ŝŐŚƚŝŶŐ͗ŶƐƵƌŝŶŐƚŚĂƚǁŽƌŬĂƌĞĂƐ;ŝŶƚĞƌŶĂůĂŶĚĞǆƚĞƌŶĂůͿĂƌĞǁĞůůůŝƚŝƐŝŵƉŽƌƚĂŶƚĨŽƌŵŝŶŝŵŝǌŝŶŐ
ƌŝƐŬƐƚŽŽƉĞƌĂƚŽƌƐĂŶĚĂůƐŽĨŽƌĞĂƐĞŽĨŽƉĞƌĂƚŝŽŶƐĂŶĚŵĂŝŶƚĞŶĂŶĐĞ͘
ϭϯ͘ŽŶĨŝŶĞĚƐƉĂĐĞƐ͗DĂŶǇǁŽƌŬƉůĂĐĞƐĐŽŶƚĂŝŶĂƌĞĂƐƚŚĂƚĂƌĞĐŽŶĨŝŶĞĚƐƉĂĐĞƐ͘tŚŝůĞƚŚĞǇĂƌĞŶŽƚ
ŶĞĐĞƐƐĂƌŝůǇĚĞƐŝŐŶĞĚĨŽƌƉĞŽƉůĞ͕ƚŚĞǇĂƌĞůĂƌŐĞĞŶŽƵŐŚĨŽƌǁŽƌŬĞƌƐƚŽĞŶƚĞƌĂŶĚƉĞƌĨŽƌŵĐĞƌƚĂŝŶ
ũŽďƐ͘ĐŽŶĨŝŶĞĚƐƉĂĐĞĂůƐŽŚĂƐůŝŵŝƚĞĚŽƌƌĞƐƚƌŝĐƚĞĚŵĞĂŶƐĨŽƌĞŶƚƌǇŽƌĞǆŝƚĂŶĚŝƐŶŽƚĚĞƐŝŐŶĞĚ
ĨŽƌĐŽŶƚŝŶƵŽƵƐŽĐĐƵƉĂŶĐǇ͘ŽŶĨŝŶĞĚƐƉĂĐĞƐŝŶĐůƵĚĞ͕ďƵƚĂƌĞŶŽƚůŝŵŝƚĞĚƚŽ͕ƚĂŶŬƐ͕ǀĞƐƐĞůƐ͕ƐŝůŽƐ͕
ƐƚŽƌĂŐĞďŝŶƐ͕ŚŽƉƉĞƌƐ͕ǀĂƵůƚƐ͕ƉŝƚƐ͕ŵĂŶŚŽůĞƐ͕ƚƵŶŶĞůƐ͕ĞƋƵŝƉŵĞŶƚŚŽƵƐŝŶŐƐ͕ĚƵĐƚǁŽƌŬ͕ƉŝƉĞůŝŶĞƐ͕
ĞƚĐ͘K^,ƵƐĞƐƚŚĞƚĞƌŵΗƉĞƌŵŝƚͲƌĞƋƵŝƌĞĚĐŽŶĨŝŶĞĚƐƉĂĐĞΗƚŽĚĞƐĐƌŝďĞĂĐŽŶĨŝŶĞĚƐƉĂĐĞƚŚĂƚŚĂƐ
ŽŶĞ Žƌ ŵŽƌĞ ŽĨ ƚŚĞ ĨŽůůŽǁŝŶŐ ĐŚĂƌĂĐƚĞƌŝƐƚŝĐƐ͗ ĐŽŶƚĂŝŶƐ Žƌ ŚĂƐ ƚŚĞ ƉŽƚĞŶƚŝĂů ƚŽ ĐŽŶƚĂŝŶ Ă
ŚĂǌĂƌĚŽƵƐĂƚŵŽƐƉŚĞƌĞ͖ĐŽŶƚĂŝŶƐĂŵĂƚĞƌŝĂůƚŚĂƚŚĂƐƚŚĞƉŽƚĞŶƚŝĂůƚŽĞŶŐƵůĨĂŶĞŶƚƌĂŶƚ͖ŚĂƐǁĂůůƐ
ƚŚĂƚĐŽŶǀĞƌŐĞŝŶǁĂƌĚŽƌĨůŽŽƌƐƚŚĂƚƐůŽƉĞĚŽǁŶǁĂƌĚĂŶĚƚĂƉĞƌŝŶƚŽĂƐŵĂůůĞƌĂƌĞĂǁŚŝĐŚĐŽƵůĚ
ƚƌĂƉŽƌĂƐƉŚǇǆŝĂƚĞĂŶĞŶƚƌĂŶƚ͖ŽƌĐŽŶƚĂŝŶƐĂŶǇŽƚŚĞƌƌĞĐŽŐŶŝǌĞĚƐĂĨĞƚǇŽƌŚĞĂůƚŚŚĂǌĂƌĚ͕ƐƵĐŚĂƐ
ƵŶŐƵĂƌĚĞĚ ŵĂĐŚŝŶĞƌǇ͕ ĞǆƉŽƐĞĚ ůŝǀĞ ǁŝƌĞƐ͕ Žƌ ŚĞĂƚ ƐƚƌĞƐƐ͘ ŶƐƵƌĞ ǁŽƌŬĞƌƐ ĂƌĞ ƚƌĂŝŶĞĚ ƚŽ
ƌĞĐŽŐŶŝǌĞ ĐŽŶĨŝŶĞĚ ƐƉĂĐĞƐ ĂŶĚ ƚŚĂƚ ŽŶůǇ ƚƌĂŝŶĞĚ ƉĞƌƐŽŶŶĞů ĂƌĞ ƉĞƌŵŝƚƚĞĚ ƚŽ ĞŶƚĞƌ ĐŽŶĨŝŶĞĚ
ƐƉĂĐĞƐ ǁŚĞŶ ƚŚĞ ĂƉƉƌŽƉƌŝĂƚĞ ƐĂĨĞŐƵĂƌĚƐ ĂƌĞ ŝŶ ƉůĂĐĞ͘ ŵĞĂŶƐ ŽĨ ǁŽƌŬĞƌ ĞǆƚƌĂĐƚŝŽŶ ĂŶĚ
ĂƚŵŽƐƉŚĞƌĞĐŽŶƚƌŽůĂƌĞŶŽƌŵĂůůǇƵƐĞĚǁŚĞŶǁŽƌŬĞƌƐĂƌĞĞǆƉŽƐĞĚƚŽĐŽŶĨŝŶĞĚƐƉĂĐĞƐ͘
ϭϰ͘>ŽĐŬͲŽƵƚ͕ ƚĂŐͲŽƵƚ ;>KdKͿ͗ dŚĞƌĞ ĂƌĞ ŐƵŝĚĞůŝŶĞƐ ƚŚĂƚ ĂĚĚƌĞƐƐ ƚŚĞ ƉƌĂĐƚŝĐĞƐ ĂŶĚ ƉƌŽĐĞĚƵƌĞƐ
ŶĞĐĞƐƐĂƌǇ ƚŽ ĚŝƐĂďůĞ ŵĂĐŚŝŶĞƌǇ Žƌ ĞƋƵŝƉŵĞŶƚ͕ ƚŚĞƌĞďǇ ƉƌĞǀĞŶƚŝŶŐ ƚŚĞ ƌĞůĞĂƐĞ ŽĨ ŚĂǌĂƌĚŽƵƐ
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϭ

ĞŶĞƌŐǇ ǁŚŝůĞ ĞŵƉůŽǇĞĞƐ ĂƌĞ ƉĞƌĨŽƌŵŝŶŐ ƐĞƌǀŝĐĞ ĂŶĚ ŵĂŝŶƚĞŶĂŶĐĞ ĂĐƚŝǀŝƚŝĞƐ͘ dŚĞŝƌ ƐƚĂŶĚĂƌĚƐ ŽƵƚůŝŶĞ
ŵĞĂƐƵƌĞƐ ĨŽƌ ĐŽŶƚƌŽůůŝŶŐ ŚĂǌĂƌĚŽƵƐ ĞŶĞƌŐŝĞƐ Ͷ ĞůĞĐƚƌŝĐĂů͕ ŵĞĐŚĂŶŝĐĂů͕ ŚǇĚƌĂƵůŝĐ͕ ƉŶĞƵŵĂƚŝĐ͕ ĐŚĞŵŝĐĂů͕
ƚŚĞƌŵĂů͕ĂŶĚŽƚŚĞƌĞŶĞƌŐǇƐŽƵƌĐĞƐ͘ŵƉůŽǇĞĞƐƐĞƌǀŝĐŝŶŐŽƌŵĂŝŶƚĂŝŶŝŶŐŵĂĐŚŝŶĞƐŽƌĞƋƵŝƉŵĞŶƚŵĂǇďĞ
ĞǆƉŽƐĞĚƚŽƐĞƌŝŽƵƐƉŚǇƐŝĐĂůŚĂƌŵŽƌĚĞĂƚŚŝĨŚĂǌĂƌĚŽƵƐĞŶĞƌŐǇŝƐŶŽƚƉƌŽƉĞƌůǇĐŽŶƚƌŽůůĞĚ͘ĚŽĐƵŵĞŶƚĞĚ
>KdKƐǇƐƚĞŵŝƐŚŝŐŚůǇƌĞĐŽŵŵĞŶĚĞĚĨŽƌĂůůŽƉĞƌĂƚŝŶŐǁĂƚĞƌƚƌĞĂƚŵĞŶƚĨĂĐŝůŝƚŝĞƐ͘
ϭϱ͘ ^ĂĨĞƚǇ ĐƵůƚƵƌĞ͗ Ŷ ĞŶǀŝƌŽŶŵĞŶƚ ǁŚĞƌĞ ƐĂĨĞƚǇ ĚŝƐĐƵƐƐŝŽŶƐ ŚĂƉƉĞŶ ďĞĨŽƌĞ Ăůů ŵĂŝŶƚĞŶĂŶĐĞ ŽƉĞƌĂƚŝŽŶƐ͕
ǁŚĞƌĞ ŽƉĞƌĂƚŽƌƐ ĂƌĞ ĨƌĞĞ ƚŽ ƌĂŝƐĞ ƐĂĨĞƚǇ ĐŽŶĐĞƌŶƐ ǁŝƚŚŽƵƚ ƌĞƚƌŝďƵƚŝŽŶ ĂŶĚ ŽŶĞ ǁŚĞƌĞ ƐĂĨĞƚǇ ƌĞƉŽƌƚƐ ĂƌĞ
ŽƉĞŶůǇƐŚĂƌĞĚŝƐŚŝŐŚůǇƌĞĐŽŵŵĞŶĚĞĚĨŽƌƚŚŝƐǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚ͘^ĂĨĞƚǇƐŚŽƵůĚďĞďƵŝůƚŝŶƚŽĂůůƌŽƵƚŝŶĞ
ǁŽƌŬĂŶĚƐƚĂŶĚĂƌĚŽƉĞƌĂƚŝŶŐƉƌŽĐĞĚƵƌĞƐĂƚƚŚĞƉůĂŶƚĂŶĚĂůůŵĂŝŶƚĞŶĂŶĐĞǁŽƌŬƐŚŽƵůĚďĞƉƌĞĨĂĐĞĚǁŝƚŚĂ
ĚŝƐĐƵƐƐŝŽŶ ŽŶ ƐĂĨĞƚǇ ĨŽƌ ƚŚĞ ǁŽƌŬ Ăƚ ŚĂŶĚ͘ dŚŝƐ ďƵŝůĚƐ Ă ĐƵůƚƵƌĞ ǁŚĞƌĞ ƐĂĨĞƚǇ ŝƐ Ă ƚŽƉ ƉƌŝŽƌŝƚǇ ĂŶĚ ŚĞůƉƐ
ĞŶƐƵƌĞĂůůǁŽƌŬĞƌƐŐŽŚŽŵĞŚĞĂůƚŚǇĂƚƚŚĞĞŶĚŽĨƚŚĞŝƌĚĂǇ͘
+$50)8/*$66$)(7<352&('85(
WŽǁĞƌKƵƚĂŐĞŽƌ^ǇƐƚĞŵ^ŚƵƚĚŽǁŶ
/ŶƚŚĞĞǀĞŶƚŽĨĂƉŽǁĞƌŽƵƚĂŐĞŽƌĂŶǇƐŝƚƵĂƚŝŽŶƌĞƐƵůƚŝŶŐŝŶĂƐǇƐƚĞŵƐŚƵƚĚŽǁŶůĂƐƚŝŶŐŵŽƌĞƚŚĂŶϮϰŚŽƵƌƐ͗
ϭ͘WƵƚƚŚĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚŵĂŝŶƉŽǁĞƌƐǁŝƚĐŚŝŶƚŽƚŚĞK&&ƉŽƐŝƚŝŽŶ͘
Ϯ͘ DĂŬĞ ƐƵƌĞ ĞƋƵŝƉŵĞŶƚ ŝƚĞŵƐ ƚŚĂƚ ĂƌĞ ƌƵŶŶŝŶŐ ŝŶ ƚŚĞ ǁĂƐƚĞǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ƉůĂŶƚ Žƌ ŝŶ ƚŚĞ ĚŝƌĞĐƚ ǀŝĐŝŶŝƚǇ ĂƌĞ Ăƚ Ă
ŵŝŶŝŵƵŵůĂƐƐϭŝǀŝƐŝŽŶϮƌĂƚĞĚ͘
ϯ͘DĂŬĞƐƵƌĞĞƋƵŝƉŵĞŶƚŝƚĞŵƐǁŚŝĐŚǁŝůůĂƵƚŽŵĂƚŝĐĂůůǇƐƚĂƌƚƚŽƌƵŶŽŶĐĞƚŚĞƉŽǁĞƌĐŽŵĞƐďĂĐŬŽŶŝŶƚŚĞǁĂƐƚĞǁĂƚĞƌ
ƚƌĞĂƚŵĞŶƚƉůĂŶƚĚŝƌĞĐƚǀŝĐŝŶŝƚǇĂƌĞůĂƐƐϭŝǀŝƐŝŽŶϮƌĂƚĞĚ͘
ϰ͘WĞƌƐŽŶŶĞůƌĞƋƵŝƌĞĚƚŽŐŽŝŶƚŽƚŚĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚĚƵƌŝŶŐƚŚĞƉŽǁĞƌŽƵƚĂŐĞŽƌƐǇƐƚĞŵƐŚƵƚĚŽǁŶŵƵƐƚďĞ
ĞƋƵŝƉƉĞĚ ǁŝƚŚ ĞǆƉůŽƐŝŽŶ ƉƌŽŽĨ ƉŽƌƚĂďůĞ ŐĂƐ ĚĞƚĞĐƚŽƌƐ ĂŶĚ ďƌĞĂƚŚŝŶŐ ĂƉƉĂƌĂƚƵƐ ƚŽ ĞŶƐƵƌĞ ƚŚĂƚ ůĞǀĞůƐ ŽĨ ŵĞƚŚĂŶĞ͕
ŚǇĚƌŽŐĞŶƐƵůĨŝĚĞĂŶĚŽǆǇŐĞŶĂƌĞĂƚĂĐĐĞƉƚĂďůĞůĞǀĞůƐĂƐĚĞƚĞƌŵŝŶĞĚďǇƚŚĞƐŝƚĞƐĂĨĞƚǇŽĨĨŝĐĞƌ͘
ϱ͘WƌŝŽƌƚŽĞŶƚĞƌŝŶŐ͕ŽƉĞŶĂƚůĞĂƐƚƚǁŽ;ϮͿŽƌŵŽƌĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚŽƉĞŶŝŶŐƐ;ĚŽŽƌƐ͕ǁŝŶĚŽǁƐͿƚŽĞŶĐŽƵƌĂŐĞ
ĂŝƌĞǆĐŚĂŶŐĞƐ͘DĞƚŚĂŶĞ͕ŚǇĚƌŽŐĞŶƐƵůĨŝĚĞĂŶĚŽǆǇŐĞŶůĞǀĞůƐŵƵƐƚďĞŵŽŶŝƚŽƌĞĚĂƚĂůůƚŝŵĞ͘EŽďŽĚǇŝƐƚŽďĞĂůůŽǁĞĚŝŶ
ƚŚĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƉůĂŶƚŝĨŵĞƚŚĂŶĞ͕ŚǇĚƌŽŐĞŶƐƵůĨŝĚĞĂŶĚŽǆǇŐĞŶůĞǀĞůƐĂƌĞƵŶƐĂĨĞĂƐĚĞƚĞƌŵŝŶĞĚďǇƚŚĞƐŝƚĞ
ƐĂĨĞƚǇŽĨĨŝĐĞƌ͘
ϲ͘tŚĞŶƚŚĞƉŽǁĞƌŽƵƚĂŐĞŽƌƐǇƐƚĞŵƐŚƵƚĚŽǁŶŝƐŽǀĞƌ͕ŐŽƚŚƌŽƵŐŚƐƚĞƉƐϰΘϱ͘KŶĐĞŝƚŝƐĐŽŶĨŝƌŵĞĚƚŚĞĂŝƌŝŶƚŚĞǁŚŽůĞ
ǁĂƐƚĞǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ƉůĂŶƚ ŝƐ ƐĂĨĞ͕ ƉƵƚ ƚŚĞ ǁĂƐƚĞǁĂƚĞƌ ƚƌĞĂƚŵĞŶƚ ƉůĂŶƚ ŵĂŝŶ ƉŽǁĞƌ ƐǁŝƚĐŚ ŝŶƚŽ ƚŚĞ KE ƉŽƐŝƚŝŽŶ͘
ŽŶĨŝƌŵƚŚĂƚƚŚĞǀĞŶƚŝůĂƚŝŽŶƐǇƐƚĞŵĂŶĚĂĞƌĂƚŝŽŶƐǇƐƚĞŵ;ďůŽǁĞƌͿĂƌĞƌƵŶŶŝŶŐƉƌŽƉĞƌůǇ͘
ůŽǁĞƌ&ĂŝůƵƌĞ
/ŶĐĂƐĞŽĨĂďůŽǁĞƌĨĂŝůƵƌĞŽƌůŽǁďůŽǁĞƌĂŝƌĨůŽǁ͕ĞŶƐƵƌĞƚŚĞǀĞŶƚŝůĂƚŝŽŶƐǇƐƚĞŵĨƵŶĐƚŝŽŶƐƉƌŽƉĞƌůǇĂŶĚĂƐĞǆƉĞĐƚĞĚƚŽ
ƉƌĞǀĞŶƚ ƚŚĞ ďƵŝůĚƵƉ ŽĨ ŶŽǆŝŽƵƐ ŐĂƐĞƐ Žƌ ƌĞĚƵĐƚŝŽŶ ŝŶ ŽǆǇŐĞŶ͘ ZĞĨĞƌ ƚŽ ƚŚĞ ͞WŽǁĞƌ KƵƚĂŐĞ Žƌ ^ǇƐƚĞŵ ^ŚƵƚĚŽǁŶ͟
ƉƌŽĐĞĚƵƌĞ͘
sĞŶƚŝůĂƚŝŽŶ^ǇƐƚĞŵ&ĂŝůƵƌĞ
/ŶĐĂƐĞŽĨĂǀĞŶƚŝůĂƚŝŽŶƐǇƐƚĞŵŵĂůĨƵŶĐƚŝŽŶ͕ŝƚŝƐŶĞĐĞƐƐĂƌǇƚŽŵŽŶŝƚŽƌƚŚĞŵĞƚŚĂŶĞ͕ŚǇĚƌŽŐĞŶƐƵůĨŝĚĞĂŶĚŽǆǇŐĞŶůĞǀĞůƐ
Ăƚ Ăůů ƚŝŵĞ ƵƐŝŶŐ ĂŶ ĞǆƉůŽƐŝŽŶ ƉƌŽŽĨ ƉŽƌƚĂďůĞ ŐĂƐ ĚĞƚĞĐƚŽƌƐ ŝŶ ŽƌĚĞƌ ƚŽ ĞŶƐƵƌĞ ƚŚĞ Ăŝƌ ƋƵĂůŝƚǇ ŝƐ Ăƚ ƐĂĨĞ ůĞǀĞůƐ ĂƐ
ĚĞƚĞƌŵŝŶĞĚ ďǇ ƚŚĞ ƐŝƚĞ ƐĂĨĞƚǇ ŽĨĨŝĐĞƌ͘ /Ĩ ĂŶǇ ŽĨ ƚŚĞ ŐĂƐ ůĞǀĞůƐ ĂƌĞ Ăƚ ĂŶ ƵŶĚĞƐŝƌĂďůĞ ůĞǀĞů͕ ŽƉĞŶ Ăůů ŽƉĞŶŝŶŐƐ ;ĚŽŽƌƐ͕
ǁŝŶĚŽǁƐͿƉŽƐƐŝďůĞŝŶŽƌĚĞƌƚŽĞŶĐŽƵƌĂŐĞĂŝƌĞǆĐŚĂŶŐĞƐ͘/ĨŵĞƚŚĂŶĞůĞǀĞůƌĞĂĐŚĞƐĂĚĂŶŐĞƌŽƵƐůĞǀĞů͕ƉƵƚƚŚĞǁĂƐƚĞǁĂƚĞƌ
ƚƌĞĂƚŵĞŶƚƉůĂŶƚŵĂŝŶƉŽǁĞƌƐǁŝƚĐŚŝŶƚŽƚŚĞK&&ƉŽƐŝƚŝŽŶƚŽƉƌĞǀĞŶƚƌŝƐŬŽĨĞǆƉůŽƐŝŽŶ͘ZĞĨĞƌƚŽƚŚĞ͞WŽǁĞƌKƵƚĂŐĞŽƌ
^ǇƐƚĞŵ^ŚƵƚĚŽǁŶ͟ƉƌŽĐĞĚƵƌĞƵŶƚŝůƚŚĞǀĞŶƚŝůĂƚŝŽŶƐǇƐƚĞŵŝƐƌĞƉĂŝƌĞĚ͘
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϮ

0$7(5,$/ 6$)(7< '$7$ 6+((76
62',80 +<32&+/25,7(
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϯ

Material Safety Data Sheet
LA5839
Sodium Hypochlorite 12% Water Treatment
1. CHEMICAL PRODUCT AND COMPANY IDENTIFICATION

Product Id: /$
Product Name: 6RGLXP+\SRFKORULWH:DWHU7UHDWPHQW
Synonyms: 6RGLXPR[\FKORULGH6RGDEOHDFKOLTXRU-DYHOZDWHU&ORUR[-DYH[
Chemical Family: +\GURFKORURXVDFLGVRGLXPVDOW
Application: &KHPLFDOLQWHUPHGLDWH/DERUDWRU\UHDJHQW:DWHUWUHDWPHQW3XOSDQGSDSHU%OHDFKLQJDJHQW
'LVLQIHFWDQW
Distributed By:
8QLYDU&DQDGD/WG
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5LFKPRQG%&
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Prepared By: 7KH(QYLURQPHQW+HDOWKDQG6DIHW\'HSDUWPHQWRI8QLYDU&DQDGD/WG

Preparation date of MSDS: $SU
Telephone number of preparer: 1-866-686-4827
24-Hour Emergency Telephone Number (CANUTEC): (613) 996-6666
2. HAZARDS IDENTIFICATION
Potential Acute Health Effects:
Eye Contact: &RUURVLYHWRH\HWLVVXHDQGPD\FDXVHVHYHUHGDPDJHDQGEOLQGQHVV
Skin Contact: &RUURVLYH0D\FDXVHVHYHUHVNLQLUULWDWLRQ3URORQJHGFRQWDFWPD\OHDGWREXUQVDQGEOLVWHUVDQGPD\
DJJUDYDWHGHUPDWLWLV0D\FDXVHZKLWHQLQJRUEOHDFKLQJRIWKHVNLQ
Inhalation: &RUURVLYHWRWKHUHVSLUDWRU\SDVVDJH&DXVHVLUULWDWLRQRIWKHPRXWKQRVHDQGWKURDW5HSHDWHGDQGRU
SURORQJHGH[SRVXUHVPD\FDXVHSURGXFWLYHFRXJKUXQQLQJQRVHEURQFKRSQHXPRQLDSXOPRQDU\HGHPDIOXLGEXLOGXSLQ
OXQJVDQGUHGXFWLRQRISXOPRQDU\IXQFWLRQ,IPL[HGZLWKDFLGVRUZDUPHGWRWHPSHUDWXUHVJUHDWHUWKDQ&HOVLXV
6RGLXPK\SRFKORULWHVROXWLRQVUHOHDVHFKORULQHJDV7KLVJDVFDQFDXVHVHYHUHLUULWDWLRQRIWKHQRVHDQGWKURDW
([SRVXUHVWRKLJKOHYHOVRIFKORULQHJDVPD\UHVXOWLQVHYHUHOXQJGDPDJH
Ingestion: &RUURVLYH&DXVHVEXUQVWRWKHPRXWKWKURDWDQGVWRPDFK&DXVHVYRPLWLQJQDXVHDDQGGLDUUKHD&RPD
VKRFNDQGGHDWKPD\RFFXU
3. COMPOSITION/INFORMATION ON INGREDIENTS
Ingredients Percentage LD50s and LC50s Route & Species:

(W/W)
:DWHU 2UDO/'5DW!P/NJ

6RGLXP+\SRFKORULWH6ROXWLRQ 2UDO/'5DW PJNJ
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LA5839
Page 1 of 6
Note: 'UXJ,GHQWLILFDWLRQ1XPEHU',1
4. FIRST AID MEASURES

Eye Contact: :DVKH\HVZLWKZDWHUIRUDPLQLPXPRIPLQXWHVRUXQWLOQRHYLGHQFHRIWKHFKHPLFDOUHPDLQV+ROG
H\HOLGVRSHQGXULQJIOXVKLQJ6HHNLPPHGLDWHPHGLFDODWWHQWLRQ
Skin Contact: ,QFDVHRIFRQWDFWLPPHGLDWHO\IOXVKVNLQZLWKSOHQW\RIZDWHUIRUDWOHDVWPLQXWHV*HWPHGLFDO
DWWHQWLRQ
Inhalation: 5HPRYHSHUVRQWRIUHVKDLU,IQRWEUHDWKLQJJLYHDUWLILFLDOUHVSLUDWLRQ,IEUHDWKLQJLVGLIILFXOWJHWLPPHGLDWH
PHGLFDODWWHQWLRQ
Ingestion: 5LQVHPRXWKZLWKZDWHU'RQRWLQGXFHYRPLWLQJ'RQRWJLYHDQ\WKLQJE\PRXWKWRDQXQFRQVFLRXVSHUVRQ,I
YRPLWLQJRFFXUVVSRQWDQHRXVO\NHHSKHDGEHORZKLSVWRSUHYHQWDVSLUDWLRQRIOLTXLGLQWRWKHOXQJV6HHNLPPHGLDWH
PHGLFDODWWHQWLRQ
Notes to Physician: 'XHWRWKHVHYHUHO\LUULWDWLQJRUFRUURVLYHQDWXUHRIWKHPDWHULDOVZDOORZLQJPD\OHDGWRXOFHUDWLRQ
DQGLQIODPPDWLRQRIWKHXSSHUDOLPHQWDU\WUDFWZLWKKHPRUUKDJHDQGIOXLGORVV$OVRSHUIRUDWLRQRIWKHHVRSKDJXVRU
VWRPDFKPD\RFFXUOHDGLQJWRPHGLDVWLQLWLVRUSHULWRQLWLVDQGWKHUHVXOWDQWFRPSOLFDWLRQV
5. FIRE FIGHTING MEASURES

Flash Point: 1RQH
Flash Point Method: 1RWDSSOLFDEOH
Autoignition Temperature: 1RWDYDLODEOH
Flammable Limits in Air (%): 1RW$YDLODEOH
Extinguishing Media: 8VHH[WLQJXLVKLQJPHGLDDSSURSULDWHIRUVXUURXQGLQJILUH
Special Exposure Hazards: .HHSFRQWDLQHUVFRROWRSUHYHQWUXSWXUHDQGUHOHDVHRIPDWHULDO&ORVHGFRQWDLQHUVPD\
H[SORGHLQILUH6SLOOHGPDWHULDOPD\FDXVHIORRUVDQGFRQWDFWVXUIDFHVWREHFRPHVOLSSHU\
Hazardous Decomposition/Combustion Materials (under fire conditions): &KORULQH2[\JHQ2[LGHVRIVRGLXP
Special Protective Equipment: )LUHILJKWHUVVKRXOGZHDUIXOOSURWHFWLYHFORWKLQJLQFOXGLQJVHOIFRQWDLQHGEUHDWKLQJ
HTXLSPHQW
NFPA RATINGS FOR THIS PRODUCT ARE: 1RW$YDLODEOH
HMIS RATINGS FOR THIS PRODUCT ARE: +($/7+)/$00$%,/,7<5($&7,9,7<
6. ACCIDENTAL RELEASE MEASURES

Personal Precautionary Measures: :HDUDSSURSULDWHSURWHFWLYHHTXLSPHQW
Environmental Precautionary Measures: 3UHYHQWHQWU\LQWRVHZHUVRUVWUHDPVGLNHLIQHHGHG&RQVXOWORFDO
DXWKRULWLHV
Procedure for Clean Up: 9HQWLODWHDUHD6PDOOVSLOOVVRDNXSZLWKDEVRUEHQWPDWHULDODQGVFRRSLQWRFRQWDLQHUV/DUJH
VSLOOVSUHYHQWFRQWDPLQDWLRQRIZDWHUZD\V'LNHDQGSXPSLQWRVXLWDEOHFRQWDLQHUV&OHDQXSUHVLGXDOZLWKDEVRUEHQW
PDWHULDOSODFHLQDSSURSULDWHFRQWDLQHUDQGIOXVKZLWKZDWHU6SLOOHGPDWHULDOPD\FDXVHIORRUVDQGFRQWDFWVXUIDFHVWR
EHFRPHVOLSSHU\
7. HANDLING AND STORAGE

Handling: )RULQGXVWULDOXVHRQO\+DQGOHDQGRSHQFRQWDLQHUVZLWKFDUH$YRLGFRQWDFWZLWKH\HVVNLQDQGFORWKLQJ'R
QRWLQJHVW$YRLGLQKDODWLRQRIFKHPLFDO(PSW\FRQWDLQHUVPD\FRQWDLQKD]DUGRXVSURGXFWUHVLGXHV.HHSWKHFRQWDLQHUV
FORVHGZKHQQRWLQXVH3URWHFWDJDLQVWSK\VLFDOGDPDJH8VHDSSURSULDWHSHUVRQQHOSURWHFWLYHHTXLSPHQW:KHQ
GLOXWLQJDGGWKLVSURGXFWWRZDWHULQVPDOODPRXQWVWRDYRLGVSDWWHULQJ1HYHUDGGZDWHUWRWKLVPDWHULDO
Storage: 6WRUHLQDFRROGU\ZHOOYHQWLODWHGDUHDDZD\IURPKHDWDQGLJQLWLRQVRXUFHV6WRUHEHORZ&'RQRW
IUHH]H.HHSDZD\IURPGLUHFWVXQOLJKW6WRUHDZD\IURPRUJDQLFFKHPLFDOVVWURQJEDVHVPHWDOSRZGHUVFDUELGHV
VXOILGHVDQGDQ\UHDGLO\R[LGL]DEOHPDWHULDO6WRUDJHDUHDVKRXOGEHHTXLSSHGZLWKFRUURVLRQUHVLVWDQWIORRUVVXPSVDQG
VKRXOGKDYHFRQWUROOHGGUDLQDJHWRDUHFRYHU\WDQN6WRUHLQDVHDOHGSRO\HWK\OHQHOLQHGFRQWDLQHU
LA5839
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8. EXPOSURE CONTROLS/PERSONAL PROTECTION
Engineering Controls:
/RFDOH[KDXVWYHQWLODWLRQDVQHFHVVDU\WRPDLQWDLQH[SRVXUHVWRZLWKLQDSSOLFDEOHOLPLWV0DNHXSDLUVKRXOGDOZD\VEH
VXSSOLHGWREDODQFHDLUH[KDXVWHGHLWKHUJHQHUDOO\RUORFDOO\9HQWLODWLRQUHTXLUHGZKHQVSUD\LQJRUDSSO\LQJLQD
FRQILQHGDUHD9HQWLODWLRQVKRXOGEHH[SORVLRQSURRI(OLPLQDWHLJQLWLRQVRXUFHV
Respiratory Protection: :HDUD1,2$+DSSURYHGIXOOIDFHSLHFHUHVSLUDWRUIRUDFLGJDVHVRUDVHOIFRQWDLQHGEUHDWKLQJ
DSSDUDWXVIRUDLUFRQFHQWUDWLRQOHYHOVXSWRSSP1,26+DSSURYHGVXSSOLHGDLUUHVSLUDWRUZKHQDLUERUQHFRQFHQWUDWLRQV
H[FHHGH[SRVXUHOLPLWV
Gloves:
,PSHUYLRXVJORYHV1HRSUHQHJORYHV1LWULOHJORYHV5XEEHUJORYHV
Skin Protection: 1HRSUHQHFRDWHGDSURQRUFKHPLFDOUHVLVWDQWFORWKLQJ,PSHUYLRXVERRWV
Eyes: &KHPLFDOVDIHW\JRJJOHVDQGRUIXOOIDFHVKLHOGWRSURWHFWH\HVDQGIDFHLISURGXFWLVKDQGOHGVXFKWKDWLWFRXOGEH
VSODVKHGLQWRH\HV
Other Personal Protection Data: (QVXUHWKDWH\HZDVKVWDWLRQVDQGVDIHW\VKRZHUVDUHSUR[LPDOWRWKHZRUNVWDWLRQ
ORFDWLRQ
Ingredients Exposure Limit - ACGIH Exposure Limit - OSHA Immediately Dangerous

to Life or Health - IDLH
:DWHU 1RWDYDLODEOH 1RWDYDLODEOH 1RW$YDLODEOH
6RGLXP+\SRFKORULWH6ROXWLRQ SSP$V)RU&KORULQH 1RWDYDLODEOH 1RW$YDLODEOH
9. PHYSICAL AND CHEMICAL PROPERTIES

Physical State: /LTXLG
Color: &OHDU*UHHQWR\HOORZ
Odor: &KORULQH
pH
Specific Gravity:
Boiling Point: 'HFRPSRVLWLRQDW&)
Freezing/Melting Point: &)
Vapor Pressure: PP+J
Vapor Density: 1RW$YDLODEOH
% Volatile by Volume: 1RW$YDLODEOH
Evaporation Rate: 1RW$YDLODEOH
Solubility: 6ROXEOHLQZDWHU
VOCs: 1RW$YDLODEOH
Viscosity: 1RW$YDLODEOH
Molecular Weight: 1RW$YDLODEOH
Other: 1RW$YDLODEOH
10. STABILITY AND REACTIVITY

Chemical Stability: 8QVWDEOHDERYH&)
Hazardous Polymerization: :LOOQRWRFFXU
Conditions to Avoid: +LJKWHPSHUDWXUHV([SRVXUHWROLJKW
Materials to Avoid: $FLGV$PPRQLD6WURQJR[LGL]HUV5HGXFLQJDJHQWV0HWDOV
Hazardous Decomposition Products: :KHQKHDWHGWRGHFRPSRVLWLRQLWHPLWVDFULGVPRNHDQGLUULWDWLQJIXPHV
&KORULQH2[LGHVRIVRGLXP2[\JHQ
Additional Information:
+\SRFKORULWHVPD\UHDFWZLWKSULPDU\DPLQHVWRIRUPQLWURJHQWULFKORULGHZKLFKH[SORGHVVSRQWDQHRXVO\LQDLU
+\SRFKORULWHEOHDFKUHDFWVZLWKXUHDWRIRUPQLWURJHQWULFKORULGHZKLFKH[SORGHVVSRQWDQHRXVO\LQDLU6RPHPHWDOV
DFFHOHUDWHWKHGHFRPSRVLWLRQRI6RGLXP+\SRFKORULWH1LFNHO&RSSHU7LQ,URQDQGLWVDOOR\V0DQJDQHVH
11. TOXICOLOGICAL INFORMATION

Principle Routes of Exposure
Ingestion: &RUURVLYH&DXVHVEXUQVWRWKHPRXWKWKURDWDQGVWRPDFK&DXVHVYRPLWLQJQDXVHDDQGGLDUUKHD&RPD
VKRFNDQGGHDWKPD\RFFXU
LA5839
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Skin Contact: &RUURVLYH0D\FDXVHVHYHUHVNLQLUULWDWLRQ3URORQJHGFRQWDFWPD\OHDGWREXUQVDQGEOLVWHUVDQGPD\
DJJUDYDWHGHUPDWLWLV0D\FDXVHZKLWHQLQJRUEOHDFKLQJRIWKHVNLQ
Inhalation: &RUURVLYHWRWKHUHVSLUDWRU\SDVVDJH&DXVHVLUULWDWLRQRIWKHPRXWKQRVHDQGWKURDW5HSHDWHGDQGRU
SURORQJHGH[SRVXUHVPD\FDXVHSURGXFWLYHFRXJKUXQQLQJQRVHEURQFKRSQHXPRQLDSXOPRQDU\HGHPDIOXLGEXLOGXSLQ
OXQJVDQGUHGXFWLRQRISXOPRQDU\IXQFWLRQ,IPL[HGZLWKDFLGVRUZDUPHGWRWHPSHUDWXUHVJUHDWHUWKDQ&HOVLXV
6RGLXPK\SRFKORULWHVROXWLRQVUHOHDVHFKORULQHJDV7KLVJDVFDQFDXVHVHYHUHLUULWDWLRQRIWKHQRVHDQGWKURDW
([SRVXUHVWRKLJKOHYHOVRIFKORULQHJDVPD\UHVXOWLQVHYHUHOXQJGDPDJH
Eye Contact: &RUURVLYHWRH\HWLVVXHDQGPD\FDXVHVHYHUHGDPDJHDQGEOLQGQHVV
Additional Information: $VSLUDWLRQPD\FDXVHOXQJGDPDJH&RUURVLYHHIIHFWVRQWKHVNLQDQGH\HVPD\EHGHOD\HG

DQGGDPDJHPD\RFFXUZLWKRXWWKHVHQVDWLRQRURQVHWRISDLQ
Acute Test of Product:
Acute Oral LD50: 1RW$YDLODEOH
Acute Dermal LD50: 1RW$YDLODEOH
Acute Inhalation LC50: 1RW$YDLODEOH
Carcinogenicity:
Ingredients IARC - Carcinogens ACGIH - Carcinogens

:DWHU 1RWOLVWHG 1RWOLVWHG
6RGLXP+\SRFKORULWH *URXS 1RWOLVWHG
6ROXWLRQ
Carcinogenicity Comment: 1RDGGLWLRQDOLQIRUPDWLRQDYDLODEOH
Reproductive Toxicity/ Teratogenicity/ Embryotoxicity/ Mutagenicity: 1RW$YDLODEOH
12. ECOLOGICAL INFORMATION

Ecotoxicological Information:
Ingredients Ecotoxicity - Fish Species Acute Crustaceans Ecotoxicity - Freshwater

Data Toxicity: Algae Data
:DWHU 1RW$YDLODEOH 1RW$YDLODEOH 1RW$YDLODEOH
6RGLXP+\SRFKORULWH PJ//& 1RW$YDLODEOH PJ/(&
6ROXWLRQ 2QFRUK\QFKXVP\NLVVK 6NHOHWRQHPDFRVWDWXPK
VHPLVWDWLF
PJ//&
2QFRUK\QFKXVP\NLVVK
IORZWKURXJK
PJ//&
3LPHSKDOHVSURPHODVK
IORZWKURXJK
PJ//&
2QFRUK\QFKXVP\NLVVK
VWDWLF
PJ//&/HSRPLV
PDFURFKLUXVKIORZ
WKURXJK
PJ//&/HSRPLV
PDFURFKLUXVKVWDWLF
PJ//&
3LPHSKDOHVSURPHODVK
VWDWLF
Other Information:
+DUPIXOWRDTXDWLFOLIHDWORZFRQFHQWUDWLRQV7R[LFLW\LVSULPDULO\DVVRFLDWHGZLWKS+
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13. DISPOSAL CONSIDERATIONS
Disposal of Waste Method: 'LVSRVDORIDOOZDVWHVPXVWEHGRQHLQDFFRUGDQFHZLWKPXQLFLSDOSURYLQFLDODQGIHGHUDO
UHJXODWLRQV
Contaminated Packaging: (PSW\FRQWDLQHUVVKRXOGEHUHF\FOHGRUGLVSRVHGRIWKURXJKDQDSSURYHGZDVWH
PDQDJHPHQWIDFLOLW\
14. TRANSPORT INFORMATION

DOT (U.S.):
DOT Shipping Name: +<32&+/25,7(62/87,21
DOT Hazardous Class
DOT UN Number: 81
DOT Packing Group: ,,,
DOT Reportable Quantity (lbs): 1RW$YDLODEOH
Note: 1RDGGLWLRQDOUHPDUN
Marine Pollutant: 1R
TDG (Canada):
TDG Shipping Name: +<32&+/25,7(62/87,21
Hazard Class:
UN Number: 81
Packing Group: ,,,
15. REGULATORY INFORMATION

U.S. TSCA Inventory Status: $OOFRPSRQHQWVRIWKLVSURGXFWDUHHLWKHURQWKH7R[LF6XEVWDQFHV&RQWURO$FW76&$
,QYHQWRU\/LVWRUH[HPSW
Canadian DSL Inventory Status: $OOFRPSRQHQWVRIWKLVSURGXFWDUHHLWKHURQWKH'RPHVWLF6XEVWDQFHV/LVW'6/WKH

1RQ'RPHVWLF6XEVWDQFHV/LVW1'6/RUH[HPSW
Note: 1RWDYDLODEOH
U.S. Regulatory Rules
Ingredients CERCLA/SARA - Section SARA (311, 312) Hazard CERCLA/SARA - Section

302: Class: 313:
:DWHU 1RW/LVWHG 1RW/LVWHG 1RW/LVWHG
6RGLXP+\SRFKORULWH 1RW/LVWHG /LVWHG 1RW/LVWHG
6ROXWLRQ
California Proposition 65: 1RW/LVWHG

MA Right to Know List: /LVWHG
New Jersey Right-to-Know List: /LVWHG
Pennsylvania Right to Know List: /LVWHG
WHMIS Hazardous Class:

(&25526,9(0$7(5,$/
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16. OTHER INFORMATION
Additional Information: 7KLVSURGXFWKDVEHHQFODVVLILHGLQDFFRUGDQFHZLWKWKHKD]DUGFULWHULDRIWKH
&DQDGLDQ&RQWUROOHG3URGXFWV5HJXODWLRQV&35DQGWKH06'6FRQWDLQVDOOWKH
LQIRUPDWLRQUHTXLUHGE\WKH&35
Disclaimer: 127,&(725($'(5
8QLYDUH[SUHVVO\GLVFODLPVDOOH[SUHVVRULPSOLHGZDUUDQWLHVRIPHUFKDQWDELOLW\DQG
ILWQHVVIRUDSDUWLFXODUSXUSRVHZLWKUHVSHFWWRWKHSURGXFWRULQIRUPDWLRQSURYLGHG
KHUHLQDQGVKDOOXQGHUQRFLUFXPVWDQFHVEHOLDEOHIRULQFLGHQWDORUFRQVHTXHQWLDO
GDPDJHV
'RQRWXVHLQJUHGLHQWLQIRUPDWLRQDQGRULQJUHGLHQWSHUFHQWDJHVLQWKLV06'6DVD
SURGXFWVSHFLILFDWLRQ)RUSURGXFWVSHFLILFDWLRQLQIRUPDWLRQUHIHUWRD3URGXFW
6SHFLILFDWLRQ6KHHWDQGRUD&HUWLILFDWHRI$QDO\VLV7KHVHFDQEHREWDLQHGIURP
\RXUORFDO8QLYDU6DOHV2IILFH
$OOLQIRUPDWLRQDSSHDULQJKHUHLQLVEDVHGXSRQGDWDREWDLQHGIURPWKHPDQXIDFWXUHU
DQGRUUHFRJQL]HGWHFKQLFDOVRXUFHV:KLOHWKHLQIRUPDWLRQLVEHOLHYHGWREH
DFFXUDWH8QLYDUPDNHVQRUHSUHVHQWDWLRQVDVWRLWVDFFXUDF\RUVXIILFLHQF\
&RQGLWLRQVRIXVHDUHEH\RQG8QLYDU
VFRQWURODQGWKHUHIRUHXVHUVDUHUHVSRQVLEOHWR
YHULI\WKLVGDWDXQGHUWKHLURZQRSHUDWLQJFRQGLWLRQVWRGHWHUPLQHZKHWKHUWKH
SURGXFWLVVXLWDEOHIRUWKHLUSDUWLFXODUSXUSRVHVDQGWKH\DVVXPHDOOULVNVRIWKHLUXVH
KDQGOLQJDQGGLVSRVDORIWKHSURGXFWRUIURPWKHSXEOLFDWLRQRUXVHRIRUUHOLDQFH
XSRQLQIRUPDWLRQFRQWDLQHGKHUHLQ7KLVLQIRUPDWLRQUHODWHVRQO\WRWKHSURGXFW
GHVLJQDWHGKHUHLQDQGGRHVQRWUHODWHWRLWVXVHLQFRPELQDWLRQZLWKDQ\RWKHU
PDWHULDORULQDQ\RWKHUSURFHVV
***END OF MSDS***
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&,75,& $&,'
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϱϬ

Material Safety Data Sheet
LA3183
Citric Acid 50% Solution
1. CHEMICAL PRODUCT AND COMPANY IDENTIFICATION

Product Id: /$
Product Name: &LWULF$FLG6ROXWLRQ
Synonyms: 1RQH
Chemical Family: 1RQH.QRZQ
Application: 1RW$YDLODEOH
Distributed By:
8QLYDU&DQDGD/WG
9DQ+RUQH:D\
5LFKPRQG%&
9;:
Prepared By: 7KH(QYLURQPHQW+HDOWKDQG6DIHW\'HSDUWPHQWRI8QLYDU&DQDGD/WG

Preparation date of MSDS: )HE
Telephone number of preparer: 1-866-686-4827
24-Hour Emergency Telephone Number (CANUTEC): (613) 996-6666
2. HAZARDS IDENTIFICATION
Potential Acute Health Effects:
Eye Contact: &DXVHVH\HLUULWDWLRQ5HVXOWLQJLQVWLQJLQJUHGGHQLQJWHDULQJDQGVZHOOLQJ
Skin Contact: &DXVHVVNLQLUULWDWLRQ5HVXOWLQJLQVWLQJLQJUHGGHQLQJDQGVZHOOLQJ
Inhalation: 0D\FDXVHLUULWDWLRQRIWKHUHVSLUDWRU\WUDFW
Ingestion: ,IODUJHDPRXQWVRIWKHSURGXFWDUHLQJHVWHGV\PSWRPVPD\LQFOXGHJDVWURLQWHVWLQDOLUULWDWLRQQDXVHD
YRPLWLQJDQGGLDUUKHD
3. COMPOSITION/INFORMATION ON INGREDIENTS
Ingredients Percentage LD50s and LC50s Route & Species:

(W/W)
:DWHU %DODQFH 2UDO/'5DW!P/NJ

&LWULFDFLG 1RWDYDLODEOH

LA3183
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4. FIRST AID MEASURES
Eye Contact: ,QFDVHRIFRQWDFWRUVXVSHFWHGFRQWDFWLPPHGLDWHO\IOXVKH\HVZLWKSOHQW\RIZDWHUIRUDWOHDVW
PLQXWHVDQGJHWPHGLFDODWWHQWLRQLPPHGLDWHO\DIWHUIOXVKLQJ
Skin Contact: ,QFDVHRIFRQWDFWLPPHGLDWHO\IOXVKVNLQZLWKSOHQW\RIZDWHUIRUDWOHDVWPLQXWHV*HWPHGLFDO
DWWHQWLRQ5HPRYHFRQWDPLQDWHGFORWKLQJDQGODXQGHUEHIRUHUHXVH
Inhalation: 5HPRYHSHUVRQWRIUHVKDLU,IQRWEUHDWKLQJJLYHDUWLILFLDOUHVSLUDWLRQ,IEUHDWKLQJLVGLIILFXOWJHWLPPHGLDWH
PHGLFDODWWHQWLRQ
Ingestion: 'R127LQGXFHYRPLWLQJ1HYHUJLYHDQ\WKLQJE\PRXWKWRDQXQFRQVFLRXVRUFRQYXOVLQJSHUVRQ6HHN
LPPHGLDWHPHGLFDODWWHQWLRQ,IYRPLWLQJRFFXUVVSRQWDQHRXVO\NHHSKHDGEHORZKLSVWRSUHYHQWDVSLUDWLRQRIOLTXLGLQWR
WKHOXQJV
Notes to Physician: 7UHDWV\PSWRPDWLFDOO\
5. FIRE FIGHTING MEASURES

Flash Point: 1RQH
Flash Point Method: 1RWDSSOLFDEOH
Autoignition Temperature: 1RWDYDLODEOH
Flammable Limits in Air (%): 1RW$YDLODEOH
Extinguishing Media: 8VHH[WLQJXLVKLQJPHGLDDSSURSULDWHIRUVXUURXQGLQJILUH
Special Exposure Hazards: 1RWIODPPDEOH
Hazardous Decomposition/Combustion Materials (under fire conditions): 1RWDYDLODEOH
Special Protective Equipment: 1RWDSSOLFDEOH
NFPA RATINGS FOR THIS PRODUCT ARE: +($/7+)/$00$%,/,7<,167$%,/,7<
HMIS RATINGS FOR THIS PRODUCT ARE: +($/7+)/$00$%,/,7<5($&7,9,7<
6. ACCIDENTAL RELEASE MEASURES

Personal Precautionary Measures: :HDUDSSURSULDWHSURWHFWLYHHTXLSPHQW
Environmental Precautionary Measures: 3UHYHQWIURPHQWHULQJLQWRVRLOGLWFKHVVHZHUVZDWHUZD\VDQGRU
JURXQGZDWHU&RQVXOWORFDODXWKRULWLHV
Procedure for Clean Up: ,VRODWHKD]DUGDUHDDQGUHVWULFWDFFHVV$EVRUEZLWKDQLQHUWGU\PDWHULDODQGSODFHLQDQ
DSSURSULDWHZDVWHGLVSRVDOFRQWDLQHU)OXVKDUHDZLWKZDWHUWRUHPRYHWUDFHUHVLGXH&ROOHFWZDVKLQJVIRUGLVSRVDO
7. HANDLING AND STORAGE

Handling: $YRLGEUHDWKLQJPLVWRUYDSRU$YRLGFRQWDFWZLWKH\HVVNLQDQGFORWKLQJ3URWHFWIURPIUHH]LQJ:DVK
WKRURXJKO\DIWHUKDQGOLQJ
Storage: 6WRUHLQDGU\SODFHDZD\IURPH[FHVVLYHKHDWLQRULJLQDORUVLPLODUZDWHUSURRIFRQWDLQHUV.HHSFRQWDLQHUV
WLJKWO\FORVHG6WRUHEHWZHHQ&)&)
8. EXPOSURE CONTROLS/PERSONAL PROTECTION

Engineering Controls:
/RFDOH[KDXVWYHQWLODWLRQDVQHFHVVDU\WRPDLQWDLQH[SRVXUHVWRZLWKLQDSSOLFDEOHOLPLWV
Respiratory Protection: 1RWQRUPDOO\UHTXLUHGLIJRRGYHQWLODWLRQLVPDLQWDLQHG$YRLGEUHDWKLQJPLVWVRUYDSRUV
Gloves:
5XEEHUJORYHV9LQ\OJORYHV
Skin Protection: 6NLQFRQWDFWVKRXOGEHSUHYHQWHGWKURXJKWKHXVHRIVXLWDEOHSURWHFWLYHFORWKLQJJORYHVDQGIRRWZHDU
VHOHFWHGIRUFRQGLWLRQVRIXVHDQGH[SRVXUHSRWHQWLDO&RQVLGHUDWLRQPXVWEHJLYHQERWKWRGXUDELOLW\DVZHOODV
SHUPHDWLRQUHVLVWDQFH:HDUFKHPLFDOUHVLVWDQWSDQWVDQGMDFNHWVSUHIHUDEO\EXW\ORUQLWULOHUXEEHU
Eyes: 6DIHW\JODVVHVZLWKVLGHVKLHOGVRUFKHPLFDOJRJJOHV
Other Personal Protection Data: (QVXUHWKDWH\HZDVKVWDWLRQVDQGVDIHW\VKRZHUVDUHSUR[LPDOWRWKHZRUNVWDWLRQ
ORFDWLRQ8VHJRRGSHUVRQDOK\JLHQHSUDFWLFHV:DVKKDQGVEHIRUHHDWLQJGULQNLQJVPRNLQJRUXVLQJWRLOHWIDFLOLWLHV
Ingredients Exposure Limit - ACGIH Exposure Limit - OSHA Immediately Dangerous

to Life or Health - IDLH
:DWHU 1RWDYDLODEOH 1RWDYDLODEOH 1RW$YDLODEOH
&LWULFDFLG 1RWDYDLODEOH 1RWDYDLODEOH 1RW$YDLODEOH
LA3183
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9. PHYSICAL AND CHEMICAL PROPERTIES
Physical State: /LTXLG
Color: &OHDU&RORUOHVV
Odor: (VVHQWLDOO\RGRUOHVVWRYHU\VOLJKWVXJDURGRU
pH 1RW$YDLODEOH
Specific Gravity:
Boiling Point: &)
Freezing/Melting Point: 1RW$YDLODEOH
Vapor Pressure: PP+J
Vapor Density:
% Volatile by Volume:
Evaporation Rate:
Solubility: &RPSOHWHO\PLVFLEOH
VOCs: 1RW$YDLODEOH
Viscosity: 1RW$YDLODEOH
Molecular Weight:
Other: 1RW$YDLODEOH
10. STABILITY AND REACTIVITY

Chemical Stability: 6WDEOH
Hazardous Polymerization: :LOOQRWRFFXU
Conditions to Avoid: 1RQHNQRZQ
Materials to Avoid: &DUERQ&DXVWLFV
Hazardous Decomposition Products: 1RQHNQRZQ
Additional Information:
6ROXWLRQVDUHPLOGO\FRUURVLYHWRFDUERQVWHHO

Principle Routes of Exposure
Ingestion: ,IODUJHDPRXQWVRIWKHSURGXFWDUHLQJHVWHGV\PSWRPVPD\LQFOXGHJDVWURLQWHVWLQDOLUULWDWLRQQDXVHD
YRPLWLQJDQGGLDUUKHD
Skin Contact: &DXVHVVNLQLUULWDWLRQ5HVXOWLQJLQVWLQJLQJUHGGHQLQJDQGVZHOOLQJ
Inhalation: 0D\FDXVHLUULWDWLRQRIWKHUHVSLUDWRU\WUDFW
Eye Contact: &DXVHVH\HLUULWDWLRQ5HVXOWLQJLQVWLQJLQJUHGGHQLQJWHDULQJDQGVZHOOLQJ
Additional Information: 3UHH[LVWLQJH\HDQGVNLQGLVRUGHUVPD\EHDJJUDYDWHGE\H[SRVXUHWRWKLVSURGXFW
Acute Test of Product:

Acute Oral LD50: 1RW$YDLODEOH
Acute Dermal LD50: 1RW$YDLODEOH
Acute Inhalation LC50: 1RW$YDLODEOH
Carcinogenicity:
Ingredients IARC - Carcinogens ACGIH - Carcinogens

:DWHU 1RWOLVWHG 1RWOLVWHG
&LWULFDFLG 1RWOLVWHG 1RWOLVWHG
Carcinogenicity Comment: 1RDGGLWLRQDOLQIRUPDWLRQDYDLODEOH
Reproductive Toxicity/ Teratogenicity/ Embryotoxicity/ Mutagenicity: 1RW$YDLODEOH
LA3183
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12. ECOLOGICAL INFORMATION
Ecotoxicological Information:
Ingredients Ecotoxicity - Fish Species Acute Crustaceans Ecotoxicity - Freshwater

Data Toxicity: Algae Data
:DWHU 1RW$YDLODEOH 1RW$YDLODEOH 1RW$YDLODEOH
&LWULFDFLG /&KJROGILVK 1RW$YDLODEOH 1RW$YDLODEOH
PJO
Other Information:
1RDGGLWLRQDOUHPDUN
13. DISPOSAL CONSIDERATIONS

Disposal of Waste Method: 'LVSRVDORIDOOZDVWHVPXVWEHGRQHLQDFFRUGDQFHZLWKPXQLFLSDOSURYLQFLDODQGIHGHUDO
UHJXODWLRQV
Contaminated Packaging: (PSW\FRQWDLQHUVVKRXOGEHUHF\FOHGRUGLVSRVHGRIWKURXJKDQDSSURYHGZDVWH
PDQDJHPHQWIDFLOLW\
14. TRANSPORT INFORMATION

DOT (U.S.):
DOT Shipping Name: &25526,9(/,48,'$&,',&25*$1,&126&,75,&$&,'
DOT Hazardous Class
DOT UN Number: 81
DOT Packing Group: ,,,
DOT Reportable Quantity (lbs): 1RW$YDLODEOH
TDG (Canada):
TDG Shipping Name: &25526,9(/,48,'$&,',&25*$1,&126&,75,&$&,'
Hazard Class:
UN Number: 81
Packing Group: ,,,
LA3183
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15. REGULATORY INFORMATION
U.S. TSCA Inventory Status: $OOFRPSRQHQWVRIWKLVSURGXFWDUHHLWKHURQWKH7R[LF6XEVWDQFHV&RQWURO$FW76&$
,QYHQWRU\/LVWRUH[HPSW
Canadian DSL Inventory Status: $OOFRPSRQHQWVRIWKLVSURGXFWDUHHLWKHURQWKH'RPHVWLF6XEVWDQFHV/LVW'6/WKH

1RQ'RPHVWLF6XEVWDQFHV/LVW1'6/RUH[HPSW
Note: 1RWDYDLODEOH
U.S. Regulatory Rules
Ingredients CERCLA/SARA - Section SARA (311, 312) Hazard CERCLA/SARA - Section

302: Class: 313:
:DWHU 1RW/LVWHG 1RW/LVWHG 1RW/LVWHG
&LWULFDFLG 1RW/LVWHG 1RW/LVWHG 1RW/LVWHG
California Proposition 65: 1RW/LVWHG

MA Right to Know List: 1RW/LVWHG
New Jersey Right-to-Know List: 1RW/LVWHG
Pennsylvania Right to Know List: 1RW/LVWHG
WHMIS Hazardous Class:

(&25526,9(0$7(5,$/
16. OTHER INFORMATION

Additional Information: 7KLVSURGXFWKDVEHHQFODVVLILHGLQDFFRUGDQFHZLWKWKHKD]DUGFULWHULDRIWKH
&DQDGLDQ&RQWUROOHG3URGXFWV5HJXODWLRQV&35DQGWKH06'6FRQWDLQVDOOWKH
LQIRUPDWLRQUHTXLUHGE\WKH&35
Disclaimer: 127,&(725($'(5
8QLYDUH[SUHVVO\GLVFODLPVDOOH[SUHVVRULPSOLHGZDUUDQWLHVRIPHUFKDQWDELOLW\DQG
ILWQHVVIRUDSDUWLFXODUSXUSRVHZLWKUHVSHFWWRWKHSURGXFWRULQIRUPDWLRQSURYLGHG
KHUHLQDQGVKDOOXQGHUQRFLUFXPVWDQFHVEHOLDEOHIRULQFLGHQWDORUFRQVHTXHQWLDO
GDPDJHV
'RQRWXVHLQJUHGLHQWLQIRUPDWLRQDQGRULQJUHGLHQWSHUFHQWDJHVLQWKLV06'6DVD
SURGXFWVSHFLILFDWLRQ)RUSURGXFWVSHFLILFDWLRQLQIRUPDWLRQUHIHUWRD3URGXFW
6SHFLILFDWLRQ6KHHWDQGRUD&HUWLILFDWHRI$QDO\VLV7KHVHFDQEHREWDLQHGIURP
\RXUORFDO8QLYDU6DOHV2IILFH
$OOLQIRUPDWLRQDSSHDULQJKHUHLQLVEDVHGXSRQGDWDREWDLQHGIURPWKHPDQXIDFWXUHU
DQGRUUHFRJQL]HGWHFKQLFDOVRXUFHV:KLOHWKHLQIRUPDWLRQLVEHOLHYHGWREH
DFFXUDWH8QLYDUPDNHVQRUHSUHVHQWDWLRQVDVWRLWVDFFXUDF\RUVXIILFLHQF\
&RQGLWLRQVRIXVHDUHEH\RQG8QLYDU
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YHULI\WKLVGDWDXQGHUWKHLURZQRSHUDWLQJFRQGLWLRQVWRGHWHUPLQHZKHWKHUWKH
SURGXFWLVVXLWDEOHIRUWKHLUSDUWLFXODUSXUSRVHVDQGWKH\DVVXPHDOOULVNVRIWKHLUXVH
KDQGOLQJDQGGLVSRVDORIWKHSURGXFWRUIURPWKHSXEOLFDWLRQRUXVHRIRUUHOLDQFH
XSRQLQIRUPDWLRQFRQWDLQHGKHUHLQ7KLVLQIRUPDWLRQUHODWHVRQO\WRWKHSURGXFW
GHVLJQDWHGKHUHLQDQGGRHVQRWUHODWHWRLWVXVHLQFRPELQDWLRQZLWKDQ\RWKHU
PDWHULDORULQDQ\RWKHUSURFHVV
***END OF MSDS***
LA3183
Page 5 of 5
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ϯ͘ϮͲDŽĚĞƐŽĨKƉĞƌĂƚŝŽŶ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϭ
ϯ͘ϯͲKƉĞƌĂƚŝŶŐ^ĞƋƵĞŶĐĞŚĂƌƚ;K^Ϳ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϭ
ϯ͘ϰͲŽŶƚƌŽů^ǇƐƚĞŵĂŶĚŽŵŵƵŶŝĐĂƚŝŽŶ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϯ
ϯ͘ϰ͘ϭͲWƌŽŐƌĂŵŵĂďůĞ>ŽŐŝĐŽŶƚƌŽůůĞƌ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϯ
ϯ͘ϰ͘ϮͲŝƐƚƌŝďƵƚĞĚ/ͬK͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϯ
ϯ͘ϰ͘ϯͲKƚŚĞƌŽŵŵƵŶŝĐĂƚŝŽŶƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϯ
^ĞĐƚŝŽŶϰͲŽŶƚƌŽůEĂƌƌĂƚŝǀĞ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϰ
ϰ͘ϭͲƋƵĂůŝǌĂƚŝŽŶ;YͿ^ǇƐƚĞŵ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϰ
ϰ͘ϭ͘ϭͲƋƵĂůŝǌĂƚŝŽŶ^ǇƐƚĞŵƋƵŝƉŵĞŶƚ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϰ
ϰ͘ϭ͘ϭ͘ϭͲƋƵĂůŝǌĂƚŝŽŶWƵŵƉƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϱ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϭ

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ϰ͘ϭ͘ϭ͘ϮͲƋƵĂůŝǌĂƚŝŽŶůŽǁĞƌ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϲ
ϰ͘ϭ͘ϮͲƋƵĂůŝǌĂƚŝŽŶ^ǇƐƚĞŵ,D//ŶƉƵƚƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϲ
ϰ͘ϭ͘ϯͲƋƵĂůŝǌĂƚŝŽŶ^ǇƐƚĞŵůĂƌŵƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϲ
ϰ͘ϮͲ&ŝŶĞ^ĐƌĞĞŶ^ǇƐƚĞŵ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϴ
ϰ͘Ϯ͘ϭͲ&ŝŶĞ^ĐƌĞĞŶ^ǇƐƚĞŵƋƵŝƉŵĞŶƚ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϴ
ϰ͘Ϯ͘ϭ͘ϭͲ&ŝŶĞ^ĐƌĞĞŶƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϵ
ϰ͘Ϯ͘ϭ͘ϮͲ^ƵŵƉWƵŵƉƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϭϵ
ϰ͘Ϯ͘ϮͲ&ŝŶĞ^ĐƌĞĞŶ^ǇƐƚĞŵ,D//ŶƉƵƚƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϮϬ
ϰ͘Ϯ͘ϯͲ&ŝŶĞ^ĐƌĞĞŶ^ǇƐƚĞŵůĂƌŵƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϭ
ϰ͘ϯͲĞƌŽďŝĐŝŽůŽŐŝĐĂůdƌĞĂƚŵĞŶƚ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϮϮ
ϰ͘ϯ͘ϭͲĞƌŽďŝĐŝŽůŽŐŝĐĂů^ǇƐƚĞŵƋƵŝƉŵĞŶƚ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϯ
ϰ͘ϯ͘ϭ͘ϭͲWƌŽĐĞƐƐůŽǁĞƌƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϯ
ϰ͘ϯ͘ϭ͘ϮͲůŬĂůŝŶŝƚǇŽƐŝŶŐWƵŵƉƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϰ
ϰ͘ϯ͘ϮͲĞƌŽďŝĐŝŽůŽŐŝĐĂů^ǇƐƚĞŵ,D//ŶƉƵƚƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϰ
ϰ͘ϯ͘ϯͲĞƌŽďŝĐŝŽůŽŐŝĐĂů^ǇƐƚĞŵůĂƌŵƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϱ
ϰ͘ϰͲDĞŵďƌĂŶĞ&ŝůƚƌĂƚŝŽŶ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϳ
ϰ͘ϰ͘ϭͲDĞŵďƌĂŶĞ&ŝůƚƌĂƚŝŽŶ^ǇƐƚĞŵƋƵŝƉŵĞŶƚ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϳ
ϰ͘ϰ͘ϭ͘ϭͲWĞƌŵĞĂƚĞWƵŵƉƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘Ϯϴ
ϰ͘ϰ͘ϭ͘ϮͲZĞƚƵƌŶĐƚŝǀĂƚĞĚ^ůƵĚŐĞ;Z^ͿWƵŵƉƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϯϬ
ϰ͘ϰ͘ϭ͘ϯͲDĞŵďƌĂŶĞŝƌ^ĐŽƵƌůŽǁĞƌƐ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϯϬ
ϰ͘ϰ͘ϭ͘ϰͲhůƚƌĂǀŝŽůĞƚ^ǇƐƚĞŵ͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘͘ϯϬ
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&ĞĞĚ ŝƐ ƉƵŵƉĞĚ ;ďǇ ŽƚŚĞƌƐͿ ƚŽ ƚŚĞ ĞƋƵĂůŝǌĂƚŝŽŶ ƐǇƐƚĞŵ͕ ǁŚŝĐŚ ŝƐ ĐŽŵƉƌŝƐĞĚ ŽĨ ƚǁŽ ĂĞƌĂƚĞĚĐǇůŝŶĚƌŝĐĂů
ƚĂŶŬƐ ƐŝǌĞĚ ƚŽ ŚĂŶĚůĞ ƚŚĞ ƉĞĂŬ ŚŽƵƌ ĚĞƐŝŐŶ ǀŽůƵŵĞ ŽĨ ϭϬϲ͕ϮϬϬ >͘ dŚĞ ĞƋƵĂůŝǌĂƚŝŽŶ ƚĂŶŬ ƉƌŽǀŝĚĞƐ Ă
ƌĞƐŝĚĞŶĐĞ ƚŝŵĞ ƐƵĨĨŝĐŝĞŶƚ ƚŽ ŵĂŝŶƚĂŝŶ ƐƚĞĂĚǇ ĨůŽǁƐ ƚŽ ƚŚĞ ďŝŽůŽŐŝĐĂů ƚƌĞĂƚŵĞŶƚ ƐǇƐƚĞŵ ĚƵƌŝŶŐ ůŽǁ ĂŶĚ
ŚŝŐŚĨůŽǁƉĞƌŝŽĚƐ͘ƋƵĂůŝǌĞĚǁĂƚĞƌŝƐƉƵŵƉĞĚǀŝĂƚǁŽĞƋƵĂůŝǌĂƚŝŽŶ;YͿƉƵŵƉƐŽŶǀĂƌŝĂďůĞĨƌĞƋƵĞŶĐǇ
ĚƌŝǀĞƐ;s&ƐͿŝŶƚŽĂƐƚĂŶĚƉŝƉĞŝŶƐŝĚĞƚŚĞƐĞĐŽŶĚĐǇůŝŶĚƌŝĐĂůƚĂŶŬĂŶĚĨůŽǁƐĨƌŽŵƚŚĂƚƉŝƉĞďǇŐƌĂǀŝƚǇƚŽ
ƚŚĞĨŝŶĞƐĐƌĞĞŶƐŝŶƐŝĚĞŽŶƚĂŝŶĞƌϭ͘
),1(6&5((16<67(0
ƋƵĂůŝǌĞĚǁĂƐƚĞǁĂƚĞƌĨůŽǁƚŽƚŚĞĨŝŶĞƐĐƌĞĞŶƐďǇŐƌĂǀŝƚǇ͘dŚĞĨŝŶĞƐĐƌĞĞŶƐĂƌĞƌŽƚĂƌǇĚƌƵŵƐĐƌĞĞŶƐǁŝƚŚ
Ϯ ŵŵ ƉĞƌĨŽƌĂƚĞĚ ƉůĂƚĞ ŽƉĞŶŝŶŐƐ ƚŚĂƚ ĂƵƚŽŵĂƚŝĐĂůůǇ ƌĞŵŽǀĞ ĚĞďƌŝƐ ĂŶĚ ƚƌĂƐŚ͘ dŚŝƐ ƉƌŽƚĞĐƚƐ ƚŚĞ
ĚŽǁŶƐƚƌĞĂŵƉƌŽĐĞƐƐĞƐĂŶĚĞƋƵŝƉŵĞŶƚ͘dŚĞĨŝŶĞƐĐƌĞĞŶŽƉĞƌĂƚĞƐĐŽŶƚŝŶƵŽƵƐůǇ͘WƌĞƐƐƵƌŝǌĞĚǁĂƐŚǁĂƚĞƌ
ϲ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

ŝƐƵƐĞĚŝŶƚĞƌŵŝƚƚĞŶƚůǇƚŽĐůĞĂŶƚŚĞƐĐƌĞĞŶƐĂŶĚƐĐƌĞĞŶŝŶŐƐ͘^ĐƌĞĞŶĞĚƌĂǁǁĂƚĞƌĨĂůůƐďǇŐƌĂǀŝƚǇĨƌŽŵƚŚĞ
ƐĐƌĞĞŶƐŝŶƚŽĂƐƵŵƉ͕ǁŚĞƌĞƚŚĞƐĐƌĞĞŶĞĚǁĂƚĞƌŝƐĐŽůůĞĐƚĞĚĂŶĚƉƵŵƉĞĚƚŽƚŚĞĂĞƌŽďŝĐƚĂŶŬ͘
$(52%,&%,2/2*,&$/75($70(17
dŚĞĂĞƌŽďŝĐƚĂŶŬŝƐĂƚŚŝƌĚĐǇůŝŶĚƌŝĐĂůƚĂŶŬůŽĐĂƚĞĚŽƵƚĚŽŽƌƐ͘ĞƌŽďŝĐďŝŽůŽŐŝĐĂůƚƌĞĂƚŵĞŶƚŝƐƚŚĞǁŽƌŬͲ
ŚŽƌƐĞ ŽĨ ĂŶǇ ďŝŽůŽŐŝĐĂů ǁĂƐƚĞǁĂƚĞƌ ƐǇƐƚĞŵ͘ /Ŷ ƚŚŝƐ ƉƌŽĐĞƐƐ͕ ŚĞƚĞƌŽƚƌŽƉŚŝĐ ďĂĐƚĞƌŝĂ ĐŽŶƐƵŵĞ ŽƌŐĂŶŝĐ
ƉŽůůƵƚĂŶƚƐ ;KͿ͕ ŽǆǇŐĞŶ ĂŶĚ ĂŵŵŽŶŝĂ͕ ĂŶĚ ƉƌŽĚƵĐĞ ĐĂƌďŽŶ ĚŝŽǆŝĚĞ͕ ǁĂƚĞƌ ĂŶĚ ŶŝƚƌĂƚĞ ĂƐ ǁĞůů ĂƐ
ƌĞƉƌŽĚƵĐŝŶŐƚŽŐƌŽǁƚŚĞďĂĐƚĞƌŝŽůŽŐŝĐĂůƉŽƉƵůĂƚŝŽŶ͘&ŝŶĞďƵďďůĞĚŝĨĨƵƐĞƌƐĂƌĞŝŶƐƚĂůůĞĚŝŶƚŚĞďŽƚƚŽŵŽĨ
ƚŚĞĂĞƌŽďŝĐƚĂŶŬĂŶĚƉƌŽĐĞƐƐďůŽǁĞƌƐĐŽŶƚŝŶƵŽƵƐůǇƉƌŽǀŝĚĞĂŝƌƚŽƚŚĞĚŝĨĨƵƐĞƌƐ͘dŚĞĂŝƌďƵďďůŝŶŐĨƌŽŵƚŚĞ
ďŽƚƚŽŵŽĨƚŚĞƚĂŶŬŝŵƉĂƌƚƐŽǆǇŐĞŶŝŶƚŽƚŚĞůŝƋƵŝĚƉŚĂƐĞƚŽŵĂŝŶƚĂŝŶĂĚŝƐƐŽůǀĞĚŽǆǇŐĞŶĐŽŶĐĞŶƚƌĂƚŝŽŶŽĨ
ĂƉƉƌŽǆŝŵĂƚĞůǇϮŵŐͬ>ƚŽƐĂƚŝƐĨǇƚŚĞŶĞĞĚƐŽĨƚŚĞďŝŽŵĂƐƐ͘dŚĞďƵďďůŝŶŐŝƐĂůƐŽƵƐĞĚƚŽŬĞĞƉƚŚĞďĂĐƚĞƌŝĂ
ŝŶƐƵƐƉĞŶƐŝŽŶ͘dŚĞŽǆǇŐĞŶĂƚĞĚŵŝǆĞĚůŝƋƵŽƌƐƵƐƉĞŶĚĞĚƐŽůŝĚƐ;D>^^ͿŽǀĞƌĨůŽǁƐŝŶƚŽĂƐƚĂŶĚƉŝƉĞŝŶƐŝĚĞ
ƚŚĞĐǇůŝŶĚƌŝĐĂůƚĂŶŬĂŶĚĨůŽǁƐďǇŐƌĂǀŝƚǇƚŽƚŚĞŵĞŵďƌĂŶĞĨŝůƚƌĂƚŝŽŶƚƌĂŝŶƐŝŶŽŶƚĂŝŶĞƌϮ͘
0(0%5$1(),/75$7,21
dŚĞ ĂĐƚŝǀĂƚĞĚ ƐůƵĚŐĞ ŝƐ ƐƉůŝƚ ďĞƚǁĞĞŶ ƚŚĞ ƚǁŽ ŵĞŵďƌĂŶĞ ƚĂŶŬƐ ƚŚĂƚ ĂƌĞ ůŽĐĂƚĞĚ ŝŶ ŽŶƚĂŝŶĞƌ Ϯ͘
DĞŵďƌĂŶĞĨŝůƚƌĂƚŝŽŶŝƐƵƐĞĚƚŽƐĞƉĂƌĂƚĞƚŚĞďĂĐƚĞƌŝĂĨƌŽŵƚŚĞǁĂƚĞƌƚŽŬĞĞƉƚŚĞŵŝŶƚŚĞƉƌŽĐĞƐƐĂƚƚŚĞ
ĚĞƐŝƌĞĚ ĐŽŶĐĞŶƚƌĂƚŝŽŶ͘ ĐƚŝǀĂƚĞĚ ƐůƵĚŐĞ ŝƐ ƌĞƚƵƌŶĞĚ Ăƚ Ă ĐŽŶƐƚĂŶƚ ĨůŽǁ ƌĂƚĞ ƚŽ ƚŚĞ ĞƌŽďŝĐ dĂŶŬ ƚŽ
ƉƌĞǀĞŶƚĂďƵŝůĚͲƵƉŽĨƐůƵĚŐĞŝŶƚŚĞŵĞŵďƌĂŶĞƚĂŶŬ͘dŚĞZĞƚƵƌŶĐƚŝǀĂƚĞĚ^ůƵĚŐĞ;Z^ͿŝƐƉƵŵƉĞĚďǇƚŚĞ
Z^ ƉƵŵƉƐ Ăƚ Ă ĨůŽǁ ƌĂƚĞ ϰ ƚŝŵĞƐ ŐƌĞĂƚĞƌ ƚŚĂŶ ƚŚĞ ĚĞƐŝŐŶ ĨůŽǁ ƌĂƚĞ ŽĨ ƚŚĞ ƉůĂŶƚ͘ /Ŷ ƚŚŝƐ ŵĂŶŶĞƌ ƚŚĞ
ĂĐƚŝǀĂƚĞĚƐůƵĚŐĞŝƐƌĞĐŝƌĐƵůĂƚĞĚĨƌŽŵƚŚĞĂĞƌŽďŝĐƚĂŶŬ͕ƚŽƚŚĞŵĞŵďƌĂŶĞƚĂŶŬĂŶĚďĂĐŬƚŽƚŚĞĂĞƌŽďŝĐ
ƚĂŶŬĐŽŶƐƚĂŶƚůǇĂƚĂƉƉƌŽǆŝŵĂƚĞůǇϰƚŝŵĞƐƚŚĞĂǀĞƌĂŐĞĨĞĞĚĨůŽǁƌĂƚĞ͘
Aerobic Membrane
Tank Filtration
Return Activated Sludge

&ŝŐƵƌĞϮʹŝŽƌĞĂĐƚŽƌ^ůƵĚŐĞZĞĐŝƌĐƵůĂƚŝŽŶ^ĞƚͲƵƉ
dŚĞ ĨŝůƚĞƌĞĚ ůŝƋƵŝĚ ;ĐĂůůĞĚ ƉĞƌŵĞĂƚĞͿ ŝƐ ƉƵůůĞĚ ƚŚƌŽƵŐŚ ƚŚĞ ŚŽůůŽǁͲĨŝďĞƌ ŵĞŵďƌĂŶĞ ĨŝůƚĞƌƐ ďǇ ƚŚĞ
ƉĞƌŵĞĂƚĞƉƵŵƉƐĂƚĂĨůŽǁƌĂƚĞƚŚĂƚŵĂƚĐŚĞƐƚŚĞĨĞĞĚĨůŽǁƌĂƚĞĞŶƚĞƌŝŶŐƚŚĞĂĞƌŽďŝĐƚĂŶŬƚŽŵĂŝŶƚĂŝŶĂ
ĐŽŶƐƚĂŶƚ ůŝƋƵŝĚ ůĞǀĞů ŝŶ ƚŚĞ ŵĞŵďƌĂŶĞ ƚĂŶŬƐ͘ &ƌŽŵ ƚŚĞ ƉĞƌŵĞĂƚĞ ƉƵŵƉƐ͕ ĞĂĐŚ ŵĞŵďƌĂŶĞ ďŝŽƌĞĂĐƚŽƌ
ƚƌĂŝŶ ƐĞŶĚƐ ƉĞƌŵĞĂƚĞ ƚŚƌŽƵŐŚ ĂŶ ŝŶůŝŶĞ ƵůƚƌĂǀŝŽůĞƚ ;hsͿ ĚŝƐŝŶĨĞĐƚŝŽŶ ƐǇƐƚĞŵ͘ dŚĞ hs ƐǇƐƚĞŵ ŽƉĞƌĂƚĞƐ
ĐŽŶƚŝŶƵŽƵƐůǇƚŽŬŝůůĂŶǇƌĞƐŝĚƵĂůŽƌŐĂŶŝƐŵƐƌĞŵĂŝŶŝŶŐďĞĨŽƌĞŝƚŝƐƐĞŶƚƚŽĂĐŽŵŵŽŶƉĞƌŵĞĂƚĞƐƚŽƌĂŐĞ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϳ

.
ƚĂŶŬ͘ dŚĞ ƉĞƌŵĞĂƚĞ ƚĂŶŬ ĂĐƚƐ ĂƐ Ă ƌĞƐĞƌǀŽŝƌ ĨŽƌ ƚƌĞĂƚĞĚ ǁĂƚĞƌ ƚŚĂƚ ĐĂŶ ďĞ ƵƐĞĚ ĨŽƌ ĂŶĚ /W
ƉƌŽĐĞƐƐĞƐ͘
0(0%5$1(&/($1,1*
dŽŵŝƚŝŐĂƚĞŵĞŵďƌĂŶĞĨŽƵůŝŶŐ͕ƐĞǀĞƌĂůŵĂŝŶƚĞŶĂŶĐĞƉƌŽĐĞƐƐĞƐĂƌĞƉĞƌĨŽƌŵĞĚ͗
ϭ͘ DĞŵďƌĂŶĞ ZĞůĂǆ – ŵĞŵďƌĂŶĞ ƉĞƌŵĞĂƚŝŽŶ ŝƐ ƐƚŽƉƉĞĚ ĨŽƌ ϭ ŵŝŶƵƚĞ ĂĨƚĞƌ ĞǀĞƌǇ ϳ ŵŝŶƵƚĞƐ ŽĨ
ƉĞƌŵĞĂƚŝŽŶ͘
Ϯ͘ ŚĞŵŝĐĂůůǇŶŚĂŶĐĞĚĂĐŬƉƵůƐĞ;Ϳ–ŵĞŵďƌĂŶĞƉĞƌŵĞĂƚĞĨůŽǁŝƐƌĞǀĞƌƐĞĚƚŽĨůŽǁďĂĐŬŝŶƚŽ
ƚŚĞŵĞŵďƌĂŶĞƐǁŚŝůĞĐůĞĂŶŝŶŐĐŚĞŵŝĐĂůŝƐĂĚĚĞĚŝŶůŝŶĞ͘dŚŝƐŝƐĚŽŶĞŽŶĐĞƉĞƌǁĞĞŬ͘
ϯ͘ ůĞĂŶŝŶWůĂĐĞ;/WͿ–ĂƐĞŵŝͲĂŶŶƵĂůƉƌŽĐĞƐƐǁŚĞƌĞĂŚŝŐŚĐŽŶĐĞŶƚƌĂƚŝŽŶŽĨĐŚĞŵŝĐĂůŝƐƵƐĞĚƚŽ
ƌĞƐƚŽƌĞƉĞƌŵĞĂďŝůŝƚǇƚŽƚŚĞŵĞŵďƌĂŶĞƐ͘dŚŝƐŝƐĂĐŽŵďŝŶĂƚŝŽŶŽĨĂƌĞǀĞƌƐĞĨůŽǁǁŝƚŚĐŚĞŵŝĐĂů
ĂŶĚĂƐŽĂŬƉĞƌŝŽĚ͘
75($7(':$7(56<67(0
WĞƌŵĞĂƚĞ ŝƐ ƚƌĂŶƐĨĞƌƌĞĚ ŝŶƚŽ ƚŚĞ ƉĞƌŵĞĂƚĞ ƚĂŶŬ͕ ǁŚĞƌĞ ŝƚ ŝƐ ƚŚĞŶ ƉƵŵƉĞĚ ďǇ ĞĨĨůƵĞŶƚ ƉƵŵƉƐ ƚŽ Ă
ĚŝƐĐŚĂƌŐĞůŽĐĂƚŝŽŶ͘
6/8'*(+$1'/,1*
^ŝŶĐĞ ďĂĐƚĞƌŝĂ ǁŝƚŚŝŶ ƚŚĞ ^dW ĐŽŶƚŝŶƵĞ ƚŽ ƌĞƉƌŽĚƵĐĞ ĂƐ ƚŚĞǇ ĐŽŶƐƵŵĞ ŽƌŐĂŶŝĐƐ ĂŶĚ ŶƵƚƌŝĞŶƚƐ͕ ƚŚĞ
ĐŽŶĐĞŶƚƌĂƚŝŽŶŽĨďŝŽŵĂƐƐ͕ŵĞĂƐƵƌĞĚĂƐDŝǆĞĚ>ŝƋƵŽƌ^ƵƐƉĞŶĚĞĚ^ŽůŝĚƐ;D>^^Ϳ͕ŝŶĐƌĞĂƐĞƐǁŝƚŚƚŝŵĞ͘dŽ
ŵĂŝŶƚĂŝŶ Ă ƐƚĞĂĚǇ D>^^ ŝŶ ƚŚĞ ďŝŽƌĞĂĐƚŽƌƐ͕ ƐŽŵĞ ƐůƵĚŐĞ ŵƵƐƚ ďĞ ƌĞŵŽǀĞĚ ;ǁĂƐƚĞĚͿ ŽŶ Ă ĚĂŝůǇ ďĂƐŝƐ͘
^ůƵĚŐĞŝƐǁĂƐƚĞĚďǇƌĞͲĚŝƌĞĐƚŝŶŐƚŚĞZ^ĨůŽǁƚŽƚŚĞƐůƵĚŐĞƐƚŽƌĂŐĞƚĂŶŬ͕ƌĞĨĞƌƌĞĚƚŽĂƐǁĂƐƚĞĂĐƚŝǀĂƚĞĚ
ƐůƵĚŐĞ;t^Ϳ͘dŚĞƐůƵĚŐĞƐƚŽƌĂŐĞƚĂŶŬŝƐĂĞƌĂƚĞĚƚŽŵĂŝŶƚĂŝŶĂŶĂĞƌŽďŝĐďŝŽŵĂƐƐ͘dŚĞĂĞƌĂƚŝŽŶĐĂŶďĞ
ƚƵƌŶĞĚŽĨĨĨŽƌĂƉĞƌŝŽĚŽĨƚŝŵĞƚŽĂůůŽǁƐůƵĚŐĞƚŽƐĞƚƚůĞǁŝƚŚŝŶƚŚĞƐůƵĚŐĞƚĂŶŬĂŶĚƚŚŝĐŬĞŶďǇŐƌĂǀŝƚǇ͘
dŚĞƐƵƉĞƌŶĂƚĂŶƚƚŚĂƚŝƐůĞĨƚŝŶƚŚĞƵƉƉĞƌƉŽƌƚŝŽŶŽĨƚŚĞƚĂŶŬĐĂŶďĞƌĞŵŽǀĞĚďǇŽƉĞŶŝŶŐĂǀĂůǀĞĨƌŽŵƚŚĞ
ƐůƵĚŐĞ ƚĂŶŬ͕ ĂŶĚ ĂůůŽǁŝŶŐŝƚ ƚŽ ĨůŽǁ ƚŽ ƚŚĞ ƐƵŵƉƚĂŶŬ ǁŚĞƌĞ ŝƚ ƌĞͲĞŶƚĞƌƐ ƚŚĞ ƚƌĞĂƚŵĞŶƚ ƉƌŽĐĞƐƐ͘ dŚŝƐ
ŽƉĞƌĂƚŝŽŶ ;ĐĂůůĞĚ ĚĞĐĂŶƚŝŶŐͿ ƌĞĚƵĐĞƐ ƚŚĞ ǀŽůƵŵĞ ŽĨƐůƵĚŐĞ ƚŚĂƚ ŶĞĞĚƐƚŽ ďĞ ŚĂŶĚůĞĚ ĂŶĚ ĞǆƚĞŶĚƐ ƚŚĞ
ƉĞƌŝŽĚŽĨƚŝŵĞƚŚĂƚƚŚĞƐůƵĚŐĞƚĂŶŬĐĂŶďĞƵƐĞĚďĞĨŽƌĞƚŚŝĐŬĞŶĞĚƐůƵĚŐĞŵƵƐƚďĞĚŝƐƉŽƐĞĚŽĨ͘
23(5$7,21$/)/(;,%,/,7<
dŚĞŵĞŵďƌĂŶĞƉŽƌƚŝŽŶŽĨƚŚĞƐĞǁĂŐĞƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵŽƉĞƌĂƚĞƐĂƐƚǁŽ;ϮͿƐĞƉĂƌĂƚĞƚƌĂŝŶƐ͘dŚĞƌĞĨŽƌĞ͕
ŝĨŵĂŝŶƚĞŶĂŶĐĞŝƐƌĞƋƵŝƌĞĚĨŽƌĂŶǇƉŝĞĐĞŽĨĞƋƵŝƉŵĞŶƚŝŶƚŚĞŵĞŵďƌĂŶĞƐǇƐƚĞŵ͕ƚŚĞƉůĂŶƚǁŝůůĐŽŶƚŝŶƵĞ
ƚŽŽƉĞƌĂƚĞŽŶĞƚƌĂŝŶƚƌĞĂƚŝŶŐƚŚĞĨƵůůĨůŽǁĨŽƌƐŚŽƌƚĚƵƌĂƚŝŽŶƐ͘
ϴ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

/ŶƚŚĞĞǀĞŶƚŽĨǀĞƌǇůŽǁƐĞǁĂŐĞƉƌŽĚƵĐƚŝŽŶƉĞƌŝŽĚƐ͕ĂƚƌĂŝŶĐĂŶďĞƚĂŬĞŶĐŽŵƉůĞƚĞůǇŽĨĨůŝŶĞďǇĚƌĂŝŶŝŶŐ
ĂŶĚ ĨůƵƐŚŝŶŐ ƚŚĞ ƐǇƐƚĞŵĂŶĚ ĨŝůůŝŶŐ ƚŚĞ ŵĞŵďƌĂŶĞ ƚĂŶŬ ǁŝƚŚ ƉĞƌŵĞĂƚĞƐŝŶĐĞ ƚŚĞ ŵĞŵďƌĂŶĞƐŵƵƐƚ ďĞ
ŬĞƉƚǁĞƚŽŶĐĞƚŚĞǇĂƌĞĐŽŵŵŝƐƐŝŽŶĞĚ͘

WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϵ

.
6(&7,21&21752/63+,/2623+<
,1752'8&7,21
dŚĞ ĐŽŶƚƌŽůƐ ĨŽƌ ƚŚĞ DĞůŝĂĚŝŶĞ ^dW ĂƌĞ ĂƵƚŽŵĂƚĞĚ ďǇ Ă ƉƌŽŐƌĂŵŵĂďůĞ ůŽŐŝĐ ĐŽŶƚƌŽůůĞƌ ;W>Ϳ ƚŚĂƚ
functions based on a series of operating “modes”. The PLC automatically moves the system between the
ĚŝĨĨĞƌĞŶƚ ŵŽĚĞƐ ƵƐŝŶŐ ƚƌŝŐŐĞƌƐƚŚĂƚĂƌĞĞǆĞĐƵƚĞĚďĂƐĞĚŽŶĂǀĂƌŝĞƚǇŽĨƉĂƌĂŵĞƚĞƌƐƐƵĐŚĂƐƚĂŶŬůĞǀĞů͕
ƉƌĞƐƐƵƌĞ͕ĚŝƐƐŽůǀĞĚŽǆǇŐĞŶĂŶĚĨůŽǁƌĂƚĞƚŚĂƚĂƌĞŵĞĂƐƵƌĞĚĐŽŶƚŝŶƵŽƵƐůǇďǇƚŚĞŝŶƐƚƌƵŵĞŶƚĂƚŝŽŶƚŚĂƚŝƐ
ŝŶƐƚĂůůĞĚ ƚŚƌŽƵŐŚŽƵƚ ƚŚĞ ƉůĂŶƚ͘ ƵƚŽŵĂƚĞĚ ǀĂůǀĞƐ ĂƌĞ ĂĐƚƵĂƚĞĚ ĂŶĚ ĞƋƵŝƉŵĞŶƚ ŝƐ ƚƵƌŶĞĚ ŽŶ ĂŶĚ ŽĨĨ
ďĂƐĞĚŽŶƚŚĞŵŽĚĞƐĂŶĚĐŽŶĚŝƚŝŽŶƐĂƚĂŶǇŐŝǀĞŶƚŝŵĞ͘
(48,30(17&21752/ ±+2$&21752/
ůů ĞƋƵŝƉŵĞŶƚ ĐĂŶ ĞŝƚŚĞƌ ďĞ ŵĂŶƵĂůůǇ ĐŽŶƚƌŽůůĞĚ Žƌ ĐŽŶƚƌŽůůĞĚ ďǇ ƚŚĞ W> ƉƌŽŐƌĂŵ͘ ĂĐŚ ƉŝĞĐĞ ŽĨ
ĞƋƵŝƉŵĞŶƚ ĂƉƉĞĂƌƐ ŽŶ ƚŚĞ ƚŽƵĐŚ ƐĐƌĞĞŶ ƚŚĂƚ ĂĐƚƐ ĂƐ ƚŚĞ ,ƵŵĂŶ DĂĐŚŝŶĞ /ŶƚĞƌĨĂĐĞ ;,D/Ϳ͘ tŚĞŶ ƚŚĞ
ƐǇŵďŽů ĨŽƌ Ă ƉŝĞĐĞ ŽĨ ĞƋƵŝƉŵĞŶƚ ƐƵĐŚ ĂƐ Ă ƉƵŵƉ ŝƐ ƚŽƵĐŚĞĚ͕ Ă ƉŽƉͲƵƉ ƐĐƌĞĞŶ ĂƉƉĞĂƌƐ ĂůůŽǁŝŶŐ ƚŚĞ
ŽƉĞƌĂƚŽƌƚŽĐŚŽŽƐĞƚŽŽǀĞƌƌŝĚĞƚŚĞhdKƐĞƚƚŝŶŐƚŽKEŽƌK&&͘/ĨŝƚŝƐƐĞƚƚŽKE͕ƚŚĞĞƋƵŝƉŵĞŶƚǁŝůůZhE
ĂŶĚ ƐƚĂƌƚ ŽƉĞƌĂƚŝŶŐ ŝƌƌĞƐƉĞĐƚŝǀĞ ŽĨ ƉůĂŶƚ ĐŽŶĚŝƚŝŽŶƐ͘ /Ĩ ŝƚ ŝƐ ƐĞƚ ƚŽ K&&͕ ƚŚĞ ĞƋƵŝƉŵĞŶƚ ǁŝůů ^dKW͕
ƌĞŐĂƌĚůĞƐƐŽĨƚŚĞĐƵƌƌĞŶƚƐƚĂƚƵƐŽĨƚŚĞƉůĂŶƚ͘/ĨŝƚŝƐƐĞƚƚŽhdK͕ŝƚǁŝůůĂƵƚŽŵĂƚŝĐĂůůǇŽƉĞƌĂƚĞŝŶZhEĂŶĚ
^dKW ďĂƐĞĚŽŶƚŚĞŵŽĚĞ ĂŶĚ ĐŽŶĚŝƚŝŽŶĂů ƉƌŽŐƌĂŵŵŝŶŐ ƚŚĂƚ ŚĂƐ ďĞĞŶĞƐƚĂďůŝƐŚĞĚ ĂŶĚ ŝƐ ĚĞƐĐƌŝďĞĚ ŝŶ
ĚĞƚĂŝůǁŝƚŚŝŶƚŚŝƐĚŽĐƵŵĞŶƚ͘
dŚĞ,KƐĐƌĞĞŶĨŽƌĞƋƵŝƉŵĞŶƚǁŝƚŚǀĂƌŝĂďůĞƐƉĞĞĚ͕ƐƵĐŚĂƐĂƉƵŵƉǁŝƚŚĂs&͕ĂůůŽǁƐƚŚĞŽƉĞƌĂƚŽƌƚŽ
ŝŶƉƵƚĂƐƉĞĐŝĨŝĐƐƉĞĞĚ;ϬͲϭϬϬйͿĂƚǁŚŝĐŚƚŚĞĞƋƵŝƉŵĞŶƚǁŝůůŽƉĞƌĂƚĞǁŚĞŶŝƚŝƐŵĂŶƵĂůůǇƚƵƌŶĞĚKE͘
75$,123(5$7,21
dŚĞ ƚǁŽ ;ϮͿ ŵĞŵďƌĂŶĞ ƚƌĂŝŶƐ ŽƉĞƌĂƚĞ ŝŶĚĞƉĞŶĚĞŶƚůǇ ĚĞƉĞŶĚŝŶŐ ŽŶ ƚŚĞŝƌ ƐƚĂƚƵƐ Ăƚ Ă ŐŝǀĞŶ ƚŝŵĞ͘ ĂĐŚ
ƚƌĂŝŶŽƉĞƌĂƚĞƐďĂƐĞĚŽŶƚŚĞƚĂŶŬůĞǀĞůƐ͕ĨůŽǁƌĂƚĞƐĂŶĚƉƌĞƐƐƵƌĞƐŽĨƚŚĞƉĂƌƚŝĐƵůĂƌƚƌĂŝŶ͘tŚĞŶŽŶĞƚƌĂŝŶ
ĞŶĐŽƵŶƚĞƌƐĂƐŝƚƵĂƚŝŽŶǁŚĞƌĞŝƚŶĞĞĚƐƚŽƐƚŽƉŽƉĞƌĂƚŝŽŶ͕ƐƵĐŚĂƐĂĐůĞĂŶŝŶŐŽƌĂůĂƌŵƐƚŚĂƚƌĞƋƵŝƌĞŝƚƚŽ
ƐƚŽƉ͕ ƚŚĞ ĨĞĞĚ ĨƌŽŵ ƚŚĞ ĂĞƌŽďŝĐ ƚĂŶŬ ĐŽŶƚŝŶƵĞƐ ƚŽ ĨůŽǁ ŝŶƚŽ Ă ƉŝƉĞ ƚŚĂƚ ŚǇĚƌĂƵůŝĐĂůůǇ ĐŽŶŶĞĐƚƐ ďŽƚŚ
ŵĞŵďƌĂŶĞƚĂŶŬƐ͘ƐĂƌĞƐƵůƚ͕ĞǀĞŶŝĨŽŶĞŵĞŵďƌĂŶĞƚƌĂŝŶƐƚŽƉƐ͕ƚŚĞŚǇĚƌĂƵůŝĐĐŽŶŶĞĐƚŝŽŶĐĂƵƐĞƐĂůůŽĨ
ƚŚĞĨĞĞĚƚŽĨůŽǁƚŽƚŚĞŽƚŚĞƌƚƌĂŝŶƚŽďĂůĂŶĐĞƚŚĞŵĞŵďƌĂŶĞƚĂŶŬůĞǀĞůƐ͘

ϭϬ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

02'(62)23(5$7,21
dŚĞĐŽŶƚƌŽůƐƐǇƐƚĞŵŽƉĞƌĂƚĞƐďĂƐĞĚŽŶĂŶƵŵďĞƌŽĨŵŽĚĞƐĂƐƐŚŽǁŶďĞůŽǁ͗
02'( '(6&5,37,21
ůů ƉƌŽĐĞƐƐ ĞƋƵŝƉŵĞŶƚ ŝƐK&& ǁŝƚŚƚŚĞ ĞǆĐĞƉƚŝŽŶ ŽĨ ďůŽǁĞƌƐƚŽ ĞŶƐƵƌĞ ƚŚĞ
OFF
ƐǇƐƚĞŵƌĞŵĂŝŶƐĂĞƌŽďŝĐ͘
WƌŽĚƵĐƚŝŽŶ ŵŽĚĞ ŽĐĐƵƌƐ ĚƵƌŝŶŐ ŶŽƌŵĂů ŽƉĞƌĂƚŝŽŶ ǁŚĞŶ ƐĞǁĂŐĞ ŝƐ ďĞŝŶŐ
PRODUCTION ƐĞŶƚ ƚŽ ƚŚĞ Y ƚĂŶŬƐ͘ ůů ƉƌŽĐĞƐƐ ĞƋƵŝƉŵĞŶƚ ŽƉĞƌĂƚĞƐ ďĂƐĞĚ ŽŶ ƚŚĞ
ĂƵƚŽŵĂƚŝĐĐŽŶƚƌŽůůŽŐŝĐƚŽƉƌŽǀŝĚĞƚƌĞĂƚŵĞŶƚŽĨƐĞǁĂŐĞ͕ĂƐĚĞƐĐƌŝďĞĚďĞůŽǁ͘
^ƚĂŶĚďǇŵŽĚĞŽĐĐƵƌƐǁŚĞŶƚŚĞĂŵŽƵŶƚƐĞǁĂŐĞďĞŝŶŐƐĞŶƚƚŽƚŚĞƐǇƐƚĞŵŝƐ
STANDBY less than the system capacity such that the system must “wait” for
ĂĚĞƋƵĂƚĞĨĞĞĚƚŽĐŽŶƚŝŶƵĞŽƉĞƌĂƚŝŽŶ͘
CEB or “Chemically Enhanced Backpulse” is Ă ǁĞĞŬůǇ ŵĞŵďƌĂŶĞ
CEB ŵĂŝŶƚĞŶĂŶĐĞ ƉƌŽĐĞƐƐ ƚŚĂƚ ƐĞŶĚƐ ĐůĞĂŶŝŶŐ ĂŐĞŶƚƐ ƚŽ ƚŚĞ ŵĞŵďƌĂŶĞƐ ƚŽ
ŵŝƚŝŐĂƚĞŵĞŵďƌĂŶĞĨŽƵůŝŶŐ
CIP or “Clean in Place” is a process designed to return the membranes to a
CIP ŶĞĂƌͲĐůĞĂŶ ƐƚĂƚĞ ƵƐŝŶŐ Ă ŚŝŐŚ ĐŚĞŵŝĐĂů ĐŽŶĐĞŶƚƌĂƚŝŽŶ ĂŶĚ ƌĞůĂƚŝǀĞůǇ ůŽŶŐ
ĚƵƌĂƚŝŽŶ;ϰŚŽƵƌƐͿ͘dŚĞƉƌŽĐĞƐƐŝƐĐŽŶĚƵĐƚĞĚƐĞŵŝͲĂŶŶƵĂůůǇĂƐƌĞƋƵŝƌĞĚ͘
23(5$7,1*6(48(1&(&+$5726&
dŚĞK^ƐŚŽǁŶďĞůŽǁƉƌŽǀŝĚĞƐĂŶŽǀĞƌǀŝĞǁŽĨƚŚĞƐƚĂƚƵƐŽĨƚŚĞŵĂũŽƌĞƋƵŝƉŵĞŶƚĂŶĚǀĂůǀĞƉŽƐŝƚŝŽŶƐ
ĨŽƌ ĚŝĨĨĞƌĞŶƚ ŽƉĞƌĂƚŝŶŐ ŵŽĚĞƐ ĂŶĚ ƐƚĞƉƐ ǁŝƚŚŝŶ ĞĂĐŚ ŵŽĚĞ͘ /ƚ ŝŶĚŝĐĂƚĞƐ ĨŽƌ ĞĂĐŚ ŽƉĞƌĂƚŝŶŐ ŵŽĚĞ
ǁŚĞƚŚĞƌĞƋƵŝƉŵĞŶƚŝƐŝŶ^dKW, as indicated by an “X” or RUN/AUTO, as indicated by an “O”.
Where a piece of equipment is assigned an “X” for a particular mode, it indicates that ƚŚŝƐĞƋƵŝƉŵĞŶƚ
ǁŝůůĂůǁĂǇƐďĞŝŶ^dKWduring the associated mode. Where a piece of equipment is assigned an “O” for a
ƉĂƌƚŝĐƵůĂƌŵŽĚĞ͕ŝƚŝŶĚŝĐĂƚĞƐƚŚĂƚƚŚŝƐĞƋƵŝƉŵĞŶƚǁŝůůŽƉĞƌĂƚĞĞŝƚŚĞƌĐŽŶƚŝŶƵŽƵƐůǇŽƌďĂƐĞĚŽŶĂƐĞƚŽĨ
ĐŽŶĚŝƚŝŽŶƐ͘ ^ŝŶĐĞ ƐŽŵĞ ĞƋƵŝƉŵĞŶƚ ŽƉĞƌĂƚĞƐ ĐŽnditionally based on triggers, the “O” status indicates
ƚŚĂƚ ƚŚŝƐ ĞƋƵŝƉŵĞŶƚ ǁŝůů ďĞ ƐƵďũĞĐƚ ƚŽ ŝƚƐ ĐŽŶĚŝƚŝŽŶĂů ƉƌŽŐƌĂŵŵŝŶŐ͘ &Žƌ ĞǆĂŵƉůĞ͕ ƚŚĞ &ŝŶĞ ^ĐƌĞĞŶ ŝƐ
ŝŶĚŝĐĂted as “O” during “Production” mŽĚĞ͖ŚŽǁĞǀĞƌ͕ŝƚŝƐƉƌŽŐƌĂŵŵĞĚƚŽŽŶůǇŽƉĞƌĂƚĞǁŚĞŶƚŚĞ&ĞĞĚ
&low Rate is >0. Therefore, even though the system is in “Production”ŵŽĚĞ͕ŝĨƚŚĞ&ĞĞĚ&ůŽǁ ZĂƚĞ ŝƐ
ǌĞƌŽ͕ƚŚĞ&ŝŶĞ^ĐƌĞĞŶǁŝůůƐƚŽƉŽƉĞƌĂƚŝŶŐƵŶƚŝůƚŚĞ&ĞĞĚ&ůŽǁZĂƚĞхϬ͘
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϭϭ

.
ŽŵŵŽŶƋƵŝƉŵĞŶƚ dƌĂŝŶƋƵŝƉŵĞŶƚ sĂůǀĞƐ
tĂƐŚtĂƚĞƌ^ŽůĞŶŽŝĚsĂůǀĞ;&sͲϭϭϮϮϭͿ
DĞŵďƌĂŶĞdĂŶŬ&ĞĞĚsĂůǀĞ;&sͲϳϰϬϱϬͿ
,ǇƉŽĐŚůŽƌŝƚĞŽƐŝŶŐsĂůǀĞ ;&sͲϴϯϳϵϴͿ
ŝƚƌŝĐĐŝĚŽƐŝŶŐsĂůǀĞ ;&sͲϴϯϱϵϴͿ
WĞƌŵĞĂƚĞKƵƚůĞƚsĂůǀĞ;&sͲϳϵϬϵϴͿ
WĞƌŵĞĂƚĞ/ŶůĞƚsĂůǀĞ;&sͲϳϵϬϬϭͿ
dDWŽŶƚƌŽůsĂůǀĞ;&sͲϯϭϬϮϲͿ
/WKƵƚůĞƚsĂůǀĞ;&sͲϳϵϬϵϵͿ
ϰ
ϰ
,ǇƉŽĐŚůŽƌŝƚĞŽƐŝŶŐWƵŵƉ
/W/ŶůĞƚsĂůǀĞ;&sͲϳϵϬϬϮͿ
tĂƐƚŝŶŐsĂůǀĞ;&sͲϵϲϬϬϭͿ
ϯ
ϰ
ůŬĂůŝŶŝƚǇŽƐŝŶŐWƵŵƉƐ
ŝƚƌŝĐĐŝĚŽƐŝŶŐWƵŵƉ
DĞŵďƌĂŶĞůŽǁĞƌƐ
WĞƌŵĞĂƚĞWƵŵƉƐ
WƌŽĐĞƐƐůŽǁĞƌƐ
ĨĨůƵĞŶƚWƵŵƉƐ
^ůƵĚŐĞůŽǁĞƌ
Ϯ
^ƵŵƉWƵŵƉƐ
&ŝŶĞ^ĐƌĞĞŶƐ
Z^WƵŵƉƐ
ϭ
hs^ǇƐƚĞŵ
YůŽǁĞƌ
YWƵŵƉƐ
yͲ^dKW
KͲhdK;ZhEͬ^dKWͿ
K&& y K y y K y y y y K y y K y y y y y y y y y y y
^z^dDDK
^ƚĂŶĚďǇ K K K K K K y y y K y K K y K y y y K y y y K y
WƌŽĚƵĐƚŝŽŶͲWĞƌŵĞĂƚŝŽŶ K K K K K K y y K K K K K K K y y y K y K y K K
WƌŽĚƵĐƚŝŽŶͲZĞůĂǆ K K K K K K y y K K y K K K K y y y K y K y y K
Ͳ/ŶŝƚŝĂƚĞ K K K K K K y y K K y y y y K y y y y y y y y y
Ͳ/ŶũĞĐƚŝŽŶ K K K K K K K K K K K y y y K K K K y K y K y y
Ͳ^ŽĂŬ K K K K K K y y K K y y y y K y y y y K y y y y
dZ/EDK
Ͳ&ůƵƐŚ K K K K K K y y K K K K K y K K y y y K y K y y
Ͳ&ŝŶŝƐŚ K K K K K K y y K K y K K y K y y y K y K y y y
/WͲ/ŶŝƚŝĂƚĞ K K K K K K y y K K y y y y K y y y y y y y y y
/WͲ/ŶũĞĐƚŝŽŶ K K K K K K K K K K K y y y K K K K y K y K y y
/WͲ^ŽĂŬ K K K K K K y y K K y y y y K y y y y K y y y y
/WͲ&ůƵƐŚ K K K K K K y y K K K K K y K K y y y K y K y y
/WͲ&ŝŶŝƐŚ K K K K K K y y K K y K K y K y y y K y K y y y
ϭ
YWƵŵƉƐŽƉĞƌĂƚĞďĂƐĞĚŽŶYdĂŶŬ>ĞǀĞů
Ϯ
&ŝŶĞ^ĐƌĞĞŶƐŽƉĞƌĂƚĞŽŶůǇǁŚĞŶƚŚĞYWƵŵƉ&ĞĞĚ&ůŽǁZĂƚĞŝƐхϬ
ϯ
ůŬĂůŝŶŝƚǇWƵŵƉƐŽƉĞƌĂƚĞďĂƐĞĚŽŶĂĨĞĞĚďĂĐŬůŽŽƉĨƌŽŵƚŚĞƉ,WƌŽďĞŽŶƚŚĞĞƌŽďŝĐdĂŶŬĞĨĨůƵĞŶƚ
ϰ
ƵƌŝŶŐĂŽƌ/W͕EITHERƚŚĞŚǇƉŽĐŚůŽƌŝƚĞORƚŚĞĐŝƚƌŝĐĂĐŝĚǁŝůůďĞŝŶŝƚŝĂƚĞĚ͕ĚĞƉĞŶĚŝŶŐŽŶƚŚĞƚǇƉĞ
ŽĨĐůĞĂŶƐĞůĞĐƚĞĚ͘dŚĞƚǁŽĐŚĞŵŝĐĂůƐŵƵƐƚŶĞǀĞƌďĞŵŝǆĞĚƚŽŐĞƚŚĞƌƚŽ ĂǀŽŝĚƚŚĞĨŽƌŵĂƚŝŽŶŽĨƉŽŝƐŽŶ
ŐĂƐ͘

ϭϮ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

&21752/6<67(0$1'&20081,&$7,21
352*5$00$%/(/2*,&&21752//(5
dŚĞƐǇƐƚĞŵǁŝůůďĞĐŽŶƚƌŽůůĞĚďǇĂ ^ĐŚŶĞŝĚĞƌůĞĐƚƌŝĐDŽĚŝĐŽŶŵϯϰϬŽƌŵϱϴϬWƌŽĐĞƐƐŽƌ͕ĂŶĚƚŚĞ,D/
ǁŝůůŽƉĞƌĂƚĞŽŶĂtŽŶĚĞƌǁĂƌĞŝŶƚĞƌĨĂĐĞ͘
',675,%87(',2
^ĐŚŶĞŝĚĞƌ/KǁŝůůďĞƵƐĞĚĨŽƌƚŚĞ/ͬKŝŶĞĂĐŚĐŽŶƚĂŝŶĞƌ͘dŚĞůŽĐĂůŝŶƐƚƌƵŵĞŶƚƐĂŶĚǀĂůǀĞƐǁŝůůďĞǁŝƌĞĚƚŽ
ƚŚĞĐŽƌƌĞƐƉŽŶĚŝŶŐůŽĐĂů/ͬKũƵŶĐƚŝŽŶďŽǆ͘
27+(5&20081,&$7,216
ƚŚĞƌŶĞƚͬ/WǁŝůůďĞƵƐĞĚĨŽƌƚŚĞĐŽŵŵƵŶŝĐĂƚŝŽŶďĞƚǁĞĞŶƚŚĞW>ĂŶĚƚŚĞůŽĐĂů/KďůŽĐŬƐ͘ƚŚĞƌŶĞƚͬ/W
ǁŝůůĂůƐŽďĞƵƐĞĚĨŽƌƚŚĞĐŽŵŵƵŶŝĐĂƚŝŽŶďĞƚǁĞĞŶƚŚĞW>ĂŶĚƚŚĞůŽĐĂů,D/ƐĐƌĞĞŶĂŶĚĂůƐŽƚŚĞs&Ɛ͘

WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϭϯ

.
6(&7,21&21752/1$55$7,9(
(48$/,=$7,21(46<67(0
ŽŵĞƐƚŝĐ ƐĞǁĂŐĞ ŝƐ ƐĞŶƚ ďǇ ůŝĨƚ ƉƵŵƉƐ ƚŚƌŽƵŐŚ Ă ZĂǁ &ĞĞĚ &ůŽǁŵĞƚĞƌ ;&/dͲϭϭϮϳϰͿ ƚŽ ƚŚĞ ^dW͘ dŚĞ
ĞƋƵĂůŝǌĂƚŝŽŶƐǇƐƚĞŵƐƵƉƉƌĞƐƐĞƐǀĂƌŝĂďŝůŝƚǇŝŶĨĞĞĚĨůŽǁƚŽƚŚĞƚƌĞĂƚŵĞŶƚƉůĂŶƚ͘dŚĞƚǁŽ;ϮͿYdĂŶŬƐ;dͲ
ϭϵϬϬϬͬͿ ĂƌĞ ŚǇĚƌĂƵůŝĐĂůůǇ ĐŽŶŶĞĐƚĞĚ ŝŶ ƐĞƌŝĞƐ ĂŶĚ ĐŽŵďŝŶĞĚ ŚĂǀĞ ƐƵĨĨŝĐŝĞŶƚ ǀŽůƵŵĞ ƚŽ ŚĂŶĚůĞ ƚŚĞ
ĞǆƉĞĐƚĞĚǀĂƌŝĂďŝůŝƚǇŝŶĨĞĞĚĨůŽǁ͘dŚĞĞƋƵĂůŝǌĂƚŝŽŶƚĂŶŬƐĨŝůůĂŶĚĞŵƉƚǇĂƐƐĞǁĂŐĞƉƌŽĚƵĐƚŝŽŶǀĂƌŝĞƐ͕ďƵƚ
ƐĞŶĚĂƌĞůĂƚŝǀĞůǇĐŽŶƐŝƐƚĞŶƚĨůŽǁĨŽƌǁĂƌĚƚŽƚŚĞĚŽǁŶƐƚƌĞĂŵƉƌŽĐĞƐƐĞƐ͘
ŶƋƵĂůŝǌĂƚŝŽŶůŽǁĞƌ;ͲϳϱϬϬϬͿƉƌŽǀŝĚĞƐĂŝƌƚŽďŽƚŚYdĂŶŬƐƚŽŵĂŝŶƚĂŝŶĂŶĂĞƌŽďŝĐĞŶǀŝƌŽŶŵĞŶƚĂŶĚ
ƉƌŽǀŝĚĞ ŵŝǆŝŶŐ͘ ŝƌ ŝƐ ĚŝƐƚƌŝďƵƚĞĚ ƚŚƌŽƵŐŚ ŽĂƌƐĞ ƵďďůĞ ŝĨĨƵƐĞƌƐ ;ͲϭϵϬϴϲͿ ŝŶƐƚĂůůĞĚ ŝŶ ƚŚĞ Y
dĂŶŬƐ͘
dŚĞYWƵŵƉƐ;WͲϭϵϮϬϬͬͿĂƌĞƐƵďŵĞƌƐŝďůĞƉƵŵƉƐŝŶƐƚĂůůĞĚŽŶƚŚĞďŽƚƚŽŵŽĨƚŚĞƐĞĐŽŶĚĐǇůŝŶĚƌŝĐĂů
Y ƚĂŶŬ ƚŚĂƚ ĂƌĞ ƵƐĞĚ ƚŽ ƚƌĂŶƐƉŽƌƚ ĞƋƵĂůŝǌĞĚ ƐĞǁĂŐĞ ĨƌŽŵ ƚŚĞ Y dĂŶŬ͕ ƚŚƌŽƵŐŚ ƚŚĞ ĞƋƵĂůŝǌĞĚ ĨĞĞĚ
ĨůŽǁŵĞƚĞƌ ;&/dͲϭϵϮϳϰͿ ĂŶĚ ŝŶƚŽ ƚŚĞ &ŝŶĞ ^ĐƌĞĞŶƐ ;^ZͲϭϭϮϬϬͬͿ͘ ĂĐŚ Y ƉƵŵƉ ĐĂŶ ŚĂŶĚůĞ ƚŚĞ ĨƵůů
ĨůŽǁƚŽƚŚĞƉůĂŶƚ ƐŽƚŚĂƚǁŚĞŶŽŶĞ YƉƵŵƉŝƐŽĨĨůŝŶĞƚŚĞŽƚŚĞƌĐĂŶĐŽŶƚŝŶƵĞƚŽƐƵƉƉůǇƚŚĞ^dWǁŝƚŚ
ĞƋƵĂůŝǌĞĚĨůŽǁ͘
(48$/,=$7,216<67(0 (48,30(17
e48,30(17 7$*6 47< '(6,*19$/8( 127(6
>ŽŽƐĞƐŚŝƉƉĞĚ͕
ŵĞĂƐƵƌĞƐƚŚĞ
Raw Feed ŝŶƐƚĂŶƚĂŶĞŽƵƐĨůŽǁ
&/dͲϭϭϮϳϰ ϭ ϬͲϭϭϬŵϯͬŚƌ
Flowmeter ƚŽƚŚĞƉůĂŶƚĂŶĚ
ƚŽƚĂůŝǌĞƐƚŚĞĚĂŝůǇ
ĨůŽǁϭ
EQ Tanks dͲϭϵϬϬϬͬ Ϯ sŽůƵŵĞсϲϯŵϯĞĂĐŚ ǇůŝŶĚƌŝĐĂůƚĂŶŬ
Equalization
ͲϳϱϬϬϬ ϭ ϲϴϬŵϯͬŚΛϲ͘ϱŵ,ϮK KŶĞĨŽƌďŽƚŚƚĂŶŬƐ
Blower
Coarse
ͲϭϵϬϴϲϭͬϰ
Bubble ϴ ŶͬĂ
ͲϭϵϬϴϲϭͬϰ
Diffusers
EQ Level
>dͲϭϵϬϲϬͬ Ϯ ϬͲϳŵ,ϮK KŶĞƉĞƌƚĂŶŬ
Sensors
ϭϰ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

EQ Pumps WͲϭϵϮϬϬͬ Ϯ ϵŵϯͬŚƌĞĂĐŚ s&ĐŽŶƚƌŽůůĞĚ
Equalized DĞĂƐƵƌĞƐƚŚĞ
Feed &/dͲϭϵϮϳϰ ϭ ϬͲϮϱŵϯͬŚƌ ĞƋƵĂůŝǌĞĚĨůŽǁƚŽ
Flowmeter ƚŚĞƉůĂŶƚ
ϭ
HMI should display the previous day’s total flow as measured through the raw feed ĨůŽǁŵĞƚĞƌĂƐǁĞůů
ĂƐƚŚĞĐƵŵƵůĂƚŝǀĞĨůŽǁĨƌŽŵƚŚĞĐƵƌƌĞŶƚĚĂǇ;ƐŝŶĐĞŵŝĚŶŝŐŚƚͿ͘
ϰ͘ϭ͘ϭ͘ϭͲYh>/d/KEWhDW^
tŚĞŶƚŚĞ^dWƐǇƐƚĞŵŝƐŝŶWZKhd/KEŵŽĚĞŽƌ^dEzŵŽĚĞ͕ƚŚĞYWƵŵƉƐǁŝůůŽƉĞƌĂƚĞ
ďĂƐĞĚ ŽŶ ƚŚĞ ĐŽŵŵĂŶĚƐ ŐŝǀĞŶ ĨƌŽŵ ƚŚĞ W>͘ dŚĞ Y WƵŵƉƐ ŽƉĞƌĂƚĞ ŽŶ s&Ɛ ƚŽ ĂůůŽǁ ƚŚĞŝƌ
ƐƉĞĞĚƐ ƚŽ ďĞ ĂĚũƵƐƚĞĚƚŽŵĞĞƚ ĚŝĨĨĞƌĞŶƚ &ůŽǁ ZĂƚĞ^ĞƚͲWŽŝŶƚƐ͘dŚĞƐĞ &ůŽǁ ZĂƚĞ ^ĞƚͲWŽŝŶƚƐ ĂƌĞ
ŵĞƚƵƐŝŶŐĂW/ůŽŽƉƚŽĂĚũƵƐƚ ƚŚĞƉƵŵƉƐƉĞĞĚďĂƐĞĚŽŶƚŚĞŵĞĂƐƵƌĞĚĨůŽǁŽĨƚŚĞ ƋƵĂůŝǌĞĚ
&ĞĞĚ&ůŽǁDĞƚĞƌ;&/dͲϭϵϮϳϰͿ͘dŚĞYWƵŵƉƐƚĂƚƵƐĂŶĚ&ůŽǁZĂƚĞ^ĞƚͲWŽŝŶƚƐĂƌĞĚĞƚĞƌŵŝŶĞĚŝŶ
ƌĞƐƉŽŶƐĞƚŽƚŚĞY>ĞǀĞů^ĞŶƐŽƌƐ;>dͲϭϵϬϲϬͬͿĂƐĨŽůůŽǁƐ͗
(47$1./(9(/ '(6&5,37,21 127(6
Below LoLo dŚŝƐƉƌŽƚĞĐƚƐƚŚĞYWƵŵƉƐĨƌŽŵ

Level Set-Point ^dKWYWƵŵƉƐ ƌƵŶŶŝŶŐĚƌǇ͘>Ž>ŽůĞƌƚŝƐƐŚŽǁŶŽŶW>͘
in Tank 2
The “Flow SetͲPoint” is ϵŵϯͬŚƌ͖
Between Lo
ZhE Y WƵŵƉ͖ ƐǇƐƚĞŵ ĞŶƚĞƌƐ ŚŽǁĞǀĞƌ͕ƚŚĞŽƉĞƌĂƚŽƌĐĂŶĐŚĂŶŐĞƚŚŝƐ
Level and HiHi
WZKhd/KEŵŽĚĞ͘ ǀĂůƵĞƚŽƉƌĞǀĞŶƚŝŶƚĞƌŵŝƚƚĞŶƚŽƉĞƌĂƚŝŽŶ
Level Set-
ƋƵĂůŝǌĞĚ &ĞĞĚ &ůŽǁƌĂƚĞ с ĚƵƌŝŶŐƚŝŵĞƐǁŝƚŚůŽǁƐĞǁĂŐĞ
Points in Tank
“Flow SetͲPoint” ƉƌŽĚƵĐƚŝŽŶ
2
tŚĞŶƚŚĞYdĂŶŬůĞǀĞůŝŶĐƌĞĂƐĞƐƚŽ
Above HiHi ZhEYWƵŵƉ͘ ƚŚĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ͕ĂĐƌŝƚŝĐĂůĂůĂƌŵ
Level Set-Point ƋƵĂůŝǌĞĚ &ĞĞĚ &ůŽǁƌĂƚĞ с ŽĐĐƵƌƐ͕ďƵƚƚŚĞƉƵŵƉĐŽŶƚŝŶƵĞƐƚŽƌƵŶ
in Tank 2 “Flow SetͲPoint” ĂƚƚŚĞƐĂŵĞƐĞƚͲƉŽŝŶƚ͘
EŽƚĞ͗YWƵŵƉŽƉĞƌĂƚŝŽŶƐŚŽƵůĚĂůƚĞƌŶĂƚĞďĞƚǁĞĞŶYWƵŵƉĂŶĚYWƵŵƉĞǀĞƌǇϮϰŚŽƵƌƐ
ƵŶůĞƐƐĂWƵŵƉ&ĂƵůƚŝŶĚŝĐĂƚĞƐŽƚŚĞƌǁŝƐĞ͘
/ŶƚŚĞĞǀĞŶƚŽĨĂůĞǀĞůƚƌĂŶƐŵŝƚƚĞƌĨĂŝůƵƌĞŝŶYdĂŶŬϮ͕ƚŚĞůĞǀĞůƚƌĂŶƐŵŝƚƚĞƌŝŶYdĂŶŬϭǁŝůůďĞ
ƵƐĞĚ͘ dŚŝƐ ŵŽĚĞ ŝƐ ĨŽƌ ĞŵĞƌŐĞŶĐǇ ƉƵƌƉŽƐĞƐ ŽŶůǇ͖ ŝƚ ŝƐ ŝŵƉĞƌĂƚŝǀĞ ƚŚĂƚ ƚŚĞ Y dĂŶŬ Ϯ ůĞǀĞů
ƚƌĂŶƐŵŝƚƚĞƌďĞƌĞƉĂŝƌĞĚĂƐƐŽŽŶĂƐƉŽƐƐŝďůĞƚŽƌĞƐƵŵĞŶŽƌŵĂůƉůĂŶƚĐŽŶƚƌŽůĂŶĚŽƉĞƌĂƚŝŽŶ͘dŚŝƐ
ŝƐŝŵƉŽƌƚĂŶƚďĞĐĂƵƐĞŝŶƚŚĞĞǀĞŶƚŽĨĂůŝŶĞĨƌĞĞǌĞŽƌďůŽĐŬĂŐĞďĞƚǁĞĞŶYdĂŶŬϭĂŶĚϮ͕ďŽƚŚ
ƚƌĂŶƐŵŝƚƚĞƌƐŶĞĞĚƚŽďĞĨƵŶĐƚŝŽŶŝŶŐŝŶŽƌĚĞƌƚŽŝĚĞŶƚŝĨǇƚŚĞĚŝĨĨĞƌŝŶŐƚĂŶŬůĞǀĞůƐĂŶĚĐŽƌƌĞĐƚƚŚĞ
ƉƌŽďůĞŵƋƵŝĐŬůǇ͘
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϭϱ

.
ϰ͘ϭ͘ϭ͘ϮͲYh>/d/KE>KtZ
dŚĞ ƋƵĂůŝǌĂƚŝŽŶ ůŽǁĞƌ ŝƐ ƵƐĞĚ ƚŽ ƐƵƉƉůǇ ŽǆǇŐĞŶ ƚŽ ďŽƚŚ ƋƵĂůŝǌĂƚŝŽŶ dĂŶŬƐ ƚŽ ŵĂŝŶƚĂŝŶ ĂŶ
ĂĞƌŽďŝĐĞŶǀŝƌŽŶŵĞŶƚĂŶĚƉƌŽǀŝĚĞŵŝǆŝŶŐ͘KŶĞďůŽǁĞƌŝƐƐƵƉƉůŝĞĚĨŽƌďŽƚŚƚĂŶŬƐ͘hŶĚĞƌŶŽƌŵĂů
ĐŽŶĚŝƚŝŽŶƐ͕ƚŚĞďůŽǁĞƌǁŝůůĂůǁĂǇƐďĞŝŶZhE͘
(48$/,=$7,216<67(0 +0,,13876
dŚĞĨŽůůŽǁŝŶŐǀĂůƵĞƐĂƌĞŝŶƉƵƚŽŶƚŚĞ,D/ĂŶĚĐĂŶďĞĂĚũƵƐƚĞĚƚŽŽƉƚŝŵŝǌĞƐǇƐƚĞŵŽƉĞƌĂƚŝŽŶ͘
+0,,1387 ,1,7,$/9$/8(
Raw Feed Flow Rate - Lo Set-Point ϭŵϯͬŚƌ
Raw Feed Flow Rate - Hi Set-Point ϭϬϲŵϯͬŚƌ
EQ Tank 1/2 Level – LoLo Set-Point Ϭ͘ϴŵ
EQ Tank 1/2 Level - Lo Set-Point ϭ͘Ϭŵ
EQ Tank 1/2 Level - Hi Set-Point ϰ͘Ϭŵ
EQ Tank 1/2 Level - HiHi Set-Point ϲ͘Ϭŵ
Equalized Feed Flow Set-Point ϵŵϯͬŚƌ

Equalized Feed Flow Rate - LoLo Set-
ϭŵϯͬŚƌ
Point

(48$/,=$7,216<67(0 $/$506
$/$5025$/(57 '(6&5,37,21 $&7,21
KĐĐƵƌƐŝĨƚŚĞƌĂǁĨĞĞĚĨůŽǁƌĂƚĞŝƐ
Raw Feed Flow Rate - Lo EŽĐƚŝŽŶ
ůŽǁĞƌƚŚĂŶƚŚĞ>ŽƐĞƚƉŽŝŶƚ
KĐĐƵƌƐŝĨƚŚĞƌĂǁĨĞĞĚĨůŽǁƌĂƚĞŝƐ
Raw Feed Flow Rate - Hi ůĞƌƚ͗“Raw Feed Flow Rate –Hi”
ŚŝŐŚĞƌƚŚĂŶƚŚĞ,ŝƐĞƚƉŽŝŶƚ
KĐĐƵƌƐŝĨƚŚĞƌĂǁĨĞĞĚĨůŽǁŵĞƚĞƌ ůĞƌƚ͗“Raw Feed Flowmeter
Raw Feed Flowmeter Fault
ƌĞƚƵƌŶƐŶŽŶϰͲϮϬŵƐŝŐŶĂů Fault”
Alert: “EQ Blower Fault”
KĐĐƵƌƐŝĨYďůŽǁĞƌƌĞƚƵƌŶƐĂŶŽŶ ůĞƌƚŽƉĞƌĂƚŽƌƚŽƌĞƉĂŝƌŽƌ
EQ Blower Fault
ϰͲϮϬŵƐŝŐŶĂů ƌĞƉůĂĐĞďůŽǁĞƌĂƐƐŽŽŶĂƐ
ƉŽƐƐŝďůĞ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϭůĞǀĞůĚƌŽƉƐ
EQ Tank 1 Level – LoLo ůĞƌƚ͗“EQ Tank 1 ͲLevel LoLo”
ďĞůŽǁƚŚĞ>Ž>Ž>ĞǀĞů^ĞƚͲWŽŝŶƚ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϭůĞǀĞůĚƌŽƉƐ
EQ Tank 1 Level – Lo EŽĐƚŝŽŶ
ďĞůŽǁƚŚĞ>Ž>ĞǀĞů^ĞƚͲWŽŝŶƚ
ϭϲ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

KĐĐƵƌƐǁŚĞŶYdĂŶŬϭůĞǀĞůƌŝƐĞƐ Alert: “EQ Tank 1 ͲLevel Hi” (No

EQ Tank 1 Level - Hi
ĂďŽǀĞ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ ĐƚŝŽŶͿ
ƌŝƚŝĐĂůůĂƌŵ: “EQ Tank 1 –>ĞǀĞů
HiHi” (No Action)EŽƚĞƚŚĂƚĂŶ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϭůĞǀĞůƌŝƐĞƐ ĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁŝƐŝŶƐƚĂůůĞĚ
EQ Tank 1 Level - HiHi
ĂďŽǀĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ ŽŶďŽƚŚYƚĂŶŬƐƚŚĂƚǁŝůůĂůůŽǁ
ĂĐŽŶƚƌŽůůĞĚŽǀĞƌĨůŽǁŝŶĐĂƐĞŽĨ
ĞŵĞƌŐĞŶĐŝĞƐ͘
ƌŝƚŝĐĂůůĂƌŵ: “EQ Tank 1 –>ĞǀĞů
Sensor Fault”
EQ Tank 1 Level Sensor KĐĐƵƌƐŝĨƚŚĞƚƌĂŶƐŵŝƚƚĞƌƌĞƚƵƌŶƐ
hƐĞůĞǀĞůƐĨƌŽŵYdĂŶŬϮ>ĞǀĞů
Fault ŶŽŶϰͲϮϬŵƐŝŐŶĂů
^ĞŶƐŽƌƵŶƚŝůYdĂŶŬϭ>ĞǀĞů
^ĞŶƐŽƌ&ĂƵůƚĐůĞĂƌĞĚ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϮůĞǀĞůĚƌŽƉƐ Alert: “EQ Tank 2 ͲLevel LoLo”
EQ Tank 2 Level – LoLo
ďĞůŽǁƚŚĞ>Ž>Ž>ĞǀĞů^ĞƚͲWŽŝŶƚ ^dKWYƉƵŵƉƐ
EŽůĞƌƚͬůĂƌŵ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϮůĞǀĞů WƵƚYWƵŵƉƐŝŶZhEŝĨƚŚĞǇĂƌĞ
EQ Tank 2 Level – Lo
ƌĞĂĐŚĞƐƚŚĞ>Ž>ĞǀĞů^ĞƚͲWŽŝŶƚ ŝŶ^dKW͖ƐǇƐƚĞŵĞŶƚĞƌƐ
WZKhd/KEŵŽĚĞ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϮůĞǀĞůƌŝƐĞƐ Alert: “EQ Tank 2 ͲLevel Hi” (No
EQ Tank 2 Level - Hi
ĂďŽǀĞ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ ĐƚŝŽŶͿ
Critical Alarm: “EQ Tank 2 –>ĞǀĞů
HiHi” (No Action)EŽƚĞƚŚĂƚĂŶ
KĐĐƵƌƐǁŚĞŶYdĂŶŬϮůĞǀĞůƌŝƐĞƐ ĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁŝƐŝŶƐƚĂůůĞĚ
EQ Tank 2 Level - HiHi
ĂďŽǀĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ ŽŶďŽƚŚYƚĂŶŬƐƚŚĂƚǁŝůůĂůůŽǁ
ĂĐŽŶƚƌŽůůĞĚŽǀĞƌĨůŽǁŝŶĐĂƐĞŽĨ
Critical Alarm: “EQ Tank 2 –>ĞǀĞů
Sensor Fault”
EQ Tank 2 Level Sensor KĐĐƵƌƐŝĨƚŚĞƚƌĂŶƐŵŝƚƚĞƌƌĞƚƵƌŶƐ
hƐĞůĞǀĞůƐĨƌŽŵYdĂŶŬϭ>ĞǀĞů
^ĞŶƐŽƌƵŶƚŝůYdĂŶŬϮ>ĞǀĞů
^ĞŶƐŽƌ&ĂƵůƚĐůĞĂƌĞĚ
ůĞƌƚ: “EQ Pump A Fault”
/ŶĚŝĐĂƚĞƐŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨY
EQ Pump A Fault dƵƌŶYWƵŵƉƚŽK&&ĂŶĚ
WƵŵƉ
ƐǁŝƚĐŚŽƉĞƌĂƚŝŽŶƚŽYWƵŵƉ
Alert: “EQ Pump B Fault”
/ŶĚŝĐĂƚĞƐŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨY
EQ Pump B Fault dƵƌŶYWƵŵƉƚŽK&&ĂŶĚ
WƵŵƉ
ƐǁŝƚĐŚŽƉĞƌĂƚŝŽŶƚŽYWƵŵƉ
Equalized Feed Flow Rate KĐĐƵƌƐǁŚĞŶYWƵŵƉŝƐKEĂŶĚ ůĂƌŵ: “Equalized Feed Flow
- LoLo &/dͲϭϵϮϳϰƌĞĂĚƐůĞƐƐƚŚĂŶƚŚĞ Rate LoLo”
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϭϳ

.
ƋƵĂůŝǌĞĚ&ĞĞĚ>Ž>Ž^ĞƚͲWŽŝŶƚ dƵƌŶK&&YWƵŵƉƐ–ƚŚŝƐ
ŝŶĚŝĐĂƚĞƐĂƉŽƐƐŝďůĞďƌŽŬĞŶƉŝƉĞ
ŽƌĐůŽŐŐĞĚƉŝƉĞͬƉƵŵƉ͘KƉĞƌĂƚŽƌ
ŵƵƐƚƌĞƉĂŝƌŝŵŵĞĚŝĂƚĞůǇ͘
Alarm: “Equalized Feed
Flowmeter Fault”
Equalized Feed Flowmeter KĐĐƵƌƐŝĨƚŚĞĨůŽǁŵĞƚĞƌƌĞƚƵƌŶƐ ŽŶƚŝŶƵĞYWƵŵƉŽƉĞƌĂƚŝŽŶĂƚ
Fault ŶŽŶϰͲϮϬŵƐŝŐŶĂů ůĂƐƚƐĞƚƉŽŝŶƚĨŽƌs&ĂŶĚ
ĐŽŶƚŝŶƵĞ&ŝŶĞ^ĐƌĞĞŶŽƉĞƌĂƚŝŽŶ
ƵŶƚŝů&ĂƵůƚŝƐĐůĞĂƌĞĚ
),1(6&5((16<67(0
dŚĞĞƋƵĂůŝǌĞĚƐĞǁĂŐĞĨůŽǁƐƚŚƌŽƵŐŚƚŚĞ&ŝŶĞ^ĐƌĞĞŶƐ;^ZͲϭϭϮϬϬͬͿƚŽƌĞŵŽǀĞŚĂŝƌ͕ƚƌĂƐŚĂŶĚĚĞďƌŝƐ
ƚŚĂƚ ĐĂŶ ŚĂǀĞ Ă ĚĞƚƌŝŵĞŶƚĂů ĞĨĨĞĐƚ ŽŶ ĚŽǁŶƐƚƌĞĂŵ ƉƌŽĐĞƐƐĞƐ͘ dŚĞ ĨŝŶĞ ƐĐƌĞĞŶƐ ĂƌĞ ĂƵƚŽŵĂƚŝĐ ĂŶĚ
ĨůƵƐŚŝŶŐǁĂƚĞƌŝƐŝŶƚĞƌŵŝƚƚĞŶƚůǇƵƐĞĚƚŽĐůĞĂŶƚŚĞƐĐƌĞĞŶƐƚŽƉƌĞǀĞŶƚĞǆĐĞƐƐŝǀĞĂĐĐƵŵƵůĂƚŝŽŶŽĨĚĞďƌŝƐŽŶ
ƚŚĞƐĐƌĞĞŶŚŽůĞƐ͘dŚĞĨƌĞƋƵĞŶĐǇĂŶĚĚƵƌĂƚŝŽŶŽĨĐůĞĂŶƐĂƌĞĐŽŶƚƌŽůůĞĚďǇƚŝŵĞƌƐŽŶƐŽůĞŶŽŝĚǀĂůǀĞƐƚŚĂƚ
ƐĞŶĚ ǁĂƐŚ ǁĂƚĞƌ ƚŽƚŚĞ ƐĐƌĞĞŶƐ͕ ĂŶĚ ĐĂŶ ďĞ ĂĚũƵƐƚĞĚ ďǇ ƚŚĞ ŽƉĞƌĂƚŽƌ ĂƚƚŚĞ,D/͘ KŶĐĞ ƚŚĞ ƐĞǁĂŐĞ
ƉĂƐƐĞƐ ƚŚƌŽƵŐŚ ƚŚĞ ƐĐƌĞĞŶ ŝƚ ĨĂůůƐ ŝŶƚŽ ƚŚĞ ^ƵŵƉ dĂŶŬ ĨŽƌ ^ĐƌĞĞŶĞĚ tĂƚĞƌ ;dͲϭϮϬϬϬͿ ďǇ ŐƌĂǀŝƚǇ͘
^ĐƌĞĞŶŝŶŐƐ ƚŚĂƚ ĂƌĞ ƌĞŵŽǀĞĚ ďǇ ƚŚĞ ƐĐƌĞĞŶ ĂƌĞ ǁĂƐŚĞĚ͕ ĐŽŵƉĂĐƚĞĚ ĂŶĚ ĂƵƚŽŵĂƚŝĐĂůůǇƐĞŶƚƚŽ Ă ƚƌĂƐŚ
ƌĞĐĞƉƚĂĐůĞ;dͲϭϭϴϬϬͿ͕ǁŚŝĐŚŵƵƐƚďĞĞŵƉƚŝĞĚĂŶĚƚŚĞƚƌĂƐŚĚŝƐƉŽƐĞĚŽĨŽŶĂĚĂŝůǇďĂƐŝƐ͘^ĐƌĞĞŶĞĚǁĂƚĞƌ
ŝƐƉƵŵƉĞĚďǇƚŚĞ^ƵŵƉWƵŵƉƐ;WͲϭϮϮϬϬͬͿƚŽƚŚĞĞƌŽďŝĐdĂŶŬ͘
),1(6&5((16<67(0(48,30(17
e48,30(17 7$*6 47< '(6,*19$/8( 127(6
ƵƚǇͬƐƚĂŶĚďǇ
ĐŽŶĨŝŐƵƌĂƚŝŽŶ͕ďŽƚŚ
ŽƉĞƌĂƚĞǁŚĞŶƚŚĞ
Fine &ĞĞĚ&ůŽǁƚŽƚŚĞ
^ZͲϭϭϮϬϬ Ϯ Eͬ
Screens ^ĐƌĞĞŶƐхϬ͕ĂŶĚ
ĐŽŶƚŝŶƵĞƚŽŽƉĞƌĂƚĞ
ĨŽƌĂƐĞƚƚŝŵĞĂĨƚĞƌ
ƚŚĞƐŝŐŶĂůĞŶĚƐ
Fine Screen
KŶůǇŽƉĞƌĂƚĞƐŽŶ
Wash Water
&sͲϭϭϮϮϭ ϭ Eͬ ĐǇĐůĞǁŚĞŶƚŚĞ&ŝŶĞ
Solenoid
^ĐƌĞĞŶƐĂƌĞƌƵŶŶŝŶŐ
Valve
Fine Screen DƵƐƚďĞĞŵƉƚŝĞĚ
Trash dͲϭϭϴϬϬ ϭ Eͬ ĚĂŝůǇďǇƚŚĞ
Basket ŽƉĞƌĂƚŽƌ
ϭϴ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

