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5G FOR ULTRA-RELIABLE LOW-LATENCY COMMUNICATIONS

Achieving Ultra-Reliable Low-Latency Communications: Challenges and Envisioned


System Enhancements
Guillermo Pocovi, Hamidreza Shariatmadari, Gilberto Berardinelli, Klaus Pedersen, Jens Steiner, and Zexian Li

Abstract ms (measured at the layer 3/2 of the 5G radio


access network, RAN) and with an outage prob-
URLLC have the potential to enable a new ability of less than 10–5 [1]. At the higher layers,
range of applications and services: from wireless the data must be transported fast and error-free
control and automation in industrial environ- to the recipient, with high levels of integrity,
ments to self-driving vehicles. 5G wireless systems authenticity, and confidentiality [4]. Such strin-
are faced by different challenges for supporting gent requirements make URLLC a challenging
URLLC. Some of the challenges, particularly in the service that entails employing advanced tech-
downlink direction, are related to the reliability niques in different parts of the 5G systems. In this
requirements for both data and control channels, article, we describe the most critical challenges
the need for accurate and flexible link adaptation, for supporting URLLC on the RAN, as well as the
reducing the processing time of data retransmis- envisioned solutions to address them. We focus
sions, and the multiplexing of URLLC with other mainly on the downlink direction and describe
services. This article considers these challenges how the different radio resource management
and proposes state-of-the-art solutions covering (RRM) functionalities should work in harmony in
different aspects of the radio interface. In addi- order to meet the ambitious URLLC requirements.
tion, system-level simulation results are presented, The scope of the article is further limited to 5G
showing how the proposed techniques can work NR, although some of the enhancements are also
in harmony in order to fulfill the ambitious latency relevant for Long Term Evolution (LTE), which is
and reliability requirements of upcoming URLLC also targeting the support of latency-critical appli-
applications. cations in upcoming releases [5].
Radio resource management techniques and
Introduction enablers for URLLC have been analyzed previ-
The vision of the fifth generation (5G) wireless ously in various studies. As a non-exhaustive list,
systems is to provide connectivity for a wide [6] presents mathematical tools for addressing
range of applications. The Third Generation Part- the resource allocation challenges of URLLC,
nership Project (3GPP) adapts this vision for the including a single-cell uplink case study of
design of 5G New Radio (NR) by considering basic resource management policies (increas-
three different service categories [1]: enhanced ing bandwidth or transmission duration, simple
mobile broadband (eMBB), massive machine- or frequency hopped retransmission); where-
type communications (mMTC), and ultra-reliable as [7] presents various radio interface and net-
low-latency communications (URLLC). This is well work architecture concepts. With respect to
aligned with the International Telecommunication these studies, we focus here extensively on
Union (ITU) requirements for the International the multi-user multi-cell system-level aspects
Mobile Telecommunications 2020 and beyond of URLLC, including scheduling, link adapta-
(IMT-2020) [2]. eMBB targets high transmission tion, radio channel variability, and multi-service
rates for data hungry applications; mMTC pro- support. Specifically, we propose early pre-
vides scalable connectivity for a large number of diction-based feedback techniques to reduce
devices that form the Internet of Things (IoT); and the processing time during hybrid automatic
URLLC is a communication service for delivering repeat request (HARQ) retransmissions; chan-
packets with stringent requirements, particular- nel quality indicator (CQI) enhancements for
ly on availability, latency, and reliability. URLLC more accurate and flexible URLLC link adapta-
will open the doors to emerging applications and tion; employing diversity and multi-connectivity
services, such as wireless control and automation schemes to improve resilience and robustness;
in industrial environments, inter-vehicular com- and applying novel scheduling policies and
munications for improved safety and efficiency, service-specific enhancements for multiplex-
and the tactile Internet, which allows controlling ing URLLC and eMBB services efficiently. The
both real and virtual objects with real-time haptic proposed enhancements are motivated by the
feedback [3]. recent published work in [8–12], as well as by
The 3GPP aims at providing URLLC for small recent agreements in the 3GPP on URLLC [13,
data payloads (32–200 B) with latency of 1 14]. Advanced system-level simulation results

Digital Object Identifier: Guillermo Pocovi, Jens Steiner, Klaus Pedersen, and Zexian Li are with Nokia Bell Labs; Hamidreza Shariatmadari is with Aalto University;
10.1109/MNET.2018.1700257 Gilberto Berardinelli and Klaus Pedersen are with Aalborg University.

8 0890-8044/18/$25.00 © 2018 IEEE IEEE Network • March/April 2018


–1
BS UE 10
Data arrival
Resource grant
–2
Initial data transmission 10
ACK/NACK

–3
ACK is not 10
received

N/A
Resource grant
–4
Data retransmission 10

FIGURE 1. Signaling procedure for downlink schedul- p1 = 10 –3


–5
ing-based data transmissions. 10 p1 = 10 –2
p1 = 10 –1
are presented to illustrate the performance of –6
the proposed techniques in a multi-cell/multi-us- 10 –6 –5 –4 –3 –2
10 10 10 10 10
er environment. RG
Design Challenges for URLLC FIGURE 2. Reliability regions for downlink scheduling-based data transmissions.
Traditionally, cellular systems such as LTE and its
predecessors were designed mainly to offer high
data transmission rates. Although the current LTE decode the RG correctly, it will not attempt to
systems can achieve communication with very decode the allocated data transmission. In this
low error probabilities at the physical layer, such case, the UE will not transmit an ACK or NACK,
reliability comes at the expense of large latency, which might be recognized as a discontinuous
from tens to hundreds of milliseconds. Such large transmission (DTX) at the BS and consequent-
latency is a consequence of the 1 ms transmis- ly triggers the data retransmission. In addition,
sion time interval (TTI) duration, large processing there is the possibility that the BS falsely detects
delay at the transmitter and receiver sides, and the DTX as ACK, and as a consequence does
the aggressive use of retransmission mechanisms. not repeat the data transmission. Another error
For instance, a first-transmission block error rate type is the misinterpretation of the HARQ ACK/
(BLER) target of 10–1 (10 percent) is the default NACK feedback signals. For example, the BS
setting for LTE, and allows achieving the reliabil- might decode the NACK signal wrongly as an
ity target of 10 –5 upon, for example, 3 HARQ ACK, which again results in not performing the
retransmissions when considering the HARQ data retransmission. Figure 2 illustrates the reli-
combining gain. ability regions for supporting the reliability of 1 –
A major challenge for URLLC applications 10–5 for the communication. We denote eRG as
is reducing the latency to 1 ms while providing the error rate of decoding the RG information,
similar levels of reliability. Figure 1 illustrates a p1 as the BLER of the initial data transmission,
simplified communication model for perform- and eN/A as the error rates of decoding the
ing downlink data transmissions when the link is NACK as an ACK and DTX as ACK. It is assumed
established. When data arrive at the base station that there is time for one HARQ retransmis-
(BS) buffers, the BS first transmits the resource sion to meet the latency constraint and a resid-
grant (RG) information to the target user equip- ual BLER of 10 –5 upon data retransmission. If
ment (UE), indicating the radio resources that a NACK is detected for the initial transmission,
carry the actual data packets. The UE tries to the retransmission is performed in such a way
decode the data, and then transmits either a pos- that the residual BLER target is achieved upon
itive or negative acknowledgment (ACK/NACK) soft combining the received information from
in order to convey the success or failure of data both the initial transmission and retransmission
decoding. If the BS does not receive an ACK sig- rounds. In the case of detecting a DTX, the
nal from the UE, the BS will perform a retrans- retransmission is performed more robustly to
mission. It is clear that shorter TTI durations and compensate the lack of soft information from
faster processing times, compared to LTE, are the initial transmission at the receiver. It is shown
required in order to convey the necessary con- that a BLER target of 10 –1 for performing the
trol and data information (shown in Fig. 1) with- initial transmission entails at most 10–4 of BLER
in the 1 ms URLLC latency budget. However, for eRG and eN/A. Such control channel reliabil-
shortening the TTI results in capacity loss due ities are not supported by LTE and might cause a
to the higher relative overhead of control sig- large signaling overhead in the system. The con-
nals. In addition, a short TTI reduces the system trol channel error rate constraints can be relaxed
coverage, particularly in the uplink direction, as by performing the initial data transmission using
less energy is gathered from the UEs with limited a more conservative modulation and coding
transmission power. scheme (MCS). For instance, the BLER constraint
Another source of imperfections is the error- for the control signals (i.e., eRG and eN/A) can be
prone nature of the control and data channels. reduced to 10–3 when adopting a 10–2 BLER tar-
As studied in [8], errors in decoding the control get for the initial data transmission. Hence, some
channel can significantly jeopardize the commu- trade-offs exist between the reliabilities of control
nication reliability. For instance, if the UE cannot and data channels, which suggests that the link

IEEE Network • March/April 2018 9


Objective Component Solution

Transmission time Short TTI size to ensure fast transmission of payloads. 3GPP NR supports reduced
Iinterval slot length (e.g., 0.125 ms) and further mini-slot transmission of 1–13 symbols.

UE and BS processing Reduced UE and BS processing to ensure fast creation of transport blocks for
time transmission as well as fast processing at the receiver end.
Low latency
Short HARQ round-trip time (RTT) to allow retransmissions within the latency
HARQ
budget. Early HARQ feedback and automatic HARQ retransmissions.

Prioritized scheduling of payloads with low latency constraints to minimize BS


Scheduling policy
queuing delays. Pre-emption of eMBB traffic for URLLC data packet transmissions.

Microscopic antenna Higher order SU-MIMO diversity to reduce the probability of experiencing deep
diversity fades.

Inter-cell non-coherent Data duplication of macroscopic transmission from multiple cells to the same UE
joint transmission to improve reliability. Robustness against shadow fading and cell failures.

Enhanced time diversity and frequency diversity (with frequency hopping) by


HARQ using HARQ with soft combining. Adding robustness toward potential link adaption
imperfections.

Ultra-reliability High reliability of downlink control carrying resource grant, as well as uplink control
Enhanced control channel
carrying feedback information such as ACK/NACK and CSI. Achieved using stronger
reliability
coding, power boosting, and asymmetric signal detection techniques.

Dynamic modulation and coding selection for URLLC transmission with low initial
BLER target. Facilitated through enhanced UE CQI feedback corresponding to
Link adaptation
low (network configurable) BLER target. Joint link adaptation for control and data
channels.

Advanced UE interference mitigation receivers (e.g., MMSE-IRC or NAICS). Net-


Interference mitigation
work-based inter-cell interference coordination

Allow preemptive scheduling, where an ongoing eMBB transmission is partly


Preemptive scheduling overwritten by a short URLLC transmission to facilitate immediate scheduling of
Coexistence with such payloads without prior radio resource reservation.
other services such
as eMBB Service-specific link adaptation such that eMBB transmissions are scheduled with
Link adaptation a spectrum-efficient 10 percent BLER target, whereas URLLC users are served with
lower BLER target (< 1%).
TABLE 1. Summary of URLLC enhancements.

(CQI) reports, advanced antenna diversity, and


A significant part of the latency budget is spent by the processing time at the UE. A typical LTE receiver interference mitigation techniques to deal with
spends around 60 percent of the processing time on turbo decoding, while the remaining time is spent this challenge.
on other operations, such as OFDM processing, equalization, and soft demodulation. Enabling Solutions for URLLC
It is clear that various sorts of enhancements
adaptation for data channels needs to take into are required in order to fulfill the requirements
account the errors of control channels. of upcoming URLLC applications. This section
Link adaptation also plays an important role. presents some potential solutions, summarized in
In order to fulfill the reliability constraints iden- Table 1, to address the mentioned challenges.
tified in Fig. 2, it is necessary that the BS has
accurate knowledge of the experienced chan- Short TTI Duration
nel quality in the downlink direction, such that The 3GPP has introduced a very flexible frame
the transmission parameters (e.g., MCS) can be structure for 5G NR, which offers different pos-
properly adjusted to achieve the required error sibilities to shorten the TTI duration compared
rate performance. However, this is a challenging to LTE [13]. For instance, the subcarrier spacing
task due to the stochastic nature of the wireless (SCS) is configurable in order to support opera-
channel. For instance, the multipath propagation tion in different frequency bands. The 15 kHz SCS
typical in urban scenarios may result in large and in LTE corresponds to the baseline configuration,
unpredictable variations of the received signal and can scale with a factor of 2N, where N  [0,
power across frequency and time. In addition, the 1, 2, 3, 4, 5]. Besides, the number of orthogonal
intermittent transmission of small URLLC packets frequency-division multiplexed (OFDM) symbols
at each BS results in rapidly varying interference per TTI can also vary. Following the NR terminolo-
with little correlation in time and frequency, as gy, users can be scheduled on slots of 14 OFDM
reported in [9]. As a result, the signal to interfer- symbols, and on mini-slots composed of 1–13
ence-plus-noise ratio (SINR) experienced at each symbols. Short TTIs can therefore be built by
URLLC UE also changes rapidly, which calls for reducing the symbol duration (increasing the SCS)
employing enhanced channel quality indicator and/or reducing the number of symbols per TTI.

10 IEEE Network • March/April 2018


For example, a TTI duration of 0.125 ms can be
obtained by scheduling users on a slot resolution Further improvements of the prediction technique to boost its reliability are currently under study.
for the case with 120 kHz subcarrier spacing (N = Our hypothesis is that improved prediction techniques in combination with a sensitive tolerance of
3). Another possibility, more suitable for low-fre-
quency bands, is, for example, to use 15 kHz SCS false negatives can cope with the URLLC targets.
(N = 0) and schedule users with a mini-slot of 1–3
symbols (∼71–222 ms), leaving room for process-
ing time and HARQ feedback transmissions with- Control Channel Enhancements
in 1 ms [9]. The mini-slot is therefore useful for As mentioned earlier, the support of URLLC relies
time-critical services, while other services can still on providing high levels of reliability for both data
operate with longer TTI durations. and control channels. Conventionally, control
channels were designed to meet the requirements
F ast HARQ Retransmissions for all the services. However, this approach might
It has been argued that one retransmission can not be feasible for 5G as it needs to accommo-
be used at maximum to achieve the 1 ms laten- date services with a wide range of requirements.
cy requirement in a spectrum-efficient manner This calls for a more flexible design for control
[9]. As presented in Fig. 2, the 1 – 10–5 reliability channels that can be configured according to
target can be obtained, for instance, with a 10–2 each individual service. In this respect, the fol-
BLER target at first transmission and exploiting lowing URLLC-specific control channel enhance-
HARQ combining for the retransmission in order ments are proposed.
to achieve a 10–5 residual BLER. Link Adaptation for Control Channels: In
A significant part of the latency budget is spent LTE, link adaptation is mainly supported for the
by the processing time at the UE. A typical LTE data channels. Some control channels such as
receiver spends around 60 percent of the process- the physical downlink control channel (PDCCH),
ing time for turbo decoding, while the remaining containing the RG, also support link adaptation
time is spent on other operations, such as OFDM by adjusting the aggregation level (i.e., repetition
processing, equalization, and soft demodulation. coding rate) in accordance with the user’s radio
The usage of low-density parity check (LDPC) conditions. The maximum supported aggrega-
codes, as agreed in 3GPP for 5G NR eMBB ser- tion level in LTE is 8, which provides a 1 percent
vices, has the promise of reducing the processing error rate of decoding the PDCCH for an SINR
time. However, the effective benefits of such codes of –5 dB [15]. For 5G, larger aggregation levels
for URLLC services are still disputed in the stan- (e.g., 16) or more robust coding schemes will be
dardization forum. To further reduce the process- required to achieve lower error rates as identified
ing time for HARQ retransmissions, it is proposed in Fig. 2. A similar approach should be applied to
to predict whether the decoding will be successful other critical control channels such as the physi-
or not prior to the decoding itself; this enables the cal uplink control channel (PUCCH) carrying the
UE to anticipate its feedback transmission while CQI and HARQ feedback in the uplink, which are
running the decoding in its pipeline. The predic- transmitted with a fixed MCS in the current LTE.
tion can be performed upon reception of the TTI Besides varying the coding rate, power control
or mini-slot, or even a portion of it, for example, techniques can also be applied in order to boost
only a limited number of OFDM symbols. The pro- or reduce the transmit power on a per-user basis
posal in [10] is based on estimating the uncoded and achieve the required error performance [15].
bit error rate (BER) from the log-likelihood ratios Asymmetric Signal Detection for ACK/NACK
(LLRs) of the input bits at the decoder, and map- [8]: For URLLC, the reliability of detecting the
ping such estimate to reference coded BER curves NACK signals is more important than the reli-
of a specific code. Although the performance is ability of detecting the ACK signals. Therefore,
evaluated for turbo codes, the principle can be the asymmetric signal detection can be utilized
generalized to other coding solutions. Simulation to reduce the probability of missing the NACK
results show the possibility of obtaining a correct signals at the cost of increasing the wrong ACK
prediction in more than 90 percent of the cases. detection (i.e., decoding an ACK as a NACK).
However, the average rate of erroneous estimates Compact Downlink Control Information
is not negligible. False positives occur when an (DCI): URLLC services are typically associated
early ACK is generated for a transport block that is with smaller packet sizes compared to eMBB.
not going to be correctly decoded, while false neg- Hence, the number of bits that are used to indi-
atives occur when an early NACK is generated for cate the number of physical resource blocks
a successfully decoded transport block. False pos- (PRBs) can be reduced. For 5G NR, DCI content
itives could result in higher-layer retransmissions. is still under discussion, and two DCI sizes have
This leads to a latency increase. Conversely, false been agreed for the purpose of performance
negatives may cause unnecessary retransmissions, evaluation: 20 bits and 60 bits [14]. The compact
which affect the throughput without harming the DCI formats allow more robust transmission of
latency and reliability. False positives are then con- the control channel information without increas-
sidered more critical for URLLC cases. The solu- ing the control overhead.
tion in [10] assumes that their occurrence should
be minimized at the expense of an eventual high- Diversity and Multi -Connectivity
er rate of false negatives. Further improvements Multiple-input multiple-output (MIMO) antenna
of the prediction technique to boost its reliability schemes are essential to deal with the fast fading
are currently under study. Our hypothesis is that effects in the wireless channel, thus playing an
improved prediction techniques in combination essential role in achieving the reliability require-
with sensitive tolerance of false negatives can cope ments. As reported in [11], URLLC devices should
with the URLLC targets. operate with at least 2  2 (preferably 4  4) sin-

IEEE Network • March/April 2018 11


URLLC mini-slot transmissions (0.143 ms)
Incoming URLLC data are

Frequency (PRB resolution)


immediately scheduled by
overwritting part of an ongoing
eMBB transmission
Mini-slot
(0.143 ms)
URLLC
data

Transmission for eMBB UE (1 ms TTI)


Time (slot resolution) (b)
eMBB transmissions (1 ms)
(a)

FIGURE 3. Resource allocation framework for URLLC and eMBB multiplexing: a) downlink multi-service mul-
tiplexing example; b) downlink preemptive scheduling. Physical layer numerology: 15 kHz subcarrier
spacing.

5G BS signals to the UE the BLER target at which


From a cost and resource efficiency perspective, one promising setup consists of dynamically the UE should measure and report the CQI.
multiplexing the URLLC traffic with traditional eMBB traffic. However, this is a challenging task given the Third, the CQI report should effectively reduce
the link adaptation mismatches due to the rapid
very different requirements of these two service classes. and unpredictable SINR variations previously
described. One option is that the SINR-to-CQI
mapping at the UE is based on the m-worst col-
gle-user (SU) single-stream transmission schemes, lected channel quality measurements, compared
that is, maximizing the diversity order of the to LTE where the CQI is typically reported for
wireless link. Larger antenna arrays also facilitate the m-best subbands. With this approach, the
the use of advanced interference mitigation tech- CQI report implicitly accounts for the worst case
niques at both the UE and BS sides, for instance, SINR (i.e., the tail of the user channel quality
minimum mean square error with interference distribution), hence reducing the probability of
rejection combining (MMSE-IRC), network-as- experiencing a BLER larger than the required
sisted interference cancellation and suppression one. Another promising solution consists of
(NAICS) receivers, or even coordinated beam- applying low-pass filtering on the time-frequen-
forming. Furthermore, macroscopic diversity, that cy-selective SINR measurements at the UE such
is, data duplication and redundant transmission/ that historical information of the experienced
reception from multiple BSs, is also required in channel quality is implicitly included in the CQI
order to combat the slow fading effects (or shad- report. For example, the study in [9] proposes
owing) and to provide mobility robustness during that the UE measures the experienced channel
handovers. In this regard, data duplication at quality on every TTI with a certain PRB resolu-
the packet data convergence protocol (PDCP) tion (a.k.a. subband). Each measurement is fil-
layer has been agreed for NR in the 3GPP [14]. tered with a low-pass first-order infinite impulse
At the lower layers, inter-cell non-coherent joint response (IIR) filter si[n] = a * yi[n] + (1 – a) * si[n
transmission is among the candidate transmission – 1], where yi[n] is the measured channel quality
schemes, thanks to its relatively low complexity at TTI n on subband i, a is the forgetting factor
(compared to inter-cell joint coherent schemes) of the filter, and s i[n] is the smoothed channel
and robustness against user movements and tim- quality measurement of the ith subband. si[n] is
ing mismatch across cooperating cells [11]. Mac- constantly updated at the UE side and reported
roscopic diversity also provides benefits in terms periodically or aperiodically to the BS. The for-
of resilience against failures of the cellular infra- getting factor a determines how much weight
structure. is given to the latest measurement compared to
the previous ones. The study in [9] considers a
CQI Enhancements = 0.01, which provides significantly better link
The CQI report is utilized for performing the adaptation accuracy compared to LTE, where
downlink link adaptation by indicating to the channel quality measurements are obtained from
BS the highest MCS that the UE estimates it a relatively short measuring window. The benefit
can decode with a certain BLER constraint. To of this enhancement is further illustrated in the
efficiently support URLLC, the following three next section.
enhancements for the CQI measuring and
reporting procedure are proposed. First, the CQI E fficient URLLC and eMBB Multiplexing
report must be estimated at the UE targeting dif- From a cost and resource efficiency perspec-
ferent BLER targets compared to the fixed 10 tive, one promising setup consists of dynamically
percent target in LTE. This can be achieved by multiplexing the URLLC traffic with traditional
applying different threshold levels when perform- eMBB traffic. However, this is a challenging task
ing the SINR to CQI mapping. Second, the BLER given the very different requirements of these
target for downlink data transmissions should two service classes. URLLC traffic is typically
be configurable according to the TTI duration, bursty and sporadic, and must be immediately
HARQ round-trip time (RTT), and control chan- scheduled with a short TTI in order to fulfill the
nels’ reliabilities. Hence, it is proposed that the latency requirement. In contrast, eMBB traffic

12 IEEE Network • March/April 2018


would benefit from the usage of 1 ms or longer
0
TTIs, which leads to lower signaling overhead. 10
One solution is to pre-reserve radio resources
for the URLLC data transmissions. However, this Packets that go through in
results in waste of radio resources when there is –1 the initial transmission
10
no traffic from the URLLC services. A more effi-
cient solution is to use preemptive scheduling as
follows [12, 14]: eMBB traffic is scheduled on all –2
10
the available radio resources (assuming sufficient
offered traffic) with a long TTI, for example, 1 ms.
When URLLC data arrives at the BS, it is immedi-

CCDF
–3 HARQ processing time
ately transmitted to the corresponding UE by 10
overwriting part of an ongoing eMBB transmis-
sion using mini-slot transmission, as illustrated in Packets requiring HARQ
retransmission
Figs. 3a and 3b. This has the advantage that the 10
–4

URLLC payload is transmitted without waiting With CQI filtering


for ongoing scheduled transmissions to be com- Without CQI filtering
pleted, and without the need for pre-reserving 10
–5
radio resources for URLLC traffic. The price of = 500 packets/s
the preemptive scheduling technique is for the = 125 packets/s
user whose transmission is partly overwritten. –6
To minimize this impact, the study in [12] pro- 10
0 0.2 0.4 0.6 0.8 1 1.2
poses to include an indication to the victim UE URLLC latency (ms)
that part of its transmission has been overwrit-
ten. This enables the UE to take this effect into FIGURE 4. URLLC latency and reliability performance without eMBB traffic.
account when decoding the transmission, that
is, it knows that part of the transmission is cor-
rupted. To further improve the performance, we cy of each downloaded URLLC payload. Note
propose to apply smart HARQ retransmission that given the simulation assumptions, those
mechanisms, where only the overwritten part of are conditional distributions, assuming error-
the initial transmission is retransmitted. The bene- free control channel decoding by the UEs. The
fit of this enhancement is further illustrated in the latency is measured from the moment that
next section. the payload arrives at the BS buffers until it is
successfully received at the UE. The different
Downlink System Performance Analysis components contributing to the URLLC laten-
We present downlink performance results to cy are also depicted, showing the cases where
show the benefits of the proposed enhancements. the URLLC payloads are immediately sched-
In the first set of results, we evaluate the down- uled and successfully received at the UE, and
link latency and reliability performance of URLLC cases where the initial transmission fails and
traffic in a multi-user multi-cell scenario, following one HARQ retransmission is triggered upon
the 5G NR evaluation assumptions in [14]. The reception of a NACK at the BS. Two per-user
network is composed of 7 three-sector sites (21 arrival rates of URLLC traffic are considered:
cells) deployed with 500 m inter-site distance. At l = 125 payloads/s and l = 500 payloads/s,
each cell, there are on average 10 URLLC users which correspond to an average PRB utilization
uniformly distributed. URLLC traffic is modeled of 1.8 and 8 percent, respectively. Furthermore,
as small payloads of 50 B that arrive at the BS the figure compares cases with and without the
according to a homogeneous Poisson point pro- proposed CQI enhancement, in which low-pass
cess with average arrival rate . The system-level filtering (a = 0.01) of the time-frequency-selec-
simulations include detailed modeling of the RRM tive channel quality measurements is applied to
functionalities previously described, including improve the link adaptation accuracy (referred
packet scheduling; HARQ with a short RTT of 4 to as “CQI filtering” in Fig. 4). It is observed that
TTIs and Chase combining; link adaptation target- the CQI filtering enhancement can considerably
ing a low BLER target of 10–2 for the initial data improve the latency and reliability performance.
transmissions; and 2  2 closed-loop single-user The benefits of this technique are especially vis-
MIMO with dynamic precoding to reduce the ible at high offered load, when the cell activity
time- and frequency-domain fast fading variations. is higher and more intermittent interference is
The varying control channel overhead is explicitly experienced in the network. For cases where
modeled, assuming that the UEs always decode CQI filtering is applied, a first-transmission BLER
those correctly (for effects of control channel RG of 10 –2 or lower is generally obtained. Such
errors, see Fig. 2). The physical layer numerology low initial-transmission BLER, together with fast
corresponds to the baseline numerology agreed HARQ retransmissions and Chase combining,
for 5G (15 kHz subcarrier spacing, PRB size of 12 allow the achievement of a residual BLER of
subcarriers). Whenever a URLLC payload arrives 10–5 within less than 1 ms latency, hence fulfill-
at the BS, it is immediately scheduled with a mini- ing the URLLC requirements.
slot duration of 2 OFDM symbols (0.143 ms) if In the second set of results, five additional
there are sufficient radio resources at the cell. A UEs with full buffer eMBB traffic are deployed
carrier bandwidth of 10 MHz (50 PRBs) is con- in each cell in order to illustrate the benefits of
sidered. the proposed URLLC and eMBB multiplexing
Figure 4 shows the complementary cumula- enhancements. To improve the eMBB spectral
tive distribution function (CCDF) of the laten- efficiency, a service-specific BLER target of 10

IEEE Network • March/April 2018 13


10 0 6
Partial HARQ retx.
Full HARQ retx.
–1 5
10

50%-ile eMBB user throughput (Mb/s)


10 –2 4
CCDF

10 –3 3

10 –4 2

10 –5 1
= 500 packets/s
= 125 packets/s
10 –6 0 0
0.2 0.4 0.6 0.8 1 1.2 = 0 packet/s = 125 packets/s = 500 packets/s
URLLC latency (ms) (b)
(a)

FIGURE 5. a) URLLC latency and reliability performance with eMBB traffic; b) throughput performance of eMBB traffic with preemptive
scheduling.

URLLC users in accordance with their low latency


It is observed that the CQI filtering enhancement can considerably improve the latency and reliability and high reliability requirements (conditioned on
performance. The benefits of this technique are especially visible at high offered load, when the cell error-free control channel decoding by the UEs),
while still providing high data rates to the eMBB
activity is higher and more intermittent interference is experienced in the network. users.

Conclusions
percent is configured for eMBB UEs, and they In this article, we have presented a comprehen-
are scheduled with a TTI of 1 ms using all avail- sive analysis of system-level aspects of URLLC. It
able PRBs. The URLLC payloads are immediately is shown that fulfilling the URLLC requirements
scheduled on arrival with a mini-slot of 0.143 needs a new design of the radio interface (com-
ms, by overwriting part of the ongoing eMBB pared to LTE), as well as novel radio resource
scheduled transmissions as illustrated in Figs. 3a management concepts that exploit the high
and 3b. The CQI filtering enhancement is not degree of flexibility at the physical layer. Partic-
applied for this set of results, as the presence ularly, we have highlighted the importance of
of eMBB traffic results in stable interference using short TTI in combination with fast HARQ
conditions. Figure 5a shows the CCDF of the retransmission mechanisms for efficient sched-
URLLC latency. The performance is generally uling of the latency-critical payloads. In this
worse compared to the URLLC-only case in Fig. regard, early prediction of the HARQ feedback
4, which is a consequence of the larger inter- is suggested in order to reduce the processing
cell interference from scheduling eMBB users on time during retransmissions and fulfill the 1 ms
the same radio channel. Nevertheless, the 1 ms URLLC latency budget. In addition, the impor-
latency requirement is still fulfilled for both load tance of achieving low error probabilities for
conditions. both data and control channels has been dis-
Figure 5b presents the 50th percentile (medi- cussed, including recommendations on the fea-
an) of the eMBB users’ throughput. It compares sible error probabilities of the data channel for
the case where the full transport block is retrans- a given control channel error rate constraint.
mitted for failed eMBB transmissions to the case Based on this analysis, various enhancements
where only the damaged part of the eMBB trans- have been presented in order to fulfill the
mission that has been subject to preemption is required reliability levels. This includes CQI
retransmitted (labeled as partial HARQ retrans- enhancements for more accurate and flexible
mission). Naturally, the presence of URLLC traffic URLLC link adaptation, and exploiting spatial
degrades the eMBB performance. Such degrada- diversity and multi-connectivity to combat the
tion is alleviated by applying the partial retransmis- fast fading effects of the wireless channel, and
sion enhancement, as fewer radio resources are improve robustness and resilience. Furthermore,
utilized for HARQ retransmissions of overwritten the multiplexing of URLLC traffic with more
eMBB transmissions. The resources that are saved traditional eMBB traffic has been addressed by
by scheduling smaller retransmissions can instead introducing preemptive scheduling techniques
be used for initial transmissions to other eMBB and service-specific link adaptation policies.
UEs. The gain from using partial retransmissions is Finally, we have presented system-level per-
larger for higher offered loads of URLLC traffic, as formance results showing how the proposed
more eMBB transmissions are subject to preemp- techniques complement each other, and allow
tion. We conclude that the preemptive schedul- meeting the latency and reliability requirements
er approach fulfills the objective of serving the of upcoming URLLC applications.

14 IEEE Network • March/April 2018


Acknowledgments
This work is partly funded by the Innovation Fund The preemptive scheduler approach fulfills the objective of serving the URLLC users in accordance with
Denmark (IFD) under File no. 7039-00009B. their low latency and high reliability requirements (conditioned on error-free control channel decoding
R eferences by the UEs), while still providing high data rates to the eMBB users.
[1] 3GPP Tech. Rep. 38.913 v14.1.0, “Study on Scenarios and
Requirements for Next Generation Access Technologies,”
Jan. 2017. interests are tied to the development of machine-type commu-
[2] ITU-R M.2083-0, “IMT Vision — Framework and Overall nications. In particular, he is investigating the enabling technolo-
Objectives of the Future Development of IMT for 2020 and gies for supporting ultra-reliable low-latency communications in
Beyond,” Sept. 2015. fifth generation cellular systems.
[3] M. Simsek et al., “5G-Enabled Tactile Internet,” IEEE JSAC,
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Services and Markets Technology Enablers for Critical Com- laude, from the University of L’Aquila, Italy, in 2003 and 2005,
munications; Stage 1,” Sept. 2016. respectively, and his Ph.D. degree from Aalborg University in
[5] C. Hoymann et al., “LTE Release 14 Outlook,” IEEE Commun. 2010. He is currently an associate professor at the Wireless
Mag., vol. 54, no. 6, June 2016, pp. 44–49. Communication Networks (WCN) section of Aalborg Univer-
[6] C. She, C. Yang, and T. Q. S. Quek, “Radio Resource Man- sity, also working in tight cooperation with Nokia Bell Labs.
agement for Ultra-Reliable and Low-Latency Communica- His research interests are mostly focused on physical layer,
tions,” IEEE Commun. Mag., vol. 55, no. 6, June 2017, pp. medium access control, and radio resource management for
72–78. 5G systems.
[7] P. Schulz et al., “Latency Critical IoT Applications in 5G:
Perspective on the Design of Radio Interface and Network K laus P edersen [SM] (klaus.pedersen@nokia-bell-labs.com)
Architecture,” IEEE Commun. Mag., vol. 55, no. 2, Feb. received his M.Sc. degree in electrical engineering and Ph.D.
2017, pp. 70–78. degree from Aalborg University in 1996 and 2000, respectively.
[8] H. Shariatmadari et al., “Control Channel Enhancements for He is currently leading the Nokia Bell Labs research team in
Ultra-Reliable Low-Latency Communications,” Proc. IEEE ICC Aalborg, and is a part-time professor at Aalborg University in the
Wksps., May 2017, pp. 1–6. WCN section. He is an author/co-author of approximately 160
[9] G. Pocovi et al., “MAC Layer Enhancements for Ultra-Reli- peer-reviewed publications on a wide range of topics, as well
able Low-Latency Communications in Cellular Networks,” as an inventor on several patents. His current work is related to
Proc. IEEE ICC Wksps., May 2017, pp. 1–6. 5G New Radio, including radio resource management aspects,
[10] G. Berardinelli et al., “Enabling Early HARQ Feedback in 5G and the continued Long Term Evolution (LTE) and its future
Networks,” Proc. IEEE VTC-Spring, May 2016, pp. 1–5. development, with special emphasis on mechanisms that offer
[11] G. Pocovi et al., “Signal Quality Outage Analysis for improved end-to-end (E2E) performance delivery. He is currently
Ultra-Reliable Communications in Cellular Networks,” Proc. part of the EU funded research project ONE5G, which focuses
IEEE GLOBECOM Wksps., Dec. 2015, pp. 1–6. on E2E-aware optimizations and advancements for the network
[12] K. I. Pedersen, G. Pocovi, and J. Steiner, “Punctured Sched- edge of 5G New Radio.
uling for Critical Low Latency Data on a Shared Channel
with Mobile Broadband,” Proc. IEEE Vehic. Tech. Conf., Sept. J ens S teiner (jens.steiner@nokia-bell-labs.com) received his
2017, pp. 1–6. M.Sc. degree in electrical engineering from Aalborg University
[13] 3GPP Tech. Spec. 38.211 v1.0.0, “Physical Channels and in 1996, with a specialty in software engineering. Since 1996
Modulation,” Sept. 2017. he has worked for different companies, mainly in the telecom-
[14] 3GPP Tech. Rep. 38.802 v14.0.0, “Study on New Radio munications sector. Since 2005 he has been working at Nokia,
(NR) Access Technology; Physical Layer Aspects,” Mar. Aalborg, first as an external consultant and subsequently as a
2017. permanent member of staff. At Nokia Bell Labs, he is current-
[15] D. Laselva et al., “On the Impact of Realistic Control Chan- ly involved in 5G radio access network system-level simula-
nel Constraints on QoS Provisioning in UTRAN LTE,” Proc. tor research and development. He also contributes to radio
IEEE VTC-Fall, Sept. 2009, pp. 1–5. research beyond software development. He is part of the EU
funded research project ONE5G, which focuses on E2E-aware
optimizations and advancements for the network edge of 5G
Biographies New Radio.
G uillermo P ocovi (guillermo.pocovi@nokia-bell-labs.com)
received his M.Sc. degree in telecommunications engineering Zexian Li (zexian.li@nokia-bell-labs.com) is a senior specialist at
from Universitat Politcnica de Catalunya in 2014, and his PhD Nokia Bell Labs, Finland. He received his B.S. and M.S. degrees
from Aalborg University, Denmark, in 2017. He is currently an from Harbin Institute of Technology and his Ph.D. degree from
industrial postdoctoral researcher at Nokia Bell Labs Aalborg, Beijing University of Posts and Telecommunications, P. R. China.
partly sponsored by the Danish Innovation Fund. His research From 2000 to 2005, he was a senior research scientist at the
interests are mainly related to ultra-reliable and low-latency com- Centre for Wireless Communications, University of Oulu, Fin-
munications for current wireless networks and upcoming 5G land, involved in various national and EU projects including
New Radio. TEKES and EU WINNER. Since 2005, he has been with Nokia,
Finland, focused on research and standardization activities on
Hamidreza Shariatmadari (hamidreza.shariatmadari@aalto.fi) broadband wireless communication systems, most recently on
received his B.Sc degree in electrical engineering from the Uni- 5G and LTE-A Pro. He led the horizontal topic on direct D2D
versity of Tabriz in 2009, and his M.Sc degree (with distinction) within the EU FP7 METIS project and is involved in the ongoing
in communications engineering from Aalto University in 2013. 5GCAR project. Currently his research interests include 5G,
He is currently pursuing a doctorate degree at Aalto University MTC/IoT for vertical applications, and future wireless technolo-
in the Department of Electrical Engineering. His current research gies for improving human life.

IEEE Network • March/April 2018 15

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