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MEQ
17,4 The use of the LCA polygon
framework in waste management
Dimitrios A. Georgakellos
490 Department of Business Administration, University of Piraeus, Piraeus, Greece
Abstract
Purpose – Recycling of non-renewable resources serves both in reducing the consumption of virgin
supplies and the discharge of associated residuals back into the natural environment. On the other
hand, recycling has been criticized because of its environmental impacts. The aim of the present paper
is to identify and quantify the environmental effect of recycling of a glass bottle.
Design/methodology/approach – For this purpose, the life cycle assessment polygon framework
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is being used. This framework has been developed for evaluating the results of a life cycle inventory
analysis using critical volume aggregation and polygon-based interpretation.
Findings – Recycling strategies can, in most cases, reduce the total environmental burden of the
glass container examined. However, this reduction may considerably vary in relation to each
“ecological parameter” (consumption of energy, consumption of water, air emissions, waterborne
waste and solid waste), depending mainly on the “recycling mix” (the percentage of recycled material
used in production and the percentage of product waste that goes for recycling).
Research limitations/implications – The extent to which these findings could be generalized to
other materials and products could be confirmed by more applications of the framework.
Practical implications – This paper may help in developing recycling strategies.
Originality/value – A conceptual framework for the environmental evaluation of recycling,
considering, not only general recycling targets, but also the particular interests or conditions that may
exist, is introduced.
Keywords Waste management, Recycling, Bottles, Product life cycle
Paper type Conceptual paper
Introduction
The treatment and disposal of waste is one of the central topics of sustainable
development. The approach of the European Union for the management of waste has
been developed via a number of directives and programmes into a strategy concerning
the treatment of waste, which has the key objectives of minimizing the amount that is
produced, and minimizing any risk of pollution. Recycling is included in this strategy
(Billatos and Basaly, 1997; Georgakellos, 2005a). Recycling of non-renewable resources
serves both in reducing the consumption of virgin supplies and the discharge of
associated residuals back into the natural environment (Field, 2000). However, even if
the potential to recycle material from waste is high, it may not be appropriate in all
cases. Such an example is when the abundance of the raw material, the energy
consumption during collection and re-processing, or the emission of pollutants during
recycling process steps has a greater impact on the environment. Moreover, materials’
Management of Environmental
recycling implies that there is a market for the recycled materials. The collection of
Quality: An International Journal materials from waste when there is no end market for them merely results in large
Vol. 17 No. 4, 2006
pp. 490-507 surpluses of unwanted materials and also wastes additional energy with no overall
q Emerald Group Publishing Limited
1477-7835
DOI 10.1108/14777830610670544 The author would like to thank the anonymous reviewers for their critical remarks.
environmental gain (Williams, 1998). As a result, recycling strategies, in general, have The use of the
been criticized because of their environmental impacts, which, sometimes, are not LCA polygon
obvious although they are substantial. For example, the environmental benefits of
recycling paper have been examined and the respective studies have shown increased framework
fossil fuel consumption as well as increased emissions of greenhouse gases and
acidifying gases. This is happened because, in general, the additional energy consumed
mainly during transportation in the recycling steps (and the subsequent relevant 491
emissions) may be significant when compared to the overall energy consumption (and
the total airborne emissions, respectively) of the system. This is much more probable if
a product does not require a large amount of energy during primary production. In
such cases, therefore, it is very possible that more energy is being spent throughout
recycling than this that is being saved as a consequence of less primary production.
