Beruflich Dokumente
Kultur Dokumente
by
Andrew Arato
1. Karl Marx, Capital, trans, by S. Moore and E. Aveling, ed. by Friedrich Engels
(New York: International Publishers, 1967), vol. I, p. 72. We will discuss Hegel's
theory of reification (Hegel did not use the word Verdinglichung) below. Also
cf. Georg Simmel, Philosophie des Geldes, 5th edition (Berlin, 1930 [first
edition was in 1900]), p. 532.
2. Georg Lukacs, History and Class Consciousness, trans, by R. Livingstone
(London: Merlin Press, 1971), p. 170.
3. Georg Lukacs, "A tortenelmi materializmus funkciovaltozasa,"
Internationale, VI-VII (July, 1919, Budapest), p. 15. The thesis appears in
greater detail in the second version of the essay written for History and Class
Consciousness, op. cit., p. 228.
26 TELOS
development) governed by natural laws.4 It must be added here that given the
historical stage of capitalism, Lukacs considered this naturalization both
accurate and necessary (because it reflects appearances that are necessary). He
continued to apply, e.g., Rosa Luxemburg's deterministic theory of the
automatic collapse of capitalism, even as he introduced (rather mechanically)
some voluntaristic elements into this theory. In contrast to such juggling with
freedom and necessity, Lukacs conceived the dialectics of reification on a far
more ambitious scale.
According to Marx, a commodity under capitalism is a "mysterious thing
simply because in it the social character of men's labor appears to them as an
objective character stamped upon the products of that labor, because the
relation of producers to the sum total of labor [Gesamtarbeit] is presented to
them as a social relation, existing not between themselves, but between the
products of that labor."5 This means that the market relation of commodity to
commodity which is essentially "a definite social relation between men" (i.e., a
definite relationship among workers who are parts of the whole productive force
within the given social and economic system of production) takes on for the
producers themselves "the fantastic form of a relation between things." Or more
precisely, to avoid a subjectivist misinterpretation, workers, who are in fact
isolated from one another and meet only in the market through their products,
perceive the relationship of their work to the "totality of labor" as what it is in
fact in that society: as "material relations between persons and social relations
among things [sachliche Verhaltnisse der Personen und gesellschaftliche
Verhaltnisse der Sachen] " 6 Thus, given the fact of commodity exchange,
commodity fetishism is not a subjective illusion. This is especially true because
commodity exchange transforms (and is transformed by) the labor process. In
this context labor acquires a double character. Labor must always satisfy a
portion of the total needs of a society, and it must satisfy the whole spectrum of
the worker's own material needs. Under capitalism these two aspects are split.
To do the first labor must be qualitatively useful; to do the second (under
capitalism) it must be exchangeable. To be exchangeable, different kinds of
labor must be reduced to a common quantitative denominator: "expenditure of
human labor in the abstract" or abstract labor power measured by labor time,
bought and sold as a commodity.
A full exposition of Marx's notion of reification would also have to rely on
texts other than the famous section of Capital.7 The relationship of wage labor
to capital is itself fetishistic. And here the whole system of the production and
4. In Marx himself Lukacs correctly noticed some clues that this naturalization
refers to the historical stage of capitalism. Cf. Capital, vol. I, "Afterword to the
Second German Edition," p. 18 and also pp. 80-81 where Marx contrasts a state
of society where "the process of production has the mastery over man" with one
where men "consciously regulate" the economy.
5. Marx, Capital, vol.1, p. 72.
6. Ibid., p. 73.
7. We will not discuss the theory of alienation of the 1844 Economic and
Philosophic Manuscripts, because Lukacs did not know them in 1923.
Theory of Reification 27
13. I.e., the knowledge of the developing human species, the knowledge of the
developing human individual, and the knowledge of various schools of
philosophy concerned with the "problem of knowledge". Hegel operates on all
these levels. Cf. Georg Lukacs, Der Junge Hegel, vol. VIII of his works (Berlin
and Neuweid: Luchterhand, 1968), pp. 575 ff., and Marcuse, Reason and
Revolution, pp. 112-113.
14. In the Preface of the Phenomenology we are told that Hegel's aim is
precisely in the uncovering of a subject-object dialectic: "in my view which must
be justified through the exposition of the system everything depends on grasping
and expressing the true not only as a substance but as subject as well." G.W.F.
Hegel, Phdnomenologie des Geistes, ed. by J. Hoffmeister (Hamburg: Meiner
Verlag, 1952), p. 19. Also Hegel, The Phenomenology of Mind, trans, by J.B.
Baillie (New York: Harper, 1967), p. 80. I have modified all quotes from this
translation. — A.A.
Theory of Reification 29
objects are only objects for immediate needs. Another potential subject first
appears to be just like any other object "thus coming forward [auftretend] in
their immediacy, they are for one another like ordinary objects." 15
The dialectical pair immediacy and mediation runs through all of Hegel's
work. These concepts, and their movement, will be especially important for
Lukacs. For Hegel immediacy, the given factuality, no matter how rich it
appears or what "it claims", is always poor, inessential, and deficient in
determination. Mediation, however, does not mean introducing a merely
external principle: "mediation is nothing else than a self-identity that moves
itself, or it is reflection into itself;" it is "simple becoming."16 Mediation is thus
the movement whose source and agent are the elements of an internal dynamic.
It involves only the structuring and realization of what was implicitly present in
the first place. Of course, mediation does mean that the cancellation of the form of
the immediate, but it has the double structure of das Aufheben: "negation and
preservation at the same time." 17 Another important point to note is that for
Hegel, methodologically at least, mediation is never final; it is always a moment
in the creation of a new immediacy.
In the master-slave dialectic the first immediacy involves the reduction of life
to ordinary objects. But a potentially self-conscious life is an sich not an
ordinary object. It is to begin w'\t\\ desire to consume all of existence. When two
desires meet the result is a primordial struggle to death. The outcome of this
struggle can be death, which involves no mediation out of the most primitive
immediacy, or it can be domination of one potentially self-conscious subject
over the other. Hegel sees this domination as the beginning of the history of
culture. (Marx notices a similar qualitative beginning point when he argues that
the social institution of slavery implies at least that a man can produce more
than he needs to consume.)
The victory and domination of one subject over the other results in two
different primitive forms of self-consciousness: a master, a "pure
self-consciousness" having only the immediate relationship of enjoyment and
consumption toward things (thanks to the service and work of the other), and a
slave, "consciousness in the shape of thing-hood" having the relationship of
work toward a world of things.18 Three points and their connection should be
stressed: (1) Hegel presents a form of reification here that is more radical than
those in the preceding sections of the Phenomenology. Instead of merely a rigid
subject-object split, in this case we have the consciousness of the slave reduced
to thinghood, i.e., the slave becomes a mere instrument, a thing. (2) Hegel ties
reification to domination: the slave is dependent, or has his "independence in
the shape of thinghood." (3) The concept of work, the practice of transforming
19. Any systematic study of the 1844 Manuscripts could demonstrate this.
20. Hegel Phdnomenologie, p. 149; Phenomenology, pp. 238-239. On this level
of the Phenomenology the two concepts (reification and objectification) are
clearly distinguishable. The first is primarily a human relationship "thingified",
the second is an active interchange with nature.