Sump for
Screened dͲϭϮϬϬϬ ϭ ϰŵϯ
Water
Sump ƵƚǇͬƐƚĂŶĚďǇ
WͲϭϮϮϬϬͬ Ϯ ϵŵϯͬŚƌĞĂĐŚ
Pumps ĐŽŶĨŝŐƵƌĂƚŝŽŶ
Sump Level Ϭ–ϮϬŬWĂ

>dͲϭϮϬϲϬ ϭ
Sensor ;Ϭ–ϭ͘ϮŵͿ
Screened
Water pH /dͲϭϭϬϵϰ ϭ Ɖ,͗ϬͲϭϰ
Sensor
Screened DĞĂƐƵƌĞƐƚŚĞ
Water &/dͲϭϮϮϳϰ ϭ ϬͲϮϱŵϯͬŚƌ ƐĐƌĞĞŶĞĚĨůŽǁƚŽ
Flowmeter ƚŚĞƉůĂŶƚ
ϰ͘Ϯ͘ϭ͘ϭͲ&/E^ZE^
tŚĞŶ ƚŚĞ ƐǇƐƚĞŵ ŝƐ ŝŶ WZKhd/KE Žƌ ^dEz ŵŽĚĞ͕ ƚŚĞ ƐĐƌĞĞŶƐ ǁŝůů ďĞ ŝŶ hdK͘ dŚĞ
ƐĐƌĞĞŶƐ ŽŶůǇ ZhE ǁŚĞŶ ƚŚĞƌĞ ŝƐ ĨĞĞĚ ƚŽ ƚŚĞŵ ĂƐ ŵĞĂƐƵƌĞĚ ďǇ ƚŚĞ ĞƋƵĂůŝǌĞĚ ĨĞĞĚ ĨůŽǁ ŵĞƚĞƌ
;&/dͲϭϵϮϳϰͿ͘dŚĞƐĐƌĞĞŶĂƵŐĞƌǁŝůůĐŽŶƚŝŶƵĞƚŽƌƵŶĨŽƌƚŚĞƐĞƚƚŝŵĞ;dϭͿĂĨƚĞƌƚŚĞƐŝŐŶĂůĞŶĚƐ͘
dŚĞ ƐĐƌĞĞŶͬƉƌĞƐƐ ƐŚŽǁĞƌǁŝůů ƌƵŶ ŽŶ ĐǇĐůĞ ǁŚĞŶĞǀĞƌ ƚŚĞ ĂƵŐĞƌ ŝƐ ŽƉĞƌĂƚŝŶŐ͘ dŚĞ ǁĂƐŚ ǁĂƚĞƌ
ƐŚŽǁĞƌ ǁŝůů ĐǇĐůĞ ŽŶ ĂŶĚ ŽĨĨ ĂŶĚ ĐĂŶ ďĞ ĂĚũƵƐƚĞĚ ďǇ ƚŝŵĞƌ ĨŽƌ ĐǇĐůĞ ůĞŶŐƚŚ ĂŶĚ ĚƵƌĂƚŝŽŶ ŽĨ
ƐŚŽǁĞƌ͘dŚĞƐŚŽǁĞƌǁŝůůŽƉĞƌĂƚĞĂŵŝŶŝŵƵŵŽĨŽŶĐĞƉĞƌĚĂǇƚŽŬĞĞƉƚŚĞƉůƵŐŵŽŝƐƚ͘ƚǇƉŝĐĂů
ĐǇĐůĞŝƐŽŶĨŽƌϱͲϮϬƐĞĐŽŶĚƐĂŶĚƚŚĞŶŽĨĨĨŽƌϯϬͲϮϬϬƐĞĐŽŶĚƐ;ŝ͘Ğ͕͘ĐǇĐůĞůĞŶŐƚŚŽĨϯϱͲϮϮϬƐĞĐŽŶĚƐ͕
ĂŶĚĚƵƌĂƚŝŽŶŽĨǁĂƐŚĨŽƌϱͲϮϬƐĞĐŽŶĚƐͿ͘
ϰ͘Ϯ͘ϭ͘ϮͲ^hDWWhDW^
tŚĞŶƚŚĞ^dWƐǇƐƚĞŵŝƐŝŶWZKhd/KEŽƌ^dEzŵŽĚĞ͕ƚŚĞ^ƵŵƉWƵŵƉƐǁŝůůŽƉĞƌĂƚĞďĂƐĞĚ
ŽŶƚŚĞůĞǀĞůŝŶƚŚĞ^ƵŵƉdĂŶŬ͘dŚĞ^ƵŵƉWƵŵƉƐĂƌĞĞĂĐŚƐĞƚƵƉƚŽŽƉĞƌĂƚĞĂƚƚŚĞĚĞƐŝŐŶĨůŽǁ
ƌĂƚĞŽĨƚŚĞƉůĂŶƚ͘dŚŝƐĨůŽǁĐĂŶďĞŵŽŶŝƚŽƌĞĚƵƐŝŶŐƚŚĞƐĐƌĞĞŶĞĚǁĂƚĞƌĨůŽǁŵĞƚĞƌ;&/dͲϭϮϮϳϰͿ͘
hŶĚĞƌŶŽƌŵĂůŽƉĞƌĂƚŝŽŶ͕ŽŶĞƉƵŵƉǁŝůůŽƉĞƌĂƚĞ͘/ŶƚŚĞĞǀĞŶƚŽĨĂŶƵƉƐĞƚǁŚĞƌĞƚŚĞ^ƵŵƉdĂŶŬ
ůĞǀĞůŝŶĐƌĞĂƐĞƐ͕ĂŶĞŵĞƌŐĞŶĐǇďĂĐŬƵƉŝƐĂǀĂŝůĂďůĞƚŽƉƌĞǀĞŶƚŽǀĞƌĨůŽǁŝŶŐŝŶƐŝĚĞƚŚĞĐŽŶƚĂŝŶĞƌ͘/Ĩ
the Sump Tank level reaches the “HiHi” level, the second Sump Pump will RUN to increase the
ĨůŽǁ ƚŚƌŽƵŐŚ ƚŚĞ ƐǇƐƚĞŵ͘ Once the Sump Tank level falls below the “>Ž>Ž” level, ďŽƚŚ ^ƵŵƉ
WƵŵƉƐ ǁŝůů ƚƵƌŶ K&&͘ tŚĞŶ ƚŚĞ ůĞǀĞů ŝŶĐƌĞĂƐĞƐ ĂŐĂŝŶ ƚŚĞ ƐǇƐƚĞŵ ǁŝůů ƌĞƚƵƌŶ ƚŽ ŽƉĞƌĂƚŝŽŶ ĂƐ
ŶŽƌŵĂůǁŝƚŚŽŶĞƉƵŵƉƌƵŶŶŝŶŐ͘
dŚĞ ^ƵŵƉ WƵŵƉ ƐƚĂƚƵƐ ĂŶĚ &ůŽǁ ZĂƚĞƐ ĂƌĞ ĚĞƚĞƌŵŝŶĞĚ ŝŶ ƌĞƐƉŽŶƐĞ ƚŽ ƚŚĞ ^ƵŵƉ dĂŶŬ >ĞǀĞů
^ĞŶƐŽƌ;>dͲϭϮϬϲϬͿĂƐĨŽůůŽǁƐ͗
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϭϵ

.
6803/(9(/ '(6&5,37,21 127(6
dŚŝƐƉƌŽƚĞĐƚƐƚŚĞ^ƵŵƉWƵŵƉƐĨƌŽŵ
Below LoLo
^dKW^ƵŵƉWƵŵƉƐ ƌƵŶŶŝŶŐĚƌǇ͘
Level Set-Point
ƵƌŝŶŐŶŽƌŵĂůŽƉĞƌĂƚŝŽŶĂƐŝŶŐůĞ^ƵŵƉ
WƵŵƉŝƐŝŶZhEĂŶĚƚŚĞĨůŽǁƌĂƚĞ
Between LoLo
ƐŚŽƵůĚďĞĂĚũƵƐƚĞĚƚŽϵŵϯͬŚƌƚŽŵĂƚĐŚ
Level and HiHi
ZhE^ƵŵƉWƵŵƉ͘ ƚŚĞƋƵĂůŝǌĞĚ&ĞĞĚ&ůŽǁ^ĞƚͲWŽŝŶƚ͘dŚĞ
Level Set-
Points ŽƉĞƌĂƚŽƌĐĂŶŵĂŶƵĂůůǇĂĚũƵƐƚƚŚĞĨůŽǁŝĨ
ĚĞƐŝƌĞĚƚŽŵĞĞƚƐƉĞĐŝĨŝĐƉůĂŶƚŶĞĞĚƐ͘
tŚĞŶƚŚĞ^ƵŵƉdĂŶŬůĞǀĞůŝŶĐƌĞĂƐĞƐƚŽ
ƚŚĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ͕ĂĐƌŝƚŝĐĂůĂůĂƌŵ
ŽĐĐƵƌƐĂŶĚƚŚĞƐĞĐŽŶĚ^ƵŵƉWƵŵƉǁŝůů
ZhE͘dŚĞYƉƵŵƉƐǁŝůůĂůƐŽďĞƚƵƌŶĞĚ
ƚŽ^dKWƚŽƉƌĞǀĞŶƚĂĚĚŝƚŝŽŶĂůǁĂƚĞƌ
ĨƌŽŵĞŶƚĞƌŝŶŐƚŚĞ^ƵŵƉdĂŶŬ͘ŽƚŚ
ƉƵŵƉƐǁŝůůĐŽŶƚŝŶƵĞƚŽZhEƵŶƚŝůƚŚĞ
Above HiHi
ZhEďŽƚŚ^ƵŵƉWƵŵƉƐ͘ ^ƵŵƉdĂŶŬůĞǀĞůĚƌŽƉƐƚŽƚŚĞ,ŝ>ĞǀĞů
Level Set-Point
^ĞƚͲWŽŝŶƚ͘tŝƚŚďŽƚŚƉƵŵƉƐƌƵŶŶŝŶŐ͕
ƚŚĞƚŽƚĂůĨůŽǁƌĂƚĞǁŝůůďĞĂƉƉƌŽǆŝŵĂƚĞůǇ
ϭϴŵϯͬŚƌ͘EŽƚĞƚŚĂƚĂŶĞŵĞƌŐĞŶĐǇ
ŽǀĞƌĨůŽǁŝƐŝŶƐƚĂůůĞĚŽŶƚŚĞ^ƵŵƉƚĂŶŬ
ƚŚĂƚǁŝůůĂůůŽǁĂĐŽŶƚƌŽůůĞĚŽǀĞƌĨůŽǁŽƵƚ
ŽĨƚŚĞĐŽŶƚĂŝŶĞƌŝŶĐĂƐĞŽĨĞŵĞƌŐĞŶĐŝĞƐ͘
EŽƚĞ͗^ƵŵƉWƵŵƉŽƉĞƌĂƚŝŽŶƐŚŽƵůĚĂůƚĞƌŶĂƚĞďĞƚǁĞĞŶ^ƵŵƉWƵŵƉĂŶĚ^ƵŵƉWƵŵƉĞǀĞƌǇ
ϮϰŚŽƵƌƐƵŶůĞƐƐĂWƵŵƉ&ĂƵůƚŝŶĚŝĐĂƚĞƐŽƚŚĞƌǁŝƐĞ͘
),1(6&5((16<67(0+0,,13876
+0,,1387 ,1,7,$/9$/8(
Fine Screen Auger Timer (T1) ϮŵŝŶƵƚĞƐ
Fine Screen Washwater Timer ϮϬϬƐĞĐŽŶĚƐ
Fine Screen Washwater Duration ϭϬƐĞĐŽŶĚƐ
Sump Tank Level – LoLo Set-Point Ϭ͘ϯŵ
Sump Tank Level – HiHi Set-Point ϯ͘ϲŵ
ϮϬ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

Screened Water pH - Lo Set-Point ϲ͘Ϭ
Screened Water pH - Hi Set-Point ϴ͘Ϭ

Screened Water Flow Rate - LoLo
ϭŵϯͬŚƌ
Set-Point
),1(6&5((16<67(0$ /$506
$/$5025$/(57 '(6&5,37,21 $&7,21
/ŶĚŝĐĂƚĞƐƚŚĂƚĨŝŶĞƐĐƌĞĞŶŵĂǇ ůĞrt: “Fine Screen A Fault –

Fine Screen A Fault
ŶŽƚďĞŽƉĞƌĂƚŝŶŐƉƌŽƉĞƌůǇ divert flow to Fine Screen B”
/ŶĚŝĐĂƚĞƐƚŚĂƚĨŝŶĞƐĐƌĞĞŶŵĂǇ ůĞƌƚ: “Fine Screen B Fault –
Fine Screen B Fault
ŶŽƚďĞŽƉĞƌĂƚŝŶŐƉƌŽƉĞƌůǇ divert flow to Fine Screen A”
Alert: “^ƵŵƉPump A Fault”
/ŶĚŝĐĂƚĞƐŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ dƵƌŶ^ƵŵƉWƵŵƉƚŽK&&
Sump Pump A Fault
^ƵŵƉWƵŵƉ ĂŶĚƐǁŝƚĐŚŽƉĞƌĂƚŝŽŶƚŽ
^ƵŵƉWƵŵƉ
Alert: “^ƵŵƉPump B Fault”
/ŶĚŝĐĂƚĞƐŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ dƵƌŶ^ƵŵƉWƵŵƉƚŽK&&
Sump Pump B Fault
^ƵŵƉWƵŵƉ ĂŶĚƐǁŝƚĐŚŽƉĞƌĂƚŝŽŶƚŽ
^ƵŵƉWƵŵƉ
Alarm: “^ĐƌĞĞŶĞĚtĂƚĞƌ&ůŽǁ
Rate LoLo”
KĐĐƵƌƐǁŚĞŶ^ƵŵƉWƵŵƉƐĂƌĞ ^dKW^ƵŵƉWƵŵƉƐ–ƚŚŝƐ
Screened Water Flow Rate - KEĂŶĚ&/dͲϭϮϮϳϰƌĞĂĚƐůĞƐƐ ŝŶĚŝĐĂƚĞƐĂƉŽƐƐŝďůĞďƌŽŬĞŶ
LoLo ƚŚĂŶƚŚĞ^ĐƌĞĞŶĞĚtĂƚĞƌ&ůŽǁ ƉŝƉĞŽƌĐůŽŐŐĞĚƉŝƉĞͬƉƵŵƉ͘
ZĂƚĞ>Ž>Ž^ĞƚͲWŽŝŶƚ ůƐŽ^dKWYWƵŵƉƐƚŽ
ƉƌĞǀĞŶƚŽǀĞƌĨůŽǁŝŶƚŚĞ
ĐŽŶƚĂŝŶĞƌ͘
KĐĐƵƌƐǁŚĞŶ^ƵŵƉdĂŶŬůĞǀĞů Alert: “Sump Tank Ͳ>ĞǀĞů
Sump Tank Level – LoLo ĚƌŽƉƐďĞůŽǁƚŚĞ>Ž>Ž>ĞǀĞů^ĞƚͲ LoLo”
WŽŝŶƚ ^dKW^ƵŵƉWƵŵƉƐ
Critical Alarm: “Sump Tank –
Level HiHi” ZhEďŽƚŚ^ƵŵƉ
KĐĐƵƌƐǁŚĞŶ^ƵŵƉdĂŶŬůĞǀĞů WƵŵƉƐŝŶƚĂŶĚĞŵĂŶĚ^dKW
Sump Tank Level - HiHi
ƌŝƐĞƐĂďŽǀĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ YWƵŵƉƐƵŶƚŝůdĂŶŬ>ĞǀĞů
ĚƌŽƉƐďĞůŽǁƚŚĞ,ŝ>ĞǀĞů^ĞƚͲ
WŽŝŶƚEŽƚĞƚŚĂƚĂŶ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ Ϯϭ

.
ĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁŝƐ
ŝŶƐƚĂůůĞĚŽŶƚŚĞ^ƵŵƉdĂŶŬ
ƚŚĂƚǁŝůůĂůůŽǁĂĐŽŶƚƌŽůůĞĚ
ŽǀĞƌĨůŽǁŽƵƚŽĨƚŚĞĐŽŶƚĂŝŶĞƌ
ŝŶĐĂƐĞŽĨĞŵĞƌŐĞŶĐŝĞƐ͘
Critical Alarm: “^ƵŵƉWƵŵƉ–
Level Sensor Fault”
KĐĐƵƌƐŝĨƚŚĞƚƌĂŶƐŵŝƚƚĞƌ
Sump Tank Level Sensor Fault ŽŶƚŝŶƵĞ^ƵŵƉWƵŵƉŝŶZhE
ƌĞƚƵƌŶƐŶŽŶϰͲϮϬŵƐŝŐŶĂů
ƵŶƚŝů>ĞǀĞů^ĞŶƐŽƌ&ĂƵůƚ
ĐůĞĂƌĞĚ
/ŶĚŝĐĂƚĞƐƉ,ŝƐďĞůŽǁƚŚĞƉ,>Ž Alert: “Screened Water pH
Screened Water pH - Lo
^ĞƚͲWŽŝŶƚ Lo”
/ŶĚŝĐĂƚĞƐƉ,ŝƐĂďŽǀĞƚŚĞƉ,,ŝ Alert: “Screened Water pH
Screened Water pH - Hi
^ĞƚͲWŽŝŶƚ Hi”
Screened Water pH Sensor KĐĐƵƌƐǁŚĞŶƐĞŶƐŽƌƌĞƚƵƌŶƐ ůĞƌƚ͗“Screened Water pH
Fault ŶŽŶϰͲϮϬŵƐŝŐŶĂů Sensor Fault”
Alarm: “^ĐƌĞĞŶĞĚtĂƚĞƌ
Screened Water Flowmeter KĐĐƵƌƐŝĨƚŚĞĨůŽǁŵĞƚĞƌƌĞƚƵƌŶƐ
Flowmeter Fault”
ŽŶƚŝŶƵĞ^ƵŵƉWƵŵƉŝŶZhE

ΎIf a “Fine Screen Fault” occurs and the screen stopƐŽƉĞƌĂƚŝŶŐƉƌŽƉĞƌůǇ͕ƚŚĞ&ŝŶĞ^ĐƌĞĞŶǁŝůůĞǀĞŶƚƵĂůůǇ

ďůŝŶĚǁŝƚŚĚĞďƌŝƐĂŶĚƚŚĞƉŽƌƚŝŽŶŽĨĨĞĞĚĨůŽǁĞŶƚĞƌŝŶŐƚŚĂƚƐĐƌĞĞŶǁŝůůŽǀĞƌĨůŽǁĂŶĚďǇƉĂƐƐƚŚĂƚƐĐƌĞĞŶ͘
dŚĞŽƉĞƌĂƚŽƌŵƵƐƚŵĂŶƵĂůůǇŝƐŽůĂƚĞƚŚĞĨĂƵůƚĞĚƐĐƌĞĞŶƚŽƌĞƉĂŝƌͬƌĞƉůĂĐĞŝƚ͕ǁŚŝůĞƚŚĞƌĞŵĂŝŶŝŶŐƐĐƌĞĞŶ
ĐŽŶƚŝŶƵĞƐƚŽŽƉĞƌĂƚĞ͘ĂĐŚĨŝŶĞƐĐƌĞĞŶŝƐƐŝǌĞĚƚŽŚĂŶĚůĞƚŚĞĨƵůůƉůĂŶƚĨůŽǁ͖ŚŽǁĞǀĞƌ͕ĂĨĂƵůƚĞĚƐĐƌĞĞŶ
ŵƵƐƚďĞƌĞƉĂŝƌĞĚĂƐƐŽŽŶĂƐƉŽƐƐŝďůĞŝŶŽƌĚĞƌƚŽĞŶƐƵƌĞƚŚĂƚĚŽǁŶƐƚƌĞĂŵĞƋƵŝƉŵĞŶƚŝƐŶŽƚĂĨĨĞĐƚĞĚ͘
$(52%,&%,2/2*,&$/75($70(17
^ĐƌĞĞŶĞĚ ƐĞǁĂŐĞ ĞŶƚĞƌƐ ƚŚĞ ĞƌŽďŝĐ dĂŶŬ ;dͲϳϯϬϬϬͿ ǁŚĞƌĞ ŝƚ ŝƐ ŵŝǆĞĚ ǁŝƚŚ ZĞƚƵƌŶ ĐƚŝǀĂƚĞĚ ^ůƵĚŐĞ
;Z^ͿƉƵŵƉĞĚĨƌŽŵƚŚĞDĞŵďƌĂŶĞdĂŶŬƐ;dͲϳϰϬϬϬͲϭͬϮ). The combined mixture called “Mixed Liquor”
or “Activated Sludge” travels through the Aerobic Tank ĂŶĚŽǀĞƌĨůŽǁƐŝŶƚŽĂƐƚĂŶĚƉŝƉĞ͕ǁŚĞƌĞŝƚĨĂůůƐďǇ
ŐƌĂǀŝƚǇŝŶƚŽĂĚŽǁŶĐŽŵĞƌƉŝƉĞƚŚĂƚƐƉůŝƚƐŝŶƚŽϮůŝŶĞƐƚŚĂƚĞŶƚĞƌŝŶƚŽĞĂĐŚDĞŵďƌĂŶĞdĂŶŬ͘
dŚĞƉƵƌƉŽƐĞŽĨƚŚĞĂĞƌŽďŝĐďŝŽůŽŐŝĐĂůƚƌĞĂƚŵĞŶƚŝƐƚŽƉƌŽǀŝĚĞĂƌĞƐŝĚĞŶĐĞƚŝŵĞǁŝƚŚŝŶǁŚŝĐŚƚŚĞŵŝǆĞĚ
ůŝƋƵŽƌĞŶĐŽƵŶƚĞƌƐĂĚŝƐƐŽůǀĞĚŽǆǇŐĞŶĐŽŶĐĞŶƚƌĂƚŝŽŶĂďŽǀĞϭŵŐͬ>͘dŚŝƐĂůůŽǁƐŚĞƚĞƌŽƚƌŽƉŚŝĐďĂĐƚĞƌŝĂƚŽ
ĐŽŶƐƵŵĞŽƌŐĂŶŝĐƐĂŶĚĂŵŵŽŶŝĂĂŶĚĐŽŶǀĞƌƚƚŚĞŵƚŽĐĂƌďŽŶĚŝŽǆŝĚĞĂŶĚŶŝƚƌĂƚĞ͘ƵƌŝŶŐƚŚŝƐďŝŽůŽŐŝĐĂů
ƉƌŽĐĞƐƐ ƚŚĞ ďĂĐƚĞƌŝĂ ĂůƐŽ ĐŽŶƐƵŵĞ ŽǆǇŐĞŶ ĂŶĚ ƉƌŽĚƵĐĞ ŵŽƌĞ ďĂĐƚĞƌŝĂ͘ KǆǇŐĞŶ ƐƵƉƉůǇ ŝƐ ƉƌŽǀŝĚĞĚ ďǇ
ƉƵŵƉŝŶŐĂŝƌĨƌŽŵƚŚĞWƌŽĐĞƐƐůŽǁĞƌƐ;ͲϳϱϮϰϬͬͿƚŚƌŽƵŐŚƚŚĞ&ŝŶĞƵďďůĞŝĨĨƵƐĞƌƐ;&ͲϳϯϬϴϲͿĂŶĚ
ŝŶƚŽ ƚŚĞ ŵŝǆĞĚ ůŝƋƵŽƌ ŝŶ ƚŚĞ ĞƌŽďŝĐ dĂŶŬ͘ dŚĞ ŝƐƐŽůǀĞĚ KǆǇŐĞŶ ;KͿ ĐŽŶĐĞŶƚƌĂƚŝŽŶ ŝƐ ĐŽŶƚŝŶƵŽƵƐůǇ
ϮϮ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

ŵĞĂƐƵƌĞĚďǇƚŚĞKƐĞŶƐŽƌ;ͲϳϯϬϵϰͿ͕ĂŶĚƚŚĞƉ,ĂŶĚƚĞŵƉĞƌĂƚƵƌĞĂƌĞĐŽŶƚŝŶƵŽƵƐůǇŵŽŶŝƚŽƌĞĚďǇƚŚĞ
Ɖ,ͬdĞŵƉĞƌĂƚƵƌĞ^ĞŶƐŽƌ;/dͲϳϮϬϵϯͿ͘
$(52%,&%,2/2*,&$/6 <67(0(48,30(17
e48,30(17 7$*6 47< '(6,*19$/8( 127(6
Aerobic
dͲϳϯϬϬϬ ϭ sŽůƵŵĞсϲϯŵϯ ǇůŝŶĚƌŝĐĂůdĂŶŬ
Tank
Process ϭϱϯŵϯͬŚƌĂƚϲ͘ϱŵ ƵƚǇͬƐƚĂŶĚďǇ

ͲϳϱϮϰϬͬ Ϯ
Blowers ,ϮK ĐŽŶĨŝŐƵƌĂƚŝŽŶ
Blower Air
Mass &/dͲϳϱϮϳϰ ϭ ϬͲϮϬϬŵϯͬŚƌ
Flowmeter
Fine Bubble
&ͲϳϯϬϴϲ ϭ Eͬ
Diffusers
Aerobic
Tank Level >dͲϳϯϬϲϬ ϭ Ϭ–ϳŵ
Sensor
ŽƐŝŶŐǁŝůů
ĂƵƚŽŵĂƚŝĐĂůůǇďĞ
ĂĚũƵƐƚĞĚďǇƚŚĞW>
Alkalinity
ƚŽĞŶƐƵƌĞĂĚĞƋƵĂƚĞ
Dosing WͲϴϬϭϬϬ Ϯ Ϭ͘ϭϴŵϯͬĚĞĂĐŚ
ďƵĨĨĞƌŝŶŐŝƐ
Pumps
ĂǀĂŝůĂďůĞŝŶƚŚĞ
ǁĂƚĞƌƚŽĂĐŚŝĞǀĞ
ƚŚĞƚĂƌŐĞƚƉ,ƌĂŶŐĞ
pH/Temp Ɖ,͗ϬͲϭϰ ĞƐŝŐŶǀĂůƵĞŝƐƉ,
/dͲϳϮϬϵϯ ϭ
Sensor dĞŵƉ͗ϬͲϱϬŽ ϲͲϴ
ĞƐŝŐŶǀĂůƵĞŝƐϮ
DO Sensor /dͲϳϮϬϵϰ ϭ KϮ͗ϬͲϭϬŵŐͬ>
ŵŐͬ>
ϰ͘ϯ͘ϭ͘ϭͲWZK^^>KtZ^
dŚĞWƌŽĐĞƐƐůŽǁĞƌƐĂƌĞƵƐĞĚƚŽƐƵƉƉůǇŽǆǇŐĞŶƚŽƚŚĞďŝŽŵĂƐƐŝŶƚŚĞĞƌŽďŝĐdĂŶŬ͘dǁŽWƌŽĐĞƐƐ
ůŽǁĞƌƐĂƌĞƐƵƉƉůŝĞĚĨŽƌƚŚĞĂĞƌŽďŝĐƚĂŶŬŝŶĂĚƵƚǇͬƐƚĂŶĚďǇĐŽŶĨŝŐƵƌĂƚŝŽŶ͕ƐŽƚŚĂƚŝĨŽŶĞďůŽǁĞƌ
ŐŽĞƐ ŽĨĨůŝŶĞ ƚŚĞ ŽƚŚĞƌ ŽŶĞ ǁŝůů ĂƵƚŽŵĂƚŝĐĂůůǇ ƐǁŝƚĐŚ ƚŽ ZhE͘ dŚŝƐ ƌĞĚƵŶĚĂŶĐǇ ŝƐ ŝŶĐůƵĚĞĚ
ďĞĐĂƵƐĞƚŚĞĂĞƌŽďŝĐƚƌĞĂƚŵĞŶƚƉƌŽĐĞƐƐŝƐĂĐƌŝƚŝĐĂůŽƉĞƌĂƚŝŽŶĂŶĚƚŚĞďůŽǁĞƌƐŵƵƐƚƐĂƚŝƐĨǇƚŚĞ
ŽǆǇŐĞŶ ƌĞƋƵŝƌĞŵĞŶƚ ĨŽƌ Ă ŐŝǀĞŶ K ĂŶĚ E,ϯ ůŽĂĚŝŶŐ ƌĂƚĞ͘ hŶĚĞƌ ŶŽƌŵĂů ĐŽŶĚŝƚŝŽŶƐ͕ ƚŚĞ Ăŝƌ
ƐƵƉƉůǇƚŽĂƚƌĂŝŶǁŝůůĂůǁĂǇƐZhEŝŶŽƌĚĞƌƚŽƉƌŽǀŝĚĞŽǆǇŐĞŶƚŽƚŚĞďĂĐƚĞƌŝĂůƉŽƉƵůĂƚŝŽŶ͘/ĨƚŚĞ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ Ϯϯ

.
KĐŽŶĐĞŶƚƌĂƚŝŽŶĚƌŽƉƐďĞůŽǁϭŵŐͬ>ƚŚĞƐĞĐŽŶĚďůŽǁĞƌǁŝůůĐŽŵĞŽŶƚŽƐƵƉƉůĞŵĞŶƚƚŚĞ Ăŝƌ
ƐƵƉƉůǇ͘
ϰ͘ϯ͘ϭ͘ϮͲ><>/E/dzK^/E'WhDW^
dŚĞĚŽƐŝŶŐŽĨƐŽĚŝƵŵŚǇĚƌŽǆŝĚĞŝƐƵƐĞĚƚŽĂĚĚĂůŬĂůŝŶŝƚǇƚŽƚŚĞǁĂƐƚĞǁĂƚĞƌƚƌĞĂƚŵĞŶƚƐǇƐƚĞŵƚŽ
ƐĂƚŝƐĨǇ ƚŚĞ ĂůŬĂůŝŶŝƚǇ ƌĞƋƵŝƌĞŵĞŶƚƐ ŽĨ ƚŚĞ ŶŝƚƌŝĨŝĐĂƚŝŽŶ ƉƌŽĐĞƐƐ ǁŚĞƌĞ ĂŵŵŽŶŝĂ ;E,ϯͿ ŝƐ
ĐŽŶǀĞƌƚĞĚ ƚŽ ŶŝƚƌĂƚĞ ;EKϯͿ͘ ůŬĂůŝŶŝƚǇ ĂůƐŽ ƐĞƌǀĞƐ ƚŽ ďƵĨĨĞƌ ƚŚĞ ǁĂƐƚĞǁĂƚĞƌ ĂŶĚ ƉƌĞǀĞŶƚ Ɖ,
ƐǁŝŶŐƐ͘
dŚĞůŬĂůŝŶŝƚǇŽƐŝŶŐWƵŵƉƐ;WͲϴϬϭϬϬͿƚƌĂŶƐƉŽƌƚƐŽĚŝƵŵŚǇĚƌŽǆŝĚĞŝŶƚŽƚŚĞZ^ůŝŶĞƐǁŚĞƌĞŝƚŝƐ
ŵŝǆĞĚĂŶĚƐĞŶƚƚŽƚŚĞĞƌŽďŝĐdĂŶŬ͘dŚĞĚŽƐŝŶŐƉƵŵƉƐǁŝůůZhEǁŚĞŶƚŚĞƉ,ĚƌŽƉƐďĞůŽǁƚŚĞ
>ŽƉ,^ĞƚͲWŽŝŶƚƵŶƚŝůƚŚĞƉ,ŝŶĐƌĞĂƐĞƐƚŽƚŚĞ,ŝƉ,^ĞƚͲWŽŝŶƚ͘dŚĞĚŽƐŝŶŐƌĂƚĞǁŝůůďĞĐŽŶƐƚĂŶƚ
ĂŶĚĐĂŶďĞĂĚũƵƐƚĞĚďǇƚŚĞŽƉĞƌĂƚŽƌŵĂŶƵĂůůǇ͘
tŚĞŶƚŚĞƐǇƐƚĞŵŝƐŝŶWƌŽĚƵĐƚŝŽŶŵŽĚĞ͕ƚŚĞůŬĂůŝŶŝƚǇŽƐŝŶŐWƵŵƉǁŝůůďĞŝŶZhE͘dŚĞĂĐƚƵĂů
ƐƚƌŽŬĞůĞŶŐƚŚŽĨƚŚĞůŬĂůŝŶŝƚǇŽƐŝŶŐWƵŵƉƐƌĞŵĂŝŶƐĐŽŶƐƚĂŶƚ;ƐĞƚƵƉĚƵƌŝŶŐĐŽŵŵŝƐƐŝŽŶŝŶŐͿ͘
$(52%,&%,2/2*,&$/6 <67(0+0,,13876
+0,,1387 ,1,7,$/9$/8(
pH LoLo – Set-Point ϲ͘Ϭ
pH Lo – Set-Point ϲ͘ϱ
pH Hi – Set-Point ϳ͘Ϭ
pH HiHi – Set-Point ϴ͘Ϭ
DO Lo – Set-Point ϭ͘Ϭ
Aerobic Tank Level Set-Point ϱ͘ϴŵ
Aerobic Tank Level – LoLo Set-Point ϱ͘ϰŵ
Aerobic Tank Level - Lo Set-Point ϱ͘ϲŵ
Aerobic Tank Level - Hi Set-Point ϱ͘ϵŵ
Aerobic Tank Level - HiHi Set-Point ϲ͘Ϭŵ
Process Blower Flow Rate Set-Point ϭϱϯŵϯͬŚ

Process Blower Flow Rate Lo Set-
ϱϬŵϯͬŚ
Point
Ϯϰ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

Alkalinity Dosing Rate – Set-Point ϭϬϬйƐƚƌŽŬĞůĞŶŐƚŚ
Alkalinity Tank Level – Lo Set-Point ^ĞƚŝŶĨŝĞůĚ
$(52%,&%,2/2*,&$/6 <67(0$/$506
$/$5025$/(57 '(6&5,37,21 $&7,21
Aerobic Tank Level Sensor KĐĐƵƌƐǁŚĞŶůĞǀĞůƐĞŶƐŽƌ ůĞƌƚ͗“Aerobic Tank Level

Fault ƌĞƚƵƌŶƐŶŽŶϰͲϮϬŵƐŝŐŶĂů Sensor Fault”
KĐĐƵƌƐǁŚĞŶĂĞƌŽďŝĐƚĂŶŬůĞǀĞů
Aerobic Tank Level - Hi Alert: “Aerobic Tank Level Hi”
ƌŝƐĞƐĂďŽǀĞ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ
Alarm: “Aerobic Tank Level
HiHi” Pipe to Membrane
dĂŶŬƐŵĂǇďĞĐůŽŐŐĞĚŽƌ
ĨƌŽǌĞŶ͘^dKWYWƵŵƉƐ͘EŽƚĞ
Aerobic Tank Level - HiHi ƚŚĂƚĂŶĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁ
ƌŝƐĞƐĂďŽǀĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ
ŝƐŝŶƐƚĂůůĞĚŽŶƚŚĞĞƌŽďŝĐ
dĂŶŬƚŚĂƚǁŝůůĂůůŽǁĂ
ĐŽŶƚƌŽůůĞĚŽǀĞƌĨůŽǁŝŶĐĂƐĞŽĨ
Aerobic Tank Level - Lo ĚƌŽƉƐďĞůŽǁƚŚĞ>Ž>ĞǀĞů^ĞƚͲ Alert: “Aerobic Tank Level Lo”
WŽŝŶƚ
Alarm: “Aerobic Tank Level
KĐĐƵƌƐǁŚĞŶĂĞƌŽďŝĐƚĂŶŬůĞǀĞů LoLo” Tank may be leaking;
Aerobic Tank Level – LoLo ĚƌŽƉƐďĞůŽǁƚŚĞ>Ž>Ž>ĞǀĞů^ĞƚͲ ůĞƌƚŽƉĞƌĂƚŽƌƚŽŝŶǀĞƐƚŝŐĂƚĞ
WŽŝŶƚ ŝŵŵĞĚŝĂƚĞůǇ͘^dKWY
WƵŵƉƐ͘
/ŶĚŝĐĂƚĞƐƉ,ŚĂƐĚƌŽƉƉĞĚďĞůŽǁ Alert: “Aerobic Tank pH Lo,
Aerobic Tank pH - Lo
ƚŚĞƉ,>Ž^ĞƚͲWŽŝŶƚ adjust Alkalinity Dosing Rate”
/ŶĚŝĐĂƚĞƐƉ,ŚĂƐŝŶĐƌĞĂƐĞĚ Alert: “Aerobic Tank pH Hi,
Aerobic Tank pH - Hi
ĂďŽǀĞƚŚĞƉ,,ŝ^ĞƚͲWŽŝŶƚ adjust Alkalinity Dosing Rate”
Aerobic Tank pH / Temperature KĐĐƵƌƐǁŚĞŶƐĞŶƐŽƌƌĞƚƵƌŶƐ ůĞƌƚ͗“Aerobic Tank pH /
Sensor Fault ŶŽŶϰͲϮϬŵƐŝŐŶĂů Temperature Sensor Fault”
Alarm: “Process Blower A
/ŶĚŝĐĂƚĞƐĂŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ
Process Blower A Fault &ĂƵůƚ͖ƐǁŝƚĐŚƚŽWƌŽĐĞƐƐ
WƌŽĐĞƐƐůŽǁĞƌ
Blower B”
Alarm: “Process Blower B
Process Blower B Fault &ĂƵůƚ͖ƐǁŝƚĐŚƚŽWƌŽĐĞƐƐ
WƌŽĐĞƐƐůŽǁĞƌ
Blower A”
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ Ϯϱ

.
KĐĐƵƌƐǁŚĞŶWƌŽĐĞƐƐůŽǁĞƌŝƐ Alert: “Process Blower Flow

ŝŶZhEĂŶĚ&/dͲϳϱϮϳϰƌĞĂĚƐĂŶ Rate Lo”
Process Blower Flow Rate Lo ĂŝƌĨůŽǁƌĂƚĞůŽǁĞƌƚŚĂŶƚŚĞ KƉĞƌĂƚŽƌƚŽŝŶǀĞƐƚŝŐĂƚĞ
WƌŽĐĞƐƐůŽǁĞƌ&ůŽǁZĂƚĞ>Ž ŝŵŵĞĚŝĂƚĞůǇ͖ůŝŶĞŵĂǇďĞ
^ĞƚͲWŽŝŶƚ ďƌŽŬĞŶŽƌĐůŽŐŐĞĚ
Alert: “Alkalinity Dosing
/ŶĚŝĐĂƚĞƐĂŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ Pump Fault” SwitcŚƚŽ
Alkalinity Dosing Pump Fault
ƚŚĞůŬĂůŝŶŝƚǇŽƐŝŶŐWƵŵƉ ĂĐŬƵƉŽƐŝŶŐWƵŵƉ
;ŝŶƐƚĂůůĞĚŽŶƐĂŵĞƐŬŝĚͿ
KĐĐƵƌƐǁŚĞŶĂůŬĂůŝŶŝƚǇĚĂǇƚĂŶŬ ƌŝƚŝĐĂůůĂƌŵ: “ReĨŝůů
Alkalinity Tank Level Lo ůĞǀĞůĚƌŽƉƐďĞůŽǁ>Ž>ĞǀĞů^ĞƚͲ ĐŚĞŵŝĐĂůƚĂŶŬĨŽƌĂůŬĂůŝŶŝƚǇ
WŽŝŶƚ adjustment”

Ϯϲ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

0(0%5$1(),/75$7,21
DŝǆĞĚ ůŝƋƵŽƌ ĨůŽǁƐ ďǇ ŐƌĂǀŝƚǇ ĨƌŽŵ ƚŚĞ ĞƌŽďŝĐ dĂŶŬ ;dͲϳϯϬϬϬͿ ŝŶƚŽ ƚŚĞ DĞŵďƌĂŶĞ dĂŶŬƐ ;dͲϳϰϬϬϬͿ͘
tŝƚŚŝŶĞĂĐŚDĞŵďƌĂŶĞdĂŶŬ͕ƚŚĞDĞŵďƌĂŶĞDŽĚƵůĞ;&ͲϳϰϬϬϬͿĨŝůƚĞƌƐƚŚĞŵŝǆĞĚůŝƋƵŽƌ͘dŚĞŵĞŵďƌĂŶĞƐ
ŚĂǀĞ ƚŝŶǇ ƉŽƌĞƐ ;Ϭ͘ϰPŵͿ ƚŚĂƚ ƉƌĞǀĞŶƚ ƐŽůŝĚƐ ĨƌŽŵ ĞŶƚĞƌŝŶŐ ƚŚĞ ƉĞƌŵĞĂƚĞ ƐŝĚĞ ŽĨ ƚŚĞ ŵĞŵďƌĂŶĞ͕ ďƵƚ
ĂůůŽǁ ƚŚĞ ƉĂƐƐĂŐĞ ŽĨ ǁĂƚĞƌ͘ WĞƌŵĞĂƚŝŽŶ ŽĐĐƵƌƐ ĚƵƌŝŶŐ ƚŚĞ WZKhd/KE ŵŽĚĞ Ăƚ Ă ƌĂƚĞ ƚŚĂƚ ŝƐ͕ ŽŶ
ĂǀĞƌĂŐĞ͕ĞƋƵĂůƚŽƚŚĞĨĞĞĚĨůŽǁƌĂƚĞƚŽƚŚĞƚƌĂŝŶƚŽƉƌĞǀĞŶƚĂĐĐƵŵƵůĂƚŝŽŶŽĨůŝƋƵŝĚŝŶƚŚĞĞƌŽďŝĐdĂŶŬ
ĂŶĚDĞŵďƌĂŶĞdĂŶŬƐ͘
dŽƉƌĞǀĞŶƚƐŽůŝĚƐĂĐĐƵŵƵůĂƚŝŽŶŽŶƚŚĞƐƵƌĨĂĐĞŽĨƚŚĞŵĞŵďƌĂŶĞƐ͕ŵĞŵďƌĂŶĞƐƉĞƌŵĞĂƚĞĨŽƌĂƉĞƌŝŽĚŽĨ
time followed by a “Relax” step where permeation is stopped for a short period of time. The default
ĐǇĐůĞŝŶĐůƵĚĞƐĂϳŵŝŶƵƚĞWĞƌŵĞĂƚŝŽŶƉĞƌŝŽĚĨŽůůŽǁĞĚďǇĂϭŵŝŶƵƚĞZĞůĂǆƉĞƌŝŽĚ͘ƵƌŝŶŐWƌŽĚƵĐƚŝŽŶ
ĂŶĚ ^ƚĂŶĚďǇ͕ Ă DĞŵďƌĂŶĞ ŝƌ ^ĐŽƵƌ ůŽǁĞƌ ;ͲϳϱϰϬϬͿ ƉƌŽǀŝĚĞƐ Ăŝƌ ƚŽ ƚŚĞ ŝŶƚĞŐƌĂƚĞĚ ĐŽĂƌƐĞ ďƵďďůĞ
ĚŝĨĨƵƐĞƌƐƚŽƉƌŽǀŝĚĞĂŝƌƐĐŽƵƌŝŶŐĂŶĚƌĞĚƵĐĞƐůƵĚŐĞďƵŝůĚƵƉŽŶƚŚĞŵĞŵďƌĂŶĞĨŝďĞƌƐ͘
dŽƉƌĞǀĞŶƚĞǆĐĞƐƐŝǀĞƐŽůŝĚƐĂĐĐƵŵƵůĂƚŝŽŶǁŝƚŚŝŶƚŚĞDĞŵďƌĂŶĞdĂŶŬ͕ƚŚĞŵŝǆĞĚůŝƋƵŽƌŝƐƌĞƚƵƌŶĞĚƚŽƚŚĞ
ĞƌŽďŝĐ dĂŶŬ ǀŝĂ ƚŚĞ Z^ ƉƵŵƉƐ ;WͲϳϰϲϬϬͿ͘ dŚĞ D>^^ ĐŽŶĐĞŶƚƌĂƚŝŽŶ ƐŚĂůů ďĞ ŵĂŝŶƚĂŝŶĞĚ ďǇ ĚĂŝůǇ
ǁĂƐƚŝŶŐŽĨD>^^ƚŽƌĞŵŽǀĞďĂĐƚĞƌŝĂĨƌŽŵƚŚĞƐǇƐƚĞŵĂƚƚŚĞƐĂŵĞƌĂƚĞĂƚǁŚŝĐŚƚŚĞǇŐƌŽǁ͘dŚĞƌĞƋƵŝƌĞĚ
ĚĂŝůǇ ǁĂƐƚŝŶŐǀŽůƵŵĞ ĐĂŶďĞ ĞƐƚŝŵĂƚĞĚ ďǇ ĐŽŵƉĂƌŝŶŐ ƚŚĞ D>^^ ŵĞĂƐƵƌĞŵĞŶƚƐ ƚĂŬĞŶ ĚƵƌŝŶŐ ƐĂŵƉůŝŶŐ
ǁŝƚŚ ƚŚĞ ƚĂƌŐĞƚ D>^^ ĐŽŶĐĞŶƚƌĂƚŝŽŶ͘ ŝŽůŽŐŝĐĂů ŐƌŽǁƚŚ ǀĂƌŝĞƐ ǁŝƚŚ Ă ŶƵŵďĞƌ ŽĨ ĨĂĐƚŽƌƐ ĂŶĚ͕ ĂƐ ƚŚĞ
ƐǇƐƚĞŵŝƐŽƉĞƌĂƚĞĚ͕ĂƐƚĞĂĚǇƐƚĂƚĞŐƌŽǁƚŚǁŝůůŽĐĐƵƌ͕ůĞĂĚŝŶŐƚŽƚŚĞĚĞǀĞůŽƉŵĞŶƚŽĨĂĐŽŶƐŝƐƚĞŶƚƐůƵĚŐĞ
wasting volume. The daily wasting volume shall be calculated and a “suggested wasting volume” shall
ďĞƵƉĚĂƚĞĚǁŝƚŚŝŶƚŚĞ^ůƵĚŐĞtĂƐƚŝŶŐ^ĐƌĞĞŶŽŶƚŚĞ,D/͘dŚĞŽƉĞƌĂƚŽƌĐĂŶƚŚĞŶĐŚŽŽƐĞƚŽŵĂŶƵĂůůǇ
ĂĚũƵƐƚƚŚĞĚĂŝůǇǁĂƐƚŝŶŐǀŽůƵŵĞŽŶĐĞƚŚĞŶĞĞĚĨŽƌĂĚũƵƐƚŵĞŶƚŝƐĐŽŶĨŝƌŵĞĚ͘dŚŝƐŝƐƚŽƉƌĞǀĞŶƚŝŵƉƌŽƉĞƌ
wasting due to erroneous MLSS concentration measurements. The calculation for “suggested wasting
volume” is given in Section 4͘ϳ͘
0(0%5$1(),/75$7,21 6<67(0(48,30(17
e48,30(17 7$*6 47< '(6,*19$/8( 127(6
Membrane
dͲϳϰϬϬϬ Ϯ ϲ͘ϲŵϯĞĂĐŚ
Tank
Membrane Ϯ ϵϬϬŵϮ
&ͲϳϰϬϬϬ
Module ;ϭƉĞƌƚƌĂŝŶͿ ϰϱϬŵϮƉĞƌŵŽĚƵůĞ
Membrane
System ͲϳϱϰϬϬ Ϯ ϮϱϰŵϯͬŚƉĞƌƚƌĂŝŶ
Blower
Blower Air
Mass &/dͲϳϱϰϳϰ Ϯ Ϭ–ϯϬϬŵϯͬŚ
Flowmeter
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ Ϯϳ