Subsequently, more energy consumed almost always result in more emissions to the
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In the framework applied here, the basis for making the comparison is the LCI analysis
of the product for each case. This is very usual in environmental decision-making
(Hassan, 2003; Ison and Miller, 2000). However, such analyses provide a large amount
492 of multi-dimensional data (inputs and outputs) that are difficult to comprehend and to
interpret (Rowland-Jones et al., 2005). Therefore, LCIs need to be aggregated to be of
much use (Rubik and Baumgartner, 1992). However, care should be taken when
aggregating the inputs and outputs in the product system, as adding up data always
involves a procedure that implies making value judgments on the relative importance
of the impacts and the criteria considered (Guinée, 2002; Jensen et al., 1997). Thus, there
has been a debate going on for many years, where several authors express their dissent
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of the one number concept fearing that the transparency will be lost when an
environmental impact is described in one number, like in an index (Curran, 2001). On
the other hand, designers often express their need for practical tools that may be used
in their everyday life (Steen, 1999; Van der Vorst et al., 1999). In this context, an
appropriate method has been developed as a tool to aid the comparative appraisal of
products and processes according to their environmental performance. This
methodology (known as “LCA polygon”) has been developed for the interpretation
of LCA results (Georgakellos, 2005b).
A low-level aggregation describing the addition of single inventory inputs and
outputs defined in the same measuring units is the first step. After low-level
aggregation, which is incorporated in most LCIs, some of the inventory inputs and
outputs (such as energy consumption) are expressed by a single value, while others
(such as atmospheric emissions) are not and a further aggregation is needed. This is
high-level aggregation, which allows the aggregation of inputs and outputs that are
defined in different measuring units. High-level aggregation involves conversion of
data. In the polygon-based method, the aggregation algorithm makes use of weights
that reflect threshold values of pollutants. Specifically, in order to add and to compare
different air or water pollutants, it is possible to calculate the so-called critical air or
water mass or volume. It denominates the mass or volume of air and water that would
be necessary to dilute the emission to such an extent that the concentration permitted
by the threshold value is just reached. To calculate this critical mass or volume, the
recorded emission (expressed in quantity terms) is divided by the threshold value. If
the obtained masses or volumes of the emitted pollutants are added, this value can be
used as a sum parameter for the air and water pollution. This total critical mass or
volume is given by the following equation:
Xn
pi
CR ¼ ð1Þ
i¼1
TL i
where CR is the total critical mass or volume of air or water, pi is the amount of
pollutant i (for i ¼ 1; . . . ; n), and, TLi is the threshold value of pollutant i (for
i ¼ 1; . . . ; n).
Toxicological, ecological, medical or political criteria can play a role for the
determination of the threshold values (TLi). For instance, environmental regulatory
standards can be used for this purpose. However, they have received a lot of criticism, The use of the
as they often present a number of drawbacks. For these reasons, their use is therefore LCA polygon
often advised against (Bengtsson and Steen, 2002; Finnveden, 1999).
Afterwards, the total critical masses or volumes, or any other impact that results framework
from a low-level or a high-level aggregation procedure of the inventory inputs and
outputs could be selected and used as ecological parameters “EP”. In order to
“transform” these ecological parameters to a single value, a further aggregation is 493
needed. This is achieved according to the procedure that follows. Assuming that “r”
products are under examination and comparison, and that the eco-profile of each
product consists of “m” ecological parameters, then for every product under
examination and for each one of its ecological parameters EPj;k (j ¼ 1; . . . ; m and
k ¼ 1; . . . ; r), a relative grade is calculated as follows:
EPj;k
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where RGj;k is the relative grade of the ecological parameter j for the product k, EPj;k is
the ecological parameter j of the product k, and EPj;max is the largest ecological
parameter j, i.e. EPj;max $ EPj;k for k ¼ 1; . . . ; r
Afterwards, for every product k (k ¼ 1; . . . ; r) under examination, all its relative
grades RGj;k (j ¼ 1; . . . ; m) are put in a radar diagram. In this chart type, each category
has its own value axis radiating from centre point. In our case, each relative grade RGj;k
has its own axis scaled from 0 to 1. Lines connect all the values forming a polygon. In
general, a radar diagram compares the aggregate value of a number of data series.
