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Oracle Advisor Webcast
12.2 GI Upgrade Best Practices
Santoshkumar Belchada
Principal Software Engineer
Saravanan Subburaj
April 19, 2018

Safe Harbor Statement
The following is intended to outline our general product direction. It is intended for
information purposes only, and may not be incorporated into any contract. It is not a
commitment to deliver any material, code, or functionality, and should not be relied upon
in making purchasing decisions. The development, release, and timing of any features or
functionality described for Oracle’s products remains at the sole discretion of Oracle.

Oracle Advisor Webcast
12.2 GI Upgrade Best Practices
Santoshkumar Belchada
Saravanan Subburaj
April 19, 2018

Objectives
 Awareness of new/deprecated features of Grid Infrastructure 12c
Release 2 (12.2)
 Understanding of pre-upgrade planning, checks and actions
 Accomplishing successful upgrade to Grid Infrastructure 12c Release 2
(12.2)
 How to handle failed upgrade
 How to downgrade to prior releases
 Awareness of known issues and bugs during upgrade

Program Agenda
1 New and Deprecated/Desupported Features for Oracle Grid Infrastructure 12c Release 2
2 What's New in 12.2 GI Installation
3 Introduction to Flex Cluster Architecture
4 Upgrade Readiness
5 Standard Upgrade Procedure
6 Demo
7 Handling Failed Upgrade
8 Downgrading to Previous Releases
9 Known Issues and Bugs
10 Top Articles

New Features for Oracle Grid Infrastructure 12c Release 2 (12.2)
• Simplified Image-based Oracle Grid Infrastructure Installation
• Support for Oracle Domain Services Clusters and Oracle Member
Clusters
• Global Grid Infrastructure Management Repository(GIMR)
• Rapid Home Provisioning(RHP) of Oracle Software
• Cluster Health Advisor
• Server Weight-Based Node Eviction
• Load-Aware Resource Placement

Deprecated and Desupported Features for Oracle Grid
Infrastructure 12c Release 2 (12.2)
• Deprecation of configToolAll Commands script
– Use new “-executeConfigTools” option
– Eg : gridSetup.sh -executeConfigTools
• Desupport of Direct File System(shared file system ) Placement for Oracle Cluster Registry (OCR) and
Voting Files
– Need to Move OCR/Votedisk to ASM

What's New in 12.2 Installation
• There's no more staging area to unzip the downloaded zip file
• The location where GI gold image is unzipped, will be the
GRID_HOME
• Ensure to unzip as grid user with umask 022
• Unzip only on the local node, on remote nodes have the same
GRID_HOME directory empty and writable by grid user
• After extracting, start installation by running gridSetup.sh
In 12.2, the config.sh is replaced with gridSetup.sh

Flex Cluster Architecture
Orcl3
HUB 3
Leaf Node 1 Leaf Node 3
Application Tier
Application Tier
Orcl1 Orcl2
+ASM1 +ASM2
HUB 1 HUB 2
Leaf Node 2 Leaf Node 4

Orcl4
+ASM3
HUB 4
Database Tier
Upgrade Readiness
Recommendation and considerations during planning phase of

Upgrade and at Pre-upgrade stage.

Oracle Grid Infrastructure Upgrades
Supported upgrade paths for Oracle Grid Infrastructure for this release
11.2.0.3 | 11.2.0.4 | 12.1.0.2

Oracle Grid Infrastructure upgrade from releases 11.2.0.3
Oracle Grid Infrastructure upgrade from releases 11.2.0.4
Oracle Grid Infrastructure 12c Release 12.1.0.2
12.2.0.x
Oracle Grid Infrastructure 12c 12.2.0.x
Copyright © 2017, Oracle and/or its affiliates. All rights reserved. | Upgrade Readiness 16
Pre Upgrade Checks
Generic
• unset the environment variables
– $ORACLE_HOME , $ORACLE_SID and ORA_CRS_HOME
• Do not set any user profiles (.profile or .cshrc)
• Ensure $ORACLE_HOME/bin path is removed from your PATH

environment variable
• Ensure to modify ‘compatible.rdbms’ parameter of all the ASM