.
dŝŵĞƌ ƌĞƋƵŝƌĞĚ ƚŽ

Permeate ŵŽŶŝƚŽƌ
WͲϳϵϬϬϬ Ϯ ϰ͘ϱŵϯͬŚƌ
Pumps ƉĞƌŵĞĂƚĞͬƌĞůĂǆ
ĐǇĐůĞƐ
Permeate
&/dͲϳϵϬϳϰ Ϯ ϬͲϭϱŵϯͬŚƌ
Flow Meter
Membrane
Tank Level >dͲϳϰϬϲϬ Ϯ Ϭ–ϯ͘Ϭŵ
Sensor
Permeate
Pressure WdͲϳϵϬϰϱ Ϯ ͲϭϬϬƚŽϭϬϬŬWĂ
Sensor
Z^ƉƵŵƉĂůƐŽ
ƵƐĞĚĨŽƌǁĂƐƚŝŶŐ
RAS Pumps WͲϳϰϲϬϬ Ϯ ϭϴŵϯͬŚƌ
ƐůƵĚŐĞĂŶĚĚƌĂŝŶŝŶŐ
ƚŚĞƐǇƐƚĞŵ
RAS Flow
&/dͲϳϰϲϳϰ Ϯ ϬͲϮϱŵϯͬŚƌ
Meter
UV System hsͲϵϭϬϬϬ Ϯ ŝŶůŝŶĞ

ϰ͘ϰ͘ϭ͘ϭͲWZDdWhDW^
dŚĞ WĞƌŵĞĂƚĞ WƵŵƉƐ ;WͲϳϵϬϬϬͿ ĂƌĞ ƵƐĞĚ ƚŽ ƚƌĂŶƐƉŽƌƚ ĨŝůƚĞƌĞĚ ǁĂƚĞƌ ;ƉĞƌŵĞĂƚĞͿ ĨƌŽŵ ƚŚĞ
DĞŵďƌĂŶĞ dĂŶŬ ;dͲϳϰϬϬϬͿ ƚŚƌŽƵŐŚ ƚŚĞ DĞŵďƌĂŶĞ DŽĚƵůĞ ;&ͲϳϰϬϬϬͿ͕ ƚŚƌŽƵŐŚ ƚŚĞ WĞƌŵĞĂƚĞ
&ůŽǁDĞƚĞƌ;&/dͲϳϵϬϳϰͿ͕ƚŽƚŚĞhsŝƐŝŶĨĞĐƚŝŽŶƐǇƐƚĞŵ;hsͲϵϭϬϬϬͿĂŶĚĨŝŶĂůůǇƚŽƚŚĞWĞƌŵĞĂƚĞ
dĂŶŬ;dͲϳϵϮϬϬͿ͘dŚĞƉƵŵƉƐĂƌĞĞƋƵŝƉƉĞĚǁŝƚŚs&ƐƐŽƚŚĂƚƚŚĞǇĐĂŶĐŽŶƚƌŽůƚŚĞĨůŽǁƌĂƚĞŽĨ
ŵĞŵďƌĂŶĞ ĨŝůƚƌĂƚŝŽŶ͘ dŚĞ ƐƉĞĞĚ ŽĨ ƚŚĞ ƉĞƌŵĞĂƚĞ ƉƵŵƉƐ ŝƐ ĂĚũƵƐƚĞĚ ƚŽ ĂĐŚŝĞǀĞ ƚŚĞ ĚĞƐŝƌĞĚ
ƉĞƌŵĞĂƚĞĨůŽǁƌĂƚĞ͘
dŚĞƉĞƌŵĞĂƚĞƉƵŵƉƐĂƌĞĂůƐŽƵƐĞĚƚŽƚƌĂŶƐƉŽƌƚƚƌĞĂƚĞĚǁĂƚĞƌďĂĐŬƚŽƚŚĞŵĞŵďƌĂŶĞƐĚƵƌŝŶŐ
ĂŶĚ/WĞǀĞŶƚƐďǇĂĐƚƵĂƚŝŶŐǀĂůǀĞƐŽŶƚŚĞƉĞƌŵĞĂƚĞůŝŶĞƐƚŽĐŚĂŶŐĞƚŚĞĚŝƌĞĐƚŝŽŶŽĨĨůŽǁ͘
WZKhd/KE E ^dEz DK

ƵƌŝŶŐWZKhd/KEŵŽĚĞƚŚĞWĞƌŵĞĂƚĞWƵŵƉĐǇĐůĞƐďĞƚǁĞĞŶZhEĂŶĚ^dKWƚŽĂĐĐŽŵŵŽĚĂƚĞ
the required “permeation” and “relax” steps. /ŶŶŽƌŵĂůŽƉĞƌĂƚŝŽŶƚŚĞƉĞƌŵĞĂƚŝŽŶƐƚĞƉĚƵƌĂƚŝŽŶ
ŝƐϳŵŝŶƵƚĞƐĂŶĚƚŚĞƌĞůĂǆƐƚĞƉĚƵƌĂƚŝŽŶŝƐϭŵŝŶƵƚĞ͘dŚĞƐƚĂƚƵƐ;WĞƌŵĞĂƚŝŽŶͬZĞůĂǆͬ^ƚĂŶĚďǇͿĂƐ
ǁĞůůĂƐĂƚŝŵĞƌƐŚŽǁŝŶŐƚŚĞƚŝŵĞůĞĨƚǁŝƚŚŝŶĂƉĞƌŵĞĂƚŝŽŶŽƌƌĞůĂǆƐƚĞƉǁŝůůďĞĚŝƐƉůĂǇĞĚŽŶƚŚĞ
,D/͘
Ϯϴ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

ƵƌŝŶŐƚŚĞƉĞƌŵĞĂƚŝŽŶƐƚĞƉ͕ƚŚĞW>ĂĚũƵƐƚƐƚŚĞWĞƌŵĞĂƚĞWƵŵƉƐƉĞĞĚƵƐŝŶŐĂĐĂƐĐĂĚĞW/ůŽŽƉ
ǁŝƚŚƚŚĞƉƵŵƉs&ĂŶĚƉĞƌŵĞĂƚĞĨůŽǁŵĞƚĞƌƚŽŵĂŝŶƚĂŝŶƚŚĞDĞŵďƌĂŶĞdĂŶŬ>ĞǀĞů^ĞƚͲWŽŝŶƚ͘
dŚĞ WƌŽĐĞƐƐ ŐŽĞƐ ŝŶ ƚŽ ^dEz ŵŽĚĞ ǁŚĞŶ ƚŚĞ DĞŵďƌĂŶĞ dĂŶŬ – >Ž >ĞǀĞů ^ĞƚͲWŽŝŶƚ ŝƐ
ƌĞĂĐŚĞĚ͘dŚŝƐŐĞŶĞƌĂůůǇŽĐĐƵƌƐǁŚĞƌĞ ƚŚĞƌĞ ŝƐŝŶƐƵĨĨŝĐŝĞŶƚĨĞĞĚƚŽƚŚĞ ƐǇƐƚĞŵ͘dŚĞƉƌŽĐĞƐƐǁŝůů
ƌĞƚƵƌŶƚŽWZKhd/KEǁŚĞŶƚŚĞDĞŵďƌĂŶĞdĂŶŬ>ĞǀĞůƌĞĂĐŚĞƐƚŚĞDĞŵďƌĂŶĞdĂŶŬ>ĞǀĞů^ĞƚͲ
WŽŝŶƚ͘
d ZE^ ͲD DZE W Z^^hZ ;dDWͿ

dŚĞdDWŝƐĂŵĞĂƐƵƌĞŽĨƚŚĞĚĞŐƌĞĞŽĨĨŽƵůŝŶŐƚŚĂƚƚŚĞŵĞŵďƌĂŶĞƐŚĂǀĞĞǆƉĞƌŝĞŶĐĞĚ͘/ƚĂůůŽǁƐ
ŵŽŶŝƚŽƌŝŶŐŽĨĐŚĂŶŐĞƐŝŶŵĞŵďƌĂŶĞƉĞƌŵĞĂďŝůŝƚǇĂƐĂĨƵŶĐƚŝŽŶŽĨƚŝŵĞƚŽƉƌŽǀŝĚĞŝŶĨŽƌŵĂƚŝŽŶ
ŽŶ ĂŶĚ /W ƉĞƌĨŽƌŵĂŶĐĞ ĂŶĚ ĐŚĂŶŐĞƐ ŝŶ ĨĞĞĚ ǁĂƚĞƌ ƋƵĂůŝƚǇ͘ dŚĞ dDW ŝƐ ƚŚĞ ĐŚĂŶŐĞ ŝŶ
ƉƌĞƐƐƵƌĞĂĐƌŽƐƐƚŚĞŵĞŵďƌĂŶĞĂŶĚŝƐĐĂůĐƵůĂƚĞĚďĂƐĞĚŽŶƚŚĞŵĞŵďƌĂŶĞĨĞĞĚͲƐŝĚĞŚǇĚƌŽƐƚĂƚŝĐ
ƉƌĞƐƐƵƌĞŵŝŶƵƐƚŚĞƉĞƌŵĞĂƚĞͲƐŝĚĞƉƌĞƐƐƵƌĞĚƵƌŝŶŐƉĞƌŵĞĂƚŝŽŶ͘/ƚŝƐĐĂůĐƵůĂƚĞĚĂƐƚŚĞƉĞƌŵĞĂƚĞͲ
ƐŝĚĞƉƌĞƐƐƵƌĞŵŝŶƵƐƚŚĞĨĞĞĚƐŝĚĞƉƌĞƐƐƵƌĞĚƵƌŝŶŐďĂĐŬǁĂƌĚĨůŽǁ͘
ܶ‫ܲܯ‬ሺ݇ܲܽሻ ൌ ‫ ݁ݎݑݏݏ݁ݎܲ݀݁݁ܨ‬െ ܲ݁‫݁ݎݑݏݏ݁ݎܲ݁ݐܽ݁݉ݎ‬
ĂŶĚ
ܶ‫ܲܯ‬஼௅ா஺ே ሺ݇ܲܽሻ ൌ ܲ݁‫ ݁ݎݑݏݏ݁ݎܲ݁ݐܽ݁݉ݎ‬െ ‫݁ݎݑݏݏ݁ݎܲ݀݁݁ܨ‬
ǁŚĞƌĞ͕
ͻǤͺͲ͹݇ܲܽ
‫݁ݎݑݏݏ݁ݎܲ݀݁݁ܨ‬ሺ݇ܲܽሻ ൌ ሾ‫݈݁ݒ݁ܮ݇݊ܽܶ݁݊ܽݎܾ݉݁ܯ‬ሺ݉ሻ െ ‫݁݊ܽݎܾ݉݁ܯ݂݋݈݁ݒ݈݁݀݅ܯ‬ሺ݉ሻሿ ൈ
݉‫ܱʹܪ‬
ĂŶĚ
ܲ݁‫݁ݎݑݏݏ݁ݎܲ݁ݐܽ݁݉ݎ‬ሺ݇ܲܽሻ
ൌ ܲ݁‫ܴ݃݊݅݀ܽ݁݁ݎݑݏݏ݁ݎܲ݁ݐܽ݁݉ݎ‬ሺ݇ܲܽሻ
൅ ൜ሾ‫݊݋݅ݐ݈݈ܽܽݐݏ݊ܫݎ݁ܿݑ݀ݏ݊ܽݎܶ݁ݎݑݏݏ݁ݎ݂ܲ݋݈݁ݒ݁ܮ‬ሺ݉ሻ
ͻǤͺͲ͹݇ܲܽ
െ ‫݁݊ܽݎܾ݉݁ܯ݂݋݈݁ݒ݈݁݀݅ܯ‬ሺ݉ሻሿ ൈ ൠ
݉‫ܱʹܪ‬
*note that the “Midlevel of Membrane” and “Level of Pressure Transducer Installation” values are measured from the bottom of the
membrane tank.
& >hyE W ZD/>/dz

dŚĞƉĞƌŵĞĂďŝůŝƚǇŝƐĂĐĂůĐƵůĂƚĞĚƉĂƌĂŵĞƚĞƌƚŚĂƚŶŽƌŵĂůŝǌĞƐƚŚĞdDWĨŽƌĚŝĨĨĞƌĞŶƚĨůŽǁƌĂƚĞƐ͘dŚĞ
ĨůŽǁƌĂƚĞƉĞƌƵŶŝƚŵĞŵďƌĂŶĞĂƌĞĂŝs called the “Membrane Flux” and it is calculated based on
ƚŚĞĞƋƵĂƚŝŽŶďĞůŽǁ͗
‫ܮ‬ ݉݅݊
‫ܮ‬ ‫ ݁ݐܴܽݓ݋݈ܨ‬ቀ݉݅݊ቁ ൈ ͸Ͳ ቀ ቁ
‫ ݔݑ݈ܨ‬൬ ଶ ൰ ‫ݎ݋‬ሺ‫݄݉ܮ‬ሻ ൌ ݄
݉ ݄ ‫ܽ݁ݎܣ݁݊ܽݎܾ݉݁ܯ‬ሺ݉ଶ ሻ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ Ϯϵ

.
dŚĞƉĞƌŵĞĂďŝůŝƚǇŝƐƚŚĞĨůƵǆĚŝǀŝĚĞĚďǇƚŚĞdDWĂƐŐŝǀĞŶďĞůŽǁ͗
‫ݔݑ݈ܨ‬ሺ‫݄݉ܮ‬ሻ
ܲ݁‫ݕݐ݈ܾ݅݅ܽ݁݉ݎ‬ሺ‫݄݉ܮ‬Ȁܾܽ‫ݎ‬ሻ ൌ
ܶ‫ܲܯ‬ሺ݇ܲܽሻ
&ŝŶĂůůǇ͕ ƚŽ ĞŶƐƵƌĞ ĂĐĐƵƌĂƚĞ ŵŽŶŝƚŽƌŝŶŐ ŽĨ ƉĞƌŵĞĂďŝůŝƚǇ͕ ƚŚĞ ĐĂůĐƵůĂƚĞĚ ƉĞƌŵĞĂďŝůŝƚǇ ƐŚŽƵůĚ ďĞ
ĐŽƌƌĞĐƚĞĚĨŽƌƚĞŵƉĞƌĂƚƵƌĞ͘dŚĞĨŽůůŽǁŝŶŐĞƋƵĂƚŝŽŶĐĂŶďĞƵƐĞĚƚŽĐŽƌƌĞĐƚƚŚĞƉĞƌŵĞĂďŝůŝƚǇĨŽƌ
ƚĞŵƉĞƌĂƚƵƌĞ͗
ܲ݁‫ݕݐ݈ܾ݅݅ܽ݁݉ݎ‬ଶ଴ι஼ ൌ ܲ݁‫ ்ݕݐ݈ܾ݅݅ܽ݁݉ݎ‬ι஼ ൈ ͳǤͲʹͶሺ்ିଶ଴ሻ
ǁŚĞƌĞdсƚŚĞŵĞĂƐƵƌĞĚƚĞŵƉĞƌĂƚƵƌĞ͘
ϰ͘ϰ͘ϭ͘ϮͲZdhZEd/sd^>h';Z^ͿWhDW^
dŚĞ Z^ ƉƵŵƉƐ ĂƌĞ ƵƐĞĚ ƚŽ ƌĞƚƵƌŶ ƐŽůŝĚƐ ĨƌŽŵ ƚŚĞ DĞŵďƌĂŶĞ dĂŶŬƐ ƚŽ ƚŚĞ ĨƌŽŶƚ ĞŶĚ ŽĨ ƚŚĞ
ĞƌŽďŝĐ dĂŶŬ͘ dŚŝƐ ĞŶƐƵƌĞƐ ƚŚĂƚ ƚŚĞ ďŝŽŵĂƐƐ ƐĞƉĂƌĂƚĞĚ ĨƌŽŵ ƚŚĞ ůŝƋƵŝĚ ĚƵƌŝŶŐ ŵĞŵďƌĂŶĞ
ĨŝůƚƌĂƚŝŽŶĚŽĞƐŶŽƚĂĐĐƵŵƵůĂƚĞĞǆĐĞƐƐŝǀĞůǇǁŝƚŚŝŶƚŚĞDĞŵďƌĂŶĞdĂŶŬ͘
tŚĞŶƚŚĞDZƚƌĂŝŶĂƐƐŽĐŝĂƚĞĚǁŝƚŚĂZ^WƵŵƉŝƐŝŶWZKhd/KEŵŽĚĞŽƌ^dEzŵŽĚĞ͕
ƚŚĞZ^WƵŵƉǁŝůůZhE͘dŚĞZ^WƵŵƉ&ůŽǁƌĂƚĞŝƐĂĚũƵƐƚĂďůĞďǇŵĂŶƵĂůůǇƚŚƌŽƚƚůŝŶŐƚŚĞZ^
WƵŵƉŝƐŽůĂƚŝŽŶǀĂůǀĞ͘
ϰ͘ϰ͘ϭ͘ϯͲDDZE/Z^KhZ>KtZ^
dŚĞDĞŵďƌĂŶĞŝƌ^ĐŽƵƌůŽǁĞƌƐĂƌĞƵƐĞĚƚŽƐĐŽƵƌƚŚĞŵĞŵďƌĂŶĞƐĂŶĚƌĞĚƵĐĞƐůƵĚŐĞďƵŝůĚƵƉ
ŽŶ ƚŚĞ ĨŝďĞƌƐ͘ KŶĞ ďůŽǁĞƌ ŝƐ ƐƵƉƉůŝĞĚ ƉĞƌ ŵĞŵďƌĂŶĞ ƚĂŶŬ͘ hŶĚĞƌ ŶŽƌŵĂů ĐŽŶĚŝƚŝŽŶƐ͕ ƚŚĞ
ďůŽǁĞƌƐǁŝůůĂůǁĂǇƐďĞŝŶZhE͘
ϰ͘ϰ͘ϭ͘ϰͲh>dZs/K>d^z^dD
dŚĞ hs ĚŝƐŝŶĨĞĐƚŝŽŶ ƐǇƐƚĞŵ ŽƉĞƌĂƚĞƐ ĐŽŶƚŝŶƵŽƵƐůǇ ŝŶ Ăůů ŵŽĚĞƐ ŽƚŚĞƌ ƚŚĂŶ K&& ƚŽ ƉƌŽǀŝĚĞ
ĚŝƐŝŶĨĞĐƚŝŽŶ ŽĨ ƉĞƌŵĞĂƚĞ ďĞĨŽƌĞ ŝƚ ĞŶƚĞƌƐ ƚŚĞ WĞƌŵĞĂƚĞ dĂŶŬ͘ dŚĞ W> ŚĂƐ Ă ĐŽƵŶƚĞƌ ƚŚĂƚ
ƚŽƚĂůŝǌĞƐƚŚĞƚŽƚĂůƚŝŵĞƚŚĂƚƚŚĞhsƵŶŝƚŽƉĞƌĂƚĞƐĂŶĚƉƌŽǀŝĚĞƐĂŶůĞƌƚǁŚĞŶƚŚĞďƵůďůŝĨĞŶĞĂƌƐ
ŝƚƐĞǆƉĞĐƚĞĚĚĞƐŝŐŶƉĞƌŝŽĚ͘dŚŝƐǁĂƌŶŝŶŐŽĐĐƵƌƐĂĨƚĞƌϴ͕ϳϲϬŚŽƵƌƐ;ϭǇĞĂƌͿŽĨŽƉĞƌĂƚŝŽŶĂŶĚƚŚĞ
ďƵůďƐƐŚŽƵůĚďĞƌĞƉůĂĐĞĚŽŶĂŶĂŶŶƵĂůďĂƐŝƐ͘
0(0%5$1(),/75$7,216<67(0+0,,13876
+0,,1387 ,1,7,$/9$/8(
Production Mode: Permeate Cycle ϳŵŝŶƵƚĞƐ
Production Mode: Relax Cycle ϭŵŝŶƵƚĞ
Membrane Tank Level Set-Point ϭ͘ϵϬŵ
ϯϬ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

Membrane Tank Level LoLo Set-Point ϭ͘ϳϬŵ
Membrane Tank Level Lo Set-Point ϭ͘ϴϬŵ
Membrane Tank Level Hi Set-Point Ϯ͘ϬϬŵ
Membrane Tank Level HiHi Set-Point Ϯ͘ϮϬŵ
TMP Hi Set-Point ϯϬŬWĂ
TMP HiHi Set-Point ϰϬŬWĂ
TMPCLEAN HiHi Set-Point ϭϰŬWĂ
Permeate Pump Flow Rate Set-Point ϰ͘ϱŵϯͬŚƌ

Permeate Pump Flow Rate LoLo Set-
ϭŵϯͬŚƌ
Point
RAS Pump Flow Rate LoLo Set-Point ϵŵϯͬŚƌ
Membrane Blower Flow Rate LoLo
ϭϱϬEŵϯͬŚ
Set-Point
UV Intensity Lo ϴ͘ϴŵtͬĐŵΔϮ

0(0%5$1(),/75$7,21 6<67(0$/$506
$/$5025$/(57 '(6&5,37,21 $&7,21
Alarm: “Membrane Tank ϭ

Level LoLo”
/ŶĚŝĐĂƚĞƐDĞŵďƌĂŶĞdĂŶŬϭ
dƌĂŝŶŝŶ^dEzƵŶƚŝů
Membrane Tank 1 Level LoLo ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ>Ž>ŽůĞǀĞů^ĞƚͲ
DĞŵďƌĂŶĞdĂŶŬϭ>ĞǀĞů
WŽŝŶƚ
ƌĞĂĐŚĞƐ^ĞƚͲWŽŝŶƚ͘^dKWZ^
WƵŵƉ͘
Membrane Tank 1 Level Lo ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ>ŽůĞǀĞů ^ǇƐƚĞŵŐŽĞƐŝŶƚŽ^dEz͘
^ĞƚƉŽŝŶƚ
Alert: “Membrane Tank 1
Membrane Tank 1 Level Hi ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ,ŝůĞǀĞů
Level Hi”
^ĞƚƉŽŝŶƚ
Alarm: “Membrane Tank ϭ
/ŶĚŝĐĂƚĞƐDĞŵďƌĂŶĞdĂŶŬϭ Level HiHi”
Membrane Tank 1 Level HiHi ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ,ŝ,ŝůĞǀĞů^ĞƚͲ ^dKWYWƵŵƉƐďƵƚĐŽŶƚŝŶƵĞ
WŽŝŶƚ ƌƵŶŶŝŶŐƐǇƐƚĞŵŝŶ
WZKhd/KEƵŶƚŝů
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϯϭ

.
ƌĞĂĐŚĞƐ^ĞƚͲWŽŝŶƚ͘EŽƚĞƚŚĂƚ
ĂŶĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁŝƐ
ŝŶƐƚĂůůĞĚŽŶďŽƚŚŵĞŵďƌĂŶĞ
ƚĂŶŬƐƚŚĂƚǁŝůůĂůůŽǁĂ
ĐŽŶƚƌŽůůĞĚŽǀĞƌĨůŽǁŽƵƚŽĨ
ƚŚĞĐŽŶƚĂŝŶĞƌŝŶĐĂƐĞŽĨ
WĞƌŵĞĂƚĞWƵŵƉƐŝŶďŽƚŚ
Membrane Tank 1 Level Sensor KĐĐƵƌƐǁŚĞŶůĞǀĞůƐĞŶƐŽƌ
ƚƌĂŝŶƐŽƉĞƌĂƚĞŽĨĨDĞŵďƌĂŶĞ
Fault ƌĞƚƵƌŶƐĂŶŽŶϰͲϮϬŵƐŝŐŶĂů
dĂŶŬϮ>ĞǀĞů^ĞŶƐŽƌ͖Ɛ
ĂŶĚ/WƐƐƵƐƉĞŶĚĞĚƵŶƚŝů
ƐĞŶƐŽƌŝƐƌĞƉĂŝƌĞĚ
Alarm: “Membrane Tank 1
Level LoLo”
/ŶĚŝĐĂƚĞƐDĞŵďƌĂŶĞdĂŶŬϮ
dƌĂŝŶŝŶ^dEzƵŶƚŝů
Membrane Tank 2 Level LoLo ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ>Ž>ŽůĞǀĞů^ĞƚͲ
WŽŝŶƚ
ƌĞĂĐŚĞƐ^ĞƚͲWŽŝŶƚ͘^dKWZ^
WƵŵƉ͘
Membrane Tank 2 Level Lo ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ>ŽůĞǀĞů ^ǇƐƚĞŵŐŽĞƐŝŶƚŽ^dEz͘
^ĞƚƉŽŝŶƚ
Membrane Tank 2 Level Hi ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ,ŝůĞǀĞů
Level Hi”
^ĞƚƉŽŝŶƚ
Alarm: “Membrane Tank 2
Level HiHi”
^dKWYWƵŵƉƐďƵƚĐŽŶƚŝŶƵĞ
ƌƵŶŶŝŶŐƐǇƐƚĞŵŝŶ
WZKhd/KEƵŶƚŝů
/ŶĚŝĐĂƚĞƐDĞŵďƌĂŶĞdĂŶŬϮ DĞŵďƌĂŶĞdĂŶŬϮ>ĞǀĞů
Membrane Tank 2 Level HiHi ůĞǀĞůŚĂƐƌĞĂĐŚĞĚ,ŝ,ŝůĞǀĞů^ĞƚͲ ƌĞĂĐŚĞƐ^ĞƚͲWŽŝŶƚ͘EŽƚĞƚŚĂƚ
WŽŝŶƚ ĂŶĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁŝƐ
ŝŶƐƚĂůůĞĚŽŶďŽƚŚŵĞŵďƌĂŶĞ
ƚĂŶŬƐƚŚĂƚǁŝůůĂůůŽǁĂ
ĐŽŶƚƌŽůůĞĚŽǀĞƌĨůŽǁŽƵƚŽĨ
ƚŚĞĐŽŶƚĂŝŶĞƌŝŶĐĂƐĞŽĨ
ϯϮ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ


WĞƌŵĞĂƚĞWƵŵƉƐŝŶďŽƚŚ
Membrane Tank 2 Level Sensor KĐĐƵƌƐǁŚĞŶůĞǀĞůƐĞŶƐŽƌ
ƚƌĂŝŶƐŽƉĞƌĂƚĞŽĨĨDĞŵďƌĂŶĞ
Fault ƌĞƚƵƌŶƐĂŶŽŶϰͲϮϬŵƐŝŐŶĂů
dĂŶŬϭ>ĞǀĞů^ĞŶƐŽƌ͖Ɛ
ĂŶĚ/WƐƐƵƐƉĞŶĚĞĚƵŶƚŝů
ƐĞŶƐŽƌŝƐƌĞƉĂŝƌĞĚ
Alert: “Train 1 TMP Hi Ͳ
/ŶĚŝĐĂƚĞƐdDWŚĂƐƌĞĂĐŚĞĚ,ŝ
Train 1 - TMP Hi ^ĐŚĞĚƵůĞĂ/WĂƐƐŽŽŶĂƐ
^ĞƚͲWŽŝŶƚŝŶdƌĂŝŶϭ͘
ƉŽƐƐŝďůĞ͘”
Alarm: “Train 1 TMP HiHi –
/ŶĚŝĐĂƚĞƐdDWŚĂƐƌĞĂĐŚĞĚ,ŝ,ŝ CIP critical” –^dKWWĞƌŵĞĂƚĞ
Train 1 - TMP HiHi
^ĞƚͲWŽŝŶƚŝŶdƌĂŝŶϭ͘ WƵŵƉĂŶĚƌƵŶdƌĂŝŶϮŽŶůǇ
ƵŶƚŝůĂůĂƌŵŝƐĐůĞĂƌĞĚ͘
Alarm: “Train 1 TMP>E,ŝ,ŝ
/ŶĚŝĐĂƚĞƐdDWŚĂƐƌĞĂĐŚĞĚ,ŝ,ŝ
–Check Cleaning Regimen” –
Train 1 – TMPCLEAN Hi Hi ^ĞƚͲWŽŝŶƚŝŶdƌĂŝŶϭĚƵƌŝŶŐĂ
^dKWƐĂŶĚ/WƐŽŶdƌĂŝŶ
Žƌ/W
ϭƵŶƚŝůdDWĂůĂƌŵĐůĞĂƌĞĚ͘
Alert: “dƌĂŝŶϮdDW,ŝͲ
/ŶĚŝĐĂƚĞƐdDWŚĂƐƌĞĂĐŚĞĚ,ŝ
Train 2 - TMP Hi ^ĐŚĞĚƵůĞĂ/WĂƐƐŽŽŶĂƐ
^ĞƚͲWŽŝŶƚŝŶdƌĂŝŶϮ
ƉŽƐƐŝďůĞ͘”
Alarm: “dƌĂŝŶϮdDW,ŝ,ŝ–
/ŶĚŝĐĂƚĞƐdDWŚĂƐƌĞĂĐŚĞĚ,ŝ,ŝ CIP critical” –^dKWWĞƌŵĞĂƚĞ
Train 2 - TMP HiHi
^ĞƚͲWŽŝŶƚŝŶdƌĂŝŶϮ WƵŵƉĂŶĚƌƵŶdƌĂŝŶϭŽŶůǇ
ƵŶƚŝůĂůĂƌŵŝƐĐůĞĂƌĞĚ͘
Alarm: “Train 2 TMP>E,ŝ,ŝ
/ŶĚŝĐĂƚĞƐdDWŚĂƐƌĞĂĐŚĞĚ,ŝ,ŝ
–Check Cleaning Regimen” –
Train 2 – TMPCLEAN HiHi ^ĞƚͲWŽŝŶƚŝŶdƌĂŝŶϮĚƵƌŝŶŐĂ
^dKWƐĂŶĚ/WƐŽŶdƌĂŝŶ
Žƌ/W
ϮƵŶƚŝůdDWĂůĂƌŵĐůĞĂƌĞĚ͘
ůĂƌŵ͗“Permeate Pressure
Train 1 Permeate Pressure KĐĐƵƌƐǁŚĞŶƉƌĞƐƐƵƌĞƐĞŶƐŽƌ Sensor Fault” –^dKWdƌĂŝŶϭ
Sensor Fault ƌĞƚƵƌŶƐĂŶŽŶϰͲϮϬŵƐŝŐŶĂů ĂŶĚZhEdƌĂŝŶϮŽŶůǇƵŶƚŝů
ƉƌĞƐƐƵƌĞƐĞŶƐŽƌŝƐƌĞƉĂŝƌĞĚ
Alarm: “Permeate Pressure
Train 2 Permeate Pressure KĐĐƵƌƐǁŚĞŶƉƌĞƐƐƵƌĞƐĞŶƐŽƌ Sensor Fault” –^dKWdƌĂŝŶϮ
Sensor Fault ƌĞƚƵƌŶƐĂŶŽŶϰͲϮϬŵƐŝŐŶĂů ĂŶĚZhEdƌĂŝŶϭŽŶůǇƵŶƚŝů
ƉƌĞƐƐƵƌĞƐĞŶƐŽƌŝƐƌĞƉĂŝƌĞĚ
KĐĐƵƌƐǁŚĞŶWĞƌŵĞĂƚĞWƵŵƉŝƐ Alarm: “WĞƌŵĞĂƚĞ&ůŽǁZĂƚĞ
Permeate Flow Rate LoLo
ŝŶZhEĂŶĚ&/dͲϳϵϬϳϰƌĞĂĚƐůĞƐƐ >Ž>Ž–dƌĂŝŶϭͬϮ”
(Train 1 or 2)
ƚŚĂŶƚŚĞWĞƌŵĞĂƚĞ&ůŽǁZĂƚĞ ^dKWWĞƌŵĞĂƚĞWƵŵƉϭͬϮ–
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϯϯ

.
>Ž>Ž^ĞƚͲWŽŝŶƚ ƚŚŝƐŝŶĚŝĐĂƚĞƐĂƉŽƐƐŝďůĞ
ďƌŽŬĞŶƉŝƉĞŽƌĐůŽŐŐĞĚ
ƉŝƉĞͬƉƵŵƉ͘
Alarm: “Permeate Pump
Permeate Pump Fault (Train 1 /ŶĚŝĐĂƚĞƐĂŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ
Fault” ^ƚŽƉ&ĞĞĚƚŽdƌĂŝŶǁŝƚŚ
or 2) ƚŚĞWĞƌŵĞĂƚĞWƵŵƉ
&ĂƵůƚ;ĐůŽƐĞ&sͲϳϰϬϱϬͿ͘
KĐĐƵƌƐǁŚĞŶWĞƌŵĞĂƚĞ&ůŽǁ Alert: “Permeate Flow Meter
Permeate Flow Meter Fault
DĞƚĞƌƌĞƚƵƌŶƐŶŽŶϰͲϮϬŵ Fault” STOP CEBs and CIPs on
(Train 1 or 2)
ƐŝŐŶĂů ƚŚĂƚƚƌĂŝŶƵŶƚŝůĨĂƵůƚŝƐĐůĞĂƌĞĚ
/ŶĚŝĐĂƚĞƐĂŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ Alarm: “RAS Pump Fault”
RAS Pump Fault (Train 1 or 2)
ƚŚĞZ^WƵŵƉ ^ƚŽƉ&ĞĞĚƚŽdƌĂŝŶǁŝƚŚ&ĂƵůƚ͘
Alert: “RAS Flow Meter Fault”
RAS Flow Meter Fault (Train 1 KĐĐƵƌƐǁŚĞŶZ^&ůŽǁDĞƚĞƌ
ŝƐĂďůĞƵƚŽŵĂƚŝĐ^ůƵĚŐĞ
or 2) ƌĞƚƵƌŶƐŶŽŶϰͲϮϬŵƐŝŐŶĂů
tĂƐƚŝŶŐ
Alarm: “RAS Flow Rate Lo>Ž–
KĐĐƵƌƐǁŚĞŶZ^WƵŵƉŝƐŝŶ
dƌĂŝŶϭͬϮΗ
RAS Flow Rate LoLo (Train 1 or ZhEĂŶĚ&/dͲϳϰϬϳϰƌĞĂĚƐůĞƐƐ
^dKWZ^WƵŵƉϭͬϮ–ƚŚŝƐ
2) ƚŚĂŶƚŚĞZ^&ůŽǁZĂƚĞ>Ž^ĞƚͲ
ŝŶĚŝĐĂƚĞƐĂƉŽƐƐŝďůĞďƌŽŬĞŶ
WŽŝŶƚ
ƉŝƉĞŽƌĐůŽŐŐĞĚƉŝƉĞͬƉƵŵƉ͘
Alarm: “Membrane Blower
Membrane Blower Fault (Train 1 /ŶĚŝĐĂƚĞƐĂŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ
Fault” ^ƚŽƉ&ĞĞĚƚŽdƌĂŝŶ
or 2) ƚŚĞDĞŵďƌĂŶĞůŽǁĞƌ
;ĐůŽƐĞ&sͲϳϰϬϱϬͿ
ůĂƌŵ: “DĞŵďƌĂŶĞůŽǁĞƌ
&ůŽǁZĂƚĞ>Ž>Ž”
KĐĐƵƌƐǁŚĞŶDĞŵďƌĂŶĞůŽǁĞƌ ^ƚŽƉĨĞĞĚƚŽdƌĂŝŶǁŝƚŚĨĂƵůƚ
Membrane Blower Flow Rate
ŝƐŝŶZhEĂŶĚ&^ͲϳϱϰϳϰŝƐ ;ĐůŽƐĞ&sͲϳϰϬϱϬͿĂŶĚŝŶĚŝĐĂƚĞ
LoLo (Train 1 or 2)
ƚƌŝƉƉĞĚ ƚŚĂƚŽƉĞƌĂƚŽƌŵƵƐƚ
ŝŶǀĞƐƚŝŐĂƚĞ;ƉŽƐƐŝďůĞďƌŽŬĞŶ
ŽƌĐůŽŐŐĞĚůŝŶĞͿ
/ŶĚŝĐĂƚĞƐƚŚĂƚƚŚĞhs^ǇƐƚĞŵ Alert: “UV System Fault –
UV System Fault (Train 1 or 2)
ŚĂƐĨĂƵůƚĞĚ dƌĂŝŶϭͬϮΗ
/ŶĚŝĐĂƚĞƐhs^ǇƐƚĞŵďƵůďƐĂƌĞ Alert: “Schedule UV Bulb
UV Bulb Life
ŶĞĂƌŝŶŐƚŚĞĞŶĚŽĨƉƌĞĚŝĐƚĞĚůŝĨĞ Replacement”
Alert: “Schedule UV Bulb
UV Intensity DŽŶŝƚŽƌƐhs/ŶƚĞŶƐŝƚǇ
Replacement”

0(0%5$1(&/($1,1*
ϯϰ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

tŚĞŶĂŽƌ/WŝƐŝŶŝƚŝĂƚĞĚ͕ƚŚĞWĞƌŵĞĂƚĞWƵŵƉ;WͲϳϵϬϬϬͿŝƐƵƐĞĚƚŽƚƌĂŶƐƉŽƌƚƚƌĞĂƚĞĚǁĂƚĞƌĨƌŽŵ
ƚŚĞ WĞƌŵĞĂƚĞ dĂŶŬ ;dͲϳϵϮϬϬͿ͕ ƚŚƌŽƵŐŚ ƚŚĞ WĞƌŵĞĂƚĞ &ůŽǁ DĞƚĞƌ ;&/dͲϳϵϬϳϰͿ͕ WĞƌŵĞĂƚĞ WƵŵƉ ;WͲ
ϳϵϬϬϬͿ͕ ƉĂƐƚ ƚŚĞ ŝƌZĞůĞĂƐĞ sĂůǀĞ ;&sͲϯϭϬϮϲͿ ĂŶĚ ŝŶƚŽ ƚŚĞ ŵĞŵďƌĂŶĞƐ ;&ͲϳϰϬϬϬͿ͘ ůĞĂŶŝŶŐ ĐŚĞŵŝĐĂůƐ
ĂƌĞ ĚŽƐĞĚŝŶůŝŶĞ ƚŽĂĐŚŝĞǀĞ ƚŚĞĚĞƐŝƌĞĚŽƌ/W ĐŽŶĐĞŶƚƌĂƚŝŽŶ͘&ŽƌƚŚŝƐŵŽĚĞ͕ ƚŚĞĨůŽǁ ĚŝƌĞĐƚŝŽŶŝƐ
ƌĞǀĞƌƐĞĚ ĂƵƚŽŵĂƚŝĐĂůůǇ ďǇ ƐǁŝƚĐŚŝŶŐ ĞůĞĐƚƌŝĐĂůůǇ ĂĐƚƵĂƚĞĚ ǀĂůǀĞƐ ƚŽ ĂĐŚŝĞǀĞ ƚŚĞ ĐŽƌƌĞĐƚ ĨůŽǁ ƉĂƚŚ͘ dŚĞ
W>ĐŽŶƚƌŽůƐƚŚĞ ƉĞƌŵĞĂƚĞƉƵŵƉƐƉĞĞĚƚŽĂĐŚŝĞǀĞ ƚŚĞ “CEB/CIP Flow Rate,” which is an input on the
,D/͘
0(0%5$1(&/($1,1*(48,30(17
ϰ͘ϱ͘ϭ͘ϭͲ>E/E',D/>K^/E'WhDW^
dŚĞͬ/WĚŽƐŝŶŐƉƵŵƉƐĂƌĞƵƐĞĚƚŽŝŶũĞĐƚĐŚĞŵŝĐĂůƐŝŶƚŽƚŚĞ ĐůĞĂŶŝŶŐĐŚĞŵŝĐĂůůŝŶĞǁŚĞŶĂŽƌ
/W ĂƌĞ ĐŽŶĚƵĐƚĞĚ͘ dŚĞ ĐŚĞŵŝĐĂů ŝƐ ŵŝǆĞĚ ǁŝƚŚ ƚƌĞĂƚĞĚ ǁĂƚĞƌ ƚŚĂƚ ŝƐ ƉƵŵƉĞĚ ŝŶƚŽ ƚŚĞ ŝŶƐŝĚĞ ŽĨ ƚŚĞ
ŵĞŵďƌĂŶĞƐƚŽĂĐŚŝĞǀĞƚŚĞĚĞƐŝƌĞĚĐůĞĂŶŝŶŐĐŽŶĐĞŶƚƌĂƚŝŽŶ͘
dŚĞƌĞ ĂƌĞ ƚǁŽ ;ϮͿ ůĞĂŶŝŶŐ ŚĞŵŝĐĂů ŽƐŝŶŐ WƵŵƉƐ ĨŽƌ ƚŚĞ ĞŶƚŝƌĞ ƉůĂŶƚ͖ ŽŶĞ ĨŽƌ ĚŽƐŝŶŐ ^ŽĚŝƵŵ
,ǇƉŽĐŚůŽƌŝƚĞ;WͲϴϯϱϬϬͿĂŶĚŽŶĞ ĨŽƌĚŽƐŝŶŐŝƚƌŝĐĐŝĚ;WͲϴϯϳϬϬͿ͘dŚĞƐĞ ĚŽƐŝŶŐƉƵŵƉƐƌĞĐĞŝǀĞ ĂĚŝŐŝƚĂů
ƐŝŐŶĂů ĨƌŽŵ ƚŚĞ W> ƚŽ ŝŶŝƚŝĂƚĞ ĐŚĞŵŝĐĂů ĚŽƐŝŶŐ ĚƵƌŝŶŐ Žƌ /W ƉƌŽĐĞƐƐĞƐ͖ ŚŽǁĞǀĞƌ͕ ƚŚĞǇ ŵƵƐƚ ďĞ
ĐĂůŝďƌĂƚĞĚƚŽƉƌŽǀŝĚĞƚŚĞĐŽƌƌĞĐƚĨůŽǁƌĂƚĞĨŽƌĂŐŝǀĞŶĂƉƉůŝĐĂƚŝŽŶ͘ĂĐŚĚŽƐŝŶŐƉƵŵƉŚĂƐĨĞĞĚůŝŶĞƐƚŽ
ĞĂĐŚ ƚƌĂŝŶ͘ tŚĞŶ Ă Žƌ /W ŝƐ ĐŽŶĚƵĐƚĞĚ ŽŶ DĞŵďƌĂŶĞ dĂŶŬ ϭ͕ ĨŽƌ ĞǆĂŵƉůĞ͕ ƚŚĞ ĚŽƐŝŶŐ ǀĂůǀĞ ĨŽƌ
dƌĂŝŶ ϭ ǁŝůů ŽƉĞŶ ǁŚĞŶ ƚŚĞ ĚŽƐŝŶŐ ƉƵŵƉ ŝƐ ŝŶ ZhE ĂŶĚ ƚŚĞ ĚŽƐŝŶŐ ǀĂůǀĞ ĨŽƌ ƚŚĞ ŽƚŚĞƌ ƚƌĂŝŶ ƌĞŵĂŝŶƐ
ĐůŽƐĞĚ͘ ^ŝŶĐĞ ƉƌŽĐĞƐƐĞƐ ĂƌĞ ĐŽŶĚƵĐƚĞĚ ŽŶ Ă ǁĞĞŬůǇ ďĂƐŝƐ͕ ƚŚĞ W> ǁŝůů ďĞ ƉƌŽŐƌĂŵŵĞĚ ƚŽ ĞŶƐƵƌĞ
ƚŚĂƚ ƚŚĞ ĚŝĨĨĞƌĞŶƚ ƚƌĂŝŶƐ ƐĐŚĞĚƵůĞ Ɛ Ăƚ ĚŝĨĨĞƌĞŶƚ ƚŝŵĞƐ͘ dŚĞ /W ƉƌŽĐĞƐƐ ŝƐ ĐŽŶĚƵĐƚĞĚ ƌĞůĂƚŝǀĞůǇ
ŝŶĨƌĞƋƵĞŶƚůǇ ;ƋƵĂƌƚĞƌůǇͿ͘ tŚĞŶ Ă /W ŝƐ ĐŽŶĚƵĐƚĞĚ͕ ƚŚĞ ůĞĂŶŝŶŐ ŚĞŵŝĐĂů ŽƐŝŶŐ WƵŵƉƐ ŵƵƐƚ ďĞ ƌĞͲ
ĐĂůŝďƌĂƚĞĚƚŽĂĐŚŝĞǀĞƚŚĞŚŝŐŚĞƌĐŽŶĐĞŶƚƌĂƚŝŽŶĂƐƐŽĐŝĂƚĞĚǁŝƚŚ/WƐĂŶĚƚŚĞŶƌĞƚƵƌŶĞĚƚŽƚŚĞĚŽƐŝŶŐ
ƌĂƚĞĂĨƚĞƌƚŚĞ/WŝƐĐŽŵƉůĞƚĞĚ͘
ĚĞĚŝĐĂƚĞĚͬ/WƐĐƌĞĞŶĐĂŶďĞĨŽƵŶĚŽŶƚŚĞ,D/ǁŚĞƌĞĞǀĞŶƚƐĐĂŶďĞƐĐŚĞĚƵůĞĚŽƌŵĂŶƵĂůůǇ
ƐƚĂƌƚĞĚďǇƚŚĞŽƉĞƌĂƚŽƌ͘ƵƌŝŶŐĂƚŚĞ,D/ĚŝƐƉůĂǇƐƚŚĞĐƵƌƌĞŶƚƐƚĞƉŝŶƚŚĞƐĞƋƵĞŶĐĞĂŶĚƚŚĞĐƵƌƌĞŶƚ
ƐƚĂƚƵƐŽĨƚŚĞƚĞŵƉŽƌĂůĂŶĚǀŽůƵŵĞƚƌŝĐĐŽƵŶƚĞƌƐĂƐƐŽĐŝĂƚĞĚǁŝƚŚĞĂĐŚƐƚĞƉ͘dŚĞƐĂŵĞƐƚĞƉƐĂƌĞƵƐĞĚŝŶĂ
ĂŶĚ/WďƵƚǁŝƚŚĚŝĨĨĞƌĞŶƚĐŚĞŵŝĐĂůĚŽƐŝŶŐƌĂƚĞƐĂŶĚƐŽĂŬĚƵƌĂƚŝŽŶƐ͘ůůƉƌŽĐĞƐƐĞƐĂƌĞŝŶŝƚŝĂƚĞĚ
ĂƵƚŽŵĂƚŝĐĂůůǇ ďĂƐĞĚ ŽŶ Ă ƐĐŚĞĚƵůĞ ƚŚĂƚ ĐĂŶ ďĞ ƐĞƚ ŽŶ ƚŚĞ ,D/͘ ŝƚŚĞƌ ĐŚůŽƌŝŶĞ Žƌ ĐŝƚƌŝĐ ĂĐŝĚ ;ŽŶĞ
ĐŚĞŵŝĐĂů ŽŶůǇͿ ĐĂŶ ďĞ ƐĞůĞĐƚĞĚ ĂƐ ƚŚĞ ĐŚĞŵŝĐĂů͘ ^ŝŶĐĞ ƚŚĞǇ ĂƌĞ ĐŽŶĚƵĐƚĞĚ ŽŶ Ă ǁĞĞŬůǇ ďĂƐŝƐ͕ Ă
ƐƉĞĐŝĨŝĐĚĂǇŽĨƚŚĞǁĞĞŬĂŶĚƚŝŵĞŽĨĚĂǇĐĂŶďĞƐĞƚ͘dŚĞĚĂǇŽĨƚŚĞǁĞĞŬŝƐŝĚĞŶƚŝĨŝĞĚǁŝƚŚĂŶƵŵďĞƌ;ϭͲ
ϳ͖ ĐŽƌƌĞƐƉŽŶĚŝŶŐ ƚŽ DŽŶͲ^ƵŶͿ ĂŶĚ Ă ƐĞĐŽŶĚ ŶƵŵďĞƌ ĚĞĨŝŶĞƐ ƚŚĞ ŚŽƵƌ ;ϭͲϮϰͿ ďĂƐĞĚ ŽŶ Ă ϮϰͲŚƌ ĐůŽĐŬ͘
EŽƚĞ͕ƚŚĂƚƚŚĞƐǇƐƚĞŵǁŝůůďĞƉƌŽŐƌĂŵŵĞĚƐƵĐŚƚŚĂƚŽŶůǇŽŶĞƚƌĂŝŶĐĂŶŽƉĞƌĂƚĞĂŽƌ/WĂƚĂŶǇŐŝǀĞŶ
ƚŝŵĞ͘
ͬ/W W ZWZ
dŚĞ WƌĞƉĂƌĞ ^ƚĞƉ ŝƐ Ă ƐŚŽƌƚ ǁĂŝƚŝŶŐ ƐƚĞƉ ƚŽ ĂůůŽǁ ƚŚĞ ƉƌŽĐĞƐƐ ĐŚĂŶŐĞƐ ƚŽ ƚĂŬĞ ĞĨĨĞĐƚ͘ dŚĞ
ŵĞŵďƌĂŶĞďůŽǁĞƌĂŶĚZ^ƉƵŵƉĂƌĞƚƵƌŶĞĚK&&ĂƚƚŚĞďĞŐŝŶŶŝŶŐŽĨƚŚŝƐ^ƚĞƉĂŶĚǁĂŝƚŝŶŐĂůůŽǁƐ
ƚŚĞƉƌŽĐĞƐƐƚŽƐĞƚƚůĞĂŶĚĂĚũƵƐƚĨŽƌƚŚĞƵƉĐŽŵŝŶŐͬ/W͘
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϯϱ

.
ͬ/W / E:d/KE
ƵƌŝŶŐƚŚĞ/ŶũĞĐƚŝŽŶ^ƚĞƉ͕ƚƌĞĂƚĞĚǁĂƚĞƌĨƌŽŵƚŚĞWĞƌŵĞĂƚĞdĂŶŬ;dͲϳϵϮϬϬͿŝƐĚƌĂǁŶƚŚƌŽƵŐŚƚŚĞ
WĞƌŵĞĂƚĞ WƵŵƉ ;WͲϳϵϬϬϬͿ͕ ƚŚƌŽƵŐŚ ƚŚĞ WĞƌŵĞĂƚĞ &ůŽǁ DĞƚĞƌ ;&/dͲϳϵϬϳϰͿ͕ ƉĂƐƚ ƚŚĞ ŝƌ ZĞůŝĞĨ
sĂůǀĞ;&sͲϯϭϬϮϲͿĂŶĚƚŚĞŶƚŽƚŚĞDĞŵďƌĂŶĞƐ͘dŚĞŽƐŝŶŐWƵŵƉ͕ĞŝƚŚĞƌEĂKů;WͲϴϯϱϬϬͿŽƌŝƚƌŝĐ
ĐŝĚ;WͲϴϯϳϬϬͿƐƚĂƌƚƐĂŶĚŝƚƐĂƐƐŽĐŝĂƚĞĚŽƐŝŶŐsĂůǀĞ;&sͲϴϯϱϳϲĨŽƌEĂKůŽƌ&sͲϴϯϳϳϲĨŽƌŝƚƌŝĐ
ĐŝĚͿŝƐŽƉĞŶĞĚ͘dŚĞ ĐƵŵƵůĂƚŝǀĞǀŽůƵŵĞ ŽĨďůĞŶĚĞĚĐŚĞŵŝĐĂů ĂƐŵĞĂƐƵƌĞĚďǇ&/dͲϳϵϬϳϰƚŚĂƚŝƐ
ƐĞŶƚƚŽƚŚĞDĞŵďƌĂŶĞƐĚƵƌŝŶŐƚŚĞĐůĞĂŶŝƐƚŽƚĂůŝǌĞĚŽŶĂĐŽƵŶƚĞƌ͘KŶĐĞƚŚĞƚŽƚĂůŝǌĞƌƌĞĂĐŚĞƐƚŚĞ
Žƌ /W /ŶũĞĐƚŝŽŶ sŽůƵŵĞ ^ĞƚͲWŽŝŶƚ͕ ƚŚĞ /ŶũĞĐƚŝŽŶ ƐƚĞƉ ĞŶĚƐ͘ dŚĞ ŝƌ ZĞůŝĞĨ sĂůǀĞ ŝƐ ŽƉĞŶĞĚ
ĚƵƌŝŶŐƚŚĞĂŶĚ/WƚŽĂůůŽǁƚŚĞƌĞŵŽǀĂůŽĨĂŝƌĂŶĚƉƌĞǀĞŶƚƚŚĞƉŽƐƐŝďůĞďƵŝůĚͲƵƉŽĨƉƌĞƐƐƵƌĞ
ǁŝƚŚŝŶ ƚŚĞ ƉĞƌŵĞĂƚĞ ůŝŶĞ͘ dŚĞ ŵĞŵďƌĂŶĞƐ ŵƵƐƚ ŶĞǀĞƌ ĞǆƉĞƌŝĞŶĐĞ Ă ďĂĐŬƉƵůƐĞ dDW ;ĨƌŽŵ ƚŚĞ
ŝŶƐŝĚĞͲŽƵƚͿŐƌĞĂƚĞƌƚŚĂŶϭϰŬWĂ͘dŚĞWĞƌŵĞĂƚĞWƌĞƐƐƵƌĞ^ĞŶƐŽƌ;WdͲϳϵϬϰϱͿŵŽŶŝƚŽƌƐƚŚŝƐƉƌĞƐƐƵƌĞ
ƚŽĞŶƐƵƌĞƚŚĞůŝŵŝƚŝƐŶĞǀĞƌďƌĞĂĐŚĞĚ͖ŚŽǁĞǀĞƌ͕ƚŚĞĂŝƌƌĞůŝĞĨǀĂůǀĞ ŝƐĚĞƐŝŐŶĞĚĂƐĂďĂĐŬͲƵƉƚŽ
ŶĞǀĞƌĂůůŽǁĞǆĐĞƐƐŝǀĞƉƌĞƐƐƵƌĞƐƚŽŽĐĐƵƌŝŶƚŚŝƐůŝŶĞ͘
ͬ/W ^ K<
dŚĞͬ/W ^ŽĂŬ^ƚĞƉĂůůŽǁƐ ƚŚĞ ŵĞŵďƌĂŶĞ ƚŽďĞŝŶĐŽŶƚĂĐƚǁŝƚŚƚŚĞĐůĞĂŶŝŶŐĐŚĞŵŝĐĂůĨŽƌĂ
ƉĞƌŝŽĚŽĨƚŝŵĞƚŽĂůůŽǁŝƚƚŽƚĂŬĞĞĨĨĞĐƚ͘&ŽƌƐƚŚŝƐƐƚĞƉŝƐƌĞůĂƚŝǀĞůǇƐŚŽƌƚ;ϮŵŝŶƵƚĞƐͿ͖ĨŽƌ/WƐ
ƚŚŝƐůĂƐƚƐƐĞǀĞƌĂůŚŽƵƌƐƚŽĞŶƐƵƌĞĂĚĞƋƵĂƚĞƉĞƌŵĞĂďŝůŝƚǇƌĞĐŽǀĞƌǇ͘
ͬ/W & >h^, ^ dW

dŚĞͬ/W&ůƵƐŚ^ƚĞƉŝƐƐŝŵŝůĂƌƚŽƚŚĞ/ŶũĞĐƚŝŽŶ^ƚĞƉďƵƚǁŝƚŚŽƵƚƚŚĞĐŚĞŵŝĐĂůŝŶũĞĐƚŝŽŶ͘dƌĞĂƚĞĚ
ǁĂƚĞƌŝƐƐĞŶƚďĂĐŬƚŽƚŚĞŵĞŵďƌĂŶĞƐĂŶĚĨůƵƐŚĞƐƚŚĞĐŚĞŵŝĐĂůŽƵƚŽĨƚŚĞŵĞŵďƌĂŶĞƐĂŶĚŝŶƚŽ
ƚŚĞ ĂĐƚŝǀĂƚĞĚ ƐůƵĚŐĞ͘ ƚ ƚŚĞ ďĞŐŝŶŶŝŶŐ ŽĨ ƚŚŝƐ ^ƚĞƉ ƚŚĞ Z^ ƉƵŵƉ ;WͲϳϰϲϬϬͿ ĂŶĚ DĞŵďƌĂŶĞ
ůŽǁĞƌ ;ͲϳϰϬϬͿ ďŽƚŚ ZhE ƐƵĐŚ ƚŚĂƚ ƚŚĞ ĐŚĞŵŝĐĂů ƚŚĂƚ ŝƐ ƉƵƐŚĞĚ ŝŶƚŽ ƚŚĞ ĐƚŝǀĂƚĞĚ ^ůƵĚŐĞ ŝƐ
ĚŝůƵƚĞĚĂŶĚĐŽŶƐƵŵĞĚ͘
ͬ/W & /E/^, ^ dW

dŚĞ ͬ/W &ŝŶŝƐŚ ^ƚĞƉ ŝƐ ĚĞƐŝŐŶĞĚ ƚŽ ĂůůŽǁ ĂĚĚŝƚŝŽŶĂů ƚŝŵĞ ĨŽƌ ƚŚĞ ĐƚŝǀĂƚĞĚ ^ůƵĚŐĞ ƚŽ
ƌĞĐŝƌĐƵůĂƚĞŝŶƚŚĞďŝŽͲƌĞĂĐƚŽƌƐ͘/ƚŝƐƐŝŵŝůĂƌƚŽ^ƚĂŶĚďǇďƵƚǁŝƚŚƚŚĞĨĞĞĚǀĂůǀĞƚŽƚŚĞƚƌĂŝŶĐůŽƐĞĚ
ƵŶƚŝůƚŚĞĐŽƵŶƚĞƌŚĂƐƌĞĂĐŚĞĚƚŚĞŽƌ/W&ŝŶŝƐŚ^ƚĞƉƵƌĂƚŝŽŶ^ĞƚͲWŽŝŶƚ͘
0(0%5$1(&/($1,1*+0,,13876
+0,,1387 ,1,7,$/9$/8(
CEB/CIP Flow Rate ϮŵϯͬŚƌ

CEB/CIP Maximum Pressure нϭϰŬWĂ
CEB Prepare Duration ϲϬƐ
CEB Injection Volume Set-Point Ϭ͘ϵŵϯ
CEB Soak Duration ϮŵŝŶ
CEB Flush Volume Set-Point Ϭ͘ϵŵϯ
ϯϲ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

CEB Finish Duration ϯϬƐ

CIP Prepare Duration ϲϬƐ
CIP Injection Volume Set-Point Ϭ͘ϵŵϯ
CIP Soak Duration ϮϰϬŵŝŶ
CIP Flush Volume Set-Point Ϭ͘ϵŵϯ
CIP Finish Duration ϯϬƐ
0(0%5$1(&/($1,1*$/$506
$/$5025$/(57 '(6&5,37,21 $&7,21
ůĂƌŵ͗“Hypo Dosing Valve

Hypochlorite Dosing Valve /ŶĚŝĐĂƚĞƐĂĨĂƵůƚĨƌŽŵƚŚĞ &ĂƵůƚ͕dƌĂŝŶϭͬϮΗ^dKW,ǇƉŽ
Fault (Train 1 or 2) ĞůĞĐƚƌŝĐĂůůǇĂĐƚƵĂƚĞĚǀĂůǀĞ ƐĂŶĚ/WƐƵŶƚŝůĨĂƵůƚŝƐ
ĐůĞĂƌĞĚ
ůĂƌŵ͗“Citric Dosing Valve
Citric Acid Dosing Valve Fault /ŶĚŝĐĂƚĞƐĂĨĂƵůƚĨƌŽŵƚŚĞ &ĂƵůƚ͕dƌĂŝŶϭͬϮΗ^dKWŝƚƌŝĐ
(Train 1 or 2) ĞůĞĐƚƌŝĐĂůůǇĂĐƚƵĂƚĞĚǀĂůǀĞ ĐŝĚƐĂŶĚ/WƐƵŶƚŝůĨĂƵůƚ
ŝƐĐůĞĂƌĞĚ
ůĂƌŵ͗“Hypo Dosing Pump
Hypochlorite Dosing Pump /ŶĚŝĐĂƚĞƐĂŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ
&ĂƵůƚΗ^dKW,ǇƉŽƐĂŶĚ
Fault ƚŚĞĐŚĞŵŝĐĂůĚŽƐŝŶŐƉƵŵƉ
/WƐƵŶƚŝůĨĂƵůƚŝƐĐůĞĂƌĞĚ
ůĂƌŵ͗“Citric Dosing WƵŵƉ
Citric Acid Dosing Pump Fault &ĂƵůƚΗ^dKWŝƚƌŝĐĐŝĚƐ
ƚŚĞĐŚĞŵŝĐĂůĚŽƐŝŶŐƉƵŵƉ
ĂŶĚ/WƐƵŶƚŝůĨĂƵůƚŝƐĐůĞĂƌĞĚ
Air Release Valve Fault (Train 1 /ŶĚŝĐĂƚĞƐĂĨĂƵůƚĨƌŽŵƚŚĞ Alert: “Air Release Valve Fault
or 2) ĞůĞĐƚƌŝĐĂůůǇĂĐƚƵĂƚĞĚǀĂůǀĞ –dƌĂŝŶϭͬϮΗ
&+(0,&$/$'',7,21&+ $57
>E/E',D/> WW>/d/KE 5(&,3(

^ŽĚŝƵŵ ,ǇƉŽĐŚůŽƌŝƚĞ ŝƐ ĂŶ ^dK<EĂKů͗ϭϬ͘ϯй
ŽǆŝĚĂŶƚ ĂŶĚ ŝƐ ƵƐĞĚ ƚŽ
ƉƌŽǀŝĚĞ ĐůĞĂŶŝŶŐ ŽĨ ƚǇƉŝĐĂů ŽŶĐĞŶƚƌĂƚŝŽŶ͗ϯϬϬͲϱϬϬŵŐͬ>
ŵĞŵďƌĂŶĞ ĨŽƵůĂŶƚƐ /WŽŶĐĞŶƚƌĂƚŝŽŶ͗ϯͲϱŐͬ>
^ŽĚŝƵŵ,ǇƉŽĐŚůŽƌŝƚĞ
;ŽƌŐĂŶŝĐ ĨŽƵůĂŶƚƐͿ ĨŽƌ ƚŚŝƐ
;EĂKůͿ
ĂƉƉůŝĐĂƚŝŽŶ͘ dŚŝƐ ĐŚĞŵŝĐĂů sŽůƵŵĞŽĨĐŚĞŵŝĐĂůĨŽƌĂ͗ϳ͘ϱ>
ƐŚŽƵůĚďĞƵƐĞĚĨŽƌĐůĞĂŶŝŶŐ sŽůƵŵĞŽĨĐŚĞŵŝĐĂůĨŽƌĂ/W͗ϳϱ>
ĂƐĂĨŝƌƐƚƌĞƐƉŽŶƐĞĂŶĚǁŝůů
ƉƌŽǀŝĚĞ ŐŽŽĚ ƌĞƐƵůƚƐ ŵŽƐƚ &ƌĞƋƵĞŶĐǇŽĨĂ͗ǁĞĞŬůǇƉĞƌƚƌĂŝŶ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϯϳ

.
ŽĨƚŚĞƚŝŵĞ͘ &ƌĞƋƵĞŶĐǇŽĨĂ/W͗ƋƵĂƌƚĞƌůǇƉĞƌƚƌĂŝŶ
ŝƚƌŝĐ ĐŝĚ ŝƐ ƵƐĞĚ ƚŽ

ƉƌŽǀŝĚĞ ĐůĞĂŶŝŶŐ ĨŽƌ ƚŚĞ ^dK<ŝƚƌŝĐĐŝĚ͗WŽǁĚĞƌĞĚ&ŽƌŵϭϬϬй
ƌĞŵŽǀĂů ŽĨ ŝŶŽƌŐĂŶŝĐ
ƐƵďƐƚĂŶĐĞƐ ĨƌŽŵ ƚŚĞ /WŽŶĐĞŶƚƌĂƚŝŽŶ͗ϭйǁƚ͘
ŝƚƌŝĐĐŝĚ ŵĞŵďƌĂŶĞ͘ /Ŷ ŵŽƐƚ ĐĂƐĞƐ
ƚŚŝƐ ĐŚĞŵŝĐĂů ŝƐ ŶŽƚ DĂƐƐŽĨĐŚĞŵŝĐĂůĨŽƌĂ/W͗ϭϬŬŐ
ƌĞƋƵŝƌĞĚ ƵŶůĞƐƐ ƚŚĞƌĞ ŝƐ Ă
ĐŽŶĐĞƌŶŽĨĂĐĐƵŵƵůĂƚŝŽŶŽĨ &ƌĞƋƵĞŶĐǇŽĨĂ/W͗ĂŶŶƵĂůůǇƉĞƌƚƌĂŝŶ
ŝŶŽƌŐĂŶŝĐƐƵďƐƚĂŶĐĞƐ͘

ϯϴ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

3(50($7(326775($70(17
WĞƌŵĞĂƚĞĨƌŽŵƚŚĞhsƐǇƐƚĞŵ;hsͲϵϭϬϬϬͿĨůŽǁƐƚŽƚŚĞĐŽŵďŝŶĞĚWĞƌŵĞĂƚĞdĂŶŬ;dͲϳϵϮϬϬͿ͕ǁŚĞƌĞŝƚŝƐ
ƐƚŽƌĞĚƚĞŵƉŽƌĂƌŝůǇĨŽƌĐůĞĂŶƐŽƌƉƵŵƉĞĚƚŽƚŚĞĚŝƐĐŚĂƌŐĞƉŽŝŶƚďǇƚŚĞĞĨĨůƵĞŶƚƉƵŵƉƐ;WͲϳϵϲϬϬͬͿ͘
3(50($7(326775($70 (17(48,30(17
e48,30(17 7$*6 47< '(6,*19$/8( 127(6
Permeate ,WZĞĐƚĂŶŐƵůĂƌ
dͲϳϵϮϬϬ ϭ ϭ͘ϱŵϯ
Tank dĂŶŬ
Effluent ƵƚǇͬƐƚĂŶĚďǇ
WͲϳϵϲϬϬͬ Ϯ ϵŵϯͬŚƌĞĂĐŚ
Pumps ĐŽŶĨŝŐƵƌĂƚŝŽŶ
Permeate
Tank Level >dͲϳϵϬϲϬ ϭ Ϭ–ϭ͘ϱŵ
Sensor
Effluent pH
/dͲϳϵϬϵϯ ϭ Ɖ,͗ϬͲϭϰ dĂƌŐĞƚƉ,ϲͲϴ
Sensor
Effluent
Turbidity /dͲϳϵϬϴϵ ϭ ϬͲϱEdh
Sensor
DĞĂƐƵƌĞƐƚŚĞ
Effluent
&/dͲϳϵϮϳϰ ϭ ϬͲϭϱŵϯͬŚƌ ĞĨĨůƵĞŶƚĨůŽǁĨƌŽŵ
Flowmeter
ƚŚĞƉůĂŶƚ
ϰ͘ϲ͘ϭ͘ϭͲ&&>hEdWhDW^
dŚĞĨĨůƵĞŶƚWƵŵƉƐǁŝůůŽƉĞƌĂƚĞďĂƐĞĚŽŶƚŚĞůĞǀĞůŝŶƚŚĞWĞƌŵĞĂƚĞdĂŶŬ͘dŚĞĨĨůƵĞŶƚWƵŵƉƐ
ĂƌĞĞĂĐŚƐĞƚƵƉƚŽŽƉĞƌĂƚĞĂƚƚŚĞĚĞƐŝŐŶĨůŽǁƌĂƚĞŽĨƚŚĞƉůĂŶƚ͘dŚŝƐĨůŽǁĐĂŶďĞŵŽŶŝƚŽƌĞĚƵƐŝŶŐ
ƚŚĞĞĨĨůƵĞŶƚĨůŽǁŵĞƚĞƌ;&/dͲϳϵϮϳϰͿ͘
hŶĚĞƌŶŽƌŵĂůŽƉĞƌĂƚŝŽŶ͕ŽŶĞƉƵŵƉǁŝůůŽƉĞƌĂƚĞ͘The single pump will RUN at the “Hi” SetͲWŽŝŶƚ

and turn STOP at the “Lo” SetͲWŽŝŶƚ͘ /ŶƚŚĞĞǀĞŶƚŽĨĂŶƵƉƐĞƚǁŚĞƌĞ ƚŚĞWĞƌŵĞĂƚĞ dĂŶŬ ůĞǀĞů
ŝŶĐƌĞĂƐĞƐ͕ ĂŶ ĞŵĞƌŐĞŶĐǇ ďĂĐŬƵƉ ŝƐ ĂǀĂŝůĂďůĞ ƚŽ ƉƌĞǀĞŶƚ ŽǀĞƌĨůŽǁŝŶŐ ĨƌŽŵ ŽĐĐƵƌƌŝŶŐ͘ /Ĩ ƚŚĞ
WĞƌŵĞĂƚĞdĂŶŬůĞǀĞl reaches the “HiHi” level, the second Effluent Pump will RUN to increase the
ĨůŽǁ ĨƌŽŵ ƚŚĞ ƐǇƐƚĞŵ͘ KŶĐĞ ƚŚĞ WĞƌŵĞĂƚĞ dĂŶŬ ůĞǀĞů ĨĂůůƐ ďĞůŽǁ ƚŚĞ >Ž >ĞǀĞů ^ĞƚƉŽŝŶƚ͕ ďŽƚŚ
ĞĨĨůƵĞŶƚWƵŵƉƐ ǁŝůů^dKW. When the level rises above the “Hi” SetͲWŽŝŶƚ ĂŐĂŝŶƚŚĞ ƐǇƐƚĞŵǁŝůů
ĐŽŶƚŝŶƵĞŽƉĞƌĂƚŝŽŶĂƐŶŽƌŵĂůǁŝƚŚŽŶĞƉƵŵƉƌƵŶŶŝŶŐ͘
dŚĞ ĨĨůƵĞŶƚ WƵŵƉ ƐƚĂƚƵƐ ĂŶĚ &ůŽǁ ZĂƚĞƐ ĂƌĞ ĚĞƚĞƌŵŝŶĞĚ ŝŶ ƌĞƐƉŽŶƐĞ ƚŽ ƚŚĞ WĞƌŵĞĂƚĞ dĂŶŬ
>ĞǀĞů^ĞŶƐŽƌ;>dͲϳϵϬϲϬͿĂƐĨŽůůŽǁƐ͗
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϯϵ

.
7$1./(9(/ '(6&5,37,21 127(6
dŚŝƐŝƐĂŶĂůĂƌŵƚŚĂƚŝŶĚŝĐĂƚĞƐƚŚĞ
WĞƌŵĞĂƚĞdĂŶŬŝƐĞŵƉƚǇĂŶĚƚŚĞƌĞŝƐŶŽ
Below LoLo
EŽƚŝĨŝĐĂƚŝŽŶ ƉĞƌŵĞĂƚĞĂǀĂŝůĂďůĞĨŽƌƉĞƌĨŽƌŵŝŶŐ
Level Set-Point
ĐůĞĂŶŝŶŐ͘
dŚŝƐ^dKWƐƚŚĞĨĨůƵĞŶƚWƵŵƉƐĨƌŽŵ
Below Lo Level ƌƵŶŶŝŶŐĂŶĚĞŶƐƵƌĞƐĂĚĞƋƵĂƚĞ
^dKWĨĨůƵĞŶƚWƵŵƉƐ
Set-Point ƉĞƌŵĞĂƚĞŝƐĂǀĂŝůĂďůĞĨŽƌĐůĞĂŶŝŶŐ͘
ƵƌŝŶŐŶŽƌŵĂůŽƉĞƌĂƚŝŽŶĂƐŝŶŐůĞ
ĨĨůƵĞŶƚWƵŵƉŝƐŝŶZhEĂŶĚƚŚĞĨůŽǁ
ƌĂƚĞƐŚŽƵůĚďĞĂĚũƵƐƚĞĚƚŽďĞƐůŝŐŚƚůǇ
ŚŝŐŚĞƌƚŚĂŶƚŚĞƋƵĂůŝǌĞĚ&ĞĞĚ&ůŽǁ
^ĞƚͲWŽŝŶƚ͘dŚĞŽƉĞƌĂƚŽƌĐĂŶŵĂŶƵĂůůǇ
Above Hi Level ĂĚũƵƐƚƚŚĞĨůŽǁŝĨĚĞƐŝƌĞĚƚŽŵĞĞƚ
ZhEĨĨůƵĞŶƚWƵŵƉ͘
Set-Point ƐƉĞĐŝĨŝĐƉůĂŶƚŶĞĞĚƐ͘dŚŝƐǁŝůůĐĂƵƐĞƚŚĞ
ĨĨůƵĞŶƚWƵŵƉƚŽZhEǁŚĞŶƚŚĞ
ƉĞƌŵĞĂƚĞƚĂŶŬŚŝƚƐƚŚĞ,ŝůĞǀĞůĂŶĚ
ĐŽŶƚŝŶƵĞƵŶƚŝůƚŚĞƉĞƌŵĞĂƚĞƚĂŶŬŚŝƚƐ
ƚŚĞ>ŽůĞǀĞů͘
tŚĞŶƚŚĞĨĨůƵĞŶƚdĂŶŬůĞǀĞůŝŶĐƌĞĂƐĞƐ
ƚŽƚŚĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ͕ĂĐƌŝƚŝĐĂů
ĂůĞƌƚŽĐĐƵƌƐĂŶĚƚŚĞƐĞĐŽŶĚĨĨůƵĞŶƚ
WƵŵƉǁŝůůZhE͘ŽƚŚƉƵŵƉƐǁŝůů
ĐŽŶƚŝŶƵĞƚŽZhEƵŶƚŝůƚŚĞWĞƌŵĞĂƚĞ
dĂŶŬůĞǀĞůĚƌŽƉƐƚŽƚŚĞ>Ž>ĞǀĞů^ĞƚͲ
Above HiHi
ZhEďŽƚŚĨĨůƵĞŶƚWƵŵƉƐ͘ WŽŝŶƚ͘tŝƚŚďŽƚŚƉƵŵƉƐƌƵŶŶŝŶŐ͕ƚŚĞ
Level Set-Point
ƚŽƚĂůĨůŽǁƌĂƚĞǁŝůůŝŶĐƌĞĂƐĞƚŽƉƌĞǀĞŶƚ
ĂŶŽǀĞƌĨůŽǁ͘EŽƚĞƚŚĂƚĂŶŽǀĞƌĨůŽǁůŝŶĞ
ŝƐŝŶƐƚĂůůĞĚŽŶƚŚĞWĞƌŵĞĂƚĞƚĂŶŬƚŽ
ĞŶƐƵƌĞĂŶǇŽǀĞƌĨůŽǁŝƐĚŝƌĞĐƚĞĚŽƵƚŽĨ
ƚŚĞĐŽŶƚĂŝŶĞƌ͘
EŽƚĞ͗ĨĨůƵĞŶƚWƵŵƉĂŶĚĨĨůƵĞŶƚWƵŵƉƐŚŽƵůĚĂůƚĞƌŽƉĞƌĂƚŝŽŶĂĨƚĞƌĞǀĞƌǇƚŝŵĞƚŚĞƉƵŵƉƐ
^dKWƵŶůĞƐƐĂWƵŵƉ&ĂƵůƚŝŶĚŝĐĂƚĞƐŽƚŚĞƌǁŝƐĞ͘dŚŝƐǁŝůůƌĞĚƵĐĞƚŚĞŶƵŵďĞƌŽĨ^ƚĂƌƚƐͬ^ƚŽƉƐƚŚĂƚ
ƚŚĞƉƵŵƉƐƵŶĚĞƌŐŽĂƐƚŚĞůĞǀĞůŝŶƚŚĞƉĞƌŵĞĂƚĞƚĂŶŬŵŽǀĞƐĨƌŽŵďĞƚǁĞĞŶƚŚĞ,ŝĂŶĚ>Ž>ĞǀĞůƐ͘
3(50($7(326775($70 (17+0,,13876
ϰϬ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

+0,,1387 ,1,7,$/9$/8(
Permeate Tank Level Set-Point ϭ͘Ϭŵ

Permeate Tank Level – LoLo Set-
Ϭ͘ϴŵ
Point
Permeate Tank Level – Lo Set-Point
Permeate Tank Level – Hi Set-Point ϭ͘Ϯŵ
Permeate Tank Level – HiHi Set-Point ϭ͘ϱŵ
Effluent pH - Lo Set-Point ϲ͘Ϭ
Effluent pH - Hi Set-Point ϴ͘Ϭ
Effluent Turbidity - Hi Set-Point Ϯ͘ϬEdh
Effluent Flow Rate - LoLo Set-Point ϭŵϯͬŚƌ

3(50($7(326775($70(17$/$506
$/$5025$/(57 '(6&5,37,21 $&7,21
Alert: “ĨĨůƵĞŶƚWƵŵƉ
Fault”
/ŶĚŝĐĂƚĞƐŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ
Effluent Pump A Fault dƵƌŶĨĨůƵĞŶƚWƵŵƉƚŽK&&
ĨĨůƵĞŶƚWƵŵƉ
ĂŶĚƐǁŝƚĐŚŽƉĞƌĂƚŝŽŶƚŽ
Alert: “ĨĨůƵĞŶƚPump B Fault”
/ŶĚŝĐĂƚĞƐŵĞĐŚĂŶŝĐĂůĨĂŝůƵƌĞŽĨ dƵƌŶĨĨůƵĞŶƚWƵŵƉƚŽK&&
Effluent Pump B Fault
ĨĨůƵĞŶƚWƵŵƉ ĂŶĚƐǁŝƚĐŚŽƉĞƌĂƚŝŽŶƚŽ
Alarm: “ĨĨůƵĞŶƚ&ůŽǁZĂƚĞ
KĐĐƵƌƐǁŚĞŶĨĨůƵĞŶƚWƵŵƉƐ
LoLo”
ĂƌĞKEĂŶĚ&/dͲϵϵϮϳϰƌĞĂĚƐůĞƐƐ
Effluent Flow Rate - LoLo ^dKWĨĨůƵĞŶƚWƵŵƉƐ–ƚŚŝƐ
ƚŚĂŶƚŚĞĨĨůƵĞŶƚ&ůŽǁZĂƚĞ
ŝŶĚŝĐĂƚĞƐĂƉŽƐƐŝďůĞďƌŽŬĞŶ
>Ž>Ž^ĞƚͲWŽŝŶƚ
ƉŝƉĞŽƌĐůŽŐŐĞĚƉŝƉĞͬƉƵŵƉ͘
KĐĐƵƌƐǁŚĞŶWĞƌŵĞĂƚĞdĂŶŬ Alert: “WĞƌŵĞĂƚĞdĂŶŬͲ>ĞǀĞů
Permeate Tank Level – LoLo ůĞǀĞůĚƌŽƉƐďĞůŽǁƚŚĞ>Ž>Ž LoLo”
>ĞǀĞů^ĞƚͲWŽŝŶƚ ^dKWĨĨůƵĞŶƚWƵŵƉƐ
Critical Alarm: “WĞƌŵĞĂƚĞ
KĐĐƵƌƐǁŚĞŶWĞƌŵĞĂƚĞdĂŶŬ
dĂŶŬ–Level HiHi” ZhEďŽƚŚ
Permeate Tank Level - HiHi ůĞǀĞůƌŝƐĞƐĂďŽǀĞ,ŝ,ŝ>ĞǀĞů^ĞƚͲ
ĨĨůƵĞŶƚWƵŵƉƐŝŶƚĂŶĚĞŵ
WŽŝŶƚ
ƵŶƚŝůdĂŶŬ>ĞǀĞůĚƌŽƉƐďĞůŽǁ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϰϭ

.
ƚŚĞ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ
ůĞƌƚ: “WĞƌŵĞĂƚĞdĂŶŬ–>ĞǀĞů
Sensor Fault”
Permeate Tank Level Sensor KĐĐƵƌƐŝĨƚŚĞƚƌĂŶƐŵŝƚƚĞƌ
ŽŶƚŝŶƵĞĨĨůƵĞŶƚWƵŵƉŝŶ
Fault ƌĞƚƵƌŶƐŶŽŶϰͲϮϬŵƐŝŐŶĂů
ZhEƵŶƚŝů>ĞǀĞů^ĞŶƐŽƌ&ĂƵůƚ
ĐůĞĂƌĞĚ
/ŶĚŝĐĂƚĞƐƉ,ŝƐďĞůŽǁƚŚĞƉ,>Ž
Effluent pH - Lo Alert: “ĨĨůƵĞŶƚpH Lo”
^ĞƚͲWŽŝŶƚ
/ŶĚŝĐĂƚĞƐƉ,ŝƐĂďŽǀĞƚŚĞƉ,,ŝ
Effluent pH - Hi Alert: “ĨĨůƵĞŶƚpH Hi”
^ĞƚͲWŽŝŶƚ
KĐĐƵƌƐǁŚĞŶƐĞŶƐŽƌƌĞƚƵƌŶƐ Alert: “ĨĨůƵĞŶƚƉ,^ĞŶƐŽƌ
Effluent pH Sensor Fault
ŶŽŶϰͲϮϬŵƐŝŐŶĂů Fault”
/ŶĚŝĐĂƚĞƐƚƵƌďŝĚŝƚǇŝƐĂďŽǀĞƚŚĞ
Effluent Turbidity – Hi Alert: “Effluent turbidity Hi”
dƵƌďŝĚŝƚǇ–,ŝ^ĞƚƉŽŝŶƚ
KĐĐƵƌƐǁŚĞŶƐĞŶƐŽƌƌĞƚƵƌŶƐ Alert: “ĨĨůƵĞŶƚƚƵƌďŝĚŝƚǇ
Effluent Turbidity Sensor Fault
ŶŽŶϰͲϮϬŵƐŝŐŶĂů Sensor Fault”
Alarm: “ĨĨůƵĞŶƚ&ůŽǁŵĞƚĞƌ
KĐĐƵƌƐŝĨƚŚĞĨůŽǁŵĞƚĞƌƌĞƚƵƌŶƐ Fault”
Effluent Flowmeter Fault
ŶŽŶϰͲϮϬŵƐŝŐŶĂů ŽŶƚŝŶƵĞĨĨůƵĞŶƚWƵŵƉŝŶ
ZhE

ϰϮ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

6/8'*(+$1'/,1*6<67(0
dŚĞĞǆĐĞƐƐƐůƵĚŐĞƚŚĂƚŝƐƉƌŽĚƵĐĞĚǁŝƚŚŝŶĂďŝŽƌĞĂĐƚŽƌŝƐŬŶŽǁŶĂƐtĂƐƚĞĐƚŝǀĂƚĞĚ^ůƵĚŐĞ;t^Ϳ͘ĂĐŚ
ZĞƚƵƌŶĐƚŝǀĂƚĞĚ^ůƵĚŐĞ;Z^ͿůŝŶĞŚĂƐĂƚĞĞĂĨƚĞƌƚŚĞZ^&ůŽǁDĞƚĞƌ;&/dͲϳϰϲϳϰͿǁŚĞƌĞƚŚĞZ^ĐĂŶďĞ
ƌĞĚŝƌĞĐƚĞĚ ƚŽ ƚŚĞ ^ůƵĚŐĞ ^ƚŽƌĂŐĞ dĂŶŬ ďǇ ŽƉĞŶŝŶŐ ƚŚĞ ^ůƵĚŐĞ tĂƐƚŝŶŐ sĂůǀĞ ;&sͲϵϲϬϬϭͿ͘ KŶĞ ^ůƵĚŐĞ
,ŽůĚŝŶŐ dĂŶŬ ŝƐ ŝŶƐƚĂůůĞĚ ĨŽƌ ďŽƚŚ ƚƌĂŝŶƐ͘ tĂƐƚŝŶŐ ŽĐĐƵƌƐ ŽŶĐĞ ƉĞƌ ĚĂǇ ďĂƐĞĚ ŽŶ ĂŶ ,D/ ŝŶƉƵƚ ĐĂůůĞĚ
“Daily Sludge Wasting Volume”. ƚŝŵĞƌ ŝƐ ŝŵƉůĞŵĞŶƚĞĚ ƚŚĂƚ ĂůůŽǁƐ ǁĂƐƚŝŶŐ ĂĨƚĞƌ Ϯϰ ŚŽƵƌƐ ŽĨ ƉůĂŶƚ
ŽƉĞƌĂƚŝŽŶĂƐŵĞĂƐƵƌĞĚďǇĨůŽǁĨƌŽŵ&/dͲϳϰϲϳϰ;ƚŽƚŚĞĞƌŽďŝĐdĂŶŬͿ͘dŚŝƐĞŶƐƵƌĞƐƚŚĂƚǁĂƐƚŝŶŐŽĐĐƵƌƐ
ŽŶůǇ ĚƵƌŝŶŐ WZKhd/KE͘ ^ŝŶĐĞ ƚŚĞƌĞ ĂƌĞ Ϯ DĞŵďƌĂŶĞ dƌĂŝŶƐ ƚŚĂƚ ďŽƚŚ ŚĂǀĞ ƚŚĞ ĂďŝůŝƚǇ ƚŽ ĐŽŶĚƵĐƚ
ƐůƵĚŐĞǁĂƐƚŝŶŐ͕ǁĂƐƚŝŶŐǁŝůůďĞĂůƚĞƌŶĂƚĞĚďĞƚǁĞĞŶƚŚĞƚǁŽƚƌĂŝŶƐĞǀĞƌǇŽƚŚĞƌĚĂǇ͘
KŶĐĞƚŚĞǀĂůǀĞŚĂƐďĞĞŶĂĐƚƵĂƚĞĚƚŽƌĞĚŝƌĞĐƚƚŚĞ^ůƵĚŐĞƚŽƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞ dĂŶŬ͕ƚŚĞW>ƵƐĞƐƚŚĞ
Z^&ůŽǁDĞƚĞƌƚŽƚŽƚĂůŝǌĞƚŚĞǀŽůƵŵĞŽĨƐůƵĚŐĞƚŚĂƚŝƐƐĞŶƚƚŽƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞdĂŶŬ͘KŶĐĞƚŚĞĂŝůǇ
^ůƵĚŐĞtĂƐƚŝŶŐsŽůƵŵĞŚĂƐďĞĞŶǁĂƐƚĞĚ͕ƚŚĞǀĂůǀĞĐůŽƐĞƐĂŶĚĨůŽǁŝƐĚŝƌĞĐƚĞĚďĂĐŬƚŽƚŚĞZ^ůŝŶĞ͘dŚĞ
ǀŽůƵŵĞŽĨƐůƵĚŐĞƚŚĂƚŶĞĞĚƐƚŽďĞǁĂƐƚĞĚŝƐĂĨƵŶĐƚŝŽŶŽĨƚŚĞD>^^ŵĞĂƐƵƌĞĚŝŶƚŚĞĞƌŽďŝĐdĂŶŬĂŶĚ
ƚŚĞKůŽĂĚŝŶŐƌĂƚĞŽĨƚŚĞƉůĂŶƚ͘dŚĞƐǇƐƚĞŵǁŝůůŽƉĞƌĂƚĞǁĞůůǁŝƚŚD>^^ǀĂůƵĞƐŝŶƚŚĞ ƌĂŶŐĞŽĨϳͲϭϮ
Őͬ>͕ĂŶĚƚŚŝƐǀĂůƵĞĐĂŶďĞĂĚũƵƐƚĞĚĨŽƌůŽǁĞƌŽƌŚŝŐŚĞƌKůŽĂĚŝŶŐƌĂƚĞƐ͘dŚĞĚĞƐŝŐŶD>^^ǀĂůƵĞŝƐϭϬ
g/L. The system will automatically waste the “Daily Sludge Wasting Volume” input into the HMI. dŚĞ
ƌĞƋƵŝƌĞĚĚĂŝůǇǁĂƐƚŝŶŐǀĂůƵĞĐĂŶďĞĞƐƚŝŵĂƚĞĚďĂƐĞĚŽŶƚŚĞĨŽůůŽǁŝŶŐĞƋƵĂƚŝŽŶ;ŶŽƚĞ͗ŶĞŐĂƚŝǀĞǀĂůƵĞƐ
ǁŝůůƌĞƐƵůƚŝŶǌĞƌŽƐůƵĚŐĞǁĂƐƚŝŶŐͿ͗
‫݊݋݅ݐܽݎݐ݊݁ܿ݊݋ܿܵܵܮܯ݊݅ܽݐ݊݅ܽ݉݋ݐ݁݉ݑ݈݋ݒ݃݊݅ݐݏܽݓ݀݁ݐ݈ܽݑ݈ܿܽܥ‬ሺ݉ଷ ሻ
ൌ ʹΨ‫ݕܽ݀ݎ݁ݐݏ݁ݕ݀݁ݐܽ݁ݎݐݎ݁ݐܽݓ݂݋݁݉ݑ݈݋ݒ݄݁ݐ݂݋‬
ͳͲ݃Ȁ‫ܮ‬
൬ͳ െ ൰ ൈ ͹͸݉ଷ ሺܶ‫݁݉ݑ݈݋ܸݏݏ݁ܿ݋ݎ݈ܲܽݐ݋‬ሻ
݃Ȁ‫ܮ‬
൅
͹݀ܽ‫ݏݕ‬
tŚĞƌĞ͕
MLSS g/LсƚŚĞŵĞĂƐƵƌĞĚD>^^ĐŽŶĐĞŶƚƌĂƚŝŽŶ;ďĂƐĞĚŽŶĂǁĞĞŬůǇƐĂŵƉůĞƚĂŬĞŶĨƌŽŵƚŚĞĞƌŽďŝĐƚĂŶŬ
ĂŶĚĂŶĂůǇǌĞĚĨŽƌD>^^ĂƚĂůĂďŽƌĂƚŽƌǇͿ͘
Recommendations:
i) It is recommended that after start-up NO WASTING is conducted for the first 2 weeks of
operation unless the MLSS is above 4 g/L.
ii) As of 2 weeks after biological seeding and steady process operation it is recommended to
waste at least 1% of the total daily flow each day to prevent accumulation of inert solids
as the bacteria concentration grows to the design values.
dŚĞ ^ůƵĚŐĞ ^ƚŽƌĂŐĞ dĂŶŬ ŚĂƐ Ă ǀŽůƵŵĞ ŽĨ ϭϵ ŵϯ ĂŶĚ ŝƐ ĚĞƐŝŐŶĞĚ ƚŽ ŚĂŶĚůĞ ƚŚĞ ĂŵŽƵŶƚ ŽĨ ƐůƵĚŐĞ
ƉƌŽĚƵĐĞĚ ŽǀĞƌ Ă ϱͲϳ ĚĂǇ ƉĞƌŝŽĚ Ăƚ ƚŚĞ ŵĂǆŝŵƵŵ ĚĞƐŝŐŶ ĨůŽǁ ƌĂƚĞ͘ dŚĞ ^ůƵĚŐĞ dĂŶŬ ŝƐ ĂĞƌĂƚĞĚ
ĐŽŶƚŝŶƵŽƵƐůǇďǇƚŚĞ ^ůƵĚŐĞ ůŽǁĞƌ;ͲϳϱϴϬϬͿƚŚĂƚ ĨĞĞĚƐĂŝƌƚŽĐŽĂƌƐĞ ďƵďďůĞĚŝĨĨƵƐĞƌƐ ;ͲϵϲϬϴϲͿƚŽ
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϰϯ

.
ŬĞĞƉƚŚĞƐůƵĚŐĞŝŶĂŶĂĞƌŽďŝĐƐƚĂƚĞĂŶĚĞŶĐŽƵƌĂŐĞĂĞƌŽďŝĐĚŝŐĞƐƚŝŽŶ͘dŚĞůĞǀĞůŽĨƐůƵĚŐĞŝŶƚŚĞ^ůƵĚŐĞ
^ƚŽƌĂŐĞdĂŶŬŝƐŵĞĂƐƵƌĞĚďǇƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞdĂŶŬ>ĞǀĞů^ĞŶƐŽƌ;>dͲϵϲϬϲϬͿ͘͘
/ŶŽƌĚĞƌƚŽŵŝŶŝŵŝǌĞƚŚĞt^ǀŽůƵŵĞ͕ĂĚĞĐĂŶƚͬŽǀĞƌĨůŽǁůŝŶĞŝƐŝŶƐƚĂůůĞĚŝŶĞĂĐŚƐůƵĚŐĞŚŽůĚŝŶŐƚĂŶŬƚŽ
ĂůůŽǁ ŝƚ ƚŽ ĂĐƚ ĂƐ Ă ƚŚŝĐŬĞŶĞƌ͘ dŚĞ t^ ĐĂŶ ďĞ ƚŚŝĐŬĞŶĞĚ ;ĐŽŶĐĞŶƚƌĂƚĞĚͿ ďǇ ƐƚŽƉƉŝŶŐ ĂĞƌĂƚŝŽŶ ĨŽƌ Ă
ƉĞƌŝŽĚ ŽĨ ƚŝŵĞ ;Εϭ ŚŽƵƌͿ ƚŽ ĂůůŽǁ ƚŚĞ ƐŽůŝĚƐ ƚŽ ƐĞƚƚůĞ͘ Ɛ ƚŚĞ ƐŽůŝĚƐ ƐĞƚƚůĞ ǁŝƚŚŝŶ ƚŚĞ ƐůƵĚŐĞ ƚĂŶŬ ĂŶ
ŝŶƚĞƌĨĂĐĞ ǁŝůů ĂƉƉĞĂƌ ďĞƚǁĞĞŶ ƚŚĞ ĐůĞĂƌ ůŝƋƵŝĚ ;ĐĂůůĞĚ ƐƵƉĞƌŶĂƚĂŶƚͿ ĂŶĚ ƚŚĞ ĐŽŶĐĞŶƚƌĂƚĞĚ ƐůƵĚŐĞ͘ dŚĞ
ĚĞĐĂŶƚ ůŝŶĞ ŝƐ ƚŚĞŶ ŽƉĞŶĞĚ ŵĂŶƵĂůůǇ ďǇ ƚŚĞ ŽƉĞƌĂƚŽƌ͕ ĂŶĚ ƚŚĞ ƐƵƉĞƌŶĂƚĂŶƚ ŝƐ ƐĞŶƚ ďĂĐŬ ƚŽ ƚŚĞ ^ƵŵƉ
dĂŶŬ͘dŚŝƐǁŝůůĂůůŽǁƚŚĞƐůƵĚŐĞĐŽŶĐĞŶƚƌĂƚŝŽŶƚŽďĞŝŶĐƌĞĂƐĞĚďǇϮͲϯƚŝŵĞƐƚŚĞD>^^ĐŽŶĐĞŶƚƌĂƚŝŽŶ͘dŚĞ
W>ǁŝůůŶŽƚŝĨǇƚŚĞŽƉĞƌĂƚŽƌǁŚĞŶƚŚĞ^ůƵĚŐĞdĂŶŬƌĞĂĐŚĞƐƚŚĞ,ŝůĞǀĞůĂŶĚŝŶĚŝĐĂƚĞƚŚĂƚĂĚĞĐĂŶƚƐŚŽƵůĚ
ďĞĐŽŶĚƵĐƚĞĚ͘
6/8'*(+$1'/,1*6<67 (0(48,30(17
(48,30(17 7$*6 &21),*85$7,21 'HVLJQ9DOXH 127(6
Sludge DŝŶŝŵƵŵ ϱ
dͲϵϲϬϬϬ ϭ ϭϵŵϯ
Storage Tank ĚĂǇĐĂƉĂĐŝƚǇ
Coarse
Bubble ͲϵϲϬϴϲ ϭ Eͬ
Diffusers
Sludge
ͲϳϱϴϬϬ ϭ ϱϬŵϯͬŚƌĂƚϯŵ,ϮK
Blower
Sludge
Storage Tank >dͲϵϲϬϲϬ ϭ Ϭ–Ϯ͘ϱŵ,ϮK
Level Sensor
Sludge
Wasting &sͲϵϲϬϬϭ ϭ Eͬ
Valve
ϰ͘ϳ͘ϭ͘ϭͲ^>h'>KtZ
dŚĞ^ůƵĚŐĞůŽǁĞƌŝƐƵƐĞĚƚŽƐƵƉƉůǇŽǆǇŐĞŶƚŽƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞdĂŶŬŝŶŽƌĚĞƌƚŽŵĂŝŶƚĂŝŶĂŶ
ĂĞƌŽďŝĐ ĞŶǀŝƌŽŶŵĞŶƚ ĂŶĚ ƉƌŽǀŝĚĞ ŵŝǆŝŶŐ͘ KŶĞ ďůŽǁĞƌ ŝƐ ƐƵƉƉůŝĞĚ ĨŽƌ ƚŚĞ ƚĂŶŬ͕ ĂŶĚ ƵŶĚĞƌ
ŶŽƌŵĂůĐŽŶĚŝƚŝŽŶƐ͕ƚŚĞďůŽǁĞƌǁŝůůĂůǁĂǇƐďĞŝŶZhE͘
6/8'*(+$1'/,1*6<67 (0+0,,13876
+0,,1387 ,1,7,$/9$/8(
Daily Sludge Wasting Volume ϰ͘ϯŵϯΎ
Sludge Storage Tank Level Hi Ϯ͘Ϭŵ
ϰϰ WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ

Sludge Storage Tank Level HiHi Ϯ͘Ϯŵ

“displayed based on
Suggested Wasting Volume
calculated value” mϯ
ΎŝƐĂďůĞĨŽƌƚŚĞĨŝƌƐƚϮǁĞĞŬƐŽĨŽƉĞƌĂƚŝŽŶ
6/8'*(+$1'/,1*6<67 (0$/$506
$/$5025$/(57 '(6&5,37,21 $&7,21
Alert: “Sludge Storage

/ŶĚŝĐĂƚĞƐƚŚĞůĞǀĞůŝŶ
dĂŶŬ>ĞǀĞů,ŝ͘ŽŶĚƵĐƚ
ƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞ
Sludge Storage Tank Level Hi ĞĐĂŶƚ͖ĐŚĞĐŬŶĞǁ
dĂŶŬŚĂƐƌĞĂĐŚĞĚƚŚĞ
ůĞǀĞůĂŶĚ^ĐŚĞĚƵůĞ
,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ
^ůƵĚŐĞdƌƵĐŬKƵƚ͘”
Alarm: “Sludge Storage
Tank Level HiHi.”
/ŶĚŝĐĂƚĞƐƚŚĞůĞǀĞůŝŶ ŝƐĂďůĞƐůƵĚŐĞǁĂƐƚŝŶŐ͘
ƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞ EŽƚĞƚŚĂƚĂŶ
Sludge Storage Tank Level HiHi
dĂŶŬŚĂƐƌĞĂĐŚĞĚƚŚĞ ĞŵĞƌŐĞŶĐǇŽǀĞƌĨůŽǁŝŶ
,ŝ,ŝ>ĞǀĞů^ĞƚͲWŽŝŶƚ ƚŚĞ^ůƵĚŐĞdĂŶŬǁŝůů
ĚŝƌĞĐƚĞǆĐĞƐƐǀŽůƵŵĞ
ƚŽƚŚĞ^ƵŵƉdĂŶŬ͘
/ŶĚŝĐĂƚĞƐƚŚĞůĞǀĞůŝŶ
Alert: “Sludge^ƚŽƌĂŐĞ
ƚŚĞ^ůƵĚŐĞ^ƚŽƌĂŐĞ
Tank Level LoLo” STOP
Sludge Storage Tank Level dĂŶŬŚĂƐƌĞĂĐŚĞĚƚŚĞ
^ůƵĚŐĞůŽǁĞƌƵŶƚŝůƚŚĞ
LoLo >Ž>Ž>ĞǀĞů^ĞƚͲWŽŝŶƚ
ůĞǀĞůŝŶĐƌĞĂƐĞƐĂďŽǀĞ
ĂŶĚŝƐĂƚƚŚĞŽĂƌƐĞ
ƚŚĞ>Ž>Ž>ĞǀĞů͘
ƵďďůĞŝĨĨƵƐĞƌƐ
Alarm: “^ůƵĚŐĞdĂŶŬ
KĐĐƵƌƐǁŚĞŶůĞǀĞů
Level Sensor Fault.”
Sludge Tank Level Sensor Fault ƐĞŶƐŽƌƌĞƚƵƌŶƐĂŶŽŶϰͲ
^dKW&sͲϵϲϬϬϭƵŶƚŝů
ϮϬŵƐŝŐŶĂů
ĨĂƵůƚĐůĞĂƌĞĚ͘
WƌŽĐĞƐƐŽŶƚƌŽůEĂƌƌĂƚŝǀĞ–DĞůŝĂĚŝŶĞ^dWͲ ϬϴͬϬϭͬϮϬϭϲ ϰϱ

$/$506/,67
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϬϰ

Alarm List
CUSTOMER: Meliadine Created by: Vincent Roberge Revision: 00

PROJECT NUMBER: U65875 Revised by:
DOCUMENT NUMBER: U65875-10 Date: 30-06-2016
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SPMC
Required
P&ID TAG PLC TAG TYPE DESCRIPTION (HMI MESSAGE) When Active Deadband SETPOINT UNITS DELAY (s) Severity ACTION Alarm P&ID # NOTES Rev
NA DIGITAL Main Control Panel Emercengy Stop - 4 Stop NA
NA DIGITAL Panel 120V Detect - 4 Stop NA
NA DIGITAL Remote IO Emercengy Stop - 4 Stop NA
NA DIGITAL RIO 120V Detect - 4 Stop NA
FT-19274 ANALOG Alm_Hi - FI-19274 Equalized Water From Equalization Tank Flow Indicating Transmitter High 9 m³/h 3 Notification U65875-C01-0110 0
FT-19274 ANALOG Alm_LoLo - FI-19274 Equalized Water From Equalization Tank Flow Indicating Transmitter Low Low 1 m³/h 4 Notification U65875-C01-0110 0
FT-12274 ANALOG Alm_Hi - FI-12274 Screened Water to Aerobic Tank Flow Indicating Transmitter High 9 m³/h 4 Notification U65875-C01-0110 0
FT-12274 ANALOG Alm_Lo - FI-12274 Screened Water to Aerobic Tank Flow Indicating Transmitter Low 1 m³/h 3 Notification U65875-C01-0110 0
LT-12060 ANALOG Alm_HiHi - LT-12060 Screened Water Tank T-12000 Level Transmitter High High 3,6 m 4 Stop EQ Pumps U65875-C01-0110 0
LT-12060 ANALOG Alm_LoLo - LT-12060 Screened Water Tank T-12000 Level Transmitter Low Low 0,3 m 4 Stop Sump Pumps, Notification U65875-C01-0110 0
LAL-12061 DIGITAL Alm_Lo - LAL-12061 Screened Water Tank T-12000 Low Level Switch - 3 Stop Sump Pumps U65875-C01-0110 0
LAH-12062 DIGITAL Alm_Hi - LAH-12062 Screened Water Tank T-12000 High Level Switch - 3 Start 2nd Pump, Stop EQ Pumps, Notification U65875-C01-0110 0
YA-11200A DIGITAL Alm_YA - SCR11200A Fine Screen SCR-11200A Fault Alarm - 3 Notification U65875-C01-0110 0
YA-11200B DIGITAL Alm_YA - SCR11200B Fine Screen SCR-11200B Fault Alarm - 3 Notification U65875-C01-0110 0
YI-11200A DIGITAL Alm_YI - SCR11200A Fail To Start Alarm - 3 Notification U65875-C01-0110 0
YI-11200A DIGITAL Alm_YI - SCR11200A Fail To Stop Alarm - 3 Notification U65875-C01-0110 0
YI-11200B DIGITAL Alm_YI - SCR11200B Fail To Start Alarm - 3 Notification U65875-C01-0110 0
YI-11200B DIGITAL Alm_YI - SCR11200B Fail To Stop Alarm - 3 Notification U65875-C01-0110 0
FIT-11274 ANALOG Alm_Hi - FIT-11274 Waste Water Flow Indicating Transmitter to Equalization Tanks High 106 m³/h 3 Notification U65875-C01-0190 0
FIT-11274 ANALOG Alm_Lo - FIT-11274 Waste Water Flow Indicating Transmitter to Equalization Tanks Low 1 m³/h 3 Notification U65875-C01-0190 0
LT-19060A ANALOG Alm_HiHi - LT-19060A Equalization Tank T-19000A Level Transmitter High High 6 m 4 Critical Alarm U65875-C01-0190 0
LT-19060A ANALOG Alm_Hi - LT-19060A Equalization Tank T-19000A Level Transmitter High 4 m 3 Notification; equalization tank level High U65875-C01-0190 0
LT-19060A ANALOG Alm_Lo - LT-19060A Equalization Tank T-19000A Level Transmitter Low 1 m 3 No Action U65875-C01-0190 0
LT-19060A ANALOG Alm_LoLo - LT-19060A Equalization Tank T-19000A Level Transmitter Low Low 0,8 m 4 Stop pump; train in standby U65875-C01-0190 0
LT-19060B ANALOG Alm_HiHi - LT-19060B Equalization Tank T-19000A Level Transmitter High High 6 m 4 Critical alarm U65875-C01-0190 0
LT-19060B ANALOG Alm_Hi - LT-19060B Equalization Tank T-19000A Level Transmitter High 4 m 3 Notification; equalization tank level high U65875-C01-0190 0
LT-19060B ANALOG Alm_Lo - LT-19060B Equalization Tank T-19000A Level Transmitter Low 1 m 3 No Action U65875-C01-0190 0
LT-19060B ANALOG Alm_LoLo - LT-19060B Equalization Tank T-19000A Level Transmitter Low Low 0,8 m 4 Stop pump; train in stanby U65875-C01-0190 0
YA-19200A DIGITAL Alm_YA - P19200A Equalization pump P-19200A Fault Alarm - 4 Stop pump; Use Standby Pump; Notification U65875-C01-0190 0
YA-19200B DIGITAL Alm_YA - P19200B Equalization pump P-19200B Fault Alarm - 4 Stop pump; Use Standby Pump; Notification U65875-C01-0190 0
YI-19200A DIGITAL Alm_YI - P19200A Fail To Start Alarm - 4 Stop pump; Use Standby Pump; Notification U65875-C01-0190 0
YI-19200A DIGITAL Alm_YI - P19200A Fail To Stop Alarm - 4 Stop pump; Use Standby Pump; Notification U65875-C01-0190 0
YI-19200B DIGITAL Alm_YI - P19200B Fail To Start Alarm - 4 Stop pump; Use Standby Pump; Notification U65875-C01-0190 0
YI-19200B DIGITAL Alm_YI - P19200B Fail To Stop Alarm - 4 Stop pump; Use Standby Pump; Notification U65875-C01-0190 0
LT-72060 ANALOG Alm_HiHi - LT-72060 Aerobic Tank T-73000 Level Transmitter High High 6,2 m 3 Stop EQ Pumps; Notification U65875-C01-0720 0
LT-72060 ANALOG Alm_Hi - LT-72060 Aerobic Tank T-73000 Level Transmitter High 6 m 3 Notification U65875-C01-0720 0
LT-72060 ANALOG Alm_Lo - LT-72060 Aerobic Tank T-73000 Level Transmitter Low 4 m 3 Notification U65875-C01-0720 0
LT-72060 ANALOG Alm_LoLo - LT-72060 Aerobic Tank T-73000 Level Transmitter Low Low 3 m 4 Stop EQ Pumps; Notification U65875-C01-0720 0
PT-79045-1 ANALOG Alm_HiHi - DP-79045-1 Pressure Transmitter Train 1 High High 40 kPa 4 Notification; Conduct CIP ASAP U65875-C01-0740 0
PT-79045-1 ANALOG Alm_Hi - DP-79045-1 Pressure Transmitter Train 1 High 30 kPa 3 Notification to Schedule CIP ASAP U65875-C01-0740 0
PT-79045-1 ANALOG Alm_Lo - DP-79045-1 Pressure Transmitter Train 1 Low 3 kPa 3 No Action U65875-C01-0740 0
PT-79045-1 ANALOG Alm_LoLo - DP-79045-1 Pressure Transmitter Train 1 Low Low 1 kPa 3 Notification U65875-C01-0740 0
PT-79045-2 ANALOG Alm_HiHi - DP-79045-2 Pressure Transmitter Train 2 High High 40 kPa 4 Notification; Conduct CIP ASAP U65875-C01-0740 0
PT-79045-2 ANALOG Alm_Hi - DP-79045-2 Pressure Transmitter Train 2 High 30 kPa 3 Notification to Schedule CIP ASAP U65875-C01-0740 0
PT-79045-2 ANALOG Alm_Lo - DP-79045-2 Pressure Transmitter Train 2 Low 3 kPa 3 No Action U65875-C01-0740 0
PT-79045-2 ANALOG Alm_LoLo - DP-79045-2 Pressure Transmitter Train 2 Low Low 1 kPa 4 Notification U65875-C01-0740 0
LT-74060-1 ANALOG Alm_HiHi - LT-74060-1 Membrane Tank T-74000-1 Level Transmitter Train 1 High High 2,2 m 4 Feed to Train (Close FV-74050-1) until Tank level reaches "Lo" Set-Point U65875-C01-0740 0
LT-74060-1 ANALOG Alm_Hi - LT-74060-1 Membrane Tank T-74000-1 Level Transmitter Train 1 High 2 m 3 Notification U65875-C01-0740 0
LT-74060-1 ANALOG Alm_Lo - LT-74060-1 Membrane Tank T-74000-1 Level Transmitter Train 1 Low 1,8 m 3 System goes into STANDBY U65875-C01-0740 0
LT-74060-1 ANALOG Alm_LoLo - LT-74060-1 Membrane Tank T-74000-1 Level Transmitter Train 1 Low Low 1,7 m 4 Train in STANDBY until Membrane Tank 1 Level reaches Set-Point. STOP RAS Pump U65875-C01-0740 0
LT-74060-2 ANALOG Alm_HiHi - LT-74060-2 Membrane Tank T-74000-2 Level Transmitter Train 2 High High 2,2 m 4 Feed to Train (Close FV-74050-2) until Tank level reaches "Lo" Set-Point U65875-C01-0740 0
LT-74060-2 ANALOG Alm_Hi - LT-74060-2 Membrane Tank T-74000-2 Level Transmitter Train 2 High 2 m 3 Notification U65875-C01-0740 0
LT-74060-2 ANALOG Alm_Lo - LT-74060-2 Membrane Tank T-74000-2 Level Transmitter Train 2 Low 1,8 m 3 System goes into STANDBY U65875-C01-0740 0
LT-74060-2 ANALOG Alm_LoLo - LT-74060-2 Membrane Tank T-74000-2 Level Transmitter Train 2 Low Low 1,7 m 4 Train in STANDBY until Membrane Tank 1 Level reaches Set-Point. STOP RAS Pump U65875-C01-0740 0
FT-79074-1 ANALOG Alm_Lo - FT-79074-1 Permeate Flow Indicating Transmitter Train 1 Low 1 m³/h 3 Notification U65875-C01-0740 0
FT-79074-2 ANALOG Alm_Lo - FT-79074-2 Permeate Flow Indicating Transmitter Train 2 Low 1 m³/h 3 Notification U65875-C01-0740 0
FT-74674-1 ANALOG Alm_Lo - FT-74674-1 RAS/WAS Flow Indicating Transmitter Train 1 Low 9 m³/h 3 Notification U65875-C01-0740 0
FT-74674-2 ANALOG Alm_Lo - FT-74674-2 RAS/WAS Flow Indicating Transmitter Train 2 Low 9 m³/h 3 Notification U65875-C01-0740 0
YA-79000-1 DIGITAL Alm_YA - P79000A Permeate Pump P-79000-1 Fault Feedback Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YA-79000-2 DIGITAL Alm_YA - P79000B Permeate Pump P-79000-2 Fault Feedback Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YI-79000-1 DIGITAL Alm_YI - P79000A Fail To Start Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YI-79000-1 DIGITAL Alm_YI - P79000A Fail To Stop Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YI-79000-2 DIGITAL Alm_YI - P79000B Fail To Start Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YI-79000-2 DIGITAL Alm_YI - P79000B Fail To Stop Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YA-79000-1 DIGITAL Alm_YA - P79000-1 RAS/WAS Pump P-74600-1 Fault Feedback Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YA-79000-2 DIGITAL Alm_YA - P79000-2 RAS/WAS Pump P-74600-2 Fault Feedback Alarm - 4 Stop permeation; show an Alarm U65875-C01-0740 0
YI-74600-1 DIGITAL Alm_YI - P74600A Fail To Start Alarm - 4 Train in stanby U65875-C01-0740 0
YI-74600-1 DIGITAL Alm_YI - P74600A Fail To Stop Alarm - 4 Train in stanby U65875-C01-0740 0
YI-74600-2 DIGITAL Alm_YI - P74600B Fail To Start Alarm - 4 Train in stanby U65875-C01-0740 0
YI-74600-2 DIGITAL Alm_YI - P74600B Fail To Stop Alarm - 4 Train in stanby U65875-C01-0740 0
FT-75074 ANALOG Alm_LoLo - FT-75074 Air to Equalization Tank Flow Indicator Transmitter Low Low 120 m³/h 3 Notification U65875-C01-0750(1/2) 0
FT-77274 ANALOG Alm_LoLo - FT-75274 Air to Aerobic Tank Flow Indicating Transmitter Low Low 50 m³/h 4 Notification U65875-C01-0750(1/2) 0
YA-75000 DIGITAL Alm_YA - B75000 Equalization Blower B-75000 Fault Feedback Alarm - 4 Notification U65875-C01-0750(1/2) 0
YI-75000 DIGITAL Alm_YI - B75000 Fail To Start Alarm - 4 Notification U65875-C01-0750(1/2) 0
YI-75000 DIGITAL Alm_YI - B75000 Fail To Stop Alarm - 4 Notification U65875-C01-0750(1/2) 0
YA-75240A DIGITAL Alm_YA- B75240A Process Blower B-75240A Fault Feedback Alarm - 4 Turn blower Off; Turn Standby Blower ON U65875-C01-0750(1/2) 0
YI-75240A DIGITAL Alm_YI - B75240A Fail To Start Alarm - 4 Turn blower Off; Turn Standby Blower ON U65875-C01-0750(1/2) 0
YI-75240A DIGITAL Alm_YI - B75240A Fail To Stop Alarm - 4 Turn blower Off; Turn Standby Blower ON U65875-C01-0750(1/2) 0
YA-75240B DIGITAL Alm_YA- B75240B Process Blower B-75240B Fault Feedback Alarm - 4 Turn blower Off; Turn Standby Blower ON U65875-C01-0750(1/2) 0
YI-75240B DIGITAL Alm_YI - B75240B Fail To Start Alarm - 4 Turn blower Off; Turn Standby Blower ON U65875-C01-0750(1/2) 0
YI-75240B DIGITAL Alm_YI - B75240B Fail To Stop Alarm - 4 Turn blower Off; Turn Standby Blower ON U65875-C01-0750(1/2) 0
FT-75474A ANALOG Alm_LoLo - FT-75474A Air to Membrane Train 1 Flow Indicating Transmitter Low Low 150 m³/h 4 Train 1 in Standby; Notification U65875-C01-0750(2/2) 0
FT-75474B ANALOG Alm_LoLo - FT-75474B Air to Membrane Train 2 Flow Indicating Transmitter Low Low 150 m³/h 4 Train 2 in Standby; Notification U65875-C01-0750(2/2) 0
1 of 2 U65875-I10-0001 (1).xlsx 2016-09-06

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SPMC
Required
P&ID TAG PLC TAG TYPE DESCRIPTION (HMI MESSAGE) When Active Deadband SETPOINT UNITS DELAY (s) Severity ACTION Alarm P&ID # NOTES Rev
FT-75874 ANALOG Alm_LoLo - FT-75874 Sludge Aeration Air Flow Indicating Transmitter Low Low 25 m³/h 4 Notification U65875-C01-0750(2/2) 0
YA-75400A DIGITAL Alm_YA - B75400A Membrane Blower B-75400A Fault Feedback Alarm - 4 Train in stanby turn blower Off U65875-C01-0750(2/2) 0
YI-75400A DIGITAL Alm_YI - B75400A Fail To Start Alarm - 4 Train in stanby turn blower Off U65875-C01-0750(2/2) 0
YI-75400A DIGITAL Alm_YI - B75400A Fail To Stop Alarm - 4 Train in stanby turn blower Off U65875-C01-0750(2/2) 0
YA-75400B DIGITAL Alm_YA - B75400B Membrane Blower B-75400B Fault Feedback Alarm - 4 Train in stanby turn blower Off U65875-C01-0750(2/2) 0
YI-75400B DIGITAL Alm_YI - B75400B Fail To Start Alarm - 4 Train in stanby turn blower Off U65875-C01-0750(2/2) 0
YI-75400B DIGITAL Alm_YI - B75400B Fail To Stop Alarm - 4 Train in stanby turn blower Off U65875-C01-0750(2/2) 0
YA-75800 DIGITAL Alm_YA - B75800 Sludge Blower B-75800 Fault Feedback Alarm - 4 Notification U65875-C01-0750(2/2) 0
YI-75800 DIGITAL Alm_YI - B75800 Fail To Start Alarm - 4 Notification; Turn Blower Off U65875-C01-0750(2/2) 0
YI-75800 DIGITAL Alm_YI - B75800 Fail To Stop Alarm - 4 Notification; Turn Blower Off U65875-C01-0750(2/2) 0
LT-79060 ANALOG Alm_HiHi - LT79060 Permeate Tank Level Transmitter High High 1,5 m 4 Critical Alarm; Both Trains in Standby U65875-C01-0790 0
LT-79060 ANALOG Alm_Hi - LT79060 Permeate Tank Level Transmitter High 1,2 m 3 Notification U65875-C01-0790 0
LT-79060 ANALOG Alm_Lo - LT79060 Permeate Tank Level Transmitter Low m 3 Notification U65875-C01-0790 0
LT-79060 ANALOG Alm_LoLo - LT79060 Permeate Tank Level Transmitter Low Low 0,8 m 4 Notification; Disable CEB until Level reaches Low Level U65875-C01-0790 0
YA-79600A DIGITAL Alm_YA - P79600A Effluent Pump P-79600A Fault Feedback Alarm - 4 Use Standby Pump U65875-C01-0790 0
YI-79600A DIGITAL Alm_YI - P79600A Fail To Start Alarm - 4 Use Standby Pump U65875-C01-0790 0
YI-79600A DIGITAL Alm_YI - P79600A Fail To Stop Alarm - 4 Use Standby Pump U65875-C01-0790 0
YA-79600B DIGITAL Alm_YA - P79600B Effluent Pump P-79600B Fault Feedback Alarm - 4 Use Standby Pump U65875-C01-0790 0
YI-79600B DIGITAL Alm_YI - P79600B Fail To Start Alarm - 4 Use Standby Pump U65875-C01-0790 0
YI-79600B DIGITAL Alm_YI - P79600B Fail To Stop Alarm - 4 Use Standby Pump U65875-C01-0790 0
YA-83700 DIGITAL Alm_YA - P83700 Citric Acid Pump P-83700 Fault Feedback Alarm - 4 Notification U65875-C01-0800(1/2) 0
YA-83500 DIGITAL Alm_YA - P83500 Sodium Hypochlorite P-83500 Fault Feedback Alarm - 4 Notification U65875-C01-0800(1/2) 0
YA-80500A DIGITAL Alm_YA - P80500A Alkalinity Pump P-80500A Fault Feedback Alarm - 4 Notification; Use Standby Pump U65875-C01-0800(2/2) 0
YA-80500B DIGITAL Alm_YA - P80500B Alkalinity Pump P-80500B Fault Feedback Alarm - 4 Notification; Use Standby Pump U65875-C01-0800(2/2) 0
LT-96060 ANALOG Alm_HiHi - LT-96060 Sludge Holding Tank T-96000 Level Transmitter High High 2,2 m 4 Notification; stop sludge wasting U65875-C01-0960 0
LT-96060 ANALOG Alm_Hi - LT-96060 Sludge Holding Tank T-96000 Level Transmitter High 2 m 3 Notification to schedule sludge truck out U65875-C01-0960 0
2 of 2 U65875-I10-0001 (1).xlsx 2016-09-06

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CUSTOMER: Meliadine STP Created by: Philippe Leroux Revision: 3
PROJECT NUMBER: U65875 Revised by: Etienne Roy
DOCUMENT NUMBER: U65875-I11-0001 Date: 2016-08-10
NAME INSTRUMENT / DESCRIPTION I/O ADDRESS SIGNAL PANNEL / JB LOCATION MODULE P&ID # Rev
MAIN CONTROL PANEL (RACK 0)
IX MCP AU Main Control Panel Emergency Stop 24 VDC MCP-102 2 BMXDDI3202K NA 1
IX MCP RESET Alarm Reset 24 VDC MCP-102 2 BMXDDI3202K NA 1
IX_MCP_120V Panel 120V Detect 24 VDC MCP-102 2 BMXDDI3202K NA 1
Spare 24 VDC MCP-102 2 BMXDDI3202K NA 1
IX_LE_74068 Container Leak Detector 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YA_83500 Sodium Hypochlorite Pump P-83500 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-800 (1/2) 1
IX_YA_75000 Equalization Blower B-75000 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0750 (1/2) 1
IX_YI_75000 Equalization Blower B-75000 Running Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0750 (1/2) 1
IX_YA_75800 Sludge Blower B-75800 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0750 (2/2) 1
IX_YI_75800 Sludge Blower B-75800 Running Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0750 (2/2) 1
IX YA 74600 1 RAS/WAS Pump P-74600-1 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX YI 74600 1 RAS/WAS Pump P-74600-1 Running Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX YA 79000 1 Permeate Pump P-79000-1 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX YI 79000 1 Permeate Pump P-79000-1 Running Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX YA 91000 1 UV-91000-1 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YA_74600_2 RAS/WAS Pump P-74600-2 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YI_74600_2 RAS/WAS Pump P-74600-2 Running Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YA_79000_2 Permeate Pump P-79000-2 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YI_79000_2 Permeate Pump P-79000-2 Running Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YA_91000_2 UV-91000-2 Fault Feedback 24 VDC MCP-102 2 BMXDDI3202K U65875-C01-0740 1
IX_YA_75240A Process Blower B-75240A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (1/2) 1
IX_YI_75240A Process Blower B-75240A Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (1/2) 1
IX_YA_75400A Membrane Blower B-75400A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (2/2) 1
IX_YI_75400A Membrane Blower B-75400A Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (2/2) 1
IX_YA_79600A Effluent Pump P-79600A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0790 1
IX_YI_79600A Effluent Pump P-79600A Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0790 1
IX_YA_11200A Fine Screen SCR-11200A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YI_11200A Fine Screen SCR-11200A Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YA_12200A Sump Pump P-12200A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YI_12200A Sump Pump P-12200A Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YA_19200A Equalization pump P-19200A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0190 1
IX_YI_19200A Equalization pump P-19200A Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0190 1
IX_YA_80500A Alkalinity Pump P-80500A Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-800 (2/2) 1
IX_YA_75240B Process Blower B-75240B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (1/2) 1
IX_YI_75240B Process Blower B-75240B Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (1/2) 1
IX_YA_75400B Membrane Blower B-75400B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (2/2) 1
IX_YI_75400B Membrane Blower B-75400B Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0750 (2/2) 1
IX_YA_79600B Effluent Pump P-79600B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0790 1
IX_YI_79600B Effluent Pump P-79600B Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0790 1
IX_YA_11200B Fine Screen SCR-11200B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YI_11200B Fine Screen SCR-11200B Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YA_12200B Sump Pump P-12200B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX_YI_12200B Sump Pump P-12200B Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0110 2
IX YA 19200B Equalization pump P-19200B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0190 1
IX YI 19200B Equalization pump P-19200B Running Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-0190 1
IX YA 80500B Alkalinity Pump P-80500B Fault Feedback 24 VDC MCP-102 3 BMXDDI3202K U65875-C01-800 (2/2) 1
OX YC 74600 1 RAS/WAS Pump P-74600-1 Start Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX YC 91000 1 UV-91000-1 Start Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX YC 79000 1 Permeate Pump P-79000-1 Start Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX FYO 79001 1 Valve FV-79001-1 Open Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX FYC 79001 1 Valve FV-79001-1 Close Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX FY 83598 1 Citric Acid Dosing Pump Valve FV-83598-1 Open Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX FY 83798 1 Hypochlorite Dosing Pump Valve FV-83798-1 Open Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
Spare 24 VDC MCP-102 4 BMXDDO3202K NA 1
OX YC 74600 2 RAS/WAS Pump P-74600-2 Start Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX YC 91000 2 UV-91000-2 Start Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX YC 79000 2 Permeate Pump P-79000-2 Start Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX_FYO_96001_2 Valve FV-96001-2 Open Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX_FYC_96001_2 Valve FV-96001-2 Close Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX_FY_83598_2 Citric Acid Pump Valve FV-83598-2 Open Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX_FY_83798_2 Hypochlorite Dosing Pump Valve FV-83798-2 Open Command 24 VDC MCP-102 4 BMXDDO3202K U65875-C01-0740 1
OX_YC_75240A Process Blower B-75240A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0750 (1/2) 1
OX_YC_75400A Membrane Blower B-75400A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0750 (2/2) 1
OX_YC_79600A Effluent Pump P-79600A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0790 1
OX_YC_19200A Equalization Pump P-19200A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0190 1
OX_YC_75240B Process Blower B-75240B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0750 (1/2) 1
OX_YC_75400B Membrane Blower B-75400B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0750 (2/2) 1
OX_YC_79600B Effluent Pump P-79600B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0790 1
OX_YC_19200B Equalization Pump P-19200B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0190 1
OX_YC_75000 Equalization Blower B-75000 Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0750 (1/2) 1
OX_YC_75800 Sludge Blower B-75800 Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0750 (2/2) 1
OX_YC_11200A Fine Screen SCR-11200A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0110 2
OX_YC_12200A Sump Pump P-12200A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0110 2
OX_YC_11200B Fine Screen SCR-11200B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0110 2
OX_YC_12200B Sump Pump P-12200B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-0110 2
OX_YC_80500A Alkalinity Pump P-80500A Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-800 (2/2) 1
OX_YC_80500B Alkalinity Pump P-80500B Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-800 (2/2) 1
OX_YC_83500 Sodium Hypochlorite Pump P-83500 Start Command 24 VDC MCP-102 5 BMXDDO3202K U65875-C01-800 (1/2) 1
1 of 4 U65875 -I11-0001.xlsx 2016-09-06

2 of 4 U65875 -I11-0001.xlsx 2016-09-06

IX FIT 11274 Waste Water Flow Indicating Transmitter to Equalization Tanks 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0190 1
IX FIT 79074 1 Permeate Flow Indicating Transmitter Train 1 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0740 1
IX FIT 74674 1 RAS/WAS Flow Indicating Transmitter Train 1 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0740 1
IX FIT 79074 2 Permeate Flow Indicating Transmitter Train 2 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0740 1
IX FIT 74674 2 RAS/WAS Flow Indicating Transmitter Train 2 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0740 1
IX FIT 75474A Air to Membrane Train 1 Flow Indicating Transmitter 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0750 (2/2) 1
IX FIT 75474B Air to Membrane Train 2 Flow Indicating Transmitter 4-20 ma MCP-102 6 BMXAMI0810 U65875-C01-0750 (2/2) 1
Spare 4-20 ma MCP-102 6 BMXAMI0810 NA 3
IX FIT 79274 Effluent Discharge Flow Indicating Transmitter 4-20 ma MCP-102 7 BMXAMI0810 U65875-C01-0790 1
MAIN CONTROL PANEL (RACK 1)
IX AIT 79089 Effluent Discharge Turbidity Indicating Transmitter 4-20 ma MCP-102 0 BMXAMI0810 U65875-C01-0790 1
IX_AIT_79093 Effluent Discharge pH Indicating Transmitter 4-20 ma MCP-102 0 BMXAMI0810 U65875-C01-0790 1
IX_AIT_91000_1 UV lamp UV-91000-1 intensity 4-20 ma MCP-102 0 BMXAMI0810 U65875-C01-0740 1
IX_AIT_91000_2 UV lamp UV-91000-2 intensity 4-20 ma MCP-102 0 BMXAMI0810 U65875-C01-0740 1
IX_SI_19200A Equalization Pump P-19200A Speed Feedback 4-20 ma MCP-102 0 BMXAMI0810 U65875-C01-0190 1
IX_SI_19200B Equalization Pump P-19200B Speed Feedback 4-20 ma MCP-102 1 BMXAMI0810 U65875-C01-0190 1
IX_SI_79000_1 Permeate Pump P-79000-1 Speed Feedback 4-20 ma MCP-102 1 BMXAMI0810 U65875-C01-0740 1
IX_SI_79000_2 Permeate Pump P-79000-2 Speed Feedback 4-20 ma MCP-102 1 BMXAMI0810 U65875-C01-0740 1
IX_LT_19060A Equalization Tank T-19000A Level Transmitter 4-20 ma MCP-102 2 BMXAMI0810 U65875-C01-0190 1
IX_LT_19060B Equalization Tank T-19000B Level Transmitter 4-20 ma MCP-102 2 BMXAMI0810 U65875-C01-0190 1
IX_LT_72060 Aerobic Tank T-73000 Level Transmitter 4-20 ma MCP-102 2 BMXAMI0810 U65875-C01-0720 1
IX_LT_74060_1 Membrane Tank T-74000-1 Level Transmitter 4-20 ma MCP-102 2 BMXAMI0810 U65875-C01-0740 1
IX_LT_74060_2 Membrane Tank T-74000-2 Level Transmitter 4-20 ma MCP-102 2 BMXAMI0810 U65875-C01-0740 1
IX_LT_79060 Permeate Tank T-79200 Level Transmitter 4-20 ma MCP-102 2 BMXAMI0810 U65875-C01-0790 1
IX_PT_79045_1 Pressure Transmitter Train 1 4-20 ma MCP-102 3 BMXAMI0810 U65875-C01-0740 1
IX_PT_79045_2 Pressure Transmitter Train 2 4-20 ma MCP-102 3 BMXAMI0810 U65875-C01-0740 1
OX_SC_80500A Alkalinity Pump P-80500A Speed Command 4-20 ma MCP-102 4 BMXAMO0410 U65875-C01-800 (2/2) 1
OX_SC_80500B Alkalinity Pump P-80500B Speed Command 4-20 ma MCP-102 4 BMXAMO0410 U65875-C01-800 (2/2) 1
OX_SC_83500 Sodium Hypochlorite Pump P-83500 Speed Command 4-20 ma MCP-102 4 BMXAMO0410 U65875-C01-800 (1/2) 1
Spare 4-20 ma MCP-102 4 BMXAMO0410 NA 1
OX_SC_19200A Equalization Pump P-19200A Speed Command 4-20 ma MCP-102 5 BMXAMO0410 U65875-C01-0190 1
OX SC 19200B Equalization Pump P-19200B Speed Command 4-20 ma MCP-102 5 BMXAMO0410 U65875-C01-0190 1
OX SC 79000 1 Permeate Pump P-79000-1 Speed Command 4-20 ma MCP-102 6 BMXAMO0410 U65875-C01-0740 1
OX SC 79000 2 Permeate Pump P-79000-2 Speed Command 4-20 ma MCP-102 6 BMXAMO0410 U65875-C01-0740 1
REMOTE IO PANEL
Spare 24 VDC RIO-101 1 BMXDDI3202K NA 1
IX RIO 120V Panel 120V Detect 24 VDC RIO-101 1 BMXDDI3202K NA 1
IX LE 11068 Container Leak Detector 24 VDC RIO-101 1 BMXDDI3202K U65875-C01-0110 1
IX LSL 12061 Screened Water Tank T-12000 Low Level Switch 24 VDC RIO-101 1 BMXDDI3202K U65875-C01-0110 1
IX LSH 12062 Screened Water Tank T-12000 High Level Switch 24 VDC RIO-101 1 BMXDDI3202K U65875-C01-0110 1
IX YA 83700 Citric Acid Pump P-83700 Fault Feedback 24 VDC RIO-101 1 BMXDDI3202K U65875-C01-800 (1/2) 1
3 of 4 U65875 -I11-0001.xlsx 2016-09-06

OX FY 11221A Fine Screens A Inlet Control Valve FV-11221A Open Command 24 VDC RIO-101 2 BMXDDO3202K U65875-C01-0110 1
OX FY 11221B Fine Screens A Inlet Control Valve FV-11221B Open Command 24 VDC RIO-101 2 BMXDDO3202K U65875-C01-0110 1
OX FY 11221C Fine Screens B Inlet Control Valve FV-11221C Open Command 24 VDC RIO-101 2 BMXDDO3202K U65875-C01-0110 1
OX FY 11221D Fine Screens B Inlet Control Valve FV-11221D Open Command 24 VDC RIO-101 2 BMXDDO3202K U65875-C01-0110 1
Spare 24 VDC RIO-101 2 BMXDDO3202K NA 1
OX YC 83700 Citric Acid Pump P-83700 Start Command 24 VDC RIO-101 2 BMXDDO3202K U65875-C01-800 (1/2) 1
IX_FIT_19274 Equalized Water From Equalization Tank Flow Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0110 1
IX_FIT_12274 Screened Water to Aerobic Tank Flow Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0110 1
IX_FIT_75074 Air to Equalization Tank Flow Indicator Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0750 (1/2) 3
IX_FIT_75274 Air to Aerobic Tank Flow Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0750 (1/2) 3
IX_AIT_11094 Screened Water to Aerobic Tank pH Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0110 1
IX_AIT_72092 Water to Membrane Tank Temperature Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0720 2
IX_AIT_72093 Water to Membrane Tank pH Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0720 2
IX_AIT_72094 Water to Membrane Tank Dissolved Oxygen Indicating Transmitter 4-20 ma RIO-101 3 BMXAMI0810 U65875-C01-0720 2
IX_LT_12060 Screened Water Tank T-12000 Level Transmitter 4-20 ma RIO-101 4 BMXAMI0810 U65875-C01-0110 1
IX_LT_96060 Sludge Holding Tank T-96000 Level Transmitter 4-20 ma RIO-101 4 BMXAMI0810 U65875-C01-0960 1
IX_FIT_75874 Sludge Aeration Air Flow Indicating Transmitter (2-WIRE) 4-20 ma RIO-101 4 BMXAMI0810 U65875-C01-0750 (2/2) 2
Spare 4-20 ma RIO-101 4 BMXAMI0810 NA 1
OX_SC_83700 Citric Acid Pump P-83700 Speed Command 4-20 ma RIO-101 5 BMXAMO0410 U65875-C01-800 (1/2) 1
Spare 4-20 ma RIO-101 5 BMXAMO0410 U65875-C01-800 (2/2) 1
4 of 4 U65875 -I11-0001.xlsx 2016-09-06