21. Max Weber, The Methodology of the Social Science trans, and ed. by E.A.
Shils and H.A. Finch (New York: the Free Press, 1949) p. 103.
22. Karl Marx, Grundrisse der Kritik der Politischen Oekonomie, (Berlin: Dietz
Verlag, 1953), pp. 26-27. The quotation comes from the one section of the
Grundrisse that was available to Lukacs in 1923. It was published by Kautsky in
1903. Cf. Marx, A Contribution to the Critique of Political Economy (Moscow:
Progress Publishers, 1970), p. 212.
Theory of Reification 31
a dynamic theory that would ultimately anchor social analysis in the "objective
possibility" of the historical transformation of capitalist society.
The concept of commodity is the first economic category that Marx unfolds
in his two published analyses of capitalism. Lukacs takes this procedure to be an
important methodological clue. To understand the methodological premise
involved we must examine the specifically Marxian concept of abstract category.
In Capital Marx writes: " . . . vulgar economy feels completely at home in the
estranged form of appearance of economic conditions. .. but all scientific
knowledge would be superfluous if form of appearance and the essence of things
immediately coincided."23 Scientific knowledge thus mediates between
appearance and essence. The categories must be of a very special kind to play the
required role in this mediation. According to Marx, scientific knowledge must
not attempt to begin inquiry by intuiting the concrete (many-sided) essence of
phenomena; it must proceed from abstract (one-sided) categories to reconstruct
the concrete situation. The conceptual pair abstract-concrete plays a unique role
in dialectical theory. For Hegel the abstract is the unessential, the unstructured,
the immediate and the one-sided. Marx was seemingly less consistent on this
usage. In reality he moves between Hegel's meaning of abstract and the usual one
(i.e., that of conceptual generalization) by historicizing the concept. He says on
the one hand that "the concrete is concrete because it is the synthesis of many
particular determinants, thus representing a unity of diverse aspects." The
concrete is a result in thought, but it is the "real point of origin."24 So far Marx
is within the bounds of Hegel's meaning of abstract and concrete. What follows
from his definitions is that the abstract is the beginning point of thought and the
concrete is the result, while the concrete is the beginning point in reality and the
abstract is the result. Abstract and concrete are conceived in terms of the
dialectical movement of appearance and essence, which is thus opposite in
thought and reality. On the other hand, there are passages where Marx seems to
use the more common meanings of abstract and concrete. He writes that "the
most general abstractions" imply that "a specific quality is seen to be common
to many phenomena". However, even here abstractions (e.g., abstract labor) are
by no means mental constructs drawn from the concrete (which is never given
immediately to thought). They are rather historical products corresponding to
definite social forms, or rather to a definite social process that abstracts by
reducing particular characteristics.25 The abstract categories are"'forms of
being, determinations of existence" of a particular society, of a particular stage
of historical development.26 Some of the abstract categories, abstract labor
especially, exist as moments of the existence of all societies. In their pure form,
however, they appear only in a society where the fantastic development of
productive forces depends on real abstraction from qualitative characteristics.
The "scientific" recognition of abstract as abstract takes place only in "Political
Economic Society" where the abstract becomes fact.
Thus, in the analysis of bourgeois society several abstract categories (e.g.,
commodity and abstract labor) correspond to the immediate form of appearance
of economic conditions. To be lost in these abstractions, to estrange them from
all historical ground is vulgar economy. On the other hand the appearances
necessarily exist withing a given social context. To disregard them, or to consider
them "merely subjective" is methodological nonsense.27 In History and Class
Consciousness Lukacs makes his understanding of the dialectical task quite
explicit. The aim is to find mediations that intrinsically relate appearance to
essence. But this, even on the level of theory, is a two part process consisting of
"simultaneous recognition [Anerkennung] and overcoming [A ufhebung] of
immediate appearances."28 Lukacs' analysis of reification takes this
understanding of method very seriously.
The world of commodity exchange, according to Lukacs, constitutes a
"second nature" of appearances, of the phenomena of reification. Although
illusion [Schein] has a systematic place in this world, it is not merely a world of
illusions.29 The appearances [Ersheinungen] do take on the form of illusion
when for instance they appear to be historically unchangeable, but as
appearances they are the historically necessary forms of existence in which their
likewise historical "inner core," their essence is manifested. The terminology of
"inner core" is misleading, because the essence is identical to the substratum
(the historical action of men under a given social framework) of the concrete
totality to be synthesized. In any case what is important for us is that the
dialectical moment of recognition of the world of commodities reveals to
Lukacs, reification to be not just the central problem of the economy, but "as
the central structural problem of capitalist society in all its aspects."30 As a
31. More problematic, e.g., than all theories of 19th century Marxism, and alas
more problematic than in the theory of revolution of History and Class
Consciousness itself.
32. Lukacs, "The Old Culture and the New Culture," trans, by Paul Breines and
Shierry Weber, Telos, No. 5 (Spring, 1970), pp. 29-30; also see Breines'
"Introduction," ibid., p. 15.
33. It is also, and perhaps especially, misleading to identify objectification
(Vergegenstandlichung) with alienation or reification (as History and Class
Consciousness tends to do). Here Lukacs' later self criticisms are just.
Objectification is the active formation of objects, and intersubjective (species)
methods and capabilities. Alienation is the separation of individuals from the
objective creations — from "themselves" - and reification is the form of this
separation (second nature) in the world of commodities. Yet within the
framework of capitalism alienation of individuals appears as the subjective side
of reification.
34. Cf. Simmel, I'hilosophie des Geldes, pp. 511-514. Also see Andrew Arato,
"Lukacs' Path to Marxism," Telos No. 7, (Spring, 1971), pp. 129-130.
35. Lukacs History and Class Consciousness, p. 87.
34 TELOS
Lukacs deduces from "reification" the notion of "alienation" that is prior both
in the work of the young Marx and in the history of the species.
From the alienation of labor Lukacs at once moves to the specific historical
form of this under capitalism, the abstraction of labor. The category of abstract
labor is not merely a conceptual construct, but it is a social, historical product
which is a moment of all labor, but which according to Lukacs is both required
and produced in its pure form by the increasing universality of the commodity
form. This is the case because while commodity exchange tends to guarantee its
own labor supply by attacking the bonds of all natural communities, large scale
commodity production is only possible if the abstraction of labor becomes the
principle "governing the actual production of commodities."36 That is, labor
(power) is abstracted under capitalism both in the sense of being sold as a
commodity and in the sense of being reduced to a partial, quantitative shadow
of itself in the factory. In this context, Lukacs fuses the Marxian category of
abstract labor with Weber's category of formal rationality, the reason of modern
science and of industrial modernization (capitalism) which rests on
quantification and calculability.37 Unlike substantive (material) rationality,
formal rationality, according to Weber, excludes all values. It is obvious that
mechanical, repetitive, standardized, and easily defined and isolated sets of
action are the most quantifiable and calculable. But this means (and Weber
always admitted this) that the modern trend toward industrial rationalization is
the trend toward the "progressive elimination of the qualitative human and
individual attributes of the worker."38 Lukacs sees the final culmination of this
trend in the Taylor process, a "process" Weber applauded, which means the
mechanisation of the psyche of the worker, i.e. the separation of "his
psychological attributes from his total personality" and their rational,
statistically calculable integration into the system of production.
