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Keywords: Heart rate variability (HRV) is a significant marker of health outcomes with decreased HRV predicting increased
Heart rate variability disease risk. HRV is decreased in major depressive disorder (MDD) but existing treatments for depression do not
Major depressive disorder return heart rate variability to normal levels even with successful treatment of depression. Heart rate variability
Biofeedback biofeedback (HRVB) increases heart rate variability but no studies to date have examined whether combining
Psychotherapy
HRVB with psychotherapy improves outcome in MDD treatment. The present study used a randomized con-
trolled design to compare the effects of HRVB combined with psychotherapy on MDD relative to a psychotherapy
treatment as usual group and to a non-depressed control group. The HRVB + psychotherapy group showed a
larger increase in HRV and a larger decrease in depressive symptoms relative to the other groups over a six-week
period, whereas the psychotherapy group only did not improve HRV. Results support the supplementation of
psychotherapy with HRVB in the treatment of MDD.
1. Introduction increases HRV. Therefore, the purpose of the present study was to ex-
perimentally investigate if adding HRVB to psychotherapy, compared to
Depression is a highly prevalent and debilitating disorder. The a treatment as usual psychotherapy group, would increase HRV and
World Health Organization estimates that depression is the third improve the treatment of depression.
leading cause of disease burden in the world and will be the leading Depression impacts all areas of life including mood (e.g. sadness and
cause by the year 2030 (WHO, 2011), with depression severely im- feelings of worthlessness), cognition (difficulties concentrating, deci-
pacting both psychological and physiological functioning. Heart rate sion making), and physiological functioning (e.g., sleep, energy), and as
variability (HRV) in particular, a key marker of parasympathetic depression progresses there is a shift in autonomic balance towards
functioning and a potent predictor of physical morbidity and mortality, sympathetic dominance and decreased HRV (Holzel et al., 2011; Kemp
significantly decreases as depression progresses (Gorman and Sloan, et al., 2014a; Kemp et al., 2014b; Koschke et al., 2009). These symp-
2000; Kemp et al., 2010; Kemp et al., 2012; Koschke et al., 2009; Sgoifo toms significantly disrupt daily life and left untreated negatively impact
et al., 2015). Unfortunately, even though there are effective treatments work, relationships, and physical health. Successful treatments for de-
for depression including antidepressants and psychotherapy, HRV re- pression include antidepressants and psychotherapy. Antidepressant
mains low even after successful resolution of depressive symptoms medications are frequently used to help reduce depressive symptoms
(Kemp et al., 2010). In other words, current treatments improve psy- and help those afflicted with MDD to recover more quickly (Arroll et al.,
chological wellbeing, but do not resolve physiological issues such as 2009; Fournier et al., 2010). Despite the high usage of antidepressants,
heart rate variability. findings from several studies suggest that only a third to a half of pa-
Depression rates have increased in recent decades in spite of effec- tients find antidepressants to be effective, with long term outcomes
tive treatments, and one potential reason for this problem is lack of being poor (Garcia-Toro et al., 2012; Hughes and Cohen, 2009; Pigott
recovery in HRV following treatment (Greenberg et al., 2015; Kemp et al., 2010; Rush et al., 2006). Antidepressant medications do not
et al., 2010; Kessler et al., 2012; Kessler et al., 2014; WHO, 2011). HRV improve HRV functioning, and some studies have found that anti-
biofeedback (HRVB) reliably increases HRV and may represent a solu- depressant medications decrease HRV even further (Bassett, 2016;
tion to the HRV recovery problem observed in depression treatment Gorman and Sloan, 2000; Kemp et al., 2010). Interestingly, Licht et al.
(Lehrer and Gevirtz, 2014). No studies to date, however, have experi- (2010) found that starting antidepressant medication use decreased
mentally tested whether combining HRVB with standard psychotherapy HRV and stopping antidepressant medication use increased HRV.
⁎
Corresponding author.
E-mail address: steffen@byu.edu (P.R. Steffen).
https://doi.org/10.1016/j.ijpsycho.2018.01.001
Received 23 October 2017; Received in revised form 20 December 2017; Accepted 3 January 2018
Available online 05 January 2018
0167-8760/ © 2018 Elsevier B.V. All rights reserved.
Y.T. Caldwell, P.R. Steffen International Journal of Psychophysiology 131 (2018) 96–101
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Y.T. Caldwell, P.R. Steffen International Journal of Psychophysiology 131 (2018) 96–101
2.4. Procedure resonance frequency breathing rate and breathed in phase with their
heart rate for 20 min on each of the visit. A follow-up appointment was
All participants were recruited through the BYU campus and scheduled upon completion of the 5th training session.
