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J Mater Cycles Waste Manag

DOI 10.1007/s10163-013-0191-0

ORIGINAL ARTICLE

Potential e-waste generated from households in Indonesia


using material flow analysis
Pertiwi Andarani • Naohiro Goto

Received: 12 September 2012 / Accepted: 22 August 2013


Ó Springer Japan 2013

Abstract Waste of electronic and electrical equipment Introduction


(e-waste) generated in Indonesia is expected to increase
due to high growth of the Indonesian economy and fast In the early part of Indonesia’s economic development,
development in technology. As Indonesia has not yet had electronic and electrical equipment (EEE, or referred to as
specified criteria on e-waste, in this study, e-waste is e-product throughout this paper) were considered as luxu-
defined as any obsolete or unwanted electronic and elec- rious and unaffordable things for middle-lower income
trical equipment that is introduced into the recycling and people. However, due to rapid industrialization, Indone-
disposal process. The objective of this study is to estimate sia’s economy has been growing rapidly during the last
the e-waste generated in Indonesian households using the decades. At 4.6 % real GDP (gross domestic products)
method of material flow analysis. The amount of generated growth in 2009, Indonesia was ranked third highest in the
e-waste could be used for constructing an e-waste recycling Group of Twenty (G20), after China and India [33]. With
management system in Indonesia. E-waste materials that the fast development of technology, not only is there a
need to be treated could be known. In this study, some wide range of e-product choices, but the prices also
types of equipment, such as television, washing machine, become more affordable. As e-product use is booming, the
refrigerator, personal computer, and mobile phone, were amount of waste of electronic and electrical equipment
chosen to be tracers. Using the modified material flow (WEEE, or referred to as e-waste throughout this paper)
analysis model proposed by Steubing et al. (Waste Manage will also increase significantly. High technology develop-
30:473–482, 38), the potential e-waste that was generated ment will also accelerate the obsolescence rate, resulting in
from households was estimated. The total estimated accu- e-products being discarded before the end of their physical
mulation of generated e-waste from households in 2015 lifetime.
and 2025 is about 285,000 and 622,000 tonnes, respec- Although e-waste is an emerging global issue, to date it
tively. If a proper recycling system was in place, a new is not a common term for many Indonesians [30]. More-
source for valuable materials recovery would be created, as over, currently, there is no specific regulation regarding
well as protecting the environment and health. e-waste; hence, national regulations have not identified
e-waste terminology. E-waste can be only considered as
Keywords E-waste generation  Material flow hazardous waste if it contains hazardous substances. The
analysis  Household  Indonesia Ministry of Environment, as the authority of national
environmental management involving waste management,
has raised concerns relating to this issue to the national
P. Andarani  N. Goto (&) level, including addressing its associated problems [30].
Department of Environmental and Life Science, Toyohashi
The term e-waste is used to describe old, end-of-life or
University of Technology, 1-1 Hibarigaoka, Tenpaku-cho,
Toyohashi, Aichi 441-8580, Japan discarded appliances that use electricity. It includes com-
e-mail: goto@ens.tut.ac.jp puters, consumer electronics, mobile phones, etc., that have
P. Andarani been disposed by their original users. As Indonesia has not
e-mail: andarani@gmail.com yet had specified criteria on e-waste, in this study, e-waste

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is defined as any obsolete or unwanted electronic and Aizawa et al. [1] assessed the Japanese system for recycling
electrical equipment that is introduced into the recycling home electrical appliances and discussed future perspec-
and disposal process. Formal recycling of e-waste using tives by examining the material flows of the appliances,
efficient technologies and facilities is rare; therefore, recycling technologies, development of eco-design, and
e-waste is managed through various low-end management management of substances of environmental concern.
alternatives, such as disposal in open dumps, backyard Estimation of present and future quantities of e-waste in
recycling, and disposal into the environment, such as sur- each specific case has been assessed by Matthews et al. [29],
face water, landfills, etc. As in other countries such as Peralta and Fontanos [36], Steubing [37], Steubing et al.
Nigeria [32], limited funding has also caused significant [38], and Yang et al. [45]. A market supply method was
impediments to the effective management of toxic wastes. implemented through their studies by using actual sales
In Indonesia, it is generally difficult to find any e-waste data. They used assumptions, expert interview, and surveys
dumped in official final disposal sites or landfills [42]. for the percentages of obsolete equipment being reused,
Economic hardships are forcing thousands of impoverished recycled, stored, and landfilled; lifespan of equipment; and
people to make a living scavenging electronic waste, thus sales growth rates. Steubing [37] and his team’s later
exposing themselves to health hazards. Old electronic research in 2010 [38] particularly distinguished first users,
goods that are already obsolete and unwanted are thrown consisting of household, government, and business sectors.
into waste open dumps along with other waste, then the Other than actual sales data, Liu et al. [26] estimated the
discarded goods are picked up by scavengers, who sell annual total possession amount of e-product by using
them to electronic repair stores or workshop for usable regression equation. Yoshida et al. [47] developed a method
parts. The unusable components are later thrown away of minimizing the total ‘‘error’’ of flows for the material
arbitrarily, polluting the environment and water sources. flow of used PCs in Japan to compare the results from
E-waste needs to be treated properly in order to reduce before and after the introduction of a PC recycling system.
health and environmental risks while ensuring the recovery
of precious metals inside.
Based on a survey conducted by MoE and BCRC-SEA Methodology
in 2007 [30], households are considered to be the largest
consumers of e-products. The objective of this study is to Material flow model description
estimate thee-waste generated in Indonesian households
using the method of material flow analysis (MFA). The The generated household e-product waste (e-waste) will be
amount of generated e-waste could be used for constructing estimated by the MFA model proposed by Steubing et al.
an e-waste recycling management system in Indonesia. [38], with several adjustments. This method was chosen
E-waste materials that need to be treated could be known. because consumer behaviors need to be analyzed until the
In this study, some types of equipment, such as televisions e-products become an ultimate waste. Appliances tend to
(TVs), washing machines (WMs), refrigerators (RFs), pass in and out of use, following a ‘cascade of use’. Many
personal computers (PCs), and mobile phones (MPs), were items are not disposed of by first users, but are redistributed
chosen to be tracers. In this case, an air conditioner was not through reuse. However, the proportion of the first users
considered a primary Indonesian home appliance. How- choosing whether to reuse, store (in this model, called
ever, ongoing growth in the Indonesian economy and the Storage 1), or directly dispose of their obsolete equipment
resulting strong consumer purchasing power is expected to is thoroughly described in transfer coefficient. Each
encourage higher ownership of consumer appliances, activity of reuse, storage, or direct disposal is called a
especially those previously regarded as products of sec- process. In this MFA model, the process could be transport
ondary importance, such as air conditioner [15]. or storage. Because there is the possibility that a second
Material flow analysis is a method used to describe, user might store their obsolete equipment again, second
investigate, and evaluate the metabolism of anthropogenic storage (Storage 2) is also included in the system. The
systems [38]. It is based on the law of the conservation of MFA model illustration is shown in Fig. 1.
matter, so that the flows and stocks of materials can be The goal of material balance is to be able to calculate
controlled by a simple material balance comparing all the material flows and the material in storage at any time
inputs, stocks, and outputs of a process within a system and any point of the system. The processes in this MFA
defined in space and time [8]. model are mainly storage processes, where material
E-waste assessments by using MFA have already been remains in the stock of a process during a specific residence
conducted by several researchers [1, 23, 26, 29, 36–38, 45, time (e.g. television remains for ten years in a household).
46]. Basically, these researchers developed a model that A flow is defined as a transfer of material from one process
simplified the actual material flow of end-of-life equipment. to another [8].

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Fig. 1 Household MFA model of electronic and electrical products higher income, R reuse, S1 storage after 1st use, S2 storage after 2nd
and the system boundary. The indicated abbreviations are the names use, RD recycling and disposal) and flow (F)
of process (C consumption, L households lower income, H households

Lifetime or lifespan is defined as the total time that the According to World Bank [43], the middle class is deter-
product remains at the system boundaries from the retail mined by expenditure of 2–20 USD/day. In this study,
point until the moment when it is sent to the solid waste 15 USD/day income (approximately, in Indonesian
management system; hence, equipment reuse is considered Rupiah, IDR 4,000,000.00) was used to classify the
within the lifetime [4]. It is difficult to determine the actual household, considering that 2 USD/day is too low for a
end-of-life of each e-product item; therefore, it is some- household to purchase e-products. The equation of material
times necessary to make some assumptions based on the balance in the MFA model is based on Steubing’s model
expert interview or questionnaire if the actual data cannot and modified as follows:
be obtained [38]. In this study, the total lifetime of
equipment could be estimated as the total residence time FX;out ðtÞ ¼ FX;in ðt  rÞ
from first user until the equipment reached the recycling FX;out ðtÞ ¼ TCX:Y1  FX;out ðtÞ þ TCX:Y2  FX;out ðtÞ þ   
and disposal process, depending on each pathway. þ TCX:Yn  FX;out ðtÞ
According to Oguchi et al. [34], this definition of lifetime
refers to ‘domestic service lifespan’. where, FX,out (t) is the all flows leaving process X in the
In the MFA model, each process has a certain residence year t, FX,in (t - r), the all flows entering process X in the
time that materials (in this case, e-product) stay in and do year (t - r), where r is residence time, TCX:Yn , the transfer
not flow to other processes. Through a survey conducted by coefficient from process X to Yn, and n, is the counting
online and printed media, the estimated residence time of number of each type of process.
each process was known. The material that stays in the There are some differences between the MFA model
process is called stock, this is where material is stored for a that was applied to this study and the model used by
defined time according to its residence time. Processes are Steubing et al. in 2010 (hereafter, it will be referred to as
linked by flows (mass per time or unit per time). The Steubing’s model). First, in this model, only households are
material will leave a certain process after a defined resi- considered as the first users of e-product, while e-product
dence time. inflow to business and government sectors are neglected.
As described before, the e-waste source chosen for this The household sector is considered to be the largest source
research was from households. It is necessary to classify of e-waste because Indonesia has the fourth largest popu-
consumers based on household economic well-being lation in the world [9]. This assumption was confirmed by
(purchasing power), because there is a quite wide range of the survey carried out by the Ministry of Environment of
disparity of income or wealth in the Indonesian society, Indonesia and BCRC-SEA in 2007 [30]. The term of
with the Gini index at 36.8 [20]. Due to the household ‘Production and Sales’ process in Steubing’s model was
economic well-being disparity, different consumer behav- changed to ‘Consumption’ process, because in this model,
iors were expected. Consumer behavior is a decision- the consumption data originated not only from production
making process of obtaining, using, evaluating, consuming, and sales, but also from shipment of personal computers
and disposing of a product. There are many ways to clas- and total subscribers of mobile phone service providers. In
sify consumer groups; however, in this study, the consumer this model, televisions, refrigerators, washing machines,
groups were divided based on their income into lower- PCs (desktop [DP] and portable [PP]), and mobile phones
middle income and higher-middle income household. were used as tracer equipment for household e-waste due to

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Fig. 2 Total consumption of


electronic equipment and its
prediction. Data source: TV
[13], RF [13], WM [13], DP [2,
3, 18], PP [2, 3, 18], MP [17]

quantitative relevance and high growth rates; whereas Information was obtained from Apkomindo [2, 3]
Steubing’s model used PCs, laptops, Cathode Ray Tube regarding the proportion of desktop and portable PCs sold
(CRT) and Liquid Crystal Display (LCD) monitors as in Indonesia; however, this data was not enough to predict
tracer equipment. the amount sold during 2005–2025. There is some infor-
mation on portable PC penetrating the market in 2003 [2],
Data collection 2007 [3], 2008 and 2009 [3]. Then, for the other years, it
was assumed that the market share of portable PCs
The data needed was collected from various potential increased by 2 % from the year before, based on the IDC’s
sources, both primary and secondary. The total consump- estimation of sales growth for both desktop and portable
tion of e-products obtained from secondary data is shown PCs. Portable PC sales were indeed increasing rapidly due
in Fig. 2. The data input used in this study is based on to their cheap price compared to desktop PCs, particularly
domestic sales data of home appliances from 2005 until for netbooks, whose price was less than 3,000,000 IDR.
2010 [13], PC sales [2, 3], PC shipment [18], subscribers of The prediction of future sales (from 2011 in Fig. 2) data
mobile phones [17], and the results of questionnaires for the years 2011–2025 were determined based on some
conducted both online and via paper-based survey. The assumptions: first, televisions and refrigerators are esti-
survey was conducted from August to September 2011, by mated to be a mature market at rates of 7.5 and 7 %,
standardized questionnaires. The respondents came from respectively; washing machines are still growing until 2020
various locations in Indonesia such as Sumatra, Java, at rate 10 % and stay constant at 7.5 % in 2020 and there-
Kalimantan, Sulawesi, and Papua. Java Island had the after. Future sales of PCs were estimated based on IDC’s
largest number of respondents (164 out of 213 respon- growth rate prediction for emerging markets from 2011
dents). There were fewer respondents from lower income until 2015 [19], then after 2015 it is assumed that this
households than from higher income households (91 and equipment sale is still developing, but with a slower rate. As
122 respondents, respectively). for mobile phone, it is estimated that the growth rate
It is assumed that all televisions, refrigerators, and gradually decreases [17]. In 2016, the growth rate is
washing machines sold were for consumer use (neither for a assumed to be 7 % and that rate is kept until 2025 (for
business nor government). Desktop and portable PC ship- details, Table 1 shows the market growth rates assumption).
ment data for consumer use have been obtained In this study, the flow is calculated in unit of weight so
from International Data Corporation (IDC) [18], and that all of the equipment can be easily compared. Average
the sales from the association of computer entrepreneurs weight of the equipment was used to convert a unit of
in Indonesia [2, 3]. In case of mobile phones, it is equipment into a mass unit based on the estimated weight
assumed that one subscription (ownership) equals one of e-products in developing countries from the United
mobile phone, hence, the number of devices sold in a year is Nation Environmental Program [41], data from Araujo’s
the difference between the total number of subscriptions in study [4], and cited figures from Osibanjo and Nnorom’s
a given year and the year prior. The flows from consumption research [35]. The average of weight can be seen in
to first user were divided by the transfer coefficient resulting Table 2. However, the flows in units of equipment were
from the questionnaire (to lower income households and to also calculated in order to compare these with the results of
higher income households are 44 and 56 %, respectively). mass unit flows.

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Table 1 Market growth


Equipment Market growth assumption (respectively) Source
assumption
Television 7.50 % Assumption
Refrigerator 7% Assumption
Washing 2011–2020: 10 % Assumption
machine 2021–2025: 7.5 %
Desktop PC 2011–2015: 5.2, 3.8, 4.3, 2.8, 2.1 % 2011–2015 [19]
2016–2025: 2 % then decreasing 2 % after each 2 years interval 2016–2025:
assumption
Portable PC 2011–2015: 18.7, 19.8, 23.1, 21.1, 20.8 % 2011–2015 [19]
2016–2025: 18.8 % then decreasing 2 % after each 2 years interval 2016–2025:
assumption
Mobile phone 2011–2015: 14.2, 6.6, 4.7, 9.7, 9.8 % 2011–2015 [17]
2016–2025: 7.5 % 2016–2025:
assumption

Table 2 Average weight of equipment the literature, the transfer coefficients of the reuse process of
the lower scenario have higher values than those of the
Electronic item Average weight (kg) per unit Source
baseline scenario. On the other hand, a pessimistic view has
Television 30 [41] been applied to the upper scenario, where the proportion of
Refrigerator 45 [41] direct disposal is higher (14–16 %) than the other choices.
Washing Machine 40 [4] These values are not so high, considering that it is very hard
Desktop PC 25 [41] to find e-waste in the form of equipment at final disposal in
Portable PC 5 [41] Indonesia. Exact values are stated in Table 4. According to
Mobile Phone 0.1 [35] this table, for the baseline scenario, the value of the transfer
coefficient from household to disposal/recycling process
(4–11 %) is lower than that in Steubing’s model (7–29 %).
Scenarios The value of this transfer coefficient in the model is similar
to Peralta and Fontanos’ [36] assumption (15 %) in the
Some scenarios are necessary to predict e-waste quantities Philippines’ generated e-waste assessment, since both
that are likely to be generated. Three scenarios have been Indonesia and the Philippines are developing countries and
designed for the prediction of e-waste; namely baseline, less equipment being sent to final disposal.
upper, and lower scenarios. Transfer coefficient and resi-
dence time were modified according to the scenario. The Sensitivity analysis
baseline scenario represents the results of questionnaires
(average observed consumer behavior). Two more scenar- Sensitivity analysis is necessary to assess the consequences
ios are used to determine the possible upper and lower of error in the model. This analysis was applied to transfer
limit. The upper scenario predicts that a higher predicted coefficients and residence times by creating two modified
amount of e-waste is generated, which means that this scenarios: transfer coefficient modification and residence
scenario is more pessimistic. On the contrary, the opti- time modification. According to Steubing et al. [38], for
mistic view that e-waste will not be generated in large transfer coefficients, the effect of a 10 % error in each
amounts is described in the lower scenario. transfer coefficient on the generation of e-waste was
Residence times of the upper scenario were designed assessed by the following procedure: a specific transfer
according to literature studies [5, 11, 12, 21, 23, 25, 29, 36– coefficient was increased by 10 % while the other transfer
38]; it has the shortest residence times in each process. coefficients in the same process were decreased by equal
Residence times in the lower scenario were created based shares, in order to preserve an overall sum of all coeffi-
on the same literature studies, but were longer than in those cients equal to 1; for residence times, the effect of a 1-year-
studies, as this scenario represents the lowest probable error on the generated e-waste was analyzed as follows: the
e-waste generation. The values of residence times used in residence time of computer equipment in a specific process
the model are summarized in Table 3. was decreased by 1 year (while the other residence times
In the case of transfer coefficients in the lower scenario, were not changed).
basically, the reuse process has the largest portion, while a The mean deviation for the years 2015–2025 was cal-
flow to direct disposal is the lowest (4–6 %). Referring to culated comparing the generated e-waste of the modified

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Table 3 Residence times (year)


Scenario Baseline scenario Lower scenario Upper scenario
TV RF WM DP PP MP TV RF WM DP PP MP TV RF WM DP PP MP

Low income households 7 7 4 4 3 3 8 10 5 5 4 4 6 7 3 3 2 2


High income households 7 7 5 5 4 3 8 10 6 6 5 4 6 7 4 4 3 2
Re-use 2 1 1 1 1 2 4 4 3 3 3 2 3 3 2 2 2 1
Storage after 1st use 2 2 2 2 2 2 3 3 3 3 3 3 2 2 2 2 2 1
Storage after 2nd use 2 2 2 2 2 2 2 2 2 3 3 2 1 1 1 1 1 1
TV Television, RF Refrigerator, WM Washing machine, PC Personal computer, DP Desktop PC, PP Portable PC, MP Mobile phone

Table 4 Transfer coefficients


Scenario Baseline scenario Lower scenario Upper scenario
From To TV RF WM DP PP MP TV RF WM DP PP MP TV RF WM DP PP MP
(%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%) (%)

Consumption Low income 44 44 40 48 36 42 44 44 40 48 36 42 44 44 40 48 36 42


households
High income 56 56 60 52 64 58 56 56 60 52 64 58 56 56 60 52 64 58
households
Low income Storage 1 29 19 16 31 20 17 20 10 10 25 20 10 45 20 30 25 20 21
households Re-use 66 74 76 65 74 77 75 85 85 70 75 86 40 65 55 60 65 65
Disposal/ 5 7 8 4 6 6 5 5 5 5 5 4 15 15 15 15 15 14
recycling
High income Storage 1 24 18 19 29 25 30 21 10 19 26 22 20 47 22 34 29 26 25
households Re-use 70 75 70 65 69 64 73 84 75 68 72 75 37 62 50 55 58 60
Disposal/ 6 7 11 6 6 6 6 6 6 6 6 5 16 16 16 16 16 15
recycling
Reuse Storage 2 50 50 50 50 50 50 67 67 67 67 67 67 33 33 33 33 33 33
Disposal/ 50 50 50 50 50 50 33 33 33 33 33 33 67 67 67 67 67 67
recycling
TV Television, RF Refrigerator, WM Washing machine, PC Personal computer, DP Desktop PC, PP Portable PC, MP Mobile phone

scenario to the baseline scenario. This deviation between 7 ± 5, 7 ± 5, 4 ± 4, 4 ± 3, 3 ± 2, and 3 ± 2 years,


flow quantities of these scenarios and the baseline scenario respectively. The lifespan of new equipment is represented
in each year is divided by the baseline scenario’s flow by residence time with first users in the model. This survey
quantities; hence, a flow deviation is indicated by per- showed that washing machines and PCs in lower-middle
centage. A mean of those corresponding flow deviations income households have a shorter lifetime in the first use
from the year of 2015 until 2025 was calculated for compared to higher-middle income households. It probably
analysis. indicates that higher-middle income households tend to
buy more long-lasting washing machines and PCs com-
pared to lower-middle income households. It should be
Results and discussions noted that in Indonesia, there are informal PC assemblers
who produce PCs at more affordable prices, without quality
Survey results assurance. However, the standard deviations of this data
are quite high, so the uncertainties associated with this
Based on the survey (213 responses), the lifespan of new survey is high. Although scenarios are developed to esti-
equipment such as televisions, refrigerators, washing mate possible upper and lower limits in the model, more
machines, desktop PCs, portable PCs, and mobile phones respondents are needed in a future survey.
for middle-higher income households are 7 ± 5, 7 ± 4, As for determining transfer coefficient, the respondents
5 ± 4, 5 ± 3, 4 ± 2, and 3 ± 2 years, respectively. chose one or more options regarding the treatment of
Meanwhile, for middle-lower income households, they are obsolete equipment (e.g. donating, selling, storing, and

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disposing). Therefore, the data produced from this survey pathway (see Table 5). The longer residence time, the later
are not ordinal, but the overall percentage of respondents’ the results will come out. An example probably will make
decisions. this explanation easier to understand: in the baseline sce-
Respondents made some suggestions regarding pro- nario, the refrigerator (which has the longest residence time
spective e-waste management. There should be a regulation among all of the equipment) has 10 years of total lifespan
and concern about e-waste from the government. It is in order to generate stock in the recycling and disposal
important to enforce the regulation of municipal solid process from all pathways, so the refrigerator will become
waste segregation. Respondents also suggested that the an ultimate waste after 10 years. The obtained data of
recycling system should not overburden consumers; refrigerator sales are only from 2005 until 2010, so the
instead, the producers are the one who should take refrigerator sold in 2005 is estimated to become a waste in
responsibility for their products (by applying an extended 2015. Therefore, the results are presented from 2015 until
producer responsibility (EPR) approach). A public–private 2025, in order to easily compare quantities among
partnership institution could be established to manage equipment.
e-waste in Indonesia. In addition, reducing consumption of Through Fig. 3, which represents the estimation of
new electronic devices was suggested by respondents. The generated e-waste by every scenario, deviation between
alternative actions on the e-waste management system those scenarios could be determined. The principal reason
should not be based on the survey alone, but also on other for the difference in the predictions of the three scenarios is
criteria that determine the feasibility of its implementation the different average life span that results from the specific
(such as existing e-waste recycling, market size, available settings of residence times and transfer coefficients. Lower
technology, etc.). This study also addresses the preliminary scenario gave the optimistic view that the amount of
considerations of such a system in a general discussion (see e-waste will be greatly reduced by reuse at various rates.
‘E-waste: problems and its current management practice in The deviation between baseline and the lower scenario was
Indonesia’ subsection). It is necessary to carry out a 7.96 % in 2015 and 26.81 % in 2025, while in 2015 and
detailed investigation regarding this issue in the future. 2025, it was 1.98 % and 7.49 %, respectively. This devi-
ation increased because, it is assumed that the market is
E-waste generation always growing, causing larger deviation between baseline
and other scenarios in the future. The deviation between
The total e-waste generation based on scenarios can be the baseline and upper scenario will be explained in the
seen in Fig. 3. The total estimated accumulation of gen- next paragraph.
erated e-waste from households in 2015 and 2025 is According to Fig. 3,the baseline scenario is really sim-
285,000 tonnes and 622,000 tonnes, respectively. The total ilar to the upper scenario in the early stage of generated
e-waste in 2025 is predicted to be more than twice as large e-waste estimation. From the questionnaires, the residence
as that in 2015. Based on the MFA model of this study, time of reuse was not long enough and even not so realistic,
total e-waste generated (2015–2025) was estimated to be because the duration of reuse was only one to two years for
3.75–4.98 million tonnes. It is necessary to note that due to all of the equipment. Even in 2017, the waste of televi-
a lack of consumption data, the obtained results were only sions, refrigerators, and mobile phones according to the
from 2015, because the model could only estimate the baseline scenario is larger than for the upper scenario. The
e-waste being generated in a certain year after several decrease of sales in 2006 is the reason why the e-waste in
defined residence times were passed, depending on each 2017 for the baseline scenario is higher than for the upper

Fig. 3 Total e-waste generation


estimation based on scenario

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Table 5 Collected data and available results


E-product Data type Period Lifespan (baseline scenario)
Residence time required* Results will be available

Television Sales 2003–2010 11 2014


Refrigerator Sales 2005–2010 10 2015
Washing Machine Sales 2005–2010 7 2012
Desktop PC Shipment 2005–2010 7 2012
Portable PC Shipment 2005–2010 6 2011
Mobile Phone Subscription 2005–2010 5 2010
* To generate the stock of recycling and disposal process from all pathways (direct disposal from first user; disposal from re-use; disposal from
storage)

Fig. 4 Estimation of e-waste


generation by weight

Fig. 5 Estimation of e-waste


generation by unit

scenario. When sales dropped significantly, the calculation place, a new source for valuable materials recovery would
of the upper scenario was influenced (there is a residence be created. The lower scenario gave an optimistic amount
time difference, so when the sales are high for e-waste that e-waste could be reduced by reuse. According to the
estimation for the baseline scenario, sales are significantly baseline scenario of this study, in terms of unit, the mobile
lower for the upper scenario at the same estimated e-waste phone has dominated the amount of generated e-waste
generation time). However, the deviation between the (83 %) in 2015; however, in terms of weight, the television
baseline and upper scenario’s results became larger over has the largest portion of e-waste (37 %).
time after 2017, because there is assumption that the sales This result can be confirmed in the survey: each
are always growing. household has more than one unit of television (two units
Figures 4 and 5 show the proportion of generated in each household), and each person has more than one unit
e-waste types from household in Indonesia by weight and of mobile phone (six units in each household). While in
by unit, respectively. If a proper recycling system was in 2025, the mobile phone will still probably dominate the

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Fig. 6 Material flow of electronic and electrical equipment of household in 2015

e-waste quantities by unit (52 %), by weight, the refriger- disposal is via reuse, either directly from reuse or from
ator is likely to be the largest in proportion (34 %), based storage 2 process. The reuse process of a household could
on this study. This seems to be an overestimation of the either be donating or selling it as secondhand equipment.
real amount, because the assumption of market growth is Although portable PCs are estimated to grow faster than
considered to be constant while the market might be other equipment, we can see in Fig. 7 that in 2025, their
growing at larger rates every year, and there is a case when flow into recycling and disposal may still remain low,
the market may be slowing down due to an unpredictable while the purchasing is already considerably high. Mobile
economic crisis. However, the assumption is needed, since phone flows seem lower in these Sankey Diagrams due to
there was a lack of reliable data regarding market growth. unit of ton. Despite its low weight, the mobile phone is an
Further sales increases are possible, since consumers tend important product sold in the secondhand equipment mar-
to buy new equipment with more powered functionalities ket [30]; hence, their flows of reuse in terms of unit are
before the end of the lifetime of their existing ones [4]. The considerably high compared to other equipment.
other reason for overestimation is that the weights of
television and desktop PC remain constant, while in the The MFA model
reality the weight of the television should be reduced due to
the increasing rate of replacement of CRT with LCD As mentioned previously, MFA models have been devel-
screens. Furthermore, as technology develops, the portable oped to estimate the amount of e-waste generation [1, 23,
PC also might become lighter in the future. 26, 29, 36–38, 45, 46]. Each model has its own charac-
teristics that are adjusted to available data. The MFA
Analysis of material flows model as applied to this study requires a quantity of
e-waste inflow to society, such as production, sales, ship-
The MFA model results can be seen in Figs. 6 and 7. These ment, export–import, or consumption data. These data were
figures also easily show that a doubling quantity of the also used to estimate generated e-waste amount in previous
flows is estimated to occurr in the next 10 years, with studies [23, 29, 36–38, 45].
televisions and refrigerators dominating the fraction by The MFA model employed in this study assumes that
weight. It should be noted that there is also uncertainty the lifetime of the e-products is based on the user’s deci-
associated with the model itself, i.e. the flow could also go sion, which has been assessed through survey question-
another way than the estimated pathway. Similar to a study naire. However, lifetime can be assumed to be constant; or
conducted in Chile [38], it can be observed that the most lifetime distribution of e-product according to cumulative
important flow of computer equipment to recycling and distribution function, namely normal distribution, log-

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Fig. 7 Material flow of electronic and electrical equipment of household in 2025

normal distribution, or Weibull distribution. Weibull dis- and applied to assess the actual number of times of use of
tribution is a common distribution function that has been e-products in society, from production, reuse, and recycle,
applied to previous studies about stock and obsolescence to final disposal.
model [24, 26, 46, 49]. Generally, Weibull distribution
requires a number of products in use, namely a possession Sensitivity analysis
amount. Due to lack of reliable data, the possession amount
of e-products in Indonesia could not be acquired. Instead of Sensitivity analysis has been carried out to assess the
each e-product possession amount, the national survey in possible effect of 10 % error in transfer coefficient and
Indonesia showed the monthly expenditure class per capita 1 year decrease in residence time. It should be noted that
of ‘electronics and repairs’ as a general category [7]. As for sensitivity analysis was conducted by comparing the
the Steubing’s MFA model, the lifetime distribution could modified scenario to baseline scenario. The deviation or
be obtained in term of frequency by using consumption difference of flow quantities between the modified scenario
data, so the lifetime of e-product is not absolutely constant. and baseline scenario is indicated by percentage; that is, the
Figure 8 shows lifetime distribution of each e-product in deviation divided by the baseline scenario’s flow quantity.
this study according to scenarios, by derivation from The modified scenarios comprise transfer coefficient
transfer coefficient and residence time. These lifetime modification (10 % increase) and residence time modifi-
distributions represent the probability that a pathway will cation (1 year decrease). The results of sensitivity analysis
likely occur. In this model, it is assumed that the product is of transfer coefficients and residence times can be seen in
used a maximum of twice (first user and reuse process). Tables 6 and 7, respectively.
However, in the reality, the e-product may be used more In Table 6, it can be noticed that 10 % difference of
than twice. A methodology to calculate the average of transfer coefficient will not cause the results to change
times of use of a material in society was developed by more than 4 %. The largest influences of a 10 % increase at
Yamada et al. [44], based on the Markov chain model using a certain flow can be seen for the transfer coefficient for
matrix-based numerical analysis, and Matsuno et al. [27] portable PC from Reuse to Storage 2 process (-2.77 %).
applied the methodology to analyze the number of times of Therefore, distinguishing the first user or consumer by
use of the iron element, and its residence time in society. categorizing household (such as lower or higher income) is
Duchin and Levine [10] also developed the Markov chain not absolutely significant. Moreover, if the lifespan could
model to track multiple resources simultaneously and be estimated accurately, there might be no need to make
consistently, as well as the possibility of representing both the distinction of first users. Distinguishing first users is
resources and products in mixed units. In future research, important to design a take-back end-of-life equipment
the Markov chain-based methodology could be developed system [38], particularly if government and businesses are

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Fig. 8 Lifetime distribution of each e-product in this study according to scenarios: a television, b refrigerator, c washing machine, d desktop PC,
e portable PC, f mobile phone

also assessed. The target amount of the collection rate because the PC market is still not saturated (in 2007, the
could be set on the user who is likely to dispose the computer ownership percentage of the total population in
obsolete equipment. According to Table 7, the largest Indonesia is 5.9 % [6]). Therefore, as the amount of
deviation is 12.26 %, while the average deviation is equipment sold is increasing, the effect of error will also
1.66 %. It can be implied that 1 year error of determining increase. One of the primary limitations of this model is
residence time could affect no more than 13 % of the the lack of flexibility with respect to assigning different
results. parameter values for every year of e-products sales in
From these results, it can be noticed that the portable Indonesia. For example, it is clear that PC monitors or
PC has relatively larger values compared to the other televisions sold in 2005 will have a distinctly different
equipment. This is due to the assumption that its growth weight than those sold in 2020 (many more LCD screens
rate will increase rapidly compared to other equipment, might be sold).

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Table 6 Sensitivity analysis of 10 % error in transfer coefficient In Chile [38] and the Philippines [36], the amount of
From To TV RF WM DP PP MP
e-waste was predicted to double in only 10 years.
(%) (%) (%) (%) (%) (%) According to this study, e-waste might more than double in
Indonesia, particularly in non-mature markets, such as
C L 0.00 -0.01 -0.05 0.37 1.62 0.02
personal computer (PC), either desktop or portable PC.
H 0.00 0.01 0.07 -0.36 -1.96 0.07 Looking at PC sales and shipment (Fig. 1) and the data
L S1 -0.18 -0.41 -0.40 -0.18 -0.80 -0.10 from Biro Pusat Statistik/Center of Statistical Bureau
R -0.46 -0.36 -0.36 -0.13 -0.78 0.11 (BPS) [6], the PC penetration in Indonesia is still very low,
RD 0.67 0.86 0.85 0.42 1.55 0.05 but there is high possibility for rapid growth, due to the
H S1 -0.24 -0.57 -0.70 -0.33 -1.29 -0.06 lowering of prices on portable PCs.
R -0.60 -0.51 -0.64 -0.21 -1.15 0.09 Based on the estimations of Zoeteman et al. [50], the
RD 0.86 1.03 1.22 0.49 2.51 0.06 annual household generation for developed countries such
R S2 -0.59 -1.31 -1.47 -0.53 -2.77 0.22 as the USA, EU-25, and Japan, the global e-waste genera-
RD 0.00 -0.01 -0.05 0.37 1.62 0.02 tion in 2010 from households is 8.4, 8.9, and 4.0 million
TV Television, RF Refrigerator, WM Washing machine, PC Personal tonnes, respectively. Compared to Indonesia, in 2015, the
computer, DP Desktop PC, PP Portable PC, MP Mobile phone, e-waste generated from households is predicted to be
C consumption, L households lower income, H households higher approximately 0.3 million tonnes, and 10 years later, more
income, R reuse
than double that amount is estimated (0.6 million tonnes).
According to the same study of Zoeteman et al. [50], China
Table 7 Sensitivity analysis of 1 year error in residence time will probably have surpassed the quantities of household
Process TV (%) RF (%) WM (%) DP (%) PP (%) MP (%) e-waste in Japan (5.7 million tonnes) in 2010. While it is
estimated that India has generated 0.66 million tonnes of
L 2.40 3.71 3.87 2.01 5.27 -2.23
e-waste from households in 2010, West Africa is estimated
H 3.03 4.60 5.83 1.95 10.90 -1.16
to generate 0.07 million tonnes. Indonesia seems to have
R 3.34 6.27 -11.76 -1.19 12.26 -3.37
lower quantities of household e-waste than developed
S1 1.74 1.59 1.88 -2.47 4.37 -6.37
countries (USA, EU-25, Japan), China, and India. However,
S2 1.02 2.46 3.25 -2.99 5.98 -6.41 it is important to note that developed countries, particularly
TV Television, RF Refrigerator, WM Washing machine, PC Personal EU countries and Japan, generally have low growth rates of
computer, DP Desktop PC, PP Portable PC, MP Mobile phone, generated e-waste [50]. In 2005, the generated quantity of
L households lower income, H households higher income, R reuse, S1
household e-waste in Japan was estimated to be 3.1 million
storage after 1st use, S2 storage after 2nd use
tonnes [50], so the growth rate of those e-wastes was 29 %
in 5 years, whereas in Indonesia, there is a doubling of
Comparison to other countries on e-waste generation amount (117 %) in 10 years. If there is no control of the
high increasing rate volume of e-waste streams, e-waste
Compared to India [12], which is also a developing coun- will continue to grow rapidly in Indonesia.
try, the estimated amount of household PC waste in Indo-
nesia is much lower in 2015, that is, about 1.6–3.1 million E-waste: problems and its current management practice
units, while in India around 51.42–78.36 million units of in Indonesia
computers will become obsolete. However, it should be
noted that this study only assessed e-waste from house- Depending on their type, e-products contain different
holds, while for the study in India, household and business hazardous materials that are harmful to human health and
sector use was included. Moreover, Indonesia has five the environment if not disposed of properly. While some
times lower e-waste generation per capita compared to naturally occurring substances are harmless in nature, their
India. In Indonesia, it is estimated that about 0.006–0.012 use in the manufacture of electronic equipment often
units per capita will become obsolete in 2015. In India, the results in hazardous compounds. However,exposure to
contribution of large household appliances such as washing e-waste that has not been processed (e.g. dismantled/dis-
machines and refrigerators in the overall e-waste stream assembled) is not dangerous to humans. The problems
composition is not that significant, due to the high rate of occur when the device is treated carelessly, without any
reuse (70 %) [11]. In 2006, the penetration rate of 0.0045 concern for the environmental or health.
computers per capita from the household sector and 0.0073 Based on this study, televisions may be the main stream of
computers per capita from the business sector [12] indi- e-waste by weight in 2015. The largest concern is lead
cates that the household sector contributes approximately contained in the CRTs of televisions. Lead is used in CRTs to
38 % of total generated e-waste. protect users from potentially harmful exposure to x-rays;

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moreover, it is bound in a glass matrix as lead oxide, and is four specified home electrical appliances that were recy-
stable and immobile [40]. According to Townsend et al. [40] cled from about 319,249 tonnes in 2001 to about 447,262
using the US Environmental Protection Agency (EPA)’s tonnes in 2006 [1]. Based on another study [50], the
toxicity characteristic leaching procedure (TCLP) for lead domestic recovery of e-waste in 2010 was estimated to be
leachability), twenty-one of thirty color CRTs exceeded the 2.8 million tonnes of 4.0 million tonnes annual household
5 mg/l lead regulatory limit. Moreover, mercury may be generated e-waste (70 % recycled). Further research
contained in fluorescent lamps that provide backlighting in regarding the estimated number of existing e-waste recy-
LCDs [14]. Refrigerators also contain harmful chemicals cled either formally or informally in Indonesia is required.
such as CFC (Chlorofluorocarbon), which becomes waste in It is necessary to evaluate how effective a new system of
recycling process. In Japan, since April 2004, recovery of e-waste recycling is after implemention in Indonesia.
CFCs from insulation is required [31]. Washing machines Exportation also must be considered. In Japan, the ratio
particularly contain salt water (used as a liquid balancer in of domestic disposal and recycling decreased to 37 % in
fully automatic washing machines) and motors, and the the fiscal year 2004, whereas the domestic reuse and export
circuit boards cannot be disassembled because they are ratios increased to 37 % and 26 %, respectively [46].
coated with resin for water proofing [28]. According to Yoshida and Terazono [47], about 2 million
An e-waste recycling facility has not yet been officially secondhand televisions are exported from Japan annually,
established in Indonesia. However, in Batam Island and of which approximately 400,000 units are exported to the
East Java Provinces, there are industrial areas where Philippines. Nevertheless, inappropriate recycling and final
recycling industries have been built [30]. As mentioned treatment processes, such as open burning of wires and
previously, backyard recycling of PCs and mobile phones improper crushing of CRT tubes, were observed at or near
is common practice in Indonesia. Individuals from the two dump sites in Metro Manila [47]. In Indonesia, there is
informal sector usually recover precious material from indication that e-waste exportation exists. However, no
e-waste, such as gold from the integrated circuit (IC) official data regarding e-waste (other than metal scraps
socket or IC chipset. Using bare hands and without wearing from e-waste) have been found, except in 2005, 6,643
any mask, they burn IC and mix it with some other secondhand PC monitors were imported from Japan to
chemicals (e.g. HNO3, selenium, etc.) to recover gold. This Indonesia [22], although this activity is actually restricted
process generates waste water containing heavy metals that in Indonesia by Decree No. 756/MPP/Kep/12/2003 on
exceed threshold values of Indonesian waste water regu- Import of Non-new Capital Goods. The main dealers col-
lations (e.g. Cu, Cr, Co, Pb, Ni, Sn, and Zn) [39]. Due to lecting e-waste are investors from Korea and China who
the different characteristics of weight and hazardous sub- trades e-waste in bulk. They export those wastes to buyers
stances, it would be good if there was categorization of in China, Hongkong, and Taiwan to be reprocessed [16]. A
end-of-life electronic and electrical products. This catego- further study should be done on the benefit and impact at
rization needs further research to determine the composi- the sites where the e-wastes from Indonesia are processed.
tion of particular e-waste in Indonesia. While televisions, In order to develop a sustainable e-waste management
PCs, and mobile phones might become lighter in the near system in Indonesia, it is necessary to take into consider-
future, it should be noted that refrigerators and washing ation the legal aspects, existing conditions of obsolete
machines could remain bulky in terms of weight. electronic equipment, and environmental impact. Currently,
In Japan, there is a system of recycling home electrical there is no research assessing environmental impact of
appliances that has several unique aspects, including lim- improper e-waste treatment and illegal disposal in Indone-
ited number of target appliances, a recycling fee system sia. This is probably due to the absence of specific e-waste
that requires consumers to pay a recycling fee at the time of regulations, although the law of environmental pollution
disposal, and a direct recycling obligation for manufac- (Law No. 32/2009 about Environmental Protection and
turers, who have a physical rather than a financial Management) does exist. In Indonesia, many non-identifi-
responsibility for their end-of-life products. However, able small and medium scale industries carry out recycling
problems with the recycling system include inelastic and refurbishing, particularly in producing low cost PCs.
recycling fees, illegal dumping, illegal transfer by retailers, An EPR option may not be feasible for such producers/
and the limited number of target appliances [1]. It is nec- manufacturers, as most of them lack the infrastructure and
essary to note that in Indonesia, the same problems might economic capabilities for adopting an EPR system. The
occur. Based on a survey of 180 people in Jakarta, paying EPR system should be accompanied by door-to-door col-
for recycling may not be applicable in Indonesia; and trade- lection of e-waste and an advanced recycling fee (ARF) to
in programs to induce e-waste recycling are encouraged manage e-waste thoroughly in Indonesia. A clear and
[16]. However, the recycling home electrical appliances defined role of government is necessary to build an e-waste
system that was enacted in Japan increased the amount of management system in Indonesia. Treatment processes of

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e-waste aimed at either removing the hazardous items or at 2. Apkomindo (Computer marketers association of Indonesia)
optimal recovery of main recyclable materials (e.g. metals, (2008) Data of domestic sales
3. Apkomindo (Computer marketers association of Indonesia)
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most desired. Wang et al. [48] introduced the ‘Best-of-2- 4. Araujo MG, Magrini A, Mahler CF, Bilitew B (2012) A model for
Worlds’ philosophy (Bo2W), which seeks technical and estimation of potential generation of waste electrical and elec-
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5. Basel Convention Regional Centre for South-East Asia (BCRC-
countries to manually dismantle e-waste and ‘best’ end- SEA) (2007) E-waste inventory guidelines. http://www.env.go.jp/
processing to treat hazardous and complex fractions in en/recycle/asian_net/Project_N_Research/E-wasteProject/12-2.
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Indonesia is one of the potential countries to adopt Bo2W 6. BPS (Biro Pusat Statistik/Center of Statistical Bureau) of Indo-
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the system best implemented in Indonesia is needed to nesia. 2010. Expenditure for Consumption of Indonesia 2010
determine the technical requirements (how to implement 8. Brunner P, Reichberger H (2004) Practical handbook material
EPR, ARF, and/or take-back mechanism based on Bo2W flow analysis. Lewis Publisher, Florida
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currently happening. However, the most important flow of generation in India. Waste Manage (Oxford) 30:2265–2277
e-waste equipment into recycling and disposal processes is 13. Electronic Marketers Club (EMC) (2011) Data of electronic and
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