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4 3 2 1
VALVE SYMBOLS FLOWMETER SYMBOLS PIPING ABBREVIATIONS MISCELLANEOUS EQUIPMENT SYMBOLS FLOW INSTRUMENTS ANALYTICAL INSTRUMENTS
N.OPEN N.CLOSED CLOSE AAH ANALYTICAL ALARM HIGH
INTEGRAL REMOTE 316 SS 316 STAINLESS STEEL FAH FLOW ALARM HIGH AAL ANALYTICAL ALARM LOW
BALL COUPLED TC
304 SS 304 STAINLESS STEEL IMMERSED HEATER FAL FLOW ALARM LOW AE ANALYTICAL ELEMENT
FIT nnnnn
FT 316L SS LOW CARBON 316 STAINLESS STEEL FCV FLOW CONTROL VALVE AI ANALYTICAL INDICATOR
V-BALL nnnnn MAGNETIC CARTRIDGE FILTER
nnnnn 304L SS LOW CARBON 304 STAINLESS STEEL FE FLOW ELEMENT AIC ANAL INDICATING CONTROLLER
CPVC CHLORINATED POLYVINYL CHLORIDE HOUSING TC
BUTTERFLY M M IN-LINE HEATER FI FLOW INDICATOR AIT ANAL INDICATING TRANSMITTER
CS CARBON STEEL nnnnn ASH ANALYTICAL SWITCH HIGH
FIC FLOW INDICATING CONTROLLER
DI DUCTILE IRON ASL ANALYTICAL SWITCH LOW
DIAPHRAGM FIT FIT FLOW INDICATING TRANSMITTER
FT HDPE HIGH-DENSITY POLYETHYLENE AT ANALYTICAL TRANSMITTER
D nnnnn PADDLE PE POLYETHYLENE FR FLOW RECORDING D
nnnnn AX ELEMENT CONTROLLED BY ANALYTICAL
GATE PVC POLYVINYL CHLORIDE LIT FSH FLOW SWITCH HIGH AY ANALYTICAL SIGNAL CONVERT, I/P, OR SOL
RLCS RUBBER LINED CARBON STEEL nnnnn ULTRASONIC LEVEL FSL FLOW SWITCH LOW
GLOBE SCH. SCHEDULE AUTOMATIC STRAINER TRANSMITTER
MISCELLANEOUS INSTRUMENTS
FV FLOW CONTROL OR ON/OFF VALVE
FIT FIT SDR STANDARD DIMENSION RATIO HS HAND SWITCH
FT FQ FLOW TOTALIZER
NEEDLE nnnnn nnnnn VORTEX CML CEMENT MORTAR LINED HI HAND SWITCH POSITION INDICATOR
nnnnn FX ELEMENT CONTROLLED BY FLOW
II CURRENT INDICATOR
PLUG FY FLOW SIGNAL CONVERT, I/P, OR SOLN
SILENCER LIT QQI TOTALIZER INDICATOR
FLOAT-STYLE LEVEL PRESSURE INSTRUMENTS
LINE SYMBOLOGY nnnnn TRANSMITTER SC SPEED CONTROLLER
SAMPLE/DRAIN FT FT PAH PRESSURE ALARM HIGH
MAIN PROCESS LINE M SI SPEED INDICATOR
nnnnn nnnnn PAL PRESSURE ALARM LOW
CHECK SECONDARY PROCESS LINE YA MOTOR ALARM
DP/ORIFICE PC PRESSURE CONTROLLER
MIXER YC MOTOR CONTROL
BACKFLOW PREVENTER PROCESS LINE, BY OTHERS PCV SELF REG PRESS CONTROL VALVE
CHEMICAL CONTAINMENT YI MOTOR ON/OFF INDICATOR
COMM LINK (EX. PLC TO HMI) ST-nnnnn PDH DIFFERENTIAL PRESSURE HIGH
ZIC SWITCH CLOSE INDICATOR
3-WAY, 4-WAY FI PDI DIFFERENTIAL PRESSURE INDICATOR
FT ● COMM LINK (EX. PLC TO DCS) ZIO SWITCH OPEN INDICATOR
nnnnn STATIC MIXER PDIT DIFF PRESS INDICATING TRANSMITTER
nnnnn THERMAL ROTAMETER ELECTRIC WIRING ZSC POSITION SWITCH CLOSED
CALIBRATION PDSH DIFFERENTIAL PRESS SWITCH HIGH
ZSO POSITION SWITCH OPEN
|
PRESSURE REGULATING
| PNEUMATIC LINE RESIN TRAP COLUMN PG PRESSURE GAUGE
ZT POSITION TRANSMITTER
PI PRESSURE INDICATOR
LINE JUMPER M MOTOR ZI POSITION INDICATOR
INSTRUMENTATION SYMBOLS PIC PRESSURE INDICATING CONTROLLER
C BACK PRESSURE
VALVES & EQUIPMENT C
PIPE DISCONTINUATION MEMBRANE PIT PRESSURE INDICATING TRANSMITTER
REGULATING AC AIR COMPRESSOR
EDUCTOR OR VENTURI PSH PRESSURE SWITCH HIGH
LOCALLY IN CONTROL DESCRIPTION FLOW DIRECTION ARROWS ARV AIR RELEASE VALVE
MOUNTED PANEL PSL PRESSURE SWITCH LOW
4" 316 SS SCH.10 LINES SIZE/ AS AIR SUPPLY
FLOW CONTROL PSV SELF REG PRESS SAFETY VALVE
X X DISCRETE INSTRUMENT MATERIAL IDENTIFIER Y STRAINER UV STERILIZER B BLOWER
PT PRESSURE TRANSMITTER
nnnnn nnnnn SKID BOUNDARY BT BULK TOTE
S PX ELEMENT CONTROLLED BY PRESSURE
SKID BY H₂O Innovation CONICAL OR CBD COARSE BUBBLE DIFFUSER
DIFFUSERS: PY PRESS SIGNAL CONVERT, I/P, OR SOLN
2-WAY SOLENOID BY OTHERS TEMPORARY STRAINER CV CHECK VALVE
X PRIMARY PLC OR DCS COARSE BUBBLE PSLH PRESSURE SWITCH LOW HIGH
S PULSATION DAMPENER ED EDUCTOR
nnnnn SHARED CONTROL LEVEL INSTRUMENTS
EXH 3-WAY SOLENOID 1 REVISION F FILTER
DIAPHRAGM FINE BUBBLE LAH LEVEL ALARM HIGH
S X SECONDARY PLC OR DCS FBD FINE BUBBLE DIFFUSER
LINES TO/FROM OTHER SHEETS LAL LEVEL ALARM LOW
4-WAY SOLENOID nnnnn SHARED CONTROL FL FAIL LAST (DEFAULT IF NOT SHOWN)
EXH DESCRIPTION FLOW ORIFICE LCV SELF REG LEVEL CONTROL VALVE FC FAIL CLOSED
C01-0001 SHT 1 POSITIVE DISPLACEMENT
LE LEVEL ELEMENT FO FAIL OPEN
X DESTINATION BLOWER
AIR RELEASE COMPUTER FUNCTION LG LEVEL GAUGE FQG CALIBRATION COLUMN
nnnnn AIR COMPRESSOR
LI LEVEL INDICATOR H HEATER
VACUUM BREAKER PUMP SYMBOLS LIC LEVEL INDICATING CONTROLLER
INSTRUMENT FUNCTIONS HCV HAND CONTROL VALVE
RUPTURE DISK (PRESSURE) REGENERATIVE BLOWER LIT LEVEL INDICATING TRANSMITTER HTR HEATER
. SIGNAL PROCESSING FUNCTION CENTRIFUGAL LSH LEVEL SWITCH HIGH HV HAND VALVE
B PRESSURE RELEASE RUPTURE DISK (VACUUM) LSL LEVEL SWITCH LOW B
AUTO/MANUAL M MOTOR
LT LEVEL TRANSMITTER MX MIXER
6 ADDITION/SUMMATION SPECTACLE BLIND CENTRIFUGAL BLOWER LV LEVEL CONTROL OR ON/OFF VALVE P PUMP
SLUICE GATE/WEIR CHEMICAL METERING
(NORMALLY OPEN, LX ELEMENT CONTROLLED BY LEVEL RT RESIN TRAP
∆ DIFFERENTIAL NORMALLY CLOSED)
VALVE ACTUATOR SYMBOLS LY LEVEL SIGNAL CONVERT, I/P, OR SOLN ST SPILL TANK
, INTERLOCK LOGIC FUNCTION TEMPERATURE INSTRUMENTS
PNEUMATIC INJECTION QUILL STR STRAINER
6 DIAPHRAGM TAH TEMPERATURE ALARM HIGH T TANK
(FAIL LAST POSITION) n AVERAGING
TURBOCHARGER TAL TEMPERATURE ALARM LOW UV ULTRAVIOLET
PNEUMATIC INSTRUMENT CONNECTIONS TC TEMPERATURE CONTROLLER HV HAND VALVE
FAIL CLOSE SOCKETWELD FILTER TE TEMPERATURE ELEMENT MV MULTI FUNCTION VALVE
POSITIVE DISPLACEMENT TG TEMPERATURE GAUGE
BIO-WHEEL OTHER ABBREVIATIONS
PNEUMATIC THREADED WELDED TI TEMPERATURE INDICATOR
CAP CAPACITANCE
FAIL OPEN TIC TEMP INDICATING CONTROLLER
CIP CLEAN-IN-PLACE
PIPING SYMBOLS VACUUM TIT TEMP INDICATING TRANSMITTER
M COND CONDUCTIVITY
ELECTRIC THREADED TSH TEMPERATURE SWITCH HIGH
FLANGED CONNECTION DO2 DISSOLVED OXYGEN
CONNECTION TSL TEMPERATURE SWITCH LOW
ESP EMERGENCY STOP
DOUBLE MMF TANK TT TEMPERATURE TRANSMITTER
BLIND FLANGE REFRIGERATED
DIAPHRAGM CONTAINMENT SUBMERSIBLE OR FLOATING AIR DRYER TV TEMP CONTROL OR ON/OFF VALVE IA INSTRUMENT AIR
QUICK DISCONNECT TX ELEMENT CONTROLLED BY TEMP I/P CURRENT TO PNEUMATIC CONVERTER
VICTAULIC x" INSULATION THICKNESS
A INSULATION TY TEMP SIGNAL CONVERT, I/P, OR SOLN ORP OXIDATION REDUCTION POTENTIAL A
POSITIONER (ANY QUICK DISCONNECT VERTICAL TURBINE
ELECTRICAL ABBREVIATIONS pH HYDROGEN ION
ACTUATOR TYPE) CAMLOK x" INSULATION THICKNESS RES RESISTIVITY
E HEAT TRACING JB JUNCTION BOX
E=ELECTRIC MCP MAIN CONTROL PANEL RTD RESISTANCE TEMP DETECTOR
HAND OVERRIDE (ANY CAPPED PIPE END S=STEAM RIO REMOTE I/O PANEL SOL SOLENOID
ACTUATOR TYPE) G=GLYCOL MMF TANK
UNION DRAIN OUTLET PP POWER PANEL SP SET POINT
PERISTALTIC/HOSE VFD VARIABLE FREQUENCY DRIVE uS MICROSIEMENS
TRAVEL STOPS (ANY EXPANSION/FLEXIBLE/ REDUCER TANK
ISOLATION JOINT ECCENTRIC MANWAY HOA HAND-OFF-AUTO MIT MEMBRANE INTEGRITY TEST
ACTUATOR TYPE)
REDUCER
NOTE UNLESS NOTED TITLE:
THE INFORMATION, SPECIFICATIONS AND DATA SHOWN DRAWING REVISION OTHERWISE
ON THIS PRINT ARE FURNISHED BY AND ARE TO REMAIN REV DATE
(DD/MM/YYYY) REVISION DESCRIPTION DRAWN CHKD ENG APPVD INTERPRETATION:
PROCESS AND INSTRUMENTION
ANSI Y14.5
THE PROPERTY OF H₂O INNOVATION. MELIADINE STP
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES DIAGRAMS LEGEND
FRACTIONS: ±116"
THE PURPOSE OF THIS DOCUMENT IS TO FACILITATE THE 03 25/07/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. DECIMALS 0.X: ±0.030
INSTALLATION, MAINTENANCE AND OPERATION OF THE 0.XX: ±0.015
02 13/07/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. ANGLES: ±0.5° DRAWING NUMBER: REVISION
EQUIPMENT REPRESENTED BY SAID PRINT. NO OTHER USE OF HOLE SIZES: ±132"
SCALE:
HOLE CENTERS: ±132" 216 M3/DAY
THIS DOCUMENT SHALL BE MADE WITHOUT EXPRESS WRITTEN 01 11/07/2016 M.P. H.S. H.C. H.C. U65875--C01-0001
CONSENT FROM H₂O INNOVATION.
N/A 04
00 21/06/2016 PRELIMINARY M.P. H.S. H.C. H.C. SHEET: 1 1
4 3 2 1
2
M
1
2" TUBING PP
FLEXIBLE
S
D D
0-25 M3/HR HV-11250A FV-11221A
H S
FI
LL 19274
AI
24 VDC
FV-11221B FINE SCREEN A
OUTSIDE INSIDE
FIT SCR-11200A
EQUALIZED WATER 19274
3" PVC SCH.80
C01-0190 SHT 1 M
FROM EQ. TANK HV-19299A
TRASH BAG
PRESSURIZED WATER T-11800A
3" PVC SCH.80

1/2" PVC SCH.80
TO EMERGENCY SHOWER
M
1
2"TUBING PP
C FLEXIBLE C
OUTSIDE INSIDE 1 S
PRESSURIZED WATER
¾" PVC SCH.80
FROM FLUSHING WATER HV-11250B FV-11221C

NOTE 1 S
BY OTHERS
NEED 3.5M3/HR@4 FINE SCREEN B
BARS@25C FV-11221D SCR-11200B
0-14 pH
HV-19299B AI
11094
AI
TRASH BAG AIT

T-11800B 0-15 M3/H
NOTE 5 11094 24 VDC
H
FI
0-100 kPa
B WATER L 12274
¼" FLEXIBLE PE AE PG AI
B
C01-0720 SHT 1 24 VDC
11094 12254
FROM AEROBIC TANK pH FIT
DO SENSOR 12274 SCREENED WATER
NOTE 4 2" PVC SCH.80
M C01-0720 SHT 1
2 TO AEROBIC TANK
3
DECANT / OVERFLOW
4" PVC SCH.80 LI HH
C01-0960 SHT 1 1
12060 LL
FROM SLUDGE TANK LAL LAH 2 AI LEH HH
HV-12252B
HV-12252A
L H 0-20 kPa (0.000-2.042 m) 11068
12061 12062
DI DI LT DI
12060 NOTE 6
LSL LSH 24VDC LE
12061 12062 11068
CV-12251B
CV-12251A
120 V
OVERFLOW
4" PVC SCH.80
HOA M M
HS
(4' HEIGHT TANK)
A DO A
START FLT RUN HOA NOTES:
YC YA YI HS FY
SUMP PUMPS SUMP PUMPS 1. MINIMUM PRESSURE OF 40 PSIG REQUIRED.
SUMP FOR 2. ALL COMPONANTS GOING IN TO THE RIO-101.
DO DI DI 24 VDC P-12200A P-12200B
SCREENED WATER 3. EQUIPMENT TO BE PLACED IN CONTAINER #1.
T-12000 4. SUMP TANK WITH COVER.
M 600 VAC, 3PH, 60HZ,MCP-102 S 5. ALL VENT TO OUTSIDE.
2 6. WATER LEAK DETECTOR.
TYPICAL MOTOR TYPICAL SOLENOID VALVE
ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES RAW WATER SCREENING
FRACTIONS: ±116"
THE PURPOSE OF THIS DOCUMENT IS TO FACILITATE THE 03 25/07/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. DECIMALS 0.X: ±0.030 PROCESS & INSTRUMENTATION DIAGRAM
SCALE:
THIS DOCUMENT SHALL BE MADE WITHOUT EXPRESS WRITTEN 01 11/07/2016 M.P. H.S. H.C. H.C. U65875-C01-0110
N/A 04
4 3 2 1
108 m3/H
H
FI
L
AI
FIT
24 VDC
RAW WASTE WATER 11274 4" 304 SS SCH.10
D M D
FROM LIFT PUMPS HV-19050A
(NOT BY H2O INNOVATION)
EQUALIZATION AIR
3" 304 SS SCH.10 2" 304 SS SCH.10 OVERFLOW
C01-0750 SHT 1
6" 304 SS SCH.10
FROM EQUALIZATION HV-19049A
BLOWER
NOTE 5
EQUALIZATION TANK 1
T-19000A 0-250 kPa (0.000-25.517 m)
HH LI LX
2 H
L
AI
LL
LT
HV-19060A 19060A
C NOTE 4 1/2" 24 VDC C
CBD-19086A1/A4
HV-19052A
HV-19050B
4" 304 SS SCH.10
B B
2" 304 SS SCH.10

OVERFLOW
HV-19049B 6" 304 SS SCH.10
EQUALIZATION TANK 2
T-19000B EQUALIZED WATER
3" 304 SS SCH.10
C01-0110 SHT 1
NOTE 5 TO FINE SCREENS
2" PVC FLEXIBLE

2" PVC FLEXIBLE
0-250 kPa (0.000-25.517 m)
HH LI LX
2 H
PID SPD START FLT RUN HOA L
SIGNAL AI
PIC SI YC YA YI HS LL
M M
NOTE 4
FROM PROCESS AO AI DO DI DI LT
A VARIABLE 19060B A
HV-19060B
1/2" 24 VDC MCP-102 NOTES:
SC CBD-19086B1/B4
HV-19052B 1. COVERT PROVIDE BUT NOT INSTALL.
EQUALIZATION 2. GREASE TRAP TO BE INSTALLED UPSTREAM OF STP
PUMP (SUPPLIED BY H2O INNOVATION, INSTALLED BY OTHERS)
M 600 VAC, 3 PH, 60 Hz P-19200A/B 3. THE JONCTION BOX IS HOOK ON THE EQUALIZATION TANK.
4. DOOR HATCH ACCESS.
5. PROTECTION COVER.
6. ALL COMPONANTS GOING INTO THE MCP-102
TYPICAL PUMP MOTOR (WITH VFD)
ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES FEED WATER EQUALIZATION
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
D D
(NAOH)
ALKALINITY
1/2" PE TUBING
C01-0800 SHT2
FROM DOSING PUMP
RAS
2" PVC SCH.80
C01-0740 SHT1
FROM RAS PUMP 1
INSIDE OUTSIDE
RAS IQ-80597
2" PVC SCH.80
C01-0740 SHT1
3" PVC SCH.80
FROM RAS PUMP 2
2
C C
4 4
INSIDE OUTSIDE 0-14 0-50C 0-10mg/L
PH TEMP DO
SCREENED WATER
2" PVC SCH.80 L AI AI AI
C01-0110 SHT1 OVERFLOW H L
FROM SUMP PUMPS 6" PVC SCH.80 AI AI AI
AIT MCP-102
NOTE 2 24 VDC
INSIDE OUTSIDE
MCP-102
BIOREACTOR AIR 0-250 kPa (0.000-25.517 m) AE AE
3" 304SS SCH.10 AEROBIC TANK
C01-0750 SHT 1 T-72000 2 HH 72094 72093
LI AI
H pH/TEMP DO
FROM PROCESS BLOWER L 72060 72200
LL AI
LT WATER
¼" FLEXIBLE PE
72060 C01-0110 SHT 1
6" CS SCH.40
HV-72060
24 VDC TO SUMP TANK
B OUTSIDE INSIDE
B
HV-72010
NOTE 1 1/2"
6" PVC SCH.80 WATER
3" PVC SCH.80
C01-0740 SHT 1
FBD-72086 6" PVC SCH.80
TO MEMBRANE TANK 1
WATER
3" PVC SCH.80
C01-0740 SHT 1
TO MEMBRANE TANK 2
A A
NOTES:
1. DOOR HATCH ACCESS.

2. PROTECTION COVER.

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES AEROBIC TANK
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
S
HYPOCHLORITE
1/2" PE TUBING
C01-0800 SHT 1
FROM DOSING PUMP FV-83798-T
S
CITRIC ACID
1/2" PE TUBING
C01-0800 SHT 1
FROM DOSING PUMP FV-83598-T
D D
NOTE 3
-100 to 100 kPa
HH
PI DP H
1 L
AI TMP LL
FV-31026-T M
1" PT
120V 79045-T
24VDC IQ-83597-T IQ-83797-T
2" PVC SCH.80
COMMISSIONING WATER
0-15 m3/Hr 1½" PVC SCH.80 1½" HOSE
FI FX RECYCLE
L 3 4
0-100 kPa AI
UV INTENSITY
M FV-79099-T
C PG FAULT START 0-160 mW/cm2 C
M 79054-T FIT XIW YC XIF
FV-79001-T M 24 VDC
79074-T 91000 91000 91000 L
M DI DO AI
2" PVC SCH.80 CV-79051-T
0-100 kPa (0.00-10.207 m)
HH
LI LX UV
2 H
L PERMEATE/CIP CONTROLLER
AI PUMP M FV-79098-T
LL 120VAC, 1PH,60Hz
P-79000-T
LT
74060-T
HV-79201-T
2" PVC FLEXIBLE VACUUM HOSE

24 VDC PERMEATE
2" PVC SCH.80
C01-0790 SHT 1
NOTE 6 HV-79052-T
UV-91000-T TO PERMEATE TANK
FV-79002-T M
CIP WATER
2" PVC SCH.80
C01-0790 SHT 1
HV-74023-T FROM PERMEATE TANK
B 0-25 m3/Hr B
FI FX
CV-74028-T
MEMBRANE AIR SCOUR L
3" 304LSS SCH.10 0-100 kPa AI
C01-0750 SHT 2 PG
FROM MEMBRANE M FIT
F-74000-T
74654-T 24 VDC
BLOWER M 74674-T RAS
2" PVC SCH.80 2" PVC SCH.80
PRETREATED WATER M C01-0720 SHT 1
3" PVC SCH.80 CV-74651-T HV-74652-T
C01-0720 SHT 1 2 TO AEROBIC TANK
HV-74051-T
4" PVC SCH.80

FROM AEROBIC TANK FV-74050-T HV-74629-T 3
MEMBRANE TANK RAS/WAS PUMP 1"
T-74000-T P-74600-T LEH HH M
NOTE 5
74068 WAS
2" PVC SCH.80
DI C01-0960 SHT 1
NOTE 8 FV-96001-T TO SLUDGE TANK
LE
PID SPD START FLT RUN HOA 74068
SIGNAL 120 V
PIC SI YC YA YI HS HOA NOTES:
FROM PROCESS HS
AO AI DO DI DI HOA 1. DRAWING TYPICAL FOR A SINGLE TRAIN.
A VARIABLE A
HSC HSO A TOTAL OF 2 TRAINS ARE PROVIDED.
START FLT RUN HOA DO
2. TAG NUMBERS OF EQUIPMENT ON EACH TRAIN TO
SC YC YA YI HS DO DO SUBSTITUTE TRAIN NUMBER FOR 'T''.
FY 3. HEIGHT OF 4.6 FT REQUIRED ABOVE MEMBRANE TANK
DO DI DI LIQUID.
M 120 VAC, 1 PH, 60 Hz 24 VDC 4. ALL COMPONANTS GOING INTO MCP-102.
M 600 VAC, 3 PH, 60 Hz 5. MBR TANK WITH COVER.
M 600 VAC, 3PH, 60HZ S
6. ALL VENT TO OUTSIDE
7. EQUIPMENT TO BE PLACED IN CONTAINER #2.
TYPICAL PUMP MOTOR (WITH VFD) TYPICAL RAS / WAS PUMP MOTOR TYPICAL ELECTRIC VALVE TYPICAL SOLENOID VALVE 2 8. WATER LEAK DETECTOR.
ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES MEMBRANE FILTRATION
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
D D
RIO-101
0-225 m3/Hr
FI
0-100 kPa SP: 62 kPa LL 75074
AI
PG
M 75054 INSIDE OUTSIDE
PSV-75071 FIT
24 VDC
2" NPT 75074 EQUALIZATION AIR
AIR FILTER 2" 304L SS SCH40 3" 304L SS SCH.10
C01-0190 SHT 1
F-75083 CV-75051 HV-75099 EQUALIZATION TANKS
F-75020
B-75000
EQUALIZATION
BLOWER
C C
RIO-101
0-200 m3/Hr
FI
0-100 kPa SP: 62 kPa LL 75274 3
AI
PG
M 75254A INSIDE OUTSIDE
PSV-75271A FIT
24 VDC
2" NPT 75274 BIOREACTOR AIR
C01-0720 SHT 1
F-75283A CV-75251A HV-75259A HV-75299 TO AEROBIC TANK
F-75240A
B-75240A
PROCESS
BLOWER
B 0-100 kPa SP: 62 kPa B

PG
M 75254B
PSV-75271B
2" NPT
AIR FILTER 2" 304L SS SCH40
F-75283B CV-75251B HV-75259B
F-75240B
B-75240B
PROCESS
BLOWER
NOTE 1 4
NOTE 2
A MCP-102 A
START FLT RUN HOA
YC YA YI HS 4
DO DI DI
M 600 VAC, 3 PH, 60 Hz NOTES:

TYPICAL BLOWER MOTOR 2. EQUIPMENT TO BE PLACED IN CONTAINER #2.

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES BLOWERS FOR MBR SYSTEM
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
D D
0-300 m3/Hr
FI
0-100 kPa
SP: 38 kPa LL75474A
PG AI
75454A
M
PSV-75471A FIT
24 VDC
2" NPT 75474AMCP-102 MEMBRANE AIR SCOUR
C01-0720 SHT 1
F-75483A CV-75451A TO MEMBRANE
AIR SCOUR TRAIN 1
F-75420A
B-75400A
MEMBRANE
BLOWER
0-300 m3/Hr
C FI C
0-100 kPa
SP: 38 kPa LL75474B
PG AI
75454B
M
PSV-75471B FIT
24 VDC
2" NPT 75474BMCP-102 MEMBRANE AIR SCOUR
C01-0740 SHT 1
F-75483B CV-75451B TO MEMBRANE
AIR SCOUR TRAIN 2
F-75420B
B-75400B
MEMBRANE
BLOWER
NOTE 1
NOTE 2
0-75 m3/Hr
B 0-100 kPa
FI B
SP: 27 kPa LL 75874
PG AI
75854
M
PSV-75871 FIT
24 VDC
1.5" NPT 75874 RIO 101 SLUDGE AERATION AIR
C01-0960 SHT 1
F-75883 CV-75851 HV-75899 TO SLUDGE TANK
F-75820
B-75800
SLUDGE
BLOWER
A A
START FLT RUN HOA
YC YA YI HS
DO DI DI
MCP-102
TYPICAL BLOWER MOTOR 2. EQUIPMENT TO BE PLACED IN CONTAINER #1.

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES BLOWERS FOR MBR SYSTEM
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
D D
4
0-5 NTU
2 4
AI H
0-60kPa (0.000-6.124 m) 0-14 pH
HH 79089
LI L AI AI
H
79060 H 79093
L
LL AI AI AIT
79089 1
LT AIT 120V 0-15 m/Hr
C 79060 79093 C
24 VDC 24 VDC FI
AE 2
0-400 kPa 79274
79089 AI
AE TURB PG
79093 79254 24 VDC INSIDE OUTSIDE
pH FIT
79274 EFFLUENT
HV-79289
OVERFLOW M
3" PVC SCH.80
HV-79299 TO DISCHARGE
TO MBR OVERFLOW
2" PVC SCH.80

2" PVC SCH.80
PERMEATE TANK
T-79200
CV-79651A CV-79651B
B B
MULTIPLE TRAINS
2" PVC SCH.80
M M
PERMEATE CIP WATER
C01-0740 SHT 1 C01-0740 SHT 1
FROM PERMEATE/CIP TO PERMEATE / CIP PUMP
PUMPS HV-79077
EFFLUENT PUMPS 1/2"
P-79600 A/B
A A
START FLT RUN HOA
YC YA YI HS
DO DI DI
1. ALL COMPONANTS GOING INTO MCP-102.

TYPICAL PUMP MOTOR 2. EQUIPMENT TO BE PLACED IN CONTAINER #2.

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES PERMEATE TANK
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
0-400 kPa
PG
83754
D HV-83753 CITRIC ACID D

½" NPT ½" NPT
C01-740 SHT 1
PCV-83772 HV-83799
HV-83752
LSLL
83766
PSV-83771
½" NPT
HV-83715
FQG-83713
CITRIC ACID
T-83700 M
3
HV-83712 , RIO-101
HV-83701 HV-83750 P-83700

C STR-83720 C
ST-83700 HV-83729
½" NOTE 1
SKID BY H₂O Innovation
NOT BY H₂O Innovation
CITRIC ACID, 50 % SOLUTION DOSING SYSTEM 3
NOTE 2
NOTE 1
0-400 kPa
PG
83554
B HV-83553 HYPOCHLORITE B
½" NPT ½" NPT
C01-740 SHT 1
PCV-83572 HV-83599
HV-83552
LSLL
83566
PSV-83571
½" NPT
HV-83515
FQG-83513
HYPOCHLORITE
T-83500 M
3
HV-83512 , MCP-102
3
HV-83501 HV-83550 P-83500
A STR-83520
A
FLT START ST-83500 HV-83529
YA YC ½" NOTE 1
SPD DI DO
SC SODIUM HYPOCHLORITE, 10.3 % DOSING SYSTEM NOTES:
M 120 VAC, 1 PH, 60 Hz
AO 1. EQUIPMENT TO BE PLACED IN CONTAINER #2.
3 2. EQUIPMENT TO BE PLACED IN CONTAINER #1.
TYPICAL PUMP MOTOR

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES DOSING SKIDS - CLEANING CHEMICALS
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
0-400 kPa
PG
80554
D HV-80553 ALKALINITY D
½" NPT ½" NPT
C01-0720 SHT 1
PCV-80572 HV-80599
HV-80552A HV-80552B
LSLL LSLL
80566A 80566B
½" NPT PSV-80571A PSV-80571B
HV-80515
FQG-80513
ALKALINITY
T-80500
M M
HV-80512 , ,
C ½" NPT C
HV-80501 HV-80550A P-80500A HV-80550B P-80500B
STR-80520
HV-80529
½" NOTE 1
ST-80500
ALKALINITY ADJUSTMENT CHEMICAL DOSING SYSTEM
B B
3
MCP-102
A A
FLT START
YA YC
SPD DI DO
SC
M 120 VAC, 1 PH, 60 Hz
NOTES:
AO
TYPICAL PUMP MOTOR

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES DOSING SKIDS - ALKALINITY
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
4 3 2 1
D D
WAS
2" PVC SCH.80
C01-0740 SHT 1
FROM RAS/WAS PUMP 1 2
4
0-40 kPa (0.000-4.082 m)
WAS HH
LI
2" PVC SCH.80 H
C01-0740 SHT 1 LL 96060
2" PVC SCH.80 AI
C FROM RAS/WAS PUMP 2 C
2 24 VDC
LT
HV-96049 96060
1-1/2" OVERFLOW
FLOAT SWITCH VALVE

CLEAR PVC
SECTION
HV-96052
2" CLEAR PVC DECANT
SECTION 4" PVC SCH80
C01-0110 SHT 1
HV-96053 TO SUMP FOR
2" SCREENED WATER
2
SLUDGE AERATION AIR SLUDGE TRUCKOUT
2" SS304L SCH.10 3" SS304L SCH.10
C01-0750 SHT 2 CBD-96086A/B/C
FROM SLUDGE BLOWER HV-96078
SLUDGE HOLDING TANK
T-96000 NOTE 2
B B
A A
NOTES:
1. ALL COMPONANTS GOING INTO RIO 101.

2. SLUDGE HOLDING TANK WITH COVER.
3. ALL VENT TO OUTSIDE.

ANSI Y14.5
04 02/08/2016 REVISED AS PER COMMENT M.P. H.S. H.C. H.C. TOLERANCES SLUDGE HANDLING SYSTEM
FRACTIONS: ±116"
SCALE:
N/A 04
4 3 2 1
352&(66)/2:',$*5$063)'
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϮϰ

4 3 2 1
,
HYPOCHLORITE
D ,, D
CITRIC ACID
FINE SCREEN
INFLUENT FEED EQ. TANK

63m3
(BY OTHERS)
UV 1
$

PERMEATE PUMP 1
MEMBRANE TANK 1
6.6m3
ALKALINITY C
TRASH PUMP
C FINE SCREEN ,,, C

MEMBRANE EFFLUENT
BLOWER 1
EQ. TANK TO OUTFALL
(BY OTHERS)
63m3 AEROBIC
TANK
63m3 RAS PUMP 1

$ $
EQ. PUMP CIP/PERMEATE EFFLUENT
TANK PUMPS
EQ. BLOWER 0
SUMP TANK SUMP. PUMP

4m3

PROCESS BLOWER
B B
UV 2

PERMEATE PUMP 2
MEMBRANE TANK 2
0
C

MEMBRANE
BLOWER 2

RAS PUMP 2
A A
SLUDGE WASTE
D TRUCKOUT
SLUDGE TANK
19m3
SLUDGE BLOWER
ANSI Y14.5
TOLERANCES PROCESS FLOW DIAGRAM
FRACTIONS: ±116"
THE PURPOSE OF THIS DOCUMENT IS TO FACILITATE THE DECIMALS 0.X: ±0.030 ----
ANGLES: ±0.5° DRAWING NUMBER: REVISION
SCALE:
THIS DOCUMENT SHALL BE MADE WITHOUT EXPRESS WRITTEN 1 07/07/2016 REVISE AS PER COMMENT M.P. H.S. H.C. H.C. U65875-C11-0001
N/A 1
4 3 2 1
4 3 2 1
D D
C C
B B
A A

ANSI Y14.5
TOLERANCES PROCESS FLOW DIAGRAM
FRACTIONS: ±116"
THE PURPOSE OF THIS DOCUMENT IS TO FACILITATE THE DECIMALS 0.X: ±0.030 ----
ANGLES: ±0.5° DRAWING NUMBER: REVISION
SCALE:
THIS DOCUMENT SHALL BE MADE WITHOUT EXPRESS WRITTEN 1 07/07/2016 REVISE AS PER COMMENT M.P. H.S. H.C. H.C. U65875-C11-0001
N/A 1
4 3 2 1
*(1(5$/$55$1*(0(17'5$:,1*6
KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϮϳ

4 3 2 1
NOTES:
1. REFERENCE P&ID #U65875-C01-0001.
2. BOLTS AND NUTS ARE STAINLESS STEEL TYPE 316. WASHERS AND
LOCK WASHERS ARE STAINLESS STEEL TYPE 316 PER ASTM F436 AND F844.
MECHANICAL PROPERTIES PER CONDITION CW OF ASTM F593.
DIMENSION PER ASME B18.2.1.
THREADS PER ANSI B1.1 CLASS 2A.
3. STRUCTURAL STEEL WELDING AS PER CODE OF STANDARD PRACTICE, CSA W47.1 AND CSA W59.
B B
4. NO VERTICAL DOWN WELDS ARE ALLOWED UNLESS CERTIFIED PER CSA W59 AND
APPROVED BY H2O INNOVATION.
5. STITCH WELDS ARE NOT ALLOWED UNLESS APPROVED BY H2O INNOVATION.
6. HOLLOW STRUCTURAL STEEL SECTIONS PER ASTM A500, GRADE B.
7. STRUCTURAL CHANNEL, ANGLES, AND PLATE PER ASTM A36.
8. SAND BLAST FRAME TO SSPC-SP10 FINISH, ACCEPTABLE FOR POWDER COAT OR PAINTING.
9. APPLY ONE (1) COAT, WITH MINIMUM DRY FILM THICKNESS (DFT) PER COAT OF 4 TO 7 MILS,
OF POLYAMIDE EPOXY PRIMER. PITT-GUARD 95-245 SERIES FROM PPF OR APPROVED EQUAL.
10. APPLY TWO (2) COATS, WITH MINIMUM DRY FILM THICKNESS (DFT) PER COAT OF 2 TO 3 MILS,
OF ACRYLIC ALIPHATIC URETHANE PAINT. PITTHANE ULTRA 95-812 SERIES (TINTED TO
MATCH RAL5010) FROM PPG OR APPROVED EQUAL.
TO ACHIEVE FINAL 8 TO 13 MILS TOTAL DRY FILM THICKNESS.
11. ALL STAINLESS STEEL TO BE WELDED TO ASME B31.1,

100 PERCENT PENETRATION AND BACK GASSED WITH ARGON.
12. FINISHED FABRICATION OF STAINLESS STEEL SPOOLS MUST BE

HYDROSTATICALLY TESTED TO 1.5 TIMES OPERATING PRESSURE.
OPERATING PRESSURE SHALL BE XXX.
13. ALL PVC PIPE TO BE SCHEDULE 80, GRAY, U.N.O.

PIPE MATERIAL TO CONFORM TO ASTM D1784.
PHYSICAL DIMENSIONS, SCHEDULES, AND TOLERANCES TO CONFORM TO ASTM D1785.
14. ALL PVC FITTINGS TO BE SCHEDULE 80, GRAY.

SOCKET FITTINGS TO CONFORM TO ASTM D2467.
15. PVC FLANGES 3" AND LARGER TO BE VAN STONE STYLE WITH GLASS FILLED PVC RING, U.N.O.
PVC FLANGES 2-1 2 " AND SMALLER TO BE VAN STONE STYLE WITH PVC RING, UNO
PVC FLANGES TO MEET CLASS 150 BOLT HOLE PATTERN PER ANSI B16.5.
16. PVC PRIMER TO CONFORM TO ASTM F656.

PVC SOLVENT CEMENT TO CONFORM TO ASTM D2564.
17. ALL GASKETS TO CONFORM TO ASTM F477.
A 18. FINISHED FABRICATION OF PVC/CPVC SPOOLS MUST BE HYDROSTATICALLY TESTED TO 50 PSI. A
ISO VIEW 19. UNWITNESSED TEST REPORT MUST BE PROVIDED.
20. MATERIAL TEST REPORTS (MTR) TO BE PROVIDED FOR ALL MATERIAL.
21. APPROXIMATE SHIPPING WEIGHT: 225,537 LBS.
NOTE: DRAWING REVISION UNLESS NOTED TITLE:

THE INFORMATION, SPECIFICATIONS AND DATA SHOWN OTHERWISE
(DD/MM/YYYY) REVISION DESCRIPTION DRAWN PEER ENG APPVD INTERPRETATION:
THE PROPERTY OF H₂O INNOVATION. ANSI Y14.5
WASTE WATER CONTAINER
TOLERANCES MELIADINE, NU
THE PURPOSE OF THIS DOCUMENT IS TO FACILITATE THE FRACTIONS: ±1 16 " GENERAL ARRANGEMENT
DECIMALS 0.X: ±0.030
EQUIPMENT REPRESENTED BY SAID PRINT. NO OTHER ANGLES: ±0.5°
SCALE: DRAWING NUMBER: REVISION
HOLE SIZES: ±1 32 "
USE OF THIS DOCUMENT SHALL BE MADE WITHOUT HOLE CENTERS: ±1 32 " U65875-B01-0001
EXPRESS WRITTEN CONSENT FROM H₂O INNOVATION.
00 23/06/2016 PRELIMINARY DM - RD MB DO NOT SCALE PRINTS PROJECT NAME N/A SHEET: 1 OF 3
00
4 3 2 1
4 3 2 1
THIS CONTAINER TO HAVE

DOUBLE-DOOR ON BOTH SIDES.
B B
BULKHEAD
OPENING 8" BACKDRAFT
DAMPER
53" (HOLE SIZE 8-1 8 ")
36"
DOOR
FAN
30" 1
12 8"
SECTION B-B
3885 8"
3707 8" ISO VIEW
227" MEMBRANE TANK
5
100 8" Ø8" BACKDRAFT
67" DAMPER BULKHEAD
FAN OPENING
B (HOLE SIZE 8-1 8 ") B
12"
121 8"
9413 16"
853 4"
A A
P41 2" P41 2"
357 8"
357 8"
FRONT VIEW RIGHT VIEW

00
4 3 2 1
4 3 2 1
THIS CONTAINER TO HAVE

DOUBLE-DOOR ON ONE SIDE ONLY.
LOCATED AS SHOWN.
B B
3907 16"
2087 16"
INSULATION
FAN
INSULATION
8" BACKDRAFT
DAMPER
36" 1
(HOLE SIZE 8- 8 ")
SECTION A-A
BULKHEAD
OPENING
DOOR
30"TYP.2 ISO VIEW

SLUDGE CONTAINER
433"
269" FAN
Ø8" BACKDRAFT
2193 8" DAMPER BULKHEAD
BULKHEAD
2073 8" OPENING
(HOLE SIZE 8-1 8 ") OPENING
121 8"
A A
12"
12"
9413 16"
885 16"
837 8" TYP.2
A A
36"
P31 2"
P41 2"
FRONT VIEW RIGHT VIEW

00
4 3 2 1

Operation & Maintenance Manual - Sewage Treatment Plant

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Operation & Maintenance Manual - Sewage Treatment Plant

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Operation & Maintenance Manual – Sewage Treatment Plant

Version 1, December 2016

In Accordance with Water License 2AM-MEL1631

• The manual includes sludge management procedures.

Agnico Eagle Internal:

3 OPERATION AND MAINTENANCE ....................................................................................... 12

4 EMERGENCY RESPONSE .................................................................................................... 16

Version 1, December 2016

Appendix A: H2O Innovation Operations Manual

Version 1, December 2016

1.2 BRIEF DESCRIPTION OF THE PROJECT

1.3 CONTACT INFORMATION

Site services Superintendent 819-759-3555 ext 3910

2.1 DESCRIPTION OF TREATMENT PLANT

2.1.2 Aerobic Biological Treatment

2.1.3 Membrane Filtration System

2.1.4 UV Disinfection System

2.1.5 Sludge Handling System

Figure 2 – Process flow diagram

2.2 SEWAGE GENERATION AND COMPOSITION

3 OPERATION AND M AINTE N ANCE

3.1 WASTEWATER COLLECTION

3.2 SLUDGE DISPOSAL

3.3 COLLECTION POND 1

3.4 NORMAL OPERATIONAL AND MAINTENANCE PROCEDURES

3.4.1 Chemicals Used in the Treatment Process

Example daily/monthly record sheets are provided in Appendix B.

Treated Water sample:

3.5 RECORD KEEPING

The following will be recorded on a daily basis:

The record sheets will be kept in the STP office.

3.6 SAFETY PROCEDURES FOR OPERATORS

3.7 CONTROLLING ACCESS TO STP

Version 1, December 2016

4 EMERGENCY RES PONSE

4.3 PLANT MALFUNCTION

Version 1, December 2016

Appendix A: H2O Innovation Operation and Maintenance Manual

:Ϭϰ 2SHUDWLRQ 0DLQWHQDQFH

Section 1 - Contacting H2O Innovation ..........................................................................................................6

5.5.3 - Operating Guidelines............................................................................................................... 23

9.1 - Piping and Instrumentation Diagrams (P&IDs) ............................................................................ 112

10.21 - E1-7 – Endress & Hauser Flowmeter ........................................................................................ 880

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dƵƌďŝĚŝŵĞƚĞƌ YƵĂƌƚĞƌůǇ EŽŶĞ ϭͲϮ

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ŶĚƌĞƐƐΘ,ĂƵƐĞƌ ůĞĐƚƌŽŵĂŐŶĞƚŝĐ&ůŽǁŵĞƚĞƌ ^ĞŵŝͲĂŶŶƵĂů ZĞƉůĂĐĞŵĞŶƚƐĞĂůƐ ϭͲϳ

ŶĚƌĞƐƐΘ,ĂƵƐĞƌ Ɖ,ƐĞŶƐŽƌ ^ĞŵŝͲĂŶŶƵĂů ĂůŝďƌĂƚŝŽŶƐŽůƵƚŝŽŶ ϭͲϮ

ŶĚƌĞƐƐΘ,ĂƵƐĞƌ WƌĞƐƐƵƌĞdƌĂŶƐŵŝƚƚĞƌ ^ĞŵŝͲĂŶŶƵĂů EŽŶĞ ϭͲϲ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϴ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϭϵ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϮϬ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϭ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϮϮ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϯ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϰ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϱ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϲ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϳ

&ĞĞĚ&ůŽǁZĂƚĞ &ůŽǁZĂƚĞ /ŶĨůƵĞŶƚĨůŽǁŵĞƚĞƌ ĂŝůǇ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϴ

&ŽƵůĂŶƚdǇƉĞ ĞĨŝŶŝƚŝŽŶ dƌĞĂƚŵĞŶƚĂŶĚWƌĞǀĞŶƚŝŽŶ

ŝŽůŽŐŝĐĂů >ŝǀŝŶŐŽƌŐĂŶŝƐŵƐƐƵĐŚĂƐďĂĐƚĞƌŝĂ͕ĨƵŶŐƵƐ͕ ZĞŐƵůĂƌ ƚƌĞĂƚŵĞŶƚ ǁŝƚŚ ĂŶƚŝŵŝĐƌŽďŝĂů ĂŐĞŶƚƐ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ Ϯϵ

ůĞĂŶŝŶŐdǇƉĞ ŚĞŵŝĐĂůWƌŽĚƵĐƚ &ƌĞƋƵĞŶĐǇ

;ŚĞŵŝĐĂůůǇŶŚĂĐĞĚĂĐŬƉƵůƐĞͿ ^ŽĚŝƵŵ,ǇƉŽĐŚůŽƌŝƚĞ KŶĐĞĂǁĞĞŬ

/W;ůĞĂŶͲ/ŶͲWůĂĐĞͿ ^ŽĚŝƵŵ,ǇƉŽĐŚůŽƌŝƚĞ dǁŝĐĞĂǇĞĂƌ

/W;ůĞĂŶͲ/ŶͲWůĂĐĞͿ ŝƚƌŝĐĐŝĚ dǁŝĐĞĂǇĞĂƌ

ůĞĂŶŝŶŐ/ŶĨŽƌŵĂƚŝŽŶ ĂƚĞ ĂƚĞ ĂƚĞ ĂƚĞ ĂƚĞ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϬ

WƌŽďůĞŵ WŽƐƐŝďůĞĂƵƐĞ WŽƚĞŶƚŝĂůZĞƐŽůƵƚŝŽŶ

,ŝŐŚdDW DĞŵďƌĂŶĞĨŽƵůŝŶŐŚĂƐŽĐĐƵƌƌĞĚ͘ ǆĞĐƵƚĞĐůĞĂŶƐĂƐĚĞƐĐƌŝďĞĚŝŶƚŚŝƐŵĂŶƵĂůŽŶĐĞ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϭ

WƌŽďůĞŵ WŽƐƐŝďůĞĂƵƐĞ WŽƚĞŶƚŝĂůZĞƐŽůƵƚŝŽŶ

WƵŵƉůŽǁ DĂŶƵĂůǀĂůǀĞƐĂƌĞĐůŽƐĞĚŽƌ ŽŶĨŝƌŵƚŚĂƚŵĂŶƵĂůǀĂůǀĞƐĂƌĞĂůůŝŶƚŚĞĐŽƌƌĞĐƚ

ŶĂůŽŐƵĞ /ŶƐƚƌƵŵĞŶƚĂƚŝŽŶŝƐƐƵĞƐʹ ŚĞĐŬƚŚĂƚƚŚĞƐĞĂůƐŝŶƚŚĞŝŶƐƚƌƵŵĞŶƚĂƌĞŐŽŽĚ͘

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϮ

WƌŽďůĞŵ WŽƐƐŝďůĞĂƵƐĞ WŽƚĞŶƚŝĂůZĞƐŽůƵƚŝŽŶ

ŝŐŝƚĂůĚĞǀŝĐĞ WŽǁĞƌŝƐƐƵĞƐ͘ ŚĞĐŬƚŚĂƚƚŚĞĨƵƐĞŚĂƐŶŽƚďůŽǁŶƚŽƚŚĞƐǁŝƚĐŚ

hŶĞǆƉĞĐƚĞĚ ĞǀŝĐĞƐŝŶŵĂŶƵĂů͘ ZĞƋƵŝƌĞĚĞƋƵŝƉŵĞŶƚŝƐĚŝƐĂďůĞĚŽƌŶŽƚŝŶ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϯ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϰ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϱ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϲ

DĞŵďƌĂŶĞƐ ĂƌĞ ƚǇƉŝĐĂůůǇ ƐŚŝƉƉĞĚ ŝŶ Ă ƉƌĞƐĞƌǀĂƚŝǀĞ ƐŽůƵƚŝŽŶ͘ ŶƐƵƌĞ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϳ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϴ

ƵƌŝŶŐ ŵĞŵďƌĂŶĞ ŝŶƚĞŐƌŝƚǇ ƚĞƐƚƐ ;D/dͿ ŽŶ ƵůƚƌĂͲĨŝůƚƌĂƚŝŽŶ ŵĞŵďƌĂŶĞ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϯϵ

ƵƌŝŶŐ ĐŽŶƐƚƌƵĐƚŝŽŶ͕ŵĂŝŶƚĞŶĂŶĐĞ͕ Žƌ ĂŶǇ ŽƚŚĞƌ ǁŽƌŬ ƉĞƌĨŽƌŵĞĚ ĚŝƌĞĐƚůǇ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϬ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϭ

KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϮ

0$7(5,$/ 6$)(7< '$7$ 6+((76

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KƉĞƌĂƚŝŽŶΘDĂŝŶƚĞŶĂŶĐĞDĂŶƵĂůʹ DĞůŝĂĚŝŶĞŽŶƚĂŝŶĞƌŝǌĞĚtĂƐƚĞtĂƚĞƌdƌĞĂƚŵĞŶƚWůĂŶƚ ϰϯ

Prepared By: 7KH(QYLURQPHQW+HDOWKDQG6DIHW\'HSDUWPHQWRI8QLYDU&DQDGD/WG

Additional Information: $VSLUDWLRQPD\FDXVHOXQJGDPDJH&RUURVLYHHIIHFWVRQWKHVNLQDQGH\HVPD\EHGHOD\HG

Carcinogenicity Comment: 1RDGGLWLRQDOLQIRUPDWLRQDYDLODEOH

Reproductive Toxicity/ Teratogenicity/ Embryotoxicity/ Mutagenicity: 1RW$YDLODEOH