Therefore, it is evident that the product or process that covers the most area represents
the worst environmental performance. In other words, the best product is this one,
which has the lowest polygon area. The environmental impacts of a product can
therefore be expressed in a single index number (the polygon area), which is
unambiguously comparable to the index number for substitute or competing products
and materials. This is not the first time that this kind of diagrams is used to illustrate
environmental impact data. A quite similar approach is this of target plots, which have
been developed as an overall assessment of a product design according to the design
for the environment concept (Graedel, 1999).
containers have served their intended purpose and enter the environment
through the waste management system);
(9) solid wastes landfilling (it includes all necessary activities for the land disposal
of waste);
(10) used containers collection and refilling (it includes all the activities required to
off-site reuse such as the return of the containers to the bottler to be re-filled for
their original purpose); and
(11) recycling (it encompasses all activities necessary to take the used containers out
of the waste management system and deliver them to the container fabrication
stage).
All these 11 subsystems, that together form the LCI system, are shown in Figure 1.
According to this Figure 1, it is obvious that (all the three) subsystems for solid waste
management (i.e. subsystems 9, 10 and 11) are included in the analysis. This is
necessary because it is possible that each one of these three waste management options
may be applied (partly or totally) during the life cycle of a container. In this way, it is
taken into account the degree of reuse and/or recycling for the examined packaging
materials. Therefore, the amount of solid waste calculated in this case study refers to
the final waste disposal (landfilling). Obviously, this amount is low when the degree of
reuse or the degree of recycling (or both) is high.
Other special conditions, parameters and assumptions that influence and limit the
system are the following:
. Basis of comparison: 1,000 L of table water.
. Level of technology: the mix of the current technology.
.
Basis of allocation: weight proportioned (per kg).
.
Energy system: the national basic energy sources, the national average fuel mix
and grid for electricity.
.
Capital equipment: the energy and emissions involved with capital equipment
are excluded.
The next step is the construction of the mathematical model. This model is necessary
to calculate the total energy and resource use as well as the total environmental
The use of the
LCA polygon
framework
495
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Figure 1.
The system and its 11
subsystems
releases from the overall system. This step consists of summing the energy, raw
materials and various emission values that result from the energy and material flows,
for each stage of the product’s life cycle. This model, which defines numerically the
relationships of the individual subsystems to each other in the production of the final
product, has been developed and analysed in detail elsewhere (Georgakellos, 2001).
However, for better understanding the present case study, a brief overview of the
model is given below:
The mathematical model is constructed according to the system, by summing the
energy, raw materials and various emission values that result from the energy and
material flows, for each stage of the product’s life cycle, as follows:
The total energy consumption of the system (Etot) can be calculated by the equation
(3):
where, xj is the specific consumption of any raw material or the specific release of any
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Recycling rate “a” 0.25 0.50 0.75 1.00 0.25 0.25 0.25 0.50 0.75 1.00
Recycling content “k” 0.41 0.41 0.41 0.41 0.50 0.75 1.00 0.50 0.75 1.00
Energy consumption (MJ/1,000 L) and water consumption (g/1,000 L)
Energy 3,6656.3 3,6739.6 3,6823.9 3,6908.3 3,6268.3 3,5168.5 3,4068.8 3,6351.61 3,5336.2 3,4320.8
Water 644.13 644.13 644.13 644.13 547.55 273.78 0 547.55 273.78 0
Atmospheric emissions (g/1,000 L)
Particles 2,512.9 2,521.4 2,530.0 2,538.6 2,180.4 1,238.0 295.7 2,188.9 1,255.2 321.4
Carbon monoxide 238.9 236.2 233.4 230.6 235.8 226.8 217.8 2,330 221.3 209.5
Hydrocarbons 528.1 528.6 529.0 529.5 461.4 272.2 83.0 461.8 273.1 84.4
Nitrogen oxides 2,814.1 2,842.3 2,870.8 2,899.3 2,731.3 2,496.8 2,262.3 2,759.5 2,553.,6 2,347.6
Sulphur dioxide 4,892.5 4,956.7 5,021.8 5,086.8 4,755.9 4,368.5 3,981.1 4,820.1 4,497.7 4,175.4
Hydrogen chloride 9.87 9.87 9.87 9.87 8.39 4.19 0 8.39 4.19 0
Volatile organic
compounds 93.2 92.4 91.6 90.8 93.1 92.9 92.7 92.3 91.3 90.2
Waterborne waste (g/1,000 L)
Suspended materials 0.277 0.277 0.277 0.277 0.236 0.120 0.003 0.236 0.120 0.003
Dissolved materials 495.7 495.7 495.7 495.7 422.5 214.9 7.27 422.5 214.9 7.27
BODa 0.277 0.277 0.277 0.277 0.236 0.120 0.003 0.236 0.120 0.003
COD a 0.83 0.83 0.83 0.83 0.71 0.36 0.01 0.71 0.36 0.01
Oil 6.67 6.67 6.67 6.67 5.69 2.89 0.01 5.69 2.89 0.01
Solid waste (cm 3/1,000 L)
Municipal waste, etc. 1,83,011.4 1,24,309.4 64,894.4 5,479.4 1,82,378.4 1,80,584.3 1,78,790.2 1,23,676.4 62,476.3 1,258.2
Note: a Waste indicators
LCA polygon
framework
The use of the
Table I.
MEQ published in 1996 while a new one conducted in 2,000 concerning packaging systems
17,4 for non-alcoholic drinks and wine (Plinke et al., 2000). Apart from these two recent
examples, LCA for liquid packaging systems is included in a study carried out for the
European Commission. The goal of this study was to compare the environmental
impacts associated with different existing packaging systems for beer and carbonated
soft drinks (Bio-Intelligence Service, 2000).
498 Regarding the latter, it must be noted that, while LCA generally provides a
consistent basis for making comparisons between alternatives based on the
environmental consequences associated with them (Georgakellos, 2005b), these
comparisons can be pretty worthless unless they compare results or data derived from
the same study. This is happened because almost every LCA study is unique, since
each such study sets its own scope, objectives and boundaries (Platt and Rowe, 2002;
Jensen et al., 1997). Moreover, many LCA experts argue that comparability of LCA
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findings is not a key issue or even a requirement, as the purpose of an LCA study is not
to have major comparability, but to better understand systems and to improve their
performance. Thus, in terms of making reliable comparisons of LCA results from
different studies, a number of requirements have been suggested as necessary. These
included the use of a common LCA framework or methodology; explicit definitions of
methods, indicators, scope and boundaries in LCA projects; the provision of data of
high and standard quality; greater transparency for LCI and LCA processes, etc.
(Jensen et al., 1997). In this context, apart from the above very concise overview
concerning LCA studies of beverage packaging, a thorough comparison of the LCA
findings of Table I with the findings of similar studies is not include here. In addition,
such a comparison is out of the scope of the present work, which only uses the LCI
results for the application of the LCA polygon framework in waste management.
These ecological parameters are presented in Table III. Then, applying the equation (2),
the relative grades for each one of the ecological parameters of Table III are calculated
The use of the
Substance Threshold value
LCA polygon
Air emissions (mg/m 3 of air) framework
Particles 10
Carbon monoxide (CO) 57
Hydrocarbons 22
Nitrogen oxides (NOx) 5.6 499
Sulphur dioxide (SO2) 5.2
Hydrogen chloride (HCl) 7.5
Volatile organic compounds (VOC) 32
Waterborne waste (mg/L of water)
Suspended materials 30
Dissolved materials 500 Table II.
BOD 15 Threshold values of air
COD 45 emissions and
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Regarding the calculation of the polygon area, the following issues should be
mentioned: in order to have the polygon area as an index number without unit, it is
calculated as a percentage of the total area of the polygon that is formed by the m axes
(here five axes). However, the polygon area is dependent on the order in which these
axes are located. This means that if there are two large numbers (ecological
parameters), the area gets much larger when these axes adjacent to each other.
Obviously, this is not desirable because there is the possibility of ambiguous
comparisons as the area depends on the arrangement of the axes. In order to eliminate
this possibility, the comparison will be based on the average polygon area. This area
results if we take into account all the possible combinations of the m axes. Thus, the
average polygon area has always the same value, whatever is the order of these axes,
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17,4
500
MEQ
Table III.