Counseling Center. Informed consent was given prior to clinical inter-
view. After potential participants signed the informed consent, the MINI 2.4.5. Follow-up measurement
was administered. All psychotherapy participants who met criteria for Similar to the baseline HRV measurement, participants from the
MDD were randomized into either the HRVB or TAU group and re- three groups were asked to fill out an online survey first and then
ceived the standard psychotherapy approach offered at the student breathed with their normal breathing rate for 10 min. Data were re-
counseling center consisting of Cognitive Behavioral and Acceptance corded through the biofeedback system. After that, participants were
and Commitment Therapy approaches. Individuals without any psy- debriefed. Total time commitment for the follow-up HRV measurement
chopathology were assigned into the control group. All participants was approximately 30 min including placing electrodes and instruc-
from the 2 therapy groups were scheduled for the baseline HRV mea- tions. Hence, the total time commitment for the present study was
surements before or during the first week of therapy. approximately 6 weeks.
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Y.T. Caldwell, P.R. Steffen International Journal of Psychophysiology 131 (2018) 96–101
30 65
25
60
Beck Depression Inventory
20
55
HRV+TAU HRV+TAU
SDNN
15 TAU TAU
CON 50 CON
10
5 45
0 40
Week 1 baseline Week 6 follow-up Week 1 baseline Week 6 follow-up
Fig. 1. Effects of HRV + TAU, TAU, and control groups on Beck Depression Inventory Fig. 2. Effects of HRV + TAU, TAU, and control groups SDNN (HRV) at baseline and at 6-
scores at baseline and at 6-week follow-up. week follow-up.
partial η2 = 0.10; see Table 1), log LF (F(1, 27) = 1.32, p = 0.28, SDNN change found a significant relationship, p < 0.005, B = 8.911,
partial η2 = 0.09; see Table 1), log HF (F(1, 27) = 1.05, p = 0.36, SE B = 2.907. Regression analyses examining the relationship SDNN
partial η2 = 0.073; see Table 1), and log LF/log HF ratio (F(2, 27) change and BDI change also found a significant relationship, p = 0.03,
= 1.22, p = 0.31, partial η2 = 0.08; see Table 1) at baseline. Therefore, B = 0.24, SE B = 0.104. The Sobel test statistic was 1.84 with a one-
groups did not significantly differ on measures of HRV at baseline. tailed p = 0.03 indicating that mediation occurred. It appears there-
fore, that the depressive symptom improvement seen in the HRVB
group was partially driven by improvements in HRV (SDNN).
3.2. Post-treatment comparisons
Our first research question addressed the impact of HRVB combined 4. Discussion
with psychotherapy on depressive symptoms over time. Overall, de-
pressive symptoms decreased over the course of the experiment as Traditional interventions for MDD, such as antidepressants and
evidenced by a significant main effect of time in the ANOVA for BDI psychotherapy, do not improve HRV even after successful reduction of
total score, F(2, 27) = 21.34, p < 0.001, partial η2 = 44. This main depressive symptoms (Kemp et al., 2010; Kim et al., 2009; Licht et al.,
effect was qualified by a significant group × time interaction, F(2, 27) 2010). HRVB improves HRV and has shown promise as a treatment for
= 5.76, p < 0.01, partial η2 = 0.30. Relative to baseline, the HRVB depression (Karavidas et al., 2007; Siepmann et al., 2008; Zucker et al.,
group showed the largest decline (Mbaseline = 24.9; Mfollow-up = 12.0; 2009). We hypothesized that combining HRVB with psychotherapy
see Fig. 1), with depression level dropping from a moderate to minimal would improve HRV relative to a treatment as usual (TAU) psy-
level. The TAU group's depression scores slightly shifted from a mild to chotherapy group and a healthy control group. We found that HRVB
minimal depression level at the follow-up time point while the health plus psychotherapy led to greater increases in HRV and greater de-
controls' depression scores remained at the minimal level (TAU: total creases in depressive symptoms for patients with MDD relative to the
BDI-II scores Mbaseline = 17.7; Mfollow-up = 12.10; control total BDI-II TAU and non-MDD controls, with increased HRV partially accounting
scores Mbaseline = 3.7; Mfollow-up = 2.5). The TAU group, however, did for the depression change. These findings support the supplementation
not differ significantly in depression change scores from the control of traditional psychotherapy with HRVB as a method to reverse the
group. negative effects of depression on HRV.
Our second research question addressed the impact of HRVB com- These findings extend current knowledge in two ways. First, a
bined with psychotherapy on measures of HRV over time. Overall, randomized controlled design allows direct comparisons to be made
SDNN, HF, and the LF/HF ratio changed significantly over time (but not between HRVB + TAU and TAU only groups. Analyzing what HRVB
LF) as evidenced by significant main effects of time in the ANOVAs for contributes above and beyond traditional psychotherapy builds on
SDNN, F(2, 27) = 5.291, p = 0.03, partial η2 = 0.164; HF, F(2, 27) previous studies which did not randomize across experimental groups,
= 4.29, p < 0.05, partial η2 = 0.14; and LF/HF, F(2, 27) = 11.13, instead using within-subject designs (Karavidas et al., 2007; Siepmann
p = 0.002, partial η2 = 0.29. For LF, the ANOVA results approached et al., 2008). Second, examining HRVB as an adjunct to psychotherapy
significance with F(2, 27) = 3.11, p = 0.09, partial η2 = 0.10. These allows us to explore how HRV may be improved supplementing stan-
main effects were qualified by a significant group × time interaction dard therapeutic approaches to MDD. It appears that combining HRVB
for SDNN, F(2, 27) = 7.469, p = 0.003, partial η2 = 0.356, with the with psychotherapy has the potential to significantly improve therapy
results approaching significance for LF, (2, 27) = 3.03, p = 0.07, par- outcomes as well as improve HRV over time.
tial η2 = 0.18, and the LF/HF ratio, F(2, 27) = 2.86, p = 0.08, partial We note two key implications of these findings. First, psychotherapy
η2 = 0.175, with these changes being driven by the HRVB group. The participants show increased levels of physiological stress and stress
HRVB group had a 17-point increase on SDNN from baseline to the response compared to matched controls during lab based stressors
follow-up time point (Mbaseline = 42.9; Mfollow-up = 60.3; p = 0.002), (Steffen et al., 2014), and increased physiological response to stress at
whereas the TAU and control groups displayed minimal changes (see baseline predicts worse psychotherapy outcomes in depressed patients
Fig. 2). (Ehrenthal et al., 2010). This heightened stress physiology may explain
Our third research question examined whether changes in HRV why HRV does not increase following effective anti-depressant and
would account for the relationship between experimental group and psychotherapy treatments for depression. In other words, effective
depressive symptoms. To conduct the Sobel Test for the significance of treatment of depression might not reduce stress physiology which
mediation, two regression analyses were first run to obtain the un- contributes to decreased HRV. Therefore, addressing physiology as well
standardized beta weights and associated standard errors. Regression as psychology may increase psychotherapy effectiveness, and com-
analyses examining the relationship between experimental group and bining HRVB with psychotherapy may significantly improve depression
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Y.T. Caldwell, P.R. Steffen International Journal of Psychophysiology 131 (2018) 96–101
outcomes as well as HRV outcomes. patterns in major depressive disorder after an inadequate response to first-line anti-
Second, a significant number of psychotherapy clients quit therapy depressant treatment. BMC Psychiatry 12, 143. http://dx.doi.org/10.1186/1471-
244X-12-143.
early, with the modal number of psychotherapy sessions being one Gartlehner, G., Gaynes, B.N., Amick, H.R., Asher, G., Morgan, L.C., Coker-Schwimmer, E.,
(Gibbons et al., 2011). Reducing stress during the early phase of et al., 2015. Nonpharmacological versus pharmacological treatments for adult pa-
therapy may increase the likelihood of continuing. That is, if clients tients with major depressive disorder. In: Agency for Healthcare Research and
Quality, AHRQ Comparative Effectiveness Reviews.
experience early stress reduction they may have increased motivation Gibbons, M.B.C., Rothbard, A., Farris, K.D., Stirman, S.W., Thompson, S.M., Scott, K.,
to continue and have more confidence that therapy will work for them. et al., 2011. Changes in psychotherapy utilization among consumers of services for
And given that the prevalence of depression has increased in recent major depressive disorder in the community mental health system. Admin. Pol. Ment.
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decades, more needs to be done to increase the efficacy of available Gorman, J.M., Sloan, R.P., 2000. Heart rate variability in depressive and anxiety dis-
interventions (Greenberg et al., 2015; Kessler et al., 2012; WHO, 2011). orders. Am. Heart J. 140, S77–83. http://dx.doi.org/10.1067/mhj.2000.109981.
Supplementing traditional approaches to depression (anti-depressants, Greenberg, P.E., Fournier, A., Sisitsky, T., Pike, C.T., Kessler, R.C., 2015. The economic
burden of adults with major depressive disorder in the United States (2005 and
psychotherapy) with HRVB may improve treatment adherence and re-
2010). J. Clin. Psychiatry 76 (2), 155–162.
verse the troubling trend observed in depression prevalence (Steffen Hollon, S.D., DeRubeis, R.J., Shelton, R.C., Amsterdam, J.D., Salomon, R.M., O'Reardon,
et al., 2017). J.P., Gallop, R., 2005. Prevention of relapse following cognitive therapy versus
There are several limitations to the current study. The sample in- medications in moderate to severe depression. Arch. Gen. Psychiatry 62 (4),
417–422.
cluded only college aged women between the ages of 18 and 25. It is not Holzel, L., Harter, M., Reese, C., Kriston, L., 2011. Risk factors for chronic depression - a
clear how these results would apply to men and those in older age systematic review. J. Affect. Disord. 129, 1–3.
groups. Additionally, although the study was randomized, there was a Hughes, S., Cohen, D., 2009. A systematic review of long-term studies of drug treated and
non-drug treated depression. J. Affect. Disord. 118 (1–3), 9–18.
nonsignificant trend for the HRVB + TAU group having higher de- Karavidas, M.K., Lehrer, P.M., Vaschillo, E., Vaschillo, B., Marin, H., Buyske, S., Hassett,
pressive symptoms at baseline and therefore had more opportunity for A., 2007. Preliminary results of an open label study of heart rate variability bio-
change to occur. HRVB was not studied in combination with anti- feedback for the treatment of major depression. Appl. Psychophysiol. Biofeedback 32,
19–30.
depressants so it is not clear if the same results would be found in this Kemp, A.H., Quintana, D.S., Gray, M.A., Felmingham, K.L., Brown, K., Gatt, J.M., 2010.
context. We also did not have an HRVB group alone so it is not possible Impact of depression and antidepressant treatment on heart rate variability: a review
to establish whether the psychotherapy component added anything to and meta-analysis. Biol. Psychiatry 67, 1067–1074. http://dx.doi.org/10.1016/j.
biopsych.2009.12.012.
the HRVB. Future studies could build off of the present study by ex- Kemp, A.H., Quintana, D.S., Felmingham, K.L., Matthews, S., Jelinek, H.F., 2012.
amining men and older age groups to see if similar results are found. Depression, comorbid anxiety disorders, and heart rate variability in physically
In conclusion, supplementing psychotherapy with HRVB led to in- healthy, unmedicated patients: implications for cardiovascular risk. PLoS One 7 (2).
Kemp, A.H., Brunoni, A.R., Santos, I.S., Nunes, M.A., Dantas, E.M., Carvalho de
creased HRV and decreased depressive symptoms relative to psy-
Figueiredo, R., et al., 2014a. Effects of depression, anxiety, comorbidity, and anti-
chotherapy alone and healthy control groups. Because antidepressants depressants on resting-state heart rate and its variability: an ELSA-Brasil cohort
and psychotherapy alone do not improve HRV following successful baseline study. Am. J. Psychiatr. 171, 1328–1334.
depression treatment, HRVB shows promise as a therapeutic adjunct to Kemp, A.H., Quintana, D.S., Quinn, C.R., Hopkinson, P., Harris, A.W.F., 2014b. Major
depressive disorder with melancholia displays robust alterations in resting state heart
standard treatments. Given the high prevalence of depression and its rate and its variability: implications for future morbidity and mortality. Front.
negative impact on people and society, more needs to be done to im- Psychol. 5, 1–9. http://dx.doi.org/10.3389/fpsyg.2014.01387.
prove treatment. Including HRVB in depression treatment has the po- Kessler, R.C., Petukhova, M., Sampson, N.A., Zaslavsky, A.M., Wittchen, H., 2012.
Twelve-month and lifetime prevalence and lifetime morbid risk of anxiety and mood
tential to improve both psychological and physiological outcomes. disorders in the United States. Int. J. Methods Psychiatr. Res. 21 (3), 169–184.
Kessler, R.C., De Jonge, P., Shahly, V., van Loo, H.M., Wang, P.S.E., Wilcox, M.A., 2014.
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