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STRUCTURE

NCSEA | CASE | SEI FEBRUARY 2019

CFS/
Steel

INSIDE: Tall Buildings in Mexico City 18

Composite Steel Deck-Slabs 10


Welded Steel Moment Frames 15
Oakland International Airport 26
Universal Pin Conectors ™

and Custom Castings.


Baystate Noble Hospital Entryway Renovation
Steffian Bradley Architects with BVH Integrated Services

Photography by J. Michael Worthington, Jr.


LeMessurier Calls on Tekla Structural
Designer for Complex Projects
Interoperability and Time Saving Tools
Tekla Structural Designer was developed specifically
to maximize collaboration with other project parties,
including technicians, fabricators and architects. Its
unique functionality enables engineers to integrate the
physical design model seamlessly with Tekla Structures
or Autodesk Revit, and to round-trip without compro-
mising vital design data.

“We’re able to import geometry from Revit, design in


Tekla Structural Designer and export that information
for import back into Revit. If an architect makes
geometry updates or changes a slab edge, we’ll send
those changes back into Tekla Structural Designer, re-
run the analysis and design, and push updated design
information back into Revit.”

Tekla Structural Design at Work:


The Hub on Causeway
Positioning a large scale mixed-use development next
to an active arena, a below grade parking garage, and
an interstate highway, and bridging it over two active
subway tunnels makes planning, phasing and
For over 55 years, “Tekla Structural Designer has streamlined our engineering paramount. Currently under construction,
LeMessurier has design process,” said Craig Blanchet, P.E., Vice Presi- The Hub on Causeway Project will be the final piece in
provided struc- dent of LeMessurier. “Because some of our engineers the puzzle that is the site of the original Boston Garden.
tural engineering are no longer doubling as software developers, it allows
services to architects, owners, contractors, developers us to focus their talents on leveraging the features of Despite being new to the software, LeMessurier
and artists. Led by the example of legendary structural the software to our advantage. Had we not chosen decided to use Tekla Structural Designer for significant
engineer and founder William LeMessurier, LeMessuri- to adopt Tekla Structural Designer, we would have portions of the project. “Relying on a new program for
er provides the expertise for some of the world’s most needed to bring on new staff to update and maintain such a big project was obviously a risk for us, but with
elegant and sophisticated designs while remaining our in-house software. So Tekla Structural Designer is the potential for time savings and other efficiencies, we
true to the enduring laws of science and engineering. not just saving us time on projects, it is also saving us jumped right in with Tekla Structural Designer. It forced
Known for pushing the envelope of the latest tech- overhead. us to get familiar the software very quickly.”
nologies and even inventing new ones, LeMessurier
engineers solutions responsive to their clients’ visions Efficient, Accurate Loading and Analysis “Tekla Structural Designer allowed us to design the
and reflective of their experience. Tekla Structural Designer automatically generates an bulk of Phase 1 in a single model,” said Barnes. The proj-
underlying and highly sophisticated analytical model ect incorporates both concrete flat slabs and compos-
An early adopter of technology to improve their de- from the physical model, allowing LeMessurier engi- ite concrete and steel floor framing. “Tekla Structural
signs and workflow, LeMessurier put its own talent to neers to focus more on design than on analytical model Designer has the ability to calculate effective widths
work in the eighties to develop a software solution that management. Regardless of a model’s size or com- based on the physical model which is a big time saver,”
did not exist commercially at the time. Their early appli- plexity, Tekla Structural Designer’s analytical engine said Barnes. “On this project, the integration with Revit,
cation adopted the concept of Building Information accurately computes forces and displacements for use along with the composite steel design features enabled
Modeling (BIM) long before it emerged decades later. in design and the assessment of building performance. us to work more efficiently. Adding the ability to do con-
crete design in the same model was a bonus because
While LeMessurier’s proprietary tool had evolved over we had both construction types in the same building.”
three decades into a powerhouse of capability, the
decision to evaluate commercial structural design “Tekla Structural Designer helped this project run more
tools was predicated on the looming effort required to “Tekla Structural Designer offers better efficiently, and in the end it was a positive experience,”
modernize its software to leverage emerging integration of multiple materials than said Blanchet.
platforms, support normalized data structure integra-
tion and keep up with code changes. we have seen in any other product.”

After a lengthy and thorough comparison of commer-


cial tools that would “fill the shoes” and stack up to the
company’s proprietary tool, LeMessurier chose Tekla “Tekla Structural Designer gives us multiple analysis
Structural Designer for its rich capabilities that ad- sets to pull from, which gives us lots of control. Most
dressed all of their workflow needs. According to Derek programs don’t have the capability to do FE and
Barnes, Associate at LeMessurier, ” Tekla Structural grillage chase-down. For the design of beam supported
Designer offered the most features and the best inte- concrete slabs, Tekla Structural Designer allows us to
gration of all the products we tested. They also offered separate the slab stiffness from the beam stiffness, so
us the ability to work closely with their development if we choose to we can design the beams without con-
group to ensure we were getting the most out of the sidering the influence of the slab. In the same model
software.” we can use a separate analysis set to review the floor
system with the beams and slab engaged,” said Barnes.
One Model for Structural Analysis & Design
From Schematic Design through Construction Docu- Barnes also shared similar benefits with concrete “Tekla Structural Designer provided the best fit
ments, Tekla Structural Designer allows LeMessurier column design. “Tekla Structural Designer does for our workflow compared to other commercially
engineers to work from one single model for structural grillage take-downs floor-by-floor, finds the reactions available software.”
analysis and design, improving efficiency, workflow, and applies them to the next floor. This allows us
and ultimately saving time. “Our engineers are working to view column results both for the 3-dimensional
more efficiently because they don’t need to switch effects of the structure as a whole and from the more
between multiple software packages for concrete and
steel design. Tekla Structural Designer offers better
traditional floor-by-floor load take-down point of view.
Doing both has always required significant manual Want to Evaluate
integration of multiple materials than we have seen in
any other product,” said Barnes.
intervention, but Tekla Structural Designer puts it all in
one place.” “We reduce the possibility for human error Tekla Structural Designer?
because with Tekla Structural Designer less user input
LeMessurier engineers use Tekla Structural is required,” said Barnes. “Tekla Structural Designer
Designer to create physical, information-rich models
that contain the intelligence they need to automate the
automatically computes many of the design parame-
ters, such as column unbraced lengths. The assump-
tekla.com/TryTekla
design of significant portions of their structures and tions made by the software are typically correct, but we
efficiently manage project changes. can easily review and override them when necessary.”

TRANSFORMING THE WAY THE WORLD WORKS


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EDITORIAL BOARD
STRUCTUREmag.org Chair John A. Dal Pino, S.E.
FTF Engineering, Inc., San Francisco, CA
chair@STRUCTUREmag.org

Jeremy L. Achter, S.E., LEED AP


Our readers are interested in hearing your questions and opinions. STRUCTURE maga-
ARW Engineers, Ogden, UT
zine is always looking for Structural Forum (opinion) articles and Letters to the Editor. We
Erin Conaway, P.E.
preserve a page at the end of the magazine to print these types of articles, as space permits. AISC, Littleton, CO
Please send your pieces to publisher@structuremag.org. And don’t forget – post questions Timothy M. Gilbert, P.E., S.E., SECB
or comments on the digital versions of articles on the STRUCTURE website. TimkenSteel, Canton, OH

Linda M. Kaplan, P.E.


STRUCTURE looks forward to hearing from you! Pennoni, Pittsburgh, PA

Charles “Chuck” F. King, P.E.


Urban Engineers of New York, New York, NY

Emily B. Lorenz, P.E.

Bentley spending ® Precast/Prestressed Concrete Institute, Chicago, IL

Jessica Mandrick, P.E., S.E., LEED AP


Gilsanz Murray Steficek, LLP, New York, NY

out of control? Jason McCool, P.E.


Robbins Engineering Consultants, Little Rock, AR

Brian W. Miller
Davis, CA
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4 STRUCTURE magazine
Contents FEBRUARY 2019

Features Columns and Departments


7 Editorial Leadership Is Showing Up
By Jon A. Schmidt, P.E., SECB

9 InFocus My Thoughts on the Future of STRUCTURE


By John A. Dal Pino, S.E.

10 Structural Design Composite Steel Deck-Slabs with


Supplemental Reinforcing Bars
By Vitaliy Degtyarev, Ph.D., P.E., S.E.

15 Northridge – 25 Years Later Welded Steel Moment


Resisting Frames
26 OAKLAND INTERNATIONAL AIRPORT By Ronald O. Hamburger, S.E., and James O. Malley, S.E.

By Jamison Curry, S.E., Peter Revelli, S.E., and Marko Schotanus, S.E., Ph.D.
18 Structural Performance Structural Design Challenges
This Terminal 1 building’s retrofit scheme introduced new vertical
for Tall Buildings in Mexico City – Part 2
seismic force-resisting elements at the perimeter, consisting of special By Ahmad Rahimian, Ph.D., P.E., S.E., et.al
reinforced concrete shear walls and buckling-restrained braced frames.
A new diaphragm was created at the roof level by the addition of a 22 Structural Systems Mid-Rise Wood-Frame Buildings
By Richard McLain, P.E., S.E.
horizontal truss system comprised of hollow structural sections.

34 Historic Structures Joseph B. Strauss Bascule Bridge


By Frank Griggs, Jr., D.Eng., P.E.

39 Legal Perspectives Indemnification versus Defense – Part 1


By Gail S. Kelley, P.E., Esq.

50 InSights Performance-Based Design is the Future


By Donald O. Dusenberry, P.E., SECB

In Every Issue
4 Advertiser Index
42 Resource Guide – Bridge Resource
44 NCSEA News
46 SEI Update
48 CASE in Point
30 HISTORIC GOODMAN LIBRARY
By Chris Jonas, S.E., and Steve Heyne, S.E.
On the Cover
The Goodman Library’s stone walls sustained damage in the form The Torre Siqueiros project is an example of recent Performance-Based
of cracks during the powerful earthquake that struck in 2014 in Design of a super tall building in Mexico City. Read how PBD approaches
downtown Napa, California. However, it was the partial collapse are allowing buildings to reach greater heights and deeper basements in
the Structural Performance article on page 18. (Project Architects: Bunker
of its prominent tower that was remarkable. Repairs required a lot of
Arquitectos and Colonnier y Asociados)
engineering finesse and close attention to historic detail.

Publication of any article, image, or advertisement in STRUCTURE® magazine does not constitute endorsement by NCSEA, CASE, SEI, the Publisher, or the Editorial Board, Authors, contributors, and advertisers retain sole responsibility for the content of their submissions.

F E B R U A R Y 2 019 5
EDITORIAL
Leadership Is Showing Up
By Jon A. Schmidt, P.E., SECB

I t is a tremendous honor for me to serve as the 26th President of the


National Council of Structural Engineers Associations (NCSEA).
Unlike most (perhaps all) of my predecessors in this office, I am not
about his most famous project, the World Trade Center towers in
New York. This was only a few weeks after the tragic events of 9/11.
A couple of months later, I became aware of a new industry initiative
the owner of my own firm, or a partner, or a principal, or a project called The Infrastructure Security Partnership (TISP). Its purpose was
manager, or a department head, or a supervisor of any kind. How “to minimize the effects of terrorism on the U.S. through effective
did an ordinary practicing structural engineer like me wind up in and efficient planning, design, construction, and operation of the
such a lofty position? built environment.” I promptly volunteered to represent NCSEA
and did so for a few years. During the same time frame, I joined the
Advocacy Committee and its Clients & Prospects Subcommittee,
becoming chair of the latter in 2003; these are now part of the
Communications Committee.
My “big break” came in 2005. Ron Hamburger, who was finishing
up his term as NCSEA President, asked me to consider becoming
chair of the Editorial Board for STRUCTURE. I was receptive, since
I enjoyed writing and editing, and had worked with the publisher on
articles previously. I was especially intrigued by the prospect of author-
ing a regular column on topics of my choosing. I took the job, and
then kept it for the next decade, producing 60 bimonthly “InFocus”
pieces along the way. During those years, I also participated actively
in the NCSEA Structural Licensure Committee.
When I decided to step down from the Editorial Board in 2015,
I was looking forward to taking a break; but it was not to be. Brian
Dekker, then NCSEA Vice President and Chair of the Nominating
Committee, asked me to join the Board of Directors for a two-year
term as Secretary. That placed me in the rotation to become Vice
President last year, and now President.
Like many in our profession, my undergraduate degree was in civil The point of reciting this history is to highlight the fact that any
engineering. Therefore, it was natural for me to join the American practicing structural engineer can become a leader in our profession.
Society of Civil Engineers as a freshman in college, a membership that The single most important qualification is simply seeking and seizing
I have retained ever since. In 1998, ASCE established the Structural ways to get involved. As Richard Weingardt, a prominent structural
Engineering Institute and I eagerly signed up as a Charter Member. engineer in Colorado who passed away a few years ago, often empha-
I have been active in both ASCE and SEI in various ways over the sized in his many writings and speeches, “The world is run by those
years, including several leadership roles at the national level. who show up.”
It must have been only a year or two later that I started receiving a One such opportunity is on the horizon within NCSEA: developing
magazine that I had never seen before. It was called STRUCTURE, a new Strategic Plan over the coming months. The current Mission
and it consistently contained articles that struck me as being of Statement – “NCSEA advances the practice of structural engineering
immense value to a practicing structural engineer like myself. It by representing and strengthening its Member Organizations” – has
also provided information about groups called Structural Engineers served us well, helping us focus on what makes NCSEA distinctive.
Associations; as someone living in Kansas and working in Missouri, I Having now gotten our institutional house in better order, the next
had never heard of those. There was even a National Council of such plan needs to be more genuinely strategic, beginning with a Vision
organizations, and it apparently had a committee for helping people Statement that is truly aspirational.
start new ones in their states. The Board of Directors, Committee Chairs, and staff will be direct
In the summer of 2001, I sent an e-mail to its chair, Marc Barter, participants in the process. However, we need input and energy from
asking whether there was any such effort underway in my area. The all of our constituents to be successful – not just this year,
gist of his reply was, “There is now!” Before long, he had connected but also into the future. How will you show up and make a
me with others who had also expressed interest, and four of us ulti- difference in our profession and our world?■
mately co-founded the Structural Engineers Association of Kansas
& Missouri (SEAKM) – the first, and still the only, explicitly bi-state Jon A. Schmidt is a Senior Associate Structural Engineer in the Aviation &
Member Organization of NCSEA. Federal Group at Burns & McDonnell in Kansas City, Missouri. He serves
I attended my first NCSEA Structural Engineering Summit that fall, as President on the NCSEA Board of Directors, was the founding chair of
although we called it the Annual Conference back then. The keynote the SEI Engineering Philosophy Committee, and shares occasional thoughts
speaker was Leslie Robertson, who gave an emotional presentation at twitter.com/JonAlanSchmidt. (jschmid@burnsmcd.com)

STRUCTURE magazine F E B R U A R Y 2 019 7


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INFOCUS
My Thoughts on the Future of STRUCTURE
By John A. Dal Pino, S.E.

I am quite honored to have been selected as the next Chair of


the STRUCTURE Editorial Board. I joined the Board four
years ago and have been privileged to serve under past Chairs Jon
bounded only by our mission. One of
our greatest strengths is our diversity
(age, gender, technical specialties, and
Schmidt and Barry Arnold, and to work alongside our dedicated, geographic location), and you should
volunteer Board members. This group has worked diligently to see this reflected in the magazine content. If there are topics you
carry on traditions, to refine our internal processes, and to improve would like to see published in the magazine, please let one of us
the magazine’s content and effectiveness. It takes a lot of effort know. Better yet, please contact us about authoring an article
and commitment to publish a magazine every month, rain or yourself! From personal experience, it is fun and quite rewarding.
shine, good times or bad. There are no schedule extensions in the A side benefit is well-deserved publicity for you and your firm.
magazine industry. I want to thank all of them for what I have Lastly, you might ask why I volunteered to take on the role of
learned from them and the examples they have set. Chair? The answer comes in three parts. First, I like to read his-
As you may have noticed, we are currently refreshing the maga- tory, learn new things, ask “why,” and “connect the dots” so that
zine’s appearance. Expect to see a new look and style in the coming I can make sense of a chaotic and unpredictable world. Through
year. The same quality content you have come to rely on will still the magazine and its voice, I am better able to help bring relevant
be inside. However, the Board is discussing and exploring ideas and timely information on a variety of topics to our readers and
focused on keeping the content relevant and informative and hopefully help them become better, well-rounded structural engi-
broadening the appeal of the magazine to all readers – younger neers. Secondly, I get great satisfaction and enjoyment in working
and older, experienced and less experienced, owners and non- with young engineers and helping them advance and succeed in
owners, leaders and future leaders, and more. We must also be their careers. I heard recently that, for young people, the jobs of
responsive to our advertisers because, without them, there would the future have not been invented yet, so the four skills essential
be no magazine. Our goal is for you to stop what you are doing to being prepared for what may come are: thinking, managing,
when the magazine lands on your desk and to open it up to see creating, and communicating. I am not suggesting that engineering
what is inside. will fundamentally change but staying abreast of new trends and
The responsibilities of individual Editorial Board members include future developments is crucial. My personal goal is to work with
developing the topics to be published each year by helping to create the Board to create content that speaks to these skills across the
a roadmap for us to follow, finding and working with authors in broad field of structural engineering. And lastly, it was just my
completing the articles and getting them ready for publishing, and time. As I have moved through my career and my kids have grown
occasionally writing articles themselves. In addition to my role up and are about to finish college, I decided it was time for me
change, we are starting 2019 with four new members. Therefore, to attempt to make a significant contribution to our industry. I
the content of the magazine will undoubtedly change a bit as it worked for many years at a firm where this is just what one did in
takes on the personality of this Board and reflects its interests, terms of advancing the profession. Volunteering wasn’t a written
while still focusing on the technical content our readers enjoy. requirement; it was just expected.
I like to think of a structural engineer as being much more than As I mentioned above, the magazine’s content and style may
just a technical expert. A structural engineer is a critical part change a bit. Hopefully, you will like it. Please send
of the broader construction industry, and to be effective and comments, positive or critical. Article ideas and authors
valuable must also be familiar with and speak intelligently on a are welcomed too!■
variety of issues: building owner issues – land acquisition, zoning,
approvals, financing; construction issues – planning, scheduling,
techniques, material and equipment availability, costs; architec- John A. Dal Pino is a Principal with FTF Engineering located in San
tural issues – planning, design, code issues. Therefore, I hope to Francisco, California. He serves as the current Chair of the STRUCTURE
encourage a greater focus on a broader range of topics. However, Editorial Board. (jdalpino@ftfengineering.com)
each Board member is free to develop the content of his/her liking

STRUCTURE
MISSION: The Editorial Board will engage, enlighten, and empower
structural engineers by publishing interesting, informative, and
inspirational content in STRUCTURE magazine that is professionally

engage • enlighten • empower relevant, technically reliable, and intellectually refreshing.

STRUCTURE magazine F E B R U A R Y 2 019 9


structural DESIGN
Composite Steel Deck-Slabs with
Supplemental Reinforcing Bars
By Vitaliy Degtyarev, Ph.D., P.E., S.E.

C omposite steel deck-slabs, referred to hereafter as composite slabs, have


been successfully used without supplemental reinforcing in buildings with
relatively short spans and typical design loads. As slab spans become longer or slab
design loads become heavier, adding reinforcing bars is an effective alternative to
making the composite slabs deeper and the steel decks thicker. Properly designed
supplemental reinforcing allows for light, slender composite slabs that can span
longer distances and results in large open interior spaces. This is in addition to
the benefits of conventional composite slabs, such as reductions in construction
time and cost. This article discusses different strategies for achieving economical
composite slab designs by adding steel reinforcement and gives practical guidelines
Figure 1. Floor plan with composite slab and
for the design of composite slabs with supplemental reinforcing bars. supplemental reinforcing bars.

shows an example of a floor plan with a composite slab including supple-


Typical Designs mental reinforcing bars. Figure 2 illustrates the typical locations of the
Designers usually specify composite slabs based on composite steel top and bottom bars within the composite slab cross-section.
deck load tables developed and published by deck manufacturers. The
load tables are generally applicable to simple-span slabs; although, load
tables for continuous slabs with supplemental top bars over interior
Top Bars for Slab Continuity
slab supports are available. Allowable loads published in these load Properly designed top reinforcing bars installed above interior supports
tables have been determined based on comparisons of slab capaci- make the composite slab continuous. A composite slab without such bars
ties for different limit states with slab internal forces. The American is considered simply supported even when the steel deck is continuous
National Standards Institute/Steel Deck Institute C-2017, Standard over several spans. When gravity loads are applied to a composite slab
for Composite Steel Floor Deck-Slabs (ANSI/SDI C-2017), gives provi- without top continuity bars, cracks form in the concrete above the interior
sions for calculating slab capacities. The internal forces are determined supports, which causes the slab to behave as a series of simply supported
from structural analysis of a composite slab as a beam. For simply slabs. The maximum positive bending moment and maximum deflec-
supported slabs and uniform loads, the structural analysis consists tion of a continuous slab due to applied loads are considerably smaller
of using well-known expressions for maximum shear, moment, and than those in a simply supported slab with the same spans and loads,
deflection in a simply supported beam. Slab deflections are calculated which allows for longer continuous spans when compared with simply
using the average of cracked and uncracked moments of inertia of the supported slabs of the same depth (Figure 3).
transformed section and are compared to required deflection limits.
To achieve a longer span or greater allowable loads for a simply sup-
ported composite slab without reinforcement, the designer should
Design of Continuous Slabs
specify a deeper slab, a heavier deck, or greater strengths of the For the analysis, the composite slab is divided into strips based on the
materials. Adding properly designed reinforcing bars may be a more support layout and loading conditions. For example, the single-span
appealing option, which results in a shallower composite slab formed composite slab area adjacent to the opening in Figure 1 would be one strip,
on a lighter steel deck. and the remaining composite slab area, with
Reinforcing bars can be added in three three unequal spans, would be another strip.
different locations. Top bars above interior Because composite slabs are designed as
supports provide composite slab continu- one-way slabs, every strip is analyzed as a
ity. Bottom bars between composite slab beam accounting for load combinations
supports contribute to improved positive required by the building code.
moment capacity and allow for establishing For simple cases of approximately equal
fire resistance of the slabs. Top bars between spans, applied moments and shears can be
composite slab supports help to control determined using moment and shear coef-
long-term deflections of the slabs. Figure 1 Figure 2. Typical locations of reinforcing bars in slab cross-section. ficients tabulated in the American Concrete

10 STRUCTURE magazine
Figure 3. Simply-supported and continuous composite slabs.

Institute’s (ACI) Building Code Requirements for Structural Concrete (ACI from composite slab allowable loads published in manufacturers’
318-14) and Commentary (ACI 318R-14), similar to the process for deck load tables. The negative moment capacity of a composite slab
simply supported slabs. Composite slab deflections can be calculated using is determined in accordance with ACI 318-14, neglecting the steel
deflection coefficients for continuous beams with equal spans available deck contribution, as follows:
in the technical literature. When spans are unequal, the composite slab ΦMn = Φfy Atr(dtr - 0.5a)
should be analyzed using a general purpose structural analysis software where
considering pattern loading and load combinations required by the a = (fy A tr)/(0.85f´c bb) and all other variables are as defined in ACI
building code. Figure 4, page 12, shows an example of such analysis and 318-14 and in Figure 5, page 12.
resultant moment, shear, and deflection diagrams. The negative moment reinforcing detailing – including the concrete
The calculated composite slab internal forces are compared with cover, reinforcement spacing, and minimum reinforcement area – are
composite slab capacities calculated in accordance with ANSI/SDI determined in accordance with ACI 318-14. The tensile strain in the
C-2017. The composite slab’s flexural resistance in positive bend- negative moment reinforcing bars, εt = [(dtr - c)/c]εcu ,
ing, vertical shear capacity, and the average moment of inertia can is required to be at least 0.004 by ACI 318-14 to prevent brittle
be obtained from the deck manufacturer or can be back-calculated failures. This requirement may prohibit the use of large amounts of

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F E B R U A R Y 2 019 11
top flange, steel deck web, steel deck bottom flange, top
reinforcement, and bottom reinforcement, respectively
(positive when resultant force is below neutral axis and
negative when resultant force is above neutral axis); and
Mn is nominal moment capacity of composite section.
The internal forces in the concrete, steel deck and rein-
forcement are expressed in terms of the internal stresses
in the slab components and the areas of the components
to which the stresses are applied. Afterward, the stresses
in the components are expressed based on the assumed
stress-strain relationships for the materials, as functions of
strains. The strains in the slab components are related based
on the hypothesis of plane sections shown in Figure 6.
The resulting equations of the GSA method are quite
Figure 4. An example of analysis results for a continuous slab with unequal spans.
cumbersome and generally require a computer to solve.
Some deck manufacturers can provide positive moment
reinforcement in composite slabs with relatively narrow ribs, which capacities of composite slabs with supplemental reinforcement cal-
will limit the maximum negative moment capacity that the slab can culated using this method.
achieve. If that is the case, the tensile strain in the top bars can be It should be noted that either the ultimate flexural strength of the
increased by providing bottom (compression) reinforcement in the composite slab section or the bond between the steel deck and the
slab ribs in the negative bending moment region. The larger tensile concrete may govern the flexural resistance of a composite slab in
strain will allow for a greater amount of the top reinforcement and a positive bending. The GSA method, which is based on the assump-
greater negative moment capacity of the slab. tion of the perfect steel deck-to-concrete bond, allows for determining
the ultimate flexural strength. The composite slab flexural capacity
governed by the bond should also be checked. The bond-governed
Additional Bottom Bars for Moment Capacity strengths of composite slabs are steel-deck-profile specific and can be
Bottom reinforcement may be provided in composite slab ribs between provided by the deck manufacturer.
supports to improve the positive moment capacity of the composite slab.
A greater positive moment capacity may be required to attain longer spans
or to accommodate heavier design loads. Adding bottom reinforcement
Additional Bottom Bars for Fire Resistance
for the higher moment capacity is an alternative to using a heavier-gauge Bottom reinforcing bars can also be added between slab supports
steel deck. This option may be justified where a heavier-gauge steel deck to establish fire resistance of the composite slab by rational design
is not available or where the greater moment capacity is required for a in accordance with the building code. This approach may be justi-
relatively small slab area, such as the slab area adjacent to the opening in fied when an Underwriters Laboratory (UL)-approved slab design
Figure 1. Instead of introducing a different gage for the steel deck over a assembly is not available or when the rational design results in
small floor area, bottom reinforcing bars can be added to the composite a more economical solution when compared with the available
slab to achieve the required moment capacity. However, a heavier-gage UL designs. The 2015 International Building Code (IBC) permits
steel deck (if available) is generally a better option when a greater moment establishing fire resistance of concrete slabs by calculations in
capacity is required over a large area of the floor. In those cases, the heavier- accordance with ACI/The Masonry Society Code Requirements for
gauge steel deck will eliminate expenses associated with the additional Determining Fire Resistance of Concrete and Masonry Construction
reinforcement installation and will produce longer unshored spans, which Assemblies (ACI/TMS 216.1-14). To apply ACI/TMS 216.1-14
may reduce or eliminate the required deck shoring. to composite slabs, the steel deck is neglected in the design for a
The positive moment capacity of a composite slab with supplemen- fire event and the slab is analyzed as a reinforced concrete slab.
tal reinforcement can be determined using a general strain analysis Because the steel deck is neglected, the required moment capac-
(GSA) method outlined in the American National Standards Institute/ ity of the concrete slab in positive bending is achieved by adding
American Society of Civil Engineers’ Standard for the Structural Design bottom reinforcement.
of Composite Slabs (ANSI/ASCE 3-91). The GSA method is based on In a fire, heat transmission and structural end-point behaviors govern
the considerations of the composite slab internal-forces equilibrium slab design. Based on heat transmission end-point behavior, the concrete
and strain compatibility, as well as on the constitutive material models slab must meet the minimum required equivalent thickness speci-
for the steel and concrete. Figure 6 illustrates the method. The follow- fied in the building
ing equilibrium equations of the internal forces and moments can be code. The mini-
written for the composite slab cross section: mum required
Fc + Fdt + Fdw + Fdb + Ftr + Fbr = 0 concrete slab thick-
Fc x c + Fdt xdt + Fdw xdw + Fdb xdb + Ftr xtr + Fbr xbr = Mn ness is a function of
where the required fire-
Fc, Fdt, Fdw, Fdb, Ftr, and Fbr are internal resultant forces in con- resistance rating
crete, steel deck top flange, steel deck web, steel deck bottom and concrete type.
flange, top reinforcement, and bottom reinforcement, respectively Thicker concrete
(positive when in tension and negative when in compression); slabs and lesser
xc, xdt, xdw, xdb, xtr, and xbr are distances from the neutral axis of the com- concrete densi- Figure 5. Composite slab design diagrams for
posite section to the internal resultant forces in concrete, steel deck ties provide higher negative bending moment calculations.

12 STRUCTURE magazine
fire-resistance ratings. The
building code gives guidelines
for calculating the equivalent
thickness of a concrete slab
with ribbed soffit, which is a
function of the slab’s cross-sec-
tional shape and dimensions.
Based on structural end-
point behavior, the reduced
capacity of the reinforced
concrete slab is determined
using multiple charts given
in ACI/TMS 216.1-14 for Figure 6. Design diagrams for the GSA method.
different concrete types and
durations of fire exposure, which correspond to fire-resistance ratings. reinforced concrete flexural members showed the beneficial effect of
First, temperatures of concrete and bottom reinforcement are deter- compression reinforcement on the reduction of long-term deflec-
mined. The reinforcement temperature depends on the concrete rib tions. For a load duration of 5 years and more, the composite slab
width and the distance from the reinforcement to the bottom of the long-term deflection factor can be calculated using either the ANSI/
slab. Once the reinforcement and concrete temperatures have been ASCE 3-91 equation
established, the reduced strengths of the materials are determined λ = [2-1.2(A's /A"s ] ≥ 0.6
using ACI/TMS 216.1-14 charts, which show percentages of the or the ACI 318-14 equation
retained material strengths as functions of the material temperatures. λ = 2/(1+50ρ´ )
Finally, the slab’s nominal moment capacity is calculated using the where
reduced strengths of the reinforcement and concrete and compared A´s and A"s are areas of steel in compression and tension, respectively;
with the unfactored full-service load moment in the concrete slab. ρ´ is the ratio of compression reinforcement.
The bottom reinforcement amount is adjusted as needed for the Therefore, top reinforcing bars between supports reduce composite slab
concrete slab to achieve the required moment capacity after the long-term deflections and may be a cost-effective alternative of using
required period of fire exposure. a deeper section in the cases where deflections govern composite slab
design. Top reinforcing bars have a small effect on the composite slab
positive moment capacity and can be conservatively neglected in positive
Long-Term Deflection Control moment capacity calculations. If desired, the described GSA
According to ANSI/SDI C-2017, additional composite slab deflection method can be used to account for the effect of the top bars
due to concrete shrinkage and creep shall be taken into consideration. on the composite slab positive moment capacity.■
The 2015 IBC also requires the long-term deflection of floors due
to concrete shrinkage and creep be considered in the composite slab Vitaliy Degtyarev is a Design and Research Engineer with New Millennium
design. Deflection requirements rarely govern the design of conven- Building Systems. (vitaliy.degtyarev@newmill.com)
tional composite slabs with relatively short spans and typical design
loads. For slender, long-span composite
slabs, deflection control is a primary
design consideration that often governs
composite slab design. Research on the
long-term behavior of composite slabs is
limited, but the available experimental
studies clearly show that deflections of

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composite slabs increase over time under
constant loads due to concrete shrink-
age and creep, similarly to deflections of
reinforced concrete members.
Due to the limited research on com-
posite slabs, ACI 318’s long-term
deflection provisions have been con-
sidered applicable to composite slabs.
The long-term deflection of a composite
slab is determined by multiplying the
calculated instantaneous slab deflection
due to sustained loads by the long-term
deflection factor, ∆LTD = λ∆i,sust. The long-
term deflection factor is a function of the
sustained load duration and the amount
of reinforcement in the concrete com-
pression zone. Experimental studies on

F E B R U A R Y 2 019 13
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Welded Steel Moment Resisting Frames


The Earthquake-Resisting System that Surprised the Profession
By Ronald O. Hamburger, S.E., and James O. Malley, S.E.

T his is one of a series describing surprising lessons


engineers have learned from earthquakes and,
in particular, the January 17, 1994, Northridge earth-
quake. Engineers have been learning from earthquakes
for more than 100 years by observing the patterns of
damage earthquakes have caused in the built envi-
ronment. Sometimes, things only partly true were
part of the lesson, discovering the mistake only after
a later earthquake causes unexpected damage. Such Figure 1. Early steel frame high rises, sole survivors of the SF earthquake and fire.

was indeed the case with steel moment frame structures and the 1994 Northridge earthquake.

Steel framing was first used for building construction in the 1880s Construction technology changed little in the next 30 years; then
when it became a popular construction system for long-span industrial further development was abruptly halted by the Great Depression
structures and the new “high rise” buildings that began to spring up followed by World War II. After the war, unreinforced masonry con-
in major cities. The invention of the elevator safety break by Elisha struction became uneconomical and, in California, was not permitted
Otis made high rise construction practical. However, unreinforced by code following the 1933 Long Beach earthquake. Some steel struc-
masonry bearing wall construction could not practically extend tures were constructed with cast concrete walls replacing the masonry.
beyond 5 or so stories, as the weight of the masonry would exceed However, architectural styles evolved favoring glazed curtain walls,
its strength. Engineers turned to a transitional masonry construction and the steel frames had to rely on more compact moment resisting
wherein steel frames were provided to bear the building’s weight, connections for lateral resistance. Riveted connections gave way to
while relatively thin masonry walls provided enclosure and interior bolted varieties, with WT sections replacing angles and brackets as
partitioning. These early steel frames used built-up steel box and wide connection elements. As design forces began to exceed the practical
flange sections, constructed of rivet-connected plates and angles. capability of bolted connections, welding, first introduced in the
Beam-to-column connections comprised riveted shipbuilding industry, found its way into building
top and bottom seat angles as well as heavier construction. By the 1960s, engineers commonly
bracketed connections, both of which provided designed connections employing bolted angles or
moment-resistance, albeit as partially-restrained, tabs to transfer beam shear forces to columns and
partial strength joints. Engineers often designed complete joint penetration groove welds to join
the beams as simply supported for gravity loading beam flanges to columns for moment-resistance
and fixed-ended for wind resistance and, indeed, (Figure 2). In 1972, Popov and Stephen published
the heavier beam-column connections were often research validating the performance capability of
designated as “wind connections” on drawings. these connections, and the welded unreinforced
The masonry walls which provided most of the flange, bolted web (WUF-B) connection became
actual lateral resistance in these structures were the standard for steel moment frame and high-rise
considered architectural and neglected. In April construction in the western U.S.
1906, a large number of these structures were Though no structures of this type had yet expe-
subjected to strong earthquake shaking, and rienced strong earthquakes, in the early 1960s,
then fire, in the great San Francisco earthquake. engineers placed language in the Uniform Building
Engineers observed the remarkably good perfor- Code (UBC) requiring that all buildings, in excess
mance of these high-rise steel frames compared of 13 stories or 160 feet in height, be provided with
with other structures (Figure 1). Similar superior a moment-resisting steel frame capable of resist-
performance was observed in later earthquakes, ing at least 25% of the required seismic forces. In
including the 1926 Santa Barbara and 1933 Long the building booms of the 1960s, 70s, and 80s,
Beach events. Figure 2. Typical WUF-B connection. engineers designed hundreds of these structures in

F E B R U A R Y 2 019 15
major west coast cities. In February 1971, downtown Los Angeles
experienced moderate shaking from the San Fernando earthquake
and engineers observed that the new high-rise buildings performed
well. Downtown Los Angeles and San Francisco continued to see
moderate shaking in a series of earthquakes in the 1980s, including
the 1983 Coalinga, 1984 Morgan Hill, 1987 Whittier-Narrows,
and 1989 Loma Prieta earthquakes. In each case, following cursory
inspections, steel frame buildings mostly appeared undamaged, bol-
stering the profession’s confidence. A few fractures were discovered
in some buildings, both in 1971 and 1989, but their significance was
not understood nor was their presence disseminated. By 1988, most Figure 3. The Southern California Automobile Association Building. To the right, a
engineers believed they truly knew how to design earthquake-resistant large permanent drift in the building.
structures and the Welded Steel Moment Frame (WSMF) structure
was the gold standard for earthquake resistance. Although some new buildings. The Structural Engineers Association of California
engineers perceived problems with the now typical WUF-B connec- (SEAOC), Applied Technology Council (ATC), and California
tion, the 1988 UBC required the use of this detail in steel moment Universities for Earthquake Engineering (CUREE) formed the SAC
frames used for seismic resistance unless the engineer proved other Joint Venture and entered into a cooperative agreement with the
connections would perform adequately, even including a “penalty Federal Emergency Management Agency to conduct $12 million
factor” of 1.25 on the connection forces for other connections. This of field, laboratory, and analytical research into the problem. This
all changed on the morning of January 17, 1994. research found that the connection fractures were the result of many
One of the first discoveries of damage was at the Getty Art Museum, factors, including an inherently flawed connection geometry; poor
a WSMF structure then under construction in the hills between West construction; poor welding technique, lack of adequate inspection;
Los Angeles and Sherman Oaks. Workers returning to the site observed use of poorly controlled base and weld filler metals. Research revealed
strange cracks (fractures) in the still exposed steel moment connections. similar damage had occurred in steel buildings in the 1971 San
Then, an engineer performing a post-earthquake inspection of the Fernando, 1989 Loma Prieta, and 1993 Landers Big Bear earthquakes.
Santa Clarita City Hall was surprised when a fractured bolt fell on In January 1995, the Kobe earthquake produced similar damage in
his head when he opened a ceiling. Removal of fireproofing revealed Japanese steel buildings. The FEMA/SAC project concluded in 2000
similar cracking in that building’s connections. Engineers observed with the publication of a series of guideline and research reports
that the U.S. Borax Corporation headquarters building in Valencia (FEMA 350, FEMA 351, FEMA 352, FEMA 353, FEMA 354
and the nearby Southern California Automobile Association Building and FEMA 355). These publications resulted in massive changes to
(Figure 3) had large, permanent interstory drift and found fractured design practice, reflected in AISC 341, the introduction of a new steel
connections in those buildings as well. Fracture patterns varied. In material specification (ASTM A992), and new design specifications
some cases, the fracture severed the welded bottom beam-flange- (AISC 358, AWS D1.8). Also, a far more measured approach was
to-column-flange joint. In others, the fracture progressed into the instituted for the introduction of new systems and requirements in
column flange, forming a loose divot of column flange material. In the building code.
a limited number of other cases, the fracture propagated into the Many lessons were learned from the effort to respond to the damage
column and across the column web (Figure 4). In some cases, bolted to WSMF buildings in the Northridge earthquake that hopefully
web connections also failed, shearing bolts or fracturing shear tabs. will result in much better performance in future large earthquakes.
Engineers rapidly lost faith in these structures and began perform- However, a larger lesson remains. Structural technology is continually
ing detailed inspections of many building connections, using visual changing and evolving with new code requirements, materials, detail-
inspection and ultrasonic testing (UT). Visible connection fractures ing practices, and systems constantly being introduced. As a profession,
were found in more than 20 buildings and, in a few cases, more than we are more careful about the adoption of new approaches on a wide
half the connections were damaged. Potentially more concerning was scale basis than we once were. As individuals, engineers must use new
that UT inspection revealed rejectable flaws, interpreted as incipient approaches with caution, think through the possible pitfalls,
cracks, in many buildings (well over 100). An emergency code change and proceed cautiously, lest the next earthquake teaches us
removed the prescriptive WUF-B connection from the building code, unpleasant lessons about our practice.■
substituting a requirement to demonstrate, by testing, that moment
connection details could perform acceptably, effectively rendering The online version of this article contains references.
WSMF construction impractical for new buildings. Los Angeles Please visit www.STRUCTUREmag.org.
County then adopted a
requirement for manda-
Ronald O. Hamburger is a Senior Principal with Simpson Gumpertz
tory inspection of steel
& Heger in San Francisco. Following the Northridge earthquake, he
buildings within the zone served as Project Director for the SAC Steel Project, responsible for the
of intense shaking. development of engineering guidelines. He is a past President of NCSEA.
Structural engineers (rohamburger@sgh.com)
desperately needed guid-
ance on inspecting these James O. Malley is a Senior Principal with Degenkolb Engineers. He was
responsible for the analytical and testing investigations performed as part of
structures, repairing
the SAC Steel Project in response to the Northridge earthquake damage.
damage, evaluating and
Jim is Chair of the AISC Specifications Committee and the Past-Chair of the
Figure 4. Fracture extending from CJP weld across upgrading undamaged
AISC Seismic Subcommittee. (malley@degenkolb.com)
column web. buildings, and designing

16 STRUCTURE magazine
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structural PERFORMANCE
Structural Design Challenges for Tall
Buildings in Mexico City
Part 2: A 20-year Perspective
By Ahmad Rahimian, Ph.D., P.E., S.E. F.ASCE,
Rodolfo E. Valles Mattox, Ph.D., Esteban Anzola, P.E.,
Ilya Shleykov, Ph.D., P.E., LEED AP BD+C,
Sissy Nikolaou, Ph.D., P.E., D.GE, F.ASCE,
and Guillermo Diaz-Fanas, P.E.

I nnovation and resourcefulness in the engineering of tall


buildings are one of the cornerstone requirements of build-
ing resilient cities and communities. Successful performance
of these structures during extreme natural events is living
proof of the value of design that targets resilient performance,
enhancing the confidence of the stakeholders and the public
for the engineering and technologies used. Mexico City is a
mega-city where performance-based design using cutting-edge
technologies in the past two decades has been tested repeatedly
by large earthquakes, floods, and winds. This city has evolved
from the ancient Aztec capital to one of the most prominent
modern metropoles of Latin America. The economic growth in
recent years has resulted in an increase of the city’s footprint by
Figure 9. Paseo de la Reforma development in the past two decades (top). Location of
a factor of 100 to accommodate the millions of people that have the iconic towers Torre Mayor and Cuarzo Reforma (bottom). (Top left ©2003-2006
moved into Mexico City from rural areas, generating an ever- by V. Shmatikov; top right by S. Ruiz).
increasing demand for taller buildings and deeper basements.
The design and construction challenges that the City of Mexico avenues that have been home to tall buildings since the 1990s with
presents are multi-faceted due to its location in one of the most the development of Torre Mayor, the tallest building at the time of
adverse geologic and tectonic environments in the world, as its construction until recently. The opulent urban landscape reflects
described in Part 1 of this article (STRUCTURE, December the city’s position as the financial center of Latin America and one
2018). This article discusses specific challenges that continue to of the largest economic powers worldwide.
grow with the increasing demand, and design solutions that are In this continuously evolving city, tall buildings are towers that
also advancing with time. Key seismic features of several iconic feature deep basements to accommodate parking spaces and
high-rise buildings are presented, and their performance in recent mechanical, electrical, and plumbing demands. It is not uncom-
major earthquakes are discussed by the designers and co-authors. mon for a modern tall building in Mexico City to have 9 to 10
The overall resilient behavior of these structures can be attributed to underground levels which, in combination with the city’s unique
two fundamental factors: (i) enforcement of higher code design and geology and seismic hazard exposure, imposes its own challenges
construction standards following the devastating 1985 Michoacán in design and construction. Specifically, as described in detail
Ms8.0 Earthquake, a major event exactly 32 years prior to the in Part 1 of this article, a large portion of Mexico City is built
2017 Mw7.8 Puebla-Morelos Earthquake, and (ii) advancements on a basin formerly occupied by the ancient Lake Texcoco. The
in the state of practice for tall buildings using performance-based subsurface conditions are largely comprised of extremely soft
engineering that go beyond the minimum code requirements, and compressible lacustrine clay deposits, with unusually high
integrate geotechnical and structural performance objectives, and plasticity and natural water content, and low seismic shear waves
incorporate seismic protective technologies. velocity of propagation. Since the beginning of the 20th century,
these saturated soft deposits have settled approximately 9 meters
(30 feet) because of their consolidation due to continuous water
Higher Heights and Deeper Depths pumping and exploitation of the aquifers underlying those soil
Development of tall buildings over the past two decades has increased strata, and loading from new construction. These factors caused the
exponentially to accommodate the rapid social and economic growth city to continue to sink with damaging differential deformations
of Mexico City. The complex architecture of the city is a mix of colonial of many of the monuments and structures built in the former lake
architecture, modern high-rises, and its grand Paris-style boulevard, area, affecting the city’s architectural heritage.
Paseo de la Reforma, where the national stock market resides (Figure 9). In Mexico City, the preferred foundation system is a combination of
This wide downtown avenue that runs diagonally across the city perimeter slurry walls (known as “Milán” walls that are used during
serves as one of its “arteries” and is one of the first and oldest city construction and later become permanent support elements) and deep

18 STRUCTURE magazine
cast in-situ piles and barrettes. The latter in using less steel to achieve the performance
extend more than 40 to 50 meters (130 to objectives.
160 feet) below the ground surface to reach This seismic protective system proved its
competent soil strata below the soft clay worth immediately after completion of the
lake deposits and to accommodate the high tower as the Mw7.5 Tecomán, Colima earth-
vertical and lateral load demands, often with quake shook the city in January 2003, merely
enhancement of post-grouting technologies. a month after it was occupied. Not only did
Figure 10 shows the reinforcement of a typi- the building survive undamaged, but the
cal barrette from a recent high-rise project occupants at the time of the event did not
in Mexico City. realize a tremor had occurred. The same was
Maintaining serviceability of new build- reported during later events, including the
ings in these ever-changing site conditions recent 2017 Mw7.1 Puebla-Morelos earth-
requires long-term planning and solutions quake. The creative engineering solution
during the design process in anticipation applied in Torre Mayor was far ahead of
of settlements of the site and its surround- its time and pioneered the implementation
ings. Since the conditions vary depending on of a PBD philosophy for tall buildings in
age, loading conditions, and use, attention Mexico City, while comprehensive PBD seis-
should be given to the spatial distribution of mic guidelines for tall buildings in the U.S.
Figure 10. Reinforcement of a typical barrette from a
the rates of settlement (e.g., street areas that recent high-rise project in Mexico City that has a length were developed a half decade later (FEMA,
typically have been subsiding at a higher rate of 40 meters (130 feet). 2006; TBI, 2010). To this date, Torre Mayor
than the building structures), but also to the is a celebrated iconic tower that is a real-life
interaction between buildings that are close to each other and that example of seismic resilience and has enhanced the people’s confidence
have different basement depths. This consideration becomes a critical in engineering ingenuity. It is known as the building that people
functionality factor for building access points such as ramps, drive- run into, rather than out of when an earthquake strikes (Popular
ins, and walkways, and can be addressed by including overbuild into Science, 2003).
the access areas which can be gradually adjusted as the surroundings The successful implementation of high-performance design elements
settle due to the continuous and non-uniform sinking of the city. in Torre Mayor was followed by advancements in seismic design guide-
lines that took into consideration the response characteristics of tall
Seismic Resilience – buildings. One of the latest towers, the Cuarzo Reforma, located promi-
nently along Paseo de la Reforma, was completed in 2017 (Figure 12).
Design Examples 20-Years Apart This new development is comprised of two buildings connected with
Over the past two decades, multi-hazard resilience considerations have a common base: an iconic 40-story mixed-use tower and a 27-story
been integrated by the authors into the structural design of numerous hotel. The design combines experience with tall buildings in the area
tall buildings spread across the Mexico City area. Two signature project with PBD developments and the latest technology in seismic energy
examples, Torre Mayor and Torre Cuarzo on Paseo de la Reforma, dissipation systems. Friction dampers were designed and installed
were designed and constructed within this period. Both projects along the building height. The lateral force-resisting system features
incorporate seismic protective systems and were designed after
the devastating 1985 Michoacán Ms8.0 Earthquake that resulted
in a toll of more than 39,000 deaths and nearly 10,000 build-
ing collapses. Since that event, combined with the historic high
seismic activity in the region, there have been significant changes
in design criteria and a shift in the philosophy of developers and
design professionals in applying cutting-edge advancements in
earthquake engineering, analytical tools, and protective tech-
nologies to safeguard lives and properties.
The first tower that went beyond conventional prescriptive
building code objectives, by following a Performance-Based
Design (PBD) approach, is the 55-story, 235-meter (774-foot)
tall office tower Torre Mayor (Figure 11). From its completion
in late 2002 until 2010, Torre Mayor was the tallest building in
Latin America. Viscous damper technology, originally developed
for military use, was used for the design of a patented diamond
configuration (Post, 2003), rather than the typical X pattern
that greatly improved the seismic performance of the tower.
The lateral force-resisting system of Torre Mayor is equipped
with 96 viscous dampers, effectively dissipating seismic energy
and minimizing inelastic demands to structural components.
Strategically located in an overlapping diamond-shaped array,
four mega trusses with large-stroke energy dissipation devices Figure 11. Torre Mayor tower, completed in 2003. The tallest building in Latin
enhanced the lateral-force-resisting system (Rahimian, 2007). America until 2010 and the first application of PBD with use of seismic protective
The innovative diamond-shaped layout is more efficient, resulting devices in a unique, innovative layout (Rahimian, 2007).

F E B R U A R Y 2 019 19
Distrito Federal, OGDF, 2017) and its corresponding design
and construction standards (Normas Técnicas Complementarias,
OGDF, 2017). A comparison between characteristic records
from the 1985 and 2017 events is shown in Figure 6 of Part
I of this article for selected strong motion locations and site
conditions. The updated design standards mark a significant
technical development with respect to the previous 2004 edi-
tion. Specifically, the 2017 standards have incorporated explicit
performance objectives for different seismic hazard levels, allow-
ing for alternative structural systems that meet the intent of the
standards and are approved by the building code enforcement
officials in a similar approach to contemporary United States
building codes.
The aspect of functionality and immediate occupancy is also
addressed in the 2017 standards, with specific requirements for
continued functionality and maintenance of occupancy under
frequent events of low to moderate intensity that may occur
more than once during the design life of the structure. For the
Design Base Earthquake (DBE or DE), no major structural
Figure 12. The high-performance Torre Cuarzo tower, with energy dissipation and restoring
failures or loss of life should occur; however, significant damage
mechanisms that led to resilient behavior during the 2017 earthquake. Courtesy of Richard
Meier & Partners Architects LLP, and Diámetro.
or deformations may arise that could affect functionality and
may require significant repairs. Foundation systems are gener-
a unique restoring mechanism – double-story diagonals with friction ally expected to behave within the elastic range for the frequent events,
dampers passing through intermediate horizontal flexural members essentially being designed for higher seismic loads than that of the
which contribute to recovering the original geometry of the tower superstructure, recognizing that structural systems can develop higher
once energy dissipation devices are activated. The structural elegance forces due to inherent system redundancy and material over-strength.
of the system, combined with high-performance devices, supports a In applying an alternative Performance-Based Design approach based
unique architectural appearance with a clean, minimalistic geometry. on international developments for tall buildings (TBI, ASCE41), a
The presence of dampers, acting as “fuses,” avoided the use of heavy wider range of seismic hazard demands is incorporated, from high
connections at bracing diagonals that otherwise would have been required probability and low intensity to very low probability and high intensity,
for special concentrically braced frame systems for high Seismic Design with associated performance targets. This PBD approach addresses
Categories (SDCs) as per ASCE 7 in United States designs. Although the additional layer of a rare Maximum Considered Earthquake
the Mexico City local code does not use the SDC term, it was used as a (MCE) for which the performance objective is within the life safety-
reference to provide the required level of detailing based on international to-collapse prevention range, depending on the structural occupancy
engineering practice. It further informs PBD procedure which relies on or importance of the structure. Figure 13 depicts the local code seismic
the proper detailing of structural components in accordance with ACI performance objectives as they relate to the PBD methodology with
(2014) and AISC (2016) in prediction of cyclic nonlinear behavior. explicit and implicit underlain assumptions in both approaches.
This approach ensures both compliance with local code and validation Going beyond the above standards, special aspects related to the
of performance objectives for varying earthquake levels. Mexico City environment should be considered, including: (i) levels
Indeed, Torre Cuarzo went through a series of moderate-magnitude of differential and total settlements and lateral deformations; (ii)
earthquakes during construction and experienced the far stronger 2017 Soil-Structure Interaction (SSI) – parameters and soil and foundation
Mw7.1 Puebla-Morelos earthquake after its completion. Despite being testing needed to derive and incorporate them into the structural
in one of the most adverse site locations in the city that recorded the model while addressing strain dependency; (iii) depth at which
highest ground motions, the behavior of Torre Cuarzo was excep- the input ground motions will be derived from (e.g., at the ground
tional during the 2017 event – as with its almost 15-year senior surface or lower) and applied to the structural model, (iv) drainage
neighbor Torre Mayor – and proved the resilience provided by the or corrosive soils issues that may affect the foundation materials,
PBD approach and the use of advanced
protective technologies.

Evolution of Local Code


and PBD Criteria
The prescriptive local building code and
construction requirements have historically
evolved over the years, incorporating lessons
learned from actual events such as the 1985
Ms8.0 Michoacán earthquake. The 2017
Mw7.1 Puebla-Morelos earthquake also
influenced Mexico City officials to release
the most recent edition of the local Building
Code (Reglamento de Construcciones del Figure 13. Mexican Code seismic performance objectives and correlation with PBD approach and methodology.

20 STRUCTURE magazine
such as the pile wall thickness; and (v) interaction with existing international experience and technological developments to offer the best
adjacent structures, underground structures, or utilities. To address engineering practice for finding innovative solutions for the numerous
these challenges, a synergy among involved disciplines is needed, challenges of the Mexico City environment and to reach greater heights
as well as the implementation of state-of-the-art PBD method- and deeper basements. The real-life testing of this approach with multiple
ologies, protective technologies, and analytical tools, all combined frequent moderate seismic events and the recent 2017 major Puebla-
with global experience in the design of unique high-performance Morelos earthquake has proved the resilience of these tall structures,
tall structures. Participation of the designers in the development with minimal or no damage and without functionality interruption. For
of codes and guidelines both in Mexico and the United States designers, enhanced public trust is a significant benefit; conversations
benefits the advancement of seismic design practice. The Mexican about community resilience now include specific examples of the efficacy
high-rise structures presented in this article, along with over thirty of engineering advancements for high-performance building
more structures that the authors contributed to the design of, have structures, making stakeholders feel safer and more comfortable
proven seismically resilient in the past two decades. This is a direct about future developments.■
result of compliance with improved local regulations coupled with
advances in seismic engineering and ingenuity. The online version of this article contains references.
Please visit www.STRUCTUREmag.org.
Conclusions Ahmad Rahimian is the USA Director of Buildings Structures, WSP New York.
Unique geologic conditions and exposure to the high earthquake hazard (ahmad.rahimian@wsp.com)
of Mexico City require rigorous and holistic approaches to the seismic Rodolfo E. Valles Mattox is Mexico’s General Director, WSP Mexico.
design of tall building structures and considerations that go beyond (rodolfo.valles@wsp.com)
minimum code requirements. Close collaboration between structural and Esteban Anzola is a Vice President of Buildings Structures, WSP Miami.
geotechnical disciplines during the very early design stages has become (esteban.anzola@wsp.com)
one of the main cornerstones of building design in Mexico City. The Ilya Shleykov is a Vice President of Buildings Structures, WSP New York.
growing complexity of structural systems requires the utilization of state- (ilya.shleykov@wsp.com)
of-the-art analysis and design techniques to allow better prediction and Sissy Nikolaou is an Assistant Vice President of the Geotechnical & Tunneling
an overall understanding of building performance for seismic events of Technical Excellence Center, WSP New York. (sissy.nikolaou@wsp.com)
varying intensities. Local code, with explicitly stated performance objec-
Guillermo Diaz-Fanas is a Senior Technical Principal of the Geotechnical
tives and allowance for alternative analysis and design procedures that & Tunneling Technical Excellence Center, WSP New York.
meet the intent of the code, provides a framework for implementation (guillermo.diazfanas@wsp.com)
of Performance-Based Design philosophy. This leaves room to integrate

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F E B R U A R Y 2 019 21
structural SYSTEMS
Mid-Rise Wood-Frame Buildings
Safe, Cost Effective, and Sustainable
By Richard McLain, P.E., S.E.

T here is a reason more developers and building


designers are using wood-frame construc-
tion for large mid-rise projects. Designed to code,
wood-frame buildings are safe, cost-effective, and
sustainable, and increasing the use of wood in
these projects can enhance their value proposition.
Podium buildings with up to six stories of wood con-
struction over another construction style (typically
concrete) are one of the best ways to add density while
keeping costs in check (Figure 1). Podiums allow develop-
ers to maximize height and number of stories, while the Figure 1. 5-over-2 podium building in San Diego, CA. Courtesy of Brett Drury.
wood-frame portion above is efficient and economical.
Safety is paramount, and wood buildings designed to code are just as Code Acceptance: Achieving the Same
safe as code-compliant buildings made from other materials. Building
codes require all building systems to perform to the same rigorous stan-
Scale as Type II Buildings
dards for safety based on the construction type used, and wood systems Of the five construction types in the International Building Code
can be designed to meet or exceed code requirements. Wood framing (IBC), mid-rise wood-frame buildings generally fall under Types III
offers the added benefits of construction speed, design versatility, and and V. Each is further subdivided into A and B, which have different
a light carbon footprint fire-resistance rating requirements (A being more rigorous) and allow-
Structural engineers are often called upon to help make early project able sizes. For Type III buildings, the IBC allows up to five stories of
decisions on material type selection, and many of the factors that go wood construction for residential occupancies and six for business,
into these decisions go beyond what might be seen as the normal scope while Type V buildings have a maximum of four stories.
of an engineer. WoodWorks provides project support and education There are several options for using wood to more affordably achieve
related to the design of wood buildings, and the purpose of this article is the scale of Type II buildings, which are generally steel or concrete. For
to help design and construction professionals make informed decisions multi-family occupancies, the allowable height, stories, and per-story
about material use. It touches on key topics related to mid-rise wood area of Type IIIA construction are identical to Type IIA. Likewise,
design – such as fire, seismic and wind resistance, thermal impacts of Type IIIB can be used to achieve the same height, stories, and area as
structural materials, acoustics, and cost. Type IIB (Table 1).
Across the U.S., podium buildings have typically been 4-over-1 or
5-over-1, meaning they have four or five stories of wood over a single-
Sustainable and Durable Design level podium. In the 2015 and 2018 IBC, there is no limit on the number
When specifying any building material, it is important to consider of podium stories, giving rise to more 5-over-2 buildings.
its life cycle environmental impacts. Wood is renewable, and wood
products have less embodied energy, are responsible for less air and
water pollution, and have a lighter carbon footprint than other com-
Cost and Construction Type
monly used materials. Wood can contribute to a building’s energy International Code Council (ICC) Building Valuation Data is an
efficiency and is thought to have a positive impact on the health and effective way to compare the average cost of buildings, which, as shown
well-being of occupants. The fact that it is durable and adaptable also in Tables 2 through 4, varies widely by construction type. Table 3
creates opportunities for renovation, re-use, and recycling. highlights the difference between Type IIA, which is typically steel
Durability is also an essential principle of sustainable design. However, or concrete, and IIIA, which is typically wood-frame. As noted, both
despite many examples of wood buildings that have stood for centuries, have the same allowable heights and areas, but the average Type IIIA
wood has a perception issue when it comes to longevity. building costs $20 per square foot less. In Table 4, Type IIB construc-
A study by the Athena Sustainable Materials Institute looked at the tion is compared to Type IIIB (again the same size) and shows an
longevity of buildings in Minneapolis and found that wood buildings $18/square-foot savings for the wood building.
were typically the oldest, the majority older than 75 years. In contrast, Factors that make wood-frame construction economical typically
80% of the steel buildings demolished were less than 50 years old include lower material costs, construction speed, and wood’s relatively
(FPInnovations 2005). light weight (which can reduce the need for foundation capacity).

22 STRUCTURE magazine
Table 1. Multi-story residential occupancy allowable building sizes. levels of resiliency, resulting in lower damage
Construction Type Options: 5 Stories Construction Type Options: 3-4 Stories
and higher occupant safety during and follow-
ing an earthquake or high wind event.
Wood Framing Steel/Concrete Wood Framing
• When compared to normal load durations
Construction Type IIIA IIIB IIA IIB VA VB (e.g., live loading on a floor structure),
Storiesa
5 5 5 5 4 3 wood structures can resist 60% higher
Height (feet) 85 75 85 75 70 60 wind and seismic loads as permitted by
a 1.6 load duration factor in the NDS.
Allowable Floor
72,000 48,000 72,000 48,000 36,000 21,000 • Wood buildings tend to be comprised of
Areab (square feet)
repetitive framing attached with numerous
Total Building Areac fasteners and connectors. This creates more
216,000 144,000 216,000 144,000 108,000 63,000
(square feet) load paths and better redundancy, so there is
a
Assumes NFPA 13 sprinklers throughout (IBC Table 504.4)
less chance the structure will collapse should
b
Assumes NFPA 13 sprinklers throughout (IBC Table 506.2), multi-story building, no frontage increase some connections fail.
c
Assumes three or more stories (IBC 506.2.3), no frontage increase • Wood-frame buildings are relatively light-
weight. Since seismic forces are proportional
to weight, this means lower seismic forces
Further savings can be realized with off-site construction, which which could result in further cost savings.
ranges from prefabricated components and panelized assemblies to
full modular units.
Thermal Advantages
While many people know that wood building materials store carbon
Fire and Life Safety and typically require less energy to manufacture than other building
Wood buildings are designed to meet the same level of fire performance materials, their advantages from an operational energy perspective
as buildings made from other materials. This is achieved by combining can be overlooked.
various levels of fire resistance, fire class, and fire protection systems. Thermal bridging is an essential consideration for the design of
• Passive fire resistance is related to the degree of passive protection building envelopes. It references the conduction of heat more readily
provided to the structure itself. It is usually achieved with a gypsum through structural/support members relative to the adjacent cavity
product, but fire endurance for exposed wood can also be shown insulation. This, in turn, reduces the overall effective thermal per-
through calculations described in Chapter 16 of the American formance of the assembly under consideration. For exterior walls
Wood Council’s (AWC’s) National Design Specification® (NDS®) and roofs, the choice of structural framing material has a significant
for Wood Construction. impact on the relative amount of thermal bridging. For example,
• Fire class is specific to the finishes of a building and addresses a 6-inch nominal wall with R-19 batt insulation has an effective
criteria such as flame spread and smoke development potential. R-value of 16 when framed with 2x6 wood studs at 16 inches on
• Active fire protection references the active fire protection systems center (o.c.). In contrast, the same R-19 batt insulation would have
of a building, such as sprinklers and fire/smoke alarms. an effective R-value of 7.1 when the wall is framed with 6-inch
Exterior walls must be fire-retardant-treated (FRT) wood or a noncom- metal studs at 16 inches o.c.
bustible material and require a 2-hour rating when load bearing to achieve While energy-efficiency requirements vary, many states adopt the ICC
the larger size of a Type III building. Exterior walls in a Type VA building volume of codes that includes the International Energy Conservation
may be framed with standard untreated lumber and require a 1-hour Code (IECC). One of the code-compliance paths in the IECC is
fire-resistance rating when load bearing. In both types, wood can be used prescriptive, where walls, floors, and roofs have specific insulation
for interior structural elements. Opportunities to increase allowable size requirements based on framing type and climate zone.
include firewalls, open perimeters, and continued on next page
automatic sprinkler systems.
Although less than 1% of build- Tables 2-4. Average cost by construction types. Published $/square-foot of building area.
ing fires occur during construction,
special care must be taken to protect
buildings before required fire protec-
tion elements – such as gypsum, fire
doors, smoke alarms, and sprinklers
– are in place. For best practices, visit
www.constructionfiresafety.org.

Wind and Seismic Safety


Wood has several characteristics that
contribute to effective seismic and
wind-resistive design. In addition to
meeting code requirements for lat-
eral loading, wood-frame structures
can be designed to achieve enhanced

F E B R U A R Y 2 019 23
Podium-style buildings are a product of the horizontal building
separation provision (IBC Section 510.2). Separated by a 3-hour fire-
resistance-rated horizontal assembly, they are treated in the code as two
separate structures, built one on top of the other, to determine area
limitations, continuity of firewalls, the allowable number of stories,
and type of construction.
For the podium to be considered a separate and distinct building, the
podium and construction below must be of Type IA construction and
equipped with an NFPA 13 sprinkler system. Occupancies above the
podium are permitted to be A, B, M, R or S, while occupancies below are
permitted to be any except H. The overall height of the two buildings
is measured from grade plane and is limited by the provisions of IBC
Chapter 5 (with increases) for the more restrictive of the two buildings.
Wood-frame exterior walls can be used within the podium level(s)
(Figure 2) to improve energy efficiency and further reduce costs.
Although Type IA construction (which typically requires all non-
Figure 2. Wood-frame exterior walls in a 5-over-1 project in Virginia. combustible framing) is required, there are several opportunities for
the use of FRT wood wall framing in Type I and II buildings per IBC
The IECC recognizes wood’s advantages from a thermal bridging Section 603.1. One example is non-rated, non-bearing exterior walls,
perspective by requiring continuous insulation in metal-frame walls where using wood offers two advantages:
but not wood-frame walls. For example, in IECC 2015 Table C402.1.3, 1) The building enclosure details utilized for the wood-frame build-
above-grade metal-frame walls in all climate zones are required to have ing above the podium can also be used below the podium, and
R-13 cavity insulation and some amount of continuous insulation 2) The requirements for continuous insulation versus cavity insula-
applied to one face of the wall (R-5 or R-7.5 depending on climate tion are the same above and below the podium. In contrast, using
zone). However, in climates zones 1-5 (other than zone 5 group R), no steel studs below the podium would require continuous insulation,
continuous insulation is required for wood-frame walls; cavity insula- likely causing the need to shift the wall framing into the building
tion alone is adequate. The R-20 wood-frame wall is the only option to accommodate a thicker thermal barrier.
available in the IECC prescriptive wall path using prescribed R values When a building has an NFPA 13 sprinkler system throughout, only a
that does not require continuous insulation for above-grade walls. 1-hour rating is required when separating enclosed parking areas from
occupancies such as B, M, and R per IBC Table 508.4. This indicates that
a mixed-use building consisting of an enclosed parking area and other
Occupant Comfort: occupancies could be entirely framed with wood if allowable building
Exceeding Acoustic Minimums size calculations permit the use of Types III, IV or V construction under
a separated occupancies approach. Even if other materials are used in
The acoustics of a multi-family/mixed-use wood structure can be the building (perhaps as lower walls or columns), there is value from a
designed to meet or exceed minimum requirements, depending on cost perspective in classifying the entire building as the least restrictive
the expectations of the developer, buyer, and tenants. construction type as permitted by IBC Section 602.1.1.
The IBC specifies minimum Sound Transmission Class and Impact
Isolation Class ratings of 50 for assemblies separating dwelling units,
and there are many options for acoustically-tested assemblies that meet
Conclusion
and surpass code minimums. Wood-frame construction is an excellent option for developers and
In multi-family buildings, unit separation walls must perform multiple designers looking to maximize the value of their mid-rise projects.
objectives. In addition to acoustic performance, they must meet fire Building codes require wood structures to meet the same level of safety
separation requirements and serve as part of the lateral-force-resisting and performance as structures made from other materials, and
system (shear walls). They are often called upon to support hung cabinets wood offers added advantages such as cost savings, construc-
or other features and need to take up minimal space. tion speed, and sustainability.■
Because of these and other considerations, many designers use stag-
gered wood unit separation walls. A common construction includes The online version of this article contains references and a list of
2x6 wall bottom and top plates with 2x4 studs at 8 inches or 12 inches resources. Please visit www.STRUCTUREmag.org.
o.c., alternating from one side of the plates to the other. STC ratings
of staggered wood walls in the range of 50-63 can be accomplished. Discussion about cold-formed steel framing on podiums will be
included in an upcoming issue of STRUCTURE.
Maximizing Value with Podium Designs
Maximizing the size and area of a wood-frame building is a cost- Richard McLain is a Senior Technical Director in the Project Resources and
effective way to achieve five or six stories of saleable or rentable space. Solutions Division of WoodWorks. He is Executive Director of the Structural
Adding a podium increases the value of a project further with retail Engineers Association of Vermont and a member of the ASCE Structural
and parking. Concrete podiums are the most common, and the upper Wind Engineering Committee, SEI Blast Protection of Buildings Standards
Committee, and NIBS Offsite Construction Council Board.
slab typically acts as both a fire separation and structural transfer slab
(ricky.mclain@woodworks.org)
for the framing above.

24 STRUCTURE magazine
A view of the completed project. Courtesy of Thomas Harris Photography.

T he Terminal 1 renovation at
Oakland International Airport
OAKLAND
INTERNATIONAL
involved a unique structural solution
that helped the airport achieve its
goals of continued operations, sus-

AIRPORT
tainability, and modernization. The
original terminal building dates back
to the early 1960s, and consisted of
four primary structures, all of rein-
Terminal 1 Security Checkpoint Building Renovation and Retrofit
forced concrete and supported on By Jamison Curry, S.E., Peter Revelli, S.E., and Marko Schotanus, S.E., Ph.D.
piles. The terminal was modified over
time to follow the changing requirements of air travel, resulting in several additions. The
most recent multi-phased renovation and seismic retrofit program started in 2006 with the
seismic evaluation of all Terminal 1 buildings. It resulted in multiple construction projects that
were delivered using the CM At-Risk method, with a design team led by Bill Olechnowicz of
MWA Architects and Turner Construction as the general contractor. Completed projects to
date include the seismic retrofit of the concourse and central plant, as well as construc-
tion of a new central plant and electrical substation.
The building that is addressed by the seismic retrofit project presented herein functions
as a security checkpoint and Port of Oakland offices. It is one of the original four structures
and consists of a two-story, above-grade building over a crawl space. The building has
plan dimensions of approximately 238 feet by 238 feet. Forty-eight concrete columns, at
34-feet on-center each way, support a normal weight concrete flat slab at the first floor, a
lightweight concrete waffle slab at the second floor, and weakly interconnected lightweight
Figure 1. Original construction. Courtesy of Port
precast concrete shells at the roof (Figure 1). of Oakland.

26 STRUCTURE magazine
Figure 2. Various design configurations of the cast collar; actual casting on the right.

The vertical elements of the original seismic force-resisting system architect, contractor, and the foundry that responded to structural
consisted of concrete walls at the crawl space level, reinforced masonry requirements, aesthetics, constructability, and production sched-
walls at the first story, and cantilever columns at the second story. The ules. The collar consisted of two identical halves that are joined
original Air Traffic Control Tower for the airport was located within around the column in the field, resulting in a total of 96 castings
the footprint of this building but was seismically separated from the for 48 connection nodes. Welded gusset plates were added to
two-story building by a joint. The tower was demolished as part of the cast collars for different configurations of brace connections
the renovation and retrofit project, its function having been replaced (Figure 2). In collaboration with the contractor, it was decided
by a new tower located nearby. that welding the cast collar halves together would add complexity
The retrofit scheme for the remaining structure introduced new in the field, and so the design was further modified to allow field
vertical seismic force-resisting elements at the perimeter, consisting of bolting. A C-shaped cross section was revised to a T-shaped one
special reinforced concrete shear walls at the crawlspace and first story, with stiffening ribs at locations where gussets for horizontal truss
and buckling-restrained braced frames at the second story. Columns members could be placed. The T-shape provided better access for
and local areas of the existing concrete floor slab were improved using bolt installation. This change also facilitated the casting opera-
FRP. A new diaphragm was created at the roof level by the addition tion since molten metal flows into the pattern (mold) and cools
of a horizontal truss system comprised of hollow structural sections in a more controllable way. Using cast steel became the preferred
connected at column locations using a cast steel column collar. alternative after mock-ups in the existing structure showed that
Because a new lateral system was provided for the existing structure, the shape of the casting could be integrated into the project in
design criteria were based on a combination of the 2010 California an aesthetically pleasing manner. R+C performed a finite-element
Building Code and ASCE 41-06, Seismic Rehabilitation of Existing stress analysis of the casting to determine an acceptable structural
Buildings, with the Basic Safety Objective as defined in ASCE 41-06 configuration. The material chosen for the casting was ASTM
as the target performance level. Response spectrum analysis was used, 958, Grade SC8620 Class 80/50. This material has properties
and the base shear from the ASCE 41 analysis was scaled up to 85% compatible with ASTM A572 Grade 50, specified for the gusset
of the 2010 CBC static base shear to determine seismic demands plates, and ASTM A500, Grade B, specified for the horizontal
on both new and existing elements. Steel roof truss elements are truss members.
designed to remain elastic while developing the overstrength of the
Buckling-Restrained Braces (BRBs), assuming simultaneous yielding
of the BRBs in the two orthogonal directions.
Cast Collar Fabrication Process
Olson Steel was the steel fabricator and erector for the project.
They contracted with Cast Connex and Bradken to fabricate the
Truss Connection Challenges production castings. R+C worked with Cast Connex to further
A key constraint imposed on the project team was that the security
checkpoint located in this building needed to remain operational
throughout construction to avoid impacts to the traveling public.
From a structural perspective, the primary challenge involved the
connection of the new truss members at the top of the existing
columns. This connection took on many shapes during design
to meet the varying demands of strength, constructability, and
aesthetics. The original connection of the existing roof shells to
the columns resulted in a highly congested, reinforced concrete
section at the top of the columns. In addition, roof drainage was
routed down each column. To avoid drilling through the column,
early concepts for the connection considered a built-up section
of steel plates to form a square collar around the column. This
approach resulted in a considerable volume of weld material at
collar corners. Making these welds in the field would have been
very costly and time consuming. As an alternative, a steel casting
was explored with Pacific Steel Casting of Berkeley, California. A Figure 3. Olson’s lifting rig – to the left is a casting being lifted into place; the rig is
cross section was developed iteratively in consultation with the on the right. Note the top of the roof ribs.

F E B R U A R Y 2 019 27
refine the casting design, specifica-
tions, and quality assurance/quality
control specifications to achieve the
appropriate level of quality and reli-
ability of the casting. In addition,
Cast Connex/Bradken performed a
finite element analysis for the cast-
ing production to show how molten
metal flows into the casting and cools
to optimize the pattern for produc-
tion. The castings were fabricated in
Bradken’s Missouri facilities. Quality
control, performed by Bradken, and
quality assurance, performed by the
Airport’s testing agent Construction
Testing Services Inc./Diversified
Services, were implemented at Figure 4. Shell infill – to the left is the installation of light gauge framing; it supports the metal decking shown on the right,
Bradken’s production site before creating a level roof plane. Courtesy of MWA Architects.
the castings were shipped to Olson
Steel. A prototypical casting, the First Article, was tested using assembled. The tolerances required Olson Steel to cut and weld
visual inspection, magnetic particle testing (MT), ultrasonic test- one end of the horizontal brace members in the field to account
ing (UT), and radiographic testing (RT). Samples of the casting for existing conditions.
metal were taken, and tensile tests and Charpy V-notch testing
were performed. For the production castings, RT was eliminated
and UT frequency was reduced, but the remaining testing was as
Roofing Enhancements
required for the First Article. Castings were machined to toler- The original 48 hyperbolic paraboloid roof shells formed indi-
ances that would facilitate subsequent steel fabrication; particular vidual “inverted pyramids” supported by a column, resulting in an
attention was paid to bearing surfaces at the bolted collar halves undulating roof plane where each shell had to be independently
and to surfaces to receive welded gussets. drained. One of the project goals was to create a “flat” roof with
a global drainage plane to improve the roofing system’s reliability
and simplify its maintenance. The original 1960 design accounted
Cast Collar Erection Process for ponding of water in each shell, and so the initial plan for the
Olson Steel’s concept for the erection of the cast collars was to retrofit was to fill the shells with EPS and foam – within the pond-
place the two halves around columns in the field on the floor ing load allowance – and maintain distributed loading. When the
level below the roof, bolt them together, and finally lift them into roofing contractor advocated an alternate infill design consisting
place. Each collar was supported from four existing roof shell ribs of a light gauge framing “lid” (Figure 4), R+C developed a detailed
using a through-bolted bearing connection. Given that each collar computer model to analyze the significantly different way in which
weighed about 3 tons, this was no mean feat. Olson mocked up this scheme applies loads to the shells. In-situ load testing was used
an assembly process in their yard using two forklifts, but this to validate the analysis results.
proved too difficult to achieve a safe, vertical lift of the collar.
Olsen then devised a custom-made chain-hoist which allowed the
collars to be picked at four points and reliably lifted to the top
Summary
of the column (Figure 3, page 27). The collars were bolted to the Construction on this $85 million phased project started in mid-2014.
existing roof ribs and grouted in place to provide good bearing The Port of Oakland moved into their office space in September of
between the existing column and the collar. The bracing was then 2017 with the project substantially completed. The renovation and
retrofit of Terminal 1 resulted in a sustainable approach to achieving
the project’s objectives (since the demolition and replacement of the
New Release existing building were avoided), while at the same time affording
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28 STRUCTURE magazine
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Repair an d
Retrofit in t he
Af term ath of
th e 2014 Napa
Earthquak e
By Chris Jonas, S.E., and Steve Heyne, S.E.

D uring the early morning hours of August 24,


2014, many of Downtown Napa’s historic

h i s toric
buildings sustained moderate to heavy damage due
to the powerful 6.0 magnitude earthquake that

GOODMAN
struck just over 5 miles away to the southwest.
Among those was the iconic Goodman Library
located in the heart of the city. All the building’s

LIBRARY stone walls sustained damage in the form of cracks,


but it was the partial collapse of its prominent tower
that was remarkable (Figure 1). Shocked passers-by
and news media assembled to view the stone rubble
strewn about the sidewalk and to contemplate a
“what if ” scenario had the earthquake occurred
during the downtown music festival just a half
day prior. Barricades were established around the
front of the building to protect bystanders from
the dangers of large stones that could still come
down. The partially-collapsed tower seemed to
defy the laws of gravity, and even the smallest
aftershock could quickly complete the demolition
process, but, to everyone’s disbelief, most of the
historic tower remained in place, damaged but
Restoration of the Goodman Library completed December 2017. Courtesy of not destroyed.
Justin Lopez Photography.

30 STRUCTURE magazine
Built in 1901, the historic Goodman Library is a centerpiece of the process was also required
downtown district in Napa, California. The structure is named for George to secure federal fund-
Goodman, a local banker and philanthropist, who donated land and ing and to demonstrate
funds for the construction of the library. Upon his passing, the library compliance with historic
was donated to the City of Napa with the caveat that it must be used as a standards.
free library; otherwise, ownership would revert to his heirs. Local architect Although the seismic
Luther Turton, also the designer of several local churches, designed the damage was significant,
Goodman Library in the Richardson Romanesque style and utilized it was also expected.
native Napa field stone for construction. With an architectural style more Unreinforced masonry
typically associated with places of worship, the library presented a distinct (URM) buildings are
façade amongst the predominantly Victorian-styled brick and wood stiff and brittle, with lim-
structures of downtown. The library encompasses 5,400 square feet over ited ductility and energy
two floor levels extending back within a deep, narrow lot. It is constructed dissipation capacity pro-
with double wall unreinforced stone masonry: two wythes of mortared vided by the fracturing of
stone separated by a gap loosely filled with stone chippings and mortar. mortar joints and rocking
The stone exterior of the structure also features a castellated parapet and of wall piers. The over-
a stone tower over the main entry that displays a sandstone sign bearing arching goal of seismic
Figure 1. Library after the earthquake.
the ‘Goodman’ name. The roof is framed with original repetitive timber retrofit work in URM
trusses that are embedded into the stone walls for support. The interior buildings is to address critical life-safety concerns to increase the
spaces have maintained much of their original historical finishes, includ- likelihood that occupants can exit the building after an earthquake.
ing wood trim, shelving, plaster walls, and pressed tin ceilings (Figure 2). Inherently, retrofit work does help protect the structure and limit the
The Goodman Library is the longest continuously operated library in damage, but not avoid it altogether. The Goodman Library underwent
California, previously housing the Napa County main library until 1971 two retrofits prior to the Napa Earthquake. In the 1970s, a tie-rod
and now home to the Napa County Historical Society, which has oper- diaphragm system was added above the roof in an apparent attempt
ated a non-circulating research library on site since 1976. The structure to anchor and support the stone parapets, mitigating one of the most
was placed on the National Register of Historic Places in January 1974. significant hazards to public safety. In 2004, a more extensive retrofit
Shortly after the earthquake, a state of emergency was declared in and rehabilitation was performed by the City of Napa in advance of
Napa thus freeing up federal funding for the County. This funding its upcoming URM retrofit ordinance. The retrofit design was based
stream was critical in allowing rehabilitation to take place but also on the 1997 Uniform Code for Building Conservation (UCBC) with
required strict stipulations with respect to the historic aspects of the a design base shear of 0.10g (ASD) and out-of-plane wall anchorage
building. To receive funding, all repairs and strengthening measures demands of approximately 0.66g and 1.06g (ULT) at the 2nd floor
required full review by the State Historic Preservation Officer (SHPO) and roof, respectively. Comparing these loads to the actual seismic
for conformance to the Department of Interior’s National Guidelines event in 2014, the acceleration for the building was likely between
for Historic Preservation. Knowing these strict criteria had to be met, 0.90g and 1.20g (based on a ground motion monitoring device less
the City of Napa hired local historic preservation architect, Stephen than ¼ mile away) (FEMA P-1024). The ASCE 7-10 design base
Cuddy with Napa Design Partners, to assist with the documentation earthquake acceleration is 1.35g for the building. Using a response
of damage and preparation of repair specifications. modification factor of R = 1.5 for an ordinary plain masonry shear
The need to secure public funding and maintain historic status contrib- wall structure, the resulting design acceleration is 0.90g, though the
uted to a prolonged schedule. It took more than a year before a temporary California Historic Building Code (CHBC) permits further reduction.
steel enclosure was finally secured around the damaged 8-foot-tall tower, The 2004 retrofit performed quite well during the 2014 seismic event,
intended to reduce the risk of harm to adjacent threatened buildings, as despite the overall ragged appearance of the building immediately
well as provide for a safe and complete assessment of damage. following the earthquake: the transverse concrete shear walls exhibited
The architectural and structural engineering teams performed an little to no signs of distress, as did the roof and floor diaphragms and
extensive survey of the damage. It was evident upon closer inspection wall anchors. The historic stone walls, which acted as the building’s
that there was significantly more damage to the stone walls than initially shear walls in the longitudinal direction and at the rear of the building
suspected. Each stone and every crack was recorded by hand on building in the transverse direction, performed as expected, dissipating energy
elevations for later conversion to electronic drawings (Figure 3, page 32). by cracking along joint lines.
Stones that were damaged or dislodged were noted in detail, as this The focus of the post-earthquake damage investigation was the tower,
where the partial collapse allowed large stones to fall 30 feet to the
sidewalk below. Exploration within the tower cavity revealed minimal
existing lightweight steel frames for support. These frames, likely part of
the 1970s retrofit work, lacked adequate stiffness to prevent substantial
displacements of the stone. Additionally, the rock anchors from the steel
frame to the stone masonry were an expansion style anchor embedded
only into the inner wythe, leaving the outer wythe unsupported. Not
only was a new, stronger frame needed within the tower, but external
bracing from the backside of the tower to the roof framing was also
recommended to reduce displacement of the tower and alleviate the
deficiency. Before embarking on the design, however, SHPO required
a visual assessment of the impact of the proposed external steel braces
from street-view. Approval was granted after a simulation using BIM

Figure 2. Original interior finishes. Courtesy of Justin Lopez Photography.


F E B R U A R Y 2 019 31
modeling was developed to demonstrate the permeable and softer, allowing the masonry
bracing had little visual impact on the street- to “breathe” and to prevent fracturing of the
level view of the historic façade. stone units themselves during an earthquake.
The new steel space frame, composed of The replacement mortar must also match the
angles and channels, was designed to fit historic mortar in color, texture, and tooling.
within the core of the vulnerable tower, As an added benefit, the grout injection of
acting as a backbone (Figure 4). Provisions the cracks filled voids present between the
from ASCE7-10 for a braced non-structural individual wythes of the stone wall, bonding
cantilever element were used as the basis of them together.
design, the same as would be used for a braced Additional damage was observed during
parapet or chimney. It is worth mention- an investigation of the attic area. Several
ing that the CHBC requires parapets and existing timber roof trusses, whose chord
similar exterior decorations to comply with members were separated at the heels, were
regular code requirements for anchorage and repaired using plywood gusset plates. As an
strength, recognizing the public safety hazard added measure of precaution, the oversized
these elements present. Though inserting a pockets in the stone walls receiving and
stiff space frame could result in higher accel- supporting the trusses were fully grouted
erations at the tower, it was the preferred and pointed. Anchoring the new tower
solution to limit local displacement which Figure 3. Extensive documentation of damage. braces to the roof required several of the
could lead to wide, cracked mortar joints original trusses to be reinforced with steel
and then dislodged falling stones. Detailing side plates at chord-to-web connections to
of the frame was explicitly designed for flex- provide additional capacity, and chords were
ibility of installation by skilled masons from braced for increased compression loads. The
Rainbow Waterproofing & Restoration Inc. steel beams added to distribute forces from
As individual layers of stones were rein- the braces to the trusses were detailed as
stalled in their original positions around the relatively short and light pieces due to the
tower, heavy steel straps were laid within the limited access to the attic area; opening up
horizontal mortar beds, interconnecting the the roof was not a viable option due to cost
interior and exterior wythes, and attached to and risk of exposure to weather.
the steel frame with self-drilling screws (or As a building occupant, the Napa County
field welds) at specified locations. The closely- Historical Society was integral in the restora-
spaced straps were attached to the stones with tion process and maintaining the historical
two vertical adhesive anchors and hidden accuracy of the library. All materials were reused
within the bed joints of the tower walls. or replaced in kind where possible. Wooden
This versatile connection detailing allowed fixtures and trim were cataloged for repair and
for flexibility during the installation by the reinstallation, damaged terra cotta columns at
masons as they reconstructed the tower over the entry were recreated, dislodged tin ceilings
several months. During reinstallation, some were reinstalled, and the damaged sandstone
stones were deemed too damaged for reuse. sign at the top of the tower was repaired and
Fortunately, a nearby historic URM building restored. Work on the Goodman Library was
Figure 4. New steel space frame designed to fit
recently completed a remodel and had leftover completed in December 2017, three years after
within tower core.
matching stones available, allowing the tower the earthquake. With the addition of a new
to be rebuilt entirely from local, historically accurate materials. support structure at the tower, restored historical stone construction,
The dual-wythe construction of the exterior walls of the library strengthened critical connections, and rejuvenated finishes inside and out,
posed added challenges. During the 3-month assessment process, the Goodman Library will continue to be an integral part of Napa’s history
the exterior damage was apparent and abundant, but damage to the for years to come. Of note, the library restoration project has been recog-
interior wythe remained hidden beneath wood-framed furring walls nized on both local and national levels, having won the American Public
with historic wood lath, wood trim, and plaster finishes. Rather than Works Association (APWA) National Award for Historical Restoration &
specify that all interior historic wall finishes be removed to allow Preservation as well as preservation awards from the Structural
inspections to occur, the design team assumed that the exterior wythe Engineers Association of Northern California (SEAONC) and
damage was mirrored at the interior. Localized areas of plaster were California Preservation Foundation (CPF).■
selectively demolished to check the stability of the interior stone wall
wythe and review the extent of structural damage. Fortunately, the Chris Jonas is a Principal Engineer with ZFA Structural Engineers in Napa,
assumption was verified, and interior furring walls were only specified CA. (chrisj@zfa.com)
to be removed at isolated areas reflecting exterior damage, saving time Steve Heyne is an Associate with ZFA Structural Engineers in Santa Rosa,
and cost, as well as maintaining the historic finishes as best possible. CA. (steveh@zfa.com)
Segments of the stone walls that were displaced and significantly cracked
Both Chris Jonas and Steve Heyne provided repairs and rehabilitation
were to be documented, then disassembled and rebuilt to historic stan-
design on many private and public historic and non-historic buildings
dards. Other less damaged areas were repointed and grout-injected with
post-earthquake and assisted the Applied Technology Council with their
historically accurate lime-based grout to regain the structural integrity preparation of the FEMA P-1024 document regarding the performance of
of the wall. Contrary to popular belief, replacement mortar and grout buildings and nonstructural components in the wake of the Napa Earthquake.
should contain low amounts of cement compared to lime so that it is

32 STRUCTURE magazine
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historic STRUCTURES
Joseph B. Strauss Bascule Bridge
By Frank Griggs, Jr., Dist. M.ASCE, D.Eng., P.E., P.L.S.

A fter graduating from the University


of Cincinnati in 1892, Joseph Strauss
(STRUCTURE, October 2012) became a
draftsman for the New Jersey Steel and Iron
Company at Trenton, NJ. At the end of the
year, Joseph went to the Lassig Bridge and
Iron Company of Chicago for two years,
working as a detailer, inspector, estimator,
and designer. He then spent two years as a
designer for the Sanitary District of Chicago,
which was in the process of building a drain- Winning design for Copenhagen Bridge.
age channel from Chicago to Lockport using
water from Lake Michigan. The project of bascule spans and consequently the field concrete counterweight by all designers of
was finished in 1899 and Strauss became a of usefulness, though greater than in 1893, both bascule and lift bridges. Although thus
Principal Assistant Engineer in charge of the when the Metropolitan Elevated Scherzer first applied in the overhead type of bridge
Chicago office of Modjeski & Angier. Bridge was built, was still greatly restricted. in 1904, the pin-connected concrete coun-
He was charged with studying the use of bas- In that year the writer, who had been terweight was originally proposed by the
cule (from the French meaning seesaw) bridges associated with the work on practically all writer for the underneath counterweight
across the Chicago River that would not need types of bascules in use, undertook the task type of bascule in 1901 in a series of plans
a mid-river swing pier, as the War Department of removing the limitations above referred which became the subject of much discus-
declared swing bridges with a central pier were to by selecting of the available types that sion and which later were embodied in
obstacles to the free movement of shipping. which promised greatest efficiency and by patent application No. 738,954, applied for
Modjeski had been basing his bascule designs modifying the counterweighting mecha- in December, 1902, and issued September,
on some of the early bascules spans by William nism in such manner as to reduce the cost 1903.”
Scherzer and John Page. The earliest bascules without sacrificing efficiency. Determining Its span was 150 feet, and it opened in
used cast iron ingots as counterweights. Strauss upon the ‘fixed trunnion’ type as the most October 1905. Engineering News reported
presented Modjeski a design that would use dependable, he substituted concrete for the on the proposed design in 1904 as follows,
concrete as counterweights, with his own cast-iron counterweights, effecting [sic] at “The Strauss bridge is of the trunnion
system of links to lift the bridge. Modjeski once a saving in cost proportional to the type, but differs from other designs in its
did not like the plan, so Strauss resigned and relative cost of the two materials… arrangement of the counterweight, by
went to work for the Rall Bascule Bridge The counterweight is further supported by which the use of cast-iron weights and
Company, serving as Chief Engineer. After a means of a rigid member termed a ‘coun- watertight tail pits is dispensed with, thus
year, Strauss left Rall and opened up his own terweight link,’ one end being pivoted to reducing the first cost and maintenance
office in Chicago under the name of Strauss the counterweight and the other to the expenses. The tail end of the bridge is made
Bascule & Concrete Bridge Company. At this fixed tower, forming the trunnion support. short enough to clear the water line, and
time, 1902, the City of Chicago had devel- This link is parallel and equal in length to at its extreme end are pins on which the
oped an improved plan for bascule bridges a line joining the main and counterweight counterweight is carried… A pair of braced
and built its first one, a trunnion bascule, at trunnions forming the so-called ‘parallel links, pin-connected to the fixed portion
Clybourn place with the counterweight under link’ counterweight system, which obtains of the bridge, guides the box, the motion
the approach to the span. through all the various forms of the
The first bascule span Strauss built on writer’s types of bascule… It will be
his own was for the Wheeling and Lake evident that if the counterweight
Erie Railroad (W. & L. E. or Wabash) in trunnions are correctly located it is
Cleveland, Ohio, over the Cuyahoga River. immaterial where the actual center
He wrote of its conception, of gravity of the counterweight mass
“High cost was, in fact, characteristic of all is located. It can either be located
types of bascule bridges, due principally to above the roadway, as just described,
the use of iron as counterweight material, and or below the roadway…without
also in the underneath design to the neces- raising the center of gravity (i.e.,
sity of deep pits. Elimination of these pits or the trunnions) of the structure as
frequently merely making them shallow, to a whole.
reduce their cost, meant curtailment of the The result in the case of the W.
counterweight arm and consequent increase & L. E. bridge was a saving of
of counterweight to a prohibitive degree. As a approximately $20,000 in first Wheeling and Lake Erie Railroad Bascule. Counterweight system
result, in 1901 the limit of length and weight cost and the ultimate adoption of where box moved down and towards the end of the span.

34 STRUCTURE magazine
of which is downward and forward as the narrow channel, causing eddying currents, clearance, whereas the swing bridge must
bascule leaf opens. The action is that of hindering navigation, and obstructing the be opened fully in any event. The reason
a parallel link mechanism, in which the flow, while the draw protection, if not for this is that the entire width of navi-
main leaf trusses, the links, the fixed por- maintained, causes damage to passing gable channel must be clear to permit
tion, and the counterweight box are parallel boats, with resultant expensive lawsuits. passage, which is obviously impossible if
and equal elements… It also permits the 2) Future addition of immediately adjoining the swing bridge be only partly opened.
elimination of all curved structural work bridges or additional track on either or 4) As a corollary it follows that a quicker pas-
and track girders, which tends to greater both sides of existing bascule bridges is sage of vessels and resumption of traffic
economy in design, greater’ accuracy in obtainable, which is impossible in case results than with the swing bridge.
shop work, and greater speed in construc- swing bridges are used. 5) In a double-leaf bridge the bascule offers
tion and erection... 3) For small vessels, the bascule need only an effective barrier against highway traf-
The builders of this bridge state that… open far enough to give sufficient vertical fic going off the roadway into the river,
the Wabash Ry. Bridge at Cleveland…
the Strauss design proved its economy
by having less material in both sub-
structure and superstructure than was
called for in any of the other designs of
bascule bridges proposed by compet-
ing bidders.”
To sell his design, he placed a full-
page advertisement of this bridge, and
his patented ribbed concrete bridge, in
the March 1906 issue of Engineering
World: A Weekly Technical Journal of
Civil, Mechanical, Electrical, Mining, and
Architectural Engineering. This overhead
counterweight trunnion bascule bridge
was the first of its kind built by Strauss.
In his later Album of Bridge Designs, he
wrote,
“The illustration on the preced-
ing page is a view of the first Strauss

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Bascule Bridge, erected in 1904, for
the Wheeling & Lake Erie Railroad, at
Cleveland, Ohio. It is a 150-foot single-
leaf, single-track span, and represents
the first marked advance in bascule
bridge construction. Of its advantages
the principal one was economy, due
partly to the first application of concrete
as a counterweight for bascule bridges.
Up to that date, counter-weighting had
been effected with cast iron or more
expensive materials. The substitution
of concrete involved novel means of
supporting same, but the cost of con-
crete being (weight for weight) much
less than that of cast iron, the resul-
tant effect was a material reduction in
cost, and it is a matter of record that in
this first bridge a saving of twenty-five
thousand dollars in construction cost
was realized.”
He sold his idea for a bascule bridge
rather than a swing bridge by making
nine points. “In general, the advantages
of the bascule over the swing may be
summed up as follows:
1) The center pier and draw protection
of the swing bridge are eliminated.
These are especially objectionable in

F E B R U A R Y 2 019 35
thorough demonstration of
the W. & L. E. Bridge was
the great economic advan-
tage of the all-concrete
counterweight recognized by
the engineering profession,
in general, and universally
adopted for all types of lift
bridges. The W. & L. E.
design, while having rendered
Portal as designed. Portal as built in 1909. excellent service at Cleveland,
has been superseded by later
a class of accidents common with the Cleveland the cheapest and best lift bridge and more economical forms which the parallel
swing bridge. on the market today. It is so well balanced link counterweight system has taken.”
6) The bascule can be erected without inter- that it can be stopped in any position and In 1906, he won an international competi-
ruption to land or water traffic. will remain there after the brakes have been tion to design a monumental Bridge across
7) The bascule does not encroach on adjacent released. I cannot illustrate this better than by the Inner Harbour in Copenhagen, Denmark,
property or docks and does not isolate the saying that the addition of two or three hun- called the Knippel Bridge.
operator from shore when open. dred pounds of weight in the counterweight The double leaf bascule measured 106 feet
8) In railroad bridges, mitered rail joints box makes difference enough in the balance 6 inches from operating pinion to operat-
can be used without the necessity of rail- of the bridge to affect the electric current ing pinion. When closed, the arch halves
lifting devices. sufficiently to be indicated by the ammeter connected and the bridge acted like an arch
9) All stresses are statically determinate, ordi- reading. I understand that the bridge has been bridge under live loading. It totaled 238 feet
narily in the swing bridge continuous looked at by many Engineers, and all those 10 inches in length with flanking plate girder
beam action takes place.” [Note, in his who are unbiased have declared it to be the spans. The decorated concrete counterweights
first patent application, he had 18 claims best structure of its kind they have seen.” were located between flanking ornamental
to originality] With this bridge, modified over time, Strauss towers and dropped down to stop traffic when
The Chief Engineer for the Wabash Railroad began his career as the leading designer and the bridge was opened. This was a significant
Company wrote, “I consider the bridge lately builder of bascule bridges. He wrote, “but project and cost approximately $230,000.
put up for the Wabash Railroad Company at not until two years after the completion and He became a fierce enforcer of his many
patents for bascule bridges and was suc-
cessful in suing several major cities for
bascule bridges built by others that he
Viking Pavilion at the Peter W. Stott Center
Portland State University
claimed infringed on his patents. These
Portland, Oregon early bridges, along with his patents,
Photo by Christian Columbres made Strauss the leading designer and
builder of bascule bridges that competed
with the lift spans of J. A. L. Waddell and
swing spans of Alfred P. Boller and others.
In August 1906, he linked up with the
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Wallace-Coates Engineering Company.


Henceforth, Strauss would concentrate
on the design and Wallace-Coats on the
construction of the bridges. He went on
to obtain 15 bridge patents, with the last
two for the Golden Gate Suspension Bridge
for which he was the Chief Engineer. The
reader is urged to read Strauss’ online paper
to the 2nd Pan American Scientific Congress
1917, Vol. 6, pages 304-322, in
which he traces the evolution of
his bascule designs.■

LEED Dr. Frank Griggs specializes in the


restoration of historic bridges, having

GOLD
restored many 19 th Century cast and
Seattle San Francisco St. Louis
Tacoma Los Angeles Chicago wrought iron bridges. He was formerly
Lacey Long Beach Louisville Director of Historic Bridge Programs for
Portland Irvine New York Clough, Harbour & Associates LLP in
KPFF is an Equal Opportunity Employer Eugene San Diego Albany, NY, and is now an Independent
www.kpff.com Sacramento Boise
Consulting Engineer. (fgriggsjr@twc.com)

36 STRUCTURE magazine
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legal PERSPECTIVES
Indemnification versus Defense
Part 2: Why the Difference Matters
By Gail S. Kelley, P.E., Esq., LEED AP

T he previous article in this series


(STRUCTURE, November 2018)
looked at the concept of indemnification.
for attorneys’ fees, court filings,
and expert witnesses before the
trial or arbitration even begins.
Stated simply, to indemnify someone means As a result, clients may require
to financially protect them against specified that the indemnification clause
claims from third parties. The party providing also include a duty to defend
the financial protection (the “Indemnitor”) against claims “arising from
can be required to pay the amount of an the Engineer’s services.” If the
award or settlement for a claim in place of Engineer has a duty to defend
the party being protected (the “Indemnitee”), the Indemnitees, the Engineer would be Which policy a claim falls under can be very
or reimburse the Indemnitee for amounts the responsible for an Indemnitee’s costs of significant – CGL insurance will cover the
Indemnitee has already paid. The indemnifica- defense as soon as a claim is filed, even if it defense of an indemnified party; PLI will not.
tion clause in many engineering agreements were ultimately found that the Indemnitee This is not something the Engineer can change
is similar to that found in § 8.1.2 AIA C401, had no liability for the claim or the damage through an endorsement to its PLI policy or by
Standard Form of Agreement between Architect was caused by someone other than the changing insurance carriers. While professional
and Consultant. Engineer. liability policies cover the defense of the insured
The Consultant shall indemnify and hold Indemnification clauses requiring defense party (the Engineer), they will not cover the
the Architect and the Architect’s officers and can be extremely far-reaching; for example: defense of an indemnified party. An Engineer
employees harmless from and against damages, To the extent permitted by law, Engineer who agrees to a defense obligation will likely
losses and judgments arising from claims by will indemnify, defend and hold Owner end up paying for the defense of the indemni-
third parties, including reasonable attorneys’ and Architect harmless against and from all fied party out of their own pocket.
fees and expenses recoverable under applicable claims, damages, judgments, fines, penalties,
law, but only to the extent they are caused and costs arising out of or in any way con- Editing the
by the negligent acts or omissions of the nected with the Engineer’s Services.
Consultant, its employees and its consultants The words “arising out of or in any way Indemnification Clause
in the performance of professional services connected with” the Engineer’s services can be If the Client insists that the indemnifica-
under this Agreement. interpreted very broadly. As long as the claim tion clause include a defense obligation, the
A key point concerning indemnification is written in such a way that it appears the Engineer can try to edit the clause such that
is that the indemnification obligation does claimant’s injuries arose from the Engineer’s the Engineer is not agreeing to uninsurable
not arise until liability has been determined services, the Engineer could be held respon- liability. Two such options for editing are:
through either litigation or arbitration, or sible for the Indemnitee’s defense. • change the word “defend ” to “defend
the parties agree to a settlement. This follows (except for professional liability claims)”;
logically from the definition of indemnifica- Defense of an or,
tion – if it is determined that the Indemnitee • change the word “defend ” to “defend to
is not liable for the claim, the Indemnitee will Indemnified Party the extent covered by Engineer’s insurance”
not need to pay any monies and hence will Unless an Engineer provides services that If the Client does not agree to either of these
not need to be reimbursed. Likewise, if the require them to spend a considerable amount changes, the Engineer can leave the word
indemnification is only to the extent the claim of time at the project site, virtually all claims “defend” but add a sentence at the end of the
was caused by the negligence of the Engineer against the Engineer will fall under its indemnification clause stating:
and it is determined that the Engineer was Professional Liability Insurance (PLI). In cases The Engineer’s defense obligation shall
not responsible for the claimant’s injuries or where the Engineer is working on site and not extend to professional liability claims;
damage, the Engineer would not owe a duty there is an accident involving the Engineer’s however, the Engineer shall reimburse the
of indemnification. tools or equipment, or instructions that the indemnified party for reasonable attorneys’
Engineer has given, the resulting claim could fees and legal costs to the extent such claims
fall under the Engineer’s Commercial General are caused by the Engineer’s negligence or
The Defense Obligation Liability (CGL) claim. However, even in such willful misconduct.
While the indemnification obligation does cases, the Engineer’s CGL carrier will gener- While the above wording could leave the
not arise until liability has been determined, ally try to deny coverage, alleging that the Engineer responsible for the attorneys’ fees
if a claim is brought against a party that the claim arose from the Engineer’s professional that it is required to reimburse, the obligation
Engineer has agreed to indemnify, the indem- services and is thus subject to the professional would not arise until liability for the claim
nified party will likely incur considerable costs services exclusion of the CGL policy. had been determined. This means that the

F E B R U A R Y 2 019 39
Engineer avoids responsibility for defense of the Engineer should not be held responsible Section 2782.8 also states that “In no event
claims where the Engineer had no liability for the Client’s defense costs. shall the cost to defend charged to the design
for the damages. professional exceed the design professional’s pro-
The Engineer can also propose a bifur- portionate percentage of fault.”
cated indemnification clause that separates
Willful Misconduct However, the revised code section is silent
indemnification for professional liability from The AIA C401 indemnification clause limits on the implied duty to defend, which means
indemnification for general liability. A simple the indemnification obligation to the extent the duty probably still exists. Thus, unless
example of such a clause would be: of the Engineer’s negligence, which is what the duty is explicitly disclaimed, the design
7.A Professional Liability. The Engineer shall will be covered by the Engineer’s profes- professional can be required to defend an
indemnify and hold Client harmless for losses, sional liability insurance. However, like the indemnitee; once liability is determined,
damages, and costs arising from third-party reimbursement provision described above, the design professional would have to seek
claims to the extent such claims are caused by many indemnification clauses also require reimbursement to the extent it was not
the Engineer’s negligence or willful misconduct indemnification to the extent the Engineer’s liable for the claim. The wording of the
in the provision of its professional services. willful misconduct caused the claim. Claims disclaimer can be quite simple; it is enough
7.B General Liability. Except for those claims due to willful misconduct are not covered by to add the statement “The Engineer shall
covered under section 7.A, the Engineer shall professional liability insurance – professional not be required to defend the Client against
indemnify, defend, and hold Client harmless liability insurance is designed to cover claims professional liability claims.”
from and against allegations and claims arising due to negligence (unintentional mistakes) as The 2017 edition of AIA C401 added an
from the Engineer’s acts, errors, or omissions. opposed to intentional misconduct. However, explicit disclaimer to its indemnification
Separating the indemnification for profes- in terms of basic fairness, it is not reason- clause; the clause now includes the statement:
sional and general liability also allows the able for the Engineer to refuse to indemnify “The Consultant’s obligation to indemnify and
Engineer to agree to a broader indemnifica- another party when the Engineer’s willful hold harmless the Architect and its officers and
tion for claims that do not arise from their misconduct caused the claim. On a posi- employees does not include a duty to defend.”
professional services. While coverage under tive note, claims against engineers based on While the addition of the disclaimer to the
a PLI policy is limited to the extent of the willful misconduct are extremely unlikely. standard agreement is helpful when the agree-
Engineer’s negligence, both CGL and auto Although the wording of court holdings on ment is governed by California law, it can be
policies will cover the entire claim, provided willful misconduct can vary, depending on the confusing to those who do not understand
the claim arose from the Engineer’s services. circumstances surrounding the claim, a party the reason for its inclusion.
This is reflected in the wording of 7.B (above), claiming willful misconduct must generally
which indemnifies against “allegations and show that the other party has intentionally
claims arising from the Engineer’s acts, errors or acted or failed to act knowing that his or
Conclusion
omissions,” rather than “to the extent caused by her conduct will probably result in injury The indemnification clause is often the
the Engineer’s negligence.” Although the differ- or damage. most difficult clause to negotiate in a design
ence in the wording may seem trivial, it can be agreement, as most clients seek to limit their
quite significant with respect to how a court Contracts Governed by exposure to claims. Although the indemnifica-
will interpret the indemnification obligation. tion clause is a legitimate means of allocating
California Law risk between the parties, engineers should be
As discussed above, indemnification and careful about agreeing to obligations that will
Reimbursement by the Client defense, while related, are separate obliga- not be covered by insurance. In particular,
If the client will not delete the defense obli- tions. However, under California law, based engineers should be aware that the defense
gation for professional liability claims, the on the cases Crawford v. Weather Shield of indemnified parties will gener-
Engineer can propose a requirement that the Manufacturing, 44 Cal.4th 541 (2008) and ally not be covered by professional
Client reimburses the Engineer if the allega- UDC Universal Development L.P v. CH2M liability insurance.■
tions of the Engineer’s negligence are false. Hill, 181 Cal.App.4th 10 (2010), if a design
An example would be: professional agrees to indemnify another party, Disclaimer: The information in this article is
Client shall reimburse the Engineer’s reason- there is an implied duty to defend. Unless the for educational purposes only and is not legal
able attorneys’ fees and legal costs incurred duty to defend is explicitly disclaimed, the advice. Readers should not act or refrain from
in defending the Client against professional design professional can be required to defend acting based on this article without seeking
liability claims, to the extent such claims are the indemnified party against claims arising appropriate legal or other professional advice as
not caused by the Engineer’s negligence or from the design professional’s services. to their particular circumstances.
willful misconduct. The California legislature revised the code
This is the least desirable of the suggested section that addresses the enforceability of
changes, as it means the Engineer will be indemnification requirements for design pro- Gail S. Kelley is an LEED AP as well as a
responsible for covering the Client’s defense fessionals (California Civil Code § 2782.8) professional engineer and licensed attorney in
Maryland and the District of Columbia. Her
fees until liability is established, at which such that, for contracts entered into on or
practice focuses on reviewing and negotiating
point the Engineer can request reimburse- after January 1, 2018, a design professional
design agreements for architects and engineers.
ment. However, it is also the hardest for the cannot be required to indemnify or defend
She is the author of Construction Law: An
Client to argue against. If the Client has another party “except to the extent the claims Introduction for Engineers, Architects, and
required the Engineer to defend it against a against the indemnitee arise out of, pertain Contractors, published by Wiley & Sons.
claim and the claim was not caused by the to, or relate to the negligence, recklessness, or (gail.kelley.esq@gmail.com)
Engineer’s negligence or willful misconduct, willful misconduct of the design professional.”

40 STRUCTURE magazine
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NCSEA News
Call for 2019 Structural Engineering Summit Abstracts
The NCSEA Structural Engineering Summit Committee is seeking presentations for
the 2019 Summit in Anaheim, California, November 12-15, 2019. Ideal presentations
will deliver pertinent and useful information that is specific to the practicing structural
engineer, in both technical and non-technical tracks. Sessions will be 45-90 minutes
total, including time for Q & A.
Submissions on best-design practices, new codes and standards, recent projects,
advanced analysis techniques, management, and business practices would be of
interest. Other desired topics mentioned in the 2018 post-Summit survey include:
• Case Studies • Accounting
• Lessons Learned • Client Growth
• Snow Loads • Connection Design
• Ethics • Wind Design
• Bettering Communication

The online form must be completed in full by March 30, 2019. Speakers will be
notified of abstract acceptance by April 30, 2019. Visit www.ncsea.com to complete
the form now. Speakers will be provided with required guidelines after acceptance
of abstract. Standard AV equipment will be in the room: podium, laptop, wireless
microphone, projector, and screen. All speakers receive free registration on the day of
their presentation.

Volunteer for an NCSEA Committee in 2019


NCSEA has a variety of committees that work to further the association’s mission to constantly improve the level of standard of practice of
the structural engineering profession throughout the United States, and to provide an identifiable resource for those needing communica-
tion with the profession.
NCSEA SEA members may apply for committee positions throughout the year using the online Volunteer Application. Most com-
mittees admit new members on a rolling basis while others add members only once per year. Once submitted, the application will be
reviewed to confirm Member Organization/SEA membership and then forwarded to the committee chair(s) for review. Please expect a
response within 30 days.
Visit www.ncsea.com/committees to learn about NCSEA's Committees and to complete a volunteer application.

2019 EXCELLENCE IN STRUCTURAL ENGINEERING AWARDS


The NCSEA Excellence in Structural Engineering Awards annually highlight some of the best examples of structural engineering
ingenuity throughout the world. Projects are judged on innovative design, engineering achievement, and creativity. Structural engineers
and structural engineering firms are encouraged to enter. Learn more by visiting www.ncsea.com!

Engineering Structural Glass Design Guide


Authored by Marcin March, P.E., CEng, MIStructE, and Franklin Lancaster, P.E, and published with the
assistance of the NCSEA Publications Committee, the Engineering Structural Glass Design Guide is
aimed at structural engineers who are experienced in designing building structures and elements using
traditional materials but with little to no experience in using glass to transfer forces. The purpose of
this Design Guide is to provide the Engineering Professional with sufficient background knowledge
and current methods to determine the specification of glass elements in buildings. The intent of this
Guide is to collate relevant design references, requirements, and analysis methods into a single source
for easy reference.
The NCSEA Engineering Structural Glass Design Guide is available as an electronic version as well
as paperback. Visit www.ncsea.com to learn more about this publication.

44 STRUCTURE magazine
News from the National Council of Structural Engineers Associations

Prepare for April's SE Exam with NCSEA Save the Date for
The Best Instructors. The Best Material. Available to you immediately! NCSEA's Structural
NCSEA's restructured SE Refresher & Exam Review course is completely on-demand. Review Engineering Summit
course materials and watch the recordings when it is convenient for YOU. This on-demand
course provides the most economical SE Exam Preparation Course available. The course
includes 30 hours of instruction: 9 Vertical Sessions and 11 Lateral. The course will give you
November 12-15, 2019
preparation tips and problem-solving skills to pass the exam. All lectures are up-to-date on the Disneyland ® Hotel
most current codes, with handouts and quizzes available.
PLUS ... students have access to a virtual classroom exclusively for course attendees! Ask the Anaheim, CA
instructors directly whenever questions arise. This SE Exam Preparation Course allows you to
study at your pace but with instant access to the material and instructors. Several registration
options are available; visit www.ncsea.com to register yourself or to learn more about special Learn more about
group pricing! the NCSEA Summit
by visiting
Public Outreach Challenge www.ncsea.com!
Communications Committee Hosts New Competition for SEAs.
Can structural engineers improve the public visibility and recognition of the profession? The
NCSEA Communications Committee thinks so, and wants to encourage you and your SEA
to participate. Through the creation and distribution of information and content via news
articles, videos, blogs, and a multitude of other methods, SEAs can spread the message about
our profession and its critical role in society.
The NCSEA Communications Committee invites NCSEA Member Organizations to partici-
pate in the very first Member Organization Public Outreach Challenge. The goal is to inform
and educate other industries, professions, and the general public about Structural Engineering.
Learn more about the challenge and eligibility by visiting www.ncsea.com/challenge.

NCSEA Webinars Register by visiting www.ncsea.com.


February 12, 2019
Insurance and Indemnification: What You Don’t Know Can Cost You
Gail Kelley, P.E., Esq.
This webinar will reduce the confusion that can arise when trying to decipher the sometimes very-creative wording of an
indemnification clause by taking a step back and looking at what it actually means to indemnify another party.

February 26, 2019


Code Compliance & Existing Structures
Patrick Sparks, P.E.
This course will explore key factors to consider when evaluating and rehabilitating existing structures, and will discuss the
application of various approaches to understanding existing structural systems.

March 14, 2019


Economical Design of Insulating Concrete Form Walls (ICFs)
Lionel A. Lemay, P.E., S.E., LEED AP, and Shawn Lothrop, P.E., S.E.
The presentation will discuss preliminary wall sizing and placement along with structural design considerations including
design details and construction inspections. It will also provide guidance on how to minimize the cost of construction to
take full advantage of these benefits, resulting in long-term value for building owners.

Courses award 1.5 hours of continuing education after the completion of a quiz. Diamond Review approved in all 50 states.

F E B R U A R Y 2 019 45
SEI Update
Membership
Call for Members
NEW SEI Global Activities Committees
Members interested in SEI Global Activities are invited to apply to join these new standing committees:
• Global Professional Development & Qualifications Committee
• Inter-Organizational Collaboration Committee
• Global Credentials Committee
Learn more and apply at www.asce.org/SEIGlobal.

SEI Sustainability Committee


The SEI Sustainability Committee develops resources for structural engineers and other building professionals to help them address the
environmental impacts of structural materials and systems. The committee has published three technical reports: Sustainability Guidelines
for the Structural Engineer, Structural Materials and Global Climate, and Whole Building Life Cycle Assessment: Reference Building Structure
and Strategies, and written numerous articles. www.seisustainability.org.
Committee working groups lead technical efforts in areas such as climate change, life-cycle assessment, disaster resilience, thermal bridg-
ing, and infrastructure. To join this collaborative group of structural engineers from across the country, working in industry, academia, and
industry organizations, apply at www.asce.org/structural-engineering/sei-tad-committee-application.
For more info, contact committee Co-chairs Megan.Stringer@holmesstructures.com or Mark Webster mdwebster@sgh.com.

Join or Renew SEI/ASCE


For innovative solutions and learning, to connect with leaders and colleagues, and to enjoy member benefits such as SEI Member
Update monthly e-news opportunities and resources – visit www.asce.org/myprofile or call ASCE Customer Service at
800-548-ASCE (2723).

Advancing the Profession


Announcing 2019 SEI Fellows Recognized
as Leaders and Mentors in the Profession
Join us to congratulate them at Structures Congress in April:
Lisa Anderson, P.E., F.SEI, M.ASCE Carl Josephson, P.E., S.E., F.SEI, M.ASCE Ignasius Seilie, P.E., P.Eng, S.E., F.SEI, M.ASCE
Michele Barbato, Ph.D., P.E., C.Eng, F.SEI, M.ASCE Chun Lau, P.E., P.Eng, S.E., F.SEI, M.ASCE Kenneth Sharpless, P.E., F.SEI, F.ASCE
Michel Bruneau, Ph.D., P.E., P.Eng, F.SEI, F.ASCE Abbie Liel, Ph.D., P.E., F.SEI, M.ASCE Arpan Tailor, P.E., S.E., F.SEI, F.ASCE
Robert Driver, Ph.D., P.Eng, F.SEI, M.ASCE Daniel Linzell, Ph.D., P.E., F.SEI, F.ASCE John van de Lindt, Ph.D., F.SEI, F.ASCE
Gregory Fenves, Ph.D., NAE, F.SEI, F.ASCE Kevin Mackie, Ph.D., P.E., F.SEI, M.ASCE Michael West, P.E., F.SEI, F.ASCE
Thomas Heausler, P.E., S.E., F.SEI, M.ASCE Gian Andrea Rassati, Ph.D., P.E., C.Eng, F.SEI, M.ASCE Gergis William, Ph.D., P.E., F.SEI, F.ASCE
Camille Issa, Ph.D., P.E., F.SEI, F.ASCE Frederick Rutz, Ph.D., P.E., S.E., F.SEI, M.ASCE
Susan Jorgensen, P.E., F.SEI, M.ASCE Partha Sarkar, Ph.D., F.SEI, M.ASCE
Learn more at www.asce.org/SEIFellows.

SEI Online
Follow SEI SEI Standards SEI News
on Twitter Visit www.asce.org/SEIStandards to:
• View ASCE 7-22 Committee Meeting schedule and archive
Read the latest news items
@ASCE_SEI • Submit proposals to revise ASCE 7 at www.asce.org/SEI

Errata SEI Standards Supplements and Errata including ASCE 7. See www.asce.org/SEI-Errata.
If you would like to submit errata, contact Jon Esslinger at jesslinger@asce.org.

46 STRUCTURE magazine
News of the Structural Engineering Institute of ASCE
Learning / Networking

Thank you to Premier Sponsor Computers & Structures, Inc. for funding programs on leadership, innovation, career development, and
more, to inspire and develop the next generation of structural engineering leaders.
Register for the best rate by February 13 and make sure to include your tickets for the CSI Special Evening Reception April 26
www.structurescongress.org.

Electrical Transmission and Substation


Structures Conference Wrap-up
It was a powerhouse SEI Electrical Transmission and Substation Structures Conference,
November 4-8 in Atlanta – with more than 1,400 attending the expert technical program and
enjoying a sold-out exhibit hall with 115 booths and fun events. Dedicated to Strengthening Critical Infrastructure, ETS attracts structural/civil
engineers, suppliers, and many more from the electric power, foundation, and construction industries. Thank you, attendees, speakers, spon-
sors, exhibitors, planning committee, and staff! Save the date for the next ETS September 19-23, 2021 in Orlando www.etsconference.org.

SEI San Francisco Chapter hosts Orthotropic Bridge Conference


The SEI San Francisco Chapter announces the 5th International Orthotropic Bridge Conference (5OBC), August 14-16, 2019, at Santa
Clara University, in partnership with Santa Clara University and the Capital Branch of the ASCE Sacramento Section.
5OBC encompasses the interests of bridge owners, contractors, designers, researchers, maintenance personnel, and vendors involved with
orthotropic bridges. New topics include Orthotropic System for Non-Bridge Structures (e.g., Marine, Offshore, Terrestrial or Extraterrestrial
structures) and Use of Orthotropic Concept for Non-Steel Materials (e.g., Aluminum, Carbon fiber, etc.).
Learn more about program, abstract submissions and registration at www.5obc.org.

Joint International Conference:


Iconic Global Structures:
Collaboration Efficiency Safety
what can we learn?
• •

Dubai, UAE | 29-30 September 2019


Join structural engineers and project stakeholders to explore
the successes and challenges of constructing nine complex
structures across the world. Participate in panel discussions
with industry experts to share best practice and promote the
highest standard of engineering globally.

Learn more at —
https://structuresdubai2019.cvent.com

F E B R U A R Y 2 019 47
CASE in Point
Did you know?
CASE has tools and practice guidelines to help firms deal with a wide variety of business scenarios that structural engineering firms face
daily. Whether your firm needs to establish a new Quality Assurance Program, update its Risk Management Program, keep track of the
skills young engineers are learning at each level of experience, or need a sample contract document – CASE has the tools you need! CASE
has several tools available for firms to use for managing projects and training staff:
Tool 3-2 Staffing and Revenue Projection Tool 4-2 Project Kick-off Meeting Agenda
Tool 3-4 Project Work Plan Templates Tool 4-5 Project Communications Matrix
Tool 3-5 Staffing Schedule Suite Tool 4-6 Project Team Coordination
Tool 4-1 Status Report Template Tool 5-5 Project Management Training Guide

CASE Practice Guidelines Currently Available


CASE 962 – National Practice Guidelines for the CASE 962-B – National Practice Guidelines for Specialty
Structural Engineer of Record (Updated in 2018) Structural Engineers
The purpose of this document is to give firms and their employ- This document has been prepared to supplement CASE’s National
ees a guide for establishing Consulting Structural Engineering Practice Guidelines for the Structural Engineer of Record by defining
Services and to provide a basis for dealing with Clients, generally, the concept of a specialty structural engineer and the interrelation
and negotiating Contracts in particular. Since the Structural between the specialty structural engineer and the Structural Engineer
Engineer of Record (SER) is normally a member of a multi- of Record. CASE encourages the concept of one Structural Engineer
discipline design team, this document describes the relationships of Record for an entire project. However, for many if not most
that customarily exist between the SER and the other team projects, there may be portions of the project that will be designed
members, especially the team leader. Further, this Guideline pro- by different specialty structural engineers. The primary purpose
motes an enhanced Quality of Professional Consulting Structural of this document is to better define the relationships between the
Engineering Services while also providing a basis for negotiating SER and the SSE and to outline the usual duties and responsibili-
a fair and reasonable compensation. Additionally, it provides a ties related to specific trades. This is done for the benefit of the
basis for Clients to better understand and determine the Scope owners, the PDP, the SER, the SSE and the other members of the
of Services that the Structural Engineer of Record should be construction team. The goal is to help create positive coordination
retained to provide. and cooperation among the various parties.

CASE 962-A – National Practice Guidelines for the CASE 962-C – Guidelines for International Building
Preparation of Structural Engineering Reports for Buildings Code-Mandated Special Inspections
The purpose of this document is to provide the structural engineer The CASE Guidelines Committee has developed three distinct ver-
a guide for not only conducting conditional surveys, code reviews, sions of the Guidelines for International Building Code-Mandated
special purpose investigations, and related reports for buildings Special Inspections covering the following IBC Code Updates:
but includes descriptions of the services to aid with the client risk 2012, 2015, 2018.
management communication issues. This Guideline is intended to The Guideline describes the roles and responsibilities of the parties
promote and enhance the quality of engineering reports. A section involved in the special inspection and testing process, how to prepare
of this Guideline deals specifically with outlines for various reports. a special inspection and testing program, the necessary qualifica-
While it is not intended to establish a specific format for reports, it tions of the special inspectors, how to conduct the program, and
is believed there may be certain minimal information that should be who should pay for the special inspections and test. The Appendix
contained in a report. The Appendix includes disclaimer language contains sample forms for specifying special inspections and tests
which identifies statements one might consider to clarify the depth and sample letters to be filed with code-enforcement agencies after
of responsibility accepted by the report writer. the program is completed.

You can purchase these and the other Risk Management Tools at www.acec.org/bookstore.

Follow ACEC Coalitions on Twitter – @ACECCoalitions.

48 STRUCTURE magazine
News of the Council of American Structural Engineers
NEW!! CASE Tool 3-5: Staffing Schedule Suite
By effectively projecting and balancing workloads, firms can maximize employee productivity and profit by reducing employee burnout
and turnover.
This tool helps firms answer the following questions:
• What are our employees working on day-to-day and week-to-week?
• Do we have enough work to keep our people busy, productive, and profitable?
• Do we have enough staff members to complete current assignments on-time?
You can purchase these and the other Risk Management Tools at www.acec.org/bookstore.

Share Innovative Ideas!


Does your firm have an innovative idea or method of practice?
Are you looking to get more involved in short duration projects?
We are inviting you to “share the wealth” and submit a proposal for a web seminar topic, publication,
or education session you would like to see CASE present at an upcoming conference. Our forms
are easy to use, and you may submit your information via email. Go to www.acec.org/coalitions
and click on the icon for Idea Sharing to get started.
Questions? Contact us at 202-682-4377 or email Heather Talbert at htalbert@acec.org. We look forward to helping you put your best
ideas in front of eager new faces!

Donate to the CASE Scholarship Fund!


The ACEC Council of American Structural Engineers (CASE) is currently seeking contributions to help make the structural engineering
scholarship program a success. The CASE scholarship, administered by the ACEC College of Fellows, is awarded to a student seeking a
Bachelor’s degree, at a minimum, in an ABET-accredited engineering program. Since 2009, the CASE Scholarship program has given
$29,000 to help engineering students pave their way to a bright future in structural engineering.
We have all witnessed the stiff competition from other disciplines and professions eager to obtain the best and brightest young talent from
a dwindling pool of engineering graduates. One way to enhance the ability of students in pursuing their dreams to become professional
engineers is to offer incentives for educational support.
Your monetary support is vital in helping CASE and ACEC increase scholarships to those students who are the future of our industry. All
donations toward the program may be eligible for tax deduction, and you don’t have to be an ACEC member to donate! Contact Heather
Talbert at htalbert@acec.org to donate.

Fresh EJCDC Contracts to Meet Modern Market Demands


EJCDC’s newly released 2018 Constructions (C-Series) Documents are a significant modernization, revision, and expansion of the 2013
C-series and now the state-of-the-art in construction contract documents.
The updated edition comprises 25 integrated documents, including:
• Fundamental contract documents such as the Standard General Conditions, the Small Project agreement, and Supplementary Conditions
• Forms for gathering information needed to draft bidding documents
• Instructions for bidders and a standard bid form
• Bonds including bid, performance, warranty (new for 2018), and payment bonds
• Administrative forms, such as change orders and a certificate of substantial completion
EJCDC C-700, Standard General Conditions of the Construction Contract, has been extensively refreshed and updated, too. The new EJCDC
2018 C-Series also includes expanded and updated, “Notes to Users” and “Guidelines for Use” to provide more specific instructions and it
eliminates the need for notary and corporate seals.

You can purchase these and other EJCDC documents at www.acec.org/bookstore.

F E B R U A R Y 2 019 49
INSIGHTS
Performance-Based Design is the Future
By Donald O. Dusenberry, P.E., SECB, F.SEI, F.ASCE.

W e, as structural engineers, often find ourselves confined by


a situation we created for ourselves. We operate in a design
environment with easy access to information, have the ability to
Performance-based design offers several advantages over prescrip-
tive design. First, properly executed performance-based approaches
enable desired performance to be attained with greater confidence and
collect and analyze extensive data, and have access to robust and expectations of reliability mainly because of the focus on the damage
reliable analysis and design software. Nevertheless, prescriptive codes states. Second, since the performance objectives for the design are
and standards we have developed prevent us from fully leveraging explicitly defined, the stakeholders can select the expected perfor-
these capabilities. As we face multiple goals for our designs – safety, mance levels that are appropriate and satisfy their own needs. Third,
economy, serviceability, sustainability, and robustness – we can be since performance is evaluated directly as part of the engineering
constrained to follow a prescriptive path to a solution that often does process, engineers need not be limited by requirements to conform to
not optimally satisfy any of them. prescriptive solutions, thereby allowing for innovation and creativity
Although nearly all modern design specifications strive to achieve using new materials and systems, and using existing materials and
some level of performance, they do not establish specific performance systems in new ways.
levels. Rather, design conformance to prescriptive criteria on materials, Structural engineers will be able to declare the expected performance
configuration, detailing, strength, and stiffness is implicitly taken as of individual building designs and demonstrate compliance by working
evidence the desired performance will be achieved. We believe our with all stakeholders. Structural engineers will be able to innovate and
structures are safe, but we rarely know the true safety margins or develop designs that respond to needs for resilience, robustness, and
whether other design solutions would provide superior performance. sustainability. Performance-based design approaches in civil engineer-
To make matters worse, we rarely state, or even know, what perfor- ing will allow structural engineers to influence broader public debates,
mance levels we should strive to achieve. beyond the design of individual structures, to impact public safety,
As a result, we are not able to apply our full capabilities to the welfare, and resilience at the site, community, regional, and national
design process. We are evolving into masters of the Code, who levels. Structural engineers will advance their roles to become more
add value by being able to navigate the complexity of prescriptive informed and critical partners in the design team and the community.
provisions rapidly, rather than by developing creative and innova- While performance-based design processes are routine in many
tive solutions to multi-faceted problems. The societies we serve are engineering disciplines, they are unfamiliar to most of the stakeholders
not getting maximum value from their limited resources of time, in the construction industry. The process demands more of structural
money, energy, and materials. Instead, they are getting designs that engineers, including a better understanding of risk assessment and
are constrained by prescriptive codes that attempt to address all management. Peer reviews likely will be vital to the validation pro-
conditions for all structures serving all purposes, with uncertain cess. However, performance-based engineering approaches encourage
reliability because design by prescription neither quantifies nor research and development, and innovative engineering processes. The
directly evaluates performance. result is the freedom to solve harder problems with better structures.
Performance-based design is founded on the premise that structural Performance-based design approaches are not needed for most
systems must meet specific performance objectives. Specific perfor- structures. In the future, we could easily have dual code approaches
mance expectations are set for the completed design, and processes for structural design. Design of routine structures could default to
are prescribed in minimal terms. Performance-based design, therefore, prescriptive requirements, with a performance-based option for those
reverses the design process by defining the end goal as the starting interested in exploring its benefits. However, performance-based
point. The engineer then engages creativity and innovation employ- design processes should become an accepted protocol for complicated,
ing science and principles of structural and material mechanics, high-value, and mission-critical structures (e.g., hospitals, emergency
unencumbered by unnecessary and in many cases counterproductive facilities and shelters, high-rise and iconic buildings, etc.), since the
prescriptive requirements, to identify optimal solutions to multiple, communities they serve will benefit from the innovation and creativity
and sometimes competing, objectives. The design is completed by performance-based approaches foster.
demonstrating complying performance through analysis, simulation, To understand more about performance-based design and to learn
testing, or a combination thereof. what the Structural Engineering Institute is pursuing to advance
Defined performance objectives are keys to the process because performance-based design, see the report from which this article is
they establish the expectations for the design. The profession needs adapted: Advocating for Performance-Based Design (April 5,
to describe for the public the damage levels or service states that are 2018, Task Committee Report to the Structural Engineering
attainable for a variety of hazards acting at specific intensities on Institute Board of Governors, https://goo.gl/XwiFBG).■
structures serving certain purposes and occupancies. For instance,
engineering practice following performance-based approaches requires
quantitative criteria such as 1) the structure should have less than This article is adapted by Donald O. Dusenberry. Mr. Dusenberry is a
a 10% chance of collapse given the occurrence of the Maximum Consulting Principal of Simpson Gumpertz & Heger Inc., Waltham, MA.
Considered Earthquake and 2) no more than one wind event in 10 He has spent decades developing codes and standards in common use by
years should cause swaying troubling to occupants. Setting these structural engineers and presently chairs the Structural Engineering Institute
performance goals and agreeing on them among the stakeholders Committee to Advance Performance-based Structural Engineering.
will be challenging but critical to the process.

50 STRUCTURE magazine F E B R U A R Y 2 019


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