Energy consumption (MJ) 36,656.3 36,739.6 36,823.9 36,908.3 36,268.3 35,168.5 34,068.8 36,351.61 35,336.2 34,320.8
Water consumption (g) 644.13 644.13 644.13 644.13 547.55 273.78 0 547.55 273.78 0
Atmospheric emissions
(m3 of air) 17,27,097.5 17,45,279.7 17,63,692.3 17,82,090.2 16,49,577.9 14,29,566.8 12,09,639.0 16,67,753.8 14,66,170.2 12,64,646.4
Waterborne waste
(L of water) 1,990.4 1,990.4 1,990.4 1,990.4 1,697.2 862.7 16.5 1,697.2 862.7 16.5
Solid waste (cm3) 1,83,011.4 1,24,309.4 64,894.4 5,479.4 1,82,378.4 1,80,584.3 1,78,790.2 1,23,676.4 6,24,76.3 1,258.2
and so it can be used as the basis of the comparison. For this reason, when, in this The use of the
method, we use the term “polygon area” we mean the average polygon area.
LCA polygon
Discussion of results framework
It has been previously mentioned that one of the advantages of the method used here
concerns the risk of loss of information. This risk, which is frequent in aggregation
procedures, is relatively limited in the LCA polygon framework (although a part of it 501
always exists), as the comparison can be realized simultaneously in two levels: the first
Energy consumption 99.32 99.54 99.77 100.00 98.27 95.29 92.31 98.49 95.74 92.99
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Water consumption 100.00 100.00 100.00 100.00 85.01 42.50 0.00 85.01 42.50 0.00 Table IV.
Atmospheric emissions 96.61 97.93 98.97 100.00 92.56 80.22 67.88 93.58 82.27 7.096 Relative grades of the
Waterborne waste 100.00 100.00 100.00 100.00 85.27 43.34 0.83 85.27 43.34 0.83 ecological parameters for
Solid waste 100.00 67.92 35.46 2.99 99.65 98.67 97.69 67.58 34.13 0.69 the examined cases
Figure 2.
LCA polygon of the 1 L
table water glass bottle
(case I)
Figure 3.
LCA polygon of the 1 L
table water glass bottle
(case II)
Figure 4.
LCA polygon of the 1 L
table water glass bottle
(case III)
MEQ level is the polygon area and the second level is the ecological parameters (i.e. the
17,4 polygon axes), if there is particular interest. In our case study, both levels of
comparison are being realized since the aim of the present work is the most thorough
environmental evaluation of glass recycling
Regarding the first level of comparison and from the polygon area of each case, one
could see that the environmental performance in case I is the worst one, while this in
502 case X is the best one. This conclusion is rather expectable since the values of a and k in
case I (25.3 and 41.2 per cent, respectively) are lower than these values in all other
cases. Likewise, the values of a and k in case X (both 100 per cent, even if this is
practically unachievable) are higher than these values in all other cases. In general, for
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Figure 5.
LCA polygon of the 1 L
table water glass bottle
(case IV)
Figure 6.
LCA polygon of the 1 L
table water glass bottle
(case V)
Figure 7.
LCA polygon of the 1 L
table water glass bottle
(case VI)
Figure 8.
LCA polygon of the 1 L
table water glass bottle
(case VII)
higher recycling levels (e.g. higher a or/and k) the respective polygon area becomes The use of the
lower, which is obvious. However, comparing case II with case V; case III with case VI; LCA polygon
case IV with case VII (in order to compare the importance of a and k on the
environmental performance of the examined product), one could mention that, in all framework
comparisons, the recycling content k improve more the environmental performance of
the examined product than the recycling level a. Moreover, the comparisons of cases II,
V and VIII; of cases III, VI and IX; of cases IV, VII and X show that when a and k grow 503
simultaneously, the amelioration of the environmental performance of the examined
product is the greatest possible for each case.
Regarding the second level of comparison (considering the ecological parameters or
the axes of the polygon) and based on Table III, one could observe the following:
.
