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A R T I C LE I N FO A B S T R A C T
Keywords: In this study, effects of induced stress and strain on the thermoelectric properties of mesoporous ZnO thin films
Mesoporous structure with various Al doping concentrations were investigated. With Al doping in ZnO structure, the hexagonal
Al-doped ZnO thin films wurtzite structure of ZnO was distorted owing to an ionic size difference between Al and Zn. With an increase in
Strain/stress Al concentration to 4 at%, thermal conductivity unexpectedly decreased from 1.70 to 1.24 W/mK owing to an
Williamson–Hall analysis
increase in the tensile strain, and electrical conductivity increased from 4 S/cm to 15 S/cm owing to an increase
Thermoelectric
in the carrier concentration. Based on this study, the relationship between the induced strain owing to lattice
distortion and thermoelectric properties was investigated. Thus, 4 at% Al-doped mesoporous ZnO demonstrated
best enhanced thermoelectric properties.
∗
Corresponding author.
E-mail address: hhpark@yonsei.ac.kr (H.-H. Park).
https://doi.org/10.1016/j.solidstatesciences.2018.05.010
Received 14 February 2018; Accepted 19 May 2018
Available online 21 May 2018
1293-2558/ © 2018 Elsevier Masson SAS. All rights reserved.
M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91
between the ionic radii of Al3+(0.054 nm) and Zn2+(0.074 nm) [32].
The thermoelectric properties could be controlled using the induced
stress and strain [33–35]. Therefore, in this study, the effects of the
change in electrical conductivity and the induction of strain/stress
owing to Al doping on the thermoelectric properties of the ZnO thin
film were investigated. The change in induced strain and stress ac-
cording to the concentration of Al doping was analyzed by using Wil-
liamson–Hall analysis (W–H analysis). The W–H analysis was composed
of three models: uniform deformation model (UDM) for analyzing the
induced strain of thin films, uniform stress deformation model (USDM)
for analyzing the induced strain and stress, and uniform deformation
energy density model (UDEDM) for analyzing the correlation between
the energy density and strain/stress. In this study, all three models were
applied. Moreover, the effects of induced stress/strain and lattice dis-
tortion on the thermoelectric properties were studied for various Al
doping concentrations.
2. Experimental detail
3. Results and discussion doping concentrations. Furthermore, lattice distortion and stress/strain
of the hexagonal wurtzite structure owing to the difference between the
In this study, X-ray diffraction (XRD) was performed to analyze the ionic radii of Al and Zn were analyzed using XRD. As shown in Fig. 1(a),
change in crystallinity of the ZnO structure according to various Al all the samples had the same hexagonal wurtzite structure regardless of
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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91
Fig. 3. Estimated (a) induced strain and (b) stress of Al-doped mesoporous ZnO
thin films with various Al concentration using USDM.
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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91
Fig. 5. GISAXS patterns of Al-doped mesoporous ZnO thin films with various Al concentration.
kλ
Dv =
βhkl cos θ (3)
βhkl
ε=
tan θ (4)
⎝ Dv ⎠ (5)
doping concentration could be calculated using W–H analysis. The
broadening of the XRD peak could be attributed to both the decrease in The tensile strain change of (100), (002), and (101) according to Al
the crystallite size and the increase in the tensile strain. By using W–H doping concentration was calculated using UDM and the results are
analysis, it is possible to distinguish between the crystallite size and shown in Fig. 2. As shown in Fig. 2, an increase in the Al doping con-
induced strain because the crystallite size depends on 1 whereas the centration induced an increase in strain. Moreover, in the case of Al
cos θ
induced strain depends on tan θ . The crystallite size can be calculated doping concentration of 4 at%, the strain increased rapidly. As the
using the Scherrer equation as follows: smaller Al3+ (0.054 nm) substituted the Zn2+ (0.074 nm) ion, the ZnO
structure was distorted and the tensile strain also increased. However,
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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91
Fig. 7. Cross-sectional SEM images of Al-doped mesoporous ZnO thin films with various Al concentration.
⎝D⎠ ⎝ (8)
tions. As shown in Fig. 1(b), it can be concluded that uniform strain was ⎝ ⎠
not induced as Al was doped in mesoporous ZnO thin films because the
lattice parameter did not change. Therefore, the UDM has a limitation The change in energy density according to various Al doping con-
for application to this system. However, as USDM and UDEDM assume centrations and the change in strain/stress derived from Hooke's law
non-uniform strain in the structure, these models are suitable for this were calculated using Eq. (6) and the results are shown in Fig. 4. In all
system. the models, the strain tended to increase with the increase in Al doping
From USDM, the strain could be calculated using Hooke's law, concentration. This tendency was due to the increase in tensile strain.
which indicates linear proportionality between the strain and stress as As Al3+ substituted the Zn2+ ion, the crystallinity and grain growth of
σ= Yε , (σ: stress, Y: Young's modulus). Hooke's law has limitation in the ZnO structure were inhibited and consequently, tensile strain was
that it is valid for significantly small strain. As it was supposed that a induced in the Al-doped mesoporous ZnO thin films.
small strain was induced in Al-doped mesoporous ZnO thin films, the In this study, the induced strain/stress and energy density could be
USDM could be applied. USDM can be defined as calculated using UDM, USDM, and UDEDM. Among these models,
UDEDM is the most suitable model for mesoporous ZnO. In the case of
kλ 4σ sin θ ⎞ UDM, the strain was uniform in all the crystallographic directions.
βhkl cos θ = ⎛ ⎞ + ⎛ ⎜ ⎟
⎝D⎠ ⎝ Yhkl ⎠ (6) However, the XRD peak was not shifted with the increase in the sur-
factant concentration whereas the peak was broadened. Therefore,
In a hexagonal system, the Young's modulus (Yhkl ) [44] is related to UDM is not suitable for this system. USDM and UDEDM are based on
elastic compliances as follows: Hooke's law and these models are valid for small values of strain.
Between the USDM and UDEDM, it is implicit in the UDEDM that
2 crystals are homogeneous and isotropic. Therefore, in this study,
(h + 2k )2 al 2
⎡h2 +
⎣ 3
+ ( ) ⎤⎦
c UDEDM is the most suitable model because all the XRD peaks followed
Yhkl = 2
(h + 2k )2 al 4 (h + 2k )2 al 2 a Gaussian function.
(
s11 h2 + 3 ) + s33 ( )
c
+ (2s13 + s44 ) h2 + ( 3 )( )
c The change in the pore structure according to the Al doping con-
(7) centration was analyzed using GISAXS and the results are shown in
Fig. 5. When a regular structure is formed in materials, GISAXS is used
where s11, s13, s33, and s44 are the elastic compliances of ZnO and their to analyze it as a 2D image and shape pattern. In this study, GISAXS was
values are 7.858 × 10−12 , − 2.206 × 10−12 , 6.940 × 10−12 , and used to analyze the ordered pore structure. Generally, in the sol-gel
− 2.206 × 10−12 m2N−1, respectively [44]. The stress and strain were process, it is difficult to synthesize a pore structure with ZnO. In the
calculated using Hooke's law for each plane and the results are shown in ZnO system, the formation of Zn-O bonds happens faster than in the
Fig. 3(a) and (b), respectively. As observed in Fig. 2, the tensile strain SiO2 and TiO2 systems owing to the high reactivity of the Zn ion pre-
and stress increased with the increase in Al doping concentration. cursor [46–48]. Moreover, the crystallization of ZnO occurs at the low
The energy density (u) could be calculated from the UDEDM. The temperature of approximately 300 °C, and it is difficult to maintain the
(ε 2Y )
strain and stress were calculated using u= 2hkl , which was derived ordered pore structure. Therefore, the pore structure could collapse
from Hooke's Law. In the UDEDM, it is implicit that crystals have an owing to the crystallization and grain growth of ZnO. Therefore, when
isotropic nature and are homogeneous [45]. Further, similar to USDM, compared with mesoporous SiO2 and TiO2, the GISAXS wing pattern of
it is also valid for small strain values. mesoporous ZnO exhibited a relatively low intensity owing to poor pore
The UDEDM can be modified as the following equation: arrangement. However, as shown in Fig. 5, GISAXS wing patterns were
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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91
(a) (b)
24
ZnO
2.5 22
Thermal conductivity (W/mK)
ZnO+0.01Al
20 ZnO+0.02Al
Conductivity(/ cm)
18 ZnO+0.04Al
2.0
16
14
1.5 12
10
8
1.0 6
4
2
0.5
0
ZnO ZnO+0.01Al ZnO+0.02Al ZnO+0.04Al 320 340 360 380 400 420 440 460 480
Temperature (K)
(c) (d)
19 -1
2.0x10 5.0x10 -40
14 ZnO
ZnO+0.01Al
-3
-1
4.0x10
Carrier Concentration (cm
19 ZnO+0.02Al
2 -1 -1
1.5x10 12
-60 ZnO+0.04Al
Resistivity ( cm)
-1
10 3.0x10 -70
1.0x10
19 Concentration
Mobility -80
8 2.0x10
-1
Resistivity
18
-90
5.0x10 6
-1
1.0x10
-100
4
-110
ZnO ZnO+0.01Al ZnO+0.02Al ZnO+0.04Al 320 340 360 380 400 420 440 460 480
Samples Temperature (K)
Fig. 8. (a) Thermal conductivity, (b) electrical conductivity, (c) Hall measurement result, and (d) Seebeck coefficient of Al-doped mesoporous ZnO thin films with
various Al concentration.
