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Solid State Sciences 82 (2018) 84–91

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Solid State Sciences


journal homepage: www.elsevier.com/locate/ssscie

Study of the effect of stress/strain of mesoporous Al-doped ZnO thin films on T


thermoelectric properties
Min-Hee Honga, Haryeong Choia, Dong Il Shimb, Hyung Hee Chob, Jiwan Kimc, Hyung-Ho Parka,∗
a
Department of Materials Science and Engineering, Yonsei University, Seoul 30722, Republic of Korea
b
School of Mechanical Engineering, Yonsei University, Seoul 30722, Republic of Korea
c
Department of Advanced Materials Engineering, Kyonggi University, 154-42 Gwanggyosan-ro, Suwon-si, Gyeonggi-do, Republic of Korea

A R T I C LE I N FO A B S T R A C T

Keywords: In this study, effects of induced stress and strain on the thermoelectric properties of mesoporous ZnO thin films
Mesoporous structure with various Al doping concentrations were investigated. With Al doping in ZnO structure, the hexagonal
Al-doped ZnO thin films wurtzite structure of ZnO was distorted owing to an ionic size difference between Al and Zn. With an increase in
Strain/stress Al concentration to 4 at%, thermal conductivity unexpectedly decreased from 1.70 to 1.24 W/mK owing to an
Williamson–Hall analysis
increase in the tensile strain, and electrical conductivity increased from 4 S/cm to 15 S/cm owing to an increase
Thermoelectric
in the carrier concentration. Based on this study, the relationship between the induced strain owing to lattice
distortion and thermoelectric properties was investigated. Thus, 4 at% Al-doped mesoporous ZnO demonstrated
best enhanced thermoelectric properties.

1. Introduction structure was formed. The as-synthesized mesoporous structure could


reduce the lattice thermal conductivity because each pore acted as a
Thermoelectricity is a phenomenon of conversion of heat to useful phonon scattering center. However, as this pore structure scattered not
electricity when a temperature gradient occurs in thermoelectric ma- only phonons but also electrons, the improvement of thermoelectric
terials. Thermoelectricity can be a promising candidate for application property was limited. Therefore, to improve the thermoelectric prop-
in next-generation green energy techniques because it can use waste erties, it is important to control the thermal conductivity and electrical
heat and does not create harmful by-products. However, thermoelectric conductivity independently. By employing a doping process, the elec-
devices have limitations in commercialization owing to low thermo- trical conductivity could be selectively increased owing to the carrier
electric property. Thermoelectric property is defined as a figure-of- concentration increasing. In this study, ZnO was used because it has
merit (ZT) expressed as S2σT/κ, (S: Seebeck coefficient, σ: electrical high thermal stability and it is easy to control the electrical conductivity
conductivity, κ: thermal conductivity, T: absolute temperature). It is by easy doping into Group III elements (Al, Ga, In, etc.). It is a wide
evident from the above equation that high electrical conductivity, high band-gap n-type semiconductor. Therefore, it could be used as a pho-
Seebeck coefficient, and low thermal conductivity are essential to im- tovoltaic device [5,6], solar cell [7–9], gas sensor [10–13], and ther-
prove thermoelectric properties. Therefore, in this study, a mesoporous moelectric device [14–16]. ZnO could be synthesized using various
structure with pores of size 2–50 nm was introduced into ZnO thin film processes such as sputtering [17,18], atomic layer deposition [19–21],
to reduce the thermal conductivity. A porous structure has low thermal pulsed laser deposition [22–24], and sol-gel method [25–27]. Further-
conductivity because phonons are scattered at each pore [1]. Therefore, more, group III elements such as Al, Ga, and In were doped into the ZnO
researches about porous structure to improve thermoelectric properties structure to improve its electrical and optical properties [28–30]. In this
has been carried out [2,3]. study, ZnO thin films were synthesized with mesoporous structure by
The mesoporous structure was first synthesized at Mobile [4]. In this using the sol-gel method followed by the EISA process. Therefore, the
work, the evaporation-induced self-assembly (EISA) process was selective increase in electrical conductivity by doping Al into the me-
adopted to synthesize the mesoporous structure. An organic surfactant, soporous ZnO structure was investigated.
which was used as the evaporated solvent, had a micellar structure over When Al was doped into a ZnO structure, the electrical conductivity
critical micelle concentration. Moreover, the synthesized micellar increased following to an increase in the carrier concentration [31].
structure was decomposed via an annealing process and a pore Further, the ZnO lattice was also distorted owing to the difference


Corresponding author.
E-mail address: hhpark@yonsei.ac.kr (H.-H. Park).

https://doi.org/10.1016/j.solidstatesciences.2018.05.010
Received 14 February 2018; Accepted 19 May 2018
Available online 21 May 2018
1293-2558/ © 2018 Elsevier Masson SAS. All rights reserved.
M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91

between the ionic radii of Al3+(0.054 nm) and Zn2+(0.074 nm) [32].
The thermoelectric properties could be controlled using the induced
stress and strain [33–35]. Therefore, in this study, the effects of the
change in electrical conductivity and the induction of strain/stress
owing to Al doping on the thermoelectric properties of the ZnO thin
film were investigated. The change in induced strain and stress ac-
cording to the concentration of Al doping was analyzed by using Wil-
liamson–Hall analysis (W–H analysis). The W–H analysis was composed
of three models: uniform deformation model (UDM) for analyzing the
induced strain of thin films, uniform stress deformation model (USDM)
for analyzing the induced strain and stress, and uniform deformation
energy density model (UDEDM) for analyzing the correlation between
the energy density and strain/stress. In this study, all three models were
applied. Moreover, the effects of induced stress/strain and lattice dis-
tortion on the thermoelectric properties were studied for various Al
doping concentrations.

2. Experimental detail

Mesoporous Al-doped ZnO thin films were synthesized as follows.


First, Brij-S10 block copolymer (C58H118O21, Aldrich, MW 711) was
dissolved in n-PrOH. After stirring for 1 h, zinc acetate dihydrate [Zn
(CH3COO)2•H2O], monoethanolamine (MEA), and aluminum nitrate
nonahydrate [Al(NO3)•9H2O] were added to the solution. In this work,
the molar ratio n-propanol: zinc acetate dihydrate: MEA: Brij-S10 was
34.5: 1: 1: 0.05. Further, the atomic ratio of Zn and Al precursors was
varied from 0 to 4 at%. When Al was doped with a concentration of
more than 4 at%, the distortion of the ZnO structure was too large and
the hexagonal wurtzite structure was destroyed. Therefore, in this
study, Al was doped in the mesoporous ZnO thin films up to the con-
centration of 4 at%. After aging for 1 h, the solution was spin-coated
onto SiO2/Si substrate at 3000 rpm for 30 s at room temperature. SiO2/
Si substrate was used in this experiment because SiO2 is amorphous,
which does not affect the thermoelectric properties and induced strain/
stress. SiO2/Si substrate was sonicated with methanol, ethanol, and
deionized water for 15 min each. Before annealing, the spin-coated
films were pre-baked 300 °C for 10 min to pyrolyze the ZnO precursor
Fig. 1. (a) XRD patterns and (b) lattice parameter of Al-doped mesoporous ZnO
and remove the residual organics. After annealing at 450 °C for 4 h at a thin films with various Al concentration.
heating rate of 1 °C/min, Al-doped mesoporous ZnO thin films could be
synthesized. The low heating rate (1 °C/min) slowly collapsed the pore
structure followed by minimized rapid crystallization and grain growth
[36]. In order to investigate the pore structure of the mesoporous Al-
doped ZnO thin films, grazing-incidence small-angle X-ray scattering
(GISAXS) was used at the 3C beam line (λ = 1.54 Å and Δλ/
λ = 2 × 10−4) of Pohang Light Source (PLS) in Korea [37]. The por-
osity behavior was measured using an ellipsometer (Gatan, L117C,
632.8 nm He-Ne lasers) and Lorentz–Lorenz equation. The cross-sec-
tional thickness of ZnO thin film was investigated using scanning
electron microscopy (SEM, JEOL, Japan). The thermal conductivity of
thin films was measured by 3ω-method [38]. The 3ω-method is a
measurement method for determining the thermal conductivities of
bulk material and thin layers. When the heat is released to the sample
surface in accordance with the frequency, the voltage and current
changes are measured with temperature change. Thereafter, the tem-
perature difference between both ends of the sample is measured to
calculate the thermal conductivity. The electrical properties including
carrier concentration, mobility, and resistivity were measured using a
Hall effect measurement system (HMS-3000, Ecopia). The Seebeck
coefficients and electrical resistivity of the mesoporous ZnO thin films
Fig. 2. Estimated induced strain of Al-doped mesoporous ZnO thin films with
were determined by measuring the Seebeck voltage from 50 °C to
various Al concentration using UDM.
230 °C with an 30° interval.

3. Results and discussion doping concentrations. Furthermore, lattice distortion and stress/strain
of the hexagonal wurtzite structure owing to the difference between the
In this study, X-ray diffraction (XRD) was performed to analyze the ionic radii of Al and Zn were analyzed using XRD. As shown in Fig. 1(a),
change in crystallinity of the ZnO structure according to various Al all the samples had the same hexagonal wurtzite structure regardless of

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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91

Fig. 3. Estimated (a) induced strain and (b) stress of Al-doped mesoporous ZnO
thin films with various Al concentration using USDM.

the Al doping concentration; diffraction peaks at 2θ of approximately


31.8°, 33.4°, and 36.2° were indexed as 100, 002, and 101, respectively
(JCPDS card No. 36–1451). With the increase in Al doping concentra-
tion, the intensity of the XRD peak decreased owing to difference ionic
radii of the Al3+ and Zn2+ i.e., 0.054 nm and 0.074 nm. With the in-
crease in Al doping concentration, the intensity of the XRD peak de-
creased due to a distortion of hexagonal wurtzite structure owing to a
difference in the ionic radii of the Al3+ and Zn2+ i.e., 0.054 nm and
0.074 nm. In addition, trivalent cation doping also inhibited gain
growth of ZnO structure [39,40]. Therefore, stress/strain was induced
in ZnO structure and ZnO structure was distorted.
In order to analyze the lattice distortion according to the con-
centration of Al doping, lattice parameters were calculated using the
XRD pattern in Fig. 1(a) and the results are shown in Fig. 1(b). Lattice
parameters (a- and c-axes) were calculated as follows [41]:
λ
a=
3 sin θ100 (1) Fig. 4. Estimated (a) induced strain, (b) stress, and (c) energy density of Al-
doped mesoporous ZnO thin films with various Al concentration using UDEDM.
λ
c=
sin θ002 (2)
the application of uniform tensile strain, the XRD peak was shifted,
where λ is the wavelength of CuK α1 radiation. As shown in Fig. 1(b), the whereas it was broadened with the application of non-uniform strain
lattice parameters (a, c, c/a) had similar values regardless of the Al [43]. In this study, there was no change in the lattice parameter and the
doping concentration. As the lattice parameter depends on the position XRD peak was broadened; thus, it can be concluded that non-uniform
of the XRD peak, a change in the lattice parameter indicates that uni- tensile strain was induced in the ZnO thin film by Al doping. The
form strain is induced in the structure [42]. When strain/stress was change in the induced strain/stress and energy density according to Al
induced in the structure, XRD peaks were shifted or broadened. With

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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91

Fig. 5. GISAXS patterns of Al-doped mesoporous ZnO thin films with various Al concentration.


Dv =
βhkl cos θ (3)

where Dv is the volume-weighted crystallite size, λ is the wavelength of


CuK α1 radiation, k is the shape factor (0.9), and βhkl is the instrumental
corrected integral breadth of the reflection. Furthermore, the induced
strain can be calculated using the following equation, which is derived
from the Scherrer equation:

βhkl
ε=
tan θ (4)

where ε is the induced strain of thin films.


Generally, the W–H analysis is divided into three models: UDM,
USDM, and UDEDM. By applying these three models, the strain, stress,
and energy density of the thin films could be calculated. First, in the
UDM, it is implicit that a uniform strain is induced in all directions of
the materials.
The UDM equation could be derived as follows by rearranging Eqs.
(1) and (2):
Fig. 6. Porosity behavior of Al-doped mesoporous ZnO thin films with various
Al concentration.

βhkl cos θ = ⎛ ⎞ + (4ε sin θ)
⎜ ⎟

⎝ Dv ⎠ (5)
doping concentration could be calculated using W–H analysis. The
broadening of the XRD peak could be attributed to both the decrease in The tensile strain change of (100), (002), and (101) according to Al
the crystallite size and the increase in the tensile strain. By using W–H doping concentration was calculated using UDM and the results are
analysis, it is possible to distinguish between the crystallite size and shown in Fig. 2. As shown in Fig. 2, an increase in the Al doping con-
induced strain because the crystallite size depends on 1 whereas the centration induced an increase in strain. Moreover, in the case of Al
cos θ
induced strain depends on tan θ . The crystallite size can be calculated doping concentration of 4 at%, the strain increased rapidly. As the
using the Scherrer equation as follows: smaller Al3+ (0.054 nm) substituted the Zn2+ (0.074 nm) ion, the ZnO
structure was distorted and the tensile strain also increased. However,

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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91

Fig. 7. Cross-sectional SEM images of Al-doped mesoporous ZnO thin films with various Al concentration.