Energy consumption. It seems that recycling cannot improve significantly the
energy required across the life cycle. Specifically, comparing case I with
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cases V-X, there is a reduction of energy consumption but this is about 7 per cent
in the best case (case VII). The explanation of this outcome is that the energy
inputs needed to process the requisite virgin materials (which are saved because
of recycling) slightly exceed the energy inputs of the recycling process itself.
Figure 9.
LCA polygon of the 1 L
table water glass bottle
(case VIII)
Figure 10.
LCA polygon of the 1 L
table water glass bottle
(case IX)
Figure 11.
LCA polygon of the 1 L
table water glass bottle
(case X)
MEQ In addition, comparing case I with cases II-IV, it is remarkable (and perhaps
17,4 unexpected) that, instead of decline, the energy has been increased. However, this
is fully justifiable as, in these cases (e.g. cases II-IV), the life cycle energy
consumption is being increased with the energy needs of the recycling process
steps without a simultaneous energy saving (which would be the gain of more
recycled material in glass production and therefore of less energy input because
504 of less virgin material processing) since the recycling content level k remains
stable.
.
Water consumption. Recycling can drastically reduce the water use associated
with the life cycle of the product but only when recycled material is being used in
the production process instead of virgin one (cases V-X). In such cases, water
consumption drop is proportional to the growth of the recycling content level k.
On the contrary, an augmentation of recycling rate a without a corresponding
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increase of recycling content level k (cases II-IV), does not improve water
consumption. This is because, according to the LCA model used, recycling
process does not influence water utilization.
.
Atmospheric emissions. The image for atmospheric emissions is very similar to
this one of energy consumption. A reason of this fact is that both energy use and
emissions to air are being realized mainly during the same life cycle stages, i.e.
raw material acquisition and product production stages, as well as
transportation (of any kind) stages. Therefore, the comments here above
concerning energy consumption are valid for atmospheric emissions as well. The
only noteworthy difference is that the greatest achievable reduction of
atmospheric emissions could reach 30 per cent (from the comparison of case I
with case VII), which is much more higher than the equivalent reduction of
energy (about 7 per cent).
.
Waterborne waste. From the comparison of case I with cases V-X, it is evident
that growing the recycling content level k the waterborne waste is being
decreased almost proportionally, and thus, radically. Nevertheless, from the
comparison of case I with cases II-IV, it seems that, as in the case of water
consumption, a single increase of recycling rate a does not affect (neither in a
positive nor in a negative way) the production of waterborne waste.
.
Solid waste. As it is expected, recycling in general can significantly cut down the
amount of the generated solid waste. More precisely, the total amount of this
kind of waste is being heavily affected by recycling rate a. For instance, for
a ¼ 75 per cent, the reduction of solid waste is about 65 per cent (case III), while
for a ¼ 100 per cent (practically unachievable), the amount of solid waste is
being reduced about 97 per cent (case IV). These figures are even higher when
the growth of recycling rate a is going together with an analogous increase of
recycling content level k (cases VIII-X). However, a sole growth of the latter
(i.e. the recycling content level k), improve solid waste generation a little.
Conclusion
In conclusion, this case study has demonstrated very clearly that recycling strategies
can, in most cases, reduce the total environmental burden of the glass container
examined. On the other hand, from the above analysis it is apparent that this reduction
may considerably vary in relation to each ecological parameter (consumption of The use of the
energy, consumption of water, air emissions, waterborne waste and solid waste), LCA polygon
depending, not only on the recycling percentage, but mainly on the recycling mix (as it
is expressed by the set of recycling coefficients a and k). In other words, there is no one framework
single case, which is “the best one” in both levels (the polygon area and all the five
ecological parameters at the same time) but the actual state of this matter is more
complex. Therefore, developing a recycling strategy for such a product should be done 505
with care, considering, not only general recycling targets, but also the particular
interests or conditions that may exist regarding, e.g. energy use, emissions to air, etc.
Otherwise, there is increased danger for a less successful recycling programme.
Finally, the extent to which these results could be generalized to other materials and
products will depend on many factors. However, this could be the subject of future
works.
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Corresponding author
Dimitrios A. Georgakellos can be contacted at: dgeorg@unipi.gr
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