Beruflich Dokumente
Kultur Dokumente
Hoffmann as Literary
Historicists of Music
Author(s): Steven Paul Scher
Source: The Journal of English and Germanic Philology, Vol. 75, No. 4, [E. T. A. Hoffman
Today] (Oct., 1976), pp. 492-502
Published by: University of Illinois Press
Stable URL: https://www.jstor.org/stable/27708080
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TEMPORALITY AND MEDIATION: W. H. WACKENRODER
AND E. T. A. HOFFMANN AS LITERARY HISTORICISTS OF
MUSIC
*For initial orientation see Warren Dwight Allen's Philosophies of Music History. A Study
of General Histories of Music 1600?1960 (New York, 1962).
492
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Temporality and Mediation 493
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494 Scher
music.4 Apart from heated debates on applicable terminology and
problems of definition uncannily familiar from other disciplines, the
discussion centers on major trends and events reflecting growing
preoccupation with older music such as the early nineteenth-century
Palestrina renaissance and Bach revival, Mendelssohn's legendary
1829 performance of Bach's St. Matthew Passion, and the launching
after 1820 of the so-called "historical concerts" all over Europe, in
addition to which there were more and more organized concerts de
voted exclusively to the music of an emerging canon of great compos
ers of the last eighty years, above all Bach, H?ndel, Gluck, Mozart,
Haydn, Beethoven, and Weber.5 The growing sense of history on the
part of nineteenth-century composers is likewise of recent scholarly
interest.6 Louis Spohr's Sixth Symphony of 1839, entitled Historische
Sinfonie im Styl und Geschmack vier verschiedener Zeitabschnitte, constitutes
perhaps the most striking document attempting to integrate a pro
nounced historicist attitude into an actual piece of music. Preoccupa
tion with the historical method of inquiry is here effectively translated
into musical practice. Spohr's obsession with chronology and his
strictly diachronic imagination become apparent in the titles assigned
to the individual movements: "Erster Satz: Bach-H?ndelsche Periode,
1720; Larghetto: Haydn-Mozartsche, 1780; Scherzo: Beethovensche,
1810; Finale: Allerneueste Periode, 1840." Not surprisingly, Spohr's
Concertino for orchestra?also composed in 1839?consists of two
movements and bears the title: Sonst und Jetzt. Finally, in the area of
music history proper, more and more critical light is being shed on
the work of nineteenth-century historiographers of music like
Raphael Georg Kiesewetter, Carl von Winterfeld, August Wilhelm
Ambros, Fran?ois-Joseph F?tis, and some later authors.7
Reading in what seems to be the only book so far on the history of
musical historiography claiming comprehensiveness, Warren Dwight
Allen's Philosophies of Music History. A Study of General Histories of Music
1600-1960 (first published in 1939 and reissued in 1962), I came
across the following overstatement:
4See esp. Walter Salmen, ed., Beitr?ge zur Geschichte der Musikanschauung im ig. Jahr
hundert (Regensburg, 1965) and Walter Wiora, ed., Die Ausbreitung des Historismus ?ber
die Musik (Regensburg, 1969).
5Cf. Monika Lichtenfeld, "Zur Geschichte, Idee und ?sthetik des historischen Kon
zerts," in Wiora, pp. 41-53.
6Cf. Erich Doflein, "Historismus in der Musik," in Wiora, pp. 9-39.
7Cf. Bernhard Meier, "Zur Musikhistoriographie des 19. Jahrhunderts," in Wiora,
pp. 169-207.
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Temporality and Mediation 495
No musicological research worthy of the name was carried on from For
kel's history in 1788 to Kiesewetter's in 1834?roughly equivalent to the
period of Beethoven's creative life.8
8Allen, p. 85.
9Charles Burney, A General History of Music from the earliest ages to the present period, 4
vols. (London, 1776-1789); John Hawkins, A General History of the Science and Practice of
Music, 4 vols. (London, 1776); Ernst Ludwig Gerber, Historisch-biographisches Lexikon der
Tonk?nstler (Leipzig, 1790?92); and Heinrich Christoph Koch, Musikalisches Lexikon
(Leipzig, 1802).
10M. H. Abrams, The Mirror and the Lamp: Romantic Theory and the Critical Tradition
(N.Y., 1953), p. 50.
xlFor a detailed discussion see Steven P. Scher, Verbal Music in German Literature (New
Haven and London, 1968), pp. 156-59.
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496 Scher
temporal experience for the individual works themselves. Far from
being merely ephemeral, time-bound modes of aesthetic perception,
the types of historical consciousness inherent in Romantic attitudes
toward music proved paradigmatic for theorists and historians of
music throughout the nineteenth century. Two prominent Romanti
cists occupy key positions in our context: W. H. Wackenroder and E.