diskgroup to 11.2.0.0.0*
*Ensure all your Existing databases are upgraded to 11.2 and above else you will not be able to use earlier databases with 12.2 GI
12.2 Considerations before upgrade
• Same user that owned the earlier release Oracle Grid Infrastructure software must perform the GI 12.2
upgrade.
• Running srvctl, crsctl, and other commands from the new Grid homes are not supported until the final
rootupgrade.sh script is run and the upgrade is complete across all nodes.
• Verify if you need to apply any mandatory patches for upgrade to succeed.
• Ensure to scale up the Hardware resources viz., CPU, MEMORY, .. before upgrade process
• Ensure to keep adequate free disk space available in GI Home mount point.
• Take a manual backup of OCR from the existing home.
• If Oracle Cluster Registry (OCR) and voting files are stored on Network File System (NFS), then move these
files to Oracle ASM disk groups before upgrading Oracle Grid Infrastructure.
Move OCR , Vote File , ASM SPILE to new Diskgroup (Doc ID 1638177.1)
Pre Upgrade Checks
CLUVFY - Upgrade Validation
• Run (OUI), and allow the Cluster Verification Utility (CVU) validation built into OUI to perform system
checks and generate fixup scripts.
• Run the CVU manual script runcluvfy.sh to perform system checks and generate fixup scripts.
CLUSTER VERIFICATION UTILITY
• runcluvfy.sh stage -pre crsinst -upgrade [-rolling] -src_crshome src_Gridhome ] -dest_crshome

dest_Gridhome -dest_version dest_release [-fixup][-fixupnoexec][-method sudo -user
user_name [-location dir_path][-method root][-verbose]
• Eg :
• $ ./runcluvfy.sh stage -pre crsinst -upgrade –rolling -src_crshome /u01/app/11.2.0/grid -
dest_crshome /u01/app/12.2.0/grid -dest_version 12.2.0.1 -fixup -verbose
Pre Upgrade Checks
ORACHK - Upgrade Readiness Assessment
• Download ORAchk from Document 1268927.2.
ORACHK UPGRADE READINESS ASSESSMENT
• Log in to the system as the Root user and unzip orachk.zip kit in same directory.
• Ensure Permission for orachk are 755 (-rwxr-xr-x). Else modify using command:
• $ chmod 755 orachk
• execute ORAchk in pre-upgrade mode and follow the on-screen prompts:
• $ ./orachk -u -o pre
• Review the HTML report generated by the ORAchk pre-upgrade execution and implement
the recommended changes as necessary.
‫‫‬ORAchk Upgrade Readiness Assessment (Doc ID 1457357.1)
Pre-Upgrade Patching
• Unzip Grid Infrastructure Gold Image to the Desired GI Home Location on the Local Node as the Grid user
• Download and Install the latest OPatch Version (Patch 6880880) to the extracted GI Gold Image as the
Grid user
– $ unzip -d $GI_HOME p6880880_<platform version info>.zip
• Apply the patch to the Gold Image by running the following as the Grid user
– For Release Updates:
$GI_HOME/gridSetup.sh -applyPSU <PATCH_LOCATION>
– For Non-Release Update patches:
$GI_HOME/gridSetup.sh -applyOneOffs <PATCH_LOCATION>
How to Apply a Grid Infrastructure Patch Before root script (root.sh or rootupgrade.sh) is Executed? (Doc ID 1410202.1)
Standard Upgrade Procedure
Recommended Procedure to Upgrade Oracle Grid

Infrastructure to 12.2.0.x Release

Upgrading Oracle Grid Infrastructure to 12.2
1. As grid user, download the Oracle Grid Infrastructure image files and extract the files to the
Grid home.
•$ mkdir -p /u01/app/12.2.0/grid
•$ chown grid:oinstall /u01/app/12.2.0/grid
•$ cd /u01/app/12.2.0/grid
•$ unzip -q download_location/grid_home.zip
2. Start the Oracle Grid Infrastructure wizard by running below command
• Grid_home/gridSetup.sh
3. Select the following configuration option:
• Upgrade Oracle Grid Infrastructure: Select this option to upgrade Oracle Grid Infrastructure
(Oracle Clusterware and Oracle ASM).
Copyright © 2017, Oracle and/or its affiliates. All rights reserved. | Upgrading Oracle Grid Infrastructure to 12.2 (1) 23
Upgrading Oracle Grid Infrastructure to 12.2
4. On the Node Selection page
• Select all nodes.
5. Select installation options as prompted.
• Oracle recommends that you configure root script automation, so that the rootupgrade.sh script can
be run automatically during the upgrade.
6. Run root scripts, using either automatically or manually:

• Running root scripts automatically:
• If you have configured root script automation, then use the pause between batches to relocate
services from the nodes running the previous release to the new release.
• Running root scripts manually
• If you have not configured root script automation, then when prompted, run the rootupgrade.sh
script on each node in the cluster that you want to upgrade.
Copyright © 2017, Oracle and/or its affiliates. All rights reserved. | Upgrading Oracle Grid Infrastructure to 12.2 (2) 24
DEMO
Practical demonstration of upgrade procedure to Oracle Grid


Handling Failed Upgrades
How to handle the failed upgrades on different nodes of the

cluster and complete the upgrade to Oracle Grid Infrastructure to
12.2.0.x Release

Continuing Incomplete Upgrade of First Node
If upgrade of Oracle Grid Infrastructure fails on the first node
1. If upgrade prompts for reboot with error CLSRSC-400

• Reboot the node and fix the errors manually
2. Rerun rootupgrade.sh script on first node from new home and thereafter on all remaining nodes.
• [root@node1]# ./rootupgrade.sh
3. After reboot, OUI will no longer exists, configure a response file, and provide passwords for the installation
• Sample response file : Oracle_home/install/response/product_timestamp.rsp
•oracle.install.crs.config.ipmi.bmcPassword=password
•oracle.install.asm.SYSASMPassword=password
•oracle.install.asm.monitorPassword=password
•oracle.install.config.emAdminPassword=password
4. Execute gridSetup.sh, located in the Grid_home on the installation node

• [grid@node1]$ gridSetup.sh -executeConfigTools -responseFile Grid_home/install/response/gridinstall.rsp

Continuing Incomplete Upgrades on Remote Nodes
To continue incomplete upgrade on remote nodes (non-first node)
1. If upgrade prompts for reboot with error CLSRSC-400

• Reboot the node and fix the errors manually
2. Rerun the rootupgrade.sh script on failed node again
• [root@node6]# ./rootupgrade.sh
3. If rootupgrade.sh script fails during re-run, to complete the GI upgrade
• Login to any successfully upgraded node
• [root@node1]# ./rootupgrade.sh -force

Completing Failed Upgrades
If upgrade of Oracle Grid Infrastructure on some nodes fails, Then upgrade can be completed just with
successful nodes and add failed nodes later
1. Force upgrade the GRID infrastructure from any successful nodes to finish upgrade
• [root@node1]# ./rootupgrade.sh -force
2. Remove the Oracle Grid Infrastructure software from the failed nodes:
• Grid_home/deinstall/deinstall -local
3. As root user, from a node where Oracle Clusterware is already upgraded, delete the failed nodes using the delete
node command:
• Grid_home/bin/crsctl delete node -n node_name ( node_name is the node to be deleted )
4. Run the Oracle Grid Infrastructure installation wizard and follow the steps in the wizard to add the nodes after fixing
the cause of the issue:
• Grid_home/gridSetup.sh
• Alternatively, you can also add the nodes by running the addnode script:
• Grid_home/addnode/addnode.sh
Downgrading Oracle Grid Infrastructure
Understand Downgrading Oracle Grid Infrastructure to earlier

releases like 12.1 or 11.2 after a successful upgrade to 12.2

Downgrading Oracle Clusterware After an Upgrade
1. Downgrading to Oracle GI 12c Release 1 (12.1)
2. Downgrading to Oracle 11g Release 2 (11.2)
3. Downgrading Oracle GI after Upgrade Fails on First Node
4. Downgrading after Upgrade Fails on Non First Nodes