the result calculated using UDM has a limitation in this mesoporous 1


kλ ⎛ 2u ⎞ 2 ⎞
system because the UDM assumes uniform strain in all crystal direc- βhkl cos θ = ⎛ ⎞ + ⎜4 sin θ ⎛
Yhkl ⎠ ⎟
⎜ ⎟

⎝D⎠ ⎝ (8)
tions. As shown in Fig. 1(b), it can be concluded that uniform strain was ⎝ ⎠
not induced as Al was doped in mesoporous ZnO thin films because the
lattice parameter did not change. Therefore, the UDM has a limitation The change in energy density according to various Al doping con-
for application to this system. However, as USDM and UDEDM assume centrations and the change in strain/stress derived from Hooke's law
non-uniform strain in the structure, these models are suitable for this were calculated using Eq. (6) and the results are shown in Fig. 4. In all
system. the models, the strain tended to increase with the increase in Al doping
From USDM, the strain could be calculated using Hooke's law, concentration. This tendency was due to the increase in tensile strain.
which indicates linear proportionality between the strain and stress as As Al3+ substituted the Zn2+ ion, the crystallinity and grain growth of
σ= Yε , (σ: stress, Y: Young's modulus). Hooke's law has limitation in the ZnO structure were inhibited and consequently, tensile strain was
that it is valid for significantly small strain. As it was supposed that a induced in the Al-doped mesoporous ZnO thin films.
small strain was induced in Al-doped mesoporous ZnO thin films, the In this study, the induced strain/stress and energy density could be
USDM could be applied. USDM can be defined as calculated using UDM, USDM, and UDEDM. Among these models,
UDEDM is the most suitable model for mesoporous ZnO. In the case of
kλ 4σ sin θ ⎞ UDM, the strain was uniform in all the crystallographic directions.
βhkl cos θ = ⎛ ⎞ + ⎛ ⎜ ⎟

⎝D⎠ ⎝ Yhkl ⎠ (6) However, the XRD peak was not shifted with the increase in the sur-
factant concentration whereas the peak was broadened. Therefore,
In a hexagonal system, the Young's modulus (Yhkl ) [44] is related to UDM is not suitable for this system. USDM and UDEDM are based on
elastic compliances as follows: Hooke's law and these models are valid for small values of strain.
Between the USDM and UDEDM, it is implicit in the UDEDM that
2 crystals are homogeneous and isotropic. Therefore, in this study,
(h + 2k )2 al 2
⎡h2 +
⎣ 3
+ ( ) ⎤⎦
c UDEDM is the most suitable model because all the XRD peaks followed
Yhkl = 2
(h + 2k )2 al 4 (h + 2k )2 al 2 a Gaussian function.
(
s11 h2 + 3 ) + s33 ( )
c
+ (2s13 + s44 ) h2 + ( 3 )( )
c The change in the pore structure according to the Al doping con-
(7) centration was analyzed using GISAXS and the results are shown in
Fig. 5. When a regular structure is formed in materials, GISAXS is used
where s11, s13, s33, and s44 are the elastic compliances of ZnO and their to analyze it as a 2D image and shape pattern. In this study, GISAXS was
values are 7.858 × 10−12 , − 2.206 × 10−12 , 6.940 × 10−12 , and used to analyze the ordered pore structure. Generally, in the sol-gel
− 2.206 × 10−12 m2N−1, respectively [44]. The stress and strain were process, it is difficult to synthesize a pore structure with ZnO. In the
calculated using Hooke's law for each plane and the results are shown in ZnO system, the formation of Zn-O bonds happens faster than in the
Fig. 3(a) and (b), respectively. As observed in Fig. 2, the tensile strain SiO2 and TiO2 systems owing to the high reactivity of the Zn ion pre-
and stress increased with the increase in Al doping concentration. cursor [46–48]. Moreover, the crystallization of ZnO occurs at the low
The energy density (u) could be calculated from the UDEDM. The temperature of approximately 300 °C, and it is difficult to maintain the
(ε 2Y )
strain and stress were calculated using u= 2hkl , which was derived ordered pore structure. Therefore, the pore structure could collapse
from Hooke's Law. In the UDEDM, it is implicit that crystals have an owing to the crystallization and grain growth of ZnO. Therefore, when
isotropic nature and are homogeneous [45]. Further, similar to USDM, compared with mesoporous SiO2 and TiO2, the GISAXS wing pattern of
it is also valid for small strain values. mesoporous ZnO exhibited a relatively low intensity owing to poor pore
The UDEDM can be modified as the following equation: arrangement. However, as shown in Fig. 5, GISAXS wing patterns were

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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91

(a) (b)
24
ZnO
2.5 22
Thermal conductivity (W/mK)

ZnO+0.01Al
20 ZnO+0.02Al

Conductivity(/ cm)
18 ZnO+0.04Al
2.0
16
14
1.5 12
10
8
1.0 6
4
2
0.5
0
ZnO ZnO+0.01Al ZnO+0.02Al ZnO+0.04Al 320 340 360 380 400 420 440 460 480
Temperature (K)

(c) (d)
19 -1
2.0x10 5.0x10 -40
14 ZnO

Seebeck Coefficient( V/K)


-50
)

ZnO+0.01Al
-3

-1
4.0x10
Carrier Concentration (cm

Hall Mobility (cm V s )

19 ZnO+0.02Al
2 -1 -1

1.5x10 12
-60 ZnO+0.04Al
Resistivity ( cm)

-1
10 3.0x10 -70
1.0x10
19 Concentration
Mobility -80
8 2.0x10
-1
Resistivity

18
-90
5.0x10 6
-1
1.0x10
-100
4
-110
ZnO ZnO+0.01Al ZnO+0.02Al ZnO+0.04Al 320 340 360 380 400 420 440 460 480
Samples Temperature (K)
Fig. 8. (a) Thermal conductivity, (b) electrical conductivity, (c) Hall measurement result, and (d) Seebeck coefficient of Al-doped mesoporous ZnO thin films with
various Al concentration.

observed and corresponded to the formation of ordered mesoporous Al, respectively. These changs in the thickness were well matched with
ZnO. Further, the intensity of patterns slightly increased with the in- the changes in the porosity according to the Al-doping, for example,
crease in Al doping concentration. This slight increase in the pattern 33.0% for ZnO thin film and 34.8, 37.4, and 38.4% for Al-doped ZnO
intensity was due to the difference between the ionic radii of Al3+ and with 1, 2, and 4 at% of Al, respectively. These results also confirmed the
Zn2+ [32] because the ordering of pores could be maintained by doped important role of Al dopant as an inhibitor on the grain growth of ZnO
Al, which inhibited the grain growth of ZnO as shown in Fig. 1(a). and maintainer of pore ordering in mesoporous ZnO thin films.
The porosity behavior for various Al doping concentrations was Fig. 8 shows the change in thermoelectric properties according to
analyzed using ellipsometry and the results are shown in Fig. 6. In this the Al doping concentration. The thermal and electrical conductivities
study, the porosity of mesoporous Al-doped ZnO thin films was calcu- and Seebeck coefficient of the mesoporous ZnO thin films were strongly
lated by using the Lorentz–Lorenz equation [49]. affected by Al doping. In this study, the aforementioned thermoelectric
properties were also influenced by porosity because when the porosity
n2f − 1
increases, both thermal conductivity and electrical conductivity de-
n2f + 2
crease, and the Seebeck coefficient increases [51]. However as men-
1 − Fp =
ns2 − 1 tioned above, the porosity increased by only 1% with an increase in Al
ns2 + 2 (9) doping concentration from 2 to 4 at%. Thus, the effect of change of
porosity was neglected when considering the change in the thermo-
where Fp is the pore volume fraction, nf is the refractive index of the
electric properties of ZnO films between 2 and 4 at% Al doping. As
films, and ns is the refractive index of the structure. With the increase in
shown in Fig. 8(a), the thermal conductivity decreased with the in-
Al doping concentration, the porosity slightly increased owing to an
crease in Al doping concentration. When Al was doped in the ZnO
increase in the pore arrangement as shown in Fig. 5. Similar to the
structure, hexagonal wurtzite structure was distorted owing to induced
previous study [50], the porosity increased from 33.0% to 37.4% with
tensile strain because the smaller Al ion substituted the Zn ion.
an increase in the Al doping concentration up to 2 at% and slightly
Therefore, the thermal conductivity decreased from 1.70 to 1.24 W/mK
increased to 38.4% with 4 at% of Al doping. The thickness of the films
with the increase in Al doping concentration, especially from 1.57 to
was taken from the cross-sectional SEM images (given as Fig. 7) as 125,
1.24 W/mK for 2 to 4 at% Al doping. Thus, it can be concluded that this
137, 149, and 151 nm for ZnO and Al-doped ZnO with 1, 2, and 4 at% of

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M.-H. Hong et al. Solid State Sciences 82 (2018) 84–91

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