T. A. Hoffmann; I find the interplay of historicism and musical
aesthetics as reflected in their views particularly illuminating. The
choice of these two authors is appropriate, I believe, since both pos
sessed a high degree of competence in musical matters, unlike Tieck,
Novalis, Schelling, and the Schlegels, who nevertheless did not hesi
tate on occasion to include music in their aesthetic theorizing. Though
not concurrently, both Wackenroder and Hoffmann studied with
Johann Friedrich Reichardt, a leading musical personality of the
period and a storehouse of historical information, albeit superficial.
Wackenroder attended Johann Nikolaus Forkel's lectures in G?t
tingen, was intimately familiar with Forkel's two-volume history of
music, and could conceivably have become a professional musician
himself, had he not died at the age of 24 in 1798.12 Hoffmann's
musical credentials, of course, have long been established beyond
question: he was a composer of considerable merit and?with his
unsurpassed blend of professional expertise, poetic imagination, and
writing skill?the founder of modern music criticism.13
Although their ideas about music and music history were in many
ways similar, ultimately Wackenroder and Hoffmann may be re
garded as representing two different approaches which prove to be
not only characteristic of the early stages of musical historicism but
are also easily traceable in the ideology behind later manifestations of
musical aesthetics and historiography.
What are some of the views they share? First of all, they believe
with Novalis that the world must be romanticized in order to regain
the original sense of harmony. Thus, like most Romantic thinkers,
Wackenroder and Hoffmann firmly endorse a larger scheme of his
tory, consisting of three periods: (1) the original state of innocence
and equilibrium, characterized by the gentle rule of poetry over
the human condition. What follows is (2) a process of depoetization
which they experience in their desolate present as a loss of ideal
values, an inescapably time-bound state of being. The final period,
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Temporality and Mediation 497
14Cf. Walter Wiora, "Die Musik im Weltbild der deutschen Romantik," in Salmen, pp.
11-59
15Robert Schumann, Neue Zeitschrift f?r Musik (Leipzig), n (1835), 3.
16Wilhelm Heinrich Wackenroder, Werke und Briefe, ed. Friedrich von der Leyen
(Jena, 1910), 1, 156-62. The quotes from this tale in the subsequent paragraph are
taken from these pages.
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498 Scher
Wheel of Time disappears, together with the Saint's earthly frame. A
phantom of angelic beauty is seen ascending "in tanzender Be
wegung" out of the cave into the sky; and it appeared to the lovers
that they were beholding the "Genius der Liebe und der Musik."
The Oriental setting intimates symbolic, universal dimensions, and
the immediately obvious tripartite structure allows for an interpreta
tion of Wackenroder's tale as a variation of the familiar triadic con
ception of history in which the problem of temporality and Romantic
notions of time-consciousness and self-consciousness are inextricably
intertwined with the idea of music as a redemptive, metaphysical
force.17 Accordingly, I discern three distinct modes of temporal con
sciousness. First, we have the situation of the herb gatherers and wood
cutters for whom the experience of time is totally unproblematic. As
they are independent of time-consciousness, their human condition
can be described as an unmeditated and therefore un-self-conscious
state of being-in-time. Unaware of their own historicity, they exist in a
state of blissful timelessness, as it were, which assures for them an
illusion of freedom. The second mode is represented by the naked
saint for whom time becomes a problematic, inescapable notion to
such an overpowering extent that his self-consciousness becomes con
fined to his time-consciousness: he can no longer conceive of reality
except in terms of his awareness of being-in-time. A captive of time,
he is totally paralyzed by the sense of his own historicity. The third
mode offers the only solution for the saint's existential dilemma: rec
onciliation between self-consciousness and time-consciousness which
is possible only through the combined redemptive power of love and
music. A means of salvation and liberation, music is seen by Wacken
roder as a corrective measure, a unique temporal system which is ca
pable of superseding the rigid monotony of time's rhythmic structure
by shaping it into music's own rhythmic structure of infinite variety.
The implication is clear, however, that such a metaphysical operation
restoring the lost sense of freedom to the human condition can be
conceived only in a realm beyond time and history, in the realm of
music which Wackenroder elsewhere calls "das Land des Glaubens."18
Novalis proclaims the need for a "romanticization" of the world;
Wackenroder calls for "musicalization" and means the same.
Wackenroder's conception of temporality and the historical process
17For recent critical literature on this tale see esp. Elmar Hertrich, Joseph Berglinger.
Eine Studie zu Wackenroders Musiker-Dichtung (Berlin, 1969), pp. 163-92, and Klaus
Weimar, Versuch ?ber Voraussetzung und Entstehung der Romantik (T?bingen, 1968), pp.
63-71.
18Wackenroder, 1, 164.
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Temporality and Mediation 499
19Wackenroder i, 182.
* 20Quoted in Abb? Daniel, Rapport sur le concours ouvert pour l'?loge de Choron (Paris,
1845), P- 2.
21 A. F. J. Thibaut, ?ber Reinheit der Tonkunst (Heidelberg, 1825), p. 95 and p. 83.
22E. T. A. Hoffmann, "Alte und neue Kirchenmusik," in Hoffmann, Schriften zur
Musik. Nachlese, p. 216.
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500 Scher
theory as well as in compositional and performance techniques. Be
cause he invariably commences his reviews with short historical
sketches combined with critical reflections on the respective musical
genres, he not only places the analyzed works in a historical
framework, but also paves the way for their future reception. His
pioneering review essays between 1810 and 1814 in the Allgemeine
musikalische Zeitung on Beethoven's Fifth Symphony, the two Piano Trios
op. 70, the Coriolanus overture, the Egmont music, and the C-Major
Mass, for example, were in large measure responsible for the com
poser's subsequent image as a quintessentially Romantic artist. It is
less well known that Hoffmann also had a considerable share in break
ing ground for the Palestrina and Bach revivals. His influential pro
nouncements, admittedly based more on a healthy critical instinct
than on an extensive knowledge of the actual works by these past mas
ters, must be seen in the proper context of contemporary intellectual
currents. It is instructive in this respect to trace the tortuous history of
the familiar comparison of Bach's music to the Strassburg cathedral, a
comparison usually attributed to Hoffmann. In 1782, Reichardt was
the first to cite Goethe's 1772 essay "Von deutscher Baukunst" in
connection with his efforts to substantiate Bach's greatness.23 No
doubt inspired by Reichardt's text, as well as by Wackenroder's piece
entitled "Die Peterskirche" in the Phantasien ?ber die Kunst of 1799,
Hoffmann in 1814 combines the disparate sources in one striking
thought:
Sebastian Bachs Musik verh?lt sich zu der Musik der alten Italiener
ebenso, wie der M?nster in Stra?burg zu der Peterskirche in Rom.24
And in 1821 Carl Maria von Weber adds the universalizing touch by
directly equating Bach's "Grossartigkeit, Erhabenheit und Pracht"
and "k?nstliche kontrapunktische Verflechtungen" with a "wahrhaft
gotischen Dom der Kunstkirche"25: the image has now become an
expression of affinity between specific musical and architectural
styles. This simple example may serve to illustrate the powerful role
that transmutation and assimilation of intellectual property, involving
a genuine interp?n?tration of the various arts, assumed in shaping
historical consciousness.
The clearest and most significant expression of Hoffmann's con
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Temporality and Mediation 501
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502 Scher
must also assimilate and make creative use of innovative contempo
rary practices.
Even from this brief discussion, I hope it has become apparent how
differently Wackenroder and Hoffmann viewed the interaction be
tween music and history and how each in his own way prepared the
ground for major interpretive trends of modern historicism in music.
Accordingly, I suggest that we term Wackenroder a visionary histori
cist of temporality and Hoffmann a critical historicist of mediation.
That Hoffmann must have been aware?and also somewhat afraid?
of the modernity of his own mediating historical perspective is evident
in the reserved concluding paragraph of "Alte und neue Kirchen
musik," which is curiously out of tune with the rest of his essay. Sud
denly he lapses back into a Wackenroder-like rhetoric of temporality
that sounds an unexpectedly hesitant note:
Immer weiter fort und fort treibt der waltende Weltgeist; nie kehren die
verschwundenen Gestalten, so wie sie sich in der Lust des K?rperlebens
bewegten, wieder: aber ewig, unverg?nglich ist das Wahrhaftige, und
eine wunderbare Geistergemeinschaft schlingt ihr geheimnisvolles Band
um Vergangenheit, Gegenwart und Zukunft. Noch leben geistig die
alten, hohen Meister; nicht verklungen sind ihre Ges?nge: nur nicht
vernommen wurden sie im brausenden, tobenden Ger?usch des aus
gelassenen, wilden Treibens, das ?ber uns einbrach. Mag die Zeit der
Erf?llung unseres Hoffens nicht mehr fern sein, mag ein frommes
Leben in Friede und Freudigkeit beginnen, und die Musik frei und
kr?ftig ihre Seraphsschwingen regen, um aufs neue den Flug zu dem
Jenseits zu beginnen, das ihre Heimat ist, und von dem Trost und Heil
in die unruhvolle Brust des Menschen hinabstrahlt.28
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