The full rationalization for the work process means, according to Lukacs, the
fragmentation of the object of production, originally an "organic whole", into
mechanical elements each of which is the predictable result of specialized partial
operation. The subject of production, the worker is even more fragmented: one
specialized partial operation, partial skill is selected in the case of each worker;
i.e. is developed at the expense of all other actual and potential skills; and it is
set against his total personality. Marx, contrary to some famous
36. Ibid.
37. Max Weber, The Theory of Social and Economic Organization, trans, by
A.M. Henderson and T. Parsons, (New York: The Free Press, 1964) p. 185.
38. Lukacs, History and Class Consciousness p. 88, also cf. Weber Theory . . .
pp. 246-247, and p. 262 and From Max Weber trans, and ed. by H.H. Certh and
C. Wright Mills (New York: Oxford University Press, 1958), pp. 215-216. We are
for the moment (because we are moving on the level of fetishistic appearances)
abstracting away from the fact that in Marx the quantification of labor must
presuppose a level on which labor remains qualitative. That is, labor is always
useful labor, a part of the total social labor which satisfies the totality of
qualitative social needs. In Weber, given the absence of the category of totality,
this level falls out. The reduction of quality to quantity occurs on a single level.
Theory of Reification 35
according to Lukacs, that all aspects of life are standardized, and are reduced to
their elements, i.e. to easily calculable partial systems that will obey formal laws.
Not only work, but gradually all human activity is therefore gradually alienated
and is made part of a second nature impervious to human control.47
This satisfies Lukacs' initial criterion for total capitalist rationalization. When
a whole society is dominated by a factory-like administration, when, as Weber
says, a whole civilization experiences "the absolute and complete dependence of
its existence, of the political technical and economic conditions of its life on a
specially trained organization of officials,"48 then the fate of the alienated
worker indeed becomes the typical human fate. Furthermore, the members of
the bureaucracy themselves are no exceptions here. Lukacs maintains that one
sided specialization, the intensification of one faculty at the expense of all
others, is most dehumanizing in the case of the bureaucrat. For it is a single
aspect of his mental faculties that is detached and mechanized, and under the
apologetic headings of "honor", "responsibility", and "consciousness" and
even the realm of ethics is drawn into the realm of the saleable commodity, in
this case bureaucratic service as a commodity.49
If this is the immediacy of capitalist rationalization, of reification, the most
fundamental question must ask for the limits of this immediacy, for the
mediations that release its potential (and powerfully disguised) dynamic. As a
preliminary answer, Lukacs reproduces the Marxian formulation of the
irrationality of the capitalist system as a whole. He points to the problem of
"realizing" surplus value (a problem that forcibly synthesizes the system of
production with the system of distribution) and to the crises that tend to result
from this. Yet, the underlying problem was also noticed by Max Weber: "the
maximum of formal rationality in capital accounting is possible only where the
workers are subjected to the authority of business management. This is a further
specific element of the substantive irrationality of the modern economic
order. .. " 5 0 Since substantive (material) rationality is defined in terms of
human values that are arbitrarily chosen, Weber's analysis here is only similar to
that of Lukacs. The category of totality was indeed epistemologically closed to
Weber.51 Yet from a Marxian point of view it is clear that Weber noticed the
opposition between capitalist economic rationality and the satisfaction of basic
human needs. Without the category of totality, and under the influence of
economic theories of marginal utility, he could not notice that the
non-satisfaction of basic human needs is a source of crises caused by
underconsumption, and is an element of "formal" irrationality from the point of
view of the system as a historical whole.
52. We have in mind the experience of the reconstruction of capital in the first
phase of fascism and in "neo-Capitalism." Cf. Mihaly Vajda, "A fasiszta
diktatura funkcioja" ("The function of fascist dictatorship," as essay that is part
of a book that must be translated into English) Magyar Filozofiai Szemle XIV,
No. 3-4 (1970). Aspects of the same experience were earlier discussed by
Horkheimer, Marcuse and Wilhelm Reich.
53. Cf. A. Arato, "Georg Lukacs 1910-1923: the Search for the Revolutionary
Subject" in The Unknown Dimension: European Marxism since Lenin, ed. by
K.E. Klare and D. Howard, (New York, 1972).
54. Lukacs, History and Class Consciousness, p. 93.
38 TELOS
own concrete underlying reality lies, methologically and in principle beyond its
grasp.55 Second, the sciences are characterized by their freezing of immediate
factuality of the given because the dynamic of reality is visible only from the
point of view of totality. The modern sciences are thus criticized for three
reasons: (1) loss of totality; (2) loss of ontological (historical) substratum;
(3) freezing of the given. These three criticisms which are presented by Lukacs
somewhat loosely are intrinsically related if we go back to the methodological
premises of the theory of reification. The categories of appearance and essence
supply the clue that what is involved here is the critique of the same process on
different methodological levels. The freezing of the given factuality means that
appearances are taken as ultimately irreducible and unchangeable. The structure
of facts, i.e. their historically dynamic "substratum" is not asked for - the
asking is considered unscientific. This historical dynamic lies (in the case of the
human sciences) in the conscious and unconscious actions of men within the
boundaries of the structures of a given social stage. The exact sciences must
destroy the totality of the world, because the totality cannot be synthesized
from unmediated abstractions and facts. Conversely, only a deliberate movement
toward the totality mediates and historicizes dead facts and abstractions.
Lukacs' two illustrations of the reification of scientific consciousness are the
sciences of economics and law. Here he has little difficulty demonstrating his
thesis that these sciences, and the other "human sciences", methodologically
exclude the historically changing human substratum in favor of extremely partial
and formal interests. These sciences are not open to the dialectical relationship
of man as subject, and man as object of the historical process.
At the first stage of his analysis of reification, Lukacs has not introduced his
understanding of the subject-object dialectic that was his great concern from his
pre-Marxist period. However even his analysis of immediacy is unfolded from a
double point of view: he presents the de-activization of the human subject and
the increasing "naturalization" of his objects (which are aspects of reified
subjectivity). The analysis of immediacy culminates in a total split between the
remnants of subjectivity of isolated individuals and an independent object world.
Yet, we were just forced to indirectly anticipate a stage of analysis that sees a
dialectical relationship in this context. This was necessary because otherwise
Lukacs' view of the natural sciences could not be understood at all. On the level
of formal sociology Lukacs' critique applies to all sciences. On the level of
method, furthermore, the natural sciences have become historically the models
for all the other sciences. Yet, when it comes to their method in this context we
must be more careful. Lukacs critique of the loss of ontological substratum and
totality are valid only if a method of their recapture is available, or at least
definitely possible. But it is well known that Lukacs was critical of those
Marxists (e.g., Engels) who applied the historical dialectic to nature because "the
interaction of subject and object, the unity of theory and practice, the historical
change in the reality underlying the categories as the bases of the change of
categories in thought are absent from our knowledge of nature." 56
Lukacs was certain that Engels' dialectics of nature (which was the base of
Engels' understanding of dialectics in general)57 cannot overcome a purely
contemplative stance toward objects. This is why Lukacs rejected the late
Engels' (and Lenin's) copy theory of knowlege. And this is why he so strongly
attacked Engels' illusory solution of the Kantian thing in itself problem. Even if
we make the completely un-Kantian assumption that experiment and "industry"
(both purely comtemplative, according to Lukacs) make the in itself [an sich]
for us \fur uns], we will not get beyond Kant. The assumption will imply,
according to Hegel's Logic, no change in the object, which remains an in itself.58
Praxis, always involving a subject-object relationship and always implying an
interrelationship with the immanent dynamic of the object of praxis, fulfills its
claim to be praxis only if it coincides with the object becoming subject, i.e., for
itself. Thus, the critique of the copy theory, of Engel's Kant critique and of the
determinsitic and objectivistic dialectics of nature is the defense of Lukacs'
understanding of praxis. We should note that the dialects of nature and the copy
theory of knowledge are perfectly compatible with (since they only reflect) the
world of reification that tends to exclude all praxis. Thus, these theoretical
positions hardly escape the "reification of consciousness".
Most geistewissenchaftliche interpreters of Lukacs and also the
proto-Stalinists, due to their given prejudices, were unable to see the motives of
Lukacs' critique of Engels. They should have pointed to his oppositiion to
bureaucratic Social Democratic determinism. They all have pointed instead to
his background in various schools of German philosophy.59 And indeed, one can
textually trace back Lukacs' distinction between the methods of natural and
historical science to Dilthey. As early as 1911, Lukacs considered Dilthey's
achievement to be the critique (although only the negative critique) of
naturalizing sociology.60 Nevertheless, it would be a mistake to reduce the
critique of the dialectics of nature to a merely "Diltheyan" element in Lukacs.
First, the distinction is by no means Dilthey's own; it is much older. Even aside
from Vico to whom everyone refers in this context, it appears in the philosophy
of Kant where any conceivable knowledge of history synthetic a priori would
depend on human praxis.61 Fichte, operating with a more dynamic concept of
the sense that the argument is valid, at present level of our interaction with
nature. Ibid., p. 207.
57. Ibid., p. 3.
58. Ibid., pp. 131-132.
59. G. Lichtheim, Georg Lukacs (New York: Vintage, 1970), pp. 19 ff. T.B.
Bottomore, "Introduction" to Karl Marx. Early Writings (New York:
McGraw-Hill, 1964), pp. xv-xvi; also L. Rudas, "Orthodoxer Marxismus?"
Arbeiterliteratur (Wien, 1924), No. 9, pp. 493-494 and passim; also A. Deborin,
"Lukacs und seiner Kritik des Marxismus", ibid., no. 10, pp. 95-96, and pp.
100-101, where Deborin decides that Lukacs is a follower of Mach and
60. Gyorgy Lukacs, "Wilhelm Dilthey," Szellem, (Budapest, 1911>, No. 2, p.
253.
61. Immanuel Kant, Werke (Frankfurt-am-Main: Insel Verlag, 1964), XI. pp.
40 TELOS
praxis but still on the ground of Kant's distinction between the practical and the
theoretical, could push this distinction much further and argue that the Ego
possesses "free power" while nature is dead and at rest. Dilthey himself refers to
Fichte in this context. 62 In Hegel the distinction between spatial nature and
temporal, historical Geist is fundamental, even if he does not remain (according
to Lukacs) consistent on this issue. Thus the distinction between nature and
history runs through the whole German intellectual tradition (there is even a
famous footnote in Capital praising Vico in this context), 63 and this makes the
question of exact source rather unimportant.
Secondly, and this argument is more essential because it touches the function
of ideas in different bodies of thought, Dilthey indeed makes an argument for
the knowledge of history involving unrestricted subjectivity - i.e. an identical
subject-object - in contradistinction to natural science that treats an alien
world, and that reduces subjectivity to an external ego which constructs
hypothetical concepts and intervenes in reality only through pragmatically
instrumental action.64 Furthermore, to elucidate his concept of sympathetic
understanding [Verstenhen] Dilthey invokes Vico's argument that we can know
history more intrinsically than nature because we make history: because the
historian is also a historical actor. 65 But Dilthey, criticizing Hegel for his
all-dominating rationalism, interprets "making" and "re-living" in terms of a
fundamentally irrational concept, life, and its psychological (or inter-subjective)
correlate, experience [Erlebnis]. Lukacs emphatically returns to Hegel's (and
Marx's) rationalism. Furthermore, and this is crucial, Dilthey's concept of
Verstenhen, although it is systematically connected to the activities of everyday
life (as the basis of all intersubjectivity in every day life),66 remains
contemplative. Dilthey's categories of praxis turn out to be merely
contemplative categories. The stress is always on reflecting, reliving and
recreating what has been already created historically. In Lukacs, however, the
very purpose of attacking the naturalization of the dialectic — i.e. the
methodological identification of the study of history and the study of
nature — is to give meaning to the Marxian insistence on the unity of theory and
praxis in terms of historicizing the present and the future, to be able to say that
the Marxian dialectic is a revolutionary dialectic that is engaged in creating
something new.67 But in this context, Lukacs' enemies were only indirectly and
partially those of Dilthey; his main thrust was directed against a Social
Democracy (and in advance: Stalinism) that relied to a large extent on aspects of
351-352, and also Kant On History ed. by L.W. Beck (New York: Library of
Liberal Arts, 1963), pp. 137-138.
62. Wilhelm Dilthey, Der Aufbau der Geschichtlichen Welt in den
Geisteswissenschaften (Frankfurt-am-Main, Suhrkamp Verlag, 1970), p. 130.
63. Marx, Capital vol. I. pp. 372-373.
64. Dilthey, Aufbau, p. 103. Jiirgen Habermas, Knowledge and Human Interests,
trans, by J. Shapiro (Boston: Beacon, 1971), p. 142 ff.
65. Dilthey, A ufbau p. 180; Habermas, Knowledge, p. 149.
66. Dilthey, A ufbau, p. 255 ff; Habermas, Knowledge, pp. 147-148.
67. Lukacs, History and Class Consciousness, p. 2.
Theory of Reification 41
the work of the late Engels, and that lost the practical intention of Marxism
both in theory and practice.
Thus, Lukacs rejected the dialectics of nature to protect dialectical theory and
revolutionary praxis from naturalization. However, three closely connected
points must be made here, all of which arise from a rather confusing handling of
the problem of nature in History and Class Consciousness. (I) Lukacs is not and
cannot be in a position to present a critique of a natural science, or a philosophy
of natural science, that holds that the world in itself is unknowable. He cannot
do this because his foundation for this kind of critique of social science was the
existence of the historical subject-object dialectic that he explicitly excludes
from nature. (2) Therefore, the sociological reduction of "nature" cannot be
valid. That is, in spite of the close similarity between the specialized organization
of social science, and that of natural science, it cannot be maintained that both
are equally products of the reification of consciousness. As Mihaly Vajda argues:
"if we claim that the world picture of natural science (i.e., of a natural science
that tends to eliminate all anthropomorphism) is the product of fetishized
consciousness to the extent that it posits the laws of nature as purely objective,
then we implicitly understand nature also as the deed of man." 58 But Lukacs
did restrict the subject-object dialectic to history. On the other hand, he was not
consistent here and Alfred Schmidt strongly criticizes him for maintaining in
History and Class Consciousness that "nature is a social category."69 But we
must defend Lukacs. He rejects (as should be clear from the above) the notion
that Schmidt ascribes to him, namely, that the Subject (of history) creates
nature. He explicates his claim that "nature is a social category" primarily in
terms that refer to the social conditioning of our interaction with nature.
However, he does in one place identify the totality of these forms of interaction
with "nature's form, its range and its objectivity."70 And this seems to
correspond to Schmidt's criticism. But in an entirely different passage not cited
by Schmidt, Lukacs following some clues of Hegel, postulates two dialectics: a
"positive" dialectic of subject and object (and as a special case of this: theory
and praxis), the dialectic of history, and a "negative" dialectic of movement
[Bewegungsdialektik], the dialectic of nature for which theory must remain an
unparticipating spectator (even as scientific knowledge and technique participate
in this positive dialectic of history).71 This, if taken as an explication of two
levels of the statement that nature is a "social category", refutes Schmidt's claim
72. Cf. Lukacs' 1967 preface to History and Class Consciousness, pp. xxiii-xxiv.
On the Marxian problematic of nature also see the important book by Gyorgy
Markus, Mar.xizmus es "antropolgia", op. cit. Jurgen Habermas' short essay of
1965, "Knowledge and Human Interest", in the book with the same name, is
also helpful in this context.
73. The so called ontological period of the old Lukacs confronts specifically this
problem complex through a large scale investigation of the various levels of
objectification.
Theory of Reification 43
74. Lukacs, History and Class Consciousness, pp. 206-207, and p. 234.
75. Lukacs, History and Class Consciousness, pp. 109-110.
76. Lukacs also decisively rejects a philosophy that disregards the results of the
special sciences in favor of an irrationalist principle of life. He means to make
use of many of the results of the special sciences as aspects of that immediacy
which must be the beginning point of all dialectic. The accusation that he meant
to do away (abstractly negate) with the positive results of modern science and
industry is false. Cf. Gareth S. Jones, "Marxism of the Early Lukacs," in New
Left Review, no. 70, pp. 45-46.
77. Lukacs, History and Class Consciousness, p. 110.
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81. Marx, "Theses on Feuerbach", in Feuer, op. cit., p. 242. I modified the
translation. Cf. Marx-Engels, Werke vol III, p. 533.
82. Lukacs, History and Class Consciousness, p. 121.
83. Published in 1917 as "Subject-Object Beziehungen in der Aesthetik", Logos
VII (1917), pp. 1-39, written probably between 1916-1917. Two other chapters
of this aesthetics exist in manuscript form. Cf. Arato, "Lukacs' Path," where I
confuse (necessarily, because the separate manuscripts were only now
discovered) this work with a 1912-1913 Philosophic der Kunst.
46 TELOS
relations do exist in aesthetics, but here both the subject of a work of art and his
object are the results of a radical abstraction from all non-aesthetic
determinations. Even in this early essay there is movement between the
categories, albeit a circular movement. If an attempt is made to introduce
concrete subjectivity or objectivity into aesthetics, art is transcended toward
ethics or contemplation. On the other hand, the introduction of a subject-object
relation moves logic towards ethics, and ethics toward Utopia.84
In History and Class Consciousness the movement between categories is no
longer circular. It is again maintained that aesthetics has a more dynamic
subject-object relationship then ethics or contemplation, but now the
introduction of a subject-object relationship transcends ethics and
contemplation toward history. (In the end we will still be able to ask whether or
not this history was not a Utopia after all.)
"The Antinomies of Bourgeois Thought", section II of the reification chapter
has been called the first serious treatment of modern philosophy from the point
of view of historical materialism.85 Nevertheless, Lukacs disclaims any intention
to present a systematic history of philosophy. He is concerned with a limited
number of problems, although of course he does consider these problems
historically the most significant. The Kantian problematic of the thing-in-itself
symbolizes the center of his concerns. And this is not an accident for the
theoretician of reification [Verdinglichung]. There is a general coincidence
between the problematic of human relations frozen into apparently
inpenetrable, unchangeable and opaque thing relations, and the Kantian notion
of "realm" of incomprehensible, unapproachable and yet limiting things in
themselves. This coincidence does become problematic if we remember that the
Kantian critique begins with the acceptance of existing systems of mathematics
and physics, i.e., interpretations of nature and not of a social second nature.
Lukacs' arguments, lacking the foundation of a worked out philosophy of
nature, do not amount to an adequate Kant critique. However, Lukacs is
ultimately justified in assuming a relationship between the thing in itself
problem and reification because (1) the first two Kantian antinomies have
become the bases of the exclusion of the category of totality from a whole
tradition of social science; (2) Kant's third antinomy between freedon and
necessity becomes most significant for the problem of social praxis in context of
social development, and (3) Kant's concept of creative rationality, which runs
into the resistence of das Ding an sich, is the historical antecedent of Weber's far
more limited category of rationality.86
If Weber's concept of formal rationality, renouncing the grasp of a rational
totality, represents the end of the process that Lukacs is describing, this limited
notion of reason does not apply to the beginning of the process. Of course,
Lukacs could have located earlier thinkers who prefigured the aims and methods
of instrumental reason, but he is not concerned with them. Instead, he is
attempting to uncover a moment when great thinkers began with a radically
different notion of reason, thinkers who from Descartes to Kant emphasized
that rational knowledge is not merely the result of passive receptivity, but of the
synthetic, productive activity of the human mind. Furthermore, their concept of
reason involved the claim that the whole of existence is accessible to rational
categories. In Kant (but the problem is implicit in all of rationalism) this claim
of reason turns into the conflict of reason with itself, into the "dialectic of pure
reason", because of the inpenetrability the thing in itself. Kant wants to
maintain both the claim and that which makes it impossible. But, argues Lukacs,
the persistent reappearance of regions of irreducible, inpenetrable,
non-synthesizable irrationality has a destructive effect on all rational systems87.
The argument deserves to be examined in greater detail.
Lukacs' analysis of modern rationalist philosophy represents, as we have said,
an overall search for the subjective possibility of the dialectic of reification.
Nevertheless, even within this subjective dimension it is possible to speak of
subjective and objective sides. The first level of the claim of reason to subsume
all of reality is that of contemplation. This level emphasizes the side of the
object. Of course, even here the problem is posed in terms of the attempt of the
rational categories of the subject to create [erzeugen] the object world. But
contemplation can mean only formal creation. The object world is not really
acted on. Furthermore the subject of contemplation, its rational forms and
faculties (what Hegel called Kant's "soul-bag") were assumed to be given, to be
the only ones possible until at least Fichte. The dynamic of this stage of analysis
comes not from the side of the subject, but from an objective reality that again
and again refuses to be subsumed, penetrated and produced by the given rational
forms. The various functions that Lukacs assigns to the Kantian das Ding an sich
exemplify this refusal, this subsistence of irrationality. According to Lukacs the
thing in itself has two basic functions in Kant's philosophy. The first is the
representation of the ultimate inpenetrability of the sensuous contents
subsumed by the categories of the "understanding". This function signifies the
inaccesible nature of the ultimate "source" of thedata of the senses. The second
function represents the inability of the categories of the understanding to
synthesize a rational totality. 88
Hegel, in his lectures on the history of philosophy points to the conflict
between the demand of Kantian reason [Vernunft] to synthesize all of
existence, and the self-contradiction that the categories of understanding
87. Lukacs, History and Class Consciousness, pp. 111-114. The philosophical
foundations of this thesis on the history of western rationalism and especially of
the problem of irrationality (of "matter") as an insoluble problem of system
building was first formulated by Emil Lask. Cf. Georg Lukacs, "Emil Lask" in
Kantstudien 1918/22, pp. 353-357.
88. Ibid., pp. 114-115.
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[Verstehen] get involved in when they seek to satisfy this demand.89 The
distinction between reason and understanding (although it has medieval roots,
cf. the work of Nicholas Cusanus) here points to the courageous beginning of
modern rationalism and its cowardly end. Kant himself, Lukacs points out,
honestly and explicitly presented this contradiction. "The Antinomies of Pure
Reason" unfold the inability of the categories to synthesize the totality of being
in space and time, 90 to penetrate the ultimate construction of substances,91 and
to uncover the ultimate ground of casuality (and necessity).92 Furthermore
Kant himself attempts to probe beyond a mere statement of the contradictions
that result from the problem that "Reason, in the continuous advance of
empirical synthesis, is necessarily led up to them [the dialectical play of ideas]
whenever it endeavours to free from all conditions and apprehend in its
unconditioned totality that which according to the rules of experience can never
be determined save as conditioned."93 Kant probes further because, as he says,
practical reason demands ultimate answers. Lukacs will follow him, but first he
wants to make exteremly clear that the antinomies represent the dissolution of
the rationalist project on the level of contemplative system building. This was, of
course, Kant's point also. But here Lukacs' thesis about German Classical
philosophy fuses with his sociological analysis of the newest schools of
philosophy. The renunciation of the ideal of systematization did not mean the
end of the contemplative stance toward the world. On the contrary, at the end
of the process, most positivist schools of philosophy (functionalism, nominalism,
conventionalism, pragmatism etc.) explicitly renounce the metaphysical and
systematic claims of concepts, and yet find themselves much further from the
understanding of praxis in the world of men than the supposedly "speculative"
thinkers of German classical philosophy.
As we have already implied, and in contradistinction to "positivism", Kant
sought a solution to at least some of the antinomies of contemplation in the
direction and for the sake of practice. But, and this is crucial, Lukacs interprets
this attempt as a turn inward. We should recallthat Lukacs was quite familiar
with the category of "inwardness" which, he tried to combat already in his
pre-Marxist days, but which constantly reappeared in his writings as the
"solution" of the subject-object problem. Now, in a powerful critique of
Kantian ethics, Lukacs brings together the problem of "inwardness" and that or
reification. In Kant's philosophy, he argues, the quest for a new subjectivity on
the level of practice succumbs to the thing in itself. The formalism of Kantian
ethics does not allow the "internal freedom" of the individual subject to be
externalized, to confront the necessity of he external world. Even worse, the
structure of necessity penetrates the individual subject himself: his psychological
89. Hegel, Lectures on the History of Philosophy, trans, by E.S. Haldane and
F.H, Simpson, (London: Routledge and Kegan Paul) v. 3, p. 448.
90. Kant, Kritik der Reinen Vernunft A 426, B 454 ff. Critique of Pure Reason,
trans, by N.K. Smith (New York: St. Martin's Press, 1965) p. 396 ff.
91. Ibid., A 434, B 462 ff; Smith trans, p. 402 ff.
92. Ibid., A 444, B 472 ff; Smith trans, p. 409 ff. and 415 ff.
93. Ibid., A 462, B 490; Smith trans, p. 422.
Theory of Reification 49
nature obeys external laws and the subject is split into noumenon {thing in
itself) and phenomenon according to the solution (or non-solution) of the third
antinomy.94
The overall validity and coherence of Lukacs' procedure can be easily
illustrated in this context. Through a solid interpretation of Kantian moral
philosophy he is able to show that the destruction of subjectivity in the factory,
the integration of even the worker's psychological being in an alienated
mechanism, is anticipated by the categories of an 18th century moral philosophy
that could conceive of praxis only on an individual and abstract level. This
enables Lukacs to historically examine the categories of praxis that claim to
overcome the destruction of subjectivity. That is, to be able to say something
about the possibilities of future praxis he penetrates the subjective dimension of
the past. Thus, he correctly argues that German classical philosophy did
recognize that it was not enough to discover the "freedom" of subjectivity to
transcend a purely passive, contemplative attitude toward the world. Freedom
must be externalized to become substantial freedom:95 praxis must not remain
indifferent toward the "concrete material substratum of action". 96
It is not a contradiction but a further corroboration of Lukacs' theses that
already in the work of Kant the notion of praxis becomes more concrete in
context of a consideration of history. In spite of the ultimately unresolved
character of the antinomy of internal freedom and external necessity, Kant did
not reduce the external historical world to objectivistic laws of nature. He asks
in his The Strife of the Faculties: "how is history a priori possible? " And his
answer: "if the diviner himself creates and contrives the events which he
announces in advance", is deliberately related to politics.97 In a 1926 paper on
Moses Hess Lukacs stresses the crucial relationship of the concept of praxis to
the methodological task of historicizing the future without naturalizing it. 98
There are a few passages in Kant's work where he clearly grasped this
relationship, i.e. that the future becomes knowable if we are ready to create it.
However Lukacs makes clear that Kant did not attempt to "perfect his system"
through a systematic philosophy of history, but through his philosophy of art.
According to Lukacs, Kant and more specifically Friedrich Schiller, a Kantian,
tried to delimit art as a realm where the subject of action "could be seen to be
the maker of reality in its concrete totality." 99 In Schiller this was even a
conscious attempt to conquer the fragmentation and dehumanization of the
modern era. But Lukacs repeats an earlier argument from his "Subject-Object
Relations in Aesthetics": vis a vis the non-aesthetic world the point of view of a
non-alienated subject-object relation in relationship in art remains abstract and
alienated. Lukacs rejects all aesthetic solutions to the problem of reification for
two fundamental reasons' (1) Within the aesthetic relationship the creation of
the subject of art, of the artist, cannot be posed. (2) Within the aesthetic
dimension the historical relationship, of subject and object is abstracted away.
In Hegelian terms, within the framework of art we cannot understand
concretely the problem of subject and the problem of substance. According to
Lukacs, the notion of the creation of the subject is first posed by Fichte; for
Kant the subject and the categories were given. But the object world as Lukacs
showed us continues to resist the eternal categories of an eternal Kantian
subject. And this means that the gulf between subject and object remains
unbridgeable. In Fichte's philosophy, claims Lukacs, there is a drastic reversal.
Fichte postulates an identical subject-object from which and by which,
according to the original claim of rationalism, all of reality, including the
empirical split between subject and object, can be synthesized. This identical
subject-object must be forged through activity.100 In Fichte this problem is
posed epistemologically and ahistorically, although he does contribute to a
historical solution by no longer limiting subjectivity to the individual ego. In his
paper on Moses Hess, Lukacs claims that "in spite of its contemplative
terminology, Hegel's Logic is more practical than Fichte's". 101 This brings to
Lukacs' consideration of Hegel's discovery of the historical dialectic.
Hegel's Logic, according to Lukacs, represents an attempt to ground the
movement of concepts in the dynamic of the concrete totality of existence.102
This dynamic was presented in Hegel's Phenomenology as substance becoming
subject. If the dialectical method is to overcome all ossified antinomies (and as
Hegel remarks: there are antinomies everywhere),103 then it must first retrace
the genesis and creation of the subject of this overcoming. But second, the
genesis of the subject becomes concrete only if the substance that is the dynamic
source of this genesis, the substance that will become the object of the subject is
uncovered. In Hegel history turns out to be this substance both as source and as
object.104 The historical process both produces and is produced by the subject.
This is how Lukacs interprets the famous demand to grasp and express "the true
not only as substance but also as subject." 105
As soon as the historical dialectic, the "dialectical identity," of subject and
object is discovered, the discovery demands further concretization: "to
comprehend this unity [the unity of subject and object] it is necessary . . . to
exhibit concretely the "we" which is the subject of history, that "we" whose
action is in fact history. 106
107. Lukacs tends to disregard the Hegelian notion of the great individual (that
also reappears in Max Weber). This is not unjustified because in Hegel's
Philosophy of History the great individual is ultimately instrument. But we must
also remember that all human agencies ultimately turn out to be instruments in
Hegel. Cf. Philosophy of History, trans, by J. Sibree (New York: Dover, 1956),
pp. 29ff.
108. Hegel, Philosophy of History, pp. 73-74.
109. Ibid., p. 78.
110. Lukacs, History and Class Consciousness, p. 149.
52 TELOS
111. I owe this point to a criticism of the first draft of this paper by Agnes
Heller. Cf. her unpublished manuscript "Theory and Praxis, and Human Needs."
112. Maurice Merleau-Ponty, "Pravda" (an essay translated from the 1965 Les
Aventuresde la Dialectique) Telos No. VII (Spring, 1971), p. 117.
Theory of Reification 53
with a prior knowledge of the subject-object of history, but with the analysis of
the abstract categories of political economy, i.e. with the critique of capitalist
immediacy. We are not denying that a concept of revolutionary praxis is implicit
in Capital, but given the problem that no theory of revolution, or of
revolutionary subjectivity emerged from the unfinished critique of political
economy, and given the transformation of Marxism into economic determinism
by an increasingly conservative Social Democracy, we can easily understand the
motivation for explicitly reintroducing the notion of praxis (and that of the
unity of theory and practice) in terms of the proletariat as the subject of history.
One can indeed legitimately derive from the immediacy of reification a
subject-object split that is the function of a given social order. But it is not so
obvious that, given this starting point, an identical subject-object of social and
political praxis c an be easily (or at all) synthesized. The conceptual dangers in
this context are serious. If one disregards the problems of concrete syntheses, of
one presupposes that the identical subject-object already exists (at least in itself),
and that it can be sociologically described, then history no longer can have
secrets for us. Indeed, as Lukacs charged against Hegel's absolute subject, history
no longer exists at the moment its agent is completely known.
The point of view just outlined has been the basis of some of the most
penetrating critiques of Lukacs' History and Class Consciousness. Jiirgen
llabermas, e.g., argues that the "Neo-Hegelian" notion of the class as such , the
class as the identical subject-object or the absolute subject of history, makes the
actual historical process impenetrable, and despite all of Lukacs' intentions,
deterministic. Or rather, Lukacs' conception of history becomes deterministic,
and this deterministic theory cannot contribute to the liberating unity of theory
and practice. The "existence" of an absolute subject all for no contingencies; the
"vision" of an absolute subject is blind to contingencies. In either case Lukacs'
concept of "objective possibility" turns into "objective necessity."113 Indeed,
Istvan Mes/aros, a defender of Lukacs' concept of class-consciousness, recently
claimed that "an objective possibility which is not formulated in terms of an
actual historical necessity is neither objective nor possible."114 Yet we don't
have to live with a deterministic argument to show that Habermas is only
partially right in his critique of History and Class Consciousness. The notion of
the identical subject-object, and that of class (self) consciousness understood as
the self-consciousness or the imputed (zugerechnet) consciousness of the
identical subject-object, remain problematic. The already suggested dangers of
positing an identical subject-object arc complemented by further conceptual
difficulties. The existence of natural resistance to historical projects, the
interpenctration of natural objects that "know no subject" with social objects,
and the continuous and necessary human process of self-objectification, all
imply that no historical subject can be fully identical to the objects of his
113. Jiirgen llabermas, Theorie und Praxis, third ed., (Berlin and Neuwied:
Luchterhand, 1969), p. 320 and p. 322.
114. Istvan Meszaros, "Contingent and Necessary Class Consciousness" in
Aspects of History and Class Consciousness, ed. by Mes/.aros, (London:
Routledgeand Kegan Paul, 1971), p. 115.
54 TELOS
115. Cf. Wilhelm Reich Was ist Klassenbewusstsein (Paris, Zurich, Copenhagen:
Verlag fiir Sexualpolitik, 1934), pp. 5ff; and Marcuse, "Zum Problem der
Dialektik," op. cit.
116. See for example Markus Marxizmus es "antropologia,"; Vajda "Objektic
term6szetkep es tarsadalmi praxis". Of course the publication of Lukacs' Zur
Ontologie des Gesellschuftlkhen Seins will be of the greatest importance in this
context.
117. Lucien Goldmann "Reflections on History and Class Consciousness" in
Aspects oj History and Class Consciousness, pp. 73 ff.
118. Lukacs, History and Class Consciousness, pp. 202-203, cf. Korsch,
Marxismus und Philosophie, p. 134f.
Theory of Reification 55
127. Ibid., pp. 149-150. Thus, at least in one context, the analysis of the
proletariat is given a critical form. It is not assumed that the proletariat in its
present is revolutionary, or that its lack of consciousness is a result of mere
deception.
128. Ibid., pp. 70, 79 and 164.
58 TELOS
nature." 131 Thus the quality-quantity relationship turns out to be a special case
of the essence-appearance dialectic. It is worth maintaining that here Lukacs'
analysis corresponds to Husserl's defense of the phenomenological Lebenswelt
against naturalistic quantification. But in Lukacs quantification is an element of
capitalist rationalization, hence it is by no means only a scientific falsification of
reality. His analysis of labor-time makes his critical perspective clear. It is
perfectly rational for the capitalist to treat labor time, its increase and decrease,
as a merely quantitative problem. The worker too may (or even must) think of
labor time and its wage "equivalent" this way. But in all aspects of his every day
life he is affected by all changes in his labor times qualitatively. Labor time is
"the determining form of his existence and as a human being." 132 The worker's
labor time is indeed integrated into the objective side of production, but it can
never become for the worker wholly quantitative. This means that the worker
alone recognizes something qualitative on the object side. This does not change
his alienation, but it has made one aspect of it conscious. Lukacs builds the
objective possibility of a break through reification on this necessary minimal
consciousness of alienation. He argues that the worker's minimal consciousness
of a qualitative aspect of the commodity labor time represents the beginning of
the dissolution of the fetishistic forms. In this commodity the worker can
recognize himself and his being dominated by capital. This recognition is the
self-consciousness of one commodity at least; the "substance" of capitalist
society thus begins to be for itself. Lukacs furthermore argues that when
self-consciousness is added to the commodity structure, "when the worker
knows himself as a commodity," this self-consciousness, this knowledge "brings
about an objective structural change in the object of knowledge. " 1 3 3 Let us
recall Engels' argument (Lukacs clearly has this in mind) that the "laws" of
history are operative because of the unconsciousness of the historical agents. The
very plausible converse of this is that the beginning of consciousness begins to
make these laws inoperative. Lukacs also puts this another way. The addition of
self-consciousness to the commodity structure is an objective change in the
commodity structure. It is the first complete objectification of the special nature
of labor as a commodity. The abstract labor component still appears as a thing
but now the human, (qualitative) component, the source of surplus value,
appears as the beginning of consciousness.
Marx located the secret of the reproduction of capital in the "special
character" of labor power as a commodity. Labor creates more use values than is
needed to sustain the existence and reproduction of the laborer. On the other
hand, the exchange value of labor power is defined by (at least as a lower limit)
the subsistence needs of the laborer. Thus labor power, when exchanged for
wages, provides an increment of use value for social needs, and an increment of
exchange value for the buyer of labor power, the owner of capital. This is the
case even when wages are defined by an upward limit governed by the variables
of rising productivity, a more or less constant profit rate, at times a limited
supply of labor, and the class struggle of workers. Thus labor power has a
creative, qualitative use value, but under capitalism this creativity takes the form
of a quantitative value expansion (M-C-M) from the exchange value of labor
power to the exchange value of the commodities labor power produces. Marx's
discussion of the problem of the working day begins with a definition of the
value of labor power only in terms of the subsistence needs of the worker (which
is, however, defined historically). Yet, the rate of exploitation (surplus
value/wages or surplus labor/necessary labor) cannot be immediately derived
from the value of labor power. The rate of exploitation has a minimum limit at
zero - but this is impossible of course under capitalism. One maximum limit, on
the other hand, is set by the number of hours that worker is able to work. The
capitalist, wanting the maximum use value out of the commodity (labor power)
he bought, tends to demand the maximum limit. The worker, who must consider
"the healthy, normal use" of his "commodity" if he wants to be able to
maintain himself and his family over a long period of time, will tend to demand
a significantly lower rate of exploitation i.e. a shorter workday.134 Marx goes
on to argue that between these rival claims, both justified from their own points
of view, only force can decide. Thus, he deduces the class struggle from the
special nature of labor as a commodity.135
Lukacs' discussion of the problem of labor time explicitly follows the overall
structure of Marx's model. Yet, there is a crucial difference. Lukacs also wants to
get from the problem of the work day to the class struggle. However, his analysis
implies, very likely unintentionally, that from the point of view of early
twentieth century politics Marx's discussion has a tendency if taken only
abstractly and dogmatically to culminate only in a trade union struggle and not
in praxis directed at the totality of bourgeois society. Of course the problem of
labor time remains intrinsically more fundamental than that of wages. But even
from the struggle over labor time we cannot mechanically derive revolutionary
consciousness. Thus, Lukacs feels obligated to add one additional dimension to
the analysis. As we have seen, even under the veil of quantification the worker
can become (and in our minimal sense, must become) conscious of the
qualitative aspect of labor. In the absence of this consciousness, Lukacs argues,
"the special nature of labor as a commodity.. . acts as an unacknowledged
driving wheel in the economic process". But he has already explained that with
the advance of capitalist reification the total reduction of the worker to object
implies the beginning of self-consciousness. This does not yet mean that
something can be done about transforming the capitalist system. It does mean
that the objective possibility of overcoming is added to the immediacy of the
social existence of the worker as object. If the qualitative, living core of one
fetishized quantitative relationship is made conscious, is revealed, then according
to Lukacs, it becomes possible to recognize the fetish character of all
commodities, and to penetrate to the human, social foundations of all of the
reified structures of capitalist society.136 But this recognition, "the
of our theory and praxis. This stress on totality enables Lukacs to argue that the
real, objective dynamic of history can be understood. Objective possibility is
objective only in the context of this understanding. However, in Lukacs, as in
Weber, the category of objective possibility is an attempt to deal with the
problem of the subjective dimension. History, for Lukacs, has laws ultimately
because of the unconsciousness, "false consciousness" of the historical actors.
False consciousness is the function of being lost in the immediacy of the given,
the abstract, the partial. Objective possibility means a break in the structure of
necessity, but for Lukacs this break can be meaningful only when theory and
consciousness is directed toward the totality of society: "by relating
consciousness to the whole of society it becomes possible to infer the thoughts
and feelings which men would have in a particular situation if they were able to
assess both it and the interests arising from it in their impact on immediate
action and on the whole structure of society." 142 Thus theory first understands
the dynamic of society which is implicit in the possibility of the historical actors
themselves becoming conscious of this dynamic. Dialectical theory establishes
the relationship of the historical actors to society as a whole, and because theory
arises from and interacts with the historical dynamic its mere existence already
represents the objective possibility of consciousness becoming practical. Thus,
the second crucial difference between Lukacs' and Weber's categories of
objective possibility is that Lukacs orients his category toward praxis. But this
implies the third main difference: Weber examines the possibilities of the past
for the sake of the cognitive interests of the present while Lukacs seeks to
interact with the possibilities of the present for the sake of future praxis: "As
long as man concentrates his interest contemplatively upon the past or future,
both ossify into alien existence. And between the subject and the object lies the
unbridgeable 'pernicious chasm' of the present. Man must be able to
comprehend the present as becoming. He can do this by seeing in it the
tendencies out of whose dialectical opposition he can make the future." 143
The transformation of the category of objective possibility is presented by
Lukacs in the context of a theory of praxis. But, a "theory of praxis" obviously
cannot "make" the future. It becomes a moment of praxis itself only when it
becomes a "practical theory" and this is only possible when theory "has become
part of the consciousness of the proletariat and had been made practical by it."
Objective possibility can be realized only by the praxis of the possible subject of
historical transformation. On the other hand the reverse is also true. Praxis is not
possible without theory. Lukacs identifies three necessary moments of praxis:
(1) praxis must arise from the immediacy of the given society; (2) consciousness
and praxis are inseparable in the context of any attempt to transform the
objective possibility of praxis into its reality. That is, the dynamic of immediacy
must be both comprehended and acted upon; 144 and (3) given the class struggle,
praxis must appear as force. (The immediacy of the class-struggle is derived by
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