observed and corresponded to the formation of ordered mesoporous Al, respectively. These changs in the thickness were well matched with
ZnO. Further, the intensity of patterns slightly increased with the in- the changes in the porosity according to the Al-doping, for example,
crease in Al doping concentration. This slight increase in the pattern 33.0% for ZnO thin film and 34.8, 37.4, and 38.4% for Al-doped ZnO
intensity was due to the difference between the ionic radii of Al3+ and with 1, 2, and 4 at% of Al, respectively. These results also confirmed the
Zn2+ [32] because the ordering of pores could be maintained by doped important role of Al dopant as an inhibitor on the grain growth of ZnO
Al, which inhibited the grain growth of ZnO as shown in Fig. 1(a). and maintainer of pore ordering in mesoporous ZnO thin films.
The porosity behavior for various Al doping concentrations was Fig. 8 shows the change in thermoelectric properties according to
analyzed using ellipsometry and the results are shown in Fig. 6. In this the Al doping concentration. The thermal and electrical conductivities
study, the porosity of mesoporous Al-doped ZnO thin films was calcu- and Seebeck coefficient of the mesoporous ZnO thin films were strongly
lated by using the Lorentz–Lorenz equation [49]. affected by Al doping. In this study, the aforementioned thermoelectric
properties were also influenced by porosity because when the porosity
n2f − 1
increases, both thermal conductivity and electrical conductivity de-
n2f + 2
crease, and the Seebeck coefficient increases [51]. However as men-
1 − Fp =
ns2 − 1 tioned above, the porosity increased by only 1% with an increase in Al
ns2 + 2 (9) doping concentration from 2 to 4 at%. Thus, the effect of change of
porosity was neglected when considering the change in the thermo-
where Fp is the pore volume fraction, nf is the refractive index of the
electric properties of ZnO films between 2 and 4 at% Al doping. As
films, and ns is the refractive index of the structure. With the increase in
shown in Fig. 8(a), the thermal conductivity decreased with the in-
Al doping concentration, the porosity slightly increased owing to an
crease in Al doping concentration. When Al was doped in the ZnO
increase in the pore arrangement as shown in Fig. 5. Similar to the
structure, hexagonal wurtzite structure was distorted owing to induced
previous study [50], the porosity increased from 33.0% to 37.4% with
tensile strain because the smaller Al ion substituted the Zn ion.
an increase in the Al doping concentration up to 2 at% and slightly
Therefore, the thermal conductivity decreased from 1.70 to 1.24 W/mK
increased to 38.4% with 4 at% of Al doping. The thickness of the films
with the increase in Al doping concentration, especially from 1.57 to
was taken from the cross-sectional SEM images (given as Fig. 7) as 125,
1.24 W/mK for 2 to 4 at% Al doping. Thus, it can be concluded that this
137, 149, and 151 nm for ZnO and Al-doped ZnO with 1, 2, and 4 at% of
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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91
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Korea grant funded by the Korea government (MSIP) (No. light photocatalytic activity of Fe3+-doped ZnO nanoparticle prepared via sol–gel
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