1. Downgrading to Oracle GI 12c Release 1 (12.1)
1. Delete the Oracle Grid Infrastructure 12c Release 2 (12.2) Management Database
• #dbca -silent -deleteDatabase -sourceDB -MGMTDB
2. Run “rootcrs.sh –downgrade” to downgrade Oracle Grid Infrastructure on all nodes except the first node.
• #/u01/app/12.2.0/grid/crs/install/rootcrs.sh -downgrade
3. Downgrade the last node after you downgrade all other nodes
• #/u01/app/12.2.0/grid/crs/install/rootcrs.sh -downgrade
4. Set Oracle Grid Infrastructure 12c Release 1 (12.1) Grid home as the active Oracle Clusterware home
• $cd /u01/app/12.1.0/grid/oui/bin
• $./runInstaller -nowait -waitforcompletion -ignoreSysPrereqs -updateNodeList -silent CRS=true
ORACLE_HOME=/u01/app/12.1.0/grid "CLUSTER_NODES=node1,node2,node3"
5. Start the 12.1 Oracle Clusterware stack on all nodes.
• # crsctl start crs
6. On any node, remove the MGMTDB resource as follows:
• 121_Grid_home/bin/srvctl remove mgmtdb
• Recreate the MGMTDB , Document Doc ID 1589394.1

2. Downgrading to Oracle 11g Release 2 (11.2)
1. Delete the Oracle Grid Infrastructure 12c Release 2 (12.2) Management Database
• dbca -silent -deleteDatabase -sourceDB -MGMTDB
2. Run “rootcrs.sh –downgrade” to downgrade Oracle Grid Infrastructure on all nodes except the first node.
• # /u01/app/12.2.0/grid/crs/install/rootcrs.sh -downgrade
3. Downgrade the last node after you downgrade all other nodes
• # /u01/app/12.2.0/grid/crs/install/rootcrs.sh -downgrade
4. Set Oracle Grid Infrastructure 11gRelease 2 (11.2) Grid home as the active Oracle Clusterware home
• $ cd /u01/app/11.2.0/grid/oui/bin
• $ ./runInstaller -nowait -waitforcompletion -ignoreSysPrereqs -updateNodeList -silent CRS=true
ORACLE_HOME=/u01/app/11.2.0/grid
5. Start the 11.2 Oracle Clusterware stack on all nodes.
6. Validate the CRS softwareversion and activeversion

• # crsctl query crs activeversion
• # crsctl query crs softwareversion

3. Downgrading Oracle GI after Upgrade Fails on First Node
Failure before setting the active version of Oracle Clusterware
1. Shut down the Oracle Grid Infrastructure stack on the first node
• # crsctl stop crs
2. Unset the Oracle ASM rolling migration mode from any other node running GI other then first node
• SQL> ALTER SYSTEM STOP ROLLING MIGRATION;
3. Run below command from any other node running GI other then first node (applies to 12.1.0.2 only)
• # clscfg -nodedowngrade -h <hostname_firstnode>
4. From the later release Grid home, run the command to downgrade Oracle Clusterware
• # rootcrs.sh -downgrade -online
5. Start Oracle Grid Infrastructure stack on the first node from the earlier release Grid home

4. Downgrading after Upgrade Fails on Non First Nodes
Fails on remote nodes, downgrading Oracle GI to the earlier release
1. Shut down the Oracle Grid Infrastructure stack on the remote node that is being downgraded
• # crsctl stop crs

2. From the later release Grid home, run the command (hostname is the host name of the remote node that is
being downgraded)
• clscfg -nodedowngrade -h hostname
3. From the remote node that is being downgraded, execute below:
• rootcrs.pl -downgrade –online
4. Start Oracle Grid Infrastructure stack on the remote node from the earlier release Grid home
5. After all remote nodes are downgraded, downgrade the last remaining node (First Node)

Downgrading Oracle Clusterware After an Upgrade
Restrictions for Oracle Grid Infrastructure Downgrades
You can only downgrade to the Oracle Grid Infrastructure release

you upgraded from
If the cluster has Hub and Leaf Nodes, then the last node to be
downgraded must be a Hub Node.
Leaf nodes from the Oracle Grid Infrastructure 12c Release 2 (12.2)
cluster will not be a part of the Oracle Grid Infrastructure
11g Release 2 (11.2) standard cluster after the downgrade.

Known Issues
– Awareness of Known issues during upgrade of Oracle Grid


Known Issues
• 12.2 Grid Infrastructure: INS-43100 and Storage Space Requirements
• Rootupgrade.sh Fails With ORA-27300: OS system dependent operation:sslssunreghdlr

failed with status: 0
• Diskgroup not mounting after upgrade to 12.2: ORA-15032 ORA-59303 ORA-15221

12.2 Grid Infrastructure: INS-43100 and Storage Space Requirements
SYMPTOMS(gridSetup.sh reported)
INFO: [24/03/2017 10:57:16 AM] The required space in MB is : 33482 and the
diskgroup CRS has 5768 space
SEVERE: [24/03/2017 10:57:16 AM] [FATAL] [INS-43100] Installer has detected
that the free space available in the ASM diskgroup CRS is 5,768 MB, and it is
insufficient to proceed with the upgrade. To upgrade Oracle Grid
Infrastructure you should have at least 33,482 MB free space in this
diskgroup.
ACTION: Add additional disks to the diskgroup such that the total size
should be at least 33,482 MB.

12.2 Grid Infrastructure: INS-43100 and Storage Space Requirements
• Cause :
– Insufficient amount of free space
– The total storage including DATA and MGMT Disk Groups has increased to a minimum of 39GB.
• Resolution :
– Refer to the following to identify space requirement for different setup type:
• http://docs.oracle.com/database/122/CWLIN/oracle-clusterware-storage-space-requirements.htm

Rootupgrade.sh Fails With ORA-27300: OS system dependent
operation:sslssunreghdlr failed with status: 0
SYMPTOMS(Rootupgrade.sh execution)
CRS-2672: Attempting to start 'ora.storage' on 'node02'

ORA-27300: OS system dependent operation:sslssunreghdlr failed with
status: 0
ORA-27301: OS failure message: Error 0
ORA-27302: failure occurred at: sskgpreset1CRS-2674: Start of
'ora.storage' on 'node02' failed
CRS-2679: Attempting to clean 'ora.storage' on 'node02'
CRS-2681: Clean of 'ora.storage' on 'node02' succeeded
CRS-4000: Command Start failed, or completed with errors.

Rootupgrade.sh Fails With ORA-27300: OS system dependent
operation:sslssunreghdlr failed with status: 0
• Cause :
– ASMNET1LSNR is a new listener resource in 12.2 for ASM intercommunication with default port 1525
– Due to endpoint update issue for ASMNET1LSNR on node 1 it's unable to start remote storage
daemon on node 2 as the port 1525 is being used by another process.
• Resolution :
– Ensure 1525 port is free and not used by any other process to avoid conflict.
Use below command to ensure no other process is using 1525 before starting upgrade
$netstat -nap|grep 1525

Diskgroup not mounting after upgrade to 12.2: ORA-15032 ORA-59303 ORA-
15221
SYMPTOMS
SQL> alter diskgroup DATA mount;

alter diskgroup DATA mount
*
ERROR at line 1:
ORA-15032: not all alterations performed
ORA-59303: The attribute compatible.asm (10.1.0.0.0) of the diskgroup being mounted should be
11.2.0.2.0 or higher.
ORA-15221: ASM operation requires compatible.asm of 11.1.0.0.0 or higher

Diskgroup not mounting after upgrade to 12.2: ORA-15032 ORA-59303 ORA-
15221
• Cause Diskgroup compatible.asm is not set
• SQL> select group_number, name,compatibility, database_compatibility from v$asm_diskgroup;

• GROUP_NUMBER NAME COMPATIBILITY DATABASE_COMPATIBILITY
------------ ------------------------------ ------------------------------------------------------------ -----------------------------
------------------------------
0 DATA 0.0.0.0.0 0.0.0.0.0
0 FRA 0.0.0.0.0 0.0.0.0.0
3 OCR_VOT 12.1.0.2.0 10.1.0.0.0
• Resolution : Mount the diskgroup in restricted mode and then set the compatible.asm attribute for the
diskgroup
• SQL> alter diskgroup <diskgroup> mount restricted;

SQL> alter diskgroup <diskgroup> set attribute 'compatible.asm'='12.1';
SQL> alter diskgroup <diskgroup> dismount;
SQL> alter diskgroup <diskgroup> mount;

Known Bugs Fix by Below PSU
• GI upgrade to 12.2 fails creating credential for flex ASM
Bug 23275930 (CLSRSC-365) 12.1.0.2.161018
• Dropping GIMR failed when upgrade 12101 GI to 12.2.

Bug 25025157 12.2.0.1.170516
• DBCA fails to create 12.1.0.2 database over 12.2 GI/ASM

Bug 21626377 (ORA-19504) 12.1.0.2.170718
• Check valid cluster_name when upgrading GI from pre 12c

Bug 25499276
12.2.0.1.180116
• ROOTUPGRADE.SH: CLSRSC-537: THE ROOT SCRIPT FAILED

BUG 25448476 TO COPY THE OCR BACKUP FILE. 12.2.0.1.171017
Patches to apply before upgrading Oracle GI and DB to 12.2.0.1 (Doc ID 2180188.1)

TOP ARTICLES
 Oracle Clusterware (CRS/GI) - ASM - Database Version Compatibility(Doc ID 337737.1)

 How to Upgrade to/Downgrade from Grid Infrastructure 12.2 and Known Issues (Doc ID 2240959.1)
 How to Complete Grid Infrastructure Configuration Assistant(Plug-in) if OUI is not Available (Doc ID
1360798.1)
 Patches to apply before upgrading Oracle GI and DB to 12.2.0.1 (Doc ID 2180188.1)
 Database Fails To Start After GI Upgrade To 12.2 With ORA-15040 (Doc ID 2247077.1)
 12.2 Grid Infrastructure Installation: What's New (Doc ID 2024946.1)

Top Articles
Proactive Health check:
ORAchk - Health Checks for the Oracle Stack (Doc ID
1268927.2)
Oracle Trace File Analyzer (TFA):
TFA Collector - TFA with Database Support Tools Bundle
(Doc ID 1513912.1)
Oracle Clusterware Best Practices:
RAC Assurance Support Team: RAC and Oracle
Clusterware Starter Kit and Best Practices (Generic)
(Doc ID 810394.1)

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April 19, 2018

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In 12.2, the config.sh is replaced with gridSetup.sh

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Leaf Node 2 Leaf Node 4

Recommendation and considerations during planning phase of

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11.2.0.3 | 11.2.0.4 | 12.1.0.2

• Do not set any user profiles (.profile or .cshrc)

• Ensure $ORACLE_HOME/bin path is removed from your PATH

• Ensure to modify ‘compatible.rdbms’ parameter of all the ASM

CLUSTER VERIFICATION UTILITY

• runcluvfy.sh stage -pre crsinst -upgrade [-rolling] -src_crshome src_Gridhome ] -dest_crshome

ORACHK UPGRADE READINESS ASSESSMENT

‫‫‬ORAchk Upgrade Readiness Assessment (Doc ID 1457357.1)

Recommended Procedure to Upgrade Oracle Grid

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2. Start the Oracle Grid Infrastructure wizard by running below command

3. Select the following configuration option:

6. Run root scripts, using either automatically or manually:

Practical demonstration of upgrade procedure to Oracle Grid

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How to handle the failed upgrades on different nodes of the

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1. If upgrade prompts for reboot with error CLSRSC-400

4. Execute gridSetup.sh, located in the Grid_home on the installation node

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1. If upgrade prompts for reboot with error CLSRSC-400

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• [root@node1]# ./rootupgrade.sh -force

Understand Downgrading Oracle Grid Infrastructure to earlier

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1. Downgrading to Oracle GI 12c Release 1 (12.1)

2. Downgrading to Oracle 11g Release 2 (11.2)

3. Downgrading Oracle GI after Upgrade Fails on First Node

4. Downgrading after Upgrade Fails on Non First Nodes

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6. Validate the CRS softwareversion and activeversion

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• # crsctl stop crs

3. From the remote node that is being downgraded, execute below: