Beruflich Dokumente
Kultur Dokumente
Review
a r t i c l e i n f o a b s t r a c t
Article history: This paper examines medical waste management, including the common sources, governing legislation
Received 12 June 2015 and handling and disposal methods. Many developed nations have medical waste legislation, however
Received in revised form there is generally little guidance as to which objects can be defined as infectious. This lack of clarity has
9 August 2015
made sorting medical waste inefficient, thereby increasing the volume of waste treated for pathogens,
Accepted 12 August 2015
Available online 22 August 2015
which is commonly done by incineration. This review highlights that the unnecessary classification of
waste as infectious results in higher disposal costs and an increase in undesirable environmental impacts.
The review concludes that better education of healthcare workers and standardized sorting of medical
Keywords:
Medical waste
waste streams are key avenues for efficient waste management at healthcare facilities, and that further
Infectious waste research is required given the trend in increased medical waste production with increasing global GDP.
Waste management © 2015 Elsevier Ltd. All rights reserved.
Separate collection
Healthcare
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
2. Medical waste definition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
3. Medical waste generation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
3.1. Use of a waste production metric . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
3.2. Comparison of national waste production . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3.2.1. Indicators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
3.2.2. Data presentation and analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
4. Current legislation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
4.1. United States . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
4.2. Canada . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
4.3. European Union . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
4.4. United Kingdom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
4.5. Developing nations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
5. Current practices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
5.1. Medical waste collection and separation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
5.2. Medical waste transportation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
5.3. Medical waste disposal methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
6. Issues with current incineration disposal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
6.1. Incineration emission standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
6.2. Incinerator emissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
6.2.1. Dioxin and furan emissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
6.2.2. Mercury emissions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
6.3. Emissions control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
7. Future directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
7.1. Autoclave waste treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
* Corresponding author.
E-mail address: Su-Ling.Brooks@dal.ca (M.S.-L. Brooks).
http://dx.doi.org/10.1016/j.jenvman.2015.08.013
0301-4797/© 2015 Elsevier Ltd. All rights reserved.
E.S. Windfeld, M.S.-L. Brooks / Journal of Environmental Management 163 (2015) 98e108 99
Table 1
Comparison of medical waste production, both infectious and total, to GDP, health GDP, and healthcare system ranking.
Country GDP per capita GDP spent on healthcare WHO ranking of health Infectious waste Total healthcare waste
2012 (USD) per capita 2012 (USD) system performance generation (kg/bed-day) generation (kg/bed-day)
Notes: Data for waste generation (Compendium of Technologies for the Treatment/Destruction of Healthcare Waste, 2012) [1]; (Bdour et al., 2007) [2]; (Akbolat et al., 2011)
[3]; (Da Silva et al., 2005) [4]; (Spasov, 2003) [5]; (Cheng et al., 2009) [6]. Data for GDP per capita (The World Bank Group, 2015a), except for Taiwan data from (IMF, 2014). Data
for GDP spent on healthcare (The World Bank Group, 2015b). Health system ranking data (World Health Organization, 2000).
generated at a hospital is calculated by measuring the total kilo- Taiwan was unavailable.
grams of waste generated by the hospital per day, and then dividing
that total by the number of occupied beds at the hospital. This 3.2.1.3. Healthcare system performance. The overall health system
yields kg/bed-day, a metric which attempts to adjust waste gen- performance of 191 countries was ranked by the World Health
eration at hospitals for both the number of illnesses treated and the Organization in the year 2000 as part of their World Health Report
seriousness of patient maladies, as a single patient with a serious for the new millennium (World Health Organization, 2000). The
illness may occupy a hospital bed for many days, while a patient countries were ranked on three key criteria, these being:
with a less serious injury may occupy a bed for a matter of hours.
It is generally accepted that kg/bed-day is the best available Disability-adjusted life expectancy e average (25%) and equality
basis for hospital waste production comparison, with studies of distribution (25%)
finding that the number of beds in service strongly relates to the Healthcare system responsiveness e average responsiveness
amount of medical waste produced at similar hospital facilities (12.5%) and equality of responsiveness (12.5%)
(Liberti et al., 1996). Fair financial contribution (25%)
3.2. Comparison of national waste production The WHO healthcare system ranking of selected countries is
displayed in Table 1, and is used in this report as indicative of the
Table 1 details the average healthcare waste production, both quality of healthcare provided in each listed country.
infectious and total, for hospitals in 14 countries around the world
and presents these values alongside data showing each country's
3.2.2. Data presentation and analysis
nominal gross domestic product (GDP) per capita, healthcare
Using the three data sets described above, comparisons can be
spending per capita, and each country's healthcare system rank in
made between the quantity of both infectious and non-infectious
the WHO's 2000 millennium healthcare assessment.
healthcare waste generated (measured in kg/bed-day) against per
capita GDP, healthcare spending GDP, and the quality of the
3.2.1. Indicators healthcare system across different countries. All data are summa-
The following subsection details the indicators used in this re- rized in Table 1.
view for national income, healthcare spending and healthcare
quality.
3.2.1.1. GDP per capita. A country's GDP per capita is the gross value
of all goods and services produced per year, measured in a common
currency and then divided by the population of the country (The
World Bank Group, 2015a). The nominal GDP data presented in
Table 1 is from the World Bank, and is based on the 2012 calendar
year, except the data for Taiwan, which is from the IMF's GDP data
for 2012 due to the World Bank not listing data for Taiwan.
Incineration is the most common method of medical waste countries in the European Union to classify their waste according to
disposal in the United States, and until recently the only limitation chapter 18 of the European Waste Catalogue (EWC), in which the EC
placed on incineration facilities was that they could not cause has established a list of waste descriptions for the different com-
nuisance to nearby areas. This was generally interpreted to mean ponents of medical waste. The EWC itself was established by Eu-
that they could not create detectable odours and had to operate ropean Commission Decision 2000/532/EC in the year 2000 (Insa
within prescribed opacity limits (Glasser et al., 2012). In 1997, the et al., 2010).
United States EPA enacted regulations regarding the emission limits Underlying chapter 18 of the EWC is European Commission
of existing and new waste incineration facilities (Healthcare decision 94/904/EC, which on December 22, 1994 established a list
Without Harm, 2004). These regulations required existing in- of hazardous wastes to be used by member EU countries (European
cinerators to be equipped with air pollution control devices to Council, 1994). Since 1994, the Directory on Hazardous Waste (94/
comply with the new legislation requirements, which were too 904/EC) has regulated hazardous waste in the European Union,
expensive for many on-site waste incineration facilities and resul- defining and governing 237 types of hazardous waste, including
ted in the closure of more than five thousand medical waste in- medical waste.
cinerators (Healthcare Without Harm, 2004). Issues relating to the Adoption of the Directory on Hazardous Waste is mandatory for
incineration of medical waste in the United States are discussed all EU member nations, but national classifications and definitions
further in Section 6, which focuses on incineration emissions and are still used for a considerable portion of government data
regulations. collection and compliance enforcement (Bertram et al., 2002). This
use of national definitions makes it difficult to draw valid com-
4.2. Canada parisons among data from different countries, as the classification
systems can differ significantly between countries, despite the di-
Canadian provinces have been given broad authority to regulate rection of the EWC. A lack of adequate description of what consti-
medical waste as they see fit, with the majority of Canadian prov- tutes hazardous waste within the Directory on Hazardous Waste
inces not having specific regulation relating to the disposal of helps to explain this variation in national definitions (Bertram et al.,
medical waste. Instead, most provinces use umbrella waste legis- 2002).
lation to regulate medical waste disposal, with the notable excep- In 2000, the European Union enacted stricter emission limits for
tion to this approach being the province of Quebec, which has medical incineration facilities. This has caused a trend towards the
medical-waste-specific legislation (Walkinshaw, 2011). The Cana- shutdown of waste incineration facilities in favor of non-
dian Council of Ministers of the Environment (CCME), a body incineration methods of treatment, such as autoclave sterilization.
comprised of the 14 environment ministers from the federal, pro- However, Europe has not been as quick to adopt these new tech-
vincial and territorial governments, has developed a medical waste nologies as the United States (Healthcare Without Harm, 2004).
directive by which all provinces are expected to abide (CCME,
2014). However, the implementation of these standards regarding
medical waste is left up to each province. 4.4. United Kingdom
The CCME standard states that:
The United Kingdom is an EU member country, therefore UK
Landfills should only accept medical waste that has been regulations must bring the country into compliance with the EU
decontaminated directives discussed above.
Healthcare facilities should prearrange required disposal vol- The basis for medical waste regulation in the UK is the Envi-
umes with landfill operators ronmental Protection Act of 1990, which made it unlawful to de-
Medical waste treatment facilities should provide evidence of posit, recover or dispose of medical waste without a waste
treatment of their waste before sending it to landfills management licence. The act further requires that practices of the
Decontaminated waste should be buried immediately or in licensee are not contrary to the terms of the waste management
compliance with a designated schedule licence, and provides criminal penalties for violation of the licence
Treated waste should be covered with earth or other waste to terms (U.K. Dept. for Environment, Food & Rural Affairs, 2013).
prevent direct contact with landfill equipment (Walkinshaw,
2011).
4.5. Developing nations
The CCME directive discusses the need for a standardized defi-
nition of medical waste, provides an outline of what these defini- A recent study on the state of healthcare in Asia found that very
tions should encompass and suggests suitable sub-categories for few developing nations in Asia have specific, integrated legislation
medical waste categorization. The CCME medical waste guidelines governing the collection, treatment and disposal of infectious
also provide direction for the transport and final disposal of med- medical waste (Ananth et al., 2010). Where medical waste legisla-
ical waste, including stringent emission limits for medical waste tion does exist it is frequently relegated to a sub-section of other
incineration (Canadain Standards Association, 1992). Indeed, hos- waste legislation, rather than specifically addressed in a dedicated
pitals in Canada show a marked trend towards centralized pro- piece of legislation (Ananth et al., 2010).
vincial medical waste incineration facilities, with many provinces Even when a developing nation has enacted medical waste
passing laws outlawing the incineration of medical wastes on-site legislation, there is often a marked disconnect between the thor-
at healthcare facilities (Walkinshaw, 2011). oughness of the legislation and the reality of medical waste man-
agement in that country. For example, Botswana enacted a clinical
4.3. European Union waste code of practice in 1996 which defines clinical waste, details
collection and handling hazards for the waste, and requires the
In the European Union, the European Commission (EC) sets di- waste to be carefully separated into color-coded waste streams.
rectives for waste regulations and standards, and then member However, studies have found that the majority of healthcare
nations are responsible for enacting legislation that complies with workers in Botswana are not aware that this waste management
and serves to fulfill these EC directives. As such, the EC has directed legislation exists in their nation (Diaz et al., 2005).
E.S. Windfeld, M.S.-L. Brooks / Journal of Environmental Management 163 (2015) 98e108 103
5. Current practices typically collect the waste from a few central points in a healthcare
facility and then transport the waste to a disposal facility that is
This section gives a brief overview of the current practices for able to safely handle medical waste. However, there are issues with
infectious medical waste disposal, with a focus on the practices the process of contracting out waste disposal.
found in developed nations. This overview is subdivided into the The use of third party disposal firms poses a challenge from an
three basic steps of waste disposal: collection in the healthcare incentives point of view, as the waste disposal firms, or the in-
facility, transport to the treatment site, and final treatment and dividuals who work for them, can pocket large sums by improp-
disposal. erly disposing of the waste. Disposal fees for medical waste in
developed countries are very high, with hospitals in the UK
5.1. Medical waste collection and separation frequently paying in excess of £450 per tonne for contractors to
dispose of their medical waste and hospitals in the United States
At hospitals and other healthcare facilities, waste is generally typically paying $790 per tonne for medical waste disposal
sorted into color-coded bins or bags, with each receptacle denoting (Blenkharn, 2005; Lee et al., 2004). These high prices create an
a different waste stream or waste type. The color selected for each incentive for third-party medical waste haulage firms to dispose of
waste type, along with what types of waste go into each stream, the medical waste without treatment in unregulated and less
varies from region to region, with some using the source of the expensive ways, rather than transport the waste to a proper
waste as a basis for sorting, while others use the likelihood of an treatment facility for sterilization. In Ireland, waste truck operators
objects pathogenicity to determine its disposal waste stream can pocket over $2000 by illegally dumping a truck full of medical
(Muhlich et al., 2003). This lack of standardization makes effective waste rather than taking it to a regulated disposal site, thus
waste sorting difficult for healthcare workers, and causes workers creating a very strong incentive for illegal dumping (Brichard,
to err on the side of caution, disposing objects in the infectious 2002). Developed nations are increasingly having to grapple
waste stream and causing unnecessary infectious waste generation with the problem of illegal medical waste dumping, which can be
(Almuneef and Memish, 2003). particularly chronic if the country has a weak infectious medical
Indeed, most studies in academic literature have found that the waste tracking system. Illegal dumping is a significant issue, as
majority of waste produced by hospitals is not infectious, meaning these untreated infectious waste deposits present a health risk to
that it could be disposed of in municipal landfills and recycling the public due to potential for pathogen release, and a drain public
programs (Garcia, 1999). This improper sorting has significant funds as cleanup costs for medical wastes are extremely high
ramifications, as there is a substantial cost premium to dispose of (Brichard, 2002).
waste that is infectious. For example, in the United States it costs Another problem relating to illegally disposing of infectious
$0.79 per kilogram to dispose of infectious waste, which represents medical waste occurs in developing countries such as India, where
a 560 percent cost premium over the typical non-infectious waste governments are grappling with disease outbreaks due to third-
disposal cost of $0.12 per kilogram (Lee et al., 2004). In the UK, party firms receiving medical waste from healthcare facilities and
typical infectious waste disposal costs are similarly high at about then reselling items such as sharps on the black market for re-use
£0.45 per kilogram (Blenkharn, 2005). (Solberg, 2009). Indeed, a study by the Indian Clinical Epidemi-
Another issue with medical waste disposal is ensuring that ology Network in 2004 found that almost 10% of health facilities in
persons do not come into contact, whether accidentally or on India sold their used syringes to waste-pickers, who manually sort
purpose, with disposed-of infectious items. In most jurisdictions, the medical waste in search of any items that can be reused and
healthcare facilities have a legal responsibility to ensure that pa- sold to healthcare facilities. The recovered sharps are not subjected
trons and staff do not come into contact with infectious waste once to any sort of sterilization process before being reused, thus these
it has been placed in a disposal bin (Blenkharn, 2005). Studies, objects present considerable scope for infection of healthcare pa-
focused mainly on the UK, have found that hospitals do not have tients through transmission of a blood-borne pathogens from the
adequate safeguards to prevent these contacts with hazardous previous patient (Solberg, 2009). It should be noted that medical
medical waste, and that safe-handling procedures are frequently experts do not allow infectious medical waste to be reused or
neglected (Blenkharn, 2005). This inadequacy is both a source of recycled, regardless of the use of a sterilization process (Zhao et al.,
infection and a legal liability for hospitals, should patients become 2009).
ill from poor waste management practices. Further reinforcing the
need for adequate safeguards in healthcare facilities, the EPA has
concluded that the disease-causing potential of medical waste is 5.3. Medical waste disposal methods
greatest at the point of generation and naturally tapers off after that
point. Thus, safeguarding of infectious medical waste within Safe disposal of infectious medical wastes is a problem of
healthcare facilities ought to be made a top waste management considerable scope, with the WHO stating that “at present, there
priority (U.S. EPA, 2012b). are practically no environmentally friendly, low-cost options for
safe disposal of infectious wastes” (Brichard, 2002). In the United
5.2. Medical waste transportation States, studies have found that 49e60% of medical waste is incin-
erated, 20e37% is autoclaved, and 4e5% is treated by other tech-
Medical waste transportation refers to the haulage and handling nologies (Rutala and Mayhall, 1992; Zhao, van der Voet and Huppes,
of waste from inside healthcare facilities to treatment sites, which 2009). However, concerns over air pollution have raised questions
can either exist on-site at a hospital or be a central off-site facility. A about the suitability of incineration as treatment method. Further,
second transportation phase typically occurs when the treated medical waste contains a significantly higher plastic content than
waste residual, typically ash from an incinerator or waste sterilized typical municipal solid waste, and as a result the combustion of
through autoclaving or microwaving, is moved to a landfill for final medical waste leads to the formation of polychlorinated dibenzo-p-
disposal (Tata and Beone, 1995). It is common practice for health- dioxins (dioxins) and polychlorinated dibenzofurans (furans), both
care facilities to have their infectious waste stream transported by a highly toxic substances (Lee et al., 2004). This has led to an
third-party firm, contracted to take the waste from the healthcare increased focus on alternate treatment methods such as auto-
facility to an appropriate waste depot (Brichard, 2002). These firms claving and microwaving to kill any pathogens present.
104 E.S. Windfeld, M.S.-L. Brooks / Journal of Environmental Management 163 (2015) 98e108
6. Issues with current incineration disposal The EPA notes that while the individual dioxin emissions from each
of the over 6000 medical waste incinerators in the United States is
The leading method of disposing infectious medical waste in relatively small, the large number of facilities means that their
developed nations is through incineration, whereby the wastes are collective contribution to atmospheric dioxin levels is quite large. In
burned at very high temperatures so that nothing but a residual ash fact, the small size of most waste incinerators used by hospitals
remains. This ash is then sent to a landfill facility to be buried. increases total atmospheric dioxin emissions from infectious
Incineration has the advantage of ensuring sterilization by reducing medical waste disposal, as these smaller incinerators are not
the infectious waste to an unrecognizable ash, and of reducing equipped with the highly sophisticated dioxin control technologies
waste volumes which reduces transport and landfill impacts and that larger incineration facilities can afford (EPA Exposure
costs (Lee and Huffman, 1996). However, a major drawback of the Assessment Group, 1994).
medical waste incineration process is the release of undesirable In Canada, waste incineration has historically been responsible
toxins into the atmosphere. Because of its composition, infectious for a significant portion of atmospheric dioxin emissions. Despite
healthcare waste produces toxic gases in meaningful quantities Canada greatly tightening its air quality standards over the past
when incinerated, and thus incinerator emissions are tightly several decades, dioxin emissions from waste incineration facilities
regulated in most developed nations. The three toxins that are of remain the second largest source of dioxin emissions and are
greatest concern with medical waste incineration are dioxins, fu- estimated to account for 22.5% of total dioxin emissions within the
rans, and mercury (Insa et al., 2010). country (Environment Canada, 2013).
It is important to note that these macro-scale emission figures
6.1. Incineration emission standards that are reported, do not give a full picture regarding the impact of
emissions associated with incineration facilities. Indeed, the per-
Healthcare waste incineration standards in the United States centage increase in airborne dioxin levels that are experienced by
became stricter in November 1990, when the United States people living near incineration facilities, is substantially higher
Congress passed amendments to the Clean Air Act, establishing than the increase in overall atmospheric concentration (Batterman,
emission limits for, among other pollutants, dioxins, furans and 2004). This is of particular concern as developing nations
mercury (Hg). These additions to the Clean Air Act were crafted to frequently burn medical waste in uncontrolled conditions and
encourage the adoption of pollution control equipment on source without any flue gas treatment systems, leading to high levels of
exhausts, as the new limits in the act were based on the maximum dioxin emissions from these waste disposal facilities (Ananth et al.,
achievable pollution reduction through control technology 2010). Therefore, populations living near medical waste incinera-
(Kilgroe, 1996). American regulations then targeted emissions from tion facilities in developing nations are frequently exposed to very
municipal and healthcare waste incineration, after the EPA released high dioxin levels.
its 1994 inventory of dioxin emission sources, which identified
healthcare waste incinerators as the leading source of dioxin and 6.2.2. Mercury emissions
furan emissions in America (Thorton et al., 1996). Based on the Incineration of waste, both medical and municipal, is estimated
EPA's findings and their own research, most developed nations to represent 13 percent of anthropogenic mercury emissions in
have followed the American example and have attempted to reduce North America, making it second only to coal combustion (at 55
their dioxin and furan emissions from waste incineration. percent) as an emissions source (Pacyna et al., 2006). In Canada,
infectious medical waste incinerators are estimated to account for 9
6.2. Incinerator emissions percent of annual atmospheric mercury emissions (Weir, 2002).
Further, at least 3 percent of global anthropogenic mercury emis-
In this section, significant emissions from medical waste in- sions come from waste incineration (Pacyna et al., 2006). Atmo-
cinerators are discussed. spheric mercury emissions pose a significant health and
environmental risk, as airborne mercury can readily enter the body
6.2.1. Dioxin and furan emissions through the lungs where it accumulates in fatty tissue. This is
Research has shown that one of the major issues associated with concerning, as elevated mercury levels in the body have been
incineration of infectious waste from healthcare facilities is the shown to damage the nervous, excretory and reproductive systems
formation of dioxins, furans, and similar compounds during the (Wolfe et al., 1998).
combustion process (Verma, 2014). Dioxins are organic compounds
with two benzene rings connected by two oxygen atoms, and 6.3. Emissions control
contain four to eight chlorines substituted for hydrogen atoms on
the benzene rings (Schecter et al., 2006). Dioxins are extremely According to the U.S. EPA Office of Air Quality Planning and
persistent toxins, with an estimated half-life in humans of 7e11 Standards, atmospheric emissions of dioxins and mercury are the
years, and result primarily from human activity. They are known to pollutants associated with waste incineration of greatest environ-
be highly carcinogenic and to cause reproductive harm in humans mental concern (Kilgroe, 1996). The two leading methods for dioxin
(Environment Canada, 2013; Schecter et al., 2006). Furans are emission control from incineration facilities are fabric filter bag
structurally similar to dioxins, but with only one oxygen atom be- houses and dry scrubbers in combination with electrostatic pre-
tween the two benzene rings, and have similarly toxic properties. cipitators. However, the use of fabric filters is generally accepted to
Hereafter in this paper, the term dioxin is used to refer to dioxin, be a more effective method of dioxin control (Kilgroe, 1996).
furan, and similar compounds. Further, incinerator operating conditions play an important role in
The United States EPA estimates that medical waste incineration dioxin emission levels, with dioxin formation greatly increasing
emitted 2570 g toxicity equivalence (TEQ) of dioxin in 1987, rep- when combustion is incomplete due to lack of oxygen or when
resenting 18 percent of total atmospheric anthropogenic dioxin combustion occurs as temperatures below 800 C. Flue gas tem-
emissions. By 2000, the dioxin emissions from medical waste peratures in the range of 250 Ce450 C must also be avoided
incineration facilities were down 85 percent from 1987 levels to (World Health Organization, 2011). By operating incineration fa-
378 g TEQ, or 27 percent of total anthropogenic dioxin emissions cilities at optimal conditions the dioxin emissions associated with
that year (National Center for Environmental Assessment, 2006). medical waste incineration can be greatly reduced.
E.S. Windfeld, M.S.-L. Brooks / Journal of Environmental Management 163 (2015) 98e108 105
The control of mercury emissions commonly involves injecting drawbacks of autoclave infectious medical waste treatment must
powdered activated carbon into the flue gas stream, onto which the be considered alongside the drawbacks of medical waste inciner-
gas-phase mercury adsorbs. The particles of carbon onto which the ation. The macro-scale benefit of waste volume reduction in the
gaseous mercury has been adsorbed can then be removed using incineration treatment method may be dubious, as medical waste
such particulate matter control technologies as fabric filters or represents a very small fraction of the total volume of waste
electrostatic precipitators (Kilgroe, 1996). generated per year compared to other types of waste sent to landfill
(Cheng et al., 2009).
7. Future directions A variation of autoclave treatment is microwave treatment,
which involves a process similar to the autoclave process outlined
The following section discusses autoclave waste treatment as an above but instead uses microwaves to add heat (Lee and Huffman,
alternative to incineration. In addition, substituting medical prod- 1996). However, one major difference between microwaving and
ucts with those that are less detrimental when incinerated and the autoclaving waste is that with microwaves, metal cannot be present
need for better hospital waste sorting practices are put forward as in the waste, as microwaves impacting on metal can cause large,
areas for future improvement. All of these possibilities have the potentially dangerous sparks. Further, some question the ability of
potential to mitigate the growing problem of infectious medical the microwave process to sufficiently reduce the pathogen content
waste disposal. of infectious medical waste (Lee et al., 2004).
Considering the high costs and environmental impacts of Literature suggests that incineration is likely to remain a
medical waste disposal through incineration, many researchers and prominent method of infectious medical waste disposal, which has
firms are devoted to developing alternate treatment methods for prompted some researchers to suggest that medical equipment
infectious medical wastes. The leading alternative to waste incin- suppliers should create products that can be incinerated without
eration is autoclaving, a process whereby infectious waste is treated releasing dioxins or mercury (Lee et al., 2004). Indeed, it has been
with the addition of dry heat or steam to raise the temperature of shown that reducing the amount of dioxin precursor-compounds in
infectious waste to levels sufficient to kill microbial contamination, waste entering an incinerator can limit dioxin pollution from
with these systems generally operating at temperatures between incineration facilities, hence material substitutions by medical
121 and 163 C (Lee et al., 2004). After treatment, the autoclaved product manufacturers could be reasonably expected to achieve
waste can be taken to a municipal solid waste (MSW) landfill site incinerator dioxin emission reductions (Buekend and Huang, 1998).
and disposed of in the same manner as non-infectious waste Materials containing polyvinyl chloride (PVC) are the leading
(Klangsin and Harding, 1998). source of chlorine content in medical wastes, and the presence of
Autoclave treatment of infectious medical waste is considered chlorine in waste is suspected to be the leading cause for the high
environmentally advantageous when compared with incineration, dioxins emissions from waste incineration facilities (Thorton et al.,
as it does not release the poisonous dioxin and mercury emissions 1996). Therefore, medical equipment suppliers should strive to
into the atmosphere (Lee et al., 2004). However, there are draw- reduce or eliminate PVCs from their products as this would almost
backs to the use of autoclaving as an infectious waste treatment certainly lead to a reduction in dioxin emissions associated with
method. Because autoclave treatment merely heats the waste to infectious waste incineration (Thorton et al., 1996). Reducing the
sufficient temperature to kill pathogens, the waste does not change amount of PVCs disposed of by hospitals in infectious waste would
in appearance after autoclave treatment, giving the appearance that be a significant challenge, as PVCs are a prevalent material in
untreated infectious waste is being disposed of in landfill sites medical products. As a result, any attempt at PVC elimination would
(Klangsin and Harding, 1998). As a result, autoclaved waste is often require manufactures to find substitute materials for PVCs, and
re-treated via incineration before final disposal due to the reluc- healthcare providers may be reluctant to adopt these substitutes if
tance of many communities to allow non-incinerated infectious they perceive any compromise in equipment performance.
waste into their landfills, making the autoclave treatment redun- Mercury emission reductions require similar substitution ef-
dant (Jang et al., 2005). This double treatment of infectious medical forts, as several medical devices currently contain mercury e
waste unnecessarily increases the cost of disposal and creates particularly those measuring pressure and temperature. In many
needless environmental impacts due to the use of energy in the countries, the move to ban mercury from medical equipment use
autoclaving process. has been met with opposition, as in many devices, such as the
Another argument against autoclaving infectious waste is that it sphygmomanometer, there is no accurate substitute for mercury.
does not significantly reduce the volume of waste to be landfilled, However, some European countries, such as Sweden and the
whereas incineration leaves only 20 to 30 percent of the original Netherlands, have successfully banned mercury-containing equip-
waste volume behind as ash, greatly reducing the amount of space ment from hospitals without unduly compromising healthcare
the waste occupies in a landfill (Verma, 2014). However, the quality (O'Brien, 2000).
Table 2
Waste disposal bin colors strategies in various countries.
Notes: Data for Germany (Hoffmann and Schubert, 2010). Data for Greece (Tsakona et al., 2006). Data for Saudi Arabia (Almuneef and Memish, 2003). Data for South Africa
(Nemathaga et al., 2007).
106 E.S. Windfeld, M.S.-L. Brooks / Journal of Environmental Management 163 (2015) 98e108
R² = 0.6959
10 measure infectious medical waste production from region to region
(Insa et al., 2010).
8. Conclusion
7.3.1. Point-of-disposal waste sorting
It is generally accepted that the best way to prevent non- Medical waste disposal is a field that requires further study to
infectious waste from entering the infectious waste stream is by meet the growing global demand for medical waste disposal. Rising
point-of-disposal sorting, whereby healthcare facility staff divide healthcare usage, driven by a variety of factors, is increasing med-
the medical waste into infectious and non-infectious waste streams ical waste production which in turn is putting stress on current
when they deposit the waste into receptacles (Bai et al., 2012). disposal systems. Current disposal strategies involve sorting waste
However, it is often difficult for healthcare staff to determine if at the point-of-disposal within healthcare facilities, and then
waste is pathogenic, due to the plethora of waste sources within a transporting the infectious medical waste to a safe disposal site,
hospital and a lack of clear sorting protocols (Tsakona et al., 2006). where it is treated by incineration or autoclaving and the residual
Indeed, many hospital studies have discovered that workers lack product landfilled. Both incineration and autoclave treatment
guidance regarding waste sorting to such an extent that individual methods have drawbacks, with incineration creating undesirable
workers develop their own sorting system based on personal sen- atmospheric emissions which cause adverse health and environ-
sibilities, rather than sorting waste based on hospital criteria mental impacts, and autoclave treatment not able to handle all
(Almuneef and Memish, 2003). This lack of guidance shows poor types of waste nor producing a treated product that is universally
institutional operation, and almost certainly requires attention if accepted at landfills.
infectious waste volumes and disposal costs are to be reduced. The best way to control the impact of medical waste is to pro-
Other venues that generate large volumes of waste, such as food duce less, and one of the most effective ways to do this is to ensure
courts, hire full-time employees work as waste sorters, with their that only infectious medical waste is sent for treatment e other
only role being to sort waste into the correct disposal streams. hospital waste should be treated in the same manner as municipal
Further research is needed to determine if hiring employees into a household waste. This could be accomplished through better
similar role at healthcare facilities would create a significant training of healthcare workers along with the implementation of
improvement in waste sorting performance, and if the savings from standardized medical waste streams and disposal bin colors.
lower infectious waste generation is large enough to justify the Further, there are a number of moves that governments could
sorter's wages. make to reduce the problems of excess infectious medical waste
generation and to improve treatment and disposal of all types of
7.3.2. Need for standardization medical waste. Firstly, governments should provide highly explicit,
A lack of standardized medical waste streams and associated bin standardized definitions of infectious and non-infectious medical
colors is likely a major driver of the aforementioned poor point-of- waste and should tightly regulate the disposal of infectious waste to
disposal waste sorting performance, as this lack of standardization prevent illegal dumping of waste. Secondly, governments should
makes it difficult for educational facilities to train workers and provide healthcare facilities with incentives, monetary or other-
confuses healthcare staff who transfer from one facility to another wise, to reduce medical waste production. These incentives will
(Almuneef and Memish, 2003). To illustrate the lack of help convince local healthcare facility management to make waste
E.S. Windfeld, M.S.-L. Brooks / Journal of Environmental Management 163 (2015) 98e108 107
reduction, particularly infectious medical waste production, a pri- tertiary level e waste accumulation and disposal structure for medical waste at
the Jena University hospital, Germany. In: 2nd International Conference on
ority. Finally, governments should seek to increase research in the
Hazardous and Industrial Waste Management. Crete, Greece, pp. 5e8. October
area of medical waste reduction and treatment though research 2010.
grants and industry research partnerships. In particular, priority IMF, 2014. Gross Domestic Product Per Capita. Retrieved February 27, 2015, from:
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sy¼2013&ey¼2013&scsm¼1&ssd¼1&sort¼country&ds¼.&br¼1&c¼512%
develop and produce products that release negligible amounts of 2C668%2C914%2C672%2C612%2C946%2C614%2C137%2C311%2C962%2C213%
dioxins or mercury when incinerated. These products will be 2C674%2C911%2C676%2C193%2C548%2C122%2C556%2C912%2C678%2C313%
particularly valuable to developing nations where many waste 2C